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us Oisl a Wesrtm llis1ric:I MO
4 . Tille (Anick Ill JU<lgos indQie IClive or scnior sta1us;
nugisrr111e judges indicate ruu - Of pu1·1ime)
S. RcportType (ched: ._;1 1e type)
.. 1
(5 u.s.c. •pp. ff 101-111 )
3. Dale of Report
SN200S
10
l l/31fl004
__________ _ Date. ____ _
IM PORTANT NOTI;S: The instructions occomponying !his fonn ,,_...,be followod. Co"1'1el< all pans, cheeking 1he NONB box f0< CICh part
NAM§ OE ORG6N!7..ATI0N/ENJTT)'
PW!fS ANJ)JF.R MS
C.') ' ' ,-
. ..,:;: .. r-
er
)>
I. Paton Reporting (Lasl nan1<, fim name. Middle initill}
Dorr. Rklwd E
2. Court"' Orpnizotion
Active US Disuicl Jud&e 0 F1
6. Rq>Orting Puiod
l/lfl004
7. OiambcB or Office Address
222 John Q linnYl'IOl1S P.1uicway
Suicc 3100
8. On the btt.'iiS ofLhe infurrrnuioo conlaincd in this RcpQJC nod any modifications pertaining lhcrtlo. il is. in my opinion, in con1plia11cc with applicable laW$ and rteulations.
Springfield MO 6S8-0Q ReviewingOfficer
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2004
Rt1,ort Rf"4uired b)' the EUdcs
in Coi•ern .. t-nt Act of 1978
L POSffiONS. (ReportingiodividU3looJy;scepp. 9-llorming iasttu<boosl
J;;ii NONE - (No rcporu1>1e po<itions.J
CQSIT!ON
I.
ll. AGREEMENTS. (Reportingindivid..i oa1y; ... pp. t4-16 orr.tong i...-S)
fill NONE • (Noreportable agr«mcnts.l .
I.
!2
Cl <.n : C:-"' ::-i = r:n
.....,= =
;a...,.,
""' ,... m -<
(') m -
< m
.. 0 w CJ1
D a ce of Rep0rt
SOI IBCE AND TYPE
DESCl\!PllON
FINANCIAL DISCLOSURE REPORT Name of Pason Repor ting
Oorr, llichard E
ill. NON-INVESTMENT INCOME. (Reporting individual nnd spouse; sec pp. 17-24 of filing instruc1i0<1s)
A. Filer's Non·lnvestn1ent Income
G2f NONE - (No n:portablc non-investment income.)
SOURCE AND TYPE
I.
51912005
GROSS INCOME
(yows.""' ,.,..,..,)
B. Spouse's Non-lovestmcot Income -(lfyou were married duringanyponion of the reporting year, please complete this section. OQllaramount not required except f« bononiria.)
NONE (No reportable non-investment income.)..
I.
IV. REilvfB URSEMENTS -1ransporta1ioo. lodging. food, entc11ainmcnL
(Includes those to SpOUSC arid depc:ndent children. Sec pp. 25-27 o(instructions.)
fiZI NONE - (Nosuch rep0<1ab!e reunb...,cmcnlS.)
SQlJRCli
I.
DESCRIPTION
VAi IJf;CQQE
FINANCIAL DISCLOSURE REPORT NameorPerS<>n Reporting
Do1T, Richard E
V. GIFTS. (Includes those to sp00se and dept.rident children. Soc pp. 28·3 I of inslr'uctions.)
lia NONE · (Nosuch repo<table gifts.)
SOlffiCE
I.
Date of Report
51912005
VI. LIABILITIES. (Includes 1hose of spouse and dcpend<nl children. See pp. 32-34 of instructions.)
NONE (Norcponable liabilities.)·
CREDITOR Df.5CRIPTION
I.
Name o f Person Rcporiing
Doff. Richard E
A. H. c . Gross val ue at mt Of
re:por1i11 :s tiqd reponina period
( I) ('2 ) (I) (2 )
- Type v.i,. Codcl
int . ) (J·P) Codd
I. Commerce 9 .an k Accoun t A lntercst K T
2 . EDWARD D. JONES BROKERAGE ACCOUNT
3. - Mo ney M a rket lntere.st 1 T
4 . • O"Rcilly Automoo;.,. (ORLY) Common Stoc k None M T
s.. -SOC Communications (SBC) Com:inon Stock A Dividend J T
6 . · Hamon! Cap Apprec (TTHAX) Mutual Fund None J T
7. -Growth Fund of America iurual Fund (ACiTHX ) D i vidend
8 . - Putnam New Opportu nities Mutual Fund ClA None 1 T (PNO B X)
9 . -SunAmerica Llfe lns . Polaris Varia ble Annuity None K T
10. - Hartford Life Direeior Variable Annuity None T
1 1. .. Putnam New Opportuniti es Mutual fund CLB 'None 1'
12. - IRA No. I
13. - federa ted American Leaders Mutual Fund A Di vidend T (FALDX)
1 4 . · I RA No. 2
IS. • Fodm1ed American l.cada-s Mutual Fund A Dividend T
(FALDX)
16. USAA INVESTMENT MANAGEMENT CO.
17. ·IRA
IS. - USAA GNMA Trusl A Dividend K T
D c
CS<• c.i.... Cl) u • Book Val v • 00... w •E<lvn><od
Date of Repon
51912005
D.
( I) IT oot c:iu:m pr ITOim dlsdosure (3) (4)
Type (e.g. V.tue O..n \luy, x u . M()sitb .. Cooe2 Codd """"'· rc<kmplion)
0 E
FINANCIAL DISCLOSURE REPORT
Page 1 of6
Dcscri�Qi or A$sc1s Cocomeduring
(including 1Jt1'1 USc1:$)
Pl:ioe "(X)" after each a� <e-t- Value ftom priot dtsdoswc Codel div. rcnL « M"bo<!
(A-H) (Q.W)
DNONE (No rcpcwtabk orttansac1Mwis)
A
A J 1'
K
1 (PNOBX)
J
1
I. lnoomc/Gain Codes: A •Sl,0000t lt:S:S •$1,001-12.SOO • $2,SOl·SS.000
°"'"""'Bl aod l>I) F • sso.001.s100,ooo 0 • $100.001-Sl,OOO,OOO HI •Sl.OOO,OOl·SS,000,000
2. Value Codes: J ... s rs.ooo or k'.ss K •m.001-sso.ooo L •$$0.001-SIOO,OOO
(SceCol110lfl$ Cl and 03) N = S2S0,000-SSOO,OOO 0 =ssoo.001-so.000.000 Pl •Sl.000,001..SS.000,000
P3 .. S2S,000,00l·S50,000,000 r< - SMoce t11o;111 sso,000,000
J. Value Mc:tbocl Codes Q •Appraisal R "'Casi (Rea.I Estate Only) s · ·
Tr;inµctiOQS during rcpottU1g paiod
('2) (5) O..c: """""'°'
buyedsclk:rDay (J-P) (Aol1) (irpn,.,.1e
.........UOO)
•SS,001-SIS,OOO • $1S.OOl-S50,000
H2 • Jl.iorc:than$5,000.0()(l
M • S100,001�.S2..<o,OOO
P2 -u.000.001-Sls.ooo.ooo
T CaiW.\fllttd
Name of Person Reporting
Dorr , Rie h m! E
Date of Rcpon
.51912005
il istructions ..
A. .. c. 0.
""""'"" pcOOd r eportiri,g period
(I) (l) ( 1) ( 2) ( I) If oot e:.:cmpt kom dtSCIC)SUtt
(4) AmoUIU Typo V.ll ue Gam
b uy, sell. CO<le 2 Code I int .) C mct1,.'Cr, (J.J')
-)
19. - USM High-Yield Opporwnities Fund Dividend J T
20. --USAA Income F und A l); vidend
21. - USAA Income Slk Fund Dividend K T
22. -USAA S & P 500 Index Fund Member Shares A Dividend K
23 . - USM Short-Tenn Bond Fund D ividend K T
24. SPRINGFIELD TRUST COMPAN Y CONDUIT E Dividend 0 T A
25. · CASH EQUIV ALENl'S :
26. - Goldman Sachs FIS Federal Money Markel Fund
- FIXED INCOME S ECURITIES :
28. - FNMA4%1 0/14/1 5
29. - CORPORATE DDS& NTS:
JO. -C i ticorp Note 6.3 7 % l/t 5 Al6
3 1 . - Geoer21 Mtrs Acccp Corp N o le 6.1 2 5 % 1122108
3 2 . - FIXED tNCOME FUNDS :
33. - Fedm t ed GNMA Trus1
3 4 . -- Federated Total Retum Bond Fund #328
35. -Federated Arms l d lnst #96
3 6 . - F ed Ultra· Shl Sd IOS
A
J. Yalu ._kllioJ Codes (S« Coll>mn Cl) U c Ooo k V 11t
B
-
part sell 312 )
buy 7119
buy 7/19 K
V .. ()her W =.Estinwed
FINANCIAL DISCLOSURE REPORT
Page2 of6
VII. INVESTMENTS and TRUSTS -inc:on.'IC, v;1l:ue. tfilnSC:ltiOn..1 (iucludcs those o( lhe spouse 1111.d depcndealcblJdrm. Sec pp. 34-5 7 or filing )
Descrip00n or Assets Income d..-ing Gross value • cod of Tran$X1:iOAS during rcponW:lg pctiod
('including tnm ;me1$)
(2) (J) (5) "(X)" after cach <USCI c�c:O!Jl( (e.i:. Value v.i..,, Type (e.g. O:itc; ldeol:ity or
from prior disclosutc C<l<lo I di\'. reM. OJI C-O<k 2 Md hod Month- buyerl$eller (A <) (l·P) odc3 O.y (A-HJ (ifprhoate
(Q-W) ltXIS:K:Cioit)
A
J T
A
T
A
IR :
27.
I. Joco•�lGaitt Cocb: .. Jl,000 orless (S« Colomn$ Bl ""'OI) F ... SS0.0014100.000
l. V2.lue Codes: •SIS,OOOotlt:ss
(See Columns Cl ;;nd 03) N •.S2SO,OOO·SS00,000
PJ ... szs.000,001.sso, ooo. ooo
Q • Appraisal
•Sl,OOl·S2,500 G ... $100,001..Sl,000,000
K • SIS,OOJ.$50, 000
0 •SS00.001 $1,000,000
K
C -S2,.IOl·S5,000 D •S5,00l.$1S,OOO E = Sl5.001°SSO,OOO
HI • Sl.000,001-SS,OOO.OOO H2 •Morethan SS,000,000
L =S50,00J.$J00,000 M -SIOO.OOl·SlS0,000
Pl -SJ.000,001-$5,000,000 Pl .. ss,ooo.001-Sl5.000,000
P4 .. $!>.iure th:i" SS0, 000, 000
fl =Cos1 (Real EstillC ()Illy) $ .. .,.
Name of Persoo Repof'ting
Dorr , Richard E
Date of Rcpon
51912005
VII. lNVESTMENTS and TRUSTS - - value . ......,, ; • ., (include st bose of tho ' """'° and dept odt nt c l>n dtto. See ..... l 4"7 offi!O•t mstnKOOns.)
A. .. c.
r q>()rtin_g period nponin g period
(I ) Cl) (I ) (2) (I) If niOl e.'anpt hom d'5Closun:
(2) ( 3) (4 ) (S) Amo<0at y l V;\J GU.
l C00.2 Code I
37 . - Pimco Funds Pacific Investment
38. - VG D lnlCrin1 Bd #SJl4
39.
4 0 . - VGD GNMA Fund #S36
41. -COMMON ST OC K :
42 . - An'ICrican Express Co Coo l
43. - Cbcvron tcx.aco Corp Com
44. - Cisco $)'$ Inc. Com
46. - Exxon Mobile CO<p
47. - Fann ie Mae Common Stock
48. - Hon'IC Depot Inc . Com
49. - lntc1 Corp Com
- In1em:alional Business Mxhs Com
SI. -Johnson & Johnson Com
52. - MBN A C0<p Com
53. - Merck & Co Inc. Com
54. - Microsoft Corp
'---����������-
C ... S2,SO l ·S.S.OOO
"'"'""· O.y
buy 3fJ
bu y 11 6
b uy 4/S
sell 613
J
l
Vl • Estimated
(MO
FINANClAL DiSCLOSURE REPORT
Page3 of6
D.
Dcscrip:ioCI of Assets """""'during Gross value • e:..i or Tr.v1$1CCions durirlS t'¢f)Oiftiitg period
(""'""""'""" W<U)
)>lace-·o<r alb:t c:D OJ$CI cxempr from priOt disciosw'e
T pe (e.g. Value Va ue Type (e.g. Da1e: buy.$Cll,
lderu:ity or Code l div. rcriL at Code2 Mctl""' Moo h· bu)"d/sc.lk:t
4S. -0.11. Inc
so.
I, JocomdGai11 Codes: A •Sl,OOO«ku
(See Columos Jl I M>d 04) F -sso.001.s100.ooo
2. """"Codes: J •SU,OOOorl
• (See C:Olumos CJ and Ol) N • S2SO.OOO..S$00,000
PJ •sis.000.001..S:SCl,OOO,OOO
(A·IQ inc)
8 =Sl,OOl·S2.SOO
G •SJOO,OOl·Sl.G00,000
K •SIS,001-SSO,OOO
0 •SSOO.OOl·S•. 000,000
J. V•ll•c MelhodCodes Q sAppr..Usal R -C'ist (Rt"tl Estaae Onfy} (SccCotumoC2} U •t!.QellcValuc V -Ochct
(J·PJ Codc3 ( W)
HI • s1.ooo.oc:u.ss.ooo,ooo
L •SS0,001..SIOO,OOO
Pl c Sl.000,00J.S5.(l00,000
P4 = ocethan SS0,000,000
redcmpl.lan) (l·P)
J
0 -S.S.OOJ-SIS,000
H2 =More tlwiS..S.000,000
�.t' -SIOO.OOJ-$250,000
J
Pl =SS,OOO.OOJ-$2S,000,000
S -A$scssmcrit T • Otslw�<arkct
(ifprivatetnlllSl!ICfion)
E = Sl$,OOl·S$0,000
Name of Person Repon:i ng
Dorr , Jijchord E
A. .. c
r q>Ortl n g peMd rq>orting pcri OO
(I ) (2 ) (I ) (2)
T>P< Codc2 Melhod
illl.) Codd (Q.W)
S S. - Pepsico lnc.
56. - Pfiicr Inc. Com
57. - P r oetot & Garti>le Co Com
58. -Suntru.st Bk$ lnc Com
59 . - Alllcll Corp Com
60 . - Barr Pharmaceuticals lnc ( tka Barr Labor.U ories Inc. )
61. -Boc1n g Co Com
62. ...._ Consolid a t ed Edison Com
63. - Duke Realty ai.por.uon Com
64 . - first Data c.orp Com
65. - 1:iscrv lnc Com
66 . - ITT Inds Inc Ind Com
67. -Johnson Ctls lnc Com
68. --Conoco Phillips
69. - SBC Communications Inc Com
70. - Sungard Dara Sys Inc Com
71 . - Watson Phan tical s lnc Com
72. - Supel'\•alu lnc Com
J. Value Method C@lk:i
(Soo Columo C2) U ,.. Rook Vahle VI - l1iin 11tcd
o.
Date of Repon
s19noos
(I ) U l'IOl cxoupl from di11t1tW>rP (l) (<) ( 5 )
Date: Vilpe buy. sell. Mon1'1 • Code? Code 1 bu) 'tt/SC:lb' - · l)>y (J..P) redcmpCtOD )
sell 613
buy 1n9 J
sell 5n6
sel l 7n l J
(Ml) tl'lWllOl�I)
c
FINANCIAL DISCLOSURE REPORT
Page 4 of 6
VIl. INVESTMENTS and TRUSTS
h.ooi-ue during Gross \•lltue M e:1kl or Tr:inpdiDM dur-ina rqxinin period DciC�I of ru:siets
c.,,11,actii:ie lrUst assds}
Gm ldcnti!J'oC (2)
Place"(X)'" afttt taeh asscc cxcmpl ""'°""' (e.g. Valu< Value 1')11< (e.g. &om.,;,,-.. Code 1
(A .JI) div. rent. or
(l·P) (1fprh11te
J
J c
0 •Sl,001-$2,.SOO C •Sl,lOl·SS,000 D •$$,001..SIS,OOO E • SIS,001..SSO,OOO I. lnoom<>'Gaill Cbde:s: A •$1,000Qfksi
(SecColumns 81 aod 04) F •SS0.001·$100.000 (; • SI00,001.Sl.000,000 HI = $1.000,001.$$.000,000 f-12 -More d1a1 Sj,000,000
=-$15,000orl K =Sll,00l-S$0,000 L = $50,001.SIOO,OOO ;\t -s100,001-.s2so.ooo 2. Value Codes:
(Sec Col1.i1.ii:s Cl llOd 03) N ,..52SO, O()()..SSOO,OOO o -ssoo.001.st. 000. 000 rt .. s1. ooo.001-ss.ooo. ooo P2 ..lS.OOO,OOJ-.$2$,000,000
Pl • $25,000,001-SS0,000.000 J),,1 c S:More thao S50,000,000
R = C05C (RClll Estate ()Illy) S = Asscssmc:lll
v -Other Q •/\ppni11ill
N a m e of PersOR Reportlng OM, Richan! E
Date or Report
$/Wl005
VD. INVES'IMENT S and TRUSTS - ...... . ...... ..... - , -.,... ...,.. oe.,._..., d<p<ndcao ,..,., . s.. .,,.3...,, .rn.,-.,
A.
73. - l- hnn:1na Inc.
74. - United Techno logies Corp Com
15. - Donaher C<itp Com
16. - Newdl Rul>bcnNod Inc Com
n. - Oupcll11 El De -.t Co Com
78. - Ooldm•n Saelu Group Inc
79. - M ora•n S lllll l cy Com
80. - Abbott La b J Com
81. -C ili &J 'OUP In c Com
82. - A von me Com
83. - Denuply In Inc New
84.
as. - O' RcU l y Auiomocivc Inc.
86. - Praxair tne
87 . - Sysco Corp Coi n
88. -- Hospira I nc ( 11pinoff from Abbot Labs)
89.
90.
A 8 • G
K
l
(Seo Colurnll C l ) u • Book Vn l:ue v
8. c. D. _.,.. Gn:m: .ad of ._. .. _ ....... -paiod
(I ) (l) 1 • > (2) (I) II ftOl «Cn1P1 oum
(2) (l) (< ) ) Typo o.tc. v .... (;,;,,
Moolb · Codel Code I i !M ,) (J.P) (A·H)
sell 1113 J D
.. o 1m J 0
buy 1n9
buy 1 129 I
61'2 J
buy 1
buy 1129
b u y 61 3
buy 7121 J
spinoff 5/17 J
pan s <I J S/26 J
c
•Olhet' w .. Es 1 i1u:i1ed ---
sell S/28 1
FINANCIAL DISCLOSURE REPORT
Pages of6
"' ....... (___,
Ptac. "'(X)" "'°' Deb usct o:cmpc froM 11nor di
I. ._,,...CoJcl = Sl,OOOor kss (Sec C4>'1111J1ns 01alld04) -sso.ocn-s100. ooo
2, Value Codes: I •S.l.S,000 orless
(Sec Colua•ll Cl MdDl) .. -$2.S0,000.SSOO,OOO 0
Pl -S2i, OOO,OOl-S50.000. 000
J, Va ..c Method Ccxlet: Q -Amni.W R
.....__- paiod
($ -· " .. v.... Voluo ,.,,,. (<.g. '""'"tyof Code I div, rm• cw Code2 Mdl>od buy,ttQ. 00)'Cllscllcr (A"') <J•P) Codd -· Doy (ifpO\'atc
(Q.W) l'Odcmpl•on) crnnsac:6oll)
J
buy
"3
1
J
- Sl.OOl·Sl,SOO •S!.501-fS,OOO
SIOOJ>Ol..Sl,000,000 111 -s1.ooo,001.ss,ooo,ooo
-SIS,001.$50,000 L 2 SS0,001-SlOO,OOO
-ssoo,001.s1,ooo.ooo Pl - Sl,000,001-SS,OOO,OOO
P4 "'$More thao SS0,000,000
""' (.kal fsclllt Ot1ly} s .. Asscssmc111
D • SS,OOl·llS,000
H2 -MOr• IJiaa S.S,()(I0,000
M • SI00,001.Sl.SO.OOO
P2 •SS. 000.00 I.S2l,000, 000
E -SIS,001-S-SO,OOO
Name orPer$00 Reporting
Dorr, Richard E D:ue or Repon
S/912005
A.
91. ·FOREIGN EQOTnES:
92. - Teva P hannaccutical Indus.tries Ltd
93. • EQUITY MunJAL FUNDS :
94. .. VQI) Sw FD Dev Mkt S 1 k Inde x #227
- VGD Index Trust M id-Cap Ins! #864
96. - VG D Index TR Small Cap Adm #548
91 . Ozark: National Ord inary Ufe ln.s. Pol icy
U • Book Vahle
• • c . D.
lncocllC cbillg r qiorting perlod reponini. pe riod
( I ) (2) (I) (2) (ll 11 llOC c:tenipr hQm 01M::105UR:
(•) (S) 1)1>< v .i G>..
Cod< I Mahod Cod<' c.de I i nL }
A lntctcst
redcmprioc1) (J·P)
buy 612
buy 3 /17
pa rt sell 3117
part sell 3117
T
K
1
V..' • Estiroalcd
(Mt)
a
A
• FINANCIAL D1SCLOSURE REPORT
Page6 of6
DcsOOptioo of Asscu (inctudinglm$1assdl)
Placc"CXr _cach ....,......,.ftom prior disck>$ttre
95.
Gross value at c..d of Transxtiont durin1 rtPortiile period
(1) ()) """""'' (e.g. Valloo Valoo Type (e.g. 0...:
buy,.., ldcsltity or
div, ttnl. or Codt2 �iordh
• . �/sdlcr
(A·H) (J·P) CodeJ PW:tgcr, Day
(0-W)
J
J
J
(ifprivuc. uansactiou)
I, IDOOOk"l'Gain Codes: A •Sl,OOOorlC:$$
(See Cohuons U 1 2nd 04) 2. ValaeCodcs:
lSce Columfls Cl and OJ)
l. Value /l.ita:bod Cc.Kits
(See Cohlmn Cl)
f •SSO.<X>l.$100,000
J .. .SIS.OOOotlitlS N -i2so. ooo..ssoo. ooo P:J -s2s.ooo,001..sso.ooo.ooo
<) a Appnls&I
0 • Sl,001-Sl,SOO
G =SIOO.OOl-SI.000,000
x -su.001.sso,ooo 0 • SS00,001-SI,000.000
R = Cosl (R..I fu<91e ()nit) v •Otho
c •S2.so1.ss. ooo o -ss.001-iu. ooo HJ •SJ.000,001-SS,000,000 H2 •Mott tban SS,000;000
J., -SS0,001-.SIOO,OOO t c SI00,001..$2$0.000
Pl • s1.ooo.001..s.s.ooo.ooo P2 ..ss, 000.001-ru.ooo. ooo
"" •SM= iJ)aD 0.000.000 S • Assesi.111w1 T -Cash!Matktt
E • $15,001-S.S'O,OOO
Name of Pason Rq><>11ing Date or Rep0r1 ·FINANCIAL DISCLOSURE REPORT
Dorr, Richard E s19noos
Qndieac part of Rq'IOtt.) VTII. ADDIDONAL INFORMATION OR EXPLANATIONS
Date o f Ro;port
51912005
Signatur
FINANCIAL DISCLOSURE REPORT NamcorPeoonRcporung
Oon, Richard E
IX. CERTIFICATION.
I certify that all infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and compleie to the best of my knowledge and belief, and that any infonnation not reported was withheld because it mel applicable statu1ory provisi ons permitting non-disclosure.
I furtber certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY ANDWILFULLY FALSIFIES OR FAILS TO FlLE THIS REPORT MAY BE SUBJECTTO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § I04)
FILING INSTRUCTIONS
Mail signed original and 3 addilioual copies to:
Committee on Financial Disclosure
Administrative Office of the United Slates Courts
Suiie 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
