,

POSITION OF

i i

-· ";:' '

l.

1-= .......

lteport ltc11uired hy the E!hics A0-10·'• FINANCIAL DISCLOSURE REPORT in (;unrn 111c111 Al'I or 1'178

fte,·. 112004 Calendar Year 2003 (5 r.s.c:. 01111. §§ 1o1-11 t >

J. l> 1i. ufR'-·l,tU;

Voorhees, Richard L USDC N.C. Western

I. f'l·r 1>11 lkpo111ing fL:1.<l na111c. First 11;101.:, l\liddh.: ini1ial) (\n111 ur Or_;:,111ization

5/15/2004

4. Title (Article Ill Judges indicate active or senior status; 5. ReportType (check appropriate type) (>. Reporting Period

magistrate judges indicate full- or J>:lrt-time) Q Nomination. Date 1/112003 US District Judge (Active)

IllQ lniti31 {!) Annual Q Final 12/3112003

7. Chamh.:rs or Office Addr.:ss 8. On the hasis ofthe infom1ation contain.:J in this Report and any

modifications pertaining thm:w. it is, in my opinillll. in Clllnpliancc250 Federal Building with :t(>pli.:ahlc law aml r.:gul;ilions.

-40 I West Tr.11.h.: Street

Reviewing O!'fic.:r Datl· Charlotte, NC 28202

IMPORTANT NOTES: The instructions accompanying this fom1 must be followed. Compl..'le all parts, checking the NONE bo.x for each part

where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting i1,JiviJual only; .s<..-c pp. 9-13 of filing instructions)

0 NONE · (No reportable posi1ions.)

NAME ORG/\NIZATIONtENTITY

2.

'

i. ""'"';"" ·•.. -.:..:.· ._, ... _ r; i ..... : -:; ':.i :�= -.

-. -... - t.'"(R.:1lol1ing individual 1111ly; si:.: pp. 14-1 h oi' liling instruction:-:)II. AGREEMENTS. - ·.; ,.,.._ _ t".>;;:c·.,."":!!;

0 NONE - (No n:ronablc agreements.) :L-·..::

I' ARTIES AND TERl\.1S ,_. __

·[' : 1

l.

SOURCE AND TYPE GROSS INCOMf;

SOURCE TYl'E

SOURCE

'FINANCIAL DISCLOSURE REPORT Name of Person Reporting '·

Voorhees, Richard L

Date of Report

5/15/2004

ill. NON-INVESTMENT INCOME. mcporting individual and spouse; sec pp. 11-24 or tiling instructillnsJ

A. Filer's Non-Investment Incom

NONE - (No reportable non-investment income.)

I. (,YOUB. Dlll .$f!OUS 's)

B. Spouse's Non-Investment lncom - llfyou were nianicd during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

D NONE - (No reportable non-investment income.)

AND

I. 2003 Executive Director, Glenn Foundation

IV. REIMBURSEMENTS -- trnnsportation. lodging. food, cntr.:rtainmr.:nt.

(Includes those to Sl>OUSC and dependent d1ildrc11. $ "<!pp. 2.5-27 <>f instructions.)

D NONE - (No such reportable reimbursements.)

DESCRIPTION

I. Foundation for Research on Economics and the Enviomment

June 17-22, 2003 "Can Technology Spare the Earth?" (Tr.ivd, Housing, Food and Tuition)

2.

3.

SOURCE DESCRIPTION

l.>;itc of Report

5/15/200.t

Name of Person Reporting

Voorhees, Richard L

'FINANCIAL DISCLOSURE REPORT

V. GIFTS. (lnclmlcs those 10 spouse and JcpcnJ.:111 chilJn.:n. See p1>. 28-J I of instmctions.)

621 NONE (No such reportable git\s.) -

I.

VI. LIABILITIES. (lm.:IUlks those ofspllUSl' and dc1><:ndcn1 children. Sec pp. 32-3.t ofinstrul'li1111s.1

0 NONE - (No rl'JlOrtahk liabilities.)

DESCRIPTION VALi IE CODE

I.

CREDITOR

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:\I .lilllJ0.00\ - :\.ftf )I 1,1) 10

\-..-..1,.· ...... iu.:..·11t

If not exempt from Ji,;dosurc

(e.g.

\l1irl· tlwu S.'.11tJt1· .. ,

1011.00l- ·· ,,. ...

FINANCIAL DISCLOSURE REPORT N;im..: (If l'..:rson Reporting Pagelof4 ' Voorhees. Richard L 511511004

A. II. <.:. II. ln•-omc during Gn)SS \;aluc at e11d nf Tran>ae:tio1L durill,l! n:p,1rting period

Descriptio11 of Assets reporting pcri«•d reponing period (including trust assets)

(I) (.:?) (I) {2) (I) (:?) (4) (5}

Pl3cc "(X)" allcr each asset cxcmp1 Typei\11 .. lUlll Type (e.g. Value Valuefrom 11rior disc-Insure Jiv.

Date: Value Ciain ldc11ti1y ,.r bu cr ',;cllcrCode 2 :I.kt hi.id buy. sell. Month-(\>de I

(A-11) c,,d..: 2 Co<lc Irent. ur

(.I-Pl Cudc3 ffl<'J1!CT, Day (J-Pl (i\-11) {irprin1h.:: inl.J CQ-\\'J n:Jcn 11i1111}

=-::lNONE ( n n:pm1ahk.· incumc. :as. B. or tr.m$;icti,lllS)

I. Vangu:1rd Group IRA - lndividu;il ;assets: B l>i,·id.:nd L T

2. a) Vanguard Windsor II

b) Vanguard Morgan Growth

4. c) Vanguard Wellington Fund

5. d) Capital Opponunity Fund

1<•. c) StrJtegic Equity fonnc:rly Aggrc:ssin.: Gnl\\1h Fund

Wacho\'ia Seeunies

IxI' . a) Live Oak GenerJI MM Fund

I Di\·idend K TA

''· h) Agcrc Systems, Inc. A Dfridcnd J T

I j 10. c) Luccnt Technologies A Dividcml .I T

11. d) Southtrust Corp. A Di,·idcnd T

! 12. e) Cisco Systems. Inc. A Di\·idcnd J T

I. . I) Intel Corp. A Dividend J T

I '"'· g) Worldeom, Inc. Ga. A Dividcnd J T

15. h) Citigroup, Inc. A Dividend J T

16. i) Roy-JI Bank of Canada A Dividend J T

Dividend J Tj) Walt Disney Co. Holding Co. A

J TDividendIX. Vanguard Prime Ponfolio VmmR A

}.:; j 11!1 . '- 'I lu 11111<.:«iJ111 ( 1ldl·...;· .\ l.01)•111rk:1.., I\ 'ii ·· ·t - 25< ) ( ) .:\(•1-5:>..0q() ll ':'.(Hll-S! .oou I.

(:-,l:T t "ohmnb ISi anJ 1141 F ');O.UOl-)l•tt .Oti() (, \OD.1,fll-5.I _l .IO_uoq Ill 112

\;du;: 1.. 11Jl"'· 1 .IJU1i \II h::-i,.: K ...:.J )_t;i1l -"-."'il.Ott1J '\:'1J.rni1- 1on.11oi1 \I

i:"\l"l' l .ihrnm .... <. I and I)_ 1 ' -.:, ) 1!.111)11.\):\l)I J_ 1 ·1 1i 1 'S:'t)I 1.or1 J _..;;, J _( !1r1_111w,1 I'! ! .1101.i.lll) ! -S)_IM' 111.11 Jn P:i ':'_il01J_1!11J-'\,=:.', 1u .. •

S2 .fll)tl.OI I) -' ·°'11 .111111 , t "'" • J'.l '-\1 ·1t.: th,111 .;,;,:-\11.UllU.OiH)

\:Jilk' \k11l11J ( ·11Jt,:-. Cj

:n.•t· I. ·oiunm I I

l :t•dl \l:lllL·l ·\ppr 11:.01 I !( ( o.... t 1Kt:JI ! .... 1.11i.. t•11l'. 1 .

. \IBtHlk \'Jim· Ulh1..·1 I "'1uu 1kd \

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FJNANCIAL DISCLOSURE REPORT Name or l'crson l{cpvr1ing

Page 2 of 4' Voorh 'CS, Richard L 5115/20()-l

\'II. INVESTMENTS and TRUSTS .. i11<"(Jffk'.. ··:1luc. t1 111sru1io111(ind11Jc>11».-c of the SflOU<C and J«1><:nJc111 "11ildrcn. ::;,.., J'I'· > -57 ,,, lilin in<lrlll'lio11<.)

,\. II. c. "· ht<"OlllC during Gross \'aluc at end of Tra1L«1ctio1L duri r.:poninl' period

Descrip1io11 of Assets reporting pcrit'lll n:poning period (including oust as.<et. )

(1) (1)(1) (:?) (4) CS)

Place "(X)" a lier each asseJ exen'l't Value Value T)'PC (e.g. Date: Value GainAmount ldcnlityufTypedi,·. fm1111lrior disdosun: {\-de 2 :.i.-11100 buy. sell. l'vfo11th· Code 2 Cndc 1C<lllc I rent. or buycr.'scllcr

(A·I{) int) (.l·I') Code)

(Q-\\'J rgcr.

n:Jc111ltion) Day (.1-1') lA·lll (ifprhatc

tra11. ti1111J

19. Vanguard GNMA Fund D Dividend K T Div reinv J Di,·.

mo r.:irl\'.:slm.:111

20. Vanguard Wellington Fund D Dividend K T J

21. Vanguard Ass1.'I Allocation Fund A Dividend K T J

22. Wachovia. fonn1.-rly First Union Nat. Bank A Interest J T checking & savings acets

2J. Fidelity Cash Rcserv1.-s A Dividend J T buy J

34. b) Dank of America C'orp. '

c) Dell Computer ·'5.

36. d) Gillette Company

l.."; 'l4d-":-°''J,rU"IS .501-55.f J(I = 5.(KlJ .')J 5.(KKI I I11Lcurn.·: l jain C. 1xk·.;: .\ ·-· l.Ol)l)or le;.., H 51.001- :.511(1 J)

monthly

24. Fidelity Equity-Income Fund B Dividend L T Div Reinv J Qt

25. Southern Company A Dividend J T Div Rcinv J

:!h. Mountain FL-deral Credit Union (checking and A Dividend J T Savings acc1s)

27. Rental Property-· Gastllnia, NC' Appraisal 200J D Rent L s Appr.iisal per $68,000. Gaston County

:!ii. Vanguard Prime VMMR Money Mkt Fund A Dividend J T

:!•l. Vanguard lntcm:nion:tl Growth Fund A Di\'id.:nd J T

30. Vanguard Windsor II Fund A DividLTid J T

-'I. Vanguard Morgan Growth Fund A Dividend J T

. 2. Wachovia Sec. IRA rollovcr--lndiv assets: (' Dividend M T

-'-'· :i) John 1-lancock Regional Bank Fund Div Rcinv J Qt

( Cl" ( "uhnnns HI a11J I l-41 I' ' SSIJ.i10J-SJ1X>.011!i c. 'lllfl_l>ll I -5 1 . 1 . Kl. ll(KJ 111 1.000,00l- 5.000.llUO II? \ un: lhan :'.0Ur1.11qu

5•i.nrr1 .)11 1.11110 \1 t110.1.!'f11• .;;:! 1,.1 nr11 \ ill\IL' (. 1\.\lt.'"- '\l:\.hUIJ 1tr ks..; K "\J :'.on1 . .;;,:\o.uno

( L'L' t 'nlumth ( ·1 a11d I)_ I ' ..;., so.i 11J11.)5011.1Jli{' 5:'1)1J.Oi'll- l i1011.0<X1 1'1 'SI. 100.(M) I -S5J•(K).C>OO p ..;,.).(H)11.tJ{1l -,;; ).I 111i 1.! >!JI)

P.i ..;1:-\.ill 1!1.(14•1 · 51iJ.lil{l_l•lt1J I' '\lu1i..: th rn \.:'11.01l(l.l)l.tt)

\ alt11: \ic.;thuJ t "11Jl:, \) -\ppr;1is;1l H Co t IH1.:01I [ talc ( 1111_1,. l :-, < a:--h \ 1arl-.t:1

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EINANCIAL DISCLOSURE REPORT Name of l'crs1111 Rc1w11ing Page 3of4 Voorhees, Richard L 5/15/2004

VIL INVESTMENTS and TRUSTS -- i11C01lk'. \"3IU(', tr:111sra1im1' (i1wl11Jes tlk>..;c or the spouse and J<11'!11Jcnl d1i1Jrcn. SC<' Pf> 3-1- 7 1lf filin:; in'ilrur1io1K)·

,\, u. c. II. l111:0111c during Gross '-alue at end or TrdlL"'Olclions durin rcpo11i11l? p riudDescription or ...ssets

(including tru.<;t assets) rcp11rting pcri<>d rcponini; period

(I) (2) (I) Pl

Ir1101 e cmpt thm1 Ji,;c losurc

(S)· Pbce "(X)" after each HSCI exempt Amounl Type (e.i;. Value Value Tt-pc (e.g. Date:

rmm prior diSt"losure Code I di\'. rent. or Codc2 buy. sell.· Meth,>d Month- ('<'Ck 2 Code 1 buyer/seller (.I-Pl Code) meri,:cr. Day (J-Pl (A-Ill

CQ-\\'J n:Jcmplion) 1r:m3acti1m)

Value Gain ldcnlityof

(A-11) int.). (ifpri\11t\:

37. e) McDonalds Corporation

,· J 38. I) Wal-Mart Stores

JI). g) Worldcom, Inc GA.

40.

.i I .

h) Live Oak MM General Fund

i) Citigroup, Inc .

B Dividend K T buy reinv mo

J

42. j) Family Dollar Stores

-U. k) Lowes Companies, Inc.

I) AOL-Time Wamcr Corp. 44.

45. m) Gener.ii Electric Co.

4<>. n} IBM

47. o) Microsoll

.is. a} Vanguard Windsor II Rollover IRA A Dividend K T

9. b) Vanguard US Growth Rollover IRA A Dividend J T sold

50. c} Vanguard Total Stock Market Index A Dividend J T bought

51. d) Vanguard Wellington Rollover IRA A Dividend K T

52. Vanguard Total Stock Market Index A Dividend J T bought

Touchstone Variable Annuity Dividend K T53.

Touchstone Variable Annuity 13 Dividend K T54.

7/03

7f03

7/03

J A

J A

J A

52501·5 .<Jl.Kl [) S,.<•ll -SI ,.<•}11 1: l .3.t10I -lrn.:rnm: '(j;1in ( 'odc'i: . -\ ji' _l •hOB 0 51.<lill- 2.500

:.:- \1on: than \5.0Hu.t11111- )50.Ml-51<l!l.1Jun ( , - '.'-\00.•)(ll- l .1)00,IJ(M) !II l.llO(i.'J\il-Y;_(HJO.ll<.Jfl IC(Sl.!l' l "uhnrnb Iii ;mJ ll·O

\"ahu.· ( \)J1:s. Sl:'.Ot.tli \1r le-;-; K

I'

'. 15.lln 1-':"0.00U I \)0.0111-) I U!l.f H Iii \I s1u11.001-5:?51..1_n1Jn S251J.••UO-)50 l.()(J(' ( ) )OtJ. Jlil - I .IH.}f1_l)O(l l'I s l.UOIJ.(11} I -SS ,El(U),(>(J( I 1·(Set' l olunm' ( · 1 Jiili i )_;I ..;,;5_(H)1 J_l)Ci\ -} ).!Jt IO_[t(l .i '

5::_,:'.(K_MJ.Otl1-1\511.l.M t(l,I \.10 I' \hu1..: tkm .;ii !)'i(!.Oh)

R ( ·u,1 iRc·JI l:.;1au.· ( 11 11 ) s .\ -.e,,Jlll."llt ( a<h \b1k1 !'.i.

()\ aiu.: \l<:lhuJ ( ·()Jt'..,

\. E..:.tirnah..i!1· l3ur1l \ aiul' J..Jllh.'I \\" ·( t.'l' l "ohnun' · I

I

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FINANCIAL DISCLOSURE RKPORT

Page 4 of 4 Nam..: vf l'crsvn Rc1l{111in

Voorhees, Richard L

I l<ll•· pf Rqliltl

5/15/2()()4

vn. IN'VESTMENTS and TRUSTS ·- in1. 0lllC'. vnluc. tr:msrt11im1:; (im."'luJc dk\SC ortln: srou nd J\."p1.·11Jcnt children. s ... pp. J-1-57 uflilin irharurtiOll:.i.)

A. II.

Income dur•ngDescription of Asscls reporting pcrit>d

(including truSI assets) (I) (2)

Place "(X)" 1fter each asset exempt Amowll TYJIC (e.g. from prior disc losurc Code I di\•. n:nt. or

(A·H) int)

55. Bell South A Dividend

56. Wachovia Corpor.ition A Dividend

57. Bank of Asheville A Dividend

58. BB&T A Dividend

59. Nextel A Dividend

60. Royal Bank of Canada A Dividend

,, I. a) Vanguard Prime Money Mkt Rollover IRA 13 Dividend

(1:?. b) Vanguard Wellington Fund Rollon:r IRA A Dividend

<:.

Gross ,- lue a1 end ,,r n:portin:; period

(I) (2)

Value Value

Code.2 Methc>d (J·Pl Codc3

(Q-W)

J T

J T

J T

J T

J T

J T

L T

K T

ll.

Trctlt.'arlious during n:purting 1)\·rit>i.I

(I) If 1101 exempt frtlm Jisclosure

T)lJC (e.g. Date: Value buy. sell, Momh· ("ode:?

1"!1Cr, D:iy (J-1')n:Jcmpti.,n)

Semi J Annual

sold pan 11112 J

Buy monthly

Buy monthly

(5) Gain lde111i1y,,f C"ode I bu_vcriscllcr (A-Ill (ifprhalc

1r..m:;:Jcti1m>

A non-employee cumpens:llion

A sold part Nov 12 and Dec 24

divid1.i1d rcinwstmcnl

dividend rc\"cntment

.I

hlL·nnK· tjai11 (·odes. tS l" 1 ·u1t11111l' BI :u1J ll41

\aim.· C l'Jl''\.

('.\L'C { olu1nrh ('I a11J IHI

\Jill>..' \ktlloJ {-01.k

- 5 l.1Jll I -:'- 5<J(I

'-,ltl<l.OOl-)l . 01lt'i. o(IO Ill

...;1 s.on1 • ..:.50_11(tr.1 L )51)1J.Ut11 - I .ill.II ,_ql)(t l'I

1'4

Co.:>l 1){ ;.d L tillc (l11h l "

L 5:.501 · SS. IJW IJ 0 >;:'.Ml-51 :'_(N)(> ,\ :-:: l.OO!Jor lcs:; I\

•- I .lilH>.0111- 5.0l)i>.llOO I' •· 5;o_ilill -) l 1J\l.l)/{l ti

550.nnI· I Ull.(XlfiK

51.r.iJ!).(tf) 1- 5.0lMj_! 1011 ( ) :'\\,,I(; th n -;,5t1J 1(t,Ol,11j

I :'.nun llf. lcs.;

" .:.:..:!)(l.I .itO- Sl)ll_!JI M)

p )25.0I 1.00 I - :'ft.OO(t,1)00

112 :\ h •n.· th m b .t11111.0tJ•i

\I SI l>fi.UO 1- U.f)C J{ I

I' ...,:\ _h1j11.0l1 l -' 5. t1. ti .' H+I)

( a'li \lar l·I t) .\ ...._ ....,,ncnrR

Bonk \·alm.· \\ Estin;rn.:J( .">l'l· l 'olumu ( · J L \'

Date of Rcpnrt

511512004

Name of Person Reporting,· FINANCJAL DISCLOSURE REPORT

Voorhees, Richard L

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

-lf-OY I

Name of P.:rson Reporting

Voorhees, Richard L

IX. CERTIFICATION.

Date of Report

S/IS/2004

·FINANGJA.L DISCLOSURE REPORT

I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it et applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sig Date

ALSIFIES OR FAILS TO FILE THI S REPORT MAY BE SUBJECT TO CML AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Admlnistrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL