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© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
Correspondence: Andrew M. Prentice, MRC International Nutrition
Group, Public Health Nutrition Unit, London School of Hygiene
and Tropical Medicine, 49–51 Bedford Square, London, WC1B
3DP, UK. Tel: + 44 207 299 4682; fax: + 44 207 299 4666.
E-mail:[email protected]
BRITISH NUTRITION FOUNDATION ANNUAL LECTURE
Fires of life: the struggles of an ancient metabolism in a modern world
Andrew M. PrenticeMedical Research Council International Nutrition Group, London School of Hygiene and Tropical Medicine, London,UK & Medical Research Council Keneba,The Gambia
Whales, gales and the survival of the fittest
On 23rd February 1821, the captain of the whaleship
Dauphin trained his spyglass on something unusual: a
boat, impossibly small for the open sea, bobbing on the
swells.
Three months earlier, the Nantucket whaling ship
Essex was attacked in the middle of the Pacific by a
giant sperm whale: the eponymous Moby Dick. The
ship was swamped and had to be abandoned by the 22
crewmembers who boarded its three small whaling
boats. Before it sank, they were able to rescue a quan-
tity of bread and hard tack, a barrel of drinking water
and two live Galapagos giant tortoises for each boat.
They then undertook a disastrous voyage of 4 500 nau-
tical miles back to the coast of Chile. After 90 days at
sea only eight survived to tell the horrific tale of star-
vation, cannibalism and thirst.
Nathaniel Philbrick’s recent book In The Heart of theSea uses the diaries of the young cabin boy to recreate
the details of this epic tale of survival, and to argue that
those who survived relied on a combination of charac-
ter, luck and a thrifty metabolism. The evidence for the
thrifty metabolism is tenuous (the survivors were short
and stocky, and the six black crewmembers, who were
likely to have a higher muscle-to-fat ratio, all died first),
but it builds on an idea first proposed almost 40 years
ago by James Neel (1960), from the Department of
Human Genetics at the University of Ann Arbor. Neel
was struck by the relationship between diabetes and
large babies, and argued that both might result from a
‘thrifty genotype rendered detrimental by progress’. He
postulated that the periods of feast and famine that
dominated the first 99% of human life on earth would
have favoured the selection of an ability to lay down
extra adipose tissue during periods of feasting and
13
‘A grain in the balance will determine which individual
shall live and which shall die’
The Origin of SpeciesCharles Darwin
‘. . . the helmsman bought the ship as close as possible to
the derelict craft. Even though their momentum quickly
swept them past it, the brief seconds during which the ship
loomed over the open boat presented a sight that would
stay with the crew the rest of their lives.
First they saw bones – human bones – littering the
thwarts and floorboards, as if the whaleboat were the
seagoing lair of a ferocious, man-eating beast. Then they
saw two men. They were curled up in opposite ends of the
boat, their skin covered with sores, their eyes bulging from
the hollows of their skulls, their beards caked with salt and
blood. They were sucking the marrow from the bones of
their dead shipmates.’
Excerpt from the preface of In the Heart of the SeaNathaniel Philbrick
gorging, and that this survival trait from ancient times
had become worse than redundant in the face of abun-
dant food.
The ‘thrifty gene’ concept was later extended by
Neel’s disciples to account for the extraordinarily high
levels of diabetes in many Polynesians. The Naruan
islanders, displaced from their traditional lifestyle by
phosphate-mining companies that stripped their island
of its thick layers of guano, have world record levels
of obesity and diabetes. In this, they compete with
other Polynesians and with the Pima Indians from
Arizona who have also been displaced from their
traditional lifestyle. It is argued that the founding
members of Narua and other far-flung atolls would
have had to survive perilous sea voyages in which pro-
visions may have run out well before landfall. For the
few that made it, many would have perished on the high
seas. The survivors of those journeys would be those
whose metabolism was best suited to starvation. They
could have started the journey as the fattest members
of the crew, or their metabolism might have been
exceptionally frugal in times of shortage, or both. In
short, they possessed a thrifty gene and passed this
down through a genetic bottleneck of a few founding
members.
The thesis of this lecture is that the ‘thrifty gene’
hypothesis can be extended far beyond the unusual cir-
cumstances of Polynesia, and that the current epidemic
of obesity is partly caused by the fact that we all possess
an ancient metabolism selected to protect us from
starvation, and hence, quite unsuited to our modern
lifestyle. My realisation that the metabolisms of most of
humankind have been honed by famine and starvation
was prompted by two recent experiences.
DNA: a recipe for life the length of 800 bibles
The first of these revelations occurred in our Gambian
laboratory, when I was using some of my own blood to
practise a method for extracting DNA. As the silken
DNA appeared, I marvelled at the fact that these tiny
threads contained a record of the history of my fore-
bears, an indelible record of their struggle for survival.
The DNA that each of us possess is a recipe for our con-
struction; a recipe that has been moulded and altered
through the ages, tested by the harshest of critics and
rejected more often than not, tweaked here and there by
the processes of evolution, adding some ingredients and
removing others before being passed from generation to
generation.
As I wondered at the significance of those minute
14 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
In our modern society, this may not seem so remark-
able. After all, spontaneous abortions are infrequent,
neonatal deaths are relatively rare, and infant deaths are
rarer still. Most of us survive to adulthood and are
fertile, and most could find a mate if we seriously put
our mind to it, but it was not always so. Malnutrition
and disease exerted a stringent test against which only
the fittest survived.
In The Gambia, among the cluster of villages where
we work, the elders have kept records of births and
deaths since 1950. These reveal that, before we intro-
duced comprehensive health and nutrition programmes
in the mid-1970s, fewer than half the children lived
to see their fifth birthday. (The figure, incidentally, is
now well over 90%). This appalling statistic of child
mortality recorded just a few decades ago only gives a
measure of post-natal deaths. Add to it the estimated
50–80% embryo loss soon after conception, the spon-
taneous abortions and stillbirths, and we see that every
adult who ever lived to reproduce in this inhospitable
setting was a success story. They possessed elements of
a formula that set them apart from all their brothers and
‘It may be said that natural selection is daily and hourly
scrutinising, throughout the world, every variation, even
the slightest; rejecting that which is bad, preserving, and
adding up all that is good; silently and insensibly working,
whenever and wherever opportunity offers, at the improve-
ment of each organic being’.
The Origin of Species(Charles Darwin)
threads, I was struck by the realisation that every single
one of our forebears has survived to the age of repro-
duction. By definition, this must be the case, or they
would not be our forebears. Is this a banal statement of
the obvious? Or is it a rather profound thought? Take
a moment to reflect on its implications.
If we only look back as far as the point at which our
evolutionary tree split from our nearest relative, we will
have travelled back over a quarter of a million genera-
tions. In each and every one of these, our forebears sur-
vived from the moment of their conception until they
themselves provided the sperm or egg to start the cycle
again. Sometimes they only survived by the skin of their
teeth, but survive they did. Each of us is the product of
hundreds of thousands of generations of winners; mil-
lions if we extrapolate back through our non-human
ancestors to Darwin’s ‘primordal form into which life
was first breathed’.
Fires of life: an ancient metabolism in a modern world 15
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
sisters who died from hunger and disease, and were able
to pass on a survival kit of robust genetic traits by means
of their DNA.
Crossing vast oceans by canoe
The second revelation occurred in Dunedin at an exhi-
bition of the work of one of New Zealand’s most
famous artists, Charles Goldie. One of Goldie’s best-
known pictures is a large, harrowing canvas entitled
The Arrival of the Maoris in New Zealand. It depicts
the starving voyagers from far Hawaiki at the moment
when, hopeless and desperate, they catch a glimpse of
land through a break in the storm. My first thought was
that this was a perfect pictorial representation of Neel’s
thrifty gene hypothesis, but I was to be disappointed.
The Maoris themselves consider the painting to be
simply a creation of the artist’s mind (and indeed it was
painted by Goldie when at the Académie in Paris, as an
exercise based on Géricault’s Raft of the Medusa in The
Louvre). They argue that there is no record in their oral
history that their forefathers arrived in Aotearoa in such
severe straits. The historian Tahana Pango Wahanui
described it as ‘insulting to the Maori people and their
ancestors’ mastery of the sea’.
Polynesians, we must face up to the fact that there is
little historical support.
My first reaction was to find this thoroughly disap-
pointing; it seemed yet another case of facts spoiling a
nice theory. However, further reflection shows that the
Polynesian story is probably an irrelevant distraction in
what is a much more far-reaching, and hence more im-
portant story, namely, that we all possess metabolisms
that have been moulded by famine. We possess an ancient
metabolism selected to function in quite a different
setting, one that has been fashioned to maximise survival
when the forces of nature or warfare empty the granaries.
Famine: the most pervasive selectivepressure?
In order to persuade you that hunger and famine have
been an ever-present influence on genetic selection, a
most horrible and savage tale must be told; one of
unimaginable miseries regularly punctuating the more
prosperous passages of man’s history. As you sit com-
fortably and replete reading this article, it is worth
taking a moment to reflect fully on the true horror of
the words famine and starvation. Even to most of us
who have never experienced true hunger in our whole
lives, they evoke a shudder of subconscious memory.
‘The lowering sky and dark weary waste of the waters over
which the weather-battered canoe is making its way
conveys the idea of utter loneliness, and brings into sharp
relief the glint of sunshine which shows to the exhausted
watchers in the canoe the first, faint indication of land. But
it is on the barque itself and those in it that the attention
dwells first and last. There is a terrible attraction in these
naked emaciated figures huddled in all different postures
of agony in the canoe. Famine and despair are writ large
over all those scarecrows of human beings. Their ribs may
be counted, showing through the thin covering of flesh,
their limbs are those of skeletons, and there is a world of
terrible meaning in the contortions of their bodies. The
picture is certainly most gruesome.’
Art critic of The New Zealand Graphic describing
Charles F. Goldie’s epic painting The Arrival of theMaoris in New Zealand
So far as we can tell, the Maoris are probably correct
to assert that the ancient Polynesians were masters of
the seas, who could navigate with precision and were
quite capable of sustaining extremely long voyages
without running short of food. However tempting
it is to apply Neel’s thrifty gene concept to today’s
‘I am mourning on my high throne for the vast misfortune,
because the Nile flood in my time has not come for seven
years! Light is the grain; there is a lack of crops and of all
kinds of food. Each man has become a thief to his neigh-
bour. They desire to hasten and cannot walk. The child
cries, the youth creeps along, and the old man; their souls
are bowed down, their legs are bent together and drag
along the ground, and their hands rest in their bosoms. The
counsel of the great ones in the court is but emptiness. Torn
open are the chests of provisions, but instead of contents
there is air. Everything is exhausted.’
The Stella of FamineChiselled into Egyptian rock in the time of
Tcheser about 2000 bc
In an appendix to their two-volume book on TheBiology of Human Starvation, published in 1950, Ancel
Keys and colleagues list the dates of over 400 histori-
cally documented famines. It is difficult to contemplate
the horror of 400 major famines, and yet, they claim
only to have scratched the surface. They assert that their
list must be considered far from complete, particularly
for all parts of the world except the British Isles, North-
western Europe, and the Mediterranean basin. In Asia,
the traditional home of the famines, only India has been
covered by any more than a casual examination of
the historical records. Purely local famines have been
omitted, except in a few cases, when they have involved
notable conditions and have been unusually well docu-
mented. Nor have they included those periods of food
scarcity, which, although attended by great suffering
and elevated mortality, did not produce real famine con-
ditions. Most of the famines caused directly by military
action have also been omitted.
16 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
infectious diseases. These dense populations are initially
sustainable, but in time suffer Malthusian collapses,
brought on by a variety of possible factors. The first
is that they simply outgrow the productive capacity
of the land (a threat which still hangs over the world
today), and that this triggers a breakdown of traditional
farming practices which, in turn, leads to land ruin
and disaster. The second is that climatic change sud-
denly alters the balance of energy supply and demand
with similarly catastrophic effects. Joseph’s interpreta-
tion of the Pharoah’s dream as indicating 7 years of
plenty followed by 7 years of scarcity reflects just such
a scenario: ‘And, behold, there came up out of the river
seven kine, fatfleshed and well favoured; and they fed
in a meadow: and, behold, seven other kine came up
after them, poor and very ill favoured and lean fleshed,
such as I never saw in the land of Egypt for badness:
and the lean and the ill favoured kine did eat up the first
seven fat kine: and when they had eaten them up, it
could not be known that they had eaten them; but
they were still ill favoured as at the beginning.’ And the
seven ears of corn ‘full and good’ were devoured by the
seven bad ears ‘withered, thin, and blasted with the east
wind’.
‘All of Upper Egypt was dying of hunger, to such a degree
that everyone had come to eating his children . . . the entire
country had become like a starved grasshopper . . .’.
Description of famine in Egypt 2180–60 bc in
The Sepulchers of Ankhtifi
Such historical records reveal that famine has been
with mankind throughout the world and from time
immemorial. Famine comes in many forms and for
many reasons. Our hunter–gatherer ancestors were used
to feasts and famines, depending on the seasons, the
movements of animals, and the skill and fortune of the
hunt. They lived in small groups and were prepared
to move long distances when conditions deteriorated.
As such, they were probably relatively immune to the
sort of catastrophic famines that periodically devastate
agrarian populations, but nonetheless, an ability to
rapidly lay down a store of fat when food was plentiful
would have been a beneficial survival trait.
‘If there be a cutting down of the food offerings of the gods,
then a million men perish among mortals, covetousness is
practiced, the entire land is in a fury, and great and small
are on the execution block.’
Middle Kingdom Hymn to the Nile
The catastrophic famines that have wiped out large
proportions of many populations have their origins in
agriculture and in the vagaries of the weather. It was
the agrarian revolution that formed the basis of the
great civilisations of the world, but it was also the agrar-
ian revolution that led to the greatest human catastro-
phes. Farming allowed population density to escalate
rapidly in spite of the retarding effect of mortality from
‘And there was famine in the land:
And Abram went down into Egypt to sojourn there:
For the famine was grievous in all the land’
Abram’s journey into Egypt Genesis 12
In Floods, Famines and Emperors, Professor Brian
Fagan chronicles the effects of climate on the fate of
civilisations. Fagan argues that the downfall of many
great civilisations was caused by climatic changes driven
by the phenomenon of ‘El Niño’; from the Pharoahs of
Egypt to the Moche of Peru, and from the Mayans of
Tikal to the Anasazi of North America. These civilisa-
tions arose in times of plenty when the climate favoured
population growth to beyond the true carrying capacity
of the land. It only took a few years of drought, or a
single storm, to sweep away the topsoil, and starvation
led to an irreparable collapse in population numbers
and the end of the civilisation. Archaeological evidence
indicates that this is a pattern that has occurred again
and again, and historical evidence backs it up. Even the
great Roman Empire was affected at times with reports
of thousands of starving Romans throwing themselves
into the Tiber in 436 bc.
Fires of life: an ancient metabolism in a modern world 17
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
Countries such as India and China have suffered
endemic famine. Researchers in the 1930s discovered
documentary evidence that between 108 bc and 1911
ad there were no fewer than 1828 major famines
in China. Hungry Ghosts by Jesper Becker describes
how a famine culture has been passed down through
Chinese history with advice as to which wild vegetation
can be eaten, what should be sold first to raise money,
and which members of the family should be sacrificed
before others. Cannibalism has been so rife that entire
books have been written about it. When the Han
dynasty was established over 2000 years ago amidst
enormous upheaval, it was recorded that nearly half the
people in the empire died of starvation. This prompted
the founding emperor Gao Zu to issue a proclamation
in 205 bc authorising people to sell or eat their children
if necessary. These gruesome stories are quoted here to
underscore the severity of famine. Reports of cannibal-
ism, especially of children, occur in almost all major
famines.
mother’s empty breast. Today’s junk mail contains an
appeal from Concern labelled ‘8 million still face star-
vation in Ethiopia – Urgent action needed to save lives’.
CNN carries pictures of monsoon flooding in Northeast
India and Bangladesh that has wiped out the rice crops
and made millions homeless. Even in today’s world of
United Nations emergency organisations and relief non-
governmental organisations, the spectre of famine still
haunts the world’s poor.
The examples used above were from ancient writings,
deliberately selected to emphasise that famine has a long
history, but the 20th century has seen some of the most
fearful famines. Many were caused by droughts, floods
or unseasonal frosts. Many more had their origins in
human conflict, political folly, administrative incompe-
tence, greed and corruption.
‘One could scarcely see the water in the Vistasa, entirely
covered as the river was with corpses soaked and swollen
by the water in which they had long been lying. The land
became densely covered with bones in all directions until
it was like one great burial ground, causing terror to all
beings.’
Kashmir in the years 917–18 AD, as related in
Kalhana’s Rajatarangini
China 594 bc:
‘. . . in the city we are exchanging our children and
eating them . . .’
The Siege of the Chong Capital by the Cho Army
Famine in the 20th century
No doubt, some readers will be thinking that this dev-
astation occurs elsewhere both in time and place; that
it has no relevance to today’s wealthy commuter return-
ing home from the metropolis to a good dinner. The
issue of time can be dealt with swiftly. As you read this
sentence, millions of people worldwide are short of food
and hundreds of thousands, perhaps millions depending
on nature’s throw of the dice this week, are starving.
Today’s paper carries a front-page advertisement from
Oxfam with a sorrowfully thin infant clinging to its
‘The causation of famine by unkind nature was by far
the most common until fairly modern times, when man’s
dominance of nature allowed him to assume the role of
creator of his own misery.’
The Biology of Human StarvationAncel Keys
In World War II, starvation conditions appeared in
many parts of the world. Greece suffered between May
1941 and April 1943 when increased mortality and
decreased births depleted the population of Athens and
Piraeus by over 60 000. The total loss for the country
was estimated at 450 000, and many countries fared
much worse. For instance, India rapidly felt the effects
of the Japanese occupation of Burma, Indo-China and
the East Indies, which prevented the export of rice from
these highly productive regions.
Stalin’s Terror Famine 1932–33Intentional genocide of 7 million Ukrainians
‘. . . 20 souls for every letter of this book . . .’
The Harvest of Sorrow Robert Conquest
Russia has suffered appallingly from famines in the
twentieth century. In 1906, 22% of the population was
affected. Five years later, famine affected 25 million, and
1919 marked the start of 5 years of food shortages for
which the US provided $60 000 000 for relief. In World
War II Russia suffered, and again at the break-up of the
Soviet Union, but the worst by far was Stalin’s Terror
Famine of 1932–3. As part of the soviet collectivisation
campaign, the regime unleashed a man-made famine in
Ukraine and the neighbouring Cossack lands. All food
stocks were forcibly requisitioned, a military cordon
prevented food supplies from entering, and the popula-
tion was left to die in a famine organised as a genoci-
dal act of state terrorism.
18 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
the silent emergency of North Korea kept hidden from
western eyes for many years.
The case being made is that famine has been, and
remains, a pervading threat to humanity, and so far I
have not even started to mention Africa, the cradle of
humankind, and the original source of all of our genes.
Africa, a continent that ranges from lush abundance to
the barely habitable regions of the Sahel and the Horn
of Africa. Historical sources from Africa go back less
far but even so, are sufficient to record 14 great famines
in Sudan spanning from 1543 to 1795. Many African
languages contain a broad lexicon of phrases describing
the different levels of hardship. No doubt, it is from
Africa that your most vivid images of famine will be
drawn; from TV news footage of the Biafran War in
Nigeria, of feeding camps in Ethiopia, and of long trails
of gaunt refugees in Sudan.
The Siege of Leningrad
The 900 days
Sept 1941 – Jan 1944
3 million trapped in Leningrad
>>630 000 starved to death.
‘Here lies half the city . . .’
Poet Sergei Davydov’s description of the
Piskarevsky Cemetry
China suffered major famines in 1916 and in 1929,
when 2 million people died in Hunan Province alone.
The Japanese invasion and the subsequent Kuomintang
rule heralded further starvation, with grain prices
increasing 70-fold overnight and inflation rising to
2 870 000% by the end of 1948. Yet, none of these com-
pared with the catastrophic mortality caused by Mao’s
‘Great Leap Forward’ when peasants were forced to
melt their agricultural implements and cooking pots
to make steel. The leadership blamed the cause on
‘unprecedented natural calamities’ and on Russian insis-
tence on the repayment of a large loan, neither of which
was true. Readers of Wild Swans (Chang 1993) may
recall the chapter ‘Capable Women Can Make a Meal
Without Food’. This Maoist slogan was a grotesque
reversal of the ancient Chinese saying ‘No matter how
capable – a woman cannot make a meal without food’.
Jung Chang’s accounts of her parents eating chlorella
grown in their own urine as a cure for famine oedema,
and of executions of traders caught selling the meat of
babies and children as wind-dried rabbit, remind us of
the terrible exigencies necessary to survive under condi-
tions of severe famine.
The Spanish Civil War, the Korean War, the Ameri-
can bombing in Southeast Asia, the war in Kampuchea,
the Khmer Rouge regime of Pol Pot, and many more
examples of our human folly, all created mass hunger
and starvation affecting tens of millions. Even without
the help of warfare, famine has eroded the strength and
numbers of many populations in Asia, from India to
Ci Kworiya – eat calabash
Kumumuwa – the great suffering
El Commando – the commander
Memories of past famines in African oral history
A brief history of famine in Britain . . .
The majority of English family trees, except the most
aristocratic, will soon trace their roots back to simple
peasants vulnerable to food shortages, for that is what
most people were in the Middle Ages. Using Ancel Keys’
(1950) table of famines we can pick at random a gen-
eration of our ancestors and examine the historical
record to see whether they were hungry. Ten generations
back takes us to 1740 when Keys lists ‘England,
2 years’. The next entry for England is 1748. Another
10 generations earlier takes us to 1540, the reign of
Henry VIII. In 1540 there was famine in Sardinia, not
England, but we need only trace our finger down the list
to 1545 to find the first entry for England, then 1549,
1556 (3 years), 1563 (London), 1563 (Britain) and so
on. If we go further back to 1321, sometimes called
the last great famine in England, we will have skated
over a further 15 entries, or roughly one per generation
(Fig. 1).
If 1321 is described as the last great famine, this
implies that there were other great famines previously,
and so there were. The 1321 famine followed worse
famines in 1315–16 and another crop failure in 1319.
The famine was caused by an ecological disaster trig-
gered, as so often, by the fact that the population had
outgrown the carrying capacity of the land. Contempo-
Fires of life: an ancient metabolism in a modern world 19
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
rary records tell us that, amongst other factors, firewood
became so scarce that cow dung, instead of being spread
on the land as manure, was dried on the walls of Peter-
borough as fuel; a practice that can still be seen in
villages from Pakistan to Tibet.
The year 1286 heralded the start of 23 years of
scarcity with true famine in 1289 and 1294. In both
1235 and 1257, it is recorded that over 20 000 people
died of starvation and its attendant disease in London
alone. This was a substantial proportion of the popula-
tion at the time. By 1270, King Henry III wrote an order
to the city coroner demanding that the streets be cleared
more quickly of the corpses of those who had died
from starvation. Travelling further back, the desolation
caused by the Norman Conquest of 1066 started 9 years
of famine in which cannibalism was widely reported.
In 1042, there was a 7-year famine and in 976, the
micla hungor of John of Brompton. As history recedes
towards the Roman invasion we pass over another 22
documented famines in England, many with records of
cannibalism to authenticate the severity. This is about
as far as our historical record goes, but we can only
assume that conditions were at least as bad in the pre-
history of England.
Each of these occurrences was a widespread famine
of sufficient note to enter the historical record. Imagine
how many other crises hit the various counties and
villages, and how many poor families suffered terrible
hardship when conditions were marginal; a hardship of
enduring anguish as their women failed to conceive and
their infants starved to death. A hardship leaving no
mark in history; except perhaps on our genes. A mark
that has suddenly revealed itself as obesity now that
natural famines have been banished from England and
replaced by plenty.
a
Fig. 1(a,b) A small selection of recorded famines in Britain. (Source: AncelKeys et al. The Biology of Human Starvation)
b
‘People ground and chopped many unsuitable things into
bread; such as mash, chaff, bark, buds, nettles, leaves,
hay, straw, peatmoss, nutshells, peastalks, etc. This made
people so weak and their bodies so swollen that innumer-
able people died. Many widows, too, were found dead on
the ground with red hummock grass, seeds which grew in
the fields, and other kinds of grass in their mouth. People
were found dead in the houses, under barns, in the ovens
of bath houses and wherever they had been able to squeeze
in, so that, God knows, there was enough to do getting
them to the graveyard, though the dogs ate many of the
corpses.’
Contemporary report of Swedish famine in 1597
. . . and elsewhere in Europe
This was the history of famine in England alone. A
similar story could be told for any European country.
Indeed, many of the English famines were themselves
part of a wider picture.
Ice cores from Greenland, and glaciation records from
as far afield as Chamonix or the Frans Josef Glacier
on South Island New Zealand tell the story of the
Little Ice Age; 500 years of abnormally cold weather
which ended in the late 19th century. Prior to this, the
Medieval Warm Period had allowed Norwegian farmers
to grow wheat north of Trondheim, Scottish farmers to
grow crops up to 425 metres above sea level, and vines
to flourish at 200 m in Herefordshire. Then, for reasons
that still remain unexplained, the Little Ice Age wrought
havoc around the world. At the climax of the Little
Even the warmer countries of middle and southern
Europe have seen their share of famine. The famine
of 1319 lay right across Europe, being harshest in
Germany, Flanders and France, where cannibalism was
once again rife. Whether from ‘all windes and ill
weather’ or from the ravages of war, many a European
had reason to complain that ‘the hand of God is heavy
upon us’, and on more than one occasion, it changed
the course of history.
20 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
North America: the home of obesity but a stranger
to famine?
North America is one of the only regions to have been
spared mass famine in recent centuries, not withstand-
ing the profound hardship engendered by the Great
Depression. So, how do we reconcile this with the fact
that the United States today leads the world in obesity
statistics? The question needs to be looked at separately
for the indigenous population (the Indians, now few in
number), and for the colonisers and immigrants.
The extraordinary high levels of obesity among the
Pima Indians have already been mentioned. The Pimas
are the descendants of the Hohokam whose culture
centred in the desert lands of southern Arizona and
northern Sonora in 700 AD. They farmed maize, beans,
squash and cotton, and possibly tobacco and amaranth.
By the sedentary period (900–1200 AD), they had devel-
oped canals up to 16 km long to channel the winter run-
off from the Gila River, creating irrigation schemes that
allowed two crops a year. This canal system was modi-
fied and improved over a thousand years, and evidence
of a highly advanced Hohokam culture can be seen at
the excavations in Snaketown. However, by 1400 AD,
many of the Hohokam sites had been abandoned and
the population collapsed, leaving a small number of
founders for today’s Pima tribe. The cause of the col-
lapse is uncertain. Were they wiped out by the fierce
nomadic Apaches, or did a sudden climatic change dry
out the canals and bring famine to the land? Floods,Famines and Emperors argues that it was famine caused
by El Niño that brought these great cultures to their
knees, or at the very least, caused the dispersion that
Ice Age in the mid-1600s, the glacier above Les Bois
advanced by ‘over a musket shot every day, even in
August’. In Europe it was Scotland, Finland, Norway,
Sweden and the Baltic States, countries where the
northern latitude puts them at extra risk of fearsome
winters and failed summers, that suffered most. As
London partied on the frozen Thames, the Scots suf-
fered grievously, with one-third of the upland popula-
tion dying in the years leading up to the union with
England in 1707.
‘Parents killed their children and children killed parents,
and the bodies of executed criminals were eagerly snatched
from the gallows’
Contemporary report from Flanders at the beginning of
The Great Famine in 1319
‘Qu’ils mangent de la brioche’
Marie-Antoinette’s (almost certainly apocryphal)
response to the bread shortages that sparked the French
Revolution
In Citizens – A Chronicle of the French Revolution,
Simon Schama describes how, on 13th July 1788, a hail-
storm burst over much of central France from Rouen as
far south as Toulouse with ‘stones so monstrous they
killed hares and partridge and ripped branches off elm
trees’. In the Île-de-France, where fruit and vegetable
crops were wiped out, farmers wrote, ‘A countryside,
erstwhile ravishing, has been reduced to an arid desert’.
In much of France a drought followed, and that, in turn,
was followed by a winter of a severity the like of which
had not been seen since 1709, when the red Bordeaux
was said to have frozen in Louis XIV’s goblet. Frozen
rivers prevented mills from turning what grain there was
into flour and people were reduced to boiling tree bark
‘The region has been visited by the exterminating angel.
Every scourge has been unloosed. Everywhere I have found
men dead of cold and hunger.’
Mirabeau’s report from a visit to Provence immediately
prior to the French Revolution
to make gruel. The thaw brought further misery by
flooding the fields and pastures of the Loire valley. These
events contributed to the unrest leading up to the storm-
ing of the Bastille by the enraged peasantry, but even the
dearth of 1789, ‘la disette’ as it was known, was only
the little sister of the famine 80 years earlier, in which
roads were littered with starved corpses.
Fires of life: an ancient metabolism in a modern world 21
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
then made them vulnerable to attack. A similar story
could be told about today’s Pecos and Hopi Pueblo
Indians, descended from the great Anasazi culture, the
Papagos from the Hohokam, and the Zuni Pueblo who
retain elements of the Mogollon culture.
As for the Pilgrim Fathers and the many other earlier
settlers from Britain, they would have brought with
them sets of genes that had survived the 151 famines
recorded in Britain between the birth of Christ and the
time that the first of them set sail in the 1600s. The same
argument could be made for immigrants from else-
where; they would bring with them their history faith-
fully chronicled in their DNA. If the inscription on the
Statue of Liberty is anything to go by – ‘Give me your
tired, your poor, Your huddled masses yearning to
breathe free, The wretched refuse of your teeming shore
. . .’ – then it is especially likely that those who had
endured poverty and hunger, and survived it, would
have been concentrated by the attractions of the vast
new land.
Many of America’s early immigrants may have
brought thrifty genes with them. The appalling con-
ditions of the slave caravans from the interior of West
Africa, the misery of the holding centres at Ile de Goré,
and the horrific slave ships of the Middle Passage
with their massive mortality are likely to have selected
out the strongest and fittest; those able to keep walking,
to endure hunger and thirst, to survive disease, and
to avoid being murdered. This transportation would
be just an intermediate step in Darwin’s ‘struggle for
existence’. It followed thousands of years of survival
on the fringes of the Sahara in the African interior,
and was immediately followed by man-made selection,
as the fittest and plumpest slaves fetched the highest
prices and were bought up by the owners of the best
estates, where they might have a better opportunity to
flourish.
And then, we have the Irish. The Irish Potato famine
was one of the most terrible for which detailed docu-
mentation exists. Readers who are interested in the
administrative and political background to a famine
that need not have happened should read Cecil
Woodham-Smith’s excellent account The Great Hunger– Ireland 1845–1849, from which I have drawn much
that follows. For the purposes of our current investiga-
tion, however, the political details are of little relevance.
What matters is whether it is likely that the Great
Hunger created the natural selection of thrifty genes that
may now be penalising the descendants of the mass emi-
gration, and those with whom they mixed their Gaelic
genes in subsequent generations.
The Irish famine was certainly grievous. Famine
oedema was widespread throughout the country.
Commander Caffyn, in his report on Skull wrote that
although three-quarters of the population were skele-
tons, nevertheless, swelling of the limbs was universal.
In Killala, it was reported that people ‘swell up and are
carried off at once’. In Skibbereen, Elihu Burritt saw
men whose bodies were swollen to twice their natural
size still labouring on the public works.
As in all famines, children especially suffered and
faded silently away in vast numbers. Sidney Godolphin
Osborne, later one of Florence Nightingale’s helpers in
the Crimea, visited workhouses and infirmaries and
described the state of the children in details too pitiful
to be repeated here at any length – ‘in the very act of
death still not a tear nor a cry. I have scarcely ever seen
one try to change his or her position . . . two, three or
four in a bed, there they lie and die . . .’.
To any American Irish of today interested in their
genetic makeup, it is who survived that matters, not
who died. It is whether the Irish émigrés who flocked
across the Atlantic carried with them a high concentra-
tion of thrifty genes skimmed from the surface of the
mass of humanity who left their Irish fields. In the spring
of 1846, the first failure of the potato crop produced
a superior sort of emigrant, consisting of well-to-do
persons. Unhappily, the situation was soon to change.
Ships started to bring tenants forced to emigrate by their
landlords, and arriving penniless. It was a trickle that
soon turned into a flood. Unscrupulous ticket brokers
sold passages on unseaworthy vessels that were to
become known as ‘coffin ships’. The Passenger Acts in
force at the time were drafted under the instructions that
‘I ventured through the parish this day to ascertain the
condition of the inhabitants, and, altho’ a man not easily
moved, I confess myself unmanned by the intensity and
extent of the suffering I witnessed especially among the
women and little children, crowds of whom were to be seen
scattered over the turnip fields like a flock of famishing
crows, devouring the raw turnips, mothers half naked,
shivering in the snow and sleet, uttering exclamations of
despair while their children were screaming with hunger.
I am a match for anything else I may meet here, but this
I cannot stand.’
From a letter written on Christmas Eve 1846 by a
Captain Wynne to his superior officer in County Mayo
quoted in Cecil Woodham-Smith’s The Great Hunger –
Ireland 1845–1849
they should not increase the cost of the passage, and
they set lax criteria for space, ventilation, and provi-
sioning. Each passenger was supposed to be supplied
with 7 pounds of provisions per week and 3 quarts of
water per day, but these were rarely met.
After the United States effectively closed its borders,
most ships set sail instead for British North America,
the St Lawrence and Quebec. Here occurred one of the
most terrible disasters in North American history. As the
winter of 1846–47 turned to spring, ‘famine fever’ was
added to starvation among the arriving cargo of human
misery; the famine fever that had caused infinite misery
in Ireland itself had now become ‘ships’ fever’. Famine
fever included two separate diseases, typhus and relaps-
ing fever, both of which were transmitted by lice and
found ideal conditions among the filthy crowded
conditions of the ships’ holds and in human hosts
whose immune systems were suppressed by starvation.
The authorities in Quebec had a quarantine station
on Grosse Isle in the St Lawrence with beds for 150
patients, but soon after the winter ice had receded to let
in the first ships of 1847, Grosse Isle had 695 persons
in hospital and 164 on board ship waiting to be taken
off.
By the end of May, there were thirty-six moored
vessels, all with cases of fever and dysentery, containing
13 000 emigrants. A few days later, the line of ships was
2 miles long and a further 45 000 emigrants at least were
expected. Despite being at sea for weeks without food
or sufficient water, the authorities refused to allow
the ships to unload and sent them no assistance. The
screams for food and water to quench the unbearable
thirst caused by the fever, and the conditions leading to
‘a stream of foul air issuing from the hatches as dense
and as palpable as seen on a foggy day from a dung
heap’, were ignored.
Eventually, the attempt at quarantine was abandoned
and there started a continuous procession of ships to
Grosse Isle where ‘Hundreds were literally flung on the
beach, left amid mud and stones to crawl on the dry
land as they could’. Boat-loads of dead were taken four
times in a day from single vessels.
These deaths are only part of the story. Even before
their arrival, the mortality at sea had been great. The
Larch sailed from Sligo with 440 passengers, of whom
108 died at sea; the Virginius with 476 passengers, of
whom 158 died on the voyage and 106 were landed
sick. The delay of several days before the starving,
thirsty and sick were permitted to disembark from the
marooned ships was fatal for many. The Agnes, for
instance, which had arrived with 427 passengers, had
only 150 alive after the quarantine of 15 days.
22 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
And to any who survived these horrors, equal misery
was to follow. The new immigrants became fugitives as
Quebec, Montreal and Toronto were overrun with the
destitute and starving Irish. Many travelled south ille-
gally. An estimated 37 000 arrived in Boston in 1847
alone to swell the existing population of 114 000. In
New York, 52 946 Irish landed legally to say nothing
of the others who flooded in by land. New York and
Boston largely managed to control the epidemics of
cholera and ship fever that threatened to break out, but
in Canada, the situation was another disaster. After a
summer of epidemics on land, the enfeebled, emaciated
and almost naked Irish – ‘like ghosts not men’ – had to
endure a Canadian winter. These were the unpromising
beginnings that still stain the memory today.
The bare statistics for North America, as best as they
can be estimated, suggest that over a hundred thousand
left Ireland in 1847. By the end of that year, 20 000 had
died in Canada alone and at least 17 000 on the voyage
over. In the ensuing years, most of the Irish had been
reduced to beggars and vagrants and suffered mortality
rates far higher than any other groups.
Boston Census 1841–45: 61.55% of Irish Catholic chil-
dren died under 5 years. The average age of death recorded
in St Augustine’s cemetery was 13.43 years.
‘Children seem literally born to die . . .’
Lemuel Shattuck
Returning to the problem of modern-day obesity, we
must ask what the effects of this terrible tragedy might
have been on the genetic constitution of anyone today
who claims to have Irish blood in them. It is important
to make the point that famine cannot create thrifty
genes in a Lamarkian manner, it would merely select any
that happen to have arisen by chance. Any trait whose
origins were locked into the genetic make-up of an Irish
peasant and which favoured their survival under the ter-
rible conditions of the Great Hunger would tend to be
preserved, and any wasteful traits would be erased from
the genetic blueprint. The filtration effect of the famine
would have been considerable. Final estimates of mor-
tality suggest that a loss of at least two and a half million
people had taken place, amounting to about 25% of
the pre-famine population. To this should be added the
further selection that would have resulted from sup-
pressed fertility and from the appalling child mortality
in the Irish ghettos for many generations after.
Fires of life: an ancient metabolism in a modern world 23
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
This distressing tale of the Great Hunger is just one
small example of the many genetic bottlenecks that may
have been imposed on American ancestors before they
first set eyes on their new found land. It would be foolish
to suggest that the Irish famine alone is the root cause
of American obesity, but the argument can be made
that the affluent Manhattan banker of today, whatever
his antecedents, carries in every nucleus a metabolic
memory of famine and how best to survive it. The
Pilgrim Fathers who set sail in the Mayflower on 16 Sept
1620 create a fitting allegory. They suffered terrible
mortality during the first two winters when their inex-
perience of the new conditions led to almost total crop
failure and the loss of all their seed corn. The feast of
Thanksgiving commemorates the deliverance of the
survivors, but in modern America, a perpetual state
of feasting is bringing new perils to an unaccustomed
metabolism.
In past decades, this rainy season crisis caused a
huge increase in the number of infants with severe
protein–energy malnutrition. Malnutrition and disease
increased the mortality in young children by 6-fold com-
pared to the dry season, and over 50% of them died
before their fifth birthday.
How many of these deaths were caused by hunger?
About half were caused by malaria, which seems to be
no more common in underweight children, but malnu-
trition was almost certainly a contributory factor in the
remainder. Thus, year on year, nature preserved the
favoured individuals; those carrying genetic variations
giving them resistance to malaria or other infections,
and those best able to grow on the frugal rations avail-
able to them. If we assume that in the past one-half of
the children died, and in one-half of these, their death
was related to malnutrition, then this amounts to an
exceptionally powerful selective drive in favour of a
thrifty genotype.
In the middle ages England suffered an annual
‘hungry gap’ whose end was celebrated on the 1st
August with Lammas Day (hlaf-maesse = loaf mass),
and countries at higher latitudes suffered even greater
contrasts between feasts and famine. Similar scenarios
have been occurring year in and year out around the
world.
The Voyage of the Mayflower 1620
From 104 passengers, only 23 left any descendants
‘. . . the fales of their grounds which came first over in the
Mayflower according to their loses were cast . . .’
‘. . . the greatest halfe dyed in the general mortality . . .’
Governor Bradford’s Journal
Seasonal food shortages
The argument made above is that catastrophic famines
have winnowed out unthrifty genes, but there may have
been another selection effect with an even more perva-
sive influence, namely, the seasonal food shortages asso-
ciated with winters (in high latitudes) and dry seasons
(in temperate and tropical zones). Again, the effects of
these can be gleaned from both the historical record and
contemporary observations.
‘In the preservation of favoured individuals and races,
during the constantly-recurrent struggle for existence,
we see the most powerful and ever-acting means of
selection’.
The Origin of SpeciesCharles Darwin
‘Nin I kono faata, I si kumbo, kaatu fo i si naa konko’
(When your stomach is full you should mourn – as it
will soon be empty)
Mandinka proverb from rural Gambia
Seasonality dominates the lives of subsistence farming
communities such as those in The Gambia. With a single
well-defined rainy season, it is only possible to gather
one crop per year. Prior to the gathering of this crop at
the end of the rains, the villagers suffer a ‘hungry season’
as they start to run short of last year’s staples. Both men
and women lose weight in the hungry season; the extent
of which depends on the state of the previous year’s
harvest. In a bad year, the weight loss will be 5 or 6 kg.
This represents about 50% of the body fat of an average
woman. If the new crops were to fail at this stage, the
people would already be half-way to famine. This is
why food emergencies in Africa hit with such savage
rapidity.
24 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
However, there may be other reasons to continue the
search for thrifty genes, as they may provide valuable
insight into other physiological processes, particularly
those related to reproduction and fetal growth.
The human genome contains over 30 000 regions that
are either known genes, or have sequences suggesting
that they are likely to be genes. Simple experiments with
differential display chips indicate that over 6000 of
these are significantly induced by the consumption of a
meal, of which only a small proportion have been
described and from which an even smaller proportion
were previously thought to be involved in energy me-
tabolism. Where do we start searching for the elusive
‘thrifty genes’ in such a haystack? In planning the strat-
egy, it may be helpful to ask which genes are likely to
exert the greatest selective advantage in times of famine.
The answer is almost certainly those that aid concep-
tion and the survival of the fetus.
It is now well known that hunger and thinness in the
mother inhibits conception. Several decades ago Rose
Frisch developed the idea that a decline in conceptions
is a natural response to the energy deficit caused by
hunger, and to the body’s loss of fat. Fat loss drives
down the hormone leptin which, in turn, regulates the
reproductive hormones. Leptin acts as a woman’s
fuel gauge. Low levels send a subconscious message
to the brain that her body is in no fit state to risk
the additional energy drain that would result from
conception.
Frisch’s hypothesis seems to hold up well when tested
against famine. In The Gambia, a graph of the seasonal
frequency of births in the villages we study describes
an elegant wave pattern, with a peak of 305 births per
month in November to January and a trough of 210
births in May and June, a drop of 31%. The low point
comes exactly 9 months after the worst months of the
hungry season.
The Gambian example of hunger-suppressed fertility
has frequently been replicated in the more severe
conditions of true famine. In 1944, the Nazi blockade
of Western Holland caused the Dutch Winter Famine
when energy intake was estimated to be less than
700 kcal/day. In Rotterdam, midwives saw their clien-
tele dwindle from the usual 250 per week to just 85 per
week 9 months after the lowest food rations. The same
was seen in the Siege of Leningrad, where the birthrate
at the State Pediatric Institute dropped steadily from
447 per month in early 1940 to just 13 per month in
late 1942. During the severe famine of 1877 in Madras,
there were only 39 births in the relief camps even though
100 000 people were cared for over many months. In
Hunger is a recurrent theme in 14th century England
according to Piers Ploughman . . .
‘Then hunger leapt at Waster and seized him by the belly,
wringing his guts until the water ran from his eyes. And
he gave the Frenchman such a drubbing that he looked as
lean as a rake for the rest of his life. He pasted them so
soundly that he almost broke their ribs; and if Piers hadn’t
offered hunger a pease-loaf and besought him to leave off,
by now they’d both be pushing up the daisies!’
. . . and there are clear descriptions of the struggle to
survive each hungry season . . .
‘And with these few things we must live till Lammas time,
when I hope to reap a harvest in my fields . . . Then can I
spread you a feast as I’d really like to.’
Piers PloughmanWilliam Langland
On the possible nature of thrifty genes
For almost 2 decades, scientists have been searching for
evidence that obesity may be caused by a thrifty metabo-
lism that allows certain individuals to get by on a lower
energy supply, and hence, to deposit unwanted energy
as fat even though they may be consuming a similar
amount to their neighbour. The search has been largely
fruitless, and in spite of the discovery of new families of
uncoupling proteins that could form the basis of energy-
sparing or energy-profligate mechanisms in muscle and
other tissues, there is little evidence that obese people
have an inherently more efficient way of utilising energy.
Most attention is now focused on genes that may alter
the regulation of appetite and the subsequent metabolic
disposal of the excess energy that is now a daily feature
of modern life. Neel’s hypothesis originally visualised
that it was in this domain that the thrifty gene or genes
were likely to operate, by releasing a greater amount of
insulin that favoured the storage of energy as fat, and
possibly stimulated appetite. In the modern world, the
search for such ‘susceptibility’ genes for obesity has
become almost a contradiction in terms because many
populations display rates of overweight well in excess
of 50% in spite of most people’s best attempts to avoid
weight gain. This is perhaps further evidence in support
of the concept that humans have evolved general mech-
anisms favouring fat storage and that most people carry
such traits. Under these circumstances, the search for
‘unthrifty’ genes might become more profitable as a
means to understanding how our metabolism attempts
to regulate energy balance.
Fires of life: an ancient metabolism in a modern world 25
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
the surrounding regions, the birth rate fell from a usual
value of 29 per 1000 to just 4 per 1000.
A fascinating historical analysis of burials, births and
christenings in Cumberland and Westmorland during
the famines of 1597 and 1623 shows a similar picture
(Figs 2,3). In his book Famine in Tudor and StuartEngland, Andrew Appleby (1978) uses church records
from the parish of Crosthwaite around Keswick to
describe the impact on life and death. Burials increased
5-fold to over 250 per year in each of these famines. In
the first famine, births dropped from 105 to 55, and in
the second from 105 to 35; marriages declined some-
what later. He then analysed what happened in 1646; a
year of bubonic plague. The increase in burials was
similar but there was no decline in births; in fact, there
was a slight rise. The decrease in fertility, he concludes,
was a direct result of the hunger rather than of the stress
associated with a local catastrophe (Figs 2,3).
Thus, any factor that helps a mother conceive during
periods of hunger would put her genes at an advantage
over those of a less fertile woman, and the most obvious
way for this to operate is simply for her to be consid-
erably fatter at the onset of famine; a manifestation of
thrifty genes.
Conception is only the first step to the successful
propagation of genes. A second type of advantage
would accrue if there were genes that assisted the
embryo and fetus to survive even when the mother was
in dire nutritional straits. Figure 4 illustrates the little-
appreciated fact that it is in this pre-natal period that
there is a much greater selective pressure on our genes
than after birth. It shows the average attrition rate for
ova progressing from their unfertilised state to the pro-
duction of another healthy and fecund man or woman.
It shows that the odds of any one ovum successfully pro-
Fig 2 The effects of famine on population dynamics. Extracted from churchrecords in Crosthwaite Parish near Keswick. (Source:Andrew Appleby Faminein Tudor and Stuart England)
Fig 3 The effects of plague on population dynamics. Extracted from churchrecords in Crosthwaite Parish near Keswick. (Source: Andrew Appleby Faminein Tudor and Stuart England)
Fig 4 Natural selection of thrifty reproductive genes. (Data from varioussources)
ducing a grandchild (considered a reasonable proxy of
having achieved reproductive success) is approximately
0.0007–1. Perhaps pregnancy is where we should con-
centrate the search for thrifty genes?
Any mother who has inherited a metabolic trick to
spare energy for her growing fetuses, allowing them to
be bigger at birth, will enhance the prospects for all her
offspring. Any individual fetus that has inherited the
trick of persuading its mother to part with more nutri-
ents even when she is malnourished will enhance its own
survival chances so long as it does not compromise the
mother so much that she cannot breastfeed it after birth.
There is evidence that both of these factors may be at
play.
In comparisons of the metabolic adaptations that
occur in pregnancy in women in England and The
Gambia, we have demonstrated that the Gambian
mothers show a remarkable ability to turn down their
metabolic rate following conception and hence, to
sustain a pregnancy with a minimal increment in energy
needs.
With respect to fetal growth, the originator of the
thrifty gene hypothesis, James Neel, was put on to his
idea by the well-known link between diabetes and birth-
weight; diabetic mothers tend to have overgrown
babies. This was customarily viewed as being a resultof the mother’s diabetes. Instead, Neel reasoned that
both the diabetes and high birthweight might each be a
manifestation of a thrifty gene.
The growth of a fetus is controlled by a host of dif-
ferent genes, each influencing metabolism in different
ways. At the time of writing, four of these have been
shown to have variant forms in humans (polymor-
phisms), which alter birthweight. Interestingly, each is
linked to energy metabolism. The glucokinase gene
affects fetal growth in an intriguing and powerful way,
but the variants are very rare. There is also a mito-
chondrial gene (MT16189) that influences birthweight.
This is interesting because mitochondria (the cell’s
power station) are passed down only from the mother,
but its effects appear not to be very strong. The gene
for a signalling protein (the G-protein b3 subunit) also
influences birthweight and metabolic efficiency, but the
jury is still out regarding its potency.
The most common gene variant so far known to affect
birthweight is the INS VNTR (insulin variable-number-
of-tandem-repeats). David Dunger, John Todd and
colleagues in Cambridge have shown that a common
mutation of INS VNTR increases a baby’s weight,
length and head circumference. It also affects postnatal
growth. They speculate that it represents a thrifty gene
and are studying populations around the world to see
26 Andrew M. Prentice
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
Postscript
As a postscript, I should point out that until research-
ing the material for this lecture I had never considered
myself an advocate of the thrifty gene. I viewed it as a
nebulous and ill-defined concept entirely lacking in any
proof. Having now seen the profound impact that
famine has exerted on the survival of our forebears, and
hence on their metabolism, I am forced to modify this
view, slightly. The thrifty gene remains a nebulous and
ill-defined concept entirely lacking in any proof, but it
has now become a very intriguing one.
Acknowledgements
I am indebted to numerous people for their contribu-
tions to stimulating discussions on the likely role of
famine in human evolution especially Ann Prentice
(MRC Human Nutrition Research), our daughters
Claire and Sarah, Joann McDermid, Liz Poskitt and
Tony McMichael (London School of Hygiene and
Tropical Medicine), David Dunger and Virpi Lummaa
(University of Cambridge), Susan Jebb (MRC Human
Nutrition Research), and Bakary Dibba and Landing
Jarjou (MRC Keneba). Claire Prentice (University of
Oxford) conducted much of the medieval literature
research.
Further reading
Aberth J (2000) From the Brink of the Apocalypse: ConfrontingFamine. War, Plague and Death in the Later Middle Ages Routledge, London.
Appleby A (1978) Famine in Tudor and Stuart England. Liverpool
University Press, Liverpool.
Becker J (1997) Hungry Ghosts. Mao’s Secret Famine Free Press,
New York.
Braun JV, Teklu T & Webb P (1999) Famine in Africa. Causes,Responses and Prevention Johns Hopkins University Press,
Baltimore.
whether it is more heavily represented where hunger has
been a recent phenomenon.
The story is a complex one and far from solved, but
it may provide the first glimpse of a candidate gene to
fulfil Neel’s prediction made almost 40 years ago.
‘The evolution of higher animals directly follows . . . from
the war of nature, from famine and death . . .’
Concluding remarks in Charles Darwin’s
The Origin of Species
Fires of life: an ancient metabolism in a modern world 27
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 13–27
Chang J (1993) Wild Swans Flamingo, London.
Conquest R (1987) The Harvest of Sorrow. Soviet Collectivisationand the Terror-Famine Oxford University Press, Oxford.
Darwin C (1989) (originally 1859) The Origin of SpeciesWordsworth Editions Ltd, London.
Diamond J (1997) Guns, Germs, and Steel: The Fates of HumanSocieties WW Norton, New York.
Drumm M (1998) Famine Trocaire, Dublin.
Fagan B (2000) Floods, Famines and Emperors Pimlico, London.
Frisch RE (1982) Malnutrition and fertility. Science 215: 1272–3.
Harrison ES (2000) The 900 days: The Siege of Leningrad Pan,
London.
Jordan WC (1996) The Great Famine. Northern Europe in theEarly Fourteenth Century. Princeton University Press, Princeton.
Keys AJ, Brozek J, Henschel O, Michelson O & Taylor HL (1950)
The Biology of Human Starvation. University of Minnesota Press,
Minnesota.
King J (1987) The Mayflower Miracle – The Pilgrims’ Own Story ofthe Founding of America David & Charles, Hong Kong. (see also
www.mayflower.org and www.mayflowerfamilies.com).
Lacey R & Danziger D (2000) The Year 1000: What Life Was Likeat the Turn of the First Millenium Abacus, London.
Langland W (1970) (originally 14th century). Piers PloughmanPenguin Books, London.
Neel JV (1960) Diabetes mellitus: a ‘thrifty’ genotype rendered
detrimental by ‘progress’. American Journal of Human Genetics14: 353–62.
O’Connor TH (1997) The Boston Irish Black Bay Books, Boston.
Philbrick N (2000) In the Heart of the Sea HarperCollins, London.
Sen A (1983) Poverty and Famines. An Essay on Entitlement andDeprivation Oxford University Press, Oxford.
Schama S (1989) Citizens: a Chronicle of the French RevolutionPenguin Books, London.
Various (1999) The Great Famine and the Irish Diaspora inAmerica University of Massachusetts, Minnesota.
Various (2000) Obesity (Nature Insight Series). Nature 404: 631–
77.
Woodham-Smith C (1962) The Great Hunger. Ireland 1845–1849Penguin Books, London.
The above are just a fraction of the relevant material. Readers with a
deeper interest can insert the key-word ‘Famine’ in any good univer-
sity library (e.g. www.lib.cam.ac.uk/ Catalogues/OPAC/) or the British
Library (www.bl.uk which requires registration).