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Evaluation of the Therapeutic Potential of Akt Inhibition in a Translational Model of Histiocytic Sarcoma Qizhi Qin Dissertation submitted to the faculty of the Virginia Polytechnic Institute and State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy In Biomedical and Veterinary Medicine Nick Dervisis, Chair Shawna Klahn Irving C. Allen Rafael V. Davalos September 10, 2018 Blacksburg, VA Keywords: Histiocytic sarcoma, PI3K/Akt signaling, Akt-targeted therapy

Evaluation of the Therapeutic Potential of Akt Inhibition in a ......dendritic cells and histiocytes, with no available effective treatment options. Akt signaling and proteasome dysfunction

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Page 1: Evaluation of the Therapeutic Potential of Akt Inhibition in a ......dendritic cells and histiocytes, with no available effective treatment options. Akt signaling and proteasome dysfunction

Evaluation of the Therapeutic Potential of Akt Inhibition in

a Translational Model of Histiocytic Sarcoma

Qizhi Qin

Dissertation submitted to the faculty of the Virginia Polytechnic Institute and State

University in partial fulfillment of the requirements for the degree of

Doctor of Philosophy

In

Biomedical and Veterinary Medicine

Nick Dervisis, Chair

Shawna Klahn

Irving C. Allen

Rafael V. Davalos

September 10, 2018

Blacksburg, VA

Keywords: Histiocytic sarcoma, PI3K/Akt signaling, Akt-targeted therapy

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Evaluation of the Therapeutic potential of Akt Inhibition in

a Translational Model of Histiocytic Sarcoma

Qizhi Qin

Abstract

Histiocytic sarcoma (HS) is an exceptionally rare malignant neoplasm derived from

dendritic cells and histiocytes, with no available effective treatment options. Akt

signaling and proteasome dysfunction have been implicated in the pathogenesis of the

disease, both in humans and dogs. Our work aims to investigate the importance of the

Akt signaling pathway and evaluate the potential of Akt-targeted therapy in a canine

model of histiocytic sarcoma.

We demonstrated Akt signaling to be active in 9 out of 10 canine HS tumor samples,

regardless the presence of PTEN. Moreover, the Akt signaling pathway appears to be

constitutively active in DH82 cells – a cell line model of canine HS, when compared to

control canine dendritic cells. Pharmacologic Akt inhibition resulted in significant

decrease in Akt S473 phosphorylation, GSK-3β S9 phosphorylation, Akt activity, cell

viability, increased apoptosis, and resulted in sensitization to proteasome inhibition-

depended cell death in a synergistic manner. Proteasome inhibition using carfilzomib,

an irreversible proteasome inhibitor, induced dose-depended/caspase-3 independent

cell death, at clinically relevant drug concentrations. The therapeutic effect of Akt

inhibition was validated in vivo using a DH82 xenograft murine model. Akt inhibition

lead to reduced tumor growth, prolonged overall survival, and ameliorated

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splenomegaly, but not affected the lung metastasis. Moreover, the therapeutic effect of

Akt inhibition was potentiated in combination with carfilzomib.

In conclusion, targeting Akt signaling may represent an attractive potential

therapeutic target for the HS. Future studies are required to examine the clinical efficacy

of Akt-targeted therapy in dogs with HS using novel selective Akt inhibitors.

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Evaluation of the Therapeutic potential of Akt Inhibition in

a Translational Model of Histiocytic Sarcoma

Qizhi Qin

General Audience Abstract

Histiocytic sarcoma (HS) is an exceptionally rare cancer of the immune system,

with no effective treatment options available. Canine histiocytic sarcoma (cHS) is an

aggressive tumor of the same cellular lineage, identified at increased relative frequency

in specific dog breeds, with significant translational value. Akt signaling and

proteasome dysfunction have been implicated in the pathogenesis of the disease, both

in humans and dogs. Our study aims to investigate the importance of the Akt signaling

pathway in the dog model of the disease and evaluate the potential of Akt-targeted

therapy in a translational of histiocytic sarcoma. The work presented here demonstrates

that Akt signaling appears aberrantly and constitutively activated in the canine model

of HS. Importantly, Akt inhibition significantly reduced the tumor growth and

prolonged the overall survival of the experimental animals. Moreover, Akt inhibition

potentiated the anti-cancer activities of other anticancer drugs. Collectively, these

findings provide an attractive therapeutic approach for the treatment of HS.

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Acknowledgement

I would like to express my deepest appreciation to my advisor, Dr. Nick Dervisis, for

giving me the opportunity to join his lab. I have always been grateful for his support

and help both in my study and in my life. I can never be thankful enough for his

mentorship and incredible inspiration!

I would like to thank my committee members Dr. Shawna Klahn, Dr. Irving Allen, and

Dr. Rafael Davalos for their support and guidance throughout my time as a graduate

student.

My sincere thanks to my external examiner, Dr. Vilma Yuzbasiyan-Gurkan. Thank you

for coming a long way to Blacksburg to attend my defense!

I would like to thank Melissa Makris for the use of flow cytometry core facility. I also

would like to thank TRACSS staffs for taking care of my experimental mice.

I appreciate the great help from Dr. Sheryl Coutermarsh-Ott and ViTALS staffs for the

high-quality histopathology analysis.

I owe my sincere gratefulness to my wonderful friends in Blacksburg, for their love,

understanding and company in these five years!

Most importantly, I would like to thank my mother Liying Liu, father Jianming Qin

their endless love. I would also like to thank to my beloved girlfriend Yangxi Jiao for

supporting me for everything.

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Table of Contents

Abstract .......................................................................................................................... ii

General Audience Abstract ........................................................................................... iv

Acknowledgement ......................................................................................................... v

List of Figures ................................................................................................................ x

List of Tables ................................................................................................................. xi

Abbreviations ............................................................................................................... xii

CHAPTER 1. Introduction ............................................................................................. 1

CHAPTER 2. Literature Review ................................................................................... 4

2.1 Histiocytes ............................................................................................................ 4

2.1.1 Macrophages .................................................................................................. 5

2.1.2 Dendritic cells ................................................................................................ 8

2.1.3 Langerhans cells ........................................................................................... 14

2.2 Histiocytic disorders ........................................................................................... 15

2.2.1 Langerhans cell histiocytosis ....................................................................... 19

2.2.2 Hemophagocytic lymphohistiocytosis ......................................................... 21

2.2.3 Histiocytic sarcoma ...................................................................................... 24

2.2.3.1 Pathology and epidemiology ................................................................. 25

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2.2.3.1.a Human ................................................................................................ 25

2.2.3.1.b Canine ................................................................................................. 26

2.2.3.2 Clinical features and diagnosis .............................................................. 27

2.2.3.2.a Human ................................................................................................ 27

2.2.3.2.b Canine ................................................................................................. 28

2.2.3.3 Current approaches to treatment ............................................................ 31

2.2.3.3.a Human ................................................................................................ 31

2.2.3.3.b Canine ................................................................................................. 32

2.3 PI3K/Akt signaling pathway .............................................................................. 33

2.3.1 PI3K/Akt pathway in Health ........................................................................ 33

2.3.2 PI3K/Akt in Cancer ...................................................................................... 35

2.2.2.1 Inhibition of apoptosis ........................................................................... 36

2.3.2.2 Regulation of cell cycle ......................................................................... 38

2.3.2.3 Promotion of angiogenesis .................................................................... 39

2.3.2.4 Enhancement of metastasis ................................................................... 40

2.3.3 PTEN alteration ........................................................................................... 41

2.3.4 Targeting PI3K/Akt signaling pathway in cancer therapy ........................... 42

2.3.4.1 Targeting upstream regulators of Akt .................................................... 42

2.3.4.2 Akt inhibition ......................................................................................... 45

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2.3.4.3 Targeting downstream signaling molecules of Akt ............................... 46

CHAPTER 3. Targeting PI3K/Akt Signaling Pathway in Canine Histiocytic Sarcoma

...................................................................................................................................... 48

3.1 Introduction ........................................................................................................ 48

3.2 Material and Methods ......................................................................................... 48

3.2.1 Cell line and culture ..................................................................................... 48

3.2.2 Reagents ....................................................................................................... 49

3.2.3 Cell viability assay ....................................................................................... 50

3.2.4 Flow cytometry ............................................................................................ 50

3.2.5 Serum starvation test .................................................................................... 51

3.2.6 RT-PCR ........................................................................................................ 52

3.2.7 Western blot ................................................................................................. 53

3.2.8 Akt kinase activity assay .............................................................................. 54

3.2.9 Isobologram ................................................................................................. 55

3.2.10 Caspase-3 activity assay ............................................................................ 56

3.2.11 DH82 xenograft mouse model ................................................................... 56

3.2.12 Immunohistochemistry .............................................................................. 57

3.2.13 LY294002 blood level quantification......................................................... 58

3.2.14 Statistical analysis ...................................................................................... 58

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3.3 Results ................................................................................................................ 59

3.3.1 Akt signaling is activated in canine HS tumor samples despite the presence

of PTEN ................................................................................................................ 59

3.3.2 Akt signaling is aberrantly activated in DH82 cells ..................................... 61

3.3.3 Inhibition of Akt signaling leads to decreased cell viability in DH82 cells . 64

3.3.4 Inhibition of Akt signaling potentiates carfilzomib-induced apoptotic cell

death in DH82 cells ............................................................................................... 66

3.3.5 Carfilzomib induces apoptosis in DH82 cells via a caspase-3 independent

pathway. ................................................................................................................ 69

3.3.6 LY294002 and carfilzomib are well tolerated in DH82 xenograft mice and

detectable in peripheral blood. .............................................................................. 72

3.3.7 LY294002 inhibits cHS tumor cell growth in vivo. ..................................... 74

3.3.8 LY294002 does not reduce lung metastasis and not increase necrosis in tumor

tissue. .................................................................................................................... 77

3.5 Discussion .......................................................................................................... 79

CHAPTER 4. Conclusion and Future Directions ........................................................ 86

REFERENCES ............................................................................................................ 88

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List of Figures

Figure 1. Akt activation and PTEN presence in DH82 cells and cHS clinical tumor

samples……………………………………………………………………………….60

Figure 2. Akt signaling is constitutively activated in DH82 cells………………..63

Figure 3. Pharmacological inhibition of PI3K/Akt signaling leads to decreased cell

viability in DH82 cells…………………………………………………….………….65

Figure 4. Inhibition of Akt synergistically potentiates carfilzomib-induced apoptosis in

DH82 cells…………………………………………………………………………68

Figure 5. Carfilzomib not induces caspase-3 activation……………………...………71

Figure 6. The given treatments are well tolerated and LY294002 are absorbed…….....73

Figure 7. LY294002 inhibits tumor growth in xenograft model of cHS……………..76

Figure 8. LY294002 not affects lung metastasis and necrosis in tumor tissues……...78

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List of Tables

Table 2.1. Surface markers of human DCs and murine homologs……………………10

Table 2.2. Classification of histiocytic disorders…………………………………….18

Table 2.3. Diagnostic criteria for hemophagocytic lymphohistiocytosis…………….23

Table 2.4. Differential diagnosis of histiocytic sarcoma……………………………..29

Table 2.5. Differential diagnosis of canine histiocytic sarcoma with other histiocytic

disorders……………………………………………………………………………...30

Table 3.1. Primer sequences………………………………………………………….53

Table 3.2. Concentration combinations……………………………...……………….67

Table 3.3. Individual survival in DH82 xenograft mice……………………………...75

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Abbreviations

Apaf-1 apoptotic protease activating factor 1

APC antigen-presenting cell

BCR B cell receptor

CCL C-C motif ligand

CCNU N-(2-chloroethyl)-N’-cyclohexyl-N-nitrosourea

CCR C-C chemokine receptor

CD cluster of differentiation

CDK cyclin-dependent kinase

CFU-GM colony forming unit-granulocyte/macrophage

CLEC7A C-type lectin domain family 7 member A

CNS central nervous system

CTL cytotoxic T lymphocyte

DC dendritic cell

ECD Erdheim-Chester disease

EGFR epidermal growth factor receptor

EMT epithelial-mesenchymal transition

eNOS endothelial nitric oxide synthase

FHL familial hemophagocytic lymphohistiocytosis

Flt-3 fms like tyrosine kinase-3

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GM-CSF granulocyte-macrophage colony stimulating factor

GSK3 glycogen synthase kinase 3

HLH hemophagocytic lymphohistiocytosis

HSC hematopoietic stem cell

HSCT hematopoietic stem cell transplantation

HSP heat shock protein

IAHS infection-associated hemophagocytic syndrome

ICAM intercellular adhesion molecule

IFN-γ interferon gamma

IKK IκB kinase

IL interleukin

ILT3 immunoglobulin-like transcript 3

IR incidence rate

IRS1 insulin receptor substrate 1

IκB inhibitor of κB

JXG Juvenile xanthogranuloma

LC Langerhans cell

LCH Langerhans cell histiocytosis

LFA-1 lymphocyte function-associated antigen-1

LPS lipopolysaccharide

MAC-1 macrophage receptor-1

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xiv

MAHS malignancy-associated hemophagocytic syndrome

MAS macrophage activation syndrome

Mcl-1 myeloid cell leukemia 1

M-CSF macrophage colony stimulating factor

MDM2 mouse double minute 2

MHC II major histocompatibility complex class II

MMP matrix metalloproteinase

MPS mononuclear phagocyte system

mTOR mammalian target of rapamycin

NF-κB nuclear factor-kappa B

NO nitric oxide

NSCLC non-small-cell lung cancer

PBMC peripheral blood mononuclear cell

PDK1 3-phosphoinositide dependent kinase-1

PD-L1 programmed death ligand-1

PHLPP PH domain leucine-rich repeat protein phosphatase

PI3K phosphoinositide-3-kinase

PIP2 phosphatidylinositol (4, 5)-bisphosphate

PIP3 phosphatidylinositol (3, 4, 5)-trisphosphate

PTEN phosphatase and tensin homolog

RD Rosai-Dorfman disease

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RTK receptor tyrosine kinase

SHIP2 SH2 domain-containing 5-inositol phosphatase 2

TAM tumor-associated macrophage

TGF-β ransforming growth factor beta

TKI tyrosine kinase inhibitor

TLR Toll-like receptor

TNF-α tumor necrosis factor alpha

VEGF vascular endothelial growth factor

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CHAPTER 1

Introduction

Histiocytic disorders represent a group of rare hematological malignancies

characterized by aberrant proliferation and accumulation of histiocytes that include

dendritic cells and macrophages [1]. Among these diseases, histiocytic sarcoma is

extremely rare but aggressive and lethal cancer, demonstrating morphologic and

immunophenotypic characteristics of dendritic cells and account for less than 1% of

neoplasms that affecting the lymphatic and hematopoietic system [2].

Histiocytic sarcoma can manifest itself in various organs such as skin, lymph nodes,

lung, spleen, liver, and central nervous system; affecting over a wide age range from

infant to elderly [3, 4]. The diagnosis of histiocytic sarcoma requires morphologic and

immunophenotypic verification of histiocyte markers on biopsy samples. However, the

rarity of this disease often impedes a timely and definitive diagnosis and contributes to

misdiagnosis as other histiocytic malignancies [5-7]. It has been hypothesized that due

to the difficulty of accurate diagnosis, histiocytic sarcoma often presents at an advanced

clinical stage. Moreover, the delayed diagnosis and rapid clinical course of histiocytic

sarcoma allow for limited responses to conventional chemotherapy. The prognosis of

histiocytic sarcoma is frustrating, and most patients die within two years after diagnosis

[2]. The high mortality rate requires a better understanding of this fatal disease and

more effective treatment approaches.

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The understanding of histiocytic sarcoma biologic behavior has been hindered by

the rarity of the individual patient and lacking a suitable animal model for histiocytic

sarcoma. However, the spontaneously developed canine tumors can provide us with a

useful model to understand corresponding human cancers. Canine cancers parallel the

natural development of human cancer due to the shared living environment with their

human owner, develop in an immunocompetent host, and present the similar features

as human cancer, including clinical presentations, histological appearances, and tumor

genetics [8]. Furthermore, molecular studies on canine cancers shed light on the

understanding of human cancers include histiocytic sarcoma [9, 10]. While still

uncommon (account for less than 1% of all canine tumors), histiocytic sarcoma is

relatively more common in specific dog breeds such as Bernese Mountain Dogs and

Flat-coated Retrievers [11, 12].

The PI3K/Akt signaling pathway is involved in regulation of variable of cellular

functions including proliferation, cell growth, apoptosis, cell cycle, cellular metabolism,

and angiogenesis [13, 14]. The constitutive activation of PI3K/Akt signaling has been

reported in numerous human cancers, such as non-small cell lung cancer, breast cancer,

melanoma, and histiocytic sarcoma [15-18]. Given that Akt signaling plays a vital role

in tumorigenesis, targeting the PI3K/Akt pathway represents a potential strategy for

cancer therapy. Akt inhibition not only kills the cancer cells directly but also sensitize

cancer cell to anti-cancer drugs. Thus the Akt signaling pathway has long been

recognized as a significant target in cancer drug discovery [19, 20].

Collectively, we hypothesized that aberrant activation of Akt signaling is the

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critical component for the devastating behavior of histiocytic sarcoma. For the

aggressive neoplasms such as histiocytic sarcoma, there is an urgent demand for

effective therapies. In the present study, we utilize both cell line model and murine

xenograft tumor model of canine histiocytic sarcoma, in addition to canine clinical

tumor samples, to investigate the rationality and efficacy of Akt-targeting based therapy,

with the objective to develop novel therapeutic approaches for the clinical treatment of

histiocytic sarcoma in both human and canine patients.

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CHAPTER 2

Literature review

2.1 Histiocytes

Histiocyte represents a group cell of the mononuclear phagocyte system (MPS),

and typically found in lymph nodes and spleen. These histiocytes are arising from a

common bone marrow precursor and share common morphological and functional

characteristics. Currently, histiocytes can be categorized into two major lineages,

macrophages and dendritic cells (DCs) [21, 22].

Histiocytes differentiate into macrophages and DCs from cluster of differentiation

34 positive (CD34+) hematopoietic stem cells (HSCs) under the influence of a variety

of cytokines, such as granulocyte-macrophage colony stimulating factor (GM-CSF),

interleukin-3 (IL-3), and tumor necrosis factor α (TNF-α) [23, 24]. Both the

macrophages and dendritic cells originate from stem cells that originated in bone

marrow. These stem cells develop to pro-monocytes and mature into monocytes in bone

marrow, which then circulate in the peripheral blood and migrate into tissues to

complete the process of maturation into macrophages [21]. Dendritic cells also derived

from bone marrow hematopoietic stem cells, but unlike the macrophages, dendritic cells

complete the maturation process in lymph nodes that are in rich in T lymphocytes [24].

Functionally, macrophages are professional phagocytes that play a critical role in

defending against pathogens and in the removal of unwanted organelle and particles by

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means of phagocytosis [25]. Dendritic cells are poor phagocytes but critical antigen-

presenting cells (APCs) which highly involved in presenting antigens to CD4+ T cells

to initiate the adaptive immune response [26]. In addition to macrophages and dendritic

cells, histiocytes also embrace cells that reside in healthy tissues such as the Langerhans

cells of the skin, the Kupffer cells in the liver, and microglial cells in the central nervous

system (CNS) [21, 27].

2.1.1 Macrophages

Macrophages are first discovered by Nobel laureate Ilya Mechnikov and described

as professional phagocytes that engulf and digests pathogens, cellular debris, dead cells

and foreign microorganisms [25, 28]. The macrophages are derived from the peripheral

blood mononuclear cells (PBMC), which developed from a common myeloid

hematopoietic stem cell (HSCs) in bone marrow. These myeloid HSCs commit to

monoblasts, pro-monocytes, and monocytes sequentially during the monocyte

development. In response to granulocyte/macrophage colony-stimulating factor (GM-

CSF) and macrophage colony-stimulating factor (M-CSF), HSCs divide and

differentiate into colony forming unit-granulocyte/macrophage (CFU-GM), monoblasts,

pro-monocytes and then mature into monocytes in bone marrow. Monocytes then

briefly circulate in the bloodstream, to migrate into various tissues to complete their

differentiation process to macrophages [29-31]. Macrophages present in almost all

tissues. Their morphological and biological characteristics are different due to the subtle

microenvironment in local tissues. Regional macrophages and related tissue-specific

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macrophages also described in the skin (Langerhans cells), bone (osteoclasts), lung,

liver (Kupffer cells), spleen, kidney, gastrointestinal tract, and central nervous systems

(microglial cells) [21, 27, 29-31].

Macrophages are professional phagocytes that highly specialized in the removal of

microbes and foreign substances. Besides its phagocytic function, macrophages are also

APCs that play a crucial role in host defense by recruiting immune cells and activating

immune responses. After engulfing and digesting foreign pathogens, macrophages can

present the antigens of the pathogens to helper T cells through the major

histocompatibility complex class II (MHC II) [32]. Macrophages also present antigens

to antigen-specific B cells through macrophage receptor-1 (MAC-1) and disrupted

macrophage function may diminish B cell responses to secondary infections [33, 34].

On the other hand, macrophages can receive antigens from B lymphocytes. A recent

study illustrates that the antigen presented by B cells can transfer to macrophages

through B cell receptor (BCR), and then further activate CD4+ T cell proliferation [35].

Macrophages can be identified by specific cell surface markers such as CD11b,

CD14, CD40, CD64, CD68, F4/80 (mice), EMR1 (human), lysozyme and MAC-1 [36].

Macrophages can be split into two major groups according to their effect on

inflammation: pro-inflammatory M1 macrophages (classically activated macrophages)

and anti-inflammatory M2 macrophages (alternatively activated macrophages). M1

macrophages play a vital role in adaptive immune response, while M2 macrophages

involved in tissue repair and wound healing. M1 macrophages are activated by pro-

inflammatory cytokines like lipopolysaccharide (LPS) and interferon-gamma (IFN-γ),

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after that promoting inflammation by secreting a high level of interleukin-12 (IL-12)

and low level of interleukin-10 (IL-10). Whereas M2 macrophages are activated by

interleukin-4 (IL-4) and interleukin-13 (IL-13), and inhibiting inflammation via

producing anti-inflammatory cytokines like IL-10 [37-39]. Although M1 macrophages

are dominant in the early stage of inflammation, there is a phenotype shift from M1 to

M2 during the inflammatory progression. The switch of different phenotypes of

macrophages is an important mechanism in the regulation of initiation and development

of infectious and inflammatory diseases [40-42].

M2 macrophages are also known as tumor-associated macrophages (TAMs) that

promote tumor growth by producing high levels of IL-10, transforming growth factor

beta (TGF-β) and low level of IL-12 [43]. TAMs are an essential component in the

tumor microenvironment of various solid tumors. TAMs maintain the

immunosuppressive condition in tumor microenvironment via expressing immune

checkpoint inhibitor programmed death-ligand 1 (PD-L1) to suppress T cell responses

and facilitate cancer cells escape from immune attack [44-46]. In addition, TAMs can

stimulate angiogenesis and enhance cancer cell invasion by secreting vascular

endothelial growth factor A (VEGF-A). In turn, VEGF-A recruits macrophage

progenitors that subsequently differentiate to TAMs in response to IL-4 to further

suppress the T-cell mediated anti-tumor immune response [47, 48].

Furthermore, TAMs also produce matrix metalloproteinases (MMPs) to enhance

cancer cell invasion and metastasis [49]. Due to the plasticity of macrophages, it is

possible to repolarize TAMs into anti-tumor M1 macrophages to suppress tumor

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progression by modifying the caspase recruitment domain-containing protein 9

(CARD9), and RelB/p52 mediated signalings [50, 51]. Thus, TAMs could be

considered as a target for cancer immunotherapy.

2.1.2 Dendritic cells

In contrast to macrophages that are characterized as professional phagocytes,

dendritic cells (DCs) are distinguished as cells that efficiently present antigens to the

major histocompatibility complex class II (MHC II) and activate CD4+ T cells [52, 53].

DCs arise from the ordinary progenitor cells in bone marrow and widely distributed

within almost all body sites as immature cells. They complete the differentiation

process into classical/conventional DC (cDC) in lymphoid organs such as lymph nodes

and spleen [54]. DCs can also be derived from peripheral blood mononuclear cells

(PBMCs). Studies have shed light on in vitro differentiation of DCs from PBMC in

response to fms like tyrosine kinase-3 (Flt-3) ligand, GM-CSF, and IL-4 in vitro [55,

56].

Since the original description of DCs, the application of flow cytometry allowed

the accurate assessment of different cell surface markers of DCs and enabled the

characterization of distinct DC subsets. In humans, all DCs express high levels of MHC

class II but missing lineage markers such as CD3 (T cell marker), CD19/20 (B cell

marker) and CD56 (natural killer cell marker), while DCs are identified as CD11c+ and

MHC II+ cells in mouse [57, 58]. Recent phenotypic and functional studies have

illustrated distinct DC subsets that distribute in both human and mouse (Table 2.1) and

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refined the cDCs with lineage markers that identify DCs as myeloid or plasmacytoid

[57].

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Table 2.1. Surface markers of human DCs and murine homologs. (Adopted

from ref. [59])

Human Mouse

Major subset CD1c+

Declin-1/CLEC7A

Declin-2/CLEC6A

CD11b+ (tissues)

CD4+CD11b+ (lymphoid)

ESAM

Cross-presenting CD141+

CLEC9A

XCR1

CD103+ (tissues)

CD8+ (lymphoid)

CLEC9A

XCR1

Langerin

Plasmacytoid CD303/CLEC4A

CD304/Neuropilin

CD123/IL-3R

B220

SiglecH

Monocyte-related CD14+

CD209/DC-SIGN

Factor XIIIA

CD16+ monocyte

CX3CR1hi

SLAN

Inflammatory DC

CD1c

CD16-

CD11b+CD64+ (tissues)

CX3CR1

CD14

Gr-1/Ly6Clow monocyte

CX3CR1hi

CCR2 negative

Monocyte-derived DC

CD209/DC-SIGN

CD206

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Myeloid DCs (mDCs) express myeloid markers such as CD11b, CD11c, CD13,

and CD33, corresponding to CD11c+ cDCs in the mouse. Both monocytes and mDCs

express CD11c but mDCs are lacking CD14 or CD16 in humans, and can be further

divided into CD1c+ and CD141+ subsets [59]. These two subsets share the same

homology with CD4+/CD11b+ and CD8+/CD103+ cDCs in mouse, respectively.

Meanwhile, plasmacytoid DCs (pDCs) express CD123, CD303, and CD304 but lack

myeloid markers, and share homology to mouse B220+ DCs (Table 2.1) [60-62].

Anatomical studies delineated that DCs function is intimately related to their

location [63]. Blood DCs are probably to be precursors of non-lymphoid tissue (NLT)

DCs and lymphoid tissue (LT) DCs, given that blood contains immature forms of pDCs,

CD1c+ and CD141+ cDCs that found in tissues and lymph nodes [64, 65]. Moreover,

most epithelial tissues contain NLT-DCs or “migratory” DCs those who are patrolling

for antigens and migrating to lymph nodes (LN) via afferent lymphatics. Interstitial

tissues contain CD1c+ and CD141+ mDCs, and these interstitial NLT-DCs also can

migrate to the draining lymph nodes via afferent lymphatics. Lymphoid tissues contain

a large crowd of LT-DCs or “resident” DCs; these LT-DCs are CD1c+ mDCs, CD141+

mDCs, and pDCs under steady-state conditions [59, 62, 66].

CD14+ DCs are the third subset that initially described as interstitial DCs (iDCs).

These DCs are more like monocytes than the CD1c+ and CD141+ mDCs, and may be

derived from CD14+ blood monocytes. In the presence of inflammation, the content of

tissues and lymphoid organs is altered dramatically due to the recruitment of immune

cells such as granulocytes and monocytes [59]. The monocyte-derived inflammatory

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DCs (also known as (Inf-moDC) play a crucial role in the inflammatory response such

as stimulate naïve CD4+ T cells, cross-present to CD8+ T cell, and secrete cytokines

such as IL-1, IL-12, IL-6, and tumor necrosis factor alpha (TNF-α), and have been

identified in both human and mouse [59, 67-69].

Functional maturation is one of the most critical features of DCs biology, upon

which DCs can regulate the immune response. Functional maturation of DCs is a

complicated process characterized by the acquisition of specific essential properties:

antigen processing, antigen presentation, migration, and T-cell stimulation [54, 70].

Various factors can induce DC maturation, including bacterial-derived antigens (e.g.,

LPS), viral products (e.g., double-stranded RNA, dsRNA), ligation of cell surface

receptors (e.g., CD40), and inflammatory cytokines. Pathogen invasion recruits

immature DCs to inflammatory sites in peripheral tissues; the foreign antigens

subsequently trigger maturation and migration of DCs from peripheral tissues to

lymphoid organs.

Immature DCs capture antigens by phagocytosis or via antigen receptors. The

primary antigen receptor expressed by DCs is CD205 (also known as DEC205), which

up-regulated significantly during the DCs maturation [71]. The CD205 can capture and

direct antigens to antigen-processing compartments within DCs and then process and

present the antigens on the cell surface of DCs in complex with MHC class II molecules

[72, 73]. Besides CD205, DCs also express a variety of additional cell surface receptors

that induce the maturation of immature DCs, such as immunoglobulin-like transcript 3

(ILT3), mannose receptor (CD206), Toll-like receptors (TLRs), and heat shock protein

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(HSP) receptor (e.g., CD40) [74-77]. As they mature, DCs are capable of presenting

antigens to either CD4+, CD8+ or memory T cells via MHC class II on the cell surface

of DCs. Simultaneously, DCs express increased co-stimulatory molecules, such as

CD80 and CD86, which are critical for T cell activation [78]. Furthermore, DCs present

antigens in complex with MHC class I to CD8+ T cells to induce cytotoxic T

lymphocyte (CTL) and to cross-prime T cells in the condition of virus infection [79,

80]. Other cell surface receptors of immature DCs like CD36 and CD91 also function

in antigen capture and present antigens via MHC class I [81, 82].

DCs migration to T cell-rich areas of lymphoid organs post-maturation is regulated

by chemokine/chemokine receptor interaction. For instance, DCs express chemokine

receptors such as C-C chemokine receptor type 1 (CCR1), CCR5 and CCR7. Thus they

can be attracted to the inflammation sites by chemokine C-C motif ligand 3 (CCL3) and

CCL20 [83, 84]. Cell surface receptors also mediate the physical interaction between

DCs and T cells. Dendritic Cell-Specific Intercellular adhesion molecule-3-Grabbing

Non-integrin (DE-SIGN, also known as CD209) on DCs cell surface has a high affinity

for the intercellular adhesion molecule 3 (ICAM3, also known as CD50) expressed on

naïve T cells. Binding of DE-SIGN to ICAM3 can enhance primary immune response

and promote T cell transfection [85, 86]. Adhesion receptors such as ICAM-1,

lymphocyte function-associated antigen-1 (LFA-1), and Dectin-1/C-type lectin domain

family 7 member A (CLEC7A) may also express on mature DCs and function to

enhance T cells adhesion and promote T cells proliferation [87, 88]. The mature DCs

secrete a large number of cytokines including IL-1, IL-12, IL-15, IFN-γ, IL-4, IL-10,

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IL-6, and TNF-α. Although the exact cytokine secretion depends on the simulation, the

stage of DCs maturation and the existing cytokine microenvironment, the cytokines

secreted by mature DCs eventually determine the Th1/Th2 polarization. Typically, IL-

12 secretion can induce Th1 differentiation, whereas inhibition of IL-12 production

leads to Th1 differentiation [89-91].

2.1.3 Langerhans cells

Langerhans cells (LCs) are unique self-renewing cell populations that reside in the

epidermis, the outermost layer of the skin. LCs can also present in other epithelia, such

as oral mucosa and vaginal epithelium [92, 93]. The LCs can differentiate into

migratory DCs during the inflammatory response of the skin. Human LCs express a

high level of C-type lectin Langerin/CD207 and CD1a and can present antigens to T

cells in the skin. Unlike human LCs, LCs express CD11c and F4/80 in the mouse. LCs

establish a tight epidermal immune barrier incorporate with other immune cells in the

skin.[94].

There has been amount of debate about the classification of LCs. Functionally, LCs

bear a resemblance to dermal DCs that able to present antigens to T cells and actively

migrate to the draining lymph nodes [93, 95]. Moreover, LCs express the same cell

surface marker as dermal DCs, such as Langerin/CD207 [96, 97]. However, LCs share

common precursors with macrophages, whereas dermal DCs are more closely related

to cDC subsets that reside in lymphoid tissues [93, 98]. Furthermore, LCs contain an

organelle called Birbeck granules which exclusively found in LCs [99]. It is rational to

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classify LCs into the macrophage-lineage based on the developmental origin [58]. A

recent study of the transcription factor ZBTB46 emphasizes the cDC identity of LCs

[100, 101]. Transcription factor MafB was reported to regulate a network of genes that

control self-renew in the proliferation of resident macrophages. Recently, a Mafb

lineage tracing study confirmed the dual identity of LCs as the researchers show that

the ZBTB46-expressing LCs originate from a progenitor express Mafb, indicating

macrophage origin [93, 98, 102]. These findings support the current persuasiveness that

LCs being macrophages with DC functions. Phenotypically, LCs share common

characteristics with cDCs, while their ontology classifies them as tissue-resident

macrophages. Collectively, LCs represent a highly distinct cell type, sharing

characteristics with cDCs but developing from a different origin distinguishes them

from cDCs [93].

In summary, the MPS represent a group of functionally distinct cell types that

derived from the common bone marrow progenitors that subsequently differentiate into

specific lineages in response to environmental stimulant and regulated by intrinsical

gene network, leading to the generation of a variety of cell types with distinct cellular

functions. The right understanding of the biological heterogeneity of histocytes is a

pivotal key for the accurate diagnosis and treatment of the histiocytic disorders [103].

2.2 Histiocytic disorders

Histiocytic disorders are a group of rare, malignant and non-malignant disorders

that characterized by the accumulation and infiltration of excessive proliferation of the

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cells of the mononuclear phagocytic system. This group is consist of a wide variety of

syndromes that can affect both children and adults. The Histiocyte Society classified

these disorders into three categories in 1987 based on the types of histiocytic cells

present in the lesion [103, 104]:

Class I: Langerhans cell histiocytoses and other dendritic cell-related histiocytic

disorders.

Class II: non-Langerhans cell histiocytoses and other macrophage-related

histiocytic disorders.

Class III: malignant histiocytosis.

The World Health Organization Committee on histiocytic/reticulum cell

proliferation and re-classification working group of the histiocytic society revised the

classification in 1997. The disorders of various biological behaviors have been

consistently classified into dendritic cell histiocytoses (class I) and macrophage

histiocytoses (class II) [103]. The Langerhans cell histiocytosis is the most ordinary

type of dendritic cell-related disorders, in addition to other less common subtypes such

as Juvenile xanthogranuloma (JXG) and Erdheim-Chester disease (ECD). The primary

and secondary hemophagocytic lymphohistiocytosis, in addition to Rosai-Dorfman

disease (RD, also known as sinus histiocytosis with massive lymphadenopathy), are the

two major subtypes of macrophage-related disorders. The central theme of the re-

classification is clearly distinguished the malignant histiocytoses from other subtypes.

Chronic myelomonocytic leukemia, acute myelomonocytic leukemia (AMMoL), Acute

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monocytic leukemia (AMoL), and histiocytic sarcoma are classified in the malignant

histiocytoses (class III) [103-105]. The specific re-classification schema is summarized

in Table 2.2.

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Table 2.2. Classification of histiocytic disorders. [1, 103-106]

Class I: dendritic cell-related histiocytoses

Langerhans cell histiocytosis (LCH)

Secondary dendritic cell processes

Juvenile xanthogranuloma (JXG) and related disorders

Erdheim-Chester disease (ECD)

Solitary histiocytomas of various dendritic cell phenotypes

Class II: Macrophage-related histiocytoses

Primary hemophagocytic lymphohistiocytosis

Familial hemophagocytic lymphohistiocytosis (FHL)

Secondary hemophagocytic lymphohistiocytosis

Infection-associated hemophagocytic syndrome (IAHS)

Malignancy-associated hemophagocytic syndrome (MAHS)

Macrophage activation syndrome (MAS)

Rosai-Dorfman disease (RD)

Solitary histiocytoma with macrophage phenotype

Class III: malignant histiocytoses

Monocyte related

Leukemias (FAB classification)

Acute myelomonocytic leukemia (FAB M4)

Acute monocytic leukemia (FAB M5a and M5b)

Chronic myelomonocytic leukemia

Extramedullary monocytic tumor or sarcoma

Dendritic cell-related histiocytic sarcoma

Macrophage-related histiocytic sarcoma

FAB: French-American-British classification of Acute Myeloid Leukemias.

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2.2.1 Langerhans cell histiocytosis

The Langerhans cell histiocytosis (LCH), formerly known as histiocytosis X, is the

most ordinary type of the dendritic cell-related histiocytic disorders. The biological

hallmark of LCH is the aberrant proliferation and accumulation of immature

Langerhans cells within the granulomatous lesions [1, 103]. The clinical manifestations

of the LCH may variable and related mainly to organs that may be involved, including

skin, bone, lymph nodes (non-risk organs), lung, liver, spleen and bone marrow (risk

organs) [1, 103, 107].

Although the pathogenesis of the LCH largely remains elusive, it is believed that

the abnormal cytokine and chemokine microenvironment is involved in the

development of LCH [108]. Both Langerhans cells and LCH cells contain Birbeck

granules. However, LCH cells, in contrast to standard Langerhans cells, lacking typical

markers of mature DCs such as CD83 and CD86 [103]. LCH cells express CCR6 which

is the characteristic of immature DCs. Meanwhile, these cells secrete CCL11 and

CCL20, which are functioning in recruiting more LCH cells [108].

Moreover, LCH cells express MHC class II and CD40 but are inefficient antigen-

presenting cells and may acquire mature DCs features after exposure to the CD40 ligand

[103, 109]. Immunohistochemistry reveals abnormal secretion of cytokines in LCH.

The excessive secretion of GM-CSF, IL-10, TGF-β, and TNF-γ, in turn, magnify the

autocrine and paracrine of these cells and associated with the systematic symptoms such

as skin rashes, fever, and hypotension [103, 110, 111]. Other factors like infectious,

inflammatory and neoplastic may also contribute to the etiology of LCH, but the exact

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contribution of each process to the pathogenesis of LCH remains controversial. More

and more studies acknowledge that LCH is the outcome of abnormal proliferative

disorder of immature Langerhans cells induced by complex interactions between

environmental factors and intrinsic genetic changes [103, 110, 112, 113].

The actual incidence of LCH is not reported, the estimated prevalence is 1:50,000

to 1:150,000 and may vary according to age and ethnicity. A French epidemiological

study from 2000 to 2004 estimated the incidence rate (IR) of LCH in children is less

than 15 years old to be 4.6 with a female to male ratio of 1.2 [114]. This IR is similar

to that reported 5.4 per million children per year by the first national epidemiological

study in Denmark [115]. An epidemiological study has estimated an incidence rate of

around 9 per million children per year in Sweden [106]. However, it is considered to be

an underestimation of IR in the adults [116].

The diagnosis of LCH is based on the biopsy and immunophenotypic examination

of lesion tissues. The definitive diagnosis requires the morphologic identification of

Birbeck granules and positive staining of CD1a and CD207 [1, 116].

Clinically, LCH might manifest as either localized single-system disease or multi-

system disease. The organ involvement is strongly associated with the prognosis of

LCH. Patients with LCH localized in non-risk organs, such as skin and lymph nodes,

only require minimal treatment and usually carry a good prognosis. However, patients

with LCH in risk organs often have a worse prognosis and higher mortality [1]. Patients

with LCH that affecting vertebrae, cranial bones with intracranial soft tissue extension

are considered to be CNS risk, and patients may develop sequelae like

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neurodegenerative syndrome after treatment [117].

The goal of treatment of the LCH is to remit the disease activity and decrease

proliferation of histiocytes that contribute to disease activity [1]. Surgical resection

followed by anti-inflammatory treatment and local steroid injection is the standard

protocol for the patients with localized LCH affecting skin and lymph nodes [103].

Systemic therapy including surgery, radiotherapy, multi-drug chemotherapy is

recommended for patients with LCH affecting multiple organs [1, 103, 106]. Patients

with limited responses to standard chemotherapy may direct to stem cell therapy such

as hematopoietic stem cell transplantation (HSCT) [1, 118, 119].

2.2.2 Hemophagocytic lymphohistiocytosis

Hemophagocytic lymphohistiocytosis (HLH) is the predominant type of the class

II histiocytoses, which is characterized by the abnormal accumulation of the

macrophages along with T lymphocytes in the normal tissues. HLH is non-malignant

but frequently life-threatening and can further classify into primary HLH and secondary

HLH. Primary HLH also refers to familial hemophagocytic lymphohistiocytosis (FHL)

and is often a heritable disorder, while secondary HLH is a sporadic disease that usually

associated with pre-existing infection or malignancy [1, 103, 106].

The immunologic abnormalities, such as dysfunction of natural killer (NK) cell and

cytotoxic T cells, have been observed in both primary and secondary HLH. The defect

in NK cell function favors the pathological expansion of immune responsiveness and

facilitates the infiltration of inflammatory cells. The sustaining release of inflammatory

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cytokines (hypercytokinemia) by these infiltrated inflammatory cells resulting in the

accumulation of macrophages which in turn contribute to the symptoms of HLH [120-

122]. Genetic testing identified three gene mutation in FHL: UNC13-D (Munc13-4),

PRF1 (perforin) and STX11 (syntaxin 11), which play a critical role in NK cell and T

cell function [123-126]. The observation of NK cell dysfunction along with mutation

of PRF1, UNC13-D, and STX11 in HLH patients explicitly manifest the critical role of

the regulatory pathway of the immune/inflammatory response in the pathogenesis of

HLH.

As similar with LCH, the exact incidence of HLH is unknown. The estimated incidence

of HLH is around 1:50,000 to 1:300,000 live borns based on several retrospective

studies [127, 128]. The epidemiological study of HLH in Sweden reported a slight

increase from 1.2 to 1.5 cases per million children per year from 1987 to 2011 [127,

129, 130]. Most of the primary HLH occur during the first year after birth, but

secondary HLH occurs sporadically at any age with a male to female ratio close to 1:1

[131].

Primary and secondary HLH are clinically indiscernible, the most common

symptoms including persistent fever, cytopenias, hepatosplenomegaly,

hemophagocytosis, hypertriglyceridemia, coagulopathy, hypofibrinogenemia, and CNS

abnormalities [103, 132, 133]. The Histiocyte Society developed the diagnostic

guidelines that include both clinical signs and laboratory findings [133]. With recent

studies and the development of genetic examination, the HLH-2004 diagnostic criteria

are modestly modified and listed in Table 2.3.

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Table 2.3. Diagnostic criteria for hemophagocytic lymphohistiocytosis. [1, 103,

106, 129, 133])

Clinical

1. Fever

2. Hepatosplenomegaly

Laboratory

Hematologic

3. Cytopenias (affecting more than two of three lineages in peripheral blood)

Hemoglobin < 9 g/dL

Platelets < 100 × 103/mL

Neutrophils < 1 ×103/mL

4. Hemophagocytosis (in bone marrow, spleen, lymph nodes, or liver)

Biochemical

5. Hypertriglyceridemia (fasting triglycerides ≥ 265 mg/dL) and/or

Hypofibrinogenemia (≤ 150 mg/dL)

6. Ferritin (> 500 ng/mL)

Immunologic

7. Low or absent NK cell function

8. Elevated soluble CD25 serum levels

Additional

Molecular demonstration of gene mutation (e.g., PRF1, UNC13-D, and STX11)

Presence of familial disease

Note:Diagnosis requires at least five of the eight clinical and laboratory criteria.

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Because HLH has a rapid clinical course and may be fatal without medical

intervention, the early treatment is encouraged when there is high clinical suspicion.

The chemo-immunotherapy is prescribed in the HLH-2004 protocol, including

etoposide, dexamethasone, cyclosporine, and intrathecal therapy with methotrexate and

corticosteroids in patients with cerebrospinal fluid abnormalities [133]. Primary HLH

usually to be recurrent and have limited responses to chemotherapy. Thus subsequent

HSCT is recommended as a potentially curative therapy [132]. However, secondary

HLH can be effectively treated by standard chemotherapy recommended by HLH-2004.

Remarkably, in the case of infection-/malignancy-associated HLH, the sequential

treatment of both HLH and the associated disease is necessary to achieve the complete

remission.

2.2.3 Histiocytic sarcoma

Histiocytic sarcoma (HS) is a rare but aggressive neoplasm characterized by the

abnormal proliferation of mature histiocytes with hematopoietic origin [134, 135]. With

rapidly clinical progress and poor prognosis, HS represents less than 1% of all

neoplasms of the hematopoietic system [136, 137]. The overall rarity of this disease

and lack of suitable animal models impeded the progression in understanding the basic

knowledge of molecular biology and genetics underlying the tumorigenesis of HS.

Although genetic analysis in human HS patients indicated genetic/epigenetic

inactivation of tumor suppressor p14 (ARF), p16 (INK4A), BRAF V600E and PTEN, the

etiology of this disorder remains unknown [18, 138, 139].

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While still uncommon, HS has a relatively higher incidence in some breed of dogs.

Pet dogs share the living environment of their human owners and may develop HS

spontaneously, which provide us with an excellent model to better understand human

HS. A recent study sheds light on the genetic mutation in canine HS, molecular

cytogenetic profiling study revealed DNA copy number aberrations (CNAs) of several

tumor suppressor genes in spontaneous canine HS, such as CDKN2A/B, RB1 and PTEN

[9].

2.2.3.1 Pathology and epidemiology

2.2.3.1.a Human

Histiocytic sarcoma is an extremely rare neoplasm derived from histiocytic cells

with an unknown etiology. Although the exact incidence is unclear, histiocytic sarcoma

is representing less than 1% of all neoplasms that affect hemato-lymphoid system [136].

The World Health Organization defines HS as a malignancy with morphologic and

immunophenotypic characteristics that resemble those of mature tissue histiocytes [2].

HS can occur in a wide age range. The age of patients at onset are widely ranged from

6 months to 89 years. Male predisposition (male to female ratio 1.5 : 1) is reported in

the literature [2-4]. Histiocytic sarcoma can occur as either the primary tumor or

secondary malignancy following the diagnosis of lymphoma/leukemias such as acute

monocytic leukemia [140], diffuse large B-cell lymphoma [141], and chronic

lymphocytic leukemia [142]. Most secondary HS occur after B-cell lymphomas with

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an interval between 2 months to 17 years [2, 134, 141, 143-145].

Morphologically, the tumor usually is comprised of large cells contain a round or

oval nucleus and foamy cytoplasm, but multinucleated cells are frequently observed [4].

Immunohistochemically, the HS tumor cells are positive for one or more histocyte

markers such as CD45, CD68 and CD163 [4, 136], and usually absence of Langerhans

cell markers (CD1a, langerin/CD207) [94, 96]. HS can occur in both localized and

disseminated pattern. The localized HS often affects the skin, soft tissue, and the

regional lymph node, while the disseminated HS originates in the lung, stomach, spleen

and central nervous system [4, 143, 144, 146].

2.2.3.1.b Canine

Histiocytic sarcoma is a very rear and highly aggressive neoplasm, representing

less than 1% of all tumors in canine patients [11]. However, it is relatively more

common in specific breeds, such as Bernese mountain dog (BMD) and Flat-coated

Retriever. BMD carries a high prevalence with an incidence of approximately 20-25%,

as well as Flat-coated Retriever [12]. Other predisposed breeds are the Golden

Retrievers and Rottweilers. The affected dogs are often middle-aged (8-10 years) and

males and females equally affected [147, 148]. The cause of oncogenesis of HS is

mostly unknown, and there are no studies indicated dietary or environmental risk

factors are involved in the development of canine HS. However, the high prevalence of

HS in specific breeds may suggest the existence of hereditary risk factors that influence

the development of HS. An epidemiologic study in a large population of BMD indicated

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that 70% of the affected dogs had relatives with an identified diagnosis of HS [12].

Histiocytic sarcoma can present either a localized or a disseminated manner in dogs.

Localized histiocytic sarcoma most frequently occurs in the skin and subcutis of the

extremities, peri-articular tissues of appendicular joints, and locally invasive to satellite

lymph nodes [149-151]. The disseminated histiocytic sarcoma is a disease involves

multi-systems such as lymph nodes, lung, spleen, liver, and bone marrow [150, 152].

2.2.3.2 Clinical features and diagnosis

2.2.3.2.a Human

Histiocytic sarcoma most commonly affects the lymph nodes and other extranodal

sites, such as skin, soft tissue, spleen, and gastrointestinal tract. The other involved sites

include breast, lung, liver, pancreas, kidney, head and neck, and central nervous system

[3, 4, 134, 135]. HS may present as localized or disseminated disease and has variable

clinical presentations include fever, weight loss, anorexia, asthenia,

hepatosplenomegaly, and lymphadenopathy [137]. Definitive diagnosis of HS is often

impeded due to the variety of clinical presentation, and it is frequently misdiagnosed

with B-cell lymphoma, interdigitating dendritic cell sarcoma, and myeloid sarcoma.

This diagnostic challenge is further complicated due to the similarities to other

histiocytic disorders include the malignant histiocytosis, hemophagocytic syndrome,

and monocyte leukemia [5-7].

The diagnosis of HS relies predominantly on the immunophenotypic verification

of histiocytic lineage markers on tissue biopsies. In addition to lack of Langerhans cell

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marker CD1a, CD68 is a marker most frequently used to identify the histiocytic

differentiation. Furthermore, CD163, a high-affinity scavenger receptor, is a more

specific marker that restricts histiocytic derivation [153]. The expression pattern of

CD45+, CD68+, CD163+, and CD1a− is considered to establish the diagnosis of human

HS [154, 155]. However, the overall rarity of these neoplasms continuously obscures

the definitive diagnosis of HS. HS must be differentially diagnosed from other

histiocytic disorders, the morphological features and immunophenotypes of HS and

other histiocytic disorders are summarized in Table 2.4.

2.2.3.2.b Canine

As in human patients, the clinical presentations of dogs with HS include

nonspecific clinical symptoms such as mass, lethargy, lameness, anorexia, weight loss,

swelling, weakness, cough, vomiting, and lymphadenomegaly [151, 152, 156].

However, the initial clinical signs may vary according to the location of the primary

tumor and the different stages of the disease.

The immunohistochemistry verification is critical for the distinguish HS from the

other canine histiocytic disorders and the definitive diagnosis of canine HS. The key

morphological features and immunophenotypes of canine histiocytic disorders are

summarized in Table 2.5. The HS tumor cell immunophenotype is consistent with the

antigen presenting cells (APCs), which is CD1+, CD11c+, CD80+, CD86+, ICAM-1+,

and MHC class II+ [152, 157]. The expression of CD3−, CD11d−, CD79a−, and CD18+

is a most used pattern to in clinic to establish the definitive diagnosis [150, 152, 156,

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158].

Table 2.4. Differential diagnosis of histiocytic sarcoma. (Adopted from ref. [145])

Disease Morphological Features Immunophenotype

Histiocytic

sarcoma

Large and round/oval nuclei with focal

areas of spindling

CD45+, CD68+,

CD163+, CD1a−,

CD33−, CD35−

Reactive

histiocytic

proliferation

Bland and distinctive round nuclei with

a subtle chromatin pattern

CK7−, CK20−,

CD68−, CD163−

Dendritic cell

sarcoma

Spindle to ovoid cells with whorls CD4+, CD21+,

CD34+, CD35+,

CD68+/−, Fascin+, S-

100+

Langerhans cell

histiocytosis

Numerous atypical histiocytes singly

and in loose cohesive clusters.

Grooved, indented, folded, or lobulated

nuclei

CD1a+,

Langerin/CD207+,

CD68−, CD163−

Malignant

melanoma

Irregular nested and single growth of

melanoma cells within the epidermis

and an underlying inflammatory

response

S-100+, HMB-45+,

Tyrosinase+, MITF+,

MART-1/Melan A+,

CD68−, CD163−

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Table 2.5. Differential diagnosis of canine histiocytic sarcoma with other histiocytic disorders. (Adopted from ref. [159])

Disease Cell of Origin Key Morphological Features Immunophenotype

Histiocytoma

LC Lesions have epidermal and intraepidermal foci are common.

Histiocytes have a wide variety of nuclear morphology (ovoid, indented,

round, or complex nuclear contours)

CD1a, CD11c/CD18,

E-cadherin

Cutaneous histiocytosis iDC activated Vasicentric lesions are focused on mid-dermis to subcutis. Histiocytes

and lymphocytes are predominant in the lesions. Histiocytes lack

cytologic atypia

CD1a, CD4,

CD11c/CD18, CD90

Systemic histiocytosis iDC activated Lesions are identical to cutaneous histiocytosis in the skin. Lesions may

extend to lymph nodes, ocular and nasal mucosa, and internal organs.

CD1a, CD4,

CD11c/CD18, CD90

Histiocytic sarcoma iDC Mass lesions are observed in lymph nodes, lung, spleen, and other tissue

sites. Histiocytes are mononuclear, pleomorphic, and multinucleated

giant cells with typical cytological atypia.

CD1a, CD11c/CD18

Hemophagocytic HS Macrophage Mass lesions are lacking. The splenic red pulp is extended by

erythrophagocytic histiocytes. Mononuclear and multinucleated giant

cells with cytologic atypia are ordinary.

CD1a (low),

CD11d/CD18

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2.2.3.3 Current approaches to treatment

2.2.3.3.a Human

HS is highly aggressive with limited response to chemotherapy and poor prognosis.

HS often has a rapid clinical course and high mortality rate. Treatment options are

limited and include complete surgical resection, multi-drug chemotherapy, radiotherapy

and combinations of thereof [160]. Due to the rarity of this neoplasm, there have no

standard treatment approaches for HS. Most patients present with disseminated disease

at diagnosis. For patients with advanced disease, multi-agent chemotherapy is used as

a primary therapeutic approach for human HS patients, and CHOP (cyclophosphamide

+ doxorubicin + vincristine + prednisone) is the most commonly used regimen [136,

161-163]. Other regimens such as CHOP-E (CHOP plus etoposide) and BEAM

(carmustine + etoposide + cytarabine + melphalan) have been tried.

Nevertheless, only a few patients with localized disease respond well to

chemotherapy and have a relatively slow clinical progress and favorable long-term

outcome. The most patients with HS have limited response, and the prognosis is poor,

many patients die from rapid disease progression within two years after diagnosis [2, 3,

136]. Novel antineoplastics such as alemtuzumab and vemurafenib have shown

promising therapeutic responses in a few individual patients [139, 164]. Recently, the

pilot clinical study showed that chemotherapy in combination with autologous stem cell

transplantation had an excellent therapeutic effect in small group patient with HS [161,

163, 165, 166]. An extensive population analysis in the United States indicated that the

incidence of HS significantly increased from 2000 to 2014, and the overall median

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survival in the entire patients of HS (159 cases) is only six months [167]. The increasing

incidence and unimproved survival emphasizing the unmet need for novel and

efficacious treatment.

2.2.3.3.b Canine

Similarly to human patients, canine histiocytic sarcoma is a fatal disease with rapid

progression and high metastatic rate [156]. The treatment approaches for canine HS

include surgical resection, chemotherapy, and radiotherapy. Although the two forms of

HS have particular clinical courses, the localized HS often accompanied with a high

metastatic rate of 70-91% [149-151]. All dogs with HS carry a grave prognosis despite

any treatment approaches, the reported median survival time can be as short as only 2-

4 months [151, 152, 156].

Although dogs with HS have limited response to chemotherapeutics, the most

effective drug in dogs is CCNU (N-(2-chloroethyl)-N’-cyclohexyl-N-nitrosourea) and

doxorubicin. The response rate to CCNU is ranging from 29% to 40% with a median

survival time of 85 to 96 days [149, 168]. A study using doxorubicin-based

chemotherapy regimens reported a response rate of 58% for a median survival time of

185 days [169].

In most of the cases, the disease usually has an advanced progression when the

definitive diagnosis established, and the tumor is disseminated to multiple organs. For

dogs with metastasis, systemic therapy in a combination of two or more approaches is

recommended [149].

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2.3 PI3K/Akt signaling pathway

The phosphoinositide-3-kinase/Akt (PI3K/Akt) signaling pathway was identified

in the early 1980s [170, 171]. It is one of the most crucial signal transduction pathways

in the cell. By affecting the activation state of a variety of downstream effector

molecules, PI3K/Akt signaling pathway plays an essential role in the regulation of

proliferation, survival, apoptosis, metabolism, angiogenesis, and it is closely associated

with the pathogenesis and development of various human cancers [172, 173].

2.3.1 PI3K/Akt pathway in Health

Phosphatidylinositide 3-kinases (PI3Ks) are a family of intracellular signal

transducer kinases involved in various cellular functions such as proliferation, cell

growth, survival, differentiation, and angiogenesis. PI3Ks family consist of three

different classes: class I, class II, and class III, among which the most widely studied

are class I PI3Ks that can be activated by G protein-coupled receptors (GPCRs) and

receptor tyrosine kinases (RTKs) [174]. Class I PI3Ks are heterodimeric that composed

of a regulatory and a catalytic subunit and can be further categorized into IA and IB

subsets. Class IA PI3K is composed of a p110 catalytic subunit and a p85 regulatory

subunit [175]. Akt, also known as protein kinase B (PKB), is a serine/threonine kinase

belonged to AGC protein kinases family and composed of three homologous isoforms:

Akt1 (PKBα), Akt2 (PKBβ) and Akt3 (PKBγ) [173, 176].

The PI3K/Akt signaling pathway is highly conserved and regulated. Its activation

is a multi-step process involves sequential activation and phosphorylation of

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downstream molecules. Upon binding of the extracellular simulator to RTKs on the cell

surface, the dimerization of RTKs causes cross-phosphorylation of tyrosine residues in

the intracellular domains. Phosphorylated RTKs stimulate binding of PI3K kinase via

either their regulatory subunit directly or adaptor molecules such as insulin receptor

substrate 1 (IRS1). Activated PI3K triggers phosphorylation of phosphatidylinositol (4,

5)-bisphosphate (PIP2) lipids to phosphatidylinositol (3, 4, 5)-trisphosphate (PIP3) by

its catalytic domain. PIP3 services as a second messenger to relocalize cytoplasmic Akt

kinase to the plasma membrane, and phosphorylates Akt at two regulatory sites: Thr308

and Ser473 [13, 14, 172]. Activated Akt can activate or inhibit downstream targets such

as mTOR (mammalian target of rapamycin), Bad (Bcl-2-associated death promoter),

caspase-9, and NF-κB (nuclear factor-kappa B) by phosphorylation. It is an essential

anti-apoptotic regulator that mediates cell growth and promotes cell survival through

various growth factors and pathways. Akt signaling regulates different cell functions

depending on the downstream target proteins [177-180].

PTEN (phosphatase and tensin homolog) is a tumor suppressor and acts as the

primary negative regulator of the PI3K/Akt signaling pathway. PTEN negatively

regulates the intracellular level of PIP3 through its lipid phosphatase activity to

dephosphorylate PIP3 to produce PIP2, leading to inhibition of the PI3K/Akt signaling

pathway [181]. Recent studies report that Akt signaling is also negatively regulated by

other protein phosphatases such as SHIP2 (SH2 domain-containing 5-inositol

phosphatase 2) and PHLPP (PH domain leucine-rich repeat protein phosphatase).

SHIP2 hydrolyzes the 5-phosphate of PIP3 to produce PIP2, thereby negatively

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regulating the PI3K/Akt signaling pathway. PHLPP phosphatase family functions as a

tumor suppressor that attenuate Akt kinase activity by directly dephosphorylating and

inactivating Akt at Ser473 [182, 183].

Akt signaling enhances the cell survival by blocking the function of pro-apoptotic

proteins. Akt regulates the function of Bcl-2 (B-cell lymphoma 2) protein family

members such as Bad and Bax (Bcl-2 associated X protein) by phosphorylation. Akt

can promote the degradation of p53, an oncogene that mediates apoptosis, through

phosphorylation of MDM2 (Mouse double minute 2). Akt can also regulate the

apoptosis and glucose metabolism via phosphorylation of GSK3 (glycogen synthase

kinase 3) isoforms on N-terminal regulatory site [184].

Moreover, the PI3K/Akt signaling pathway also involved in the regulation of cell

cycle. The p21 family members, cyclin, and CDKs (cyclin-dependent kinases) are

regulating the cell cycle precisely. The function of the p21 and related family member

p27/Kip1 is inducing cell cycle arrest and maintain the cell at the G1 phase of the cell

cycle by inhibiting cyclin-CDK complex [184, 185]. Akt can phosphorylate p21 and

p27/Kip1 and inhibits their anti-proliferative effects by sequestering them in the

cytoplasm so that it can promote the cell passes the G1 phase to proliferation [186].

In summary, the function of the PI3K/Akt signaling pathway is to stimulate the cell

proliferation, cell growth and promote cell survival by inhibiting apoptosis.

2.3.2 PI3K/Akt in Cancer

The aberrant activation of the PI3K/Akt signaling pathway results in abnormal cell

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proliferation, and it is associated with the oncogenesis of various tumors such as ovarian

cancer, breast cancer, glioblastoma, endometrial carcinoma, medulloblastoma, and

multiple myeloma. Akt signaling induces tumorigenesis and promotes cancer

progression through activating its downstream targets such mTOR, Bad, caspase-9, NF-

κB, Forkhead, and P21, thereby conferring the tumor cell the ability of resisting cell

death, evading growth suppressor signaling, inducing angiogenesis, and activating

invasion and metastasis.

2.2.2.1 Inhibition of apoptosis

p53

p53 is critical in regulating DNA damage-mediated apoptosis. MDM2 is the major

regulator of p53, which can inactivate the transcriptional regulatory function of p53 by

binding with it and tagging it for destruction through poly-ubiquitination. Akt can

induce increased MDM2 activity and promote its translocation into the nucleus via

phosphorylating MDM2 at Ser166 and Ser186, thereby inducing the deactivation and

degradation of p53 and blocking its pro-apoptotic function [187, 188].

Bad

Multicellular organisms maintain their stability through proliferation and apoptosis.

The tumor will format if the dynamic balance between these two is imbalanced.

Bad belongs to the Bcl-2 protein family, and it is localized at the mitochondrial outer

membrane and involved in the regulation of apoptosis. Usually, Bad combines with

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Bcl-2 on the mitochondrial outer membrane and promotes apoptosis. Activated Akt can

block the formation of the heterodimer between Bad and Bcl-2 through phosphorylating

Bad at Ser136, thereby inhibiting the pro-apoptotic effect of Bad. Akt can also inhibit

apoptosis through enhancing the heterodimerization of Bax and Mcl-1 (myeloid cell

leukemia 1) by phosphorylating Bax at Ser184 [189-191].

Caspase 9

In the process of apoptosis, pro-caspase 9 is binding to Apaf-1 (Apoptotic protease

activating factor 1) to form the apoptosome, thereby initiating the caspase-cascade. Akt

can inhibit the kinase activity of pro-caspase 9 by phosphorylating the regulatory site

Ser196 and prevent its pro-apoptotic effect [192].

Forkhead

Forkhead transcription factor locates in the nucleus and promotes apoptotic gene

transcription by binding to the cis-acting element. Some studies indicate Akt can

phosphorylate the forkhead transcription factor and relocate it from nucleus to

cytoplasm, leading to its binding to 14-3-3 proteins and accumulation in the cytoplasm,

in which location it cannot induce the transcription of apoptosis-related genes [193].

NF-κB

NF-κB is a protein complex that involved in regulation of multiple gene

transcription. Typically, NF-κB enhances cell survival by inhibiting apoptotic in tumor

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cells. In normal condition, NF-κB is sequestered in the cytoplasm and is remaining

inactive in the form of binding with its inhibitor IκB (Inhibitor of κB). The activation

of NF-κB depends on the phosphorylation of IKK (IκB kinase) complex followed by

ubiquitination and degradation of IκB. Jeong et al. reported that Akt could regulate the

activation of IKK complex and induce degradation of IκB, thereby promoting NF-κB

activation and translocation from cytoplasm to nucleus to active transcription of anti-

apoptotic genes. Moreover, Akt can facilitate NF-κB activation via phosphorylating IκB

directly [194].

2.3.2.2 Regulation of cell cycle

Akt regulates the cell cycle in multiple ways. c-myc is a proto-oncogene, and its

activity is precisely regulated at both transcriptional and translational level. Over-

expression of c-myc drives cell from G0 to S phase transition. Akt can accelerate cell

cycle progression through up-regulating c-myc at the transcriptional level [195, 196].

Akt can regulate p21/Cip1 directly by determining its intracellular location. Typically,

the p21/Cip1 inhibits the CDKs in the nucleus. However, p21/Cip1 can be

phosphorylated by Akt, and the phosphorylated p21/Cip1 will translocate from nucleus

to cytoplasm and loose its inhibition effect, thereby promoting the cell cycle

progression [197]. Akt also regulates the CDK inhibitor p27/Kip1 indirectly. The

forkhead transcription factor is required for transcription of p27/Kip1, which negatively

regulates the cell cycle. As above mentioned, Akt can phosphorylate the forkhead

transcription factor, phosphorylated forkhead is binding to 14-3-3 proteins and

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sequestered in the cytoplasm, where it cannot induce transcription of p27/Kip1 [198,

199]. Studies also indicate that down-regulation of Akt activity by tumor suppressor

gene PTEN leads to increased level of p27/Kip1 and arrest of cell cycle at the G1 phase

[200, 201]. Moreover, Akt can regulate G1 phase progression through mTOR/P70S6K

signaling. Akt can phosphorylate mTOR at Ser2448, upon which mTOR further

activates downstream target P70S6K and leads to activation of cyclin D1, CDK4, and

CDC25A, thereby driving G1 cell cycle progression [202].

2.3.2.3 Promotion of angiogenesis

The formation of new blood vessels and adequate blood supply is significant for

tumor growth. The eNOS (endothelial nitric oxide synthase) is required for the

generation of nitric oxide (NO) in the vascular endothelium. The NO produced by

eNOS plays a crucial role in maintaining an anti-apoptotic environment in the vascular

endothelium and regulating the diameter of blood vessels [203]. eNOS-derived NO

stimulates the cell growth and proliferation, increases vascular permeability, dilates

blood vessels, thereby promoting blood vessel formation and increasing blood flow

[204, 205]. eNOS expression and activity are regulated at either transcriptional,

translational or post-translational levels, and phosphorylation is one post-translational

modification of eNOS. The activation of eNOS is dynamically regulated by

phosphorylation sites such as tyrosine, serine, and threonine residues [206]. Akt induces

eNOS activation via phosphorylating this enzyme at Ser617 and Ser1179, resulting in

the up-regulated eNOS activity, increased production of NO, and enhanced

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angiogenesis [207-212].

Moreover, The VEGF protein family plays a crucial role in the regulation of

angiogenesis, Akt can promote angiogenesis through mTOR/p70S6K signaling cascade

[213]. VEGF is regulated by HIF-1 (hypoxia-inducible factor 1) in response to growth

stimulation or hypoxia stress. The Akt/mTOR/p70S6K signaling can trigger the

activation of HIF-1/VEGF and result in angiogenesis [214].

2.3.2.4 Enhancement of metastasis

The mTOR/P70S6K signaling activated by Akt kinase not only involved in the

regulation of angiogenesis but also plays a role in cell migration. The eNOS-derived

NO enhances cancer cell migration, and activated P70S6K can promote the actin

filaments remodeling and lead to an increase in cell migration [215, 216]. Moreover,

Akt signaling can increase the cell motility and production of MMP-9 (matrix

metallopeptidase 9) by promoting the transcriptional activity of NF-κB. MMP-9

expression then can further increase cancer cell invasion by the degradation of the

extracellular matrix [217, 218].

The epithelial-mesenchymal transition (EMT) is an essential process during

metastasis by which epithelial cells lose intercellular adhesion capabilities and acquire

increased motility - the properties of fibroblast-like cells [219]. In engineered squamous

cell carcinoma lines that constitutively express active Akt, the cells underwent EMT

and lost epithelial cell morphology [220]. E-cadherin is an important cell adhesion

molecule to help bind cells with each other. These engineered cells exhibit reduced cell-

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cell adhesion, increased motility and invasiveness due to down-regulation of E-cadherin

[220]. The Akt-driven EMT has been reported in numerous human neoplasms such as

breast cancer, non-small cell lung cancer (NSCLC), and pancreatic cancer [221-223].

2.3.3 PTEN alteration

PTEN functions as a tumor suppressor and as the primary negative regulator of

PI3K/Akt signaling pathway. PTEN was first identified as a tumor suppressor gene in

1997 by three research groups simultaneously [224, 225]. Loss of PTEN is frequently

observed in numerous human cancers including histiocytic sarcoma [9, 18].

Pten gene is located on the human chromosome 10q23, and the protein encoded by

the Pten gene comprises of 403 amino-acids and contains both tensin-like domain and

phosphatase catalytic domain. The PTEN protein is a dual lipid and protein phosphatase

that capable of dephosphorylating phospho-lipids as well as phospho-peptides [181,

226]. The biological function of PTEN is dephosphorylating PIP3 back to PIP2, leading

to decreased signaling transduction via PIP3, thus acts as a negative regulator of the

PI3K/Akt signaling pathway [181, 227]. As a tumor suppressor, PTEN plays a vital role

in various biological processes via regulation of PI3K/Akt signaling pathway.

Inactivation mutations or deletion of PTEN lead to increased level of PIP3 and aberrant

activation of the PI3K/Akt signaling pathway that increases cell proliferation,

accelerates cell cycle and reduces cell death, all of which may eventually lead to tumor

formation. These PTEN mutations and deletions are frequently observed during tumor

development, including prostate cancer [228], breast cancer [229], ovarian cancer [230],

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glioblastoma [231], lymphoid neoplasms [232], as well as histiocytic sarcoma [9, 18].

In addition to negatively regulating PI3K/Akt signaling pathway, inactivation of

PTEN enhances anti-apoptotic signaling. PTEN deletion impairs Fas-mediated

apoptosis in tans-genetic mice [233]. Moreover, loss of PTEN promotes activation of

Bcl-xl and Bcl-2, and other anti-apoptotic members of the Bcl-2 protein family [234].

The well-studied role of PTEN in tumorigenesis provides an essential weapon for

cancer defense. Transgenic over-expression of PTEN in the murine model shown a

modest increase of PTEN activity results in a substantial increase in cancer protection

[235]. Additionally, PTEN activity is associated with response to chemotherapy. PTEN

activation enhanced the tumor suppressive effect of drugs such as doxorubicin,

vincristine, and trastuzumab [234, 236], while suppression of PTEN increases drug

resistance [237].

2.3.4 Targeting PI3K/Akt signaling pathway in cancer therapy

The frequent observations of PTEN alterations and overactivation of the PI3K/Akt

pathway in wide variable human neoplasms make Akt as a potential therapeutic target

for anti-cancer drug discovery. Inhibition of PI3K/Akt signaling pathway can reverse

the anti-apoptotic effect of Akt and increase sensitivity to chemotherapeutic drugs.

2.3.4.1 Targeting upstream regulators of Akt

Receptor tyrosine kinases inhibition

Receptor tyrosine kinases (RTKs) are cell surface receptors responsible for

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extracellular signal transduction, with approximately 20 RTK families have been

identified so far. RTKs are not only the critical regulators of normal cellular functions

but also related to tumorigenesis of a variety of human cancers [238]. In general, the

inhibition of RTKs impedes their activation by ligands such as growth factors and

cytokines, and promotes receptor internalization, thereby downregulates kinase

autophosphorylation and activation.

The most prominent RTK-targeted therapies in clinical practice and trials are EGFR

(epidermal growth factor receptor) and HER2/ErbB2 tyrosine kinase inhibitors (TKIs).

EGFR inhibitor ZD-1839 (gefitinib) and OSI-774 (erlotinib) have shown significant

anti-tumor activity in patients diagnosed with NSCLC. First-line treatment with these

EGFR inhibitors leads to prolonged progression-free survival (PFS) versus

conventional chemotherapy [239, 240]. The second generation EGFR TKI afatinib

significantly improved PFS and health-related quality of life in phase III trials in

NSCLC patients with specific EGFR mutations [241]. Recently, afatinib has been

approved by the U.S. Food and Drug Administration (FDA) for first-line treatment of

NSCLC. The aforementioned TKIs potently inhibit EDFR and HER2/ErbB2 leads to

the reduced Akt kinase activity, thereby inducing apoptosis and inhibiting tumor growth

[242, 243].

PI3K inhibition

Wortmannin and LY294002 are two widely used PI3K inhibitors. Wortmannin and

LY294002 are both ATP-competitive inhibitors and wortmannin covalently binding to

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lysine residues on the ATP-binding site and leading to irreversible inhibition of PI3K

activity, whereas LY294002 blocks the enzymatic activity of PI3K reversibly. Although

wortmannin and LY294002 alone have shown anti-proliferative and pro-apoptotic

activities in the laboratory setting, combinations of wortmannin or LY294002 with

conventional therapeutic approaches promotes the effectiveness of these treatments

[244].

It is noteworthy that wortmannin and LY294002 have no selectivity for different

class I PI3K members. Wortmannin inhibits class III PI3K, and LY294002 inhibits

casein kinase 2 as well [245, 246]. Non-selective inhibition of PI3K may result in

undesirable side effects, in addition to the insolubility of wortmannin and LY294002 in

an aqueous environment, limit their use in clinical settings.

Recently, several selective PI3K inhibitors have been described, such as buparlisib and

idelalisib. Buparlisib is in Phase III clinical trials for patients with breast cancer.

Idelalisib, specific inhibitor of the p110δ subunit of PI3K, has been approved by FDA

for chronic lymphocytic leukemia treatment in combination with rituximab, and it is

also in Phase II trials for Hodgkin's lymphoma [247].

PDK1 inhibition

PDK1 (3-phosphoinositide dependent kinase-1) is a serine/threonine protein kinase

that can phosphorylate the activation loop of Akt on residue Thr308 [13]. Therefore,

inhibition of PDK1 should significantly block activation of Akt. Numbers of PDK1

inhibitors were identified and had an IC50 range of 11-30 nM. These PDK1 inhibitors

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effectively blocked Akt signaling and induced apoptosis in various tumor cell lines,

including PTEN-negative tumor cell lines [248].

UCN-01 is a staurosporine derivative, nonselective PDK1 inhibitor. UCN-01

potently inhibits PDK1 both in vitro and in vivo, and UCN-1 mediated PDK1 inhibition

were observed in murine and human tumor xenografts [249]. UCD-01 also has been

evaluated in clinical trials in combination with conventional chemotherapy. However,

the anti-tumor activities were diminished due to constitutive activation of Akt in

advanced cancer patients [250].

2.3.4.2 Akt inhibition

As above mentioned, Akt signaling protects tumor cell from death by suppressing

apoptotic pathway, and Akt are overexpressed in various human cancers. Hence, the

Akt inhibition has been extensively studied as a weapon to defeat cancers.

Perifosine is an Akt inhibitor which is known initially as a CDK inhibitor that inducing

cell cycle arrest via p21Cip1/WAF1 [251]. A recent study demonstrated that perifosine

inhibits Akt phosphorylation by suppressing membrane translocation of Akt, and it is

under phase II clinical trials for patients with ovarian and endometrial cancers [252,

253]. GSK690693 is another pan-Akt inhibitor that displays significant anti-cancer

activity in vitro and in vivo with limited side effect observed [254, 255].

However, non-selective pan-Akt inhibition leads to more undesirable off-target

effects, whereas specific Akt inhibition could achieve clinical efficacy without

significant side effects. Akt kinase inhibitor TCN/API-2 inhibits Akt explicitly and

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effectively, and appears to induce apoptosis and anti-proliferation effect at a

concentration of 10 μM. Moreover, TCN/API-2 significantly inhibited tumor growth in

human cancer xenografts without detectable side effects [256].

2.3.4.3 Targeting downstream signaling molecules of Akt

A number of molecules downstream of Akt were identified responsible for

intracellular signaling transduction. It is doubted that inhibition of one or two Akt

downstream target could effectively abolish the overactivation of Akt in human cancers.

However, studies have shown that inhibition of mTOR leading to apoptosis and cell

cycle arrest in Akt overexpression tumors [202]. Rapamycin and its derivatives CCI-

779 and RAD-001 are mTOR kinase inhibitor and display significant anti-cancer

activity. CCI-799 (Temsirolimus) showed anti-tumor activity and improved survival in

a clinical trial in patients with advanced patients with advanced refractory renal cell

carcinoma [257]. Inhibition of mTOR by RAD-001 (Everolimus) inhibited proliferation,

induced apoptosis, and ultimately reversed prostate neoplasm in Akt1 transgenic mice

[258]. Temsirolimus and Everolimus are in phase III and phase II clinical trials.

Although rapamycin is used as an immunosuppressive drug, no immunosuppressive

effects were observed in patients administrated with rapamycin analogs Temsirolimus

and Everolimus [259].

Collectively, Akt represents a potential therapeutic target for anti-tumor drug

discovery. The understanding of the PI3K/Akt pathway, mechanisms of Akt regulated

cellular functions, and discovery of small molecule Akt inhibitors developed

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remarkably. More and more Akt indirect and direct inhibitors entered clinical trials and

approved for cancer therapy. However, critical issues regarding Akt specificity and

selectivity remain unsolved. Akt inhibition in combination with inhibition of another

signaling pathway may represent an attractive therapeutic strategy for cancer

management. Furthermore, Akt inhibition in combination with conventional

therapeutic approaches, such as chemotherapy and radiotherapy, may provide more

effective treatment to help to overcome drug resistance, prolong PFS and improve

quality of life for cancer patients.

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CHAPTER 3

Targeting PI3K/Akt Signaling Pathway in Canine Histiocytic Sarcoma

3.1 Introduction

So far, there is no effective therapy against histiocytic sarcoma in both human and

canine patients. The goal of our study is to develop a novel therapeutic strategy for

histiocytic sarcoma. The therapeutic effect of Akt-targeted therapy in histiocytic

sarcoma was investigated both in vitro and in vivo. Also, the therapeutic effect of Akt

inhibition alone was compared to combinatorial treatment with carfilzomib, an FDA

approved anti-cancer drug for multiple myeloma. Furthermore, we investigated the

mechanism underlying Akt inhibition and carfilzomib induced anti-cancer activity.

3.2 Material and Methods

3.2.1 Cell line and culture

The canine histiocytic sarcoma cell line DH82 and canine peripheral blood

mononuclear cells were used in this study. DH82 cells were purchased from American

Type Culture Collection (ATCC®-CRL-10389™, Manassas, VA), and then cultured in

Minimum Essential Media (MEM, Gibco, Grand Island, NY) supplemented with 15%

fetal bovine serum (FBS, Gibco, Grand Island, NY) and 1X Anti-Anti (Gibco, Grand

Island, NY) in a humidified incubator with 5% CO2 at 37°C.

Canine peripheral blood mononuclear cells were freshly isolated from canine

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cancer patients with no evidence of disease and under no treatment (chemotherapy,

kinase therapy, corticosteroid, or experimental therapies), using a previously described

methodology [55]. Peripheral blood collections were performed with owners’ informed

consent and approved by our institution’s Institutional Animal Care and Use Committee

(IACUC). The peripheral blood sample was collected in EDTA, mixed 1:1 with Hank's

Balanced Salt Solution (HBSS) and centrifuged on the top of 1/2 volume of Histopaque-

1077 (Sigma-Aldrich Inc., St. Louis, MO). After centrifugation, the mononuclear layer

was transferred to a new 50 ml tube and washed with 30 ml HBSS/EDTA three times.

Then cells were incubated with 3 ml Ack Lysing Buffer (Gibco, Grand Island, NY) for

3 minutes at room temperature. After that, cells were washed and resuspended in RPMI-

1640 (Gibco, Grand Island, NY) supplemented with 10% FBS and 1X Anti-Anti in a

humidified incubator with 5% CO2 at 37°C for 2 hours; floating cells were discarded

and fresh growth medium was provided. After 24 hours, 25 μg/ml Flt3L, 20 μg/ml IL-

4 and 20 μg/ml GM-CSF (Genscript, Piscataway, NJ) were added to the growth medium

(day 1). Growth medium and cytokines were refreshed every three days, and

differentiated dendritic cells were harvested on day 7. Differentiation to dendritic cells

was confirmed via flow cytometry. To eliminate the influence of cytokines on activation

of PI3K/Akt signaling pathway, differentiated dendritic cells were cultured in fresh

growth medium containing no cytokines for 3 h after dendritic cell differentiation.

3.2.2 Reagents

PI3K/Akt signaling pathway inhibitor LY294002 (Cell Signaling Technology,

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Beverly, MA), proteasome inhibitor carfilzomib and doxorubicin (Biovision, Milpitas,

CA) were reconstituted in dimethyl sulfoxide (DMSO, Sigma-Aldrich Inc., St. Louis,

MO) at a concentration of 10 mM, 10 mg/ml, and 10 mM, respectively. The aliquots

were stored at -20°C as a stock solution.

3.2.3 Cell viability assay

Cell viability was evaluated by Cell Proliferation Kit II (XTT, Roche Life Science,

Indianapolis, IN) according to the manufacturer’s instructions. Briefly, DH82 cells were

plated in a 96-well plate and cultured in the normal condition for 24 hours. Then cells

were treated with either DMSO (vehicle control) or LY294002 at the concentration of

10, 25, 50, 75 and 100 μM, or carfilzomib at the concentration of 0.005, 0.025, 0.05,

0.25 and 0.5 μg/ml for 24 hours. Afterward, 50 μl XTT labeling mixture was added to

each well after treatment and cells were incubated at 37°C and 5% CO2 for 4 hours.

Cells were then shaken for 1 minute, and the absorbance of each well was measured at

a wavelength of 570 nm using Multiskan FC microplate spectrophotometer (Thermo

Scientific, Waltham, MA).

3.2.4 Flow cytometry

Apoptosis was evaluated using flow cytometry and the FITC Annexin V/Dead Cell

Apoptosis Kit (Invitrogen, Carlsbad, CA) according to the manufacturer’s instructions.

Briefly, DH82 cells were plated in 6-well plate and treated with DMSO and carfilzomib

as aforementioned, or with carfilzomib in combination with 50 μM LY294002 for 24

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hours. Cells were harvested and resuspended in 400 μl Annexin-binding buffer after

treatment. Then, 5 μl of FITC Annexin V and 1 μl of 100 μg/ml propidium iodide (PI)

working solution were added to cell suspensions. Afterward, cell suspensions were

incubated at room temperature for 15 minutes in the dark for staining. Stained cells

were then analyzed by flow cytometry. Annexin V positive cells were considered as

early apoptosis and Annexin V/PI double positive cells were considered as late

apoptosis.

The differentiation of dendritic cells were verified by flow cytometry using cell

surface marker CD11c-APC and CD1a-PE (GeneTex, Irvine, CA) according to the

manufacturer’s instructions. Briefly, differentiated dendritic cells were suspended in

100 μl binding buffer. Then 10 μl of CD11c-APC and CD1a-PE working solution were

added to cell suspensions, and incubated at room temperature for 15 minutes in the dark

for staining. Stained cells were then analyzed by flow cytometry.

3.2.5 Serum starvation test

DH82 cells were plated in 96-well plate and cultured in the normal condition for

24 hours. Then the growth medium were replaced by MEM supplemented with 1X

Anti-Anti and 0%, 1%, 5%, 10% and 15% FBS, respectively (day 0). Growth medium

was refreshed daily, cell viability was evaluated as above described on day 1, day 2,

day 3, and day 4, respectively.

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3.2.6 RT-PCR

Expression of PTEN mRNAs in DH82 cells and eight clinical tumor samples from

dogs diagnosed with HS were evaluated using reverse transcription-polymerase chain

reaction (RT-PCR). Trizol (Invitrogen, Carlsbad, CA) was used for isolation of total

RNA. The quantity and quality of isolated RNA were assessed by spectrophotometer at

A260/A280 (ratio had to be between 1.8 and 2.0). Reverse transcription for cDNA

synthesis was performed using ThermoScriptTM Reverse Transcriptase (Invitrogen,

Carlsbad, CA) according to the manufacturer’s instruction. All target primer sequences

were designed by Primer 3 Plus (http://primer3plus.com/cgi-bin/dev/primer3plus.cgi)

and synthesized by Invitrogen (Carlsbad, CA). Primer sequences were listed in Table

3.1. PCR was performed using Taq DNA Polymerase (Invitrogen, Carlsbad, CA)

according to the manufacturer’s instructions. All cDNA samples were subjected to

initial denaturation at 95°C for 3 minutes, then 35 cycles of denaturation at 95°C for 45

seconds, annealing at 60°C for 30 seconds, and extension at 72°C for 60 seconds,

followed by final extension at 72°C for 10 minutes. PCR products were subjected to

agarose gel electrophoresis and visualized by ethidium bromide staining under

ultraviolet light. All PCR products were sequenced by Sanger sequencing.

Expression of caspase-3 was evaluated using quantitative RT-PCR. The DH82

cells were treated with LY294002 and carfilzomib at indicated concentration and

prepared for RNA extraction and quality examination as aforementioned. The qRT-

PCR was performed using CellsDirectTM One-Step qRT-PCR Kit (Invitrogen, Carlsbad,

CA) and reactions were run on 7500 Fast Real-Time PCR System (Applied Biosystems,

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Foster City, CA) in the fast model. The reaction profile consisted of incubation at 50°C

for 5 minutes, initial denaturation at 95°C for 2 minutes, and 45 cycles of denaturation

at 95°C for 3 seconds and annealing/extension at 60°C for 30 seconds. The cDNA

synthesis was quantified using TaqManTM gene expression assay (Applied Biosystems,

Foster City, CA). Relative expression of the caspase-3 (Assay ID: Cf02622236_m1)

was calculated using the ΔΔCt method. In the ΔΔCt method, the expression of the target

gene was normalized by the housekeeping gene HPRT1 (Assay ID: Cf02690456_g1)

first (ΔCt), and then the difference between experimental and control groups (ΔΔCt)

was calculated. The fold-change in expression of the target gene equal to 2-ΔΔCt.

Table 3.1. Primer sequences.

Gene Primer sequence (5’-3’) Length of product (bp)

PTEN F: TGGTCTGCCAGCTAAAGGTG

R: AGGTTTCCTCTGGTCCTGGT 213

HPRT1 F: TTCTTTGCTGACCTGCTGGA

R: GGTCCTTTTCACCAGCAAGC 285

3.2.7 Western blot

Protein was extracted from DH82 cells, differentiated canine dendritic cells, 10

tumor tissue samples from dogs diagnosed with HS, and tumor tissues from DH82

xenograft mouse model using 200 μl cell lysis buffer supplemented with 1X PMSF and

1X phosphatase inhibitor cocktail (Cell Signaling Technology, Beverly, MA). The

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protein concentration of each lysate was determined using the BCA Protein Assay Kit

(Cell Signaling Technology, Beverly, MA) according to manufacturer’s instructions,

and 20 µg of protein was used for each sample. Protein extracts were mixed with 5X

loading buffer, 10X sample reducing agent (Life Technologies, Grand Island, NY) and

double distilled H2O (ddH2O). Mixed loading samples were denatured at 95°C for 10

minutes and placed on ice for 10 minutes, then subjected to 4-12% SDS-PAGE

polyacrylamide gel electrophoresis (Life Technologies, Grand Island, NY), and

electrotransferred to nitrocellulose membranes (Life Technologies, Grand Island, NY).

Membranes were blocked with blocking buffer (LI-COR Bioscience, Lincoln, NE,

USA) for 1 h at room temperature. Membranes were incubated at 4°C overnight with

primary antibodies against β-actin, Akt, phospho-Akt S473, GSK3β, phospho-GSK3β

S9, PTEN, caspase-3 and PARP (Cell Signaling Technology, Beverly, MA) at a dilution

of 1:1,000 in blocking buffer. Membranes were washed 5 minutes for 3 times with

TBST and incubated with anti-rabbit or anti-mouse conjugate IgG (Cell Signaling

Technology, Beverly, MA) at a dilution of 1:10,000 in blocking buffer. The OdysseyTM

Infrared Imaging System (LI-COR Bioscience, Lincoln, NE) was used for protein

visualization and image capture. The analysis of protein expression was carried out by

quantification of grayscale values of the protein bands using Image Studio Lite software

version 5.2.5 (LI-COR Bioscience, Lincoln, NE).

3.2.8 Akt kinase activity assay

Akt kinase activity was evaluated using a commercially available Akt Kinase

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Assay Kit (Cell Signaling Technology, Beverly, MA) according to manufacturer’s

instructions. Briefly, DH82 cells were plated in T25 cell culture flask followed by

treatment with DMSO or 50 μM LY294002 for 24 hours. After treatment, the protein

was extracted as described above. Then 20 μl of immobilized antibody bead slurry was

added to 200 μl cell lysate and incubated overnight at 4°C with gentle shaking. Cell

lysate/immobilized antibody was centrifuged at 14,000 × g for 30 seconds at 4°C and

washed twice with 500 μl of cell lysis buffer. The pellet was resuspended in 50 μl of

kinase buffer supplemented with 1 μl of 10 mM ATP and 1μl of kinase substrate and

then incubated at 37°C for 30 minutes. After incubation, 25 μl 3X SDS sample buffer

was added to terminate the reaction. Protein expression of phospho-GSK3α/β was

evaluated by western blotting using antibodies targeting phospho-GSK3α/β as

described above, and β-actin was used as loading control.

3.2.9 Isobologram

DH82 cells were plated in a 96-well plate and treated with LY294002 and

carfilzomib at indicated concentrations alone or with LY294002 (0, 10, 25, 50, 75 and

100 μM) in combination with carfilzomib (0, 0.005, 0.025, 0.05, 0.25 and 0.5 μg/ml) in

a series of concentrations. After 24 hour treatment, cell viability assay was performed

as aforementioned. The combinatorial effect of LY294002 and carfilzomib was

analyzed by isobologram using CompuSyn software (ComboSyn Inc., Paramus, NJ).

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3.2.10 Caspase-3 activity assay

Caspase-3 activity was tested using a Caspase-3 Colorimetric Assay Kit (MBL,

Nagoya, Japan) according to manufacturer’s instructions. Briefly, DH82 cells were

treated in T25 cell culture flask with DMSO, 50 μΜ LY294002, 0.025 μg/ml

carfilzomib, and 50 μΜ LY294002 plus 0.025 μg/ml carfilzomib, and protein was

extracted from the DH82 cells as described above. Then 50 μl protein samples and 50

μl of 2X reaction buffer containing 10 mM DTT were added to each well in 96-well

plate. Afterward, 5 μl of the caspase-3 substrate was added to each well, and the plate

was incubated at 37°C for 1h. To verify the detected signal by the assay is due to

caspase-3 protease activity, the treated protein samples were incubated with 1 μl of 1

mM Z-DEVD-FMK before adding substrate (negative control). After incubation, the

absorbance was measured at 400 nm using the Multiskan FC microplate

spectrophotometer (Thermo Scientific, Waltham, MA). All the measured caspase-3

activity were normalized according to protein concentration that quantified by BCA

protein assay.

3.2.11 DH82 xenograft mouse model

NOD scid gamma mice (NSG mice) were used to establish the DH82 xenograft

model. All experiments were performed under the approval of our institutional IACUC

and in compliance with Guide for the Care and Use of Laboratory Animals.

6-8 weeks old NSG mice were implanted subcutaneously in the right flank with 1.5 ×

106 DH82 cells suspended in Matrigel Matrix (Corning Life Sciences Inc., Corning,

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NY) and randomly assigned to mock (control), LY294002 (25 mg/kg), carfilzomib (5

mg/kg), and LY294002 plus carfilzomib treatment groups (n = 8 mice/group). All the

mice were maintained under SPF condition and received irradiated diet and water ad

libitum and monitored three times per week. The tumor growth was measured over time

using a caliper, and tumor volumes were calculated according to the modified ellipsoid

formula:

V = length × width2/2 [mm3]

When the solid tumor reached a minimum of 5×5 mm in the top cross-sectional

area, the mice received the treatment above three times a week for two weeks

intraperitoneally. At 24 hours after the last treatment, the mice were euthanized and

blood, spleen, lung and tumor tissues were collected. One fraction of tumor tissue was

fixed in formalin and embedded in paraffin, the other fraction was flash frozen in liquid

nitrogen and stored at -80°C.

For survival analysis, all the treated tumor-bearing mice were carefully monitored

after treatment. Mice were euthanatized 60 days post-treatment or earlier for humane

reasons if tumors reach 18 mm in any given dimension or any health issue was observed.

3.2.12 Immunohistochemistry

Formalin-fixed and paraffin-embedded tissues were processed for histopathology

and hematoxylin and eosin (H&E) staining as previously described [260]. The paraffin-

embedded tissue blocks were sectioned at 5 μm and prepared for H&E staining. H&E

stained sections were evaluated, and necrosis in lung tissue was scored by a board-

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certified veterinary pathologist. Immunohistochemical staining against canine CD18

(Cell Signaling Technology, Beverly, MA) at a dilution of 1:100 using standard

methodology was used to quantity metastasis in the lung.

3.2.13 LY294002 blood level quantification

Peripheral blood from NSG mice was collected via cardiac puncture blood

collection and stored in tubes with lithium heparin (Becton Dickinson Biosciences,

Franklin Lakes, NJ). Plasma was isolated by centrifugation at 2,000 × g for 10 minutes

using a refrigerated centrifuge. Blood concentration of LY294002 was detected by

liquid chromatography-mass spectrometry (LC-MS).

3.2.14 Statistical analysis

Experimental data were processed with GraphPad Prism 6 (GraphPad Software, La

Jolla, CA) and presented as the mean ± standard error (SD) of at least three independent

triplicates. Significance for individual data was analyzed by two-tailed Student’s t-test.

Multiple intergroup comparisons were assessed by one-way analysis of variance

(ANOVA) followed by Tukey post-test. Survival curves were constructed using the

Kaplan-Meier product limit method and compared by log-rank test. Difference between

groups at a value of p < 0.05 was considered as statistically significant.

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3.3 Results

3.3.1 Akt signaling is activated in canine HS tumor samples despite the presence

of PTEN

In order to assess the activation status of Akt signaling in canine histiocytic

sarcoma (cHS), we performed immunoblotting for p-Akt S473 in 10 cHS clinical tumor

samples. Phospho-Akt S473 (upper band) was observed in 9 out of 10 tumor samples

(Figure 1A). The tumor suppressor PTEN is frequently mutated and reported to be

deleted in human and canine malignant tumors, including histiocytic sarcoma [18]. So,

we further tested PTEN expression in DH82 cells and cHS tumor samples at both the

mRNA and protein levels. PTEN mRNA was detected in all 10 of the tumor samples,

but not tested in DH82 cells (Figure 1B). Given that PTEN mRNA was not detected in

DH82 cells, the normal spleen tissue was used as a positive control when we tested

PTEN protein since PTEN is highly expressed in spleen tissue. Similar to the mRNA

results, PTEN protein was detected in spleen and all 10 of the tumor samples, but not

observed in DH82 cells (Figure 1C). Together, these data suggest that Akt signaling is

activated in DH82 cells partially associated with deletion of PTEN, and Akt signaling

is activated in cHS tumor samples at the presence of PTEN.

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Figure 1. Akt activation and PTEN presence in DH82 cells and cHS clinical

tumor samples.

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3.3.2 Akt signaling is aberrantly activated in DH82 cells

Canine histiocytic sarcoma is considered to originate from inactivated dendritic

cells [159]. To compare the baseline level of Akt activation in DH82 cells with normal

canine dendritic cells, we isolated peripheral blood monocytes from healthy dogs and

induced dendritic cell differentiation using a previously described method [55].

However, the cytokines used to induce dendritic cell differentiation were reported

activating Akt signaling in vitro [261, 262], indicating Akt signaling might be activated

during the dendritic cell differentiation. To minimize the impact of cytokines on Akt

activation, we removed cytokines dendritic cell differentiation and cultured cells in a

fresh growth medium for 3 hours. Western blotting showed that the baseline level of

Akt and GSK3β in DH82 cells is much higher than that in normal canine dendritic cells

(Figure 2A). Moreover, the protein p-Akt S473 and p-GSK3β S9 were highly

expressed in DH82 cells, but not expressed in normal dendritic cells (Figure 2A). These

results suggest that Akt signaling pathway is activated in DH82 cells, but not in normal

canine dendritic cells.

To exclude the Akt activation by external growth factors, we cultured the DH82

cells in a serum starvation condition. Significantly decreased cell viability in DH82

cells was observed in 0% of FBS groups start from day 2, and in the 1% FBS groups

start from day 3 (p < 0.05 and p < 0.05 vs. control, respectively; Figure 2B). At day 3,

DH82 cells demonstrated significantly decreased cell viability in 0% and 1% FBS

groups compared to the corresponding group on day 1 (p < 0.01 and p < 0.01,

respectively; Figure 2B). These results suggest that the significant reduction or

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elimination of supplemented growth factors could result in decreased cell viability in

DH82 cells. We then compared the level of Akt S473 phosphorylation and Akt kinase

activity in DH82 cells cultured in 0% and 1% FBS at day 3 to that at day 1. At day 1,

the same level of Akt S473 phosphorylation and Akt kinase activity (shown as protein

level of p-GS3Kα/β) were observed in both 0% and 1% FBS groups when compared to

control group (Figure 2C). To our surprise, although cell viability of DH82 cells were

significantly decreased at day 3, the level of p-Akt S473 and Akt kinase activity in

DH82 cells cultured with 0% and 1% FBS remained the same as the control group, as

well as compared to the control group at day 1 (Figure 2C). These data suggest Akt

signaling is aberrantly and constitutively activated in DH82 cells.

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Figure 2. Akt signaling is constitutively activated in DH82 cells.

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3.3.3 Inhibition of Akt signaling leads to decreased cell viability in DH82 cells

The LY294002 was used to inhibit the PI3K/Akt signaling pathway in DH82 cells.

After 24 hours of treatment with LY294002, DH82 cells demonstrated a significant

decrease in cell viability in a dose-dependent manner (Figure 3A). Based on the XTT

assay, 50 μM of LY294002 efficiently lead to a decrease in cell viability (p < 0.01 vs.

control, Figure 3A), so the dose of 50 μM was used in the following experiments. Over

the course of 24 hours, LY294002 treatment resulted in a significant decrease in the

Akt S473 phosphorylation, as well as Akt downstream target p-GSK3β S9 (Figure 3B

upper panel). The protein level of p-Akt S473 decreased more than 30-fold in

LY294002 treated DH82 cells (p < 0.01 vs. control, Figure 3B lower panel). Moreover,

DH82 cells showed lower level of p-GSK3α/β after 24 hours of LY294002 treatment,

suggesting LY294002 effectively inhibited Akt kinase activity in DH82 cells (Figure

3C). Collectively, these data demonstrate that inhibition of Akt signaling could result

in significant proliferation inhibition in DH82 cells.

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Figure 3. Pharmacological inhibition of PI3K/Akt signaling leads to decreased cell

viability in DH82 cells.

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3.3.4 Inhibition of Akt signaling potentiates carfilzomib-induced apoptotic cell

death in DH82 cells

Carfilzomib (CFZ), an active proteasome inhibitor, which irreversibly inhibits

proteasome function, has been approved by the FDA for treatment of human multiple

myeloma. Inhibition of Akt signaling synergistically enhances carfilzomib-induced

anti-tumor activity were observed in human multiple myeloma cell lines [263]. We

tested if this synergistic effect between Akt inhibition and proteasome inhibition exists

in DH82 cells. After 24 hours of treatment, carfilzomib induced significantly decreased

cell viability in DH82 cells in a dose-dependent manner (Figure 4A) and accumulation

of poly-ubiquitinated protein in a time-dependent manner (DH82 cells were treated with

0.025 μg/ml of carfilzomib, Figure 4B). Based on these results, the concentration of

0.025 μg/ml was selected to treat the DH82 cells in following experiments.

Furthermore, both LY294002 and carfilzomib induced apoptosis in DH82 cells.

The apoptosis induced by carfilzomib was increased when in combination with

LY294002 (Figure 4C). Interestingly, DH82 cells displayed morphologic change after

carfilzomib treatment. A spindle cell morphology was observed in carfilzomib-treated

and combinatorial-treated cells (red arrows, Figure 4D).

We performed Isobologram to determine the combinatorial effect of LY294002

and carfilzomib on DH82 cell death. Isobologram analysis showed that all 5 of the

combination doses (shown in Table 3.2) were laid below the additive line, indicating

the combinatorial effect of LY294002 and carfilzomib are synergistic (Figure 4E).

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These results suggest that Akt inhibition can synergistically augment carfilzomib-

induced apoptotic cell death in DH82 cells.

Table 3.2. Concentration combinations

LY294002 (μM) Carfilzomib (μg/ml)

Point 1 10 0.005

Point 2 25 0.025

Point 3 50 0.05

Point 4 75 0.25

Point 5 100 0.5

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Figure 4. Inhibition of Akt synergistically potentiates carfilzomib-induced

apoptosis in DH82 cells.

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3.3.5 Carfilzomib induces apoptosis in DH82 cells via a caspase-3 independent

pathway.

Apoptosis is characterized by mitochondrial failure and formation of the

apoptosome. As a result, activation of the caspase cascade leads to the cleavage of final

apoptosis executor caspase-3. We first tested the caspase-3 activation in DH82 cells.

The decreased protein level of procaspase-3 was observed in LY294002-treated cells,

but not in carfilzomib-treated group, suggesting carfilzomib may induce apoptotic cell

death via a caspase-3 independent manner (Figure 5A). The western blot results also

showed a lower level of p-Akt S473 in combinatorial-treated cells, indicating a further

inhibition of Akt signaling when cells treated with LY294002 plus carfilzomib.

However, a higher level of procaspase-3 was detected in combinatorial-treated cells

(Figure 5A). These results suggest LY294002 in a combination of carfilzomib could

further inhibit PI3K/Akt signaling pathway, but reduce the activation of caspase-3.

To test the effect of carfilzomib on the activation of caspase-3 directly, we

performed caspase-3 activity assay and used a caspase-3 inhibitor Z-DEVD-FMK to

manipulate caspase-3 activity. A significant increase in caspase-3 activity was observed

in LY294002-treated cells (p < 0.01 vs. control, Figure 5B), but carfilzomib treatment

did not affect the caspase-3 activity. Moreover, there was a significant reduction of

caspase-3 activity in the combinatorial-treated cells compared to the cells treated with

LY294002 alone (p < 0.01, Figure 5B). This is consistent with our previous western

blotting result that carfilzomib reversed the cleavage of procaspase-3 induced by

LY29402 (Figure 5A).

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To verify that carfilzomib did not activate caspase-3 signaling in DH82 cells, we

used doxorubicin as a positive control to activate caspase-3 and used PAC-1

(procaspase-activating compound-1) to sensitize caspase-3 for activation [264]. The

western blotting result indicated that both LY294002 and doxorubicin can induce

cleavage of procaspase-3, which is reversed by the caspase-3 inhibitor Z-DEVD-FMK

(Figure 5C). Moreover, doxorubicin treatment also induced cleavage of PARP (Poly

(ADP-ribose) polymerase) - a downstream target of activated caspase-3. The

doxorubicin-induced activation of PARP is further enhanced by PAC-1 (Figure 5D).

However, carfilzomib treatment did not induce cleavage of procaspase-3, even under

the condition of sensitization of procaspase-3 by PAC-1 (Figure 5C and 5D). The

results of protein analysis were further verified in the caspase-3 activity assay. PAC-1

enhanced LY294002- and doxorubicin-induced caspase-3 activity, but had no effect on

carfilzomib (p < 0.05 and p < 0.01, respectively; Figure 5E). Quantitative RT-PCR was

used to test the caspase-3 mRNA expression. Intriguingly, LY294002 did not affect

caspase-3 gene expression, but carfilzomib treatment down-regulated caspase-3 mRNA

level (Figure 5F).

Collectively, these results indicate carfilzomib induces caspase-3 independent cell

death. Chemotherapeutics can induce tumor cell death via either caspase-3 dependent

or independent pathway. The caspase-3 independent apoptotic pathway exists in

mammalian cells, which may function as a backup mechanism to maintain homeostasis

when caspase-3 dependent pathway fails.

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Figure 5. Carfilzomib does not induce caspase-3 activation.

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3.3.6 LY294002 and carfilzomib are well tolerated in DH82 xenograft mice and

detectable in peripheral blood.

Although the above data demonstrated Akt inhibition effectively induced DH82

cell death in vitro, we verified the therapeutic effect of Akt inhibition in vivo using the

DH82 xenograft model. To evaluate the safety of the LY294002, carfilzomib and their

combination, healthy NSG mice (n=4 mice/group) received the treatments for 2 weeks.

All the treatments were well tolerated without significant body weight loss (Figure 6A).

To verify the absorbance of LY294002, we collected peripheral blood from the treated

tumor-bearing mice and quantified LY294002 by LC-MS. The LY294002 was detected

in blood samples. Moreover, difference in LY294002 concentration was not observed

between LY294002-treated mice and combinatorial-treated mice (p = 0.4846, Figure

6B), indicating carfilzomib did not affect the absorbance of LY294002.

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Figure 6. The given treatments are well tolerated, and LY294002 are absorbed.

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3.3.7 LY294002 inhibits cHS tumor cell growth in vivo.

To evaluate the in vivo therapeutic effect of Akt inhibition, we used a subcutaneous

xenograft model of canine HS in immunodeficient NSG mice [265]. Intraperitoneal

administration of LY294002 at a daily dose of 25 mg/kg, 3 days a week for 2 weeks

significantly reduced DH82 tumor growth versus vehicle control (on day 12, p < 0.01;

Figure 7A and 7B). Although carfilzomib treatment had no significant effect on tumor

growth, LY294002 in combination with carfilzomib prevented the tumor growth and

showed significantly smaller tumor compared to the other three groups (on day 12, p <

0.01 vs. control, p < 0.01 vs. LY294002 and p < 0.01 vs. CFZ, respectively; Figure 7A

and 7B). Importantly, the overall survival of LY294002-treated and combinatorial-

treated mice (with a median survival of 26 days and 35 days, respectively) were

significantly prolonged compared to mock-treated mice (p < 0.01 and p < 0.01 vs.

control, respectively; Figure 7C). The survival of combinatorial-treated mice was

significantly longer than that of carfilzomib-treated mice (p < 0.05, Figure 7C). The

detailed individual survival data were listed in Table 3.3.

We further examined the spleen tissue in our xenograft mice since splenomegaly

was reported in canine histiocytic sarcoma. The splenomegaly was observed in our

murine xenografts. All the treatments significantly ameliorated the splenomegaly,

showed as reduced spleen weight compared to mock-treated mice (p < 0.01, p < 0.05,

and p < 0.01 vs. control, respectively; Figure 7D).

To examine target inhibition by LY294002 in vivo, we performed western blotting

in tumor tissues. The protein level of p-Akt S473 was reduced in tumor tissues

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harvested from LY294002-treated and combinatorial-treated mice (Figure 7E),

indicating suppression of tumor growth in DH82 xenografts is associated with

inhibition of Akt signaling. Furthermore, tumor tissues harvested from combinatorial-

treated mice showed a significantly lower level of p-Akt S473 compared to LY294002-

treated mice (p < 0.05, Figure 7E), which is consistent with in vitro result showed in

Figure 5A.

Table 3.3. Individual survival in DH82 xenograft mice.

Treatment group Median survival in days (95% CI)

Mock 5.00 (4.00, 9.00)

LY294002 26.00 (11.00, 35.00)**

Carfizomib 19.00 (7.00, 26.00)

LY294002 + Carfilzomib 35.00 (19.00, 35.00)**#

**: significant difference compared to the mock-treated mice, p<0.01

#: significant difference compared to the carfilzomib-treated mice, p<0.05

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Figure 7. LY294002 inhibits tumor growth in cHS xenograft model.

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3.3.8 LY294002 does not reduce lung metastasis and not increase necrosis in tumor

tissue.

Typically, metastasis may occur during the tumor development. Histopathological

evaluation of H&E stained section of lung tissues revealed lung metastasis in our

xenograft model (arrow, Figure 8A), which is further verified by immunohistochemical

staining using an antibody against canine CD18 (arrow, Figure 8B). To determine

whether Akt inhibition reduces the number of metastatic foci, we counted the total

number of metastatic tumors in lung tissue sections. The number of lung metastasis was

increased in carfilzomib-treated mice, but the difference in number of lung metastasis

between each treatment group was not statistically significant (Figure 8C). Moreover,

we observed necrosis in H&E stained tumor tissues, but there was still no significant

difference between each group (Figure 8D and 8E).

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Figure 8. LY294002 not affects lung metastasis and tumor necrosis.

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3.5 Discussion

Histiocytic sarcoma is an extremely rare tumor, and the clinical course is generally

aggressive. The overall rarity of this tumor obscured the diagnosis and prevented a full

appreciation of its clinical behavior [135, 136]. Canine HS is originated from histiocytes

including dendritic cells and macrophages, which is a spontaneously developed model

for better understanding human HS. Although the PI3K/Akt signaling pathway plays a

crucial role in many human and canine malignant tumors [172, 173], the role of Akt

signaling in both human and canine HS remains poorly studied. PTEN is the primary

negative regulator of the Akt signaling pathway and is frequently mutated and deleted

in both human and canine malignancies. Hedan et al. reported that PTEN is likely

deleted in 40% of 113 canine HS cases [9, 18, 266]. We used ten tumor samples from

canine patients diagnosed with HS to determine the activation status of Akt signaling

and PTEN alteration in canine HS. In the present study, we first demonstrated that the

tumor suppressor PTEN was deleted in DH82 cells at both the mRNA and protein levels.

However, PTEN mRNA and protein were detected in all 10 of the canine HS tumor

samples. Our results also demonstrated Akt signaling was activated in 9 out of 10 canine

HS cases, suggesting that Akt signaling involved in pathogenesis of canine HS despite

the presence of PTEN. These findings imply the potential efficacy of Akt-targeted

chemotherapeutic strategies for the clinical treatment of HS.

We used the DH82 cells as a cell line model of canine HS and induced dendritic

cell differentiation from canine peripheral blood mononuclear cells to compare the Akt

activation between HS and healthy condition in this study. The baseline level of Akt

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signaling in DH82 cells and monocyte-derived dendritic cells were evaluated by

western blot using an antibody against p-Akt S473. Our results indicated that p-Akt

S473 was overexpressed in DH82 cells, but not detected in monocyte-derived dendritic

cells. The same scenario was observed in Akt downstream target p-GSK3β S9.

Collectively, these results suggest the PI3K/Akt signaling had not been activated in

normal canine dendritic cells, but aberrantly activated in DH82 cells. This further

supports the rationale of Akt-targeted therapy for HS.

The activation of Akt signaling requires the activation of upstream receptor

tyrosine kinases by growth factors [267]. The complete growth medium used for DH82

cell culture contained 15% of fetal bovine serum, which supplied plenty of exogenous

growth factors that activated the Akt signaling in DH82 cells. In order to exclude the

effect of exogenous growth factors on Akt signaling and verify the activation status of

Akt signaling in DH82 cells, we performed the serum starvation test. Beginning on day

3, a significant decrease in cell viability was observed in DH82 cells cultured with 0%

and 1% FBS, as compared to the control cells and the corresponding cells on day 1.

However, the protein level of p-Akt S473 and Akt kinase activity (indicated by the

protein level of p-GS3Kα/β) remained the same while the cell viability decreased

significantly. These results suggest that the Akt signaling pathway is constitutively

activated in DH82 cells even though there were no exogenous growth factors. These

findings also suggest to us that the Akt signaling by itself is not sufficient to guarantee

the cellular survival of DH82 cells. Other unknown factors required for cell

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proliferation and survival besides Akt signaling need to be determined by further

research.

In order to determine the role of Akt signaling involved in cellular survival and

tumorigenesis of HS, we investigated the effects of Akt inhibition in DH82 cells using

Akt inhibitor LY294002. Our results demonstrated that pharmacological inhibition of

Akt signaling resulted in decreased Akt S473 phosphorylation and decreased Akt kinase

activity, and led to a significant decrease of cell viability in DH82 cells. These results

suggest that Akt signaling is crucially involved in cellular survival of canine HS. The

findings of our study coupled with the reported Akt inhibitors uesed in clinical

applications [20, 250, 252, 255] suggest Akt signaling pathway may represent a novel

potential therapeutic target for the clinical treatment of both human and canine HS.

The Akt signaling pathway is associated with multidrug resistance, which is a

considerable obstacle during tumor chemotherapy [268]. Meanwhile, Mimura et al.

reported Akt inhibition synergistically enhances carfilzomib-induced cytotoxicity in

human multiple myeloma cell lines [263]. In this study, we demonstrated that Akt

inhibition potentiated carfilzomib-induced apoptosis in DH82 cells, and the

combination of LY294002 and carfilzomib worked in a synergistic manner. We

postulated that inhibition of Akt pathway sensitize tumor cells to chemotherapy or

suppress the expression and function of chemoresistance factors, suggesting the

combination of Akt inhibitors and other anti-tumor chemotherapeutic drugs may

represent a potential strategy to overcome chemoresistances observed in both human

and canine cancers. Surprisingly, carfilzomib-treated cells showed a spindle cell

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82

morphology. Further studies are required to reveal the mechanisms causing the

synergistic effect of Akt inhibition and proteasome inhibition and the carfilzomib-

induced morphological change in DH82 cells.

Apoptosis, also known as programmed cell death, is an important mechanism to

keep homeostasis in the body. The failure of apoptosis may result in prolonged cell

survival and excessive cell growth and, eventually, lead to tumorigenesis. The apoptotic

cell death can be triggered by intrinsic and extrinsic pathways. Both intrinsic and

extrinsic pathways can induce apoptosis by initiating activation of caspase-cascade and

thereby activating executioner caspase-3. To investigate the mechanism causing the

combinatorial effect of LY294002 and carfilzomib, we examined the activation of

caspase-3. Protein analysis revealed that LY294002 induced caspase-3 activation, but

carfilzomib did not. Interestingly, carfilzomib enhanced LY294002-induced Akt

inhibition, but attenuated LY294002-induced activation of caspase-3 at the same time.

The combinatorial effect of LY294002 and carfilzomib was also observed in caspase-3

activity assay, suggesting carfilzomib may induce caspase-3 independent apoptotic cell

death. Doxorubicin is a conventional chemotherapeutic drug that induces apoptotic cell

death in tumor cells, and PAC-1 is a recently discovered small molecule that sensitizes

caspase-3 for activation. We used doxorubicin as a positive control to verify the

activation of caspase-3. The doxorubicin-induced caspase-3 activation could be either

attenuated by caspase-3 inhibitor Z-DEVD-FMK or enhanced by caspase-3 sensitizer

PAC-1. However, Z-DEVD-FMK and PAC-1 showed no effect in carfilzomib-treated

cells. Moreover, quantitative RT-PCR revealed decreased caspase-3 mRNA in

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carfilzomib-treated cells. These results suggest the existence of caspase-3 independent

apoptosis that may function as a backup mechanism when caspase-3 pathway fails.

LY294002 displayed great efficacy in Akt inhibition and inducing apoptosis in HS

in vitro. To investigate the therapeutic efficacy in vivo, we used a murine xenograft

model of canine HS. The treatments at indicated doses were well tolerated, and no

difference in absorbance of LY294002 was observed. LY294002 effectively reduced

tumor growth, prolonged the overall survival, and attenuated the splenomegaly via

inhibition of Akt signaling in vivo. However, carfilzomib only slightly ameliorated the

splenomegaly. Although LY294002 treatment showed admirable outcomes and

carfilzomib barely affected tumor development, the combinatorial treatment of

LY294002 and carfilzomib displayed the significantly better prognosis. Metastasis is

often observed during the clinical course of HS. We examined the lung metastasis and

necrosis in the tumor in xenograft mice using H&E staining. Additionally, we verified

lung metastasis using immunohistochemistry staining against canine CD18, but no

significant differences were found between each treatment group. Considering the low

average number of lung metastasis in mock-treated mice, the therapeutic effect of Akt

inhibition on lung metastases should be further studied.

Our data demonstrated Akt activation in the presence of PTEN in 10 canine HS

tumors. Considering the sample size was small, the activation status of Akt and

presence of PTEN need to be evaluated in a large dataset of HS tumor samples.

Moreover, the status of Akt activation and the effect of Akt inhibition were tested only

in DH82 cells in vitro and in vivo. The role of Akt signaling involved in cellular survival

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and tumorigenesis of HS need to be further verified in an extensive range of HS cell

lines and animal models. Although we revealed the Akt signaling was barely active in

normal canine dendritic cells, the effects of Akt inhibition on cellular functions were

not determined due to the limit acquisition of peripheral blood from healthy dogs.

LY294002 is a widely used non-selective Akt inhibitor. Although it was well tolerated

in experimental mice without observed side effects in two weeks, the safety of Akt

inhibition should be determined in a long time exposure. Recently, many selective small

molecule inhibitors of Akt have been discovered and displayed anti-cancer activities.

Future studies are needed to validate the therapeutic effect and efficacy of these new

Akt inhibitors in HS treatment.

In conclusion, we demonstrated that Akt signaling was aberrantly and

constitutively activated in DH82 cells due to the mutation of the tumor suppressor

PTEN. However, Akt signaling was activated in canine HS tumor samples despite the

presence of PTEN. Akt inhibition led to decreased cell viability in DH82 cells, as well

as enhanced carfilzomib-induced cytotoxicity. Our results suggest that Akt signaling

supports the cellular survival and pathogenesis of histiocytic sarcoma in vitro, and

suggest Akt inhibition synergistically potentiate carfilzomib-induced caspase-3

independent apoptotic cell death. The in vivo experiments using murine xenograft

model verified the therapeutic efficacy of Akt inhibition, which is enhanced by the

combinatorial administration of carfilzomib. The in vitro and in vivo data provide an

attractive target for the development of novel chemotherapeutic drugs and bring up

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combinatorial therapeutic strategies using Akt inhibitors and other anti-cancer drugs for

HS treatment.

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CHAPTER 4

Conclusion and Future Directions

In the present study, we demonstrated that Akt signaling is aberrantly and

constitutively activated in canine histiocytic sarcoma and the Akt-targeted anti-cancer

therapy is a promising approach for canine histiocytic sarcoma, especially when used

in combination with other anti-cancer drugs.

The PI3K/Akt inhibitor LY294002 effectively inhibited HS cell growth both in

vitro and in vivo. Proteasome inhibitor carfilzomib, an FDA-approved anti-cancer agent

for human multiple myeloma treatment, also induced growth inhibition of HS cells in

vitro. Moreover, the anti-cancer activity of carfilzomib was potentiated when used in

combination with LY294002 in our cell line model and HS xenograft model. This was

particularly demonstrated in our in vivo experiments, where carfilzomib treatment did

not result in any tumor growth inhibition, but Akt inhibition in combination with

carfilzomib treatment, resulted in significant tumor response and prolonged survival.

This further supports our hypothesis that Akt inhibition may have a certal role in the

treatment of Histiocytic Sarcoma.

Although the LY294002 was absorbed and was well tolerated in our murine

xenografts, the unfavorable pharmacokinetic properties and high toxicity profile of this

compound has impeded the broad application of LY294002 in vivo. Recently, more and

more Akt inhibitory compounds were discovered and were used in clinical trials. Anti-

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cancer drug screening experiments using Akt-targeted compounds can be used to

evaluate the therapeutic effect of these compounds on canine HS in vitro. Murine

xenograft models are helpful to verify the potential anti-cancer effect in vivo and to

evaluate the safety of these Akt inhibitors, thereby following clinical trials in canine

patients with HS can be performed. Ultimately, I hope the results from my studies can

be translated to clinical use in treatment for not only dogs with HS, but also for humans

with this devastating disease.

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