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Ethics in Research: A Science Lifecycle Approach 800-266-1832 | www.ktddr.org Copyright ©2014 by SEDL. All rights reserved. Funded by NIDRR, US Department of Education, PR# H133A120012. No part of this presentation may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from SEDL (4700 Mueller Blvd., Austin, TX 78723), or by submitting an online copyright request form at www.sedl.org/about/copyright_request.html. Users may need to secure additional permissions from copyright holders whose work SEDL included after obtaining permission as noted to reproduce or adapt for this presentation. Jaime Flamenbaum Canadian Institutes of Health Research Innovative KT Strategies from the Canadian Institutes of Health Research

Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

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Page 1: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

Ethics in Research: A Science

Lifecycle Approach

800-266-1832 | www.ktddr.org

Copyright ©2014 by SEDL. All rights reserved.

Funded by NIDRR, US Department of Education, PR# H133A120012. No part of this presentation may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording, or any information storage and retrieval system, without permission in writing from SEDL (4700

Mueller Blvd., Austin, TX 78723), or by submitting an online copyright request form at www.sedl.org/about/copyright_request.html. Users may need to secure additional permissions from copyright holders whose work SEDL included after obtaining permission as noted to reproduce or adapt for this presentation.

Jaime Flamenbaum Canadian Institutes of Health Research

Innovative KT Strategies from the Canadian Institutes of Health Research

Page 2: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

     

Ethics  in  Research:  A  Science    Lifecycle  Approach  

   

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Page 3: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

 Canadian  Ins9tutes  of  Health  Research  

 •  Created  in  2000,  CIHR  is  the  Government  of  Canada's  health  research  investment  agency.    

•  Its  mission  is  to  create  new  scien>fic  knowledge  and  to  enable  its  transla>on  into  improved  health,  more  effec>ve  health  services  and  products,  and  a  strengthened  Canadian  health  care  system.  

•  Composed  of  13  Ins>tutes,  CIHR  provides  leadership  and  support  to  health  researchers  and  trainees  across  Canada.  

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Page 4: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

 Knowledge  Transla9on  at  CIHR  (1)  

Knowledge  transla>on  is  a  dynamic  and  itera>ve  process  that  includes  synthesis,  dissemina>on,  exchange  and  ethically  sound  applica>on  of  knowledge  to  improve  the  health  of  Canadians,  provide  more  effec>ve  health  services  and  products  and  strengthen  the  health  care  system.    

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Page 5: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

 Knowledge  Transla9on  at  CIHR  (2)  

 

This  process  takes  place  within  a  complex  system  of  interac>ons  between  researchers  and  knowledge  users  that  may  vary  in  intensity,  complexity  and  level  of  engagement  depending  on  the  nature  of  the  research  and  the  findings  as  well  as  the  needs  of  the  par>cular  knowledge  user.  

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In  February  2013,  the  Journal  of  the  American  Medical  Associa>on  published  an  ar>cle  (February  11,  2013.  doi:10.1001/jamainternmed.2013.465)  where  the  author  describes  his  findings  while  searching  for  the  best  “deal”  for  a  rela>ve’s  hip  replacement.    The  survey,  mo>vated  by  real  reasons,  extended  beyond  the  necessary  range  of  ins>tu>ons  and  ended  up  demonstra>ng  the  enormous  variability  in  prices  and  services  for  the  procedure  in  USA.  The  researcher  used  phone  interviews  to  gather  his  data,  and  apparently,  never  disclosed  to  the  interviewees  (at  service  of  the  ins>tu>ons)  his  inten>ons.  

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Iden>fy  problem  (whether  from  research  or  KT  perspec>ve)  

Knowledge  Crea9on  

Knowledge  Transla9on  

Influence  of  disciplinary  and  epistemological  lens;  influence  of  socio-­‐poli>cal  context;  priority-­‐se^ng;  agenda-­‐se^ng;  stakeholder  engagement;  power;  voice;  agency;  assessment  of  evidence;  social  responsibility  to  research...  

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Page 8: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

6.  Recruit  par-cipants    (if  necessary)  

3.  Design  project  

11b.  Further  research  

10.  Publish  results  9.  Draw  conclusions  

2.  Form  research  ques>on  

7.  Collect  data  

8.  Analyse  data  

5.  REB  submission  

4.  Seek  funding  

11.  Toward  KT  of  results  

Knowledge  Crea9on  

2)  Stakeholders;  influencing  contexts;  framing;  theory  

3)  Resources/capacity;  theory;  methodology  (scien>fic  validity)    

4)  Choice  of  funder;  obliga>ons;  public/private  

8)  Methodological  choices  (ex:  analy>cal  framework);  role  of  collaborators  in  data  interpreta>on  

9)  Implica>ons  for  individuals,  groups  and  popula>ons  (including  equity  issues);  COI  

10)  Authorship;  choice  of  venue;  publica>on  bias;  nega>ve  results  (blind  spot)  

11.b)  Jus>fica>on;  influences;  framing  

11)  Selec>on  of  evidence  

1.  Establish  partnerships  1)  Choice  of  collaborators;  equity;  agency;  influence  

5,  6,  7)  Protec>on  of  subjects;  privacy;  informed  consent;  data  stewardship  COI;  etc.  

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6.  Evaluate  applica>on  of  Knowledge  (interven>on)    

2.  Adapt  knowledge  to  context  

8b.Toward  con>nued  KT  

1.  Review  and  select  knowledge  

5.  Monitor  knowledge  use  

7.  Sustain  knowledge  use  

4.  Apply  knowledge  (interven>on)  

3.  Access,  barriers  to  use  

8.  Toward  next  genera>on  research    (based  on  KT  experience)   Knowledge  Transla9on  

(based  on  Graham  et  al.,  2006)  

1)  KT  theory;  publica>on  bias;  data  access;  intellectual  property;  neg.  results  (blind  spot)  

2)  local  knowledge;  voice;  power;  agency  

3)  Equity;  access  issues  

4)  Resource  alloca>on;  equity;  opportunity  costs;  intellectual  property  

6)  Criteria-­‐se^ng;  poten>al  COI    

5)  Poten>al  COI;  roles,  responsibili>es  

7)  ‘Ethics  of  sustainability’  concerns:  capacity-­‐building;  robustness;  opportunity  costs…  

8)  Jus>fica>on;  resource  alloca>on  

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Page 10: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

Contact  Informa>on  

   Jaime  Flamenbaum  

 Senior  Ethics  Policy  Advisor    jaime.flamenbaum@cihr-­‐irsc.gc.ca  

   

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SEDL’s Center on Knowledge Translation for Disability and Rehabilitation Research (KTDRR)

Web: http://www.ktdrr.org Email: [email protected]

Please complete the brief evaluation form: http://www.surveygizmo.com/s3/1686113/CIHR-Ethics

Thank you!

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This webcast is part of a series produced in cooperation with our colleagues at the Canadian Institutes of Health Research - CIHR

Page 12: Ethics in Research: A Science Lifecycle Approach · Canadian!Ins9tutes!of!Health!Research! • Created!in!2000,!CIHRis!the!Governmentof!Canada's!health! research!investmentagency.!!

Disclaimer

This presentation was developed for grant number H133A120012 from the National Institute on Disability and Rehabilitation Research (NIDRR), Office of Special Education and Rehabilitative Services (OSERS), U.S. Department of Education. However, the contents do not necessarily represent the policy of the Department of Education, and you should not assume endorsement by the federal government.

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