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Copyright © 2016 Alchemy Systems Exceeding BRC Expectations: Addressing the Human Element of Food Safety John Kukoly, BRC Americas | Laura Dunn Nelson, Alchemy Systems #alchemywebinar September 8, 2016

Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

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Page 1: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Exceeding BRC Expectations: Addressing the Human Element of Food SafetyJohn Kukoly, BRC Americas | Laura Dunn Nelson, Alchemy Systems

#alchemywebinar

September 8, 2016

Page 2: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

• Audio Options:

– Choose “Mic & Speakers” to use computer speakers

– Choose “Telephone” to dial in using info provided

• All lines are in listen-only mode

• Please post your questions at any time

• A link to the recording will be emailed shortly after the event

Welcome!

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Page 3: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Today’s Speakers

John KukolyBRC Global Standards, Americas Director

Laura Dunn NelsonVP of Business Development

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Page 4: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Agenda

• Key insights from the 4th annual Global Food Safety Training Survey

• BRC perspective on food safety training

• Common BRC audit results

• Closing the gap between training and food safety culture

• Q & A

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Page 5: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

The Global Food Safety Training Survey

5

Page 6: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Key Insights

• Commitment to Food Safety

• The Gap: Behavior Change

• Closing the Gap

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Page 7: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Global food safety training survey representation

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10%

9%

8%

8%

7%

7%7%

7%

6%

5%

4%

4%

4%

3%3%

2%2%1%1%

Industry Sectors

Cereal and Bakery Packaging

Meats, Fish, Poultry Fruits & Vegetables

Beverages Dairy

Processed meats Processed produce

RTE's Ingredients/Flavors

Retail Sauces & Dressings

Sugar/Confections Fats & Oils

Sandwiches Catering & Hospitality

Feed Other

Warehouse/Distribution

7

Page 8: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Geographic representation

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0% 5% 10% 15% 20% 25% 30% 35% 40% 45%

Mexico

Europe - non EU

Central/South America

Austrailia/Oceania

Canada

Asia

Africa/Middle East

UK

Europe - EU

USA

8

Page 9: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Most important training goals

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0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Employee Retention

Skill Development

Positive BehaviorChange

Safe WholesomeProduct

Effective EmployeePerformance

Improve Food SafetyCulture

9

Page 10: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

o High turnover

o Lack of understanding

o Lack of time and resources

o Negative employee attitudes

? POLL

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What is your biggest challenge to developing a food safety culture?

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Page 11: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Biggest challenges to developing a strong food safety culture

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0% 10% 20% 30% 40% 50% 60%

Lack of technology

Inability to measure culture

Culture is not priority

Lack of coordination

Lack of awareness

High turnover

Negative management attitudes

Multi-cultural workforce

Lack of effective communication

Negative employee attitudes

Lack of resources

11

Page 12: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Benefits experienced from effective employee training

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0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

Lower turnover

Customer retention

Higher productivity

Fewer injuries

Higher morale

Reduction of customercomplaints

Fewer food safety incidents

Improved food safety culture

Improved product quality

12

Page 13: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

0 20 40 60 80 100

Other

Horizon Scanning

GFSI Program Overview

Product Sampling

Maintenance Staff Program

Food Safety Culture

Validation/Verification

Supplier Audit/QA

Root Cause Analysis

Risk Assessments

Contractor/Visitor Requirements

Food Defense Program

Food Quality Program

Corrective Action Procedures

Internal Auditing Program

Sanitation/Cleaning

Allergen Program

Traceability/Recall

Food Safety Program

Personal Hygiene

GMP's

Manager

Employees

Training topics

13

Page 14: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Status Quo – Training Satisfaction

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0% 20% 40% 60% 80% 100% 120%

Quality

Quantity

Very satisfied Satisfied Somewhat satisfied Dissatisfied Very dissatisfied14

Page 15: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

GAPS

Learning

Doing

Despite our efforts we still have employees not following our food safety program on the plant floor.

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38%

62%

Yes

No

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Page 16: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Disparity in training time

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0% 20% 40% 60% 80% 100% 120%

Management

Employees

<4

4 to 8

9 to 15

16 to 20

21 to 30

31 to 35

>35

Hours Spent Training

16

Page 17: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Temporary workers

• GMPS, Personal Hygiene,

– Sanitation

– Cleaning

• Food Safety Culture,

– Recalls

– Internal Auditing

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0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Temporary Staff

Equipment Suppliers

Services Suppliers

Raw Materials Suppliers

Supply Chain Training Requirements

Yes Yes, but not mandatory No No, but we plan to

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Page 18: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

BRC perspective – food safety training

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Page 19: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Agenda

• How culture fits

• How FSMA ties in

• BRC audit results around training

• What’s new

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Page 20: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Organizational Culture

• Various support, and reinforcement mechanisms needed

• All levels fully supportive and involved

• Driven by culture, and drives culture

• Poor culture lessens uptake

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Page 21: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Relative to FSMA, and BRC

• Consider PCQI, and QI

– Appropriately trained prior to work (evidence?)

– Includes everyone, temps and agency staff

– Balance between training and supervision

– CCP QI’s should have a competency assessment

– Training effectiveness and competency assessment program

– Records, and controls

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Page 22: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

o Consistent application of training programs for temporary, contract, and agency employees

o Inadequate or incomplete documentation

o Unsatisfactory HACCP training

o Inadequate proficiency in food safety fundamentals

? POLL

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What is the #1 training non-conformity observed by BRC auditors?

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Page 23: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

From BRC Audits…

• Individual training is generally well done

• Documentation gaps #1 training non-conformity

• Consistent application of programs for temps, agency and contractors second frequent non-conformity

• CCP training is generally well done, but ongoing assessment can be a challenge

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Page 24: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Leading Edge…

• Multiple training mechanisms, adjusted to fit purpose, and provide variety

• Understanding workforce differences in uptake, and behavior

• Cross linkages via automation and The Internet of Work

• Training depth – inclusion of the whyrather than just what

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Page 25: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

What’s new at BRC?

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Page 26: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

How do you measure food safety culture?

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Page 27: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Strategies for Closing the Gaps

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Page 28: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Reasons for the training gaps?

1. Training lacks the ‘why’ component

2. Training effectiveness is not measured

3. Food safety is not a shared responsibility

4. Food safety training is not reinforced

5. Employee behaviors are not assessed on the plant floor to verify knowledge and application

#alchemywebinar 28

Page 29: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Sharing the ‘Why’

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Page 30: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Effective metrics – leading and lagging indicators

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0% 10% 20% 30% 40% 50% 60% 70% 80%

Employee turnover

Cost per employee

Level of safety culture

Production output

Number of employees trained

Manufacturing defects

Product safety

Employee performance

Product quality

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Page 31: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Who is responsible for training integration?

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64%11%

8%

8%

6%2%1%

Job function

QA/QC

Technical

HR

Other

Operations

External provider

Regulatory affairs

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Page 32: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Expanding our “training” definition

“If your goal is to produce long-term retention, and if

your goal is to produce behavior change, then

what you do after training is more important than

what you do during training,”

- Dr. Art Kohn, Portland State University

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Page 33: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Rolling thunder – keeping training top of mind

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0% 10% 20% 30% 40% 50% 60% 70%

Other

Paycheck stuffer

Digital messaging

Newsletters

TV monitors

E-mail

Bulletin boards

Posters

Team meetings

Supervisor communications

33

Page 34: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Rolling thunder - keeping safety top of mind…

Huddle Guide Poster

+ + +

Digital Signage Coach

34

Page 35: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Impact of 24/7 awareness on retail food chain

35

0.0%5.0%

10.0%15.0%20.0%25.0%30.0%35.0%40.0%45.0%50.0%55.0%60.0%65.0%70.0%75.0%80.0%85.0%90.0%95.0%

100.0%

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23

Effects of Reducing the Communications Program in Weeks 9 thru 19

Store Audit Scores

Week Number

Page 36: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Employees are your best line of defense

• Learning

– Consistency

• Communications

– Drive retention through reinforcement

• Performance

– Coach and observe employee behavior on the production floor

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Page 37: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Setting the stage for improvement

1. Insure training covers the ‘why’

2. Measure training effectiveness with leading indicators

3. Integrate food safety training responsibility across departments

4. Train supervisors to be effective coaches

5. Create ‘food safety campaigns’ to drive behaviors

#alchemywebinar 37

Page 38: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems 38

Date: Wednesday, September 28th | 12:00-1:00 pm CT

Speakers: Holly Mockus (Alchemy) & Kristin Kastrup (Alchemy)

Compliance in the area of recordkeeping and documentation continues to be a top challenge facing food industry professionals. It can be daunting to stay on top of FSIS, FSMA, and all the other changing requirements surrounding it. However, proper recordkeeping anddocumentation is critical because it can prevent a recall and protect you and your company against regulatory enforcement actions. Join two food industry experts with real-world experience from companies including ConAgra, Kellogg, and Sara Lee, who have faced these challenges first hand. They will point you to some of the regulations requiring documentation, explain why airtight records matter, and share best practices to ensure compliance.

Learning Objectives:• Discover why records matter• Understand the latest recordkeeping requirements• Determine the biggest risks of poor documentation• Learn industry best practices to ensure compliance

WebinarRecordkeeping & Documentation: Best Practices for Compliance

Page 39: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

Q&A

39#alchemywebinar

Page 40: Exceeding BRC Expectations: Addressing the …...Title PowerPoint Presentation Author Tara Guthrie Created Date 9/8/2016 4:59:42 PM

Copyright © 2016 Alchemy Systems

THANK YOUGlobal Food Safety Training Survey available at:

www.alchemysystems.com

New BRC resources available at: www.brcglobalstandards.com

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