Fault Tree Analysis FTA methode analisis pohon

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    Fault Tree Analysis

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    Analytical Approaches

    There are two generic analytical methods:induction and deduction

    What is the characteristics of these

    approaches?.

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    Inductive Approaches

    constitutes reasoning from individual casesto a general conclusion

    Example of the inductive approachesPreliminary Hazards Analysis (PHA), FailureMode and Effect Analysis (FMEA), FailureMode Effect and Criticality Analysis(FMECA), Fault Hazard Analysis (FHA), and

    Event Tree Analysis. assume some possible component condition

    or initiating event and try to determine thecorresponding effect on the overall system.

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    Deductive Approaches

    constitutes reasoning from the general tothe specific

    we assume the system/components failed

    in a certain way, and attempt to find outwhat modes of system/components

    behaviour contribute to this failure.

    Can be considered as accidentinvestigations analyses in real life.

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    Deductive Approaches

    For example what chain of events causedthe sinking of an "unsinkable" ship such as

    the Titanic on its maiden voyage?

    What failure processes, instrumentaland/or human, contributed to the crash of

    a commercial airliner into a mountainside?

    Example of this system is Fault TreeAnalysis

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    Summary

    are applied to determine what systemstates(usually failed states) are possible;

    deductive methods are applied to

    determine how a given system state(usually a failed state) can occur.

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    "Parts Count" Approach

    The simplest and most conservativeapproach

    assumption we can make about a system isthat any single component failure will

    produce complete system failure. Upper bound on the probability of system

    failure is straightforward, by simply list all thecomponents along with their estimated

    probabilities of failure. The individual component probabilities are

    then added and this sum provides an upperbound on the probability of system failure.

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    "Parts Count" Approach

    The simplest and most conservativeapproach

    assumption we can make about a system isthat any single component failure will

    produce complete system failure. Upper bound on the probability of system

    failure is straightforward, by simply list all thecomponents along with their estimated

    probabilities of failure. The individual component probabilities are

    then added and this sum provides an upperbound on the probability of system failure.

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    "Parts Count" Approach

    Component Failure

    A fA

    B fB

    C fC

    D fD

    where F, the failure probability for the system, is equal to fA+ fB+ fC+ fD

    The failure probabilities can be failure rates, unreliabilities, or

    unavailabilities depending on the particular application

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    "Parts Count" Approach

    Component Failure

    A fA

    B fB

    C fC

    D fD

    where F, the failure probability for the system, is equal to fA+ fB+ fC+ fD

    The failure probabilities can be failure rates, unreliabilities, or

    unavailabilities depending on the particular application

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    Failure vs. Success Models

    The operation of a system can beconsidered from two standpoints:

    we can enumerate various ways for

    system success, or we can enumeratevarious ways for system failure

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    Failure vs. Success Models

    The operation of a system can beconsidered from two standpoints:

    we can enumerate various ways for

    system success, or we can enumeratevarious ways for system failure

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    Failure vs. Success Models

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    Fault tree analysis

    is a deductive failure analysis which focuses on one particularundesired event and which provides a method fordetermining causes of this event.

    The undesired event constitutes the top event in a fault treediagram constructed for the system, and generally consists ofa complete, or catastrophic failure

    Careful choice of the top event is important to the successof the analysis. If it is too general, the analysis becomeunmanageable; if it is too specific, the analysis does notprovide a sufficiently broad view of the system.

    Fault tree analysis can be an expensive and time-consuming

    exercise and its cost must be measured against the costassociated with the occurrence of the relevant undesiredevent.

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    Basic Element of Fault Tree

    A fault tree analysis can be simply described as an analyticaltechnique Have to specify the undesired state of the system (usually a state

    that is critical from a safety standpoint), and the system is thenanalyzed in the context of its environment and operation to findall credible ways in which the undesired event can occur.

    Agraphic model of the various parallel and sequentialcombinations of faults that will result in the occurrence ofthe predefined undesired event.

    Thefaults can be events that are associated with componenthardware failures, human errors, or any other pertinentevents which can lead to the undesired event.

    Depicts the logical interrelationships of basic events that leadto the undesired event-on the top of the tree.

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    Basic Element of Fault Tree

    is not a model of all possible system failuresor all possible causes for system failure.

    is tailored to its top event whichcorresponds to some particular systemfailure mode

    Only includes those faults that contribute tothis top event.

    Can not consider as exhaustive-they coveronly the most credible faults as assessed bythe analyst.

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    Basic Element of Fault Tree

    A fault tree is a complex of entities known as"gates" which serve to permit or inhibit thepassage of fault logic up the tree.

    The gates show the relationships of events

    needed for the occurrence of a "higher" event.The "higher" event is the "output" of the gate; the"lower" events are the "inputs" to the gate.

    The gate symbol denotes the type of relationship

    of the input events required for the output event. Gates are somewhat analogous to switches in an

    electrical circuit or two valves in a piping layout.

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    Basic Element of Fault Tree

    A typical fault tree is composed of anumber of symbols which are described

    in detail in in the following slides

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    Primary event

    The primary events of a fault tree are those events, which, notfurther developed.

    The probabilities have to be provided if the fault tree is to beused for computing the probability of the top event.

    There are four types of primary events: BASIC

    A basic initiating fault requiring no further development

    CONDITIONING Specific conditions or restrictions that apply to any logic gate

    UNDEVELOPED An event which is not further developed either because it is of insufficient

    consequence or because information is unavailable EXTERNAL

    An event which is normally expected to occur

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    Building Blocks of the FTA

    Symbol Event

    BASIC

    CONDITIONING

    record any conditions or restrictions

    UNDEVELOPED

    specific fault event that is not further

    developed

    EXTERNAL

    used to signify an event that is

    normally expected

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    Building Blocks of the FTA

    Symbol Event

    INTERMEDIATE EVENT

    A fault event that occurs because of

    one or more antecedent causes actingthrough logic gates

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    Building Blocks of the FTASymbol Gate

    ANDOutput fault occurs if all of the inputfaults occur

    OR

    Output fault occurs if at least one of

    the input faults occurs

    EXCLUSIVE OR

    Output fault occurs if exactly one ofthe input faults occurs

    PRIORITY AND

    INHIBIT

    Output fault occurs if the (single)

    input fault occurs in the presence ofan enabling condition

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    Building Blocks of the FTA

    Event Q occurs if A occurs, B occurs, or both A and B occur

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    Building Blocks of the FTA

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    Building Blocks of the FTA

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    Building Blocks of the FTA

    Event Q occurs if A occurs and B occurs

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    Building Blocks of the FTA

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    Building Blocks of the FTA

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    Building Blocks of the FTA

    Event Q occurs only if input A occurs under the condition specified by input B

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    Building Blocks of the FTA

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    Building Blocks of the FTA

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    Building Blocks of the FTA

    The primary events of a fault tree are those events, which, notfurther developed.

    The probabilities have to be provided if the fault tree is to beused for computing the probability of the top event.

    There are four types of primary events: BASIC

    A basic initiating fault requiring no further development

    CONDITIONING Specific conditions or restrictions that apply to any logic gate

    UNDEVELOPED An event which is not further developed either because it is of insufficient

    consequence or because information is unavailable

    EXTERNAL An event which is normally expected to occur

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    Example of FTA

    a vehicle headlamp. The electric circuit is very simple and includes the

    battery, the switch, the lamp itself, and the wireharness (Figure 1).

    For simplicity, we will assume that the latter isreliable enough to be excluded from our study.We will also assume certain failure probabilitiesfor some components.

    For a given time period, the probability of

    failureon the figure or the unreliability for the assigned distribution of

    failures (not necessarily normal). Suchprobabilities can be estimated from warranty

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    Example of FTA

    A vehicle headlamp. The electric circuit is very simple and includes the

    battery, the switch, the lamp itself, and the wireharness.

    For simplicity, we will assume that the latter isreliable enough to be excluded from our study.We will also assume certain failure probabilitiesfor some components.

    For a given time period, the probability of

    failureon the figure or the unreliability for the assigned distribution of

    failures (not necessarily normal). Suchprobabilities can be estimated from warranty

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    Example of FTA

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    Example of FTA

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    Faults vs. Failures

    Word failure and the more general wordfault.

    Consider a relay. If the relay closes

    properly when a voltage is impressedacross its terminals, we call this a relay

    "success." If, however, the relay fails to

    close under these circumstances, we callthis a relay "failure."

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    Fault Occurrence vs. Fault Existence

    A fault may be repairable or not,depending on the nature of the system.

    Under conditions of no repair, a fault that

    occurs will continue to exist. In a repairable system a distinction must

    be made between the occurrence of a

    fault and its existence. Actually thisdistinction is of importance only in fault

    tree quantification.

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    Passive vs. Active Components

    A passive component contributes in a moreor less static manner to the functioning ofthe system. The failure of a passive component will result in

    the non-transmission (or, perhaps, partialtransmission) of its "signal."

    Active component contributes in a moredynamic manner to the functioning of its

    parent system by modifying systembehaviour in some way. active component acts as a "transfer function,"

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    Passive vs. Active Components

    In constructing a fault tree, the basicconcepts of failure effects, failure modes,

    and failure mechanisms are important in

    determining the proper interrelationshipsamong the events