FINANCIAL DISCLOSURE REPORT Report Required by the …RMS , ) 0 I. I. FINANCIAL DISCLOSURE REPORT Report Required by the Ethics . AO JO . in Govenment Act of 1978 . Rev. 112007 . FOR

TERMS .,., ()

0

I.

I.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978

Rev. 112007 FOR CALENDAR YEAR 2006 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

WERLEIN, JR., EWING USDC/SO. DIST. TEXAS 06/01/2007

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time)

Nomination, Date 01/01/2006D DISTR ICT JUDGE- SENIOR STATUS toInitial Annual FinalD D

12/31/2006

Sb. Amended ReportD 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 515 RUSK AVENUE, ROOM 11521

HOUSTO N, T X 77002-2605

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form m11st be followed. Complete all parts, checking the NONE box for each part where yo11 have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual 011/y; see pp. 9-13 ofillstmctions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

Co-Trustee Trust No. I

2. Director & Vice Chairperson The Methodist Hospital, Houston, Texas

3. Director TMH Health Care Group

4.

5.

CJ ,...,=

(/)

()

= --' ::0

II. AGREEMENTS. (Reporting individual only; see pp.14-16 ofinstr11ctio11s.) !""Tlo--·- (_c::: rn c.n?:'. :z: 0

IBJ NONE (No reportable agreements.) c ::::: :::D · -ri10

I CJ rn

PARTIES AND OP .,.,r - )>

< m

2.

3.

0

INCOME

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of22 WERLEIN, JR., EWING 06/01/2007

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 ofi11structio11s.)

A. Filer's Non-Investment Income

(KJ NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

1.

2.

3.

5.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount 1101 required except for honoraria.)

(KJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.

2.

3.

4.

5.

IV, REIMBURSEMENTS -- transportation, lodging,Jood, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instruct ions.)

(KJ NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

DESCRIPTION VALUE

2.



V• GIFTS, (Includes those to spouse and depe11de11t children See pp. 18-31 ofi11structio11s.)

D NONE (No reportable gifts.)

SOURCE

1. Monthly dues exemption for The Petroleum Club, Houston $ 1020.00 members in government service.

3.

4.

5.

VI. LIABILITIES. (lnc/udes those of spouse and dependent children. See pp. 31-33 ofinstrnctions.)

[K] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1.

2.

3.

4.

5.

(!)


Page 4 of22 WERLEIN, JR., EWING 06/0 1/2007

VII. INVESTMENTS and TRUSTS - income, vatue, 1ra11sac1io11s r111c1udes 11tose oft1te spouse and dependent c1tildren. see pp. 34-60 of filing instructions.J

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place " (X)" after each asset

exempt from prior disclosure

I. Union Pacific com.

B. c. D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

Amount Code I

(A-H)

(2) (1) (2) (I) (2) (3) (4) (5) Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

or int.) (J-P) Code 3 redemption) Day (J-P) (A-HJ (if private

(Q-W) transaction)

A Dividend Gift 1 1/16 J Gift to church

2. Gift 1 1/20 K Gift to church

3. Halliburton com. A Dividend K T

4. Halliburton com. A Dividend K T

5. BP PLC, ADR B Dividend L T

6. Exxon Mobil com. c Dividend M T

7. Anadarko Petroleum Corp. com. A Dividend K T

8. Wal-Mart Stores com. A Dividend K T

9. Exxon-Mobil com. A Dividend K T

JO. Intel Corp. com. A Dividend J T

11. Johnson & Johnson, com. B Dividend L T

12. Conoco Phillips, com. B Dividend L T

13. Texas Capital Bankshares, com. None M T

14. CNL Retirement Properties REIT B Dividend Merger 10/05 K D

15. CNL Hospitality Properties REIT B Dividend K R See note in Part VJII

16. HealthCare Prop. Investors, com. A Dividend J T Merger 10/05 J

17. MUTUAL FUNDS:

I. Income Gain Codes: A =$1,000 or less B =Sl ,001 • $2,500 C =$2,50 I - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns BI and 04) F=$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=$ 15,000 or less K=SI 5,001 - $50,000 L=$50,00 I ·$I 00,000 M =$100,001 - $250,000

(See Columns Cl and 03) N=$250,00 I - $500,000 0=$500,001 -$1,000,000 Pl =SI ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than. $50,000,000 T ""Cash Market

(See Column C2) Q=Appraisal V=Other S =Assessment

U=Book Value W=Estimated

D.

(1) (2) (4)


Page 5 of22 WERLEIN, JR., EWING 06/01/2007

VII. INVESTMENTS and TRUSTS - income, va1ue, tra11sactions r1nc111des those of the spouse and depe11de11t children. see PP· 34-60 of filing instructions.;


A. B. c. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(3)(1) {2) (2) (1) (5) Place "(X)" after each asset Amount

Code 1exempt from prior disclosure (A-H)

18. Fidelity Spartan MM Fund A

19. Merrill L. Sr. Fl. Rate Fund (now called A Dividend J T Black Rock)

20. Dreyfus Basic Money Mkt Fd B Dividend K T

21. Fidelity Low Price Stk. F

22. Fidelity Contrafund E

Type (e.g.

div., rent,

or int.)

Dividend

Dividend

Dividend

Value

Code 2 (J-P)

K

0

N

Value

Method

Code 3

(Q-W)

T

T

T

Type (e.g. Date Value Gain Identity of buy, sell, Month- Code 2 Code 1 buyer/seller redemption) Day (J-P) (A-H) (if private

transaction)

23. Fidelity Eq. Income II D Dividend M T

24. Fidelity Mid-Cap Stock E Dividend N T

25. Vanguard 500 Index Fund c Dividend N T

26. Assetmark Large-Cap Value c Dividend K T Part Sell 01/17 J A

27. Part Sel! 04117 J A

28. Part Sell 07/17 J A


30. Assetmark Large-Cap Grow th A Dividend K T Part Sell 01117 J A

31. Add'! Buy 04117 J

32. Add'! Buy 07117 J


34. Assetmark Small/Mid-Cap Value A Dividend J T Part Sell 01/17 J A

l. Income Gain Codes: A =$1,000 or Jess B =$1,001 -$2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000

(Sec Columns BI and D4) F=$50,00 I -$ I00,000 G =$100,001 -$1,000,000 HI =S 1,000,00 I - $5,000,000 H2 =More than 55,000,000

2. Value Codes J =$15,000 or less K =$15,001- $50,000 L=$50,00 I - $100,000 M =$I 00,00 I - $250,000

(See Columns Cl and DJ) N=$250,001 -$500,000 0=$500,001-$1,000,000 Pi =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000

3. Value Method Codes

(See Column C2)

P3 =$25,000,001 - $50,000,000

Q=Appraisal R =Cost (Real Estate Only)

V=Other

P4 =More than $50,000,000

S =Assessment T =Cash Market

U =Book Value W=Estimated

(2) (3) (4)

36.

37.

39.



VII. INVESTMENTS and TRUSTS -- i11co111e, vatue, 1ra11sac1io11s r111c111des 11iose of11ie spouse a11d depende111 c11udre11. see PP· 34-60 offili11g i11s1ruc1io11s.;


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (I) (2) (I) (2) (5) Type (e.g. ValuePlace "(X)" after each asset Amount Date Value GainValue Type (e.g. Identity of

Code 1 div., rent, Code 2exempt from prior disclosure Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) Code 3 redemption) Day(J-P) (A-H) (if private (J-P)

(Q-W) transaction)


Part Sell 07/17 J A

Assetmark Small/Mid-Cap Growth A Dividend J T Part Sell 01117 J A


Add'! Buy 07/17 J


41. Assetmark International D Dividend K T Part Sell 01117 J A

42. Add'! Buy 04117 J

43. Add'! Buy 07/17 J


45. Assetmark Real Estate Securities A Dividend J T Part Sell 01/17 J A




49. Assetmark Tax-Exempt B Dividend L T Add'! Buy 01/17 J

50. Part Sell 04/17 J


I. Income Gain Codes: A ""$1,000 or less B =$1,00 I - $2,500 c =$2,501 - $5,000 D =$5,00 I - $15,000 E =S 15,00 I - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,00t -$1,000,000 HI =St,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00t - $50,000 L =$50,00 I - $I 00,000 M =SI00,001 - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,00 t - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V=Other S =Assessment

U =Book Value W =Estimated

Page 7 of22


WERLEIN, JR., EWING 06/01/2007

VII. INVESTMENTS and TRUSTS income, vat11e, transactions (Inct11des t1tose of the spouse and dependent children. see PP· 14-60 offilinc instructions.) -


A. B. C. D.


(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-HJ or int.) (J.P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. Add'! Buy 10/16 J

53. ABN Amro/Veredus Aggr. Growth None Add'! Buy 01/17 J

54. Sell 04/17 J B

55. American Century Tax-Free Bond B Dividend K T Add'! Buy 01117 J

56. Add'! Buy 04/17 J

57. Loomis Sayles Global Bond None Sell 01/19 K

58. Loomis Sayles Bond Fund Retail A Dividend K T Add'l Buy 01117 J


60. Selected American Shs. Cl. S None Sell 01118 K c

61. TCW Galileo Select Equities A Dividend K T Add'! Buy 01/17 J

62. Add'! Buy 04/17 J

63. Thornburg Intemat'l Value A Dividend K T Part Sell 04/17 J A

64. Federated Mun. Trust MM A Dividend J T

65. Credit Suisse Commod. Return A Dividend J T Add'l Buy 01117 J

66. Part Sell 04117 J A

67. Oakmark Fund B Dividend K T Add'! Buy 01/17 J


I. Income Gain Codes: A =$I ,ODO or less B =$1,001 -$2,500 C =$2,50 I - $5,000 0=$5,001-$15,000 E=$15,00 l -$50,000

(See Columns Bl and 04) F=$50.001 - $100,000 G =SI00,001 -Sl ,000,000 HI =$1,000,00 I - S5,000,000 H2 =More than $5,000.000

2. Value Codes J =S 15,000 or less K=$15,001 -$50,000 L=S50,00 I - S 100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N=$250,001 -S500,000 0=$500,00 I -S 1,000,000 PI =$ 1,000,00 I -$5,000,000 P2 =S5.000,00 I - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U ""Book Value W =Estimated

70.



VII. INVESTMENTS and TRUSTS - income, va111e, 1ransac1io11s r1nc111des those of the spouse a11d depende111 children. see PP· 14-60 of filing ins1ruc1io11s.J


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets)

Place "(X)" after each asset


reporting period reporting period

(I) Amount Code I

(A-H)

(2) Type (e.g.

div., rent,

or int.)

(I) Value

Code 2

(J-P)

(2) Value

Method

Code 3

(Q-W)

(I) Type (e.g.

buy, sell,

redemption)

(2) (3) Date Value

Month - Code 2 Day (J-P)

(4) Gain

Code I (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

69. TCW Galileo Opportunity Fd. None Sell 04117 J B

Federated Mun. Tr. MM A Dividend J T

71. Clipper Fund c Dividend K T Buy 01117 K


73. Add'! Buy 09126 J

74. Add'l Buy 09/28 J

75. Pimco Developing Local Mkts Fund A Dividend J T Buy 01117 J


77. Laudus Rosenberg U.S. Discovery Fund None Buy 04117 K

78. Sell 09/26 K

79. Federated Max Cap Index Fund A Dividend J T Buy 09/26 J

80. Add'! Buy 09/28 J

81. BONDS and U.S. TREASURY NOTES:

82. Dallas, TX Ind. Sch. bonds B Interest K T

83. Frisco, TX AMBAC bonds B Interest K T

84. ACCOUNTS IN FINANCIAL INST:

85. Merrill Lynch Savings Acct A Interest J T

I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 C =$2,50 I • $5,000 D =$5,00 I • $15,000 E =S 15,00 I · $50,000

(See Columns BI and 04) F =$50,001 • SI00,000 G =$100,001 • $1,000,000 HI =$1,000,00 I · $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,00 I • $ t 00,000 M =SJ00,001 · $250,000

(Sec Columns Cl and DJ) N =$250,00 I • $500,000 0 =$500,00 I • $1,000,000 Pl =$1,000,001 · $5,000,000 P2 =$5,000,00 I • $25,000,000

3. Value Method Codes Pl =$25,000,00 I · $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V =Other S =Assessment




VII. INVESTMENTS and TRUSTS -- i11co111e, va111e, 1ra11sac1io11s (111c111des those of11ie spouse a11d dependent children. see pp. 34-60 offilinc ins1r11c1io11s.;


A. B. c. D.

Description of Assets lncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

86 . Northern Trust Bank, Houston, checking A Interest L T acct

87. Bank of America, Houston, TX (Accounts) A Interest K T

88. Nat'] City Bank, Cincinnati, CD D Interest L T

89. Trustmark Natl Bank, Houston, CD (f/k/a c Interest L T Republic Bank)

90. Amegy Bank, Houston, CD D Interest L T

91. Encore Bank, Houston, CD c Interest L T

92. Compass Bank, Houston, CD c Interest L T

93. Capital One Bank, Glen Allen, VA, CD c Interest L T

94. lntervest Bank, Clearwater, FL, CD c Interest L T

95. Key Bank USA CD c Interest L T

96. REAL EST A TE:

97. -Larimer Co., CO E Rent N w

98 . Fractional interest in land, SA White Survey None J w Galv. Co., TX

99. Working Interest-Cabot U., Anderson Co., D Royalty K w TX(X)

100. RETIREME NT & IRA ACCOUNTS:

I 01. IRA Acct: Marsico Inv. Fund None L T

102. IRA Acct: John Hancock Ind. Rel.Annuity None L v See Note-Part VIII

I. Jncome Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 0 =$5,00 I • S 15,000 E =$15,001 • $50,000

(See Columns BI and 04) F =S50,00I • SI00,000 G =$100,001 • $1,000,000 HI =Sl ,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =$15,001 - $50,000 L =$50,00 I · SI 00,000 M =SJ00,001 • $250,000

(See Columns Ci and 03) N =$250,00 I · $500,000 0 =$500,00 I • S 1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

3. Value Method Codes Pl =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More lhan $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V =Other S =Assessment


A.



VII. INVESTMENTS and TRUSTS income, va111e, 1ra11sac1ions r111c1udes 11zose 0111ze spouse and depe11de111 children. see pp. 14-60 of filing i11s1ruc1ions.J -






B. c. Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2) (I) A mount ValueType (e.g. Value Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

D.

Transactions during reporting period

(3)(2) (4) (5) Type (e.g. Date Value Gain Identity of

buy, sell, Month- Code 2 Code I buyer/seller

redemption) Day (A-H)(J-P) (if private

transaction)

103. IRA ROLLOVER ACCOUNT: All entries that follow from Lines 107

F Dividend P l T

104. through 157 are under the discretionary management of

Interest

105. a registered investment manager. I have made no

106. withdrawals from this IRA:

107. --Pfizer Inc., com.

108. --Altria Group, com.

109. --Schwab MM Funds

110. --Americredit Corp., com.

111. --Amem Pwr Conversion CP, com. Sell 06/08 K

112. --Comcast Corp. New Cl. A Part Sell 12/18 K D

I 13. --Consol. Energy, com.

114. --Wachovia Corp., com. f/k/a Golden West Finance

115. --Leucadia Natl Corp., com. Part Sell 08/10 J B

I 16. --Liberty Media Holding Interactive, com. See Note-Part VIII f/k/a Liberty

117. Media New Series A

l 18. --Liberty Media Holding Corp. A, com. f/k/a See Note-Part Vlll Liberty

119. Media New Series A

1. Income Gain Codes: A ""$1,000 or less B =S 1,00 I · $2,500 C =$2,50I - $5,000 D =$5,00 I . $15,000 E =S 15,00 I · $50,000

(See Columns B l and D4) F=SS0,001-$100,000 G =$100,001 • $1,000,000 HI =$ 1,000,00 I • S5,000,000 H2 =More than $5,000,000

2. Value Codes J =S15,000 or less K =S15,00 I - $50,000 L =$50,00 I - SI 00,000 M =S 100,00 I • $250,000

(See Columns C l and D3) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 • $25,000,000

3. Value Method Codes P3 =$25,000,001 - S50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market


U =Book Value W ""Estimated

Page 11 of 22

Name of Person eporting Date of Report FINANCIAL DISCLOSURE REPORT

WERLEIN, JR., EWING 06/01/2007

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of11Je spouse and depe11de111 children. see PP· 34-60 of filing instructions.J


A. B. C. D.

Description of Assets Jncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

120. --MCG Capital, corn. Sell 07/12 K

121. --Mercury Gen] Corp., com.

122. --NVR Inc., corn.

123. --Capital One Fin. Corp., com. f/k/a North Fork Bancorp

124. --Key Energy Serv., com.

125. --Knight Ridder Inc., corn. Part merger 06128 K Merger into McClatchy, com

126. Sell 06/28 K

127. --RLI Corp., com.

128. --Telephone & Data Sys., com. Sell 12/20 L D

129. --HomeBanc Corp., com.

130. --Quanta Cap. Holdings, com. Sell 08/18 J

131. --Amem Finl Realty Trust Reit.

132. --Amem Home Mortg. lnvt.

133. --Ashford Hospitality TR Reit

134. --Friedman Billings GP New Reil Cl. A

135. --Saxon Capital, New Reit Sell 08/18 K

136. --Highland Hospitality Cp Reit

I. Income Gain Codes: A =SI ,000 or less B =S 1,00 I - $2,500 c =$2,501 - $5,000 D =$5,00 I - $ t 5,000 E=$15,00l -$50,000

(See Columns BI and D4) F=S50,00t · S 100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=$ t 5,000 or less K =$15,001 - $50,000 L=$50,00 I - S I00,000 M =$100,001 - $250,000

(See Columns Cl and D3) N=$250,00 I - $500,000 0=$500,001. $1,000,000 Pl =Sl ,000,001 - $5,000,000 P2 =$5,000,00 I • $25,000,000

3. Value Method Codes P3 =$25,000,001 - S50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market


U =cBook Value W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 12of22

Name of Person Reporting

WERLEIN, JR., EWING

Date of Report

06/01/2007

VII. INVESTMENTS and TRUSTS - income, value, tra11sactions rinc111des those oft1te spouse and depende11t children. see PP· 14-60 offilinc instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period


(!) (2) (I) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

137. --Discovery Holding Ser. A Sell 08/10 J

138. --MortgageJT Holdings, Inc. Reil Sell 08/16 K

139. --Berkshire Hathaway CL B

140. --Petrohawk Energy Corp., com.

141. --ECC Capital Corp., com. Part Sell 08/24 J

142. Sell 08/28 J

143. --Cintas Corp., com.

144. --Timberland Co., Cl A Add'! Buy 08/22 J

145. --Amer. Eagle Outfitters New, com. Part Sell 08/09 K D

146. Part Sell 10/10 K D

147. --McClatchy Co., com. Merger 06/28 K Merged from KnightRidder

148. Sell 08/16 K

149. --Accredited Home Lenders, com. Buy 02/24 K

150. Add'l Buy 08/29 K

151. --Alesco Financial, com. Buy 12/06 L

152. --Fieldstone Invest Cp., com. Buy 09/07 K

153. --Gannett Co., com. Buy 08/21 L

I. Income Gain Codes: A =S 1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D=$5,001 · S 15,000 E =$15,001. $50,000

{See Columns B 1 and D4) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K=$15,001 - $50,000 L=$50.001 -$I 00,000 M =$100,001 -$250,000

{See Columns Cl and DJ) N=$250,001 · S500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3, Value Method Codes P3 =$25,000,001 · $50.000,000 R =Cost {Real Estate Only) P4=More than $50,000,000 T=Cash Market

(See Column C2) Q =Appraisal V=Other S ""Assessment




VII. INVESTMENTS and TRUSTS -- income, value, 1ra11sac1ions r1nctudes 11iose of the spouse a11d depe11de111 children. see PP· 14-60 0Jfili11g i11struc1io11s.J


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

reporting period

(I) (2) Amount Type (e.g. Code I div., rent, (A-H) or int.)

reporting period

(I) (2) Value Value

Code 2 Method

(J-P) Code 3

(Q-W)

(!) Type (e.g. buy, sell,

redemption)

(2) (3) (4) Date Value Gain Month- Code 2 Code I Day (J-P) (A-H)

(5) Identity of buyer/seller

(if private transaction)

154. --Horne Depot, corn. Buy 12/20 L

155. --Lee Enterprises, corn. Buy 08/21 K

156. --Microsoft Corp., corn. Buy 06/08 K

157. --Tyco lnt'l Ltd., corn. Buy 07128 L

158. TRUST NO. I: (I own no beneficial interest F Dividend P l T in and receive

159. no income from this Trust or the entries that Interest follow from

160. lines 162 through 205, but it is reportable because l

161. am one of three co-trustees).

162. --COMMON STOCKS JN TRUST NO. l:

163. --AT&T, corn.

164. --Bristol-Myers Squibb, corn.

165. --Burlington Northern Santa Fe, corn.

166. --Conoco Phillips, corn. (f/k/a Burlington Resources)

167. --Target Corp., corn.

168. --Dean Foods Co, corn.

169. --Goodyear, corn.

170. --Intel Corp., corn.

J, Income Gain Codes; A =S 1,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,00 I · $ J5,000 E =$15,001 -$50,000

(See Columns BI and 04) F =$50,001 - SI00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,00 I - $I 00,000 M =$100,00 I · $250,000

(See Columns Cl and 03) N =$250,00 I -$500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 · $5,000,000 P2 =$5,000,001. $25,000,000

3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =:Appraisal V =Olher S =Assessment


(I)



VII. INVESTMENTS and TRUSTS -- i11co111e, value, 1ra11sac1io11s r111c111des 11iose of11ie spouse a11d depe11de111 children. see PP· 34-60 offili11g ins1ruc1io11s.J


A. B. Description of Assets Income during

(including trust assets) reporting period

Amount Code 1

Place " (X)" after each asset

exempt from prior disclosure (A-H)

171. --IBM, com.

(2) Type (e.g.

div.1 rent,

or int.)

c. Gross value at end of

reporting period

(1) Value

Code 2 (J-P)

(2) ( 1 ) Value Type (e.g.

Method buy, sell,

Code 3 redemption)

(Q-W)

D.


(2) Date

Month -

Day

(3) (4) (5) Value Gain ldentity of

Code 2 Code 1 buyer/seller

(J-P) (A-H) (if private

transaction)

172. --Johnson & Johnson, com.

173. --Lucent Tech., Inc., com. Sell 11/07 J

174. --J.P. Morgan Chase, com.

175, --Halliburton Co., com.

176. --Eastman Kodak Co., com. Sell 11107 J

177. --Exxon Mobil, com.

178. --Avaya Inc., com.

179. --Cisco Systems, com.

180. --Sanmina SCI Corp., com. Sell 11/07 J

181. --Pepsico, Inc., com.

182. --Zimmer Holdings, Inc., com.

183. --Hewlett Packard, com.

184. --Comcast Corp. Class A

185. --Agere Systems, Inc., com.

186. --Treehouse Foods, com.

187. --MUTUAL FUNDS-TAX EXEMPT, IN

I. Income Gain Codes: A ""Si,000 or Jess B =S 1,00 I - $2,500 c=$2,501 - $5,000 D=S5,00t -Sl5,000 E=$15,00 I - $50,000

(See Columns Bl and D4) F =$50,001 - SI00,000 G=$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=S15,00I - $50,000 L =$50,00 I - SI 00,000 M=$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0=$500,00 I - S 1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V::::Other S =Assessment




VII. INVESTMENTS and TRUSTS - income, value, 1ra11sac1io11s r111c1udes 11rose of111e spouse and depe11de111 children. see PP· 34-60 offiling i11s1rucrio11s.J


A. B. c. D.


(I) (2) (I) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-HJ or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

TRUSTNO. I:

188. --Nuveen Muni Mkt Oppor. Fund

189. --MORTGAGE & ASSET BACKED SECURITIES IN TRUST NO. I:

190. --Ginnie Mae Series 2002-70

191. -- MUNICIPAL BONDS IN TRUST NO. 1:

192. --Halifax Hosp. Med. Ctr. Fla.

193. --Lower Colo. Riv. Auth. Tex.

194. --Montgomery Co. Pa. Hghr. Ed.

195. --Illinois Dev. Fin. Auth.

196. --Texas St. Dept. HSG & CMTY Affairs

197. --Florida HSG FIN Corp. Rev.

198. --Meriden Conn. G 10 Bonds

199. --Mission TX Cons. Indpt. Sch. Dist.

200. --Austin !SD Tex. U/T Ref. Ser. A Buy 08/09 L

201. --CASH & CASH EQUIVALENTS IN TRUSTNO. I:

202. --Citibank NA Bank Dep. Program

203. --REAL ESTATE IN TRUST NO. 1:

I. Income Gain Codes: A=$ 1,000 or less B=$t,OOl -S2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E=$15,00l -S50,000

(Sec Columns BI and 04) F =$50,001 -SJ 00,000 G =$100,001 -$1,000,000 Hi =$1,000,001 - S5,000,000 H2 =More than $5,000,000

2. Value Codes J =SJ 5,000 or Jess K =Sl5,00J -$50,000 L =SS0,00 I - $I 00,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,001 -$1,000,000 PI =$ J ,000,00 I • $5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - S50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T "'Cash Market

(See Column C2) Q ""Appraisal V ""Other S =Assessment


c.

(2)



VII. INVESTMENTS and TRUSTS i11co111e, value, 1ra11sac1io11s r111c1udes those of the spouse a11d depe11de111 children. see pp. 34-60 offili11c i11s1ruc1io11s.J -


A. B. D.


( l ) (2) Type (e.g. ValuePlace "(X)" after each asset Amount Value Type (e.g. Date Value Gain Identity of

Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(1) (5)(4)(2) (I) (3)

(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (if private (A-H) (Q-W) transaction)

204. --Fract. interest in land, S.A. White Survey, Galv. Co., TX

205. --Vacant land in Kerr Co., TX

206. IRA ROLLOVER ACCT. NO. 2. All entries G Dividend P l T that follow from

207. lines 210 thru 272 are under the full Interest discretionary

208. management of a registered investment manager. I made no

209. withdrawals from this IRA:

210. --Fed. Home Ln Mtg Corp Notes

211. --Federal Home Ln Mtg Corp Notes

212. --Federal Home Ln Mtge Crp Notes Sell 01/17 L A

213. --Federal Natl Mtg Assoc Sub Notes

214. --General Motors Accept CP Global Bonds Sell 01/17 L

215. --Chase Manhattan Corp. Subordinate Notes

216. --Goldman Sachs Group SR Unsub Notes Global

217. --Citigroup Inc. Senior Notes

218. --Target Corp. Notes

219. --American Express, com.

220. --BP PLC, ADR

I. Jncome Gain Codes: A =$I ,ODO or less B =$1,001 -$2,500 c =$2,501 - $5,000 D=S5,00l -Sl5,000 E =$15,001 -$50,000

(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -Si,000,000 HI =$1,000,00 I -S5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =$15,001 -$50,000 L =$50,00 I - S I00,000 M =$100,001 -$250,000

(See Columns Cl and DJ) N =$250,001 - $500,000 O =$500,001 -Sl ,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ::o::Cash Market

(See Column C2) Q =A ppraisal V =Other S =Assessment

U ""Book Value W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 17 of22

Name of Person Reporting

WERLEIN, JR., EWING

Date of Report

06/01/2007

VII. INVESTMENTS and TRUSTS -- ins1rucrio11s.Ji11co111e, vatue, 1rrmsac1io11s r1nctudes 11tose of11te spouse and dependent children. see PP· 34-60 offili11g


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

221. --Citigroup, com.

222. --ChevronTexaco, com.

223. --KO, com.

224. --Exxon Mobil, com.

225. --Freddie Mac, com. Sell 07120 K

226. --GE, com.

227. --INTC, com.

228. --IBM, com. Sell 08/08 K

229. --J.P. Morgan Chase, com.

230. --JNJ, com.

231. --LLY, com.

232. --Marsh & McLennan, com. Sell 08/08 K

233. --Merck, com.

234. --PEP, com.

235. --Pfizer, com.

236. --UPS, com.

237. --WMT,com.

I. Income Gain Codes: A =$1,000 or less B =$ 1,00 I -$2,500 C =$2,50 I - $5,000 D =$5,00 I -S 15,000 E =$15,00 I · $50,000

(See Columns Bl and D4) F =$50,001 - St00,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$ 15 ,000 or less K =$15,001 -$50,000 L =$50,00 I - $I 00,000 M =$100,001 · $250,000

(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes Pl =$25,000,001 · S50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q ""Appraisal V =Other S =Assessment


B. D.



VII. INVESTMENTS and TRUSTS -- i11come, va111e, 1ra11sac1io11s r111c1udes 11tose of11te spouse a11d depe11de111 c1tudre11. see PP· 34-60 offili11c i11s1rucno11s.J


A. C.

Description of Assets Income during

(including trust assets) reporting period

(1) Place "(X)" after each asset Amount

Code 1exempt from prior disclosure (A-H)

238. --Walgreen, com.

(2) Type (e.g.

div., rent,

or int.)

Gross value at end of Transactions during reporting period reporting period

(1) (2) (1) (2) (3) - (4) (5) Value Value Type (e.g. Date Value Gain Identity of

Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller

(J-P) Code 3 redemption) Day (J.P) (A-H) (if private

(Q·W) transaction)

239. --General Electric Cap. Corp. Notes

240. --American Intl. Group, com.

241. --McGraw-Hill, Inc., com.

242. --Microsoft Corp., com.

243. --Altria Group, com.

244. --Time Warner, com. Sell 08/08 K

245. --Bank of America, com.

246. --Fed. Farm Bank Callable Bonds Redeemed 11117 M

247. --Fed Nat'! Mtg Ass'n Callable Notes Redeemed 11124 M A

248. --Ameriprise Finl Inc., com.

249. --Automatic Data Proc., com.

250. --Emerson Elec. Co., com.

251. --HSBC Hldg PLC, com.

252. --Occidental Pete Corp. Cal., com.

253. --Fed Nat'! Mtg Assoc. Callable Notes

254. --Fed Home Loan Bank Bonds, due '07 Buy 01124 M

I. Income Gain Codes: A =$1,000 or less B=Sl ,OOl -$2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,00 I • $50,000

(See Columns B 1 and 04) F =$50,001 - Sl00,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2=More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001-850,000 L =$50,00 I - $I 00,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00I - $500,000 0 =$500,00 I - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R=Cost (Real Estate Only) P4 =More than SS0,000,000 T=Cash Market



B.

(2)

257.

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS i11co111e, value, tra11sactio11s (Includes those of the spouse a11d depe11de11t children. See pp. 34-60 of filing i11stmctio11s.) -


A.





c.

Income during Gross value at end of reporting period reporting period

(2) (I) (2) Amount

(I) Type (e.g. Value Value

Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

D.


(I) (3) (4) (5)

Type (e.g. Date Value Gain Identity of buy, sell, Month - Code 2 Code I buyer/seller redemption) Day (J-P) (A-H) (if private

transaction)

255, --Fed. Nat'I Mtg Ass'n, callable Notes, due Buy 01/25 M '08

256. --Fed. Home Loan Mtg callable Notes, due Buy 11/21 M '11

--Fed. Home Loan Mtg. Discount Note, due Buy 11/24 M '07

258. --Capital One Financial Co., com. Buy 07/20 K

259. --Caterpillar, Inc., com. Buy 07/20 J

260. --Halliburton Co., com. Buy 07/20 J

261. --Hilton Hotels Corp., com. Buy 07/20 J

262. --Home Depot, Inc., com. Buy 07/20 K

263. --Merrill Lynch & Co. Inc., com. Buy 08/08 K

264. --Praxair Inc., com. Buy 07120 K

265. --Proctor & Gamble., com. Buy 08/08 K

266. --Target Corp., com. Buy 07/20 K

267. --Transocean, com. Buy 07/20 J

268. --United Technologies Corp., com. Buy 07/20 K

269. --United Health Group, com. Buy 08/08 J

270. CASH ACCOUNTS IN IRA ROLLOVER ACCT. #2:

271. --ML Bank & Trust RASP R edeemed 06126 K

I. Income Gain Codes: A =$1,000 or less B =S 1,00 I - $2,500 C =$2,50 I - $5,000 D=$5,00t -St5,000 E=$15,00t -$50,000

(See Columns Bl and 04) F=$50,001 -SI00,000 G =$100,001 . $1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More lhan $5,000,000

2. Value Codes J=$ 15,000 or less K=$ 15,00 I - $50,000 L=$50,00 I - $I 00,000 M =$I 00,00 I - $250,000

(See Columns Cl and D3) N=$250,00 I - $500,000 0=$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I - $25,000,000

3. Value Method Codes Pl =$25,000,001 - $50,000,000 R=Cosl (Real ESlale Only) P4 =More lhan $50,000,000 T=Cash Markel





VII. INVESTMENTS and TRUSTS -- income, value, transactions r1nc1udes t1tose of11te spouse and dependent c1tildren. see PP· 34-60 of filing instructions.J


A. B. c. D.




(1) Amount Code I

(A-H)

(2) Type (e.g.

div., rent,

or int.)

(I) Value

Code 2

(J-P)

(2) Value

Method

Code 3

(Q-W)

(I) Type (e.g.

buy, sell,

redemption)

(2) (3) Date Value

Month - Code 2 Day (J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

272. --ML Bank USA RASP

273. Vanguard 500 Index Fund Rollover Shares c Dividend Sell 04/20 Pl F

274. Vanguard Prime MM IRA Rollover E Dividend Pl T Buy 04/20 Pl

I. Income Gain Codes: A =$1,000 or Jess B =$1,001 -$2,500 c =$2,501 -$5,000 D=$5,00l -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F=$50,001 - SI00,000 G =$100,001 - S l,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=S 15,000 or Jess K=$15,001 - $50,000 L =$50,00 I -SI 00,000 M =SJ 00,001 -$250,000

(See Columns CJ and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Melhod Codes PJ =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ""Cash Market

(See Column C2) Q =Appraisal Y =Other S =Assessment


Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 21 of 22 WERLEIN, JR., EWING 06/01/2007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepurtofReport.)

(l) Part VII, page 4, line 15: The year-end values ofCNL Hospitality Properties REIT, which is a real estate investment that is not a publicly traded security, is reported at cost.

(2) Part VII, page 9, line 102: The year-end value of IRA account in John Hancock Ind. Retirement Annuity, which is not publicly traded, was provided by John Hancock Life Ins. Co.

(3) Part VII, page l 0, lines 116-117 and 118-119: Liberty Media New Series A merged into two successor companies, Liberty Media Holding Interactive (line 116), and Liberty Media Holding Corp. A (line 118).

,,·



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatur

E THIS REPORT MAY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I

One Columbus Circle, N.E. Washington, D.C. 20544

Documents

FINANCIAL DISCLOSURE REPORT Report Required by the …RMS , ) 0 I. I. FINANCIAL DISCLOSURE REPORT Report Required by the Ethics . AO JO . in Govenment Act of 1978 . Rev. 112007 . FOR