28
17_FID_POP_NONCOMP_ALPHA Hdct Date Unit ID Name Officer Title Officer Title Date Role Hire Date Product Group Product Function Major P & L Department Region Department City City Location Program Type Program Descr Program Yr Promotio n LPM Primary Manager LPM Secondary Manager 8/31/2008 FID 10254157 Abajoli,Sebastien Sales Associate 7/20/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2008 Gortazar, Gonzalo 8/31/2008 FID 10233060 Abbas,Tanveer Research Analyst 8/7/2006 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 A CM Associate 2006 8/31/2008 FID 10283628 Abbasi,Amer VP 3/18/2008 Trader 3/18/2008 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 8/31/2008 FID 10270419 Abe,Kenji Research Associate 7/16/2007 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO A CM Associate 2007 8/31/2008 FID 10265224 Abelkop,Julia Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 8/31/2008 FID 10272260 Abernathy,Ricky Trading Associate 4/23/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE2 8/31/2008 FID 10229835 Abiko,Takashi MD 11/16/2004 Desk Manager 11/16/2004 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo Gallo, John F. 8/31/2008 FID 10230932 Abiola,Akinola Abuakar Sales Associate 7/14/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2007 Burgess, Ian S 8/31/2008 FID 10261946 Abou Jaoude,Michael Charles Sales Analyst 12/12/2006 High Grade High Grade Sales Credit 22733 HG Sales Short Term San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Lista, William J. 8/31/2008 FID 10261873 Abrahams,Faye Secretary 12/4/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_04 Meyer, Susan E 8/31/2008 FID 10233669 Abramson,Josh Sales Associate 6/26/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Malone, Daniel 8/31/2008 FID 10282844 Abrol,Ajay SVP 3/3/2008 Trader,Sr 3/3/2008 Global Foreign Exchange Proprietary Trading Trading Liquid Markets 50429 Liquid Mkts Prop Trading SGP Asia SINGAPORE 8/31/2008 FID 10021651 Acerra,Paul C. MD 12/1/2002 Trader,Sr 8/22/1988 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 Taylor, Robert M. 8/31/2008 FID 10204319 Acevedo,Annette VP 12/1/2003 Production Supervisor 11/27/2000 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F 8/31/2008 FID 10272435 Acevedo,Rudy VP 6/25/2007 Marketer 5/15/2005 Commodities Eagle Energy Sales Commodities 53116 Power Sales Americas Houston Houston EAGLE2 8/31/2008 FID 10268963 Ackman,Joshua SVP 3/7/2007 Structurer,Sr 11/29/2005 Collateralized Debt Obligation Grange Securities Trading Credit 48243 CDO Trading Onshore-AUS Asia Sydney Sydney SYDNEYS0 8/31/2008 FID 90004130 Acquistapace,Veronica Secretary 3/26/2001 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Petermann, Rolf 8/31/2008 FID 10203358 Adams,Gary Edward SVP 12/1/2005 Research Analyst,Sr 8/21/2000 Global Rates Derivatives Research Liquid Markets 45793 E Trading (US) Americas New York New York 745_7TH_03 Zhou, Fei 8/31/2008 FID 10234064 Adams,Roy Sales Associate 7/17/2006 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 A CM Associate 2006 Napolitano, Frank A. 8/31/2008 FID 10225302 Addison,Mark Trading Associate 7/14/2005 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 A CM Associate 2007 Pearson, James 8/31/2008 FID 10272436 Adler,David Trading Associate 5/25/2005 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE2 8/31/2008 FID 10234446 Advani,Deepali SVP 12/1/2007 Structurer,Sr 4/26/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 Del Monaco, Eric 8/31/2008 FID 10274399 Afonso,Tereza Passos e Sousa Marques Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10282687 Agarwal,Ankit Trading Analyst 3/17/2008 Global Foreign Exchange Derivatives Trading Liquid Markets 56055 India Derivatives / 24D Asia Mumbai Mumbai MUMBAI5 8/31/2008 FID 10245975 Agarwal,Ashish SVP 12/1/2007 Senior Desk Specialist 9/28/2006 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Bhargava, Devesh 8/31/2008 FID 10288982 Agarwal,Ashish Banking Analyst 7/28/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI4 8/31/2008 FID 10213349 Agarwal,Harsh VP 12/1/2007 Desk Specialist 8/9/2004 High Grade High Grade Trading Credit 20391 AEJ HG Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 Bhargava, Devesh 8/31/2008 FID 90004563 Agarwal,Manish SVP 12/1/2007 Trader,Sr 7/16/2001 Global Rates Governments Trading Liquid Markets 23629 Government And Agency Trading Americas New York New York 745_7TH_03 A CM Associate 2002 King, Mitchell B. Rizzieri, Gerald A. 8/31/2008 FID 10280735 Agarwal,Sammer Sales Associate 1/15/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE 8/31/2008 FID 10254158 Agarwal,Varun Trading Associate 7/20/2006 Commodities Commodities Trading Commodities 52261 Oil Trading Europe London London CANWF_04 A CM Associate 2008 Gkinis, Spyridon Wareborn, Henrik Sven Gunnar 8/31/2008 FID 10282843 Agarwal,Vipul VP 5/26/2008 Trader 5/26/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE 8/31/2008 FID 10251889 Agashe,Bhargav AVP 12/1/2007 Business Associate 7/3/2006 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO 8/31/2008 FID 10266807 Agostinelli,Lorenzo VP 12/1/2007 Salesperson 4/30/2007 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_06 Comon, Etienne 8/31/2008 FID 90003324 Agrawal,Shashank VP 12/1/2004 Trader 9/4/2000 Global Rates Proprietary Trading Trading Liquid Markets 26068 US Rates-FX Prop Trading Americas New York New York 745_7TH_07 A CM Associate 2001 Goyal, Anshuman Amin, Kaushik 8/31/2008 FID 10273478 Agrawal,Vikram Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 Jain, Rahul 8/31/2008 FID 10251057 Ahmed,Zabe Strategy Associate 5/15/2006 Fixed Income Strategy Fixed Income Strategy Administration Administration 42180 Fixed Income Strategy Europe London London CANWF_04 Phelps, Alistair Prestbury Cosaitis, Mark A. 8/31/2008 FID 10025703 Akagi,Toshinari MD 12/1/2005 Desk Manager 4/1/1991 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo 8/31/2008 FID 10260581 Aksan,Daniel VP 12/1/2007 Salesperson 1/2/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B 8/31/2008 FID 10221752 Akyol,Omer MD 3/19/2004 Desk Manager 3/19/2004 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 Bizer, David S. 8/31/2008 FID 10255685 Alaoui Belghiti,Dalal Banking Associate 7/20/2006 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 A CM Associate 2007 8/31/2008 FID 10205127 Albanese,Diane VP 3/18/2002 Deal Mgr 2/20/2001 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Turner, Frank P. 8/31/2008 FID 10272368 Albers,Hans Tim Sales Analyst 7/16/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 8/31/2008 FID 10214244 Alberte,Maria VP 12/1/2006 Salesperson 6/25/2003 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Hogan, Canice B Spieler, Christian 8/31/2008 FID 10201197 Aldeen,Chihiro SVP 12/1/2007 Senior Strategist 3/6/2000 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk 8/31/2008 FID 10248977 Alex,Nelly Secretary 3/20/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Wareborn, Henrik Sven Gunnar Meyer, Susan E 8/31/2008 FID 10202490 Alkilany,Sam VP 12/1/2006 Research Analyst 6/14/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M. 8/31/2008 FID 10213893 Allouch,David VP 12/1/2007 Salesperson 8/9/2004 High Grade High Grade Sales Credit 29239 Credit Sales-Paris/916 Europe Paris Paris PARIS6 A CM Associate 2004 Vanadia, Stephane Patel, Manish M 8/31/2008 FID 10249282 Alloway,Robert SVP 12/1/2007 Trader,Sr 3/13/2006 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Canezin, Rene' J. 8/31/2008 FID 10274380 Almeida,Ana Paula Rocha Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10274387 Almeida,Cátia Lopes Specialist 5/8/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10202269 Almstrom,Keith E. VP 12/1/2006 Salesperson 7/22/2002 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 A CM Associate 2004 Lohan, Richard Scott 8/31/2008 FID 10152777 Altamura,Chiara SVP 12/1/2007 Banker,Sr 4/6/1999 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN A CM Associate 2001 Toscani, Edoardo 8/31/2008 FID 10249116 Alvarado,Marcos VP 12/1/2007 Banker 3/13/2006 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J. 8/31/2008 FID 10259109 Alvarez Jimenez,Fernando SVP 10/12/2006 Trader,Sr 10/12/2006 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_03 Grimeh, Mohammed 8/31/2008 FID 10257186 Amann,Martin David VP 8/21/2006 Salesperson 8/24/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Steck, Antonia Iorio, James L. 8/31/2008 FID 10206661 Amano,Hideki SVP 12/1/2006 Banker,Sr 5/9/2001 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya Gabbay, Mark 8/31/2008 FID 10270794 Amano,Ryoko Structuring Analyst 6/20/2007 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Y CM Senior Analyst 2007 8/31/2008 FID 10221042 Amato,Elena Tchouvasheva VP 12/1/2005 Structurer 2/9/2004 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Gentile, Gregory M. 8/31/2008 FID 10231532 Ambastha,Madhur Research Analyst 2/1/2005 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 A CM Associate 2006 Dynkin, Lev 8/31/2008 FID 10215792 Ambuj,Amit VP 12/1/2007 Trader 8/18/2003 Global Rates Mortgage Pass Through Trading Liquid Markets 27909 Mortgage Options Americas New York New York 745_7TH_03 A CM Associate 2004 Scelsa, John 8/31/2008 FID 10271376 Amdiy,Elmira VP 12/1/2007 Salesperson 6/28/2007 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 8/31/2008 FID 10214065 Amen,Saeed Research Analyst 7/14/2005 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 A CM Associate 2007 Sanciaume, Anne F McCormick, James 8/31/2008 FID 10013225 Amin,Kaushik MD 5/11/1999 Manager,Sr 6/6/1994 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_03 Gelband, Michael 8/31/2008 FID 10252757 Ammar,Nora Sales Associate 4/28/2008 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Riva, Sebastiano 8/31/2008 FID 10250241 Anand,Priyanka Trading Associate 8/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE A CM Associate 2008 8/31/2008 FID 10267055 Anand,Sumit SVP 4/27/2007 Banker,Sr 4/2/2007 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI5 Gabbay, Mark Jotwani, Tarun 8/31/2008 FID 10003347 Anchisi,Sandro MD 12/1/2005 Desk Manager 1/17/1994 High Grade High Grade Sales Credit 52883 Geneva Credit Sales Europe Geneva Geneva GENEVA5 Y Completed Analyst Program Dubois-Pelerin, Vincent P 8/31/2008 FID 10011411 Andersen,Linda M. Administrative Assistant 12/23/1992 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B. 8/31/2008 FID 10266705 Andersen,Sven SVP 12/1/2007 Banker,Sr 6/1/2007 Real Estate Real Estate Origination Real Estate 41132 Real Estate/Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 Mohn, Lars 8/31/2008 FID 10275642 Anderson,Gareth VP 8/8/2007 Salesperson 8/8/2007 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Melbourne MELBOURNE1 8/31/2008 FID 10283268 Anderson,Jennifer Administrative Assistant 3/10/2008 Commodities Eagle Energy Administration Commodities 49307 Eagle Administration Americas Houston Houston EAGLE2 8/31/2008 FID 10284792 Anderson,John T. Trading Associate 4/14/2008 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE2 8/31/2008 FID 10152034 Anderson,Michael H. SVP 12/1/2007 Strategist,Sr 6/14/1999 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 1999 Shah, Ashish C 8/31/2008 FID 10052576 Anderson,Vanessa J. Sr Administrative Assistant 9/4/1984 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON35 Chambers, J Robert 8/31/2008 FID 10201844 Andrade,William E. Sr Business Analyst 6/5/2000 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Shugan, Janine M. 8/31/2008 FID 10238032 Andrews,Miriam Dawn Morrison VP 12/1/2006 Structurer 7/4/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Weir, Louise J 8/31/2008 FID 10028054 Andriola,Rocco F. MD 10/21/1996 Business CAO 11/10/1986 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Archer, Mary P. 8/31/2008 FID 10222975 Aneja,Jasdeep Singh Trading Associate 7/14/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42503 CDO Trading Correlation US Americas New York New York 745_7TH_04 A CM Associate 2006 Lee, James W. 8/31/2008 FID 10274794 Ang,Sok Han Sales Analyst 7/24/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru 8/31/2008 FID 10280764 Angeli,John SVP 1/14/2008 Trader,Sr 1/14/2008 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS0 8/31/2008 FID 10207765 Angius,Silvio MD 12/1/2005 Desk Manager 12/3/2001 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Attia, Amany 8/31/2008 FID 10234066 Anguiano,Maria Banking Associate 8/7/2006 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 A CM Associate 2006 8/31/2008 FID 10226676 Anstey,Joss Sales Associate 7/5/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2006 Burton, Mike 8/31/2008 FID 10213936 Anthony,Michael Trading Associate 2/4/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Cecere, Chris Higgins, Kieran Noel 8/31/2008 FID 10248975 Antoine,Angeline Secretary,Sr 3/6/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Craston, Edmund Anthony 8/31/2008 FID 10279235 Antunes,Jose Attorney 2/7/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10279254 Antunes,Nuno Miguel Simoes Pereira Barata Supervisor 10/29/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10228172 Anugerah,Billy Desk Specialist Associate 8/23/2004 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO Seshasayee, Aadit 8/31/2008 FID 10226400 Anuwar,Sherrina Eveline Structuring Associate 6/21/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Mehr, Amir 8/31/2008 FID 10223475 Apedjinou,Kodjo VP 12/1/2006 Research Analyst 7/19/2004 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 Arora, Amitabh 8/31/2008 FID 10248853 Appel,Christine Banking Analyst 7/16/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y Capital Markets Analyst 2007 8/31/2008 FID 10213876 Applegate,Austin VP 12/1/2007 Research Analyst 8/9/2004 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2004 Miller, Eric B. 8/31/2008 FID 10206898 Arabadjief,Justin H VP 12/1/2006 Trader 7/9/2001 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 A CM Associate 2003 Coleman, Peter E. 8/31/2008 FID 10206732 Ardayfio,David VP 12/1/2004 Banker 7/16/2001 Municipals Public Finance Origination Municipals 26421 Public Finance - Washington Americas Washington Washington K_STREET A Completed Program Green, Ernest G. 8/31/2008 FID 10274378 Areias,Ana Carla da Silva Seguro Sr Accountant 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON 8/31/2008 FID 10262309 Arisawa,Saori Admin Coordinator 12/15/2006 Global Rates Derivatives Trading Liquid Markets 52625 FID DCM Asia/083 Asia Tokyo Tokyo TOKYO 8/31/2008 FID 10272438 Armitage,Christopher VP 6/25/2007 Trader 5/25/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE2 8/31/2008 FID 10049303 Armstrong,Ross C. SVP 5/1/1997 Salesperson,Sr 8/22/1988 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Lista, William J. 8/31/2008 FID 10266788 Arnold,Martin Patrick VP 5/8/2007 Banker 5/8/2007 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Chang, Harry 8/31/2008 FID 10284055 Arnone,Kym S. MD 5/12/2008 Banking Manager 5/12/2008 Municipals Public Finance Origination Municipals 52777 Tobacco FIN Americas New York New York 745_7TH_19 8/31/2008 FID 10064935 Arora,Amitabh MD 12/1/2005 Strategist,Chief 5/17/2004 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 1996 Mattu, Ravi K. 8/31/2008 FID 10234069 Arora,Anshul Sales Associate 7/17/2006 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 A CM Associate 2006 Hobert, David E Iorio, James L. 8/31/2008 FID 10288430 Arora,Harshit Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI4 Y 2008 8/31/2008 FID 10207675 Arouh,Jaime VP 12/1/2006 Trader 9/11/2001 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 Y Completed Analyst Program Garvey, Brendan A. 8/31/2008 FID 10211840 Arya,Nupur Structurer 7/14/2003 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 Schechter, Jason S. Bearelly, Sridhar 1 of 28 LEHMAN BROTHERS * Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10254157 Abajoli,Sebastien Sales Associate 7/20/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2008 Y Gortazar, Gonzalo8/31/2008 FID 10233060 Abbas,Tanveer Research Analyst 8/7/2006 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10283628 Abbasi,Amer VP 3/18/2008 Trader 3/18/2008 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_078/31/2008 FID 10270419 Abe,Kenji Research Associate 7/16/2007 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO A CM Associate 2007 N8/31/2008 FID 10265224 Abelkop,Julia Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10272260 Abernathy,Ricky Trading Associate 4/23/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10229835 Abiko,Takashi MD 11/16/2004 Desk Manager 11/16/2004 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo Gallo, John F.8/31/2008 FID 10230932 Abiola,Akinola Abuakar Sales Associate 7/14/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2007 Y Burgess, Ian S8/31/2008 FID 10261946 Abou Jaoude,Michael Charles Sales Analyst 12/12/2006 High Grade High Grade Sales Credit 22733 HG Sales Short Term San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Lista, William J.8/31/2008 FID 10261873 Abrahams,Faye Secretary 12/4/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_04 Meyer, Susan E8/31/2008 FID 10233669 Abramson,Josh Sales Associate 6/26/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y Malone, Daniel8/31/2008 FID 10282844 Abrol,Ajay SVP 3/3/2008 Trader,Sr 3/3/2008 Global Foreign Exchange Proprietary Trading Trading Liquid Markets 50429 Liquid Mkts Prop Trading SGP Asia SINGAPORE8/31/2008 FID 10021651 Acerra,Paul C. MD 12/1/2002 Trader,Sr 8/22/1988 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 Taylor, Robert M.8/31/2008 FID 10204319 Acevedo,Annette VP 12/1/2003 Production Supervisor 11/27/2000 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 10272435 Acevedo,Rudy VP 6/25/2007 Marketer 5/15/2005 Commodities Eagle Energy Sales Commodities 53116 Power Sales Americas Houston Houston EAGLE28/31/2008 FID 10268963 Ackman,Joshua SVP 3/7/2007 Structurer,Sr 11/29/2005 Collateralized Debt Obligation Grange Securities Trading Credit 48243 CDO Trading Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 90004130 Acquistapace,Veronica Secretary 3/26/2001 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Petermann, Rolf8/31/2008 FID 10203358 Adams,Gary Edward SVP 12/1/2005 Research Analyst,Sr 8/21/2000 Global Rates Derivatives Research Liquid Markets 45793 E Trading (US) Americas New York New York 745_7TH_03 Zhou, Fei8/31/2008 FID 10234064 Adams,Roy Sales Associate 7/17/2006 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 A CM Associate 2006 N Napolitano, Frank A.8/31/2008 FID 10225302 Addison,Mark Trading Associate 7/14/2005 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 A CM Associate 2007 Y Pearson, James8/31/2008 FID 10272436 Adler,David Trading Associate 5/25/2005 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10234446 Advani,Deepali SVP 12/1/2007 Structurer,Sr 4/26/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 Del Monaco, Eric8/31/2008 FID 10274399 Afonso,Tereza Passos e Sousa Marques Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10282687 Agarwal,Ankit Trading Analyst 3/17/2008 Global Foreign Exchange Derivatives Trading Liquid Markets 56055 India Derivatives / 24D Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10245975 Agarwal,Ashish SVP 12/1/2007 Senior Desk Specialist 9/28/2006 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Bhargava, Devesh8/31/2008 FID 10288982 Agarwal,Ashish Banking Analyst 7/28/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI48/31/2008 FID 10213349 Agarwal,Harsh VP 12/1/2007 Desk Specialist 8/9/2004 High Grade High Grade Trading Credit 20391 AEJ HG Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 Y Bhargava, Devesh8/31/2008 FID 90004563 Agarwal,Manish SVP 12/1/2007 Trader,Sr 7/16/2001 Global Rates Governments Trading Liquid Markets 23629 Government And Agency Trading Americas New York New York 745_7TH_03 A CM Associate 2002 Y King, Mitchell B. Rizzieri, Gerald A.8/31/2008 FID 10280735 Agarwal,Sammer Sales Associate 1/15/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE8/31/2008 FID 10254158 Agarwal,Varun Trading Associate 7/20/2006 Commodities Commodities Trading Commodities 52261 Oil Trading Europe London London CANWF_04 A CM Associate 2008 Y Gkinis, Spyridon Wareborn, Henrik Sven Gunnar8/31/2008 FID 10282843 Agarwal,Vipul VP 5/26/2008 Trader 5/26/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE8/31/2008 FID 10251889 Agashe,Bhargav AVP 12/1/2007 Business Associate 7/3/2006 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO8/31/2008 FID 10266807 Agostinelli,Lorenzo VP 12/1/2007 Salesperson 4/30/2007 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_06 Comon, Etienne8/31/2008 FID 90003324 Agrawal,Shashank VP 12/1/2004 Trader 9/4/2000 Global Rates Proprietary Trading Trading Liquid Markets 26068 US Rates-FX Prop Trading Americas New York New York 745_7TH_07 A CM Associate 2001 Y Goyal, Anshuman Amin, Kaushik8/31/2008 FID 10273478 Agrawal,Vikram Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10251057 Ahmed,Zabe Strategy Associate 5/15/2006 Fixed Income Strategy Fixed Income Strategy Administration Administration 42180 Fixed Income Strategy Europe London London CANWF_04 Phelps, Alistair Prestbury Cosaitis, Mark A.8/31/2008 FID 10025703 Akagi,Toshinari MD 12/1/2005 Desk Manager 4/1/1991 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo8/31/2008 FID 10260581 Aksan,Daniel VP 12/1/2007 Salesperson 1/2/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10221752 Akyol,Omer MD 3/19/2004 Desk Manager 3/19/2004 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 Bizer, David S.8/31/2008 FID 10255685 Alaoui Belghiti,Dalal Banking Associate 7/20/2006 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 A CM Associate 2007 Y8/31/2008 FID 10205127 Albanese,Diane VP 3/18/2002 Deal Mgr 2/20/2001 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Turner, Frank P.8/31/2008 FID 10272368 Albers,Hans Tim Sales Analyst 7/16/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10214244 Alberte,Maria VP 12/1/2006 Salesperson 6/25/2003 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Hogan, Canice B Spieler, Christian8/31/2008 FID 10201197 Aldeen,Chihiro SVP 12/1/2007 Senior Strategist 3/6/2000 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10248977 Alex,Nelly Secretary 3/20/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Wareborn, Henrik Sven Gunnar Meyer, Susan E8/31/2008 FID 10202490 Alkilany,Sam VP 12/1/2006 Research Analyst 6/14/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10213893 Allouch,David VP 12/1/2007 Salesperson 8/9/2004 High Grade High Grade Sales Credit 29239 Credit Sales-Paris/916 Europe Paris Paris PARIS6 A CM Associate 2004 N Vanadia, Stephane Patel, Manish M8/31/2008 FID 10249282 Alloway,Robert SVP 12/1/2007 Trader,Sr 3/13/2006 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Canezin, Rene' J.8/31/2008 FID 10274380 Almeida,Ana Paula Rocha Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274387 Almeida,Cátia Lopes Specialist 5/8/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10202269 Almstrom,Keith E. VP 12/1/2006 Salesperson 7/22/2002 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 A CM Associate 2004 Y Lohan, Richard Scott8/31/2008 FID 10152777 Altamura,Chiara SVP 12/1/2007 Banker,Sr 4/6/1999 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN A CM Associate 2001 Y Toscani, Edoardo8/31/2008 FID 10249116 Alvarado,Marcos VP 12/1/2007 Banker 3/13/2006 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10259109 Alvarez Jimenez,Fernando SVP 10/12/2006 Trader,Sr 10/12/2006 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_03 Grimeh, Mohammed8/31/2008 FID 10257186 Amann,Martin David VP 8/21/2006 Salesperson 8/24/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Steck, Antonia Iorio, James L.8/31/2008 FID 10206661 Amano,Hideki SVP 12/1/2006 Banker,Sr 5/9/2001 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya Gabbay, Mark8/31/2008 FID 10270794 Amano,Ryoko Structuring Analyst 6/20/2007 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Y CM Senior Analyst 2007 N8/31/2008 FID 10221042 Amato,Elena Tchouvasheva VP 12/1/2005 Structurer 2/9/2004 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Gentile, Gregory M.8/31/2008 FID 10231532 Ambastha,Madhur Research Analyst 2/1/2005 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 A CM Associate 2006 Y Dynkin, Lev8/31/2008 FID 10215792 Ambuj,Amit VP 12/1/2007 Trader 8/18/2003 Global Rates Mortgage Pass Through Trading Liquid Markets 27909 Mortgage Options Americas New York New York 745_7TH_03 A CM Associate 2004 Y Scelsa, John8/31/2008 FID 10271376 Amdiy,Elmira VP 12/1/2007 Salesperson 6/28/2007 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_048/31/2008 FID 10214065 Amen,Saeed Research Analyst 7/14/2005 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 A CM Associate 2007 Y Sanciaume, Anne F McCormick, James8/31/2008 FID 10013225 Amin,Kaushik MD 5/11/1999 Manager,Sr 6/6/1994 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_03 Gelband, Michael8/31/2008 FID 10252757 Ammar,Nora Sales Associate 4/28/2008 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Riva, Sebastiano8/31/2008 FID 10250241 Anand,Priyanka Trading Associate 8/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE A CM Associate 2008 Y8/31/2008 FID 10267055 Anand,Sumit SVP 4/27/2007 Banker,Sr 4/2/2007 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI5 Gabbay, Mark Jotwani, Tarun8/31/2008 FID 10003347 Anchisi,Sandro MD 12/1/2005 Desk Manager 1/17/1994 High Grade High Grade Sales Credit 52883 Geneva Credit Sales Europe Geneva Geneva GENEVA5 Y Completed Analyst Program N Dubois-Pelerin, Vincent P8/31/2008 FID 10011411 Andersen,Linda M. Administrative Assistant 12/23/1992 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10266705 Andersen,Sven SVP 12/1/2007 Banker,Sr 6/1/2007 Real Estate Real Estate Origination Real Estate 41132 Real Estate/Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 Mohn, Lars8/31/2008 FID 10275642 Anderson,Gareth VP 8/8/2007 Salesperson 8/8/2007 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Melbourne MELBOURNE18/31/2008 FID 10283268 Anderson,Jennifer Administrative Assistant 3/10/2008 Commodities Eagle Energy Administration Commodities 49307 Eagle Administration Americas Houston Houston EAGLE28/31/2008 FID 10284792 Anderson,John T. Trading Associate 4/14/2008 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10152034 Anderson,Michael H. SVP 12/1/2007 Strategist,Sr 6/14/1999 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 1999 N Shah, Ashish C8/31/2008 FID 10052576 Anderson,Vanessa J. Sr Administrative Assistant 9/4/1984 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON35 Chambers, J Robert8/31/2008 FID 10201844 Andrade,William E. Sr Business Analyst 6/5/2000 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Shugan, Janine M.8/31/2008 FID 10238032 Andrews,Miriam Dawn Morrison VP 12/1/2006 Structurer 7/4/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Weir, Louise J8/31/2008 FID 10028054 Andriola,Rocco F. MD 10/21/1996 Business CAO 11/10/1986 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Archer, Mary P.8/31/2008 FID 10222975 Aneja,Jasdeep Singh Trading Associate 7/14/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42503 CDO Trading Correlation US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Lee, James W.8/31/2008 FID 10274794 Ang,Sok Han Sales Analyst 7/24/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru8/31/2008 FID 10280764 Angeli,John SVP 1/14/2008 Trader,Sr 1/14/2008 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10207765 Angius,Silvio MD 12/1/2005 Desk Manager 12/3/2001 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Attia, Amany8/31/2008 FID 10234066 Anguiano,Maria Banking Associate 8/7/2006 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 A CM Associate 2006 N8/31/2008 FID 10226676 Anstey,Joss Sales Associate 7/5/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2006 Y Burton, Mike8/31/2008 FID 10213936 Anthony,Michael Trading Associate 2/4/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Cecere, Chris Higgins, Kieran Noel8/31/2008 FID 10248975 Antoine,Angeline Secretary,Sr 3/6/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Craston, Edmund Anthony8/31/2008 FID 10279235 Antunes,Jose Attorney 2/7/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10279254 Antunes,Nuno Miguel Simoes Pereira Barata Supervisor 10/29/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10228172 Anugerah,Billy Desk Specialist Associate 8/23/2004 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO Seshasayee, Aadit8/31/2008 FID 10226400 Anuwar,Sherrina Eveline Structuring Associate 6/21/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Mehr, Amir8/31/2008 FID 10223475 Apedjinou,Kodjo VP 12/1/2006 Research Analyst 7/19/2004 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 N Arora, Amitabh8/31/2008 FID 10248853 Appel,Christine Banking Analyst 7/16/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y Capital Markets Analyst 2007 N8/31/2008 FID 10213876 Applegate,Austin VP 12/1/2007 Research Analyst 8/9/2004 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2004 N Miller, Eric B.8/31/2008 FID 10206898 Arabadjief,Justin H VP 12/1/2006 Trader 7/9/2001 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 A CM Associate 2003 Y Coleman, Peter E.8/31/2008 FID 10206732 Ardayfio,David VP 12/1/2004 Banker 7/16/2001 Municipals Public Finance Origination Municipals 26421 Public Finance - Washington Americas Washington Washington K_STREET A Completed Program N Green, Ernest G.8/31/2008 FID 10274378 Areias,Ana Carla da Silva Seguro Sr Accountant 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10262309 Arisawa,Saori Admin Coordinator 12/15/2006 Global Rates Derivatives Trading Liquid Markets 52625 FID DCM Asia/083 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10272438 Armitage,Christopher VP 6/25/2007 Trader 5/25/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10049303 Armstrong,Ross C. SVP 5/1/1997 Salesperson,Sr 8/22/1988 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Lista, William J.8/31/2008 FID 10266788 Arnold,Martin Patrick VP 5/8/2007 Banker 5/8/2007 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Chang, Harry8/31/2008 FID 10284055 Arnone,Kym S. MD 5/12/2008 Banking Manager 5/12/2008 Municipals Public Finance Origination Municipals 52777 Tobacco FIN Americas New York New York 745_7TH_198/31/2008 FID 10064935 Arora,Amitabh MD 12/1/2005 Strategist,Chief 5/17/2004 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 1996 N Mattu, Ravi K.8/31/2008 FID 10234069 Arora,Anshul Sales Associate 7/17/2006 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 A CM Associate 2006 N Hobert, David E Iorio, James L.8/31/2008 FID 10288430 Arora,Harshit Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10207675 Arouh,Jaime VP 12/1/2006 Trader 9/11/2001 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 Y Completed Analyst Program N Garvey, Brendan A.8/31/2008 FID 10211840 Arya,Nupur Structurer 7/14/2003 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 Y Schechter, Jason S. Bearelly, Sridhar

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10270564 Ash,Richard MD 5/1/2007 Banking Manager 5/1/2007 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10201422 Ashmun,Robert G. MD 12/1/2006 Banking Manager 4/6/2000 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10039005 Asselstine,James K MD 9/13/1995 Research Analyst,Sr 8/4/2008 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Guarnieri, Michael P.8/31/2008 FID 90003945 Assi,Georges MD 12/1/2005 Desk Manager 1/15/2001 Senior Management Senior Management Senior Management Senior Management 24499 Fixed Income Administration Europe London London CANWF_04 Kirk, Alex Morton, Andrew8/31/2008 FID 10231317 Aston,John Robert VP 12/1/2007 Research Quant Analyst 8/8/2005 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_04 A CM Associate 2005 N Dowling, Ronan E.8/31/2008 FID 10260704 Atay,Mehmet Tuna Banking Analyst 11/6/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Miller, Deborah Hansell, Peter8/31/2008 FID 90004542 Atkinson,Paul A VP 12/1/2006 Structurer 7/16/2001 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 A CM Associate 2003 Y Chen, Shu-Wie8/31/2008 FID 10254160 Attard Montalto,Peter Research Analyst 7/20/2006 Global Foreign Exchange Emerging Markets Research Liquid Markets 43235 Emg Jv Economics Eur Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10034245 Attia,Amany MD 1/12/2001 Manager,Sr 4/25/1994 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Morton, Andrew Sherr, David N.8/31/2008 FID 10202461 Au,Antares VP 12/1/2007 Desk Specialist 5/2/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10053792 Augustine,John H. MD 5/1/1997 Banking Manager 11/2/1987 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10252157 Ayres,Bradley Trading Associate 7/6/2007 Global Rates Derivatives Trading Liquid Markets 42132 Exotics Trading Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10264061 Azoulay,Fabien Research Analyst 3/5/2007 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 27679 CDO Research US Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10152984 Azuma,Masako Strategy Associate 8/1/1999 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Horimoto, Masayo8/31/2008 FID 10234071 Bachstetter,David Banking Associate 8/7/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2006 N8/31/2008 FID 10275066 Baebler,Bryan Trading Analyst 7/23/2007 Municipals Municipals Trading Municipals 00111 Municipals NY Americas New York New York 745_7TH_07 Murphy, Francis E.8/31/2008 FID 10213863 Baer,Tim VP 12/1/2006 Trader 6/1/2004 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 A CM Associate 2004 N Gewirtz, Scott8/31/2008 FID 10246297 Baffour-Awuah,Candy Research Analyst 6/26/2006 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 A CM Associate 2008 Y Phillips, Lee S8/31/2008 FID 10213375 Bagdonas,Brian AVP 12/1/2006 Sales Assistant 4/1/2003 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 90004566 Bagree,Aditya V SVP 12/1/2007 Trader,Sr 7/16/2001 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 52607 India CM Structured Products Asia Mumbai Mumbai MUMBAI5 A CM Associate 2002 Y Vaish, Pankaj8/31/2008 FID 10253200 Baharestani,David Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10215807 Baheti,Prasun VP 12/1/2006 Trader 8/18/2003 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42503 CDO Trading Correlation US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Lee, James W.8/31/2008 FID 10152420 Bailey,Blake E. VP 12/1/2006 Salesperson 7/10/2000 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 A CM Associate 2002 Y Lista, William J.8/31/2008 FID 10253687 Bailey,Brian VP 12/1/2007 Research Analyst 6/5/2006 Research LehmanLive Research Research 40977 LehmanLive Marketing Americas New York New York 745_7TH_03 Mahn, James8/31/2008 FID 10238880 Bailey,Yann Banking Analyst 5/1/2006 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO Y IBD Analyst 2006 N8/31/2008 FID 10274095 Baillie,Sonia VP 8/20/2007 Desk Specialist 8/20/2007 High Grade Grange Securities Trading Credit 48716 Aus Credit Desk Analyst Asia Sydney Sydney SYDNEYS08/31/2008 FID 10250869 Baily,Walter Toshi SVP 4/17/2006 Research Analyst,Sr 4/17/2006 Research Generalist Research Research 29051 FID Research Mgt Asia Asia Tokyo Tokyo TOKYO He, Hua8/31/2008 FID 10233671 Baine,Julia Banking Associate 6/26/2006 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10038692 Bak,Ji SVP 1/12/2001 Banker,Sr 9/14/1994 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A Completed Program N Augustine, John H. Killian, Gary M.8/31/2008 FID 10206881 Baker,Tobias J VP 12/1/2005 Trader 7/9/2001 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 A CM Associate 2002 Y Tudor, Jason Amin, Kaushik8/31/2008 FID 10212669 Balakrishnan,Srivaths VP 12/1/2006 Research Analyst 8/19/2002 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 A CM Associate 2003 Y Naik, Vasanttilak8/31/2008 FID 10270168 Balasubramanian,Dharrini Research Analyst,Jr 7/4/2007 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10251705 Balasubramanian,Ravi Trading Analyst 7/6/2007 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10230948 Baldessarini,Michele Sales Associate 7/14/2005 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2007 Y Treggiari, Vincenzo Hogan, Canice B8/31/2008 FID 10261549 Balje,Ramon Laurens MD 12/1/2007 Desk Manager 2/5/2007 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_04 Bizer, David S. Ricci, Raffaele8/31/2008 FID 90002812 Ball,Martin SVP 5/2/2000 Salesperson,Sr 5/2/2000 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10284287 Bam,Olivia VP 4/28/2008 Salesperson 4/28/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_038/31/2008 FID 10267812 Banfield,Simon SVP 12/1/2007 Salesperson,Sr 6/25/2007 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Dubois-Pelerin, Vincent P Dhown, Rajiv8/31/2008 FID 10212890 Banham,Katharine Sr Editor 12/3/2002 Research Generalist Research Research 42159 Research-Publications Grp/56 Europe London London CANWF_03 Monchi, Valerie F Llewellyn, John E8/31/2008 FID 10285716 Bansal,Rohit Structuring Analyst 5/2/2008 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI68/31/2008 FID 10249509 Baptiste,Ronnie Administrative Assistant 3/20/2006 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Picallo, Albert8/31/2008 FID 10215286 Barclay,David Jonathan Research Analyst 7/20/2006 Commodities Commodities Research Commodities 50956 Commodities Research Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10065600 Barek,Scott W. SVP 12/1/2006 Trader,Sr 8/5/1996 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42504 CDO Trading SCP US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Weaver, Charles M. Shetty, Romita8/31/2008 FID 10044605 Barker,Jeff K. SVP 4/6/2000 Salesperson,Sr 4/6/2000 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10286086 Barker,Katie S. VP 5/12/2008 Salesperson 5/12/2008 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_078/31/2008 FID 10227579 Barnett,Matthew Lewis SVP 12/1/2007 Trader,Sr 8/2/2004 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B Whiteside, Grant M.8/31/2008 FID 10268315 Barocas,Laurent SVP 12/1/2007 Research Analyst,Sr 5/14/2007 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S8/31/2008 FID 10267612 Baronio,Ileana Secretary 4/2/2007 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Paparella, Gianfranco8/31/2008 FID 10214159 Barrera,Ana VP 12/1/2006 Structurer 8/9/2004 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 A CM Associate 2004 N Shah, Harsh S. Rogers, Jonathan M8/31/2008 FID 10215295 Barretto,Anna Christina Strategy Associate 7/14/2003 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_03 A CM Associate 2005 Y Hitzmann, Michael C.8/31/2008 FID 10256962 Barron-Duncan,Rachael Administrative Assistant 8/7/2006 Research Generalist Research Research 23987 FID Research Management Americas New York New York 745_7TH_03 Mattu, Ravi K.8/31/2008 FID 10250615 Barros,Rui Manuel Laranjeira VP 12/1/2007 Banker 4/24/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Weir, Louise J8/31/2008 FID 10070639 Barsanti,Anthony J. SVP 12/1/2002 Risk Specialist,Sr 2/22/2000 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10233673 Barzideh,Daniel Trading Associate 6/26/2006 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2008 Y Canezin, Rene' J.8/31/2008 FID 10275501 Bass,Jesse VP 7/31/2007 Trader 7/31/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 Damodaran, Kumaran8/31/2008 FID 10216275 Bassett,Michelle Secretary,Executive 9/1/2003 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_04 Bizer, David S. Meyer, Susan E8/31/2008 FID 10252158 Batyrbekov,Kuanysh Trading Analyst 7/6/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10238267 Bauer,Alexander Sales Associate 6/6/2005 High Grade High Grade Sales Credit 22734 HG Sales Credit San Fran Americas San Francisco San Francisco 555CALIF30 A CM Associate 2005 N Degen, Paul F. Mattimore, Thomas S.8/31/2008 FID 10206901 Baumann,Morgan C SVP 12/1/2007 Desk Manager 7/9/2001 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 A CM Associate 2003 Y King, Mitchell B.8/31/2008 FID 10213562 Bawlf,Patrick C SVP 12/1/2007 Research Analyst,Sr 4/28/2003 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 Volini, Pierluigi8/31/2008 FID 10252422 Baytin,Alexander Research Analyst 7/19/2006 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 A CM Associate 2006 N Zhou, Fei8/31/2008 FID 90001890 Bazzocchi,Giulia VP 3/18/2002 Salesperson 5/17/1999 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 46754 CDO Sales Milan/923 Europe Milan Milan MILAN Potsios, Andrea M Dubois-Pelerin, Vincent P8/31/2008 FID 10213660 Beatty,Jay Business Associate 7/12/2004 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 745_7TH_03 A CM Associate 2006 Y Ross, Blayne8/31/2008 FID 90004048 Beauchesne,Virginie VP 12/1/2005 Salesperson 3/1/2001 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 A CM Associate 2002 Y Hogan, Canice B Pourcelet, Nicolas8/31/2008 FID 90004485 Bedi,Akhil VP 12/1/2006 Structurer 12/2/2002 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Y Completed Analyst Program N Mehr, Amir Dziadzio, John E.8/31/2008 FID 10255879 Beer,Omri Trading Associate 7/31/2006 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO Siegmund, Thomas8/31/2008 FID 10206161 Beggans,Brian VP 12/1/2006 Salesperson 7/22/2002 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A CM Associate 2004 Y Degen, Paul F.8/31/2008 FID 10252159 Begim,Ainur Deal Mgmt Analyst 7/6/2007 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10268531 Bellaj,Toufik Research Analyst,Jr 5/21/2007 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO8/31/2008 FID 10212312 Bello,Angelo A. Strategy Associate 7/3/2002 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_16 Y Completed Analyst Program N Mandelblatt, Gary8/31/2008 FID 10223477 Ben Dor,Arik VP 12/1/2006 Research Analyst 7/12/2004 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 A CM Associate 2004 N Dynkin, Lev8/31/2008 FID 10223445 Benchetrit,Delphine SVP 12/1/2005 Banker,Sr 4/13/2004 Real Estate Real Estate Origination Real Estate 40253 CMBS-EUROPE/916 Europe Paris Paris PARIS6 Blakemore, James C.8/31/2008 FID 10063792 Benguezzou,Leila Sr Admin Coordinator 1/2/1996 Sales Generalist Sales Sales 29242 Geo Generalists Sales-Paris/91 Europe Paris Paris PARIS6 Pourcelet, Nicolas Meyer, Susan E8/31/2008 FID 10274245 Beniwal,Neena Structuring Analyst 7/10/2007 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 Braun, Konstantin8/31/2008 FID 10266789 Bennie,Matthew Kenton SVP 6/18/2007 Trader,Sr 6/18/2007 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph8/31/2008 FID 10038478 Bequillard,Alfredo L. SVP 11/3/1997 Research Quant Analyst,Sr 5/27/1997 Research Generalist-Quantitative Research Research 40976 Generalist Quantitative (US) Americas New York New York 745_7TH_15 Bos, Michael F.8/31/2008 FID 10225552 Berkowitz,Lee Trading Associate 7/5/2005 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Sahay, Vivek8/31/2008 FID 10260956 Bernfeld,Barry SVP 11/7/2006 Trader,Sr 11/7/2006 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 Frase, Jeffrey Amin, Kaushik8/31/2008 FID 10250997 Bernstein,Susan F. VP 4/17/2006 Editor,Sr/Supervisory Analyst 4/17/2006 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 10258552 Berthier,Philippe VP 10/16/2006 Research Analyst 10/16/2006 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_048/31/2008 FID 10067237 Bertozzi,Gianfranco SVP 12/1/2005 Research Analyst,Sr 6/9/1997 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_03 Mondino, Guillermo E. McCormick, James8/31/2008 FID 10279551 Beryl,Louis B. Trading Associate 11/26/2007 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S.8/31/2008 FID 10284573 Betton,Rachel Banking Associate 4/7/2008 Municipals Public Finance Origination Municipals 52777 Tobacco FIN Americas New York New York 745_7TH_198/31/2008 FID 10269410 Betz,Christoph Sebastian Sales Analyst 7/4/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Y CM Senior Analyst 2007 N8/31/2008 FID 10255037 Bhagat,Anubhav Senior Developer 7/3/2006 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI68/31/2008 FID 10206175 Bhalla,Ritam Deal Mgmt Associate 7/22/2002 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 A CM Associate 2004 Y Turner, Frank P.8/31/2008 FID 10253378 Bhalloo,Murtaza VP 6/5/2006 Business Associate,Sr 6/5/2006 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_03 Eickbush, Gregory8/31/2008 FID 90004121 Bhandal,Satbir SVP 12/1/2007 Business/Product Mgr 3/26/2001 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_04 Gladwin, Richard Victor Cosaitis, Mark A.8/31/2008 FID 10283582 Bhandari,Samir MD 6/10/2008 Desk Manager 6/10/2008 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE8/31/2008 FID 10254984 Bharatia,Rajesh Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Oser, Peter Jain, Rahul8/31/2008 FID 10215808 Bharatwaj,Sandeep R. VP 12/1/2006 Trader 8/18/2003 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2004 Y Kanaan, Khalil A.8/31/2008 FID 10256435 Bhargava,Devesh MD 12/1/2007 Desk Manager 8/1/2006 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Wong, Edwin Ching Him Jotwani, Tarun8/31/2008 FID 10205836 Bhartiya,Anuj VP 12/1/2006 Structurer 8/19/2002 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 A CM Associate 2003 Y Braun, Konstantin8/31/2008 FID 10233739 Bhaskaran,Vinod Trading Associate 7/20/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2007 Y8/31/2008 FID 10223126 Bhattacharya S.,Soumitra Trader 4/21/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO A CM Associate 2006 Y Leo, Peck Chao8/31/2008 FID 10235060 Bhattacharya,Bodhaditya Research Analyst 7/14/2005 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 A CM Associate 2006 Y Schloegl, Lutz8/31/2008 FID 10252160 Bhattacharyya,Arrak Trading Analyst 7/6/2007 Global Rates Derivatives Trading Liquid Markets 25931 USD Swap Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10201227 Bhatti,Masood SVP 3/4/2001 Banker,Sr 4/3/2000 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10254983 Bhushan,Paridhi Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Hindle, Leon Jain, Rahul8/31/2008 FID 10226274 Biala,Erez VP 12/1/2006 Trader 6/15/2004 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 27450 CDO Trading Secondary US Americas New York New York 745_7TH_04 Schechter, Jason S.8/31/2008 FID 10225291 Biancato,Laura Miss Sales Associate 7/14/2005 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2007 Y Bivona, Giuseppe8/31/2008 FID 10246298 Bickford,Ashley Banking Associate 1/17/2006 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2008 Y Picallo, Albert8/31/2008 FID 10254125 Biegelsen,Katherine VP 6/14/2006 Banker 6/14/2006 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Hynote, Robert A.8/31/2008 FID 10265802 Biernesser,Ryan Product Mgmt Analyst 4/16/2008 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J.8/31/2008 FID 10266351 Bikbov,Ruslan Research Analyst 4/2/2007 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2006 N Arora, Amitabh

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10263756 Bilke,Laurent Andre SVP 4/23/2007 Economist,Sr 4/23/2007 Research Generalist-Global Economics Research Research 24427 Global Economics - Europe Europe London London CANWF_04 Hume, Michael James8/31/2008 FID 10267810 Bilokon,Paul Research Quant Analyst,Jr 4/30/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_04 Sanciaume, Anne F McCormick, James8/31/2008 FID 10229402 Binner,Alissa Administrative Assistant 10/18/2004 Municipals Public Finance Origination Municipals 26422 Public Finance - Los Angeles Americas Los Angeles Los Angeles LOSANGEL4 Taylor, Peter J. Fountaine, Jane8/31/2008 FID 10224797 Bittker,Seth SVP 12/1/2004 Marketer Analyst,Sr 5/6/2004 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10049422 Bizer,David S. MD 5/11/1999 Manager,Sr 6/14/1993 Senior Management Senior Management Senior Management Senior Management 24499 Fixed Income Administration Europe London London CANWF_04 Morton, Andrew Humphrey, Thomas P.8/31/2008 FID 10070341 Bjornstad,Sheila M. SVP 12/1/2004 Underwriter,Sr 8/24/1998 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Gilhool Jr., Francis X8/31/2008 FID 10212550 Blacker,Richard C SVP 12/1/2006 Salesperson,Sr 8/5/2002 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10066491 Blakemore,James C. MD 12/1/2003 Manager,Sr 3/17/1997 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A Completed Program N Walsh, Mark A.8/31/2008 FID 10245327 Blakeslee,Thomas P. SVP 11/21/2005 Trader,Sr 11/21/2005 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S. Amin, Kaushik8/31/2008 FID 10004404 Blaney,Terence M. MD 12/1/2006 Salesperson,Sr 1/7/1991 High Grade High Grade Sales Credit 22734 HG Sales Credit San Fran Americas San Francisco San Francisco 555CALIF30 Degen, Paul F. Mattimore, Thomas S.8/31/2008 FID 10227175 Blau,Russell Sales Analyst 7/15/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Y Completed Analyst Program N Hilden, Kevin Kane, Matthew J.8/31/2008 FID 10226528 Blau,Seth VP 12/1/2006 Banker 6/28/2004 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10233171 Blender,Jonathan Trading Associate 7/5/2005 Global Rates Derivatives Trading Liquid Markets 25113 Mortgage Swaps Americas New York New York 745_7TH_03 A CM Associate 2007 Y Feng, Ping8/31/2008 FID 10072708 Blizzard,Kelly L. Administrative Assistant 2/1/1999 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO55 Brown, Carole L. Fountaine, Jane8/31/2008 FID 10284281 Bloechlinger,Lea Sr. Associate - CM 2008 4/14/2008 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_04 A CM Associate 2008 N8/31/2008 FID 10212658 Bobb,Yolanda Administrative Assistant 8/26/2002 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10273097 Bocquet,Fabrice Banking Analyst 7/27/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Y Capital Markets Analyst 2007 N8/31/2008 FID 10205890 Bodner,Christopher MD 12/1/2006 Salesperson,Sr 5/2/2001 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 Kitei, Jonathan M.8/31/2008 FID 10285006 Bogucki,Robert MD 6/13/2008 Desk Manager 6/13/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 50085 Option Traders Americas New York New York 745_7TH_038/31/2008 FID 10272443 Bohall,Erin Sr Scheduler 4/3/2006 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10226666 Boissel,Francois-Henri Structuring Associate 7/5/2004 Structured Finance ABS Origination Securitized Products 28205 Str Fin Japan - Structuring Asia Tokyo Tokyo TOKYO A CM Associate 2006 Y Seshasayee, Aadit8/31/2008 FID 10251487 Boissier,Charles Banking Associate 2/1/2007 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10279060 Bollero,Margot Administrative Assistant 10/29/2007 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_17 Rodrigues, Dennis8/31/2008 FID 10266410 Bonfa,Christine Brenda Strategy Associate 3/26/2007 Sales Client Strategy Sales Sales 26639 Sales Development Europe London London CANWF_04 Wakefield, Rhiannon J8/31/2008 FID 10265436 Bonier,Noe Fabien Research Analyst 3/2/2007 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_04 Kan, Pui8/31/2008 FID 10279017 Bonifacio,Ana Lucia Pires Attorney 10/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10216367 Bonomo,Giorgio VP 12/1/2005 Banker 9/29/2003 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Speranza, Roberto Angius, Silvio8/31/2008 FID 10026754 Borch,Lorraine A. Administrative Assistant 2/17/1998 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Henderson, Charles Fountaine, Jane8/31/2008 FID 10272444 Borden,Stacy Exempt Position 6/28/2003 Commodities Eagle Energy Administration Commodities 49307 Eagle Administration Americas Houston Houston EAGLE28/31/2008 FID 10205775 Bordia,Sandeep VP 12/1/2006 Research Analyst 8/19/2002 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2003 Y Modukuri, Srinivas8/31/2008 FID 10202024 Borina,Richard J. VP 12/1/2004 Mkt Support Associate,Sr 5/30/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_04 Creed, Donal M.8/31/2008 FID 10255450 Borse,Pallavi Research Analyst 10/16/2006 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 A CM Associate 2008 Y Sanciaume, Anne F McCormick, James8/31/2008 FID 10273098 Bouchenah,Elodie Trading Associate 7/27/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10257259 Bouchkanets,Yana Administrative Assistant 8/14/2006 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 Hornick, Peter8/31/2008 FID 10271700 Bourgi,Renaud Sales Analyst 7/4/2007 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 46755 CDO Sales Paris/916 Europe Paris Paris PARIS6 Y CM Senior Analyst 2007 N8/31/2008 FID 10029513 Bowers,Emily Administrative Assistant 9/6/1983 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Peters, Stephen Fountaine, Jane8/31/2008 FID 10262107 Bowmar,Paul SVP 12/20/2006 Trader,Sr 12/20/2006 Global Rates Derivatives Trading Liquid Markets 77481 US Rates CVA Americas New York New York 745_7TH_07 Michaels, Jeff Alan Parikh, Satu S.8/31/2008 FID 90004375 Boyden,Simon T VP 12/1/2007 Business Associate,Sr 6/18/2001 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_04 Y Completed Analyst Program N Bhandal, Satbir8/31/2008 FID 10067910 Boz,Yakup Ceki SVP 12/1/2004 Trader,Sr 8/18/1997 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 1999 Y Colombi, Daniel8/31/2008 FID 10072724 Brandt,Gary G. MD 12/1/2006 Banker,Sr 2/16/1999 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Hynote, Robert A. Killian, Gary M.8/31/2008 FID 10272477 Braun,Alexander Sales Analyst 7/16/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10200374 Braun,Konstantin MD 12/1/2006 Desk Manager 11/1/1999 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 Soares, Nelson F.8/31/2008 FID 10229129 Braunfeld,Randall Deal Mgmt Associate 10/4/2004 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 A CM Associate 2006 Y Turner, Frank P.8/31/2008 FID 10224553 Brav,Omer VP 12/1/2007 Research Quant Analyst 7/5/2005 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2005 N Risa, Stefano8/31/2008 FID 10211732 Brecker,Sean VP 12/1/2006 Trader 8/18/2003 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE A CM Associate 2003 N Tudor, Jason Amin, Kaushik8/31/2008 FID 10272446 Brelinsky,MaryAnne VP 6/25/2007 Trader 10/1/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10020349 Brennan,Michael R MD 12/1/2002 Salesperson,Sr 5/31/1983 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Malone, Daniel8/31/2008 FID 10256559 Bridgwater,Matthew SVP 8/16/2006 Senior Desk Specialist 8/16/2006 Collateralized Debt Obligation Collateralized Debt Obligation Administration Credit 53164 FID Risk Management/056 Europe London London CANWF_048/31/2008 FID 10221476 Brinkmann,Martin Structuring Associate 3/1/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 A CM Associate 2006 Y Kastner, Ulrich Dziadzio, John E.8/31/2008 FID 10205514 Brito,Judy Administrative Assistant 4/2/2001 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Puccio, Denise A.8/31/2008 FID 10273606 Britt,Edward G. Banking Associate 7/10/2007 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10288025 Broda,Christian SVP 7/14/2008 Economist,Sr 7/28/2008 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_158/31/2008 FID 10212408 Broder,Joshua VP 12/1/2005 Salesperson 8/19/2002 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 A CM Associate 2002 N Kitei, Jonathan M.8/31/2008 FID 10036782 Brogan,Marguerite M. MD 1/12/2001 Banker,Sr 1/4/1993 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10219390 Broman,Adam AVP 12/1/2006 Trading Associate 11/24/2003 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A Completed Program N8/31/2008 FID 90004453 Brondolo,Albert VP 12/1/2005 Trader 7/9/2001 Global Rates Derivatives Trading Liquid Markets 56283 Inflation Derivatives Americas New York New York 745_7TH_03 A CM Associate 2003 Y Miklavcic, Borut8/31/2008 FID 10272887 Brook,Gardner SVP 7/9/2007 Banker,Sr 7/9/2007 High Yield Grange Securities Trading Credit 48244 Hybrid Derivs Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10014175 Brooks,David J. SVP 9/1/1994 Salesperson,Sr 7/29/1985 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott Killian, Gary M.8/31/2008 FID 10273368 Brower,Kurt SVP 7/2/2007 Trader,Sr 7/2/2007 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 Frase, Jeffrey8/31/2008 FID 10212288 Brown,Carl Desk Specialist Associate 6/16/2008 Collateralized Debt Obligation Collateralized Debt Obligation Administration Credit 53164 FID Risk Management/056 Europe London London CANWF_04 A CM Associate 2005 Y Pequegnot, Julien8/31/2008 FID 10152909 Brown,Carole L. MD 12/1/2004 Banker,Sr 7/14/1999 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO55 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10069205 Brown,Jeffrey M. SVP 12/1/2004 Banker,Sr 5/18/1998 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W. Klein, Martin P.8/31/2008 FID 10259185 Brown,Kevin VP 12/4/2006 Business Associate,Sr 12/4/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Amin, Kaushik8/31/2008 FID 10288375 Browne,Jill-Elana Administrative Assistant 6/23/2008 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_048/31/2008 FID 10239303 Bruemmer,Martin Christian VP 12/1/2006 Banker 7/11/2005 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Mohn, Lars8/31/2008 FID 10037045 Brumbach,Christopher SVP 9/28/2007 Trader,Sr 9/28/2007 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_078/31/2008 FID 10229247 Brusco,F. Robert SVP 10/12/2004 Banker,Sr 10/12/2004 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Ridini, David J.8/31/2008 FID 10280810 Bryant,Daniel M. SVP 4/11/2008 Salesperson,Sr 4/11/2008 Mortgages Mortgages Trading Securitized Products 27613 Intl Home Resort Lending Americas Dallas Dallas DALLAS298/31/2008 FID 10234076 Bryson,Aaron Research Analyst 7/17/2006 Real Estate Real Estate Research Real Estate 21543 CMBS Strategy Americas New York New York 745_7TH_03 A CM Associate 2006 N Barve, Neil D8/31/2008 FID 10264719 Budgor,Adam Banking Associate 8/6/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2007 N8/31/2008 FID 10066090 Buffa,Thomas SVP 12/1/2005 Banker,Sr 11/25/1996 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Gilhool Jr., Francis X8/31/2008 FID 10064992 Bugliari,Anthony S. MD 12/1/2007 Desk Manager 5/20/1996 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Corcoran, Thomas P.8/31/2008 FID 10233968 Buhay,Greg Sales Associate 6/26/2006 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10270658 Buhs,Sebastian Sales Analyst 7/4/2007 Sales Structured Solutions Group Sales Sales 50050 SSG Sales Frankfurt/909 Europe Frankfurt Frankfurt FRANKFURT3 Y Capital Markets Analyst 2007 N8/31/2008 FID 10252421 Bukkaraya,Kishore Research Analyst 5/15/2006 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Harlib, Jeffrey A.8/31/2008 FID 10280954 Burdett,Oliver VP 3/17/2008 Business Associate,Sr 3/17/2008 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_048/31/2008 FID 10276798 Burgess,Hannah Kathleen Secretary,Executive 7/30/2007 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 90004211 Burgess,Ian S SVP 12/1/2002 Salesperson,Sr 4/23/2001 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10250052 Burke,Christopher Underwriting Associate 4/10/2006 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Martinez, Alejandro Herman, John S.8/31/2008 FID 10280547 Burke,Christopher M VP 1/28/2008 Salesperson 1/28/2008 Global Rates Fund Derivatives Sales Liquid Markets 20957 Fund Derivatives Sales Americas New York New York 745_7TH_038/31/2008 FID 10201244 Burke,Kenneth C. SVP 12/1/2005 Structurer,Sr 3/27/2000 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Labhart, Hoesli8/31/2008 FID 10015423 Burke,Timothy A. MD 1/12/2001 Salesperson,Sr 12/15/1986 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10233969 Burkly,Thomas Banking Analyst 7/6/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2006 N8/31/2008 FID 10066106 Burns,Laura A. SVP 12/1/2007 Salesperson,Sr 11/18/1996 Global Rates Fund Derivatives Sales Liquid Markets 20957 Fund Derivatives Sales Americas New York New York 745_7TH_03 A CM Associate 2000 Y Roitman, Lisa8/31/2008 FID 90003839 Burroughs,Mark T VP 12/1/2007 Salesperson 12/11/2000 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 55731 Forex eCommerce Sales Europe London London CANWF_04 Soede, Thomas8/31/2008 FID 10227828 Burton,Mike MD 10/25/2004 Desk Manager 10/25/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Bizer, David S. Gallo, John F.8/31/2008 FID 10214175 Buteler,Gabriel VP 12/1/2006 Trader 8/9/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2004 N Acanal, Kerim Hasan8/31/2008 FID 10222272 Butterworth,Francis VP 12/1/2005 Trader 3/8/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 Ruiz, Michael8/31/2008 FID 10275469 Butts,Matthew Scheduler 7/9/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10250617 Buyukkayali,Olgay VP 12/1/2007 Trader 5/3/2006 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 Acanal, Kerim Hasan8/31/2008 FID 10272448 Byassee,Lee VP 6/25/2007 Trader 11/8/2006 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10268967 Byrne,Ben VP 3/7/2007 Desk Specialist 10/15/2002 High Grade Grange Securities Trading Credit 48716 Aus Credit Desk Analyst Asia Sydney Sydney SYDNEYS08/31/2008 FID 10274394 Cabral,Catarina Isabel Moniz Morgado Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10276009 Cabral,Wilma Silva Admin Coordinator 8/6/2007 High Grade Emerging Markets Sales Credit 51227 EM Sales High Grade LBDB Americas Sao Paulo Sao Paulo SAOPAULO Moraes, Roberto A.8/31/2008 FID 10274379 Cabrita,Isabel Alexandra de Sousa Cash Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274408 Caetano,Rita Isabel Leonardo Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10270672 Cai,Peter SVP 12/1/2007 Senior Strategist 5/21/2007 High Yield High Yield Administration Credit 29049 HY Management US Americas New York New York 745_7TH_04 Ballentine III, James M8/31/2008 FID 10034685 Caldwell,Robert S. SVP 7/15/1992 Banker,Sr 5/11/1987 Real Estate Real Estate Origination Real Estate 56837 GREG Distribution Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10272449 Calhoun III,John W. VP 6/25/2007 Marketer 10/11/2004 Commodities Eagle Energy Sales Commodities 49305 Gas Sales Americas Houston HOMEUS8/31/2008 FID 10212296 Calinoff,Zachary VP 12/1/2007 Banker 7/5/2005 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2004 Y Ersoff, Brett I.8/31/2008 FID 10268839 Camguilhem,Jean Manuel Thibaut SVP 5/2/2007 Structurer,Sr 5/2/2007 Global Rates Derivatives Sales Liquid Markets 48415 Exotics Struct Ex Japan/54 Asia Hong Kong Hong Kong HONGKONG7 Lam, David Tai Yuen8/31/2008 FID 10212717 Campbell,Catriona VP 12/1/2004 Banker 9/11/2002 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Weir, Louise J8/31/2008 FID 10152973 Campbell,Joan M. Administrative Assistant 7/9/1999 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 Ersoff, Brett I.8/31/2008 FID 10056519 Campbell,Robert H. MD 2/2/1987 Banking Manager 5/20/1985 Municipals Public Finance Origination Municipals 26856 Public Finance - Seattle Americas Seattle Seattle COLUMBIASE Stack, Ronald A.8/31/2008 FID 10206908 Campbell,Roxanne F VP 12/1/2006 Trader 7/9/2001 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42504 CDO Trading SCP US Americas New York New York 745_7TH_04 A CM Associate 2003 Y Weaver, Charles M. Shetty, Romita

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10212372 Cancemi,Giulio Vincenzo II VP 12/1/2007 Banker 7/15/2002 Structured Finance ABS Origination Securitized Products 52533 STF Japan - GREG Managed/083 Asia Tokyo Tokyo TOKYO A CM Associate 2004 Y Iwai, Kiyoshi8/31/2008 FID 10020119 Canezin,Rene' J. MD 12/1/2005 Desk Manager 7/9/1990 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Orlan, Fred S.8/31/2008 FID 10151604 Canning,Andrew H. VP 12/1/2004 Underwriter 3/1/1999 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10213500 Cano,Sonia Administrative Assistant 4/23/2003 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Taylor, Robert M. Fountaine, Jane8/31/2008 FID 10253805 Cao,Junyang Research Analyst,Jr 12/18/2006 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10270322 Cao,Zhanwei Mkt Support Associate 6/4/2007 Administration CVG Administration Administration 52065 CVG Americas New York New York 745_7TH_03 Hilden, Kevin8/31/2008 FID 90002131 Carabelli,Michela Secretary 8/7/1999 Sales Generalist Sales Sales 25445 Mgmt Sales Milan/923 Europe Milan Milan MILAN Potsios, Andrea M Meyer, Susan E8/31/2008 FID 10234306 Cardenas Thorlund,Cristina Sales Associate 8/7/2006 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2006 N Rato, Joao8/31/2008 FID 10264432 Carlsen,Allison Administrative Assistant 2/12/2007 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 Sheard, Paul J.8/31/2008 FID 10071097 Carmody,Brandon J. Trading Associate 7/10/2000 High Grade Emerging Markets Trading Credit 23596 EM Trading Sovereigns HG US Americas New York New York 745_7TH_03 Y Completed Analyst Program N Clinton, Matthew A.8/31/2008 FID 10035515 Carnevale,Todd A. MD 12/1/2004 Trader,Sr 10/31/1985 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Coleman, Peter E. Milano, Steven M.8/31/2008 FID 10251827 Carney,Kevin D Sales Analyst 5/1/2006 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_038/31/2008 FID 10205608 Carrington,Natalie Strategy Associate 7/5/2001 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Y Completed Analyst Program N Glover, Michael S.8/31/2008 FID 10206186 Carson Jr.,Charles VP 12/1/2007 Salesperson 7/22/2002 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2004 Y Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10213918 Carson,Lauren A. VP 12/1/2007 Salesperson 6/2/2003 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Reed Jr., Francis C Cignarella, Gregory S.8/31/2008 FID 10069844 Carter,Jean M. Administrative Assistant 6/29/1998 Sales Generalist Sales Sales 00695 FID Sales - Boston Americas Boston Boston BOSTON31 White, John G.8/31/2008 FID 10282720 Carter,Stephanie Administrative Assistant 2/25/2008 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_078/31/2008 FID 10240732 Cartia D'Asero,Mirja VP 10/3/2005 Banker 10/3/2005 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Paparella, Gianfranco8/31/2008 FID 10274670 Carvalho,Ana Business/Product Mgr 3/26/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10207925 Casey,Jane T. VP 12/1/2004 Underwriter 1/11/2002 Mortgages Mortgage Due Diligence Trading Securitized Products 40256 Mortgage Due Diligence Americas New York Boston BOSTON31 Heyder, Ingrid8/31/2008 FID 10259164 Casey,Karla Administrative Assistant 9/22/2006 Municipals Public Finance Origination Municipals 26715 Public Finance - Boston Americas Boston Boston BOSTON31 Haley, Paul R.8/31/2008 FID 10221155 Casimiro,Rebecca Administrative Assistant 2/17/2004 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10254169 Cass,Charles Trading Associate 7/20/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24294 Forex Trading-Spot & Forward Europe London London CANWF_04 A CM Associate 2008 Y Pearson, James8/31/2008 FID 10274403 Castanheira,Armando Jorge Roberto Peres Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10277124 Castellan,Guilherme Sales Associate 8/31/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Ruffini, Ronald Salame, Roy8/31/2008 FID 10069458 Castle,Jane M. MD 12/1/2007 Research Analyst,Sr 8/2/1999 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 A CM Associate 1999 N Jansen, Susan K.8/31/2008 FID 10274373 Castro,Ana Cristina Pinto Nunes e Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10250609 Castro,Patricia Trading Associate 7/27/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10254991 Casturi,Manas Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Tavares, Ana Teresa Jain, Rahul8/31/2008 FID 10273121 Cato,John Philip Trading Associate 5/10/2004 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10007143 Cattano,Michael J. MD 12/1/2004 Desk Manager 5/20/2002 High Grade High Grade Trading Credit 47501 HG Trading Yankee US Americas New York New York 745_7TH_04 Corcoran, Thomas P. Felder, Eric J.8/31/2008 FID 10266170 Cattermole,Roger Gordon Structuring Associate 5/14/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10213867 Cecere,Chris VP 12/1/2006 Trader 8/9/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2004 N Higgins, Kieran Noel8/31/2008 FID 10272479 Cederholm,Ylva Lilian Research Analyst,Jr 7/16/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10267182 Cerulo,Nicholas Banking Associate 4/2/2007 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Thomas, Charlene H.8/31/2008 FID 10288401 Chadha,Sakshi Research Analyst 7/7/2008 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 90001677 Chadney,Michael VP 1/12/2001 Business/Product Mgr 10/19/1998 Sales Generalist Sales Sales 55813 SSG London Europe London London CANWF_04 Dubois-Pelerin, Vincent P8/31/2008 FID 10239349 Chae,Jin Young VP 12/1/2006 Banker 7/11/2005 Real Estate Real Estate Origination Real Estate 28595 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10202830 Chaikin,Danielle J. AVP 12/1/2006 Sales Associate 7/10/2000 Mortgages Securitized Products Mgmt Sales Securitized Products 21117 Mortgage Sales Management Americas New York New York 745_7TH_03 A Completed Program N8/31/2008 FID 10211532 Chairoj,Soravit VP 12/1/2007 Banker 7/14/2003 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE A CM Associate 2004 Y Rubin, Charles8/31/2008 FID 10250584 Chakravarty,Sagnik Banking Associate 4/23/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10241798 Chalas,Cheryl Administrative Assistant 8/29/2005 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 Adler, Mona J.8/31/2008 FID 10268701 Chalkley,Guy Duncan SVP 6/5/2007 Salesperson,Sr 6/5/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10052612 Chambers,J Robert MD 6/12/2000 Desk Manager 12/13/1994 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON35 Kirk, Alex8/31/2008 FID 10286295 Chan,Alison May Yoke Administrative Assistant 6/9/2008 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE8/31/2008 FID 10224069 Chan,Amy Banking Associate 7/12/2004 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 A CM Associate 2006 Y Chan, Arthur W.8/31/2008 FID 10068914 Chan,Andrew VP 12/1/2002 Research Analyst 4/6/1998 Municipals Municipals Research Municipals 23546 Muni Research Americas New York New York 745_7TH_07 De Groot, Peter J. Coleman, Peter E.8/31/2008 FID 10152361 Chan,Andrew L. VP 12/1/2006 Research Analyst 2/7/2005 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Castle, Jane M.8/31/2008 FID 10069092 Chan,Arthur W. SVP 4/12/1999 Banker,Sr 4/27/1998 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10257835 Chan,Craig VP 9/12/2006 Research Analyst 9/12/2006 Global Foreign Exchange Foreign Exchange Research Liquid Markets 47849 FX Research Spore/69B Asia SINGAPORE He, Hua McCormick, James8/31/2008 FID 10272480 Chan,Henry Banking Analyst 7/16/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10207018 Chan,Hui-Wah Jenny VP 12/1/2006 Salesperson 7/9/2001 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2003 Y Zivic, Robyn8/31/2008 FID 10283776 Chan,Johnson SVP 5/5/2008 Banker,Sr 5/5/2008 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10012297 Chan,Kee SVP 12/1/2002 Banker,Sr 4/7/1997 Real Estate Real Estate Origination Real Estate 56837 GREG Distribution Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10279433 Chan,Lori SVP 11/12/2007 Trader,Sr 11/15/2007 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_078/31/2008 FID 10288089 Chan,Polly Sales Assistant 7/14/2008 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10008677 Chan,Sally SVP 12/1/2006 Research Analyst,Sr 8/16/1993 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10246302 Chan,Terry Structuring Associate 7/24/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2008 Y Saronne, Giancarlo8/31/2008 FID 10232359 Chandramohan,Naveen Structuring Associate 4/17/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 Y8/31/2008 FID 10288362 Chandrasekhar,Akshay Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 53557 Asia FI Exotics Struct - India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10223207 Chandrasekharan,Gautam Trading Associate 8/8/2005 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2006 Y Korantzopoulos, Panos D8/31/2008 FID 10249687 Chang,Harry SVP 5/8/2006 Banker,Sr 5/8/2006 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Moar, Guy R.8/31/2008 FID 10255475 Chang,Lu Lu Sales Associate 8/1/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 50182 Structured Sales Singapore/69B Asia SINGAPORE Fung, Selina Suk Han8/31/2008 FID 10065315 Chang,Steven SVP 12/1/2004 Structurer,Sr 6/24/1996 Real Estate Real Estate Origination Real Estate 56842 GREG Structuring Americas New York New York 745_7TH_03 Cohen, Kenneth C.8/31/2008 FID 10278789 Chang,Yong VP 11/1/2007 Trader 11/1/2007 Municipals Municipals Trading Municipals 25560 Municipals Proprietary Trading Americas New York New York 745_7TH_078/31/2008 FID 10213313 Chantikul,Kosin Underwriting Analyst 7/6/2004 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Y Completed Analyst Program N Rubin, Charles8/31/2008 FID 10279224 Chao,Ana Attorney 2/2/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10248825 Charles-Gervais,Vincent Emile VP 12/1/2007 Structurer 6/19/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10233237 Chaturvedi,Himanshu Structuring Associate 8/7/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10068600 Chau,May L. VP 12/1/2003 Banker 2/2/1998 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 A Completed Program Y Chan, Arthur W. Killian, Gary M.8/31/2008 FID 10248502 Chaudhari,Consilia Admin Coordinator 2/21/2006 Administration Administration Administration Administration 51806 Offshore CM Admin India Mumbai Mumbai MUMBAI6 Rajan, P. Thiaga8/31/2008 FID 10268706 Chaudhuri,Adrish Ray Trading Associate 4/26/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47933 India Local Market Asia Mumbai Mumbai MUMBAI5 A CM Associate 2008 Y Bagree, Aditya V8/31/2008 FID 90003303 Chaukar,Milind A SVP 12/1/2006 Structurer,Sr 8/7/2000 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2000 N Swidler, Joshua E. Dziadzio, John E.8/31/2008 FID 10230959 Cheah,Ning Chiann Structuring Associate 7/14/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2007 Y Chisholm, Rupert F.8/31/2008 FID 10254003 Cheluka,Keerthi Vasan Trading Associate 3/28/2008 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Wells, Jay8/31/2008 FID 10228052 Chen,Albert Trading Analyst 8/16/2004 High Grade High Grade Trading Credit 43817 HG Trad. Cred. Facilitation US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2006 N8/31/2008 FID 10214162 Chen,Andrew VP 12/1/2007 Structurer 8/9/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2004 N Saronne, Giancarlo8/31/2008 FID 10223870 Chen,Bin VP 12/1/2007 Desk Specialist 8/2/2005 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 N Wong, Edwin Ching Him8/31/2008 FID 10244728 Chen,Chien-Hua Research Analyst 4/17/2006 Research Generalist Research Research 52991 Quantitative Strategy HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 Y Xu, Yeren8/31/2008 FID 10267848 Chen,George Product Mgmt Analyst 4/9/2007 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J.8/31/2008 FID 10233175 Chen,Hui Banking Associate 7/11/2005 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 A CM Associate 2007 Y Driscoll, Justin E.8/31/2008 FID 10267898 Chen,Jia Yao Wendy Research Coordinator 4/5/2007 Research Generalist Research Research 48470 Fid Research Shanghai/91N Asia Shanghai Shanghai SHANGHAI8/31/2008 FID 10267633 Chen,Juo Ting Strategy Associate 4/9/2007 Sales Client Strategy Sales Sales 51189 Hedge Fund Data Warehouse Americas New York New York 745_7TH_16 Ruparell, Ronak8/31/2008 FID 10211042 Chen,Monica Sales Associate 3/18/2002 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Y Completed Analyst Program N Glover, Michael S.8/31/2008 FID 10213447 Chen,Shu-Wie SVP 12/1/2005 Research Quant Analyst,Sr 4/14/2003 High Grade High Grade Research Credit 24964 HG Modeling (US) Americas New York New York 745_7TH_15 Papandreou, Nicholas C.8/31/2008 FID 10250971 Chen,Wen-Chiang Sales Associate 8/13/2007 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 N8/31/2008 FID 10005804 Chen,Yi-Ying VP 9/13/1995 Mkt Support Associate,Sr 9/6/1990 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_07 De Groot, Peter J. Coleman, Peter E.8/31/2008 FID 10262944 Chen,Zehao Research Analyst 8/20/2007 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10274311 Chen,Zhichao VP 8/1/2007 Structurer 8/1/2007 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10271761 Cheng,Hongwei VP 6/11/2007 Research Analyst 6/11/2007 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 Naldi, Marco8/31/2008 FID 10254170 Chennupati,Mohanakrishna Trading Associate 7/20/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10256009 Cheung,Chau Yip SVP 8/7/2006 Salesperson,Sr 8/7/2006 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10280743 Cheung,Elisa Desk Specialist Associate 2/11/2008 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10201650 Cheung,Loretta Lai Man VP 12/1/2007 Salesperson 4/25/2000 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10273324 Chew,Tee Yong Research Analyst 7/5/2007 Real Estate Real Estate Research Real Estate 21543 CMBS Strategy Americas New York New York 745_7TH_03 A CM Associate 2007 N Barve, Neil D8/31/2008 FID 10212415 Chhabra,Sumit VP 12/1/2005 Trader 8/19/2002 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 A CM Associate 2003 Y Miller, Matthew C.8/31/2008 FID 10288422 Chhabra,Sunny Research Analyst 7/7/2008 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2008 N8/31/2008 FID 10203118 Chia,Wei Shee SVP 12/1/2003 Salesperson,Sr 7/10/2000 High Grade High Grade Sales Credit 56902 Singapore Credit Sales Asia SINGAPORE Loh, Catherine Phui Yee8/31/2008 FID 80000120 Chiaki,Koji VP 12/1/2007 Structurer 4/1/2002 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO A CM Associate 2004 Y Howe, Christian J.8/31/2008 FID 10283138 Chiang,Lynda Sales Associate 3/3/2008 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE8/31/2008 FID 10271205 Chien,Wei Trading Analyst 6/1/2007 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY1 Y Capital Markets Analyst 2007 N Keavey, Peter8/31/2008 FID 10280689 Childs,Hayley Secretary,Sr 1/14/2008 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_238/31/2008 FID 10242975 Chino,Sohei VP 12/1/2007 Structurer 10/1/2005 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Kan, Jimmy K.8/31/2008 FID 10251718 Chirls,Nicholas Trading Analyst 7/6/2007 High Grade High Grade Trading Credit 25194 HG Trading Esoteric US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10203588 Chisholm,Rupert F. SVP 12/1/2004 Structurer,Sr 8/28/2000 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Patrick, Christopher J

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10223751 Chism,Chris Trading Associate 7/5/2005 High Grade High Grade Trading Credit 43817 HG Trad. Cred. Facilitation US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Kahn, Raymond A.8/31/2008 FID 10225830 Cho,Kihoon Trading Analyst 7/23/2007 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10261369 Choi,Jennifer Banking Analyst 11/27/2006 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Augustine, John H.8/31/2008 FID 10239351 Choi,Jenny Hea Kyoung Prof Staff Associate 7/1/2005 Real Estate Real Estate Origination Real Estate 28595 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10249518 Chong,Marco Chun Wah SVP 4/1/2006 Salesperson,Sr 4/3/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Fung, Selina Suk Han8/31/2008 FID 10257824 Choo,Elaine VP 3/10/2008 Salesperson 10/2/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Tokoyoda, Toru8/31/2008 FID 10283826 Choudhury,Siddhartha Banking Analyst 3/24/2008 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI68/31/2008 FID 10282532 Chow,Herman Underwriting Associate 3/17/2008 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10264743 Chow,Karen VP 3/12/2007 Banker 3/12/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Hansell, Peter8/31/2008 FID 10010645 Chow,Yuen Ying Vinsa Secretary,Executive Sr 8/22/1994 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10273908 Chowdhury,Devashish Banking Analyst 7/2/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Kamlesh8/31/2008 FID 10265247 Chowdhury,Sabrin Banking Analyst 8/1/2007 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 Y Capital Markets Analyst 2007 N8/31/2008 FID 10283781 Chrenka,Paul SVP 3/25/2008 Trader,Sr 3/25/2008 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10239806 Chu,Isaac Banking Associate 7/5/2005 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W.8/31/2008 FID 10261418 Chugani,Vinodkumar Ishwar SVP 12/1/2007 Salesperson,Sr 1/11/2007 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO Belk IV, Samuel E8/31/2008 FID 10268971 Chukhlomina,Anna Structuring Associate 6/20/2005 Collateralized Debt Obligation Grange Securities Trading Credit 48243 CDO Trading Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10251724 Chung,Brian Trading Associate 1/16/2007 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2008 Y8/31/2008 FID 10151708 Chung,Christopher D. SVP 12/1/2006 Banker,Sr 4/5/1999 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10280945 Churchman,Kate Secretary,Sr 1/3/2008 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_048/31/2008 FID 10213981 Ciampini,Gaetan VP 12/1/2007 Research Quant Analyst 7/14/2003 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2004 Y Risa, Stefano8/31/2008 FID 10065117 Cidonio,Matteo SVP 12/1/2005 Banker,Sr 8/2/1999 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A CM Associate 1999 N Craston, Edmund Anthony8/31/2008 FID 10203485 Cignarella,Gregory S. MD 12/1/2006 Desk Manager 8/21/2000 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Malone, Daniel8/31/2008 FID 10272481 Cima,Tomas Ignacio Banking Analyst 7/16/2007 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10272453 Cipriani,Arthur VP 6/25/2007 Marketer 3/1/2004 Commodities Eagle Energy Sales Commodities 49305 Gas Sales Americas Houston HOMEUS8/31/2008 FID 10277171 Clemente,Joanelle Administrative Assistant 9/4/2007 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_198/31/2008 FID 10275472 Clinchard,Mike VP 6/28/2007 Trader 6/28/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10212642 Clinton,Matthew A. MD 12/1/2004 Desk Manager 8/19/2002 High Grade Emerging Markets Trading Credit 23596 EM Trading Sovereigns HG US Americas New York New York 745_7TH_03 Grimeh, Mohammed8/31/2008 FID 10228211 Coccaro,Dean Trading Associate 8/24/2004 High Grade Emerging Markets Trading Credit 23596 EM Trading Sovereigns HG US Americas New York New York 745_7TH_03 Gentile, Gregory M.8/31/2008 FID 10216223 Cochrane,Lloyd Robert SVP 12/1/2007 Structurer,Sr 9/1/2003 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Maddox, Alexander J. Dziadzio, John E.8/31/2008 FID 10273161 Coffey,Kilian Scheduler 6/4/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10246380 Cohen,Craig Trading Associate 6/26/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10028131 Cohen,Kenneth C. MD 6/12/2000 Banking Manager 6/9/1986 Senior Management Senior Management Senior Management Senior Management 56838 GREG Management Americas New York New York 745_7TH_13 Walsh, Mark A.8/31/2008 FID 10235008 Cole,Vincent P. Trading Analyst 6/26/2006 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 A Completed Program N Nicoletta, Michele8/31/2008 FID 10023747 Coleman,Peter E. MD 9/1/1994 Desk Manager 8/22/1983 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Killian, Gary M.8/31/2008 FID 10226658 Coles,Paul Banking Associate 7/5/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y Completed Analyst Program N Stott, James W8/31/2008 FID 10264196 Collinge,Edward VP 12/1/2007 Banker 3/5/2007 Global Rates Insurance Origination Liquid Markets 25596 Insurance Solutions Europe London London CANWF_06 Wood, Murray8/31/2008 FID 10285039 Collini,Davide VP 6/9/2008 Salesperson 6/9/2008 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_048/31/2008 FID 10227593 Colombi,Daniel MD 12/1/2007 Desk Manager 9/15/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10216273 Colwell,Jamie SVP 12/1/2006 Salesperson,Sr 9/5/2003 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO Belk IV, Samuel E8/31/2008 FID 10213271 Comon,Etienne MD 12/1/2007 Desk Manager 3/25/2003 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 Dufournier, Philippe Kilian, Axel8/31/2008 FID 10017191 Conetta,Christopher R. MD 12/1/2007 Banking Manager 6/14/1993 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Forte, Victor A.8/31/2008 FID 10218980 Conlon,Brian Sales Associate 11/7/2003 High Grade High Grade Sales Credit 22738 HG Sales Short Term Boston Americas Boston Boston BOSTON31 Lista, William J. White, John G.8/31/2008 FID 10246965 Constantinescu,Stefanie Trading Associate 12/27/2005 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_04 Shambayati, Soroosh8/31/2008 FID 10259682 Convert,Jeremy VP 11/13/2006 Banker 11/13/2006 Real Estate IBD Real Estate IBD Origination Real Estate 47819 France Advisory/916 Europe Paris Paris PARIS6 Craston, Edmund Anthony Cidonio, Matteo8/31/2008 FID 10207040 Cook,David A. VP 12/1/2007 Trader 7/9/2001 Real Estate Real Estate Trading Real Estate 28197 CMBS Trading Americas New York New York 745_7TH_03 Sweely, Gordon G. Cohen, Kenneth C.8/31/2008 FID 10224922 Cooke,Oliver MD 12/1/2007 Desk Manager 7/5/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10206528 Cooley,Donna M. Administrative Assistant 6/11/2001 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Kanders, Alan J.8/31/2008 FID 10224728 Cooney,Matt Banking Associate 7/12/2004 Municipals Public Finance Origination Municipals 26856 Public Finance - Seattle Americas Seattle Seattle COLUMBIASE A CM Associate 2006 Y Campbell, Robert H.8/31/2008 FID 10227153 Cooper,Melissa Claire Secretary,Sr 7/13/2004 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_04 Brickman, David Meyer, Susan E8/31/2008 FID 10251725 Coopersmith,Zachary Trading Analyst 7/6/2007 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 90004139 Corbett,Gerard W SVP 12/1/2006 Trader,Sr 4/2/2001 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24294 Forex Trading-Spot & Forward Europe London London CANWF_04 Pearson, James8/31/2008 FID 10022525 Corcoran,Thomas P. MD 10/21/1996 Desk Manager 9/2/1986 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Felder, Eric J.8/31/2008 FID 10286393 Coreth,Maximilian MD 7/17/2008 Desk Manager 7/17/2008 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10282159 Cormier,Fanny Admin Coordinator 2/11/2008 Sales Generalist Sales Sales 29242 Geo Generalists Sales-Paris/91 Europe Paris Paris PARIS68/31/2008 FID 10274398 Correia,Inês Isabel da Costa Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10253257 Cortes,Jose III Valencia MD 12/1/2007 Desk Manager 7/12/2006 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Morita, Sergio Takeo8/31/2008 FID 10212301 Cortese,John VP 12/1/2006 Trader 7/22/2002 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Fischer, Timothy K.8/31/2008 FID 10234739 Cortinovis,Enrico VP 12/1/2006 Salesperson 5/16/2005 Global Rates Derivatives Sales Liquid Markets 25448 Derivatives Sales Milan/923 Europe Milan Milan MILAN Ventura, Giorgio Giovanelli, Corrado8/31/2008 FID 10003717 Cosaitis,Mark A. MD 12/1/2006 Business CAO 4/10/1995 Senior Management Senior Management Senior Management Senior Management 24499 Fixed Income Administration Europe London London CANWF_04 Morton, Andrew Archer, Mary P.8/31/2008 FID 10282431 Cosme,Javier SVP 3/24/2008 Trader,Sr 3/24/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_038/31/2008 FID 10274364 Costa,Marta Leite Ribeiro da Supervisor 5/8/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10279246 Costa,Susana Attorney 2/2/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10279460 Costello,Dechlan Secretary 12/3/2007 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_GF8/31/2008 FID 10029269 Costello,James E. MD 12/1/2004 Banker,Sr 9/8/1997 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Augustine, John H. Killian, Gary M.8/31/2008 FID 10283136 Costello,Russell S. SVP 4/11/2008 Salesperson,Sr 4/11/2008 Mortgages Mortgages Trading Securitized Products 27613 Intl Home Resort Lending Americas Dallas Dallas DALLAS28/31/2008 FID 10018946 Cotto,Elsa Administrative Assistant 3/7/1983 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 McFadyen, Donald E. Fountaine, Jane8/31/2008 FID 10251726 Coulis,Steven Trading Analyst 7/6/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 50085 Option Traders Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10065516 Covello Jr.,Daniel SVP 12/1/2005 Trader,Sr 8/5/1996 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Forte, Victor A. Merli, James W.8/31/2008 FID 10202855 Covey,David J. SVP 12/1/2006 Research Analyst,Sr 8/7/2000 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2000 N Prasad, Krishna S.8/31/2008 FID 10265254 Covich,Daniel Research Analyst,Jr 8/1/2007 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Y Capital Markets Analyst 2007 N8/31/2008 FID 10277414 Cowen,Edward SVP 9/10/2007 Trader,Sr 9/10/2007 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_048/31/2008 FID 10252168 Crandell,James Research Analyst,Jr 7/6/2007 Commodities Energy Research Commodities 46225 Commodities Research (NY) Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10247544 Craston,Edmund Anthony MD 1/16/2006 Banking Manager 1/16/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10201235 Creed,Donal M. SVP 12/1/2002 Mkt Support Manager 3/27/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Gendron, Nicholas J.8/31/2008 FID 10222797 Crick,Andrew Paul Richard VP 12/1/2006 Research Analyst 3/29/2004 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_04 A CM Associate 2004 N Hu, Zhengyun8/31/2008 FID 10274404 Cristovão,Ana Catarina Alves Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 90001279 Croft,Ian R. SVP 12/1/2007 Structurer,Sr 4/14/1998 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 49293 Structured Credit Products SG Asia SINGAPORE Hindle, Leon8/31/2008 FID 10214090 Cross,Martin MD 6/20/2003 Desk Manager 6/20/2003 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 Higgins, Kieran Noel Amin, Kaushik8/31/2008 FID 10152294 Crowley,Daniel E. SVP 12/1/2005 Trader,Sr 8/7/2000 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 A CM Associate 2000 N Corcoran, Thomas P.8/31/2008 FID 10258170 Crowley-Nicol,Colvina Secretary 9/25/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Tudor, Jason Meyer, Susan E8/31/2008 FID 10228828 Cuccovillo,Francesco SVP 12/1/2006 Structurer,Sr 9/22/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10226656 Cudmore,Mark Trading Associate 7/5/2004 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 A CM Associate 2006 Y Pearson, James8/31/2008 FID 10271457 Cullen,Nicholas Analyst - CM 2007 7/9/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Y IBD Analyst 2007 N8/31/2008 FID 10274412 Cunha,Valéria Cristina Ribeiro Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10251493 Cyril,Melita Regina Trading Analyst 7/16/2007 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10225950 Cyrus,Keith Steven SVP 12/1/2007 Banker,Sr 6/7/2004 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10251728 Czervionke,Margaret Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10004282 Da Breo,Joseph D. SVP 12/1/2005 Banker,Sr 5/1/1995 Municipals Public Finance Origination Municipals 26715 Public Finance - Boston Americas Boston Boston BOSTON31 A Completed Program N Haley, Paul R. Killian, Gary M.8/31/2008 FID 90001836 Da Silva,Catherine SVP 12/1/2003 Salesperson,Sr 4/20/1999 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Anchisi, Sandro Dubois-Pelerin, Vincent P8/31/2008 FID 10229866 Dabarca,Franchesca Secretary 11/25/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Mohn, Lars8/31/2008 FID 90004686 Dabke,Hemant Y VP 12/1/2005 Research Analyst 8/6/2001 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 A CM Associate 2002 Y Volini, Pierluigi8/31/2008 FID 10245335 Daga,Sushil VP 12/1/2007 Salesperson 12/6/2005 Commodities Oil Sales Commodities 35012 Commodities Sales (SING) Asia SINGAPORE Sweeney, Kirk Amin, Kaushik8/31/2008 FID 10273907 Daggubati,Lakshmi Banking Analyst 7/2/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Kamlesh8/31/2008 FID 10289369 Daghestani,Omar SVP 7/28/2008 Banker,Sr 7/28/2008 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO558/31/2008 FID 10213655 D'Agostino,Marco SVP 12/1/2005 Salesperson,Sr 5/21/2003 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Marolda, Giovanni Ricci, Raffaele8/31/2008 FID 10215812 Dahiya,Nitin VP 12/1/2007 Research Analyst 8/18/2003 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Jansen, Susan K.8/31/2008 FID 10263884 Dale,Christian Michael Strategy Associate 3/5/2007 Fixed Income Strategy Fixed Income Strategy Administration Administration 42180 Fixed Income Strategy Europe London London CANWF_04 Phelps, Alistair Prestbury8/31/2008 FID 10270681 Dalessio,Richard M. VP 6/11/2007 Salesperson 6/11/2007 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10251495 Daly,Melissa Sales Analyst 7/4/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10261403 Damek,Tobias Ernst Chun Desk Specialist Associate 11/20/2006 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2006 N Wong, Edwin Ching Him8/31/2008 FID 10203701 Daniel,John T. MD 12/1/2005 Banking Manager 9/11/2000 Municipals Public Finance Origination Municipals 26807 PF South Central Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10285013 Dasgupta,Anindya VP 5/15/2008 Salesperson 5/15/2008 Global Rates Derivatives Sales Liquid Markets 48415 Exotics Struct Ex Japan/54 Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10273678 Daulon Du Laurens,Charles VP 12/1/2007 Salesperson 8/27/2007 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 46755 CDO Sales Paris/916 Europe Paris Paris PARIS68/31/2008 FID 10066347 Davenport,William B. SVP 12/1/2006 Managing Editor 2/24/1997 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 90002816 Davies,David Sean VP 5/2/2000 Trader 5/2/2000 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 Cross, Martin

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10273126 Davis,Jeremy SVP 6/25/2007 Trader,Sr 4/1/2003 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10223001 Davis,Kieran Jerhmiah VP 12/1/2005 Banker 3/23/2004 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Frontini, Lorenzo8/31/2008 FID 10268420 Davis,Paul Research Quant Analyst 4/30/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 80002179 Dawson,Sean SVP 12/1/2006 Structurer,Sr 2/17/2003 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_04 Maddox, Alexander J. Dziadzio, John E.8/31/2008 FID 10252942 de Alcantara,Adriana VP 6/15/2006 Banker 6/15/2006 Real Estate Real Estate Origination Real Estate 48088 Real Estate Lux/F4 Europe Croix Luxembourg LUX2 Porter, Barry8/31/2008 FID 10235406 De Flaviis,Pierpaolo Sales Associate 7/14/2005 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 A CM Associate 2007 Y Marolda, Giovanni Patel, Manish M8/31/2008 FID 10212792 De Francisci,Paul J VP 12/1/2004 Banker 10/1/2002 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Taylor, Christopher C8/31/2008 FID 90002286 De Gaetano,Raffaella Secretary,Sr 10/2/1999 Sales Generalist Sales Sales 25445 Mgmt Sales Milan/923 Europe Milan Milan MILAN Potsios, Andrea M Meyer, Susan E8/31/2008 FID 10011534 De Groot,Peter J. MD 12/1/2006 Research Analyst,Sr 8/22/1990 Municipals Municipals Research Municipals 23546 Muni Research Americas New York New York 745_7TH_07 Arora, Amitabh Coleman, Peter E.8/31/2008 FID 10062707 de Jesus,Nestor E SVP 7/15/1992 Banker,Sr 1/9/1984 Municipals Public Finance Origination Municipals 26635 Puerto Rico Public Finance Americas Hato Rey Hato Rey SANJUAN Heimowitz, Daniel N. Killian, Gary M.8/31/2008 FID 10234788 de Lagarde,Adrian Montgomery VP 5/9/2005 Deal Mgr 5/9/2005 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Hackett, Ann Tucker8/31/2008 FID 10253702 De Lille,Jesse Research Analyst 8/13/2007 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10234085 de Man,Patrick Trading Associate 7/17/2006 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 N Jindal, Nitin8/31/2008 FID 10216329 de Martino,Gianfranco SVP 12/1/2005 Trader,Sr 9/12/2003 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10253563 de Oliveira,Andre Walter Banking Associate 8/7/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2006 N8/31/2008 FID 10253708 De Rozario,Robert Structurer 6/24/2006 Global Rates Derivatives Sales Liquid Markets 42597 Non Japan Asia Structuring Asia SINGAPORE Klammers, Remy8/31/2008 FID 10231052 De Sanctis,Luigi Sales Associate 7/14/2005 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2007 Y Marolda, Giovanni Potsios, Andrea M8/31/2008 FID 10283904 De Vries,Mark SVP 6/1/2008 Research Quant Analyst,Sr 6/1/2008 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO8/31/2008 FID 10268272 Deb,Sandipan Research Analyst 5/7/2007 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 Modukuri, Srinivas8/31/2008 FID 10252556 Debnath,Ricky Trading Associate 7/23/2007 Global Rates Derivatives Trading Liquid Markets 56283 Inflation Derivatives Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10213979 DeBolt,Chad VP 12/1/2006 Trader 7/14/2003 Global Rates Governments Trading Liquid Markets 27914 Agency-Callables Americas New York New York 745_7TH_03 A CM Associate 2004 Y King, Mitchell B. Rizzieri, Gerald A.8/31/2008 FID 10224412 Debrich,Jonathan Trading Associate 7/5/2005 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 A CM Associate 2007 Y Whang, S Michael M.8/31/2008 FID 10203072 DeFife,Marc SVP 12/1/2007 Salesperson,Sr 7/10/2000 Mortgages Mortgage Sales Sales Securitized Products 22729 Mortgage Sales Chicago Americas Chicago Chicago CHICAGO14 A CM Associate 2002 Y Holleb, Thomas J.8/31/2008 FID 10024235 Degen,Paul F. MD 12/1/2005 Desk Manager 8/5/1996 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A CM Associate 1996 N Wait, Christian G.8/31/2008 FID 10272391 Degg,Stuart Banking Manager 6/27/2007 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 10223756 Dehorn,David Structuring Associate 7/5/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Del Monaco, Eric8/31/2008 FID 10262356 Deighton,James SVP 3/12/2007 Trader,Sr 3/12/2007 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph8/31/2008 FID 10236868 Del Bo,Michele SVP 12/1/2007 Banker,Sr 6/20/2005 High Yield High Yield Origination Credit 20076 Distressed Loan Orign Europe London London CANWF_04 Gougeon, Richard8/31/2008 FID 10278157 Del Grosso,Kristina AVP 10/15/2007 Business Associate 10/17/2007 High Grade High Grade Administration Credit 24389 HG Administration US Americas New York New York 745_7TH_048/31/2008 FID 10230781 Del Medico,Christopher Banking Associate 12/22/2004 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Hitzmann, Michael C.8/31/2008 FID 10257983 Del Monaco,Eric SVP 9/1/2006 Structurer,Sr 9/1/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 Hornick, Peter8/31/2008 FID 10222423 Delaney,Daniel VP 12/1/2006 Business Associate,Sr 3/8/2004 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston New York 745_7TH_308/31/2008 FID 10272484 Delin,Joel Adam Trading Analyst 7/16/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10227126 Delle Cave,Salvatore Mr Banking Associate 5/3/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A CM Associate 2007 Y Cidonio, Matteo8/31/2008 FID 10234399 Dell'Orto,Peter MD 12/1/2006 Salesperson,Sr 4/25/2005 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10223861 DeLong,Jay VP 12/1/2005 Research Analyst 4/19/2004 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 Modukuri, Srinivas8/31/2008 FID 10207236 DeMartino,Chad A. VP 12/1/2005 Underwriter 8/6/2001 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 A Completed Associate Program N Picallo, Albert8/31/2008 FID 10015896 Dembicer,Tracy S. SVP 6/12/1999 Banker,Sr 9/13/1993 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10253846 Dembla,Rahul Banking Associate 6/12/2006 Municipals Public Finance Origination Municipals 26340 Corporate Related - Short Term Americas New York New York 745_7TH_19 Daniel, John T.8/31/2008 FID 10247087 Demirkan,Ahmet Kemal VP 12/1/2007 Salesperson 1/5/2006 High Yield Emerging Markets Sales Credit 48976 EMG Turkey - HY Sales/183 Europe London London CANWF_04 Akyol, Omer8/31/2008 FID 10273101 Dempsey,Darren Trading Analyst 7/27/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24294 Forex Trading-Spot & Forward Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10067670 D'Ercole,Justin F. SVP 12/1/2006 Banker,Sr 8/4/1997 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 A CM Associate 2001 Y Forte, Victor A.8/31/2008 FID 10231447 Derejski,Tomasz Filip Sales Associate 7/14/2005 Sales Structured Solutions Group Sales Sales 50050 SSG Sales Frankfurt/909 Europe Frankfurt Frankfurt FRANKFURT3 A CM Associate 2007 Y Khan, Sohail8/31/2008 FID 10273151 DesAutels,Ryan Scheduler 6/4/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10285457 Desbiez,Denis MD 7/14/2008 Desk Manager 7/14/2008 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_048/31/2008 FID 90003542 Desclee,Albert MD 12/1/2007 Research Analyst,Sr 9/5/2000 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 Naik, Vasanttilak8/31/2008 FID 10211812 Desforges,Mathieu VP 12/1/2006 Banker 8/18/2003 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 A IBD Associate 2003 N Gougeon, Richard8/31/2008 FID 10253159 Deshmukh,Abhijit Prakash Sales Analyst 6/5/2006 Sales Generalist Sales Sales 48796 Fixed Income Sales India Asia Mumbai Mumbai MUMBAI5 Dusad, Rohit8/31/2008 FID 10213433 Devarajan,Mukundan VP 12/1/2007 Research Analyst 8/9/2004 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 A CM Associate 2005 Y Naik, Vasanttilak8/31/2008 FID 10227021 Devic,Aleksandar VP 12/1/2007 Research Analyst 7/5/2004 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2004 N Prasad, Krishna S.8/31/2008 FID 10258222 Deyle,Eric Deal Mgmt Associate 9/5/2006 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Thomas, Charlene H.8/31/2008 FID 10231483 Dhanuka,Vinay VP 1/25/2005 Trader 1/25/2005 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B8/31/2008 FID 10250230 Dhawan,Erica Sales Analyst 7/6/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10242931 Dhown,Rajiv MD 11/30/2005 Desk Manager 11/30/2005 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_04 Dufournier, Philippe Bizer, David S.8/31/2008 FID 10201378 Di Censo,Joseph M. SVP 12/1/2006 Strategist,Sr 4/17/2000 Research Generalist Research Research 23970 Fixed Income Strategy Americas New York New York 745_7TH_15 Malvey, John V.8/31/2008 FID 10227575 Di Lena,Nicola VP 12/1/2007 Salesperson 8/2/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Russo, Fabrizio8/31/2008 FID 10203291 Di Vito,Richard A. SVP 12/1/2007 Research Analyst,Sr 7/31/2000 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 Castle, Jane M.8/31/2008 FID 10222778 Dickman,Brian R. Banking Associate 8/8/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2005 N Hash, Steven R.8/31/2008 FID 90001987 Dieke,Ralf C MD 12/1/2007 Desk Manager 7/1/1999 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Dubois-Pelerin, Vincent P Spieler, Christian8/31/2008 FID 10239054 Diekmann,Steven SVP 6/15/2005 Salesperson,Sr 6/15/2005 Global Rates Derivatives Sales Liquid Markets 22736 Derivatives Sales San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Malone, Daniel8/31/2008 FID 10039062 Dillow,Jan L. SVP 3/18/2002 Research Analyst,Sr 12/1/1999 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York Miami MIAMI9 Miller, Eric B.8/31/2008 FID 10066680 Dimaio,Michelle A. SVP 12/1/2005 Structurer,Sr 4/9/1997 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York HOMEUS Sweely, Gordon G.8/31/2008 FID 10279242 Dinis,Ines Legal Assistant 2/7/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10070166 DiTore,Michael J. VP 12/1/2005 Trader 8/10/1998 Global Rates Derivatives Trading Liquid Markets 25931 USD Swap Trading Americas New York New York 745_7TH_03 Hartnett, Thomas W.8/31/2008 FID 10249462 Diviccaro,Francesca Banking Analyst 4/1/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN Y Capital Markets Analyst 2006 N8/31/2008 FID 10274933 Dixit,Aditya Rajan Trading Analyst 8/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10271545 D'mello,Sheeba Research Analyst,Jr 6/4/2007 High Yield High Yield Research Credit 47939 FID HY Research-US/072B India Mumbai Mumbai MUMBAI6 Dahiya, Nitin Kaushik, Sanjeev8/31/2008 FID 10265241 Doheny,Nicole Banking Analyst 8/1/2007 Municipals Public Finance Origination Municipals 26844 PF Resource Recovery Americas New York New York 745_7TH_19 Y Capital Markets Analyst 2007 N8/31/2008 FID 10233981 Dolginow,Dustin Product Mgmt Analyst 6/19/2006 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10251175 Donahue,Adam Underwriting Associate 4/24/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10206931 Donehue,Jason S VP 12/1/2006 Salesperson 7/9/2001 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A Completed Program N Flink, Peter8/31/2008 FID 10247482 Dong,Danning Research Analyst 1/30/2006 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 A CM Associate 2006 N Zhou, Fei8/31/2008 FID 10250913 Dong,Sen Research Analyst 8/7/2006 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27426 FX Research/00 Americas New York New York 745_7TH_03 A CM Associate 2006 N Arora, Amitabh McCormick, James8/31/2008 FID 10250829 Donnelly,Brent SVP 12/1/2006 Trader,Sr 4/20/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 Holmes, Joel F.8/31/2008 FID 10203804 Donnelly,Mary P. Product Mgmt Associate 9/18/2000 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10031297 Dooley,Timothy W. SVP 12/1/2007 Trader,Sr 6/16/1997 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 1999 Y Garvey, Brendan A.8/31/2008 FID 10252130 Doramus,William Edward Underwriting Associate 5/8/2006 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE A CM Associate 2006 Y Naths, Sonya8/31/2008 FID 10277063 Dorland,Christopher SVP 9/12/2007 Trader,Sr 9/12/2007 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10234807 Douglas-Hall,Omari J Trading Analyst 7/6/2007 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10245553 Dove,Thomas Quant Associate 11/30/2005 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_048/31/2008 FID 90000609 Dowling,Ronan E. SVP 12/1/2005 Research Analyst,Sr 5/1/1997 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Joneja, Dev Bos, Michael F.8/31/2008 FID 90002575 Down,Sally A VP 12/1/2006 Strategist 3/6/2000 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Peritz Maletta, Rhoda C.8/31/2008 FID 10254174 Doyal,Chris Trading Associate 7/20/2006 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10261567 Drag,Jennifer VP 12/1/2007 Research Analyst 12/4/2006 Research LehmanLive Research Research 40977 LehmanLive Marketing Americas New York New York 745_7TH_03 Mahn, James8/31/2008 FID 10255828 Drakopoulos,Dimitris Sales Analyst 7/4/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Y Capital Markets Analyst 2007 N Kontominas, Konstantinos8/31/2008 FID 10152055 Drazin,D Hillel SVP 12/1/2006 Salesperson,Sr 7/12/1999 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 A CM Associate 2001 Y Pedone, Michael8/31/2008 FID 10213584 Drew,Jessica Sales Assistant 5/12/2003 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10272457 Drexelius,Paul VP 6/25/2007 Trader 1/3/2005 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10151642 Driscoll,Justin E. SVP 12/1/2007 Banker,Sr 3/1/1999 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10237192 Droughton-Fehr,Daryl Sales Associate 7/20/2006 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10285034 D'Silva,Anna Secretary,Executive 5/5/2008 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10234087 D'Silva,Stephen VP 12/1/2007 Trader 8/8/2005 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_03 A CM Associate 2005 N Zhou, Fei8/31/2008 FID 10271335 D'Souza,Dylan VP 5/29/2007 Trader 5/29/2007 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Bowmar, Paul Amin, Kaushik8/31/2008 FID 10225341 Du,Wen-Xuan VP 12/1/2005 Research Analyst 5/24/2004 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_07 Zhou, Fei Amin, Kaushik8/31/2008 FID 10274410 Duarte,Laura Catarina Simões Cardoso Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 80002483 Dubois-Phillips,Jonathan SVP 12/1/2005 Banker,Sr 1/1/2003 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 Gabbay, Mark8/31/2008 FID 10228386 Duenas-Brckovich,Peter Joseph MD 12/1/2004 Desk Manager 9/6/2004 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Felder, Eric J. Morton, Andrew8/31/2008 FID 10017066 Dugan,Frank R. SVP 10/21/1996 Salesperson,Sr 7/30/1985 High Grade High Grade Sales Credit 22733 HG Sales Short Term San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Lista, William J.8/31/2008 FID 10221211 Duh,Nini S VP 12/1/2007 Banker 2/18/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 22635 CDO Banking US Americas New York New York 745_7TH_04 Mawe, John8/31/2008 FID 10215103 Dumesnil,Simon VP 12/1/2006 Structurer 7/7/2003 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2004 Y Chaukar, Milind A8/31/2008 FID 10262219 Duna,Can Sales Associate 1/22/2007 High Yield Emerging Markets Sales Credit 48976 EMG Turkey - HY Sales/183 Europe London London CANWF_04 Akyol, Omer8/31/2008 FID 10205708 Dunigan,John SVP 12/1/2006 Prof Staff Mgr 4/16/2001 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 745_7TH_03 Eickbush, Gregory8/31/2008 FID 10242262 Dunn,Deirdre SVP 12/1/2005 Desk Manager 9/9/2005 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 Rizzieri, Gerald A.8/31/2008 FID 10235375 Dunn,Matthew F. Banking Associate 5/16/2005 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_03 Forte, Victor A.8/31/2008 FID 10251498 Duong,Katherina Sales Analyst 7/16/2007 Global Rates Fund Derivatives Sales Liquid Markets 43981 Fund Derivatives JV- Sales/A4 Europe London London CANWF_04 Y Capital Markets Analyst 2007 N

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10281721 Durenard,Eugene SVP 2/5/2008 Quant Specialist,Sr 2/5/2008 Global Foreign Exchange Foreign Exchange Research Liquid Markets 40320 E Trading (E) Europe London London CANWF_048/31/2008 FID 90004271 Durlacher,Noel H SVP 12/1/2005 Floor Broker,Sr 5/16/2001 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 90003123 Durr,Michael SVP 7/3/2000 Salesperson,Sr 7/3/2000 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Hogan, Canice B8/31/2008 FID 10268898 Dusad,Rohit SVP 12/1/2007 Salesperson,Sr 5/2/2007 Sales Generalist Sales Sales 48796 Fixed Income Sales India Asia Mumbai Mumbai MUMBAI5 Sweeney, Kirk8/31/2008 FID 90003595 Dussaule,Marc Sales Analyst 9/4/2000 High Grade High Grade Sales Credit 24607 Money Markets Eur-Sales/183 Europe London London CANWF_04 Timmis, Alexander J. Dubois-Pelerin, Vincent P8/31/2008 FID 10266787 Dutta Gupta,Debashish MD 6/4/2007 Desk Manager 6/4/2007 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_04 Shambayati, Soroosh8/31/2008 FID 10269294 Duval-Kieffer,Christophe SVP 6/19/2007 Research Analyst,Sr 6/19/2007 Global Rates Derivatives Research Liquid Markets 46243 Financial Strategies Europe London London CANWF_04 Joneja, Dev8/31/2008 FID 10234088 DuWors,PJ Trading Associate 7/17/2006 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10282893 Dwyer,Kendall L. SVP 3/17/2008 Business/Product Mgr 3/17/2008 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_038/31/2008 FID 10068737 Dykema,James VP 12/1/2005 Business Associate,Sr 3/2/1998 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Andriola, Rocco F. Eng, Janet M.8/31/2008 FID 10028764 Dynkin,Lev MD 6/12/2000 Manager,Sr 1/12/1987 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 Mattu, Ravi K.8/31/2008 FID 10032169 Dziadzio,John E. MD 12/1/2003 Banker,Sr 3/27/1995 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_08 Sherr, David N.8/31/2008 FID 10152068 Dziedziech,Robert Z. SVP 12/1/2005 Trader,Sr 7/12/1999 High Yield High Yield Trading Credit 22595 HY Eur Bond Trading Europe London London CANWF_04 A CM Associate 2001 Y Moar, Guy R. McCarthy, Lawrence Edward8/31/2008 FID 10274273 Ebner,Kathryn V. Product Mgmt Associate 7/30/2007 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10205606 Echigo,Shigeru VP 12/1/2006 Salesperson 4/1/2001 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO A CM Associate 2003 Y Akagi, Toshinari8/31/2008 FID 10204057 Echtermann,Heidemarie U. MD 12/1/2003 Structurer,Sr 10/2/2000 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_048/31/2008 FID 90003481 Ediz,Salim T SVP 12/1/2004 Economist,Sr 8/21/2000 Global Foreign Exchange Emerging Markets Research Liquid Markets 43235 Emg Jv Economics Eur Europe London London CANWF_04 McCormick, James Mondino, Guillermo E.8/31/2008 FID 10231621 Edwards,Joanna Secretary,Sr 2/1/2005 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 93003206 Edwards,Rachel Secretary,Executive 6/11/2001 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Attia, Amany8/31/2008 FID 10218997 Egan,Carey A. VP 12/1/2007 Salesperson 11/10/2003 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott Killian, Gary M.8/31/2008 FID 10252557 Egan,Lorraine Sales Associate 7/23/2007 High Yield High Yield Sales Credit 22730 HY Sales Loan Chicago Americas Chicago Chicago CHICAGO14 A CM Associate 2007 N8/31/2008 FID 10252558 Egelhof,James Structuring Associate 7/23/2007 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10275799 Eggers,Elizabeth Administrative Assistant 8/13/2007 Administration Grange Securities Administration Administration 48692 FID Admin-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10251499 Egloff,Alix Sales Associate 7/27/2007 Global Rates Fund Derivatives Sales Liquid Markets 43981 Fund Derivatives JV- Sales/A4 Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10247021 Ehara,Akio SVP 12/1/2007 Underwriter,Sr 1/1/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10250569 Eickbush,Gregory SVP Business/Product Mgr 4/17/2006 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 1301_6TH_8 Amin, Kaushik8/31/2008 FID 90003174 Einarsson,Magnus P SVP 12/1/2007 Trader,Sr 7/10/2000 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2002 Y Assi, Georges8/31/2008 FID 10265129 Eisen,Caroline VP 12/1/2007 Salesperson 2/26/2007 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 Hobert, David E Iorio, James L.8/31/2008 FID 10250616 El Alaoui,Nadia Research Analyst 4/18/2006 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 Volini, Pierluigi8/31/2008 FID 10226649 El-Adm,Cedric Sales Associate 7/5/2004 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 A CM Associate 2006 Y Hogan, Canice B Pourcelet, Nicolas8/31/2008 FID 10234162 Ellifritt,Rondal VP 4/18/2005 Mkt Support Associate,Sr 4/18/2005 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10287576 Ellinwood,Charles MD 6/4/2008 Banker,Sr 6/5/2008 Municipals Public Finance Origination Municipals 26424 Public Finance - Northeast Americas New York New York 745_7TH_198/31/2008 FID 10258351 Ellinwood,Maureen H. Banking Associate 9/11/2006 Municipals Public Finance Origination Municipals 26340 Corporate Related - Short Term Americas New York New York 745_7TH_19 Daniel, John T.8/31/2008 FID 10249715 Ellis,Anna E. Sales Assistant 3/27/2006 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10261993 Elmoudni,Nezha Secretary 5/1/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Meyer, Susan E8/31/2008 FID 10214121 El-Sheikh,Tarig VP 12/1/2007 Banker 10/13/2003 Real Estate IBD Real Estate IBD Origination Real Estate 53381 Real Estate Advisory - DUBAI Europe Dubai London CANWF_23 A CM Associate 2005 Y Miller, Deborah8/31/2008 FID 10251735 Embiricos,Adriana Banking Analyst 7/27/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Y Capital Markets Analyst 2007 N8/31/2008 FID 10252035 Emilio,Deanna Administrative Assistant 5/9/2006 Real Estate Real Estate Trading Real Estate 56844 GREG Transaction Management Americas New York New York 745_7TH_13 Broderick, David S.8/31/2008 FID 10278465 Emmick,Joe Mkt Support Associate 10/9/2007 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10017070 Eng,Janet M. SVP 3/18/2002 Prof Staff Mgr 4/14/1986 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Archer, Mary P.8/31/2008 FID 10287624 Englander,Alfred Steven SVP 6/16/2008 Research Analyst,Sr 6/16/2008 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27426 FX Research/00 Americas New York New York 745_7TH_038/31/2008 FID 10223762 Engman,Malin Sales Associate 7/5/2005 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2007 Y Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 90000244 Enright,Ryan O. SVP 12/1/2002 Salesperson,Sr 6/16/1996 Global Rates Derivatives Sales Liquid Markets 22736 Derivatives Sales San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Malone, Daniel8/31/2008 FID 10253580 Epple,Friedel Research Analyst 8/7/2006 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10254178 Er,Kian Structuring Associate 7/20/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10267858 Eroles,Juan M. SVP 5/23/2007 Trader,Sr 5/23/2007 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Gentile, Gregory M.8/31/2008 FID 10064724 Ersoff,Brett I. MD 3/19/2002 Banking Manager 4/9/1996 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 Cohen, Kenneth C.8/31/2008 FID 10213145 Ertas,Ilker SVP 12/1/2004 Trader,Sr 3/4/2003 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 Zirakzadeh, Alex K.8/31/2008 FID 10274413 Escaleira,Maria João Rosa Attorney 5/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10270656 Esfahanian,Habib Analyst - CM 2008 1/7/2008 Commodities Commodities Trading Commodities 52261 Oil Trading Europe London London CANWF_04 Y Capital Markets Analyst 2008 N8/31/2008 FID 10279586 Estes,Alayna Administrative Assistant 11/8/2007 Commodities Eagle Energy Administration Commodities 49307 Eagle Administration Americas Houston Houston EAGLE28/31/2008 FID 10274401 Esteves,Patricia Isabel Duro Garcia Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10268434 Estrada,John AVP 4/16/2007 Trading Associate 4/16/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_048/31/2008 FID 10059828 Ewing,Sanford F. SVP 3/18/2002 Salesperson,Sr 11/18/1993 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10222305 Faires,Erika Sales Associate 7/6/2004 High Grade High Grade Sales Credit 22739 HG Sales Credit Boston Americas Boston Boston BOSTON31 A CM Associate 2007 Y Corcoran, Thomas P.8/31/2008 FID 10223763 Faison,Will Trading Associate 7/5/2005 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2007 Y Gewirtz, Scott8/31/2008 FID 10282130 Fakhoury,Otavio Oscar MD 3/3/2008 Desk Manager 3/3/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 51230 FX EMG Trading LBDB Americas Sao Paulo Sao Paulo SAOPAULO8/31/2008 FID 10252756 Falzone,Garrett SVP 5/22/2006 Trader,Sr 5/22/2006 Municipals Municipals Trading Municipals 25560 Municipals Proprietary Trading Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10258793 Fan,Cheng Ming SVP 9/25/2006 Salesperson,Sr 9/25/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10211690 Fan,Lok Yin Research Analyst 7/14/2003 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 27679 CDO Research US Americas New York New York 745_7TH_04 A CM Associate 2005 Y Laberge, Claude A. Shah, Ashish C8/31/2008 FID 10238637 Fan,Min VP 12/1/2007 Research Quant Analyst 8/8/2005 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2005 N Risa, Stefano8/31/2008 FID 10283584 Fanchon,Nicolas SVP 6/11/2008 Trader,Sr 6/11/2008 Global Foreign Exchange Proprietary Trading Trading Liquid Markets 50429 Liquid Mkts Prop Trading SGP Asia SINGAPORE8/31/2008 FID 10205067 Fanter,Edward P. SVP 12/1/2007 Banker,Sr 2/12/2001 Municipals Public Finance Origination Municipals 26844 PF Resource Recovery Americas New York New York 745_7TH_19 A Completed Program N Heimowitz, Daniel N. Killian, Gary M.8/31/2008 FID 10070471 Fanto,Robert E. MD 12/1/2007 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 Ersoff, Brett I.8/31/2008 FID 10251428 Faranda,Matthew VP 12/1/2007 Trader 5/1/2006 High Grade High Grade Trading Credit 25194 HG Trading Esoteric US Americas New York New York 745_7TH_04 Gregorek, James S.8/31/2008 FID 10247847 Farkas,Jeffrey Sales Assistant 2/6/2006 Mortgages Mortgage Sales Sales Securitized Products 22740 Mortgage Sales Boston Americas Boston Boston BOSTON31 Glover, Michael S.8/31/2008 FID 10251563 Farrell,Elizabeth Zete Sales Analyst 7/4/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10266684 Faucheux,Luc SVP 4/4/2007 Desk Manager 4/4/2007 Global Rates Derivatives Trading Liquid Markets 42132 Exotics Trading Americas New York New York 745_7TH_03 Michaels, Jeff Alan8/31/2008 FID 10282489 Fauconnier,Jeremy Business Associate 5/19/2008 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_048/31/2008 FID 10045360 Fay,Patrick M. MD 9/1/1994 Trader,Sr 2/20/2007 Global Rates Governments Trading Liquid Markets 52078 Govt Macro Strategies Americas New York New York 745_7TH_03 Rizzieri, Gerald A.8/31/2008 FID 10232601 Fayerberg,Marina Research Analyst 8/8/2005 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 A CM Associate 2005 N Miller, Eric B.8/31/2008 FID 10234090 Feely,Alejandro Trading Associate 7/17/2006 Mortgages Mortgages Trading Securitized Products 27613 Intl Home Resort Lending Americas Dallas New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10259483 Feifer,Lisa Rochelle SVP Banker,Sr 10/23/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10211702 Feinberg,Jamie Sales Associate 5/3/2004 Global Rates Derivatives Sales Liquid Markets 22736 Derivatives Sales San Fran Americas San Francisco San Francisco 555CALIF30 A CM Associate 2006 Y Mattimore, Thomas S. Gallo, John F.8/31/2008 FID 10008717 Felder,Eric J. MD 12/1/2003 Manager,Sr 4/21/1994 Senior Management Senior Management Senior Management Senior Management 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Kirk, Alex8/31/2008 FID 10225304 Feldman,Adam G. Sales Associate 6/21/2004 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2007 Y Cignarella, Gregory S. Malone, Daniel8/31/2008 FID 10215766 Feliciano,Kimberly A Administrative Assistant 7/30/2003 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Heimowitz, Daniel N. Fountaine, Jane8/31/2008 FID 10289761 Feliciano,Marlissa Administrative Assistant 8/11/2008 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_038/31/2008 FID 10251837 Felty,James R. SVP 12/1/2007 Trader,Sr 5/17/2006 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Beggans, Joseph A.8/31/2008 FID 10004955 Feng,Ping MD 12/1/2003 Desk Manager 11/15/1993 Global Rates Derivatives Trading Liquid Markets 25113 Mortgage Swaps Americas New York New York 745_7TH_03 Michaels, Jeff Alan8/31/2008 FID 10249689 Fennema,Rik VP 5/22/2006 Research Analyst,Sr 5/22/2006 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 Volini, Pierluigi8/31/2008 FID 10252874 Fenwick,William MD 5/22/2006 Trader,Sr 5/22/2006 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Felder, Eric J.8/31/2008 FID 10250940 Fernandes,Aaron F. VP 12/1/2007 Salesperson 4/12/2006 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10281677 Fernandes,Norisha Admin Coordinator 1/28/2008 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI68/31/2008 FID 10226456 Fernandez,Jesus Sales Associate 7/14/2005 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2007 Y Rodriguez-Rosello Torres, Eva8/31/2008 FID 10266015 Ferrari,Kerry Secretary,Executive 4/10/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_04 Gladwin, Richard Victor8/31/2008 FID 10267641 Ferraz de Almeida,Cristiana VP 4/9/2007 Salesperson 4/9/2007 High Grade Emerging Markets Sales Credit 51227 EM Sales High Grade LBDB Americas Sao Paulo Sao Paulo SAOPAULO Lerner, Alejandro Daniel Moraes, Roberto A.8/31/2008 FID 10274409 Ferreira,Hélia Cristina da Silva Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10251738 Fessenden,Nicholas Sales Analyst 7/6/2007 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10246306 Fidelholtz,Estanislao Trading Associate 6/26/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2007 Y8/31/2008 FID 10272877 Field,Marc VP 7/2/2007 Salesperson 7/2/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru8/31/2008 FID 10274368 Figueira,Maria João Collections Manager 7/14/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 90003996 Filippou,Maria Sales Assistant 2/1/2001 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47833 Forex Sales Zurich Europe Zurich Zurich ZURICH2 Eissler, Thomas8/31/2008 FID 10276536 Fine,Aubrie VP 9/4/2007 Salesperson 9/4/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Ruffini, Ronald Salame, Roy8/31/2008 FID 10067746 Finkelstein,Andrew L. SVP 12/1/2006 Research Analyst,Sr 8/18/1997 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A CM Associate 1999 Y Jansen, Susan K.8/31/2008 FID 10283438 Fiorella,Stephen P. SVP 3/17/2008 Salesperson,Sr 3/17/2008 High Grade High Grade Sales Credit 22739 HG Sales Credit Boston Americas Boston Boston BOSTON318/31/2008 FID 10271710 Fischer,Felix SVP 8/20/2007 Research Analyst,Sr 8/20/2007 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_048/31/2008 FID 10257265 Fischer,Jonathan VP 12/1/2007 Research Analyst 8/14/2006 Research LehmanLive Research Research 40977 LehmanLive Marketing Americas New York New York 745_7TH_15 Mahn, James8/31/2008 FID 10050142 Fischer,Timothy K. MD 12/1/2006 Trader,Sr 5/27/2003 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Canezin, Rene' J.8/31/2008 FID 10220662 Fischler,Steven Risk Analyst 3/1/2004 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Completed Analyst Program N Barsanti, Anthony J.8/31/2008 FID 10248857 Fisher,Kacie Michelle Sales Associate 3/1/2006 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Galka, Glen J.8/31/2008 FID 10251739 Fisher,Michael Trading Analyst 7/6/2007 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10207300 Fitton,Douglas D. SVP 12/1/2003 Banker,Sr 7/30/2001 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10224930 Fitzgerald,Sean P. SVP 12/1/2007 Salesperson,Sr 5/17/2004 Global Rates Governments Sales Liquid Markets 22726 Government and Agency Sls Chi Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Malone, Daniel8/31/2008 FID 90004329 Flandreau,Marc Economist 3/1/2001 Research Generalist-Global Economics Research Research 42119 Economist-Paris Office/916 Europe Paris Paris PARIS5 Hume, Michael James

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10021496 Flannery,Joseph J. MD 1/12/2001 Banker,Sr 6/19/1989 Real Estate Real Estate Origination Real Estate 56835 GREG Hotel Group Americas New York New York 399PARK08 Cohen, Kenneth C.8/31/2008 FID 10201664 Flaquer,Lillian J. Administrative Assistant 5/1/2000 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Gregg, Paul Amin, Kaushik8/31/2008 FID 10254179 Fleischmann,Olivia Sales Associate 7/20/2006 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2008 Y Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10281477 Fleschler,Robert MD 1/17/2008 Desk Manager 1/22/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 50084 FX PB/E-Commerce Americas New York New York 745_7TH_038/31/2008 FID 10223860 Fless,Hans VP 4/19/2004 Research Analyst 4/19/2004 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10283450 Flint,Simon SVP 6/12/2008 Strategist,Sr 6/12/2008 Global Foreign Exchange Foreign Exchange Research Liquid Markets 47849 FX Research Spore/69B Asia SINGAPORE8/31/2008 FID 10252174 Flood,John Sales Analyst 7/6/2007 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10262133 Florig,Michael VP 2/1/2007 Salesperson 2/1/2007 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 Comon, Etienne8/31/2008 FID 10222949 Florio,John SVP 4/19/2004 Salesperson,Sr 4/19/2004 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10275862 Fluent,Mark SVP 8/6/2007 Banker,Sr 8/6/2007 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 Ersoff, Brett I.8/31/2008 FID 10004738 Flynn,Richard F. SVP 7/15/1992 Salesperson,Sr 5/2/1983 High Grade High Grade Sales Credit 22738 HG Sales Short Term Boston Americas Boston Boston BOSTON31 Lista, William J. White, John G.8/31/2008 FID 10202836 Foell,Daniel B. VP 12/1/2007 Banker 7/10/2000 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Y Completed Analyst Program N Lieskovska, Elena Moar, Guy R.8/31/2008 FID 10277062 Fogarty,Brendan Research Analyst 9/4/2007 Research LehmanLive Research Research 40977 LehmanLive Marketing Americas New York New York 745_7TH_07 Morse, Edward8/31/2008 FID 10233984 Fogarty,James Underwriting Associate 7/24/2006 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 A CM Associate 2008 Y Naths, Sonya8/31/2008 FID 10273890 Fok,Chung Yin Simon Sales Associate 8/1/2007 Global Rates Derivatives Sales Liquid Markets 48415 Exotics Struct Ex Japan/54 Asia Hong Kong Hong Kong HONGKONG7 Bertsch, Martin8/31/2008 FID 10068972 Foley Jr.,Vincent W SVP 12/1/2007 Research Analyst,Sr 4/13/1998 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10274383 Fonseca,Ricardo Jorge Caldeira da Associate 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10252581 Fontaine Moya,Sandra Trading Associate 7/23/2007 Global Rates Derivatives Trading Liquid Markets 25113 Mortgage Swaps Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10070424 Fonte,Christopher J. VP 12/1/2004 Trader 9/8/1998 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42504 CDO Trading SCP US Americas New York New York 745_7TH_04 Weaver, Charles M. Shetty, Romita8/31/2008 FID 10265243 Forte,Gina Banking Analyst 8/1/2007 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 Y Capital Markets Analyst 2007 N8/31/2008 FID 10028162 Forte,Victor A. MD 1/12/2001 Banking Manager 1/13/1992 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Merli, James W.8/31/2008 FID 10266805 Fotheringhame,David VP 4/10/2007 Research Analyst 4/10/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 40320 E Trading (E) Europe London London CANWF_04 Zinkin, Martin8/31/2008 FID 10011482 Fountaine,Jane VP 12/1/2002 Business Associate,Sr 1/9/1995 Municipals Public Finance Origination Municipals 26836 Munis Management/Administratio Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10269298 Fragnelli,Comasia Martina Secretary 5/29/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Meyer, Susan E8/31/2008 FID 10284000 Francis,David VP 4/14/2008 Trader 4/14/2008 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10267027 Frankel,Brian Banking Analyst 4/2/2007 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Augustine, John H.8/31/2008 FID 10274979 Frase,Jeffrey MD 8/8/2007 Desk Manager 8/8/2007 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_078/31/2008 FID 10212622 Freedman,Joshua M VP 12/1/2005 Banker 8/19/2002 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Kravetz, Larry J.8/31/2008 FID 10274362 Freire,Marco Filipe Dias Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10251741 Frew,Molly Banking Analyst 8/1/2007 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Y Capital Markets Analyst 2007 N8/31/2008 FID 10249961 Frey,Susanne B. VP 12/1/2006 Underwriter 3/27/2006 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kagan, Spencer S.8/31/2008 FID 10240879 Friedman,Brad C Banking Associate 8/1/2005 Municipals Public Finance Origination Municipals 26424 Public Finance - Northeast Americas New York New York 745_7TH_19 A CM Associate 2007 Y Stack, Ronald A.8/31/2008 FID 10213358 Friedman,Daniel I. Trading Associate 7/6/2004 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2007 Y Mogavero, Andrew M.8/31/2008 FID 10226358 Fritz,Christopher Steven Banking Associate 7/14/2005 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2007 Y Taylor, Christopher C8/31/2008 FID 10214269 Fromberg,Jason VP 12/1/2005 Banker 6/23/2003 Municipals Public Finance Origination Municipals 26844 PF Resource Recovery Americas New York New York 745_7TH_19 Chan, Arthur W. Killian, Gary M.8/31/2008 FID 10249332 Fu,Lei Research Analyst 4/13/2006 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Hu, Zhengyun8/31/2008 FID 10266795 Fuhrmann,Dorothee Johanna MD 12/1/2007 Desk Manager 5/17/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10202238 Fujimoto,Takayuki SVP 12/1/2005 Salesperson,Sr 6/1/2000 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO Matsui, Hiroyasu Serizawa, Tetsuo8/31/2008 FID 10253629 Fukagawa,Shintaro Structuring Analyst 7/17/2007 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10231866 Fukui,Ayako VP 2/16/2005 Salesperson 2/16/2005 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Ninomiya, Takio8/31/2008 FID 10233986 Fun,Ailyn Sales Associate 6/26/2006 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2008 Y Malone, Daniel8/31/2008 FID 10152067 Fung,Eugene Y. SVP 12/1/2006 Trader,Sr 7/12/1999 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2001 Y Howe, Christian J.8/31/2008 FID 10249519 Fung,Selina Suk Han MD 4/1/2006 Desk Manager 4/3/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 90002883 Furlong,John P SVP 12/1/2007 Business/Product Mgr 5/8/2000 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Cosaitis, Mark A.8/31/2008 FID 10271209 Furuta,Akiko Administrative Assistant 5/23/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 48300 FX Americas Mgmt Americas New York New York 745_7TH_03 Eickbush, Gregory8/31/2008 FID 10284908 G,Sriseshagiri Banking Analyst 4/14/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI68/31/2008 FID 10206837 Gabbay,Daniel Banking Associate 8/6/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2007 N8/31/2008 FID 10205527 Gabbay,Mark MD 12/1/2005 Manager,Sr 3/19/2001 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Lee, Hyung S.8/31/2008 FID 10251743 Gabriel,Viktor Banking Analyst 8/1/2007 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10212626 Gabriella,Michael VP 12/1/2004 Desk Specialist 8/19/2002 Real Estate Real Estate Origination Real Estate 20982 GREG Surveillance Americas New York New York 745_7TH_13 Hall, Patricia B.8/31/2008 FID 10267867 Gabudean,Radu Research Quant Analyst 7/30/2007 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 A CM Associate 2007 N8/31/2008 FID 93000177 Galbusera,Annalisa Secretary,Sr 4/17/2000 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN Toscani, Edoardo Altamura, Chiara8/31/2008 FID 10264984 Gale,Jasper SVP 3/7/2007 Salesperson,Sr 6/5/2002 High Grade High Grade Sales Credit 52470 Australia Credit Sales/07D Asia Sydney Sydney SYDNEYS08/31/2008 FID 10277736 Galik,Stephanie Scheduler 9/4/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10015954 Gallo,John F. MD 12/1/2002 Manager,Sr 10/5/1992 Senior Management Senior Management Senior Management Senior Management 22500 Liquid Markets Admin Americas New York New York 745_7TH_03 Humphrey, Thomas P.8/31/2008 FID 10246307 Galva,Paul Banking Associate 7/24/2006 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10275670 Gambhir,Neeraj MD 9/18/2007 Banking Manager 9/18/2007 High Grade High Grade Trading Credit 52479 India Credit Product/67B Asia Mumbai Mumbai MUMBAI5 Manalac, Carlos M. Jotwani, Tarun8/31/2008 FID 10027181 Gambone,Kenneth G. SVP 12/1/2006 Banker,Sr 1/3/1995 Municipals Public Finance Origination Municipals 27623 Utilities Americas New York New York 745_7TH_19 Peters, Stephen8/31/2008 FID 10252177 Gan,Joanne Research Analyst 7/6/2007 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10233122 Gan,Yingjin VP 12/1/2007 Research Analyst 7/15/2005 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 A CM Associate 2005 N Sparks, Alan A.8/31/2008 FID 10250274 Gandhi,Sunil Kumar MD 6/21/2006 Desk Manager 6/21/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10249625 Ganesh,Arun Roshan Trading Associate 7/24/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE A CM Associate 2008 Y McCreery, Scott Ronald8/31/2008 FID 10272239 Garayeva,Suad Analyst - CM 2008 1/7/2008 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 Y Capital Markets Analyst 2008 N8/31/2008 FID 10245329 Garbacik,Walter SVP 11/22/2005 Salesperson,Sr 11/22/2005 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10276717 Garcia,Ana Cristina Teixeira Bailao Account Manager 8/13/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274370 Garcia,Artur Miguel Nunes Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10067569 Garcia,Maria A. SVP 12/1/2005 Salesperson,Sr 7/28/1997 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10272507 Garcia,Miguel Trading Associate 11/16/2005 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10274367 Garcia,Paulo Jorge Silva Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 90003446 Gardner,Jonathan P SVP 12/1/2005 Business/Product Mgr 8/14/2000 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 Shambayati, Soroosh8/31/2008 FID 10152934 Garg,Sameer SVP 12/1/2006 Banker,Sr 7/20/1999 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 A CM Associate 2000 Y McBeth, Douglas W. Klein, Martin P.8/31/2008 FID 90004595 Garnham,Gavin T Production Specialist 7/23/2001 Research Generalist Research Research 42159 Research-Publications Grp/56 Europe London London CANWF_03 Monchi, Valerie F Llewellyn, John E8/31/2008 FID 10204739 Garvalov,Ivan Trading Associate 12/11/2000 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 Y Completed Analyst Program N Damodaran, Kumaran8/31/2008 FID 10222781 Gault,Chris A. Research Analyst 8/8/2005 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A IBD Associate 2005 N Stromberg, Gary8/31/2008 FID 10272489 Gaur,Priya Aishwarya Sales Analyst 7/16/2007 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10252344 Gaurh,Neeraj Research Analyst 5/15/2006 High Yield High Yield Research Credit 47939 FID HY Research-US/072B India Mumbai Mumbai MUMBAI6 Vahabzadeh, Reza Kaushik, Sanjeev8/31/2008 FID 10272508 Gautier,John Wes Trading Associate 10/1/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10253808 Ge,Danping Sales Analyst 8/1/2007 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10253292 Gee,George Structuring Associate 6/26/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_04 Maddox, Alexander J.8/31/2008 FID 10066313 Gelber,Leslee H. SVP 12/1/2003 Deal Mgr,Sr 2/12/1997 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Desens, Jack E.8/31/2008 FID 10233371 Geller,Michael Banking Associate 7/11/2005 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 A CM Associate 2007 Y Kravetz, Larry J.8/31/2008 FID 10053916 Gendron,Nicholas J. MD 12/1/2007 Marketing Manager 5/4/1992 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10065083 Gentile,Gregory M. MD 12/1/2007 Desk Manager 12/7/1998 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Y Completed Analyst Program N Grimeh, Mohammed8/31/2008 FID 10254182 Gentile,Valentina Banking Associate 7/20/2006 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10289771 Gerbino,John MD 8/14/2008 Banking Manager 8/14/2008 Municipals Public Finance Origination Municipals 26424 Public Finance - Northeast Americas New York New York 745_7TH_198/31/2008 FID 10069357 Germain,John C. SVP 12/1/2003 Banker,Sr 7/6/1998 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Hynote, Robert A. Killian, Gary M.8/31/2008 FID 10274328 Geslin,Hugues Research Analyst 7/23/2007 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S8/31/2008 FID 10278280 Gesmann,Markus Banker 10/1/2007 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 10238717 Gewirtz,Scott MD 6/28/2005 Desk Manager 6/28/2005 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 Rizzieri, Gerald A.8/31/2008 FID 10206692 Ghale,Yasmin VP 12/1/2005 Research Analyst 6/3/2002 Research Generalist Research Research 42576 Index Research Singapore Asia SINGAPORE A CM Associate 2002 N Tweeboom, Norman L.8/31/2008 FID 10279253 Ghavami,Peter MD 1/31/2008 Manager,Sr 1/21/2008 Administration Emerging Markets Administration Administration 52995 Moscow FID Admin Expenses Europe Moscow Moscow MOSCOW28/31/2008 FID 10255448 Ghorbani Etemad,Ali Sales Associate 10/1/2006 Sales Structured Solutions Group Sales Sales 50050 SSG Sales Frankfurt/909 Europe Frankfurt Frankfurt FRANKFURT3 Parr, Anke Landry, Sophie8/31/2008 FID 10251196 Ghosh,Kriti VP 12/1/2007 Desk Specialist 4/26/2006 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Maheshwari, Shyam Volini, Pierluigi8/31/2008 FID 10288433 Ghosh,Nilendu Sekhar Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI6 Y 2008 N8/31/2008 FID 10244727 Ghosh,Shinjit Trading Associate 4/24/2006 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10273937 Ghosh,Shourya Banking Analyst 7/2/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Kamlesh8/31/2008 FID 10264715 Giacomino,Stefano SVP 4/5/2007 Banker,Sr 4/5/2007 Commodities Commodities Administration Commodities 52445 Business Development Europe Europe London London CANWF_09 Patrick, Christopher J Wareborn, Henrik Sven Gunnar8/31/2008 FID 10213241 Giampa,Davide VP 12/1/2007 Banker 8/9/2004 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2004 N Hartmeier, Michael A.8/31/2008 FID 10231227 Giani,Giada VP 12/1/2006 Economist 3/1/2005 Global Rates Derivatives Research Liquid Markets 46243 Financial Strategies Europe London London CANWF_04 Duval-Kieffer, Christophe McCormick, James8/31/2008 FID 10233373 Gibbons,Adam Underwriting Associate 7/11/2005 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 A CM Associate 2007 Y Herman, John S.8/31/2008 FID 10224778 Gibbs,Andrew SVP 12/1/2005 Salesperson,Sr 5/4/2004 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Anchisi, Sandro Dubois-Pelerin, Vincent P8/31/2008 FID 10272966 Gibson,Benjamin VP 9/10/2007 Salesperson 9/10/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_038/31/2008 FID 10227583 Gibson,Stuart VP 12/1/2007 Quant Specialist 8/2/2004 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Zinkin, Martin8/31/2008 FID 10288826 Gilbreth,Nels Sales Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 22736 Derivatives Sales San Fran Americas San Francisco San Francisco 555CALIF308/31/2008 FID 10204656 Gilde,Fredric L. SVP 12/1/2004 Senior Strategist 11/29/2000 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_16 Mandelblatt, Gary

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10034563 Gilhool Jr.,Francis X MD 12/1/2003 Banking Manager 9/16/1985 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10273106 Gillen,Angela Trading Analyst 7/27/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 90004206 Giordano,Gennaro VP 12/1/2006 Banker 4/23/2001 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A CM Associate 2003 Y Cidonio, Matteo8/31/2008 FID 10267994 Giovanelli,Corrado MD 4/5/2007 Desk Manager 4/5/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Hogan, Canice B8/31/2008 FID 10264199 Girard,Sebastien Structuring Associate 3/5/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S. Shakarchi, Rami8/31/2008 FID 10226392 Gird,Benjamin VP 12/1/2007 Trader 6/21/2004 High Yield High Yield Trading Credit 56172 HY Flow Trading/054 Asia Hong Kong Hong Kong HONGKONG7 Fung, Eugene Y.8/31/2008 FID 10254401 Gkinis,Spyridon SVP 8/1/2006 Trader,Sr 8/1/2006 Commodities Commodities Trading Commodities 52261 Oil Trading Europe London London CANWF_04 Wareborn, Henrik Sven Gunnar Frase, Jeffrey8/31/2008 FID 10252519 Gladwin,Richard Victor MD 7/21/2006 Desk Manager 7/21/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_04 Amin, Kaushik Morton, Andrew8/31/2008 FID 10252178 Glazer,Michelle Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10275804 Glenn,Richard VP 10/29/2007 Banker 10/29/2007 Global Rates Insurance Origination Liquid Markets 25596 Insurance Solutions Europe London London CANWF_068/31/2008 FID 10064916 Glionna,Jonathan L. SVP 12/1/2007 Research Analyst,Sr 3/13/2006 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 A CM Associate 1999 N Miller, Eric B.8/31/2008 FID 10201430 Glover,Michael S. MD 3/18/2002 Desk Manager 4/17/2000 Mortgages Securitized Products Mgmt Sales Securitized Products 21117 Mortgage Sales Management Americas New York New York 745_7TH_03 Humphrey, Thomas P.8/31/2008 FID 10068501 Goberman,Larry VP 5/9/2005 Mkt Support Associate,Sr 5/9/2005 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10288426 Goel,Ashutosh Research Analyst 7/7/2008 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10205824 Goel,Dinesh VP 12/1/2006 Trader 5/20/2002 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2003 Y Wong, Edwin Ching Him8/31/2008 FID 10283706 Goff,John SVP 6/10/2008 Salesperson,Sr 6/10/2008 Global Rates Derivatives Sales Liquid Markets 48415 Exotics Struct Ex Japan/54 Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10271332 Gofman,Vitaly Trading Associate 6/4/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 50085 Option Traders Americas New York New York 745_7TH_03 Gupta, Sumant M.8/31/2008 FID 10211062 Gogola,Erika L. Sutherland VP 12/1/2004 Deal Mgr 3/15/2002 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Desens, Jack E.8/31/2008 FID 10236826 Goh,Anne Jia Juan Sales Associate 7/11/2005 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 Y Lam, Ada Lok Yee8/31/2008 FID 10285041 Gold,Jonathan SVP 7/1/2008 Salesperson,Sr 7/1/2008 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_048/31/2008 FID 10225947 Goldberg,Daniel Banking Analyst 6/7/2004 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Y Completed Analyst Program N Hynote, Robert A.8/31/2008 FID 10252304 Golen,Thomas MD 5/10/2006 Business CAO 5/15/2006 Research Generalist Research Research 23987 FID Research Management Americas New York New York 745_7TH_17 Mattu, Ravi K.8/31/2008 FID 10232599 Golhar,Shawn-Pavan M Banking Associate 8/8/2005 Municipals Public Finance Origination Municipals 26422 Public Finance - Los Angeles Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2005 N Taylor, Peter J.8/31/2008 FID 10242536 Goli,Gowtham VP 12/1/2007 Trader 9/24/2005 Global Foreign Exchange Derivatives Trading Liquid Markets 56055 India Derivatives / 24D Asia Mumbai Mumbai MUMBAI5 Marwaha, Ajay Sung, Michael L.8/31/2008 FID 10014995 Gollin,Mark D. SVP 12/1/2005 Banker,Sr 1/30/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Sveen, Paul E.8/31/2008 FID 10231081 Golus-Szubelak,Malgorzata Trading Analyst 1/3/2005 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N Corpuz, Rodney A.8/31/2008 FID 10246311 Gonnella,Thomas Trading Analyst 6/26/2006 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2006 N Schechter, Jason S. Bearelly, Sridhar8/31/2008 FID 10224589 Gonzalez,Inigo Trading Associate 8/2/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2005 N Margiotta, Jason8/31/2008 FID 10267294 Goodall,Elizabeth SVP 12/1/2007 Structurer,Sr 6/27/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10274093 Goodman,Ryan VP 9/3/2007 Banker 9/3/2007 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10001406 Goodridge,John A. SVP 3/19/2007 Trader,Sr 3/19/2007 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B8/31/2008 FID 10054419 Goodwin,Fred M. SVP 12/1/2002 Research Analyst,Sr 5/8/2000 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 McCormick, James8/31/2008 FID 10201142 Goodwin,Jeffrey B. SVP 12/1/2005 Salesperson,Sr 3/8/2000 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 Kitei, Jonathan M.8/31/2008 FID 10279170 Goold,Nicholas SVP 1/7/2008 Trader,Sr 1/7/2008 Commodities Commodities Trading Commodities 52260 Metals Trading Europe London London CANWF_048/31/2008 FID 10266755 Gordon,David Ryan Analyst - CM 2008 7/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2008 N8/31/2008 FID 10206207 Gorelov,Yoni VP 12/1/2007 Trader 7/22/2002 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Felder, Eric J.8/31/2008 FID 10026811 Gorey,Steven SVP 3/21/2007 Underwriter,Sr 3/21/2007 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Picallo, Albert8/31/2008 FID 10257193 Gorgone,Christopher Underwriting Analyst 9/5/2006 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Bird, John P.8/31/2008 FID 10212077 Gorman,Lindsey P. VP 12/1/2007 Trader 7/8/2002 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Jones, Jock T.8/31/2008 FID 10274278 Gormley,Thomas SVP 8/6/2007 Salesperson,Sr 8/6/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10246312 Gorodetsky,Olga Research Analyst 6/26/2006 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10221478 Gotcheva,Daniela Sales Associate 7/5/2004 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 A CM Associate 2006 Y Dieke, Ralf C Landry, Sophie8/31/2008 FID 10207717 Goto,Masatoshi SVP 12/1/2006 Banker,Sr 10/22/2001 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Manalac, Carlos M.8/31/2008 FID 10072688 Gottfried,Barry K. SVP 2/8/1999 Banker,Sr 2/8/1999 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Hynote, Robert A. Killian, Gary M.8/31/2008 FID 10223891 Govender,Reuben Trading Associate 8/2/2005 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2005 N Majewski, Arden Amin, Kaushik8/31/2008 FID 10223214 Goyal,Ankur Structuring Associate 8/8/2005 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2006 Y Maddox, Alexander J.8/31/2008 FID 10065699 Goyal,Anshuman SVP 3/18/2002 Trader,Sr 8/13/1996 Global Rates Proprietary Trading Trading Liquid Markets 26068 US Rates-FX Prop Trading Americas New York New York 745_7TH_07 Gancas, Rod M. Amin, Kaushik8/31/2008 FID 10275449 Goyal,Manish Banking Analyst 8/7/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Jain, Kamlesh8/31/2008 FID 10288437 Goyal,Swati Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 53557 Asia FI Exotics Struct - India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10273153 Graff,Eric Trading Associate 5/14/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10068783 Gramins,John V. SVP 12/1/2003 Trader,Sr 3/4/1998 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Schellbach, Peter8/31/2008 FID 10213664 Gramins,Michael Trading Associate 7/12/2004 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2006 Y Sweely, Gordon G.8/31/2008 FID 10249630 Grant,Jonathan SVP 3/20/2006 Salesperson,Sr 3/20/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10206210 Graper,Meghan VP 12/1/2007 Banker 7/22/2002 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Y Completed Analyst Program Y Forte, Victor A.8/31/2008 FID 10246313 Gratrix,Whitney Sales Associate 6/26/2006 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10067696 Gray,Lynn Z. SVP 6/12/1999 Business CAO 9/21/1998 Real Estate Real Estate Administration Real Estate 56838 GREG Management Americas New York New York 745_7TH_13 Walsh, Mark A.8/31/2008 FID 10207922 Gray,Robert VP 12/1/2004 Underwriter 1/11/2002 Mortgages Mortgage Due Diligence Trading Securitized Products 40256 Mortgage Due Diligence Americas New York Boston BOSTON31 Hibbert, Errington W.8/31/2008 FID 10274369 Grecco,Fábio Franco Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10286630 Greco,John VP 5/27/2008 Trader 5/27/2008 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10212548 Greco,Michele SVP 12/1/2006 Banker,Sr 8/1/2002 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN A CM Associate 2000 N Paparella, Gianfranco8/31/2008 FID 10030393 Greco,Thomas A. VP 8/13/1990 Banker 11/22/1982 Municipals Municipals Trading Municipals 36116 Municipal Syndicate Americas New York New York 745_7TH_07 Milano, Steven M. Coleman, Peter E.8/31/2008 FID 10051156 Green,Ernest G. MD 5/1/1991 Banking Manager 1/19/1987 Municipals Public Finance Origination Municipals 26421 Public Finance - Washington Americas Washington Washington K_STREET Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10211838 Green,Jeffrey Trading Associate 7/14/2003 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 Y Keavey, Peter Amin, Kaushik8/31/2008 FID 10012136 Green,Linda K. Administrative Assistant 5/20/1985 Municipals Public Finance Origination Municipals 26807 PF South Central Americas New York Houston HOUSTON31 Daniel, John T. Fountaine, Jane8/31/2008 FID 93002455 Green,Simon Sales Associate 8/6/2001 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Y Completed Analyst Program N Revill, Richard Stuart Banfield, Simon8/31/2008 FID 10212381 Greene,Elizabeth VP 12/1/2007 Banker 7/15/2002 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York Miami MIAMI9 A Completed Program Y Augustine, John H.8/31/2008 FID 10266819 Gregg,Paul SVP 3/27/2007 Business CAO 3/27/2007 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S.8/31/2008 FID 10029172 Gregorek,James S. SVP 9/13/1995 Desk Manager 9/19/1988 High Grade High Grade Trading Credit 25194 HG Trading Esoteric US Americas New York New York 745_7TH_04 Corcoran, Thomas P.8/31/2008 FID 10260185 Gregory,Geoffrey VP 10/30/2006 Marketer 10/30/2006 Commodities Energy Sales Commodities 48303 Commodities Sales (HSN) Americas Houston Houston EAGLE2 Sharifi, Reza Amin, Kaushik8/31/2008 FID 10234100 Gregory,Jeremiah Banking Associate 8/7/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2006 N8/31/2008 FID 10226843 Greiner,David Trading Associate 7/12/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2006 Y Holmes, Joel F.8/31/2008 FID 10273154 Gress,Jennifer Trading Associate 5/23/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10281942 Gretener,Jill VP 2/1/2008 Salesperson 2/1/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47833 Forex Sales Zurich Europe Zurich Zurich ZURICH28/31/2008 FID 10241858 Griffith,Hermenia Administrative Assistant 9/6/2005 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Howard, Stephen E. Fountaine, Jane8/31/2008 FID 10069788 Grimeh,Mohammed MD 3/18/2002 Manager,Sr 7/22/1998 Senior Management Senior Management Senior Management Senior Management 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Kirk, Alex Amin, Kaushik8/31/2008 FID 10152270 Gross,Brian M. VP 12/1/2006 Banker 7/20/1999 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 A CM Associate 2003 Y Gilhool Jr., Francis X8/31/2008 FID 10273563 Grover,Siddharth Structuring Analyst 7/2/2007 Commodities Energy Trading Commodities 52894 FID Commodities India India Mumbai Mumbai MUMBAI6 Y 2007 N Comon, Etienne Kaushik, Sanjeev8/31/2008 FID 10223892 Groves,Thomas VP 12/1/2007 Trader 8/2/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 A CM Associate 2005 N Jones, Jock T.8/31/2008 FID 10265860 Grundy,Edward SVP 12/1/2007 Salesperson,Sr 4/10/2007 High Yield High Yield Sales Credit 22468 High Yield Sales/Europe Europe London London CANWF_04 Anchisi, Sandro Pedone, Michael8/31/2008 FID 10253551 Guai,Ti Howe SVP 6/29/2006 Salesperson,Sr 6/29/2006 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE Loh, Catherine Phui Yee8/31/2008 FID 10276376 Guerra,Hector Trading Associate 8/6/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10252643 Guerrero,JoAnne Sr Administrative Assistant 5/22/2006 Global Rates Governments Sales Liquid Markets 22500 Liquid Markets Admin Americas New York New York 745_7TH_03 Gallo, John F.8/31/2008 FID 10264867 Guertin,Daniel VP 3/1/2007 Research Analyst 3/1/2007 Commodities Energy Research Commodities 46225 Commodities Research (NY) Americas New York New York 745_7TH_07 Morse, Edward Amin, Kaushik8/31/2008 FID 90004756 Guilbert,Marion SVP 12/1/2004 Salesperson,Sr 9/17/2001 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Patel, Manish M Balje, Ramon Laurens8/31/2008 FID 10250628 Gujral,Irvind Banking Associate 7/27/2007 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10265198 Gulati,Aakanksha Trading Analyst 7/6/2007 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10283881 Guo,Jung Rong SVP 5/20/2008 Salesperson,Sr 5/20/2008 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10249834 Gupta,Amit Trading Associate 7/27/2007 Commodities Commodities Trading Commodities 52262 Investor Products Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10222662 Gupta,Ashish Banking Associate 7/6/2004 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 A CM Associate 2006 Y Ashmun, Robert G.8/31/2008 FID 10272494 Gupta,Bhavna Sales Analyst 7/16/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10271546 Gupta,Gaurav Research Analyst,Jr 6/4/2007 High Yield High Yield Research Credit 47939 FID HY Research-US/072B India Mumbai Mumbai MUMBAI6 Stromberg, Gary Kaushik, Sanjeev8/31/2008 FID 10273952 Gupta,Krishan Banking Analyst 7/2/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI6 Prasad, Krishna S.8/31/2008 FID 10235059 Gupta,Manoj Structuring Associate 7/14/2005 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 A CM Associate 2006 Y Braun, Konstantin8/31/2008 FID 10223209 Gupta,Mohan Raj Trading Associate 8/8/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE A CM Associate 2006 Y Mehr, Amir8/31/2008 FID 10254986 Gupta,Nitin Trading Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 de Martino, Gianfranco Jain, Rahul8/31/2008 FID 10232746 Gupta,Nitin Sales Associate 7/20/2006 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI6 A CM Associate 2007 Y8/31/2008 FID 10272726 Gupta,Paritosh Desk Specialist Analyst 6/15/2007 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Y CM I.I.M. Analyst 2007 N Bhargava, Devesh8/31/2008 FID 10273718 Gupta,Pratik Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10250243 Gupta,Sant Sharan Research Analyst 7/27/2007 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 47646 CDO Strategy Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10251750 Gupta,Shikha Sales Analyst 7/6/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10273296 Gupta,Shobhit Kumar Trading Associate 7/27/2007 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10213521 Gupta,Shonali Trading Associate 8/9/2004 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2005 Y Sahay, Vivek8/31/2008 FID 10069024 Gupta,Sumant M. SVP 12/1/2004 Trader,Sr 4/9/1998 Global Rates Derivatives Trading Liquid Markets 42131 Short Options Trading Americas New York New York 745_7TH_03 Gladwin, Richard Victor Amin, Kaushik8/31/2008 FID 10266473 Gutierrez,Huberto VP 4/16/2007 Trader 4/16/2007 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Carnevale, Todd A.8/31/2008 FID 10277368 Gutman,Michelle Administrative Assistant 9/10/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Santora, Kimberly C.

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10223894 Guzzi,Joseph Sales Associate 8/2/2005 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A CM Associate 2005 N Degen, Paul F.8/31/2008 FID 10267369 Haartje,Christian VP 6/4/2007 Business Associate,Sr 6/4/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard8/31/2008 FID 10227154 Hackett,Ann Tucker SVP 7/15/2004 Deal Mgr,Sr 7/15/2004 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Smith, Greg L.8/31/2008 FID 10256630 Hacon,Jonathan VP 12/1/2006 Trader 8/7/2006 Commodities Commodities Trading Commodities 52262 Investor Products Europe London London CANWF_04 Tudor, Jason Wareborn, Henrik Sven Gunnar8/31/2008 FID 10021207 Haff,Jane T. SVP 7/30/1993 Salesperson,Sr 5/16/1983 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott Killian, Gary M.8/31/2008 FID 10203319 Hagan,Thuy VP 2/15/2006 Banker 2/15/2006 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE8/31/2008 FID 10216701 Haig,Andrew Stephen SVP 9/23/2003 Trader,Sr 9/23/2003 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Cross, Martin8/31/2008 FID 10260732 Haines,Cabray VP 12/1/2007 Banker 11/9/2006 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO55 Brown, Carole L.8/31/2008 FID 10279760 Hajdukiewicz,Richard S. MD 12/18/2007 Desk Manager 12/18/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_078/31/2008 FID 10233991 Halady,Indrani Trading Associate 6/26/2006 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10222768 Hale,Julie VP 4/7/2004 Salesperson 4/7/2004 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_GF Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10213596 Haley,Nick SVP 12/1/2006 Salesperson,Sr 5/27/2003 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10204934 Haley,Paul R. SVP 1/3/2001 Banker,Sr 1/3/2001 Municipals Public Finance Origination Municipals 26715 Public Finance - Boston Americas Boston Boston BOSTON31 Stack, Ronald A.8/31/2008 FID 10032149 Hall,Patricia B. MD 12/1/2005 Senior Desk Specialist 9/21/1998 Real Estate Real Estate Origination Real Estate 20982 GREG Surveillance Americas New York New York 745_7TH_03 Cohen, Kenneth C.8/31/2008 FID 10211205 Hall,Peter W SVP 12/1/2005 Trader,Sr 4/4/2002 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10226320 Hall,Russell David VP 6/21/2004 Trader 6/21/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24294 Forex Trading-Spot & Forward Europe London London CANWF_04 Pearson, James8/31/2008 FID 90003574 Halliday,Joanna R Secretary,Sr 9/11/2000 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10251541 Halperin,Joelle SVP 5/1/2006 Risk Specialist,Sr 5/1/2006 Real Estate Real Estate Trading Real Estate 56844 GREG Transaction Management Americas New York New York 745_7TH_13 Broderick, David S.8/31/2008 FID 10251751 Halpern,Ashley Sales Analyst 7/6/2007 Global Rates Fund Derivatives Sales Liquid Markets 20957 Fund Derivatives Sales Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10280719 Hamasaki,Koji VP 3/1/2008 Salesperson 3/1/2008 Sales Generalist Sales Sales 70137 Corporate Coverage/083 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10286391 Hamdan,Kamal MD 7/17/2008 Manager,Sr 7/17/2008 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_078/31/2008 FID 10233815 Hamid,Sherif Research Analyst 8/2/2005 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2005 N Shah, Ashish C8/31/2008 FID 10268740 Hamilton,Melissa Administrative Assistant 4/23/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_048/31/2008 FID 10252180 Hamilton,Rachel Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10207899 Hammack,Peter VP 1/31/2002 Research Analyst 1/31/2002 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 Shah, Ashish C8/31/2008 FID 10247327 Hamon,Alexandre VP 1/16/2006 Banker 1/16/2006 Real Estate Real Estate Origination Real Estate 40253 CMBS-EUROPE/916 Europe Paris Paris PARIS6 Benchetrit, Delphine8/31/2008 FID 10268392 Hamoud,Nader VP 4/16/2007 Salesperson 4/16/2007 Global Rates Derivatives Sales Liquid Markets 50970 Dubai Rates Sales Europe Dubai Dubai DUBAI8/31/2008 FID 10021756 Hampton,Silveria L. Sales Assistant 5/4/1995 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10245812 Han,Younsik Trading Analyst 11/28/2005 Global Foreign Exchange Derivatives Trading Liquid Markets 50678 Korea Core Derivative Asia Seoul Seoul SEOUL4 Y Completed Analyst Program N Yoo, Sunghyun8/31/2008 FID 10215991 Hanrahan,Elizabeth Margaret VP 12/1/2005 Salesperson 8/6/2003 High Grade High Grade Sales Credit 24607 Money Markets Eur-Sales/183 Europe London London CANWF_04 Timmis, Alexander J. Dubois-Pelerin, Vincent P8/31/2008 FID 10213577 Hansell,Peter MD 12/1/2005 Banking Manager 6/23/2003 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10281380 Hanson,Michael Steven SVP 1/14/2008 Economist,Sr 1/14/2008 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_158/31/2008 FID 10206659 Hara,Naomi SVP 12/1/2005 Banker,Sr 5/9/2001 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Gabbay, Mark Pearson, Thomas M.8/31/2008 FID 10273322 Hare,Clifford MD 6/25/2007 Desk Manager 4/1/2003 Commodities Eagle Energy Administration Commodities 53071 Eagle Management Americas Houston Houston EAGLE28/31/2008 FID 10152443 Hargrave,Brian K. SVP 12/1/2005 Trader,Sr 7/17/2000 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 A CM Associate 2000 N McKinney, Richard S.8/31/2008 FID 10251568 Haria,Jinal Sales Analyst 7/27/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10274937 Harinsuit,Kachaphol Underwriting Associate 8/13/2007 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK A CM Associate 2007 N8/31/2008 FID 10213605 Harlib,Jeffrey A. SVP 5/1/2003 Research Analyst,Sr 5/1/2003 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10213484 Harlowe,Kieron SVP 12/1/2005 Trader,Sr 4/17/2003 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Sung, Michael L.8/31/2008 FID 10257909 Harper,Elizabeth Bradford Sales Associate 8/28/2006 Mortgages Mortgage Sales Sales Securitized Products 22729 Mortgage Sales Chicago Americas Chicago Chicago CHICAGO14 Holleb, Thomas J.8/31/2008 FID 10252464 Harper-Serrette,Shirley Administrative Assistant 5/15/2006 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Fountaine, Jane8/31/2008 FID 10012030 Harrington,Joan SVP 12/1/2002 Business CAO 7/29/1991 High Grade High Grade Administration Credit 24389 HG Administration US Americas New York New York 745_7TH_04 Mitrokostas, Paul8/31/2008 FID 10065928 Harris,Ethan S. MD 12/1/2002 Economist,Chief 10/7/1996 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 Sheard, Paul J.8/31/2008 FID 10152063 Harris,Marissa A VP 12/1/2007 Salesperson 8/2/2005 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 A CM Associate 2005 N Rathbun, Timothy G Dhown, Rajiv8/31/2008 FID 10222957 Harrison,Jane Lucy Business Analyst 4/19/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_048/31/2008 FID 10227278 Hart,Caroline E. Sales Assistant 7/19/2004 High Yield High Yield Sales Credit 20004 Leveraged Loan Sales/183 Europe London London CANWF_048/31/2008 FID 10246315 Hart,Patrick Trading Associate 7/24/2006 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 A CM Associate 2008 Y8/31/2008 FID 10204200 Hartmeier,Michael A. MD 10/4/2000 Banking Manager 10/4/2000 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 Hash, Steven R.8/31/2008 FID 93001645 Harvey,Paul D Secretary,Sr 9/1/1999 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10273134 Harvin,Sheri Sr Scheduler 10/27/2003 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10234303 Hasegawa,Ako Banking Analyst 5/12/2005 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Goto, Masatoshi8/31/2008 FID 10262125 Hashimoto,Yuko Admin Coordinator 12/8/2006 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Masuda, Yukihiro8/31/2008 FID 10233377 Hassan,Zahid Trading Associate 7/5/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 A CM Associate 2007 Y Jones, Jock T.8/31/2008 FID 10015272 Hatcher,Nelvadia Administrative Assistant 6/8/1992 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Turner, Frank P.8/31/2008 FID 10014564 Hatstadt,Philippe A MD 6/11/2008 Desk Manager 6/11/2008 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_038/31/2008 FID 10272497 Haux,Camilla Friederike Trading Analyst 7/16/2007 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10013041 Hawkins,Thomas A. SVP 6/11/1999 Business/Product Mgr 2/4/1985 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Andriola, Rocco F.8/31/2008 FID 90003944 Hawkins,Timothy S SVP 10/14/2001 Trader,Sr 1/14/2001 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 Cross, Martin8/31/2008 FID 10234332 Hayama,Naoki VP 12/1/2006 Banker 5/11/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 80001758 Hayashi,Chie Secretary,Executive 10/28/2002 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10255248 Hayashi,Masayuki SVP 12/1/2007 Senior Desk Specialist 7/3/2006 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Masuda, Yukihiro8/31/2008 FID 10066533 Hayes,Alicia S. Production Specialist 4/2/2007 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 10245785 Haykin,Daniel S. Deal Mgmt Associate 12/5/2005 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Hackett, Ann Tucker8/31/2008 FID 10282128 Haynes,John Trading Analyst 2/6/2008 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10070420 Hazelton,Alexander P. SVP 12/1/2003 Trader,Sr 9/14/1998 Global Rates Governments Trading Liquid Markets 20842 Short Term US Treasuries Americas New York New York 745_7TH_03 Lohuis, David W.8/31/2008 FID 10200061 Hazelton,Amy O'Donnell SVP 12/1/2007 Banker,Sr 8/28/2006 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Forte, Victor A.8/31/2008 FID 10205315 He,Hua MD 4/2/2001 Manager,Sr 4/2/2001 Senior Management Senior Management Senior Management Senior Management 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 Mattu, Ravi K.8/31/2008 FID 10213775 Healy,Andrew Banking Associate 7/12/2004 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 A CM Associate 2006 Y Valentino, Stephen A.8/31/2008 FID 10045955 Hedlund III,Robert G MD 5/11/1999 Banker,Sr 6/26/1995 High Yield High Yield Administration Credit 29049 HY Management US Americas New York New York 745_7TH_04 A Completed Program N Kirk, Alex8/31/2008 FID 10265259 Hedvat,Lauren Banking Analyst 8/1/2007 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Y CM Senior Analyst 2007 N8/31/2008 FID 10215108 Heenan,Thomas Michael VP 12/1/2007 Trader 7/7/2003 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 A CM Associate 2004 Y Higgins, Kieran Noel8/31/2008 FID 10234142 Hegde,Krishna Research Analyst 7/17/2006 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2006 N Heike, David K.8/31/2008 FID 10251422 Heideby,Mads Peter VP 12/1/2007 Banker 4/28/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10233447 Heidt,Dennis T. SVP 3/30/2005 Trader,Sr 3/30/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 Holmes, Joel F.8/31/2008 FID 10062376 Henderson,Charles MD 4/27/1990 Banker,Sr 7/20/1981 Municipals Public Finance Origination Municipals 22101 Specialized Finance Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10282001 Heng,Tze Tuck Sales Analyst 3/31/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE8/31/2008 FID 10020923 Henn,James F. MD 12/1/2007 Banking Manager 8/3/1992 Municipals Public Finance Origination Municipals 26718 PF Transportation Americas New York New York 745_7TH_19 Heimowitz, Daniel N. Killian, Gary M.8/31/2008 FID 10223088 Hepp,Allysen S. Sales Associate 7/6/2005 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 A IBD Associate 2008 Y8/31/2008 FID 10264148 Hequet,Olivier SVP 5/2/2007 Structurer,Sr 5/2/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10064908 Herman,John S. MD 12/1/2002 Desk Manager 5/1/1996 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10257853 Hernandez,Juan Trading Associate 8/28/2006 Commodities Power Trading Commodities 48301 Commodities Trading (HSN) Americas Houston Houston EAGLE2 Moore, Robert Cody Amin, Kaushik8/31/2008 FID 10216227 Herr,Michael Trading Associate 8/20/2003 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Schellbach, Peter8/31/2008 FID 10211704 Herrmann,David Sales Associate 7/14/2003 High Grade High Grade Sales Credit 22728 HG Sales Credit Chicago Americas Chicago Chicago CHICAGO14 A CM Associate 2005 Y Holleb, Thomas J. Degen, Paul F.8/31/2008 FID 10223924 Hersson-Ringskog,Daniel SVP 12/1/2006 Trader,Sr 5/4/2004 Commodities Commodities Trading Commodities 52262 Investor Products Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10273314 Hess,Christy K. VP 7/2/2007 Strategist 7/2/2007 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Hilden, Kevin8/31/2008 FID 10221795 Heyder,Ingrid SVP 12/1/2006 Underwriter,Sr 5/7/1996 Mortgages Mortgage Due Diligence Trading Securitized Products 40256 Mortgage Due Diligence Americas New York New York 745_7TH_08 Hibbert, Errington W.8/31/2008 FID 10019614 Hibbert,Errington W. MD 12/1/2003 Desk Manager 5/15/1989 Mortgages Mortgages Trading Securitized Products 27613 Intl Home Resort Lending Americas Dallas New York 745_7TH_03 McKinney, Richard S.8/31/2008 FID 10252229 Hickey,Brian D. VP 12/1/2007 Research Analyst 5/22/2006 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 Castle, Jane M.8/31/2008 FID 10069123 Higgins,Charles J. SVP 12/1/2005 Salesperson,Sr 4/20/1998 Municipals Municipals Sales Municipals 23540 Muni Bond Sales - Boston Americas Boston Boston BOSTON31 Lohan, Richard Scott8/31/2008 FID 10003872 Higgins,Kieran Noel MD 12/1/2005 Desk Manager 9/4/1995 Senior Management Senior Management Senior Management Senior Management 24499 Fixed Income Administration Europe London London CANWF_04 Y Completed Analyst Program N Morton, Andrew8/31/2008 FID 10206952 Higgins,Sara R VP 12/1/2006 Salesperson 7/9/2001 Global Rates Derivatives Sales Liquid Markets 21538 PIM Rates Americas New York New York 745_7TH_03 A CM Associate 2003 Y Malone, Daniel8/31/2008 FID 10243043 Hilden,Kevin SVP 10/17/2005 Business/Product Mgr 10/17/2005 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Peritz Maletta, Rhoda C.8/31/2008 FID 10152317 Hill,Marilyn J. MD 12/1/2003 Desk Manager 6/21/1999 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Soares, Nelson F.8/31/2008 FID 10069219 Hillman,Robert K. SVP 12/1/2006 Banker,Sr 6/1/1998 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 A Completed Program Y Chan, Arthur W. Killian, Gary M.8/31/2008 FID 10239343 Himeda,Manabu SVP 12/1/2006 Salesperson,Sr 7/1/2005 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Akagi, Toshinari8/31/2008 FID 10212051 Hindle,Leon MD 12/1/2007 Desk Manager 6/10/2002 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 Howe, Christian J.8/31/2008 FID 10232835 Hirata,Mitsuyo Admin Coordinator 3/22/2005 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10213856 Hittner,Mark VP 12/1/2007 Trader 5/3/2004 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 A CM Associate 2004 N Ziffer, Matthew J.8/31/2008 FID 10289942 Hitz,Allie Administrative Assistant 8/25/2008 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10066231 Hitzmann,Michael C. SVP 12/1/2005 Banker,Sr 1/20/1997 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Rinnovatore, Diane M.8/31/2008 FID 10251755 Ho,Catherine Kai Yung Sales Analyst 8/1/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10254889 Ho,Ka Po Anna VP 7/17/2006 Desk Specialist 7/17/2006 High Yield High Yield Trading Credit 49613 AEJ HY Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 Mohinani, Pradeep8/31/2008 FID 10251570 Ho,Liang Long Banking Analyst 7/27/2007 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10152638 Hobert,David E MD 12/1/2007 Desk Manager 7/12/1999 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10003886 Hodge,Andrew J. VP 6/12/2000 Trader 9/4/1995 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 46000 Forex Trading Forwards Europe London London CANWF_04 Y Completed Analyst Program N Ruiz, Michael

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10283664 Hodges,James VP 5/27/2008 Trader 5/27/2008 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_048/31/2008 FID 10284054 Hofer,Christian R. Trading Analyst 3/31/2008 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10216135 Hoffman,Guy W SVP 8/11/2003 Senior Portfolio Manager 8/11/2003 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON35 Chambers, J Robert8/31/2008 FID 10037991 Hoffman,Jonathan MD 12/1/2003 Trader,Sr 8/1/1994 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York Miami MIAMI9 Amin, Kaushik8/31/2008 FID 10213321 Hoffmann,Christian S. Research Analyst 7/6/2004 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A CM Associate 2007 Y Vahabzadeh, Reza8/31/2008 FID 90002661 Hogan,Canice B MD 12/1/2003 Desk Manager 3/27/2000 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Bizer, David S. Gallo, John F.8/31/2008 FID 10219316 Hogan,Matthew Sales Analyst 11/18/2003 Mortgages Mortgage Sales Sales Securitized Products 22735 Mortgage Sales San Francisco Americas San Francisco San Francisco 555CALIF30 Y Completed Analyst Program N Mattimore, Thomas S. Gmur, Christian8/31/2008 FID 10273114 Hohlfeldt,David Banking Analyst 7/27/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10259276 Hokmark,Erik VP 1/3/2007 Trader 1/3/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Wareborn, Henrik Sven Gunnar8/31/2008 FID 10272503 Holden,Joe David Trading Analyst 7/16/2007 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10254828 Hole,Jonathan SVP 12/1/2007 Structurer,Sr 8/29/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Wynn, Andy Attia, Amany8/31/2008 FID 10279756 Holguin,Alfredo SVP 11/20/2007 Salesperson,Sr 11/20/2007 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_038/31/2008 FID 10231453 Holladay,D. Whit Sales Associate 1/18/2005 High Grade High Grade Sales Credit 22727 HG Sales Short Term Chicago Americas Chicago Chicago CHICAGO14 Mattimore, Thomas S.8/31/2008 FID 10046739 Holleb,Thomas J. MD 12/1/2004 Desk Manager 7/15/1992 Sales Generalist Sales Sales 00689 Chicago Capital Markets Americas Chicago Chicago CHICAGO14 Moore, Michael J.8/31/2008 FID 10276895 Holly,Nancy Trading Associate 8/27/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10221222 Honda,Noriko Secretary,Executive 2/17/2004 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Poon, Kenny Chin Wai8/31/2008 FID 10225152 Hong,Yang-Myung VP 12/1/2005 Desk Specialist 6/7/2004 High Grade High Grade Trading Credit 20391 AEJ HG Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 Mohinani, Pradeep8/31/2008 FID 10252513 Hong,Yoomi Underwriting Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 Y Capital Markets Analyst 2007 N8/31/2008 FID 10215267 Hood,Thomas W Trading Associate 7/7/2003 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 A Completed Program N8/31/2008 FID 10226700 Hook,Alison Sales Associate 7/5/2004 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2006 Y Herne, Mark8/31/2008 FID 10214128 Hookham,Alan Trading Associate 7/5/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 46000 Forex Trading Forwards Europe London London CANWF_04 A CM Associate 2006 Y Macfarlane, Graham M8/31/2008 FID 10066373 Hooper,Helen J. Administrative Assistant 3/3/1997 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Merli, James W.8/31/2008 FID 10245331 Hopke,William J. VP 12/1/2006 Trader 11/3/2005 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Coleman, Peter E.8/31/2008 FID 10275471 Hopkins,Jerry B. VP 6/28/2007 Trader 6/28/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10240124 Horie,Yuriko Sr Admin Coordinator 7/15/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10270808 Horikoshi,Motoki Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10255169 Horimoto,Masayo SVP 12/1/2007 Senior Strategist 7/1/2006 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo8/31/2008 FID 10204943 Horne,Eric M. VP 12/1/2006 Strategist 1/16/2001 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Hilden, Kevin8/31/2008 FID 10223896 Horner,Brian Trading Associate 8/2/2005 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2005 N Blakeslee, Thomas P. Amin, Kaushik8/31/2008 FID 10212623 Hornick,Peter MD 12/1/2005 Desk Manager 8/15/2002 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 Wait, Christian G.8/31/2008 FID 10252606 Horsfield,Nicholas Underwriting Associate 8/13/2007 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 A CM Associate 2007 N8/31/2008 FID 10263490 Hoshi,Manabu SVP 3/16/2007 Research Analyst,Sr 3/16/2007 Research Generalist Research Research 48446 Client Solutions Research/83 Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10265249 Housner,Ross Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10222455 Howard,Karen Secretary,Sr 3/8/2004 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Hogan, Canice B8/31/2008 FID 10006125 Howard,Stephen E. SVP 7/29/1991 Banker,Sr 3/15/1983 Municipals Public Finance Origination Municipals 26844 PF Resource Recovery Americas New York New York 745_7TH_19 Heimowitz, Daniel N. Killian, Gary M.8/31/2008 FID 10226368 Howell,Alex Research Analyst 7/4/2005 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 A CM Associate 2007 Y Bawlf, Patrick C8/31/2008 FID 10225308 Howell,Paul John Trevor Trading Associate 7/14/2005 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2007 Y Temel, Tulug T.8/31/2008 FID 10240036 Hu,Zhengyun MD 12/1/2006 Research Analyst,Sr 7/11/2005 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Joneja, Dev Bos, Michael F.8/31/2008 FID 10279291 Hua,Vincent MD 11/5/2007 Manager,Sr 11/26/2007 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10256269 Huang,Joyce Research Analyst 7/24/2006 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10272516 Huang,Kyle Technology Analyst 12/16/2003 Commodities Eagle Energy Administration Commodities 49307 Eagle Administration Americas Houston Houston EAGLE28/31/2008 FID 10252360 Huang,Xu SVP 5/30/2006 Salesperson,Sr 5/30/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Malone, Daniel8/31/2008 FID 10239147 Huang,Zhengao VP 6/21/2005 Research Quant Analyst 6/21/2005 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Upadhyay, Shashidhar8/31/2008 FID 10285780 Huerta,David MD 5/19/2008 Salesperson,Sr 5/19/2008 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_038/31/2008 FID 10211793 Hughes,Bradford VP 12/1/2007 Trader 8/18/2003 Global Rates Governments Trading Liquid Markets 20845 Short Term US Agencies Americas New York New York 745_7TH_03 A CM Associate 2003 N Lohuis, David W. Gallo, John F.8/31/2008 FID 10024957 Hughson,Paul A. MD 6/12/2000 Banking Manager 12/13/1993 Senior Management Senior Management Senior Management Senior Management 56838 GREG Management Americas New York New York 745_7TH_13 Walsh, Mark A.8/31/2008 FID 10258961 Huh,Elmer SVP 9/25/2006 Research Analyst,Sr 9/25/2006 Research Generalist Research Research 21114 Enterprise Valuation Group Americas New York New York 745_7TH_17 Nabar, Prafulla G.8/31/2008 FID 10269380 Hui,Kevin Kam Sun Structuring Associate 5/14/2007 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10280877 Hull,Stephen SVP 1/9/2008 Strategist,Sr 1/9/2008 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_048/31/2008 FID 90000929 Hume,Michael James SVP 12/1/2004 Economist,Chief 9/1/1997 Research Generalist-Global Economics Research Research 24427 Global Economics - Europe Europe London London CANWF_04 Y Completed Analyst Program N Joneja, Dev8/31/2008 FID 10009812 Humphrey,Thomas P. MD 5/1/1997 Manager,Sr 12/29/1986 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_04 Gelband, Michael8/31/2008 FID 10272519 Hurst,Jay Trading Associate 10/1/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10254318 Huzarski,Tobias Analyst - CM 2007 7/9/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Y IBD Analyst 2007 N8/31/2008 FID 10028956 Hyman,Jay M. MD 12/1/2007 Desk Manager 6/17/1991 Research Generalist Research Research 29324 QPS Research Tel Aviv Europe Tel Aviv Tel Aviv TEL_AVIV Dynkin, Lev8/31/2008 FID 10072725 Hynote,Robert A. MD 6/12/2000 Banking Manager 2/5/1999 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York San Francisco 555CALIF41 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10227601 Iasci,Pierpaolo VP 12/1/2007 Banker 8/9/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2004 N Miller, Deborah8/31/2008 FID 10285509 Ibanez-Meier,Rodrigo SVP 4/28/2008 Research Quant Analyst,Sr 4/28/2008 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_038/31/2008 FID 10225805 Ibrahim,Andrew Sales Analyst 8/8/2005 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A Completed Program N8/31/2008 FID 10276437 Ichikawa,Machiko Administrative Assistant 8/15/2007 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Ninomiya, Takio8/31/2008 FID 10248005 Igarashi,Keiko Prof Staff Analyst 2/13/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10211794 Ignacio,Elnore-Richard VP 12/1/2007 Trader 8/18/2003 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 A CM Associate 2003 N Gentile, Gregory M.8/31/2008 FID 10253938 Ignisca,Anamaria Trading Analyst 7/6/2007 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10259220 Iijima,Masayuki MD 11/1/2006 Banking Manager 11/1/2006 Global Rates Derivatives Trading Liquid Markets 52625 FID DCM Asia/083 Asia Tokyo Tokyo TOKYO A Completed Program N8/31/2008 FID 10233717 Ikeda-Thew,Claire Trading Associate 8/7/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10064721 Ikemori,Takeo SVP 12/1/2005 Salesperson,Sr 4/1/1996 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Akagi, Toshinari8/31/2008 FID 10066297 Ilardo,Ida L. Business Associate,Sr 2/10/1997 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Killian, Gary M.8/31/2008 FID 10256620 Iliouchina,Natalia VP 9/25/2006 Trader 9/25/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Wareborn, Henrik Sven Gunnar8/31/2008 FID 10231697 Illsley,Nicholas John AVP 12/1/2006 Structuring Associate 2/1/2005 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10069613 Im,James H. SVP 12/1/2007 Trader,Sr 7/13/1998 Real Estate Real Estate Trading Real Estate 28197 CMBS Trading Americas New York New York 745_7TH_03 A CM Associate 2000 Y Sweely, Gordon G. Cohen, Kenneth C.8/31/2008 FID 10280909 Imai,Hiromi Sales Analyst 2/1/2008 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 90001504 Imnadze,Bidzina VP 12/1/2005 Trader 3/1/2004 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 A CM Associate 1998 N Pearson, James8/31/2008 FID 10205904 Imundo,Jonathan VP 12/1/2007 Salesperson 7/22/2002 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Y Completed Analyst Program N Cignarella, Gregory S. Malone, Daniel8/31/2008 FID 10264852 Inagaki,Kenichi Banking Associate 2/21/2007 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Goto, Masatoshi8/31/2008 FID 10249469 Inagaki,Masato VP 12/1/2006 Underwriter 3/16/2006 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Picallo, Albert8/31/2008 FID 10232969 Inagaki,Shinichi VP 4/1/2005 Salesperson 4/1/2005 Global Rates Governments Sales Liquid Markets 20233 Non Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Yoshii, Makoto8/31/2008 FID 10211066 Indukuri,Vijay Kumar Raju VP 12/1/2005 Trader 4/1/2002 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO A CM Associate 2003 Y Klammers, Remy8/31/2008 FID 10245313 Inoue,Junko Admin Coordinator 11/7/2005 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Akagi, Toshinari8/31/2008 FID 10239193 Invernizzi,Alberto Analyst - CM 2007 4/16/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN Y IBD Analyst 2007 N8/31/2008 FID 10045957 Iorio,James L. MD 12/1/2003 Desk Manager 11/22/1993 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 48300 FX Americas Mgmt Americas New York New York 745_7TH_03 Gallo, John F.8/31/2008 FID 10233380 Irwan,Robert Trading Associate 7/5/2005 Global Rates Proprietary Trading Trading Liquid Markets 26068 US Rates-FX Prop Trading Americas New York New York 745_7TH_07 A CM Associate 2007 Y8/31/2008 FID 10288389 Isenberg,William SVP 7/1/2008 Salesperson,Sr 7/1/2008 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_078/31/2008 FID 10217067 Ishibashi,Rie Sales Associate 10/6/2003 Commodities Oil Sales Commodities 45015 Commodities Sales (TKO) Asia Tokyo Tokyo TOKYO Salame, Roy Amin, Kaushik8/31/2008 FID 10230480 Ishikawa,Soichiro VP 12/1/2005 Banker 12/6/2004 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Yonekura, Minoru8/31/2008 FID 10266201 Ishikawa,Tomoyuki SVP 4/20/2007 Banker,Sr 4/20/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10289047 Issa-El-Khoury,Farid SVP 7/16/2008 Trader,Sr 7/16/2008 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_048/31/2008 FID 10257359 Ito,Saeko Underwriting Associate 9/1/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10202642 Iwai,Kiyoshi SVP 12/1/2005 Banker,Sr 6/26/2000 Structured Finance ABS Origination Securitized Products 52533 STF Japan - GREG Managed/083 Asia Tokyo Tokyo TOKYO Manalac, Carlos M.8/31/2008 FID 10219764 Iwamoto,Tatsuhiko VP 12/1/2005 Banker 12/15/2003 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10250235 Iyer,Madhuri Research Analyst 6/11/2007 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10213385 Jackson,Chris VP 12/1/2006 Salesperson 4/1/2003 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10277338 Jacobs,Bradley Trading Associate 7/5/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10271993 Jacobs,Genji V. VP 7/17/2007 Banker 7/17/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10288413 Jaggi,Ayesha Research Analyst 7/7/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10249923 Jain,Abhinav Trading Associate 7/24/2006 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE A CM Associate 2008 Y Rajpal, Jai Amin, Kaushik8/31/2008 FID 10201088 Jain,Amit MD 12/1/2004 Trader,Sr 2/22/2000 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_07 Gancas, Rod M.8/31/2008 FID 10223897 Jain,Ashees VP 12/1/2007 Trader 8/2/2005 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 A CM Associate 2005 N Pedersen, Claus8/31/2008 FID 10262544 Jain,Ashish Research Quant Analyst 3/12/2007 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2007 N Pedersen, Claus8/31/2008 FID 10273955 Jain,Kamlesh VP 6/25/2007 Banker 6/25/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Rajan, P. Thiaga8/31/2008 FID 10233737 Jain,Neha Banking Associate 7/20/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2007 Y8/31/2008 FID 10254989 Jain,Neha Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 de Martino, Gianfranco Jain, Rahul8/31/2008 FID 10256391 Jain,Nikhil Research Quant Analyst 7/24/2006 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO8/31/2008 FID 10205034 Jain,Rahul SVP 12/1/2006 Structurer,Sr 2/1/2001 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 21187 FID CDO Pricing India India Mumbai Mumbai MUMBAI6 Assi, Georges8/31/2008 FID 10284961 Jain,Saurabh VP 5/5/2008 Banker 5/5/2008 High Grade High Grade Trading Credit 52479 India Credit Product/67B Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10288436 Jain,Siddharth Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 53557 Asia FI Exotics Struct - India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10270142 Jain,Varnit Structuring Analyst 7/27/2007 Global Rates Derivatives Sales Liquid Markets 48415 Exotics Struct Ex Japan/54 Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

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LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10274934 Jain,Vijay Sales Analyst 8/1/2007 Commodities Oil Sales Commodities 35012 Commodities Sales (SING) Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10273923 Jarc,Franca MD 10/1/2007 Desk Manager 10/1/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_GF8/31/2008 FID 10232828 Jasdanwala,Shabbir MD 12/1/2005 Salesperson,Sr 3/11/2005 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10213617 Jayasinghe,Praveen Research Analyst 5/19/2003 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 Y Completed Analyst Program Y Castle, Jane M.8/31/2008 FID 10273473 Jeannequin,Nicolas Sr. Associate - CM 2008 6/30/2008 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 A CM Associate 2008 N8/31/2008 FID 90004218 Jendrusiak,Karina Secretary,Executive 4/9/2001 Sales Generalist Sales Sales 22556 Frankfurt Generalist Sales Europe Frankfurt Frankfurt FRANKFURT3 Dieke, Ralf C Spieler, Christian8/31/2008 FID 10232327 Jennaro,Jason R. Banking Associate 8/8/2005 Commodities Commodities Administration Commodities 56990 Business Development Americas Americas New York New York 745_7TH_23 A IBD Associate 2005 N8/31/2008 FID 10267399 Jensen,Evan Sales Associate 4/16/2007 High Grade High Grade Sales Credit 22734 HG Sales Credit San Fran Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S.8/31/2008 FID 10225454 Jeong,Myoung-Seok VP 5/31/2004 Trader 5/31/2004 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy8/31/2008 FID 10275157 Jereissati,Leonardo SVP 8/27/2007 Trader,Sr 8/27/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 Grimeh, Mohammed8/31/2008 FID 10266412 Jerrom,Peter SVP 6/18/2007 Trader,Sr 6/18/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Gladwin, Richard Victor8/31/2008 FID 10274415 Jesus,Andreia Félix de Peres de Legal Assistant 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10260563 Jha,Pankaj Trading Associate 12/18/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Harlowe, Kieron8/31/2008 FID 10286232 Jiang,Wen Sr. Associate - CM 2008 5/12/2008 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 A CM Associate 2008 N8/31/2008 FID 10287022 Jiang,Yujiao Nisa Structuring Analyst 6/2/2008 Commodities Carbon Trading Commodities 45837 China Carbon Origination Asia Shanghai Shanghai SHANGHAI8/31/2008 FID 10212849 Jiltsov,Alexei SVP 12/1/2007 Trader,Sr 11/4/2002 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 A CM Associate 2002 N Jerrom, Peter8/31/2008 FID 10270619 Jimenez,Joan Administrative Assistant 5/21/2007 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Hitzmann, Michael C.8/31/2008 FID 10232892 Jin,Miyuki Sales Assistant 3/17/2005 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10256771 Jin,Wei Research Quant Analyst 10/2/2006 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2006 N Barve, Neil D8/31/2008 FID 10254948 Jindal,Anuj Trading Analyst 7/3/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 52608 India CM Structured Trading Asia Mumbai Mumbai MUMBAI5 Bagree, Aditya V Vaish, Pankaj8/31/2008 FID 10212416 Jindal,Nitin VP 12/1/2006 Trader 8/19/2002 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2004 Y Parikh, Satu S. Amin, Kaushik8/31/2008 FID 10269725 Joachim,Barbara Anna Analyst - CM 2008 6/16/2008 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Y Capital Markets Analyst 2008 N8/31/2008 FID 10231258 Joachim,Marcus Trading Associate 7/14/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2006 Y Hersson-Ringskog, Daniel8/31/2008 FID 10214129 Job,Owen Research Analyst 7/5/2004 Global Rates Derivatives Research Liquid Markets 46243 Financial Strategies Europe London London CANWF_04 A CM Associate 2006 Y Duval-Kieffer, Christophe McCormick, James8/31/2008 FID 10281689 Johannessen,Tom MD 5/1/2008 Desk Manager 5/1/2008 High Yield High Yield Trading Credit 22595 HY Eur Bond Trading Europe London London CANWF_048/31/2008 FID 10029471 Johansen,Robert A. MD 5/11/1999 Salesperson,Sr 5/5/1980 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Strang, Sara8/31/2008 FID 10251578 Johansson,Mans Sales Associate 12/1/2006 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10226698 John,Gareth Trading Associate 7/5/2004 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 A CM Associate 2006 Y Duenas-Brckovich, Peter Joseph Duenas-Brckovich, Peter Joseph8/31/2008 FID 10251759 Johns,Sarah Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10226410 Johnson,Jamieson AVP 12/1/2005 Trading Associate 6/21/2004 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 Miller, Matthew C.8/31/2008 FID 10244914 Johnson,Jan Administrative Assistant 10/24/2005 Mortgages Securitized Products Mgmt Trading Securitized Products 20887 Securitized Products Mgmt Americas New York New York 745_7TH_03 Keating, Kieron8/31/2008 FID 10212356 Johnson,Timothy VP 12/1/2006 Banker 7/22/2002 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2004 Y Ersoff, Brett I.8/31/2008 FID 10062399 Johnston,William H. MD 12/1/2006 Salesperson,Sr 8/20/1990 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10206046 Jollon,Laurence R. VP 12/1/2005 Research Analyst 8/19/2002 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A IBD Associate 2002 N Jansen, Susan K.8/31/2008 FID 10023664 Joneja,Dev MD 12/1/2003 Research Analyst,Sr 6/12/1995 Senior Management Senior Management Senior Management Senior Management 40254 POINT Marketing Americas New York New York 745_7TH_15 Mattu, Ravi K.8/31/2008 FID 10225717 Jones,Anita Banking Associate 6/2/2004 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A Completed Program N Augustine, John H. Killian, Gary M.8/31/2008 FID 10272521 Jones,Griffin MD 6/25/2007 Desk Manager 4/1/2003 Commodities Eagle Energy Administration Commodities 53071 Eagle Management Americas Houston Houston EAGLE28/31/2008 FID 10055291 Jones,Jacqueline E. Administrative Assistant 12/18/1995 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Lista, William J.8/31/2008 FID 10050014 Jones,Jock T. MD 12/1/2007 Desk Manager 9/5/1995 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 Hornick, Peter8/31/2008 FID 10281780 Jones,Keith SVP 3/3/2008 Salesperson,Sr 3/3/2008 Commodities Oil Sales Commodities 56994 Commodities Sales (Aust) / 07D Asia Sydney Sydney SYDNEYS08/31/2008 FID 10224055 Jones,Nathan Trading Associate 8/2/2005 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 A CM Associate 2005 N Dunn, Deirdre8/31/2008 FID 10274918 Jones,Owen Banking Associate 8/22/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_238/31/2008 FID 10275818 Jordan,Benjamin SVP 9/24/2007 Trader,Sr 12/10/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 50085 Option Traders Americas New York New York 745_7TH_038/31/2008 FID 10211705 Joseph,Christopher Banking Associate 7/14/2003 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 A CM Associate 2005 Y Moy, Edmund8/31/2008 FID 10233062 Joshi,Tejal AVP 12/1/2006 Business Associate 3/21/2005 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 1301_6TH_88/31/2008 FID 10231113 Joughin,Neil Trading Associate 1/4/2005 High Yield High Yield Trading Credit 22595 HY Eur Bond Trading Europe London London CANWF_048/31/2008 FID 10214146 Juan,Jenny Strategy Associate 7/12/2004 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Y Completed Analyst Program N Hilden, Kevin8/31/2008 FID 10281573 Judkins,Wayne SVP 1/28/2008 Trader,Sr 1/28/2008 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_038/31/2008 FID 10276509 Jung,Aymeric SVP 9/12/2007 Structurer,Sr 9/12/2007 Global Rates Fund Derivatives Sales Liquid Markets 43981 Fund Derivatives JV- Sales/A4 Europe London London CANWF_048/31/2008 FID 10273315 Jung,Moon Sik VP 8/2/2007 Banker 8/2/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Pearson, Thomas M.8/31/2008 FID 10212760 Jury,Danny Strategy Associate 9/16/2002 Sales Client Strategy Sales Sales 26639 Sales Development Europe London London CANWF_04 Y Completed Analyst Program N Wakefield, Rhiannon J8/31/2008 FID 10070164 Kabula,Gina P Sr Administrative Assistant 8/3/1998 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Humphrey, Thomas P.8/31/2008 FID 10066600 Kagan,Spencer S. MD 12/1/2004 Banking Manager 9/21/1998 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10233266 Kahn,Pierre SVP 12/1/2006 Banker,Sr 4/1/2005 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 A Completed Program N8/31/2008 FID 10055635 Kahn,Raymond A. MD 12/1/2004 Desk Manager 7/11/2001 High Grade High Grade Trading Credit 43817 HG Trad. Cred. Facilitation US Americas New York New York 745_7TH_04 Kirk, Alex8/31/2008 FID 10252565 Kakar,Rahul Trading Associate 7/23/2007 Global Rates Derivatives Sales Liquid Markets 21538 PIM Rates Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10234149 Kakodkar,Gautam Research Analyst 7/17/2006 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2006 N Miller, Eric B.8/31/2008 FID 10273119 Kalezic,Vuk Sales Analyst 7/27/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 90003325 Kalra,Abhishek SVP 12/1/2007 Structurer,Sr 9/4/2000 Mortgages ABS Structuring Origination Securitized Products 25013 ABS Portfolio Solutions Group Americas New York New York 745_7TH_03 A CM Associate 2001 Y Mawe, John8/31/2008 FID 10281487 Kam,Alvin Siew Wah VP 3/7/2008 Quant Specialist 3/7/2008 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_048/31/2008 FID 10233072 Kamensky,Daniel SVP 12/1/2006 Trader,Sr 3/28/2005 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Seery, James P.8/31/2008 FID 10260082 Kamoi,Kenji VP 1/1/2007 Salesperson 1/1/2007 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Matsui, Hiroyasu8/31/2008 FID 10263839 Kampfe,David Banking Analyst 2/1/2007 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Y Capital Markets Analyst 2006 N Hynote, Robert A.8/31/2008 FID 10224121 Kan,Jimmy K. MD 12/1/2006 Desk Manager 5/10/2004 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Serizawa, Tetsuo Harding, Benjamin8/31/2008 FID 10266792 Kan,Pui SVP 5/1/2007 Quant Specialist,Sr 5/1/2007 Commodities Commodities Research Commodities 50041 Commodities Modeling (E) Europe London London CANWF_04 Joneja, Dev Wareborn, Henrik Sven Gunnar8/31/2008 FID 10234323 Kanamori,Hirotaka SVP 12/1/2007 Trader,Sr 5/1/2005 Global Rates Governments Trading Liquid Markets 24348 Yen FI Cash & Fut Trading Asia Tokyo Tokyo TOKYO Miyoshi, Katsuya8/31/2008 FID 10248717 Kandalam,Jayanth Research Analyst 3/3/2006 High Yield High Yield Research Credit 55755 FID HY Research - EUR India Mumbai Mumbai MUMBAI6 Dabke, Hemant Y Kaushik, Sanjeev8/31/2008 FID 10070606 Kanders,Alan J. MD 12/1/2007 Banking Manager 9/21/1998 Real Estate Real Estate Origination Real Estate 56835 GREG Hotel Group Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10066658 Kane,James R. SVP 12/1/2006 Business/Product Mgr 4/14/1997 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Andriola, Rocco F.8/31/2008 FID 10207586 Kane,Matthew J. VP 12/1/2005 Strategist 8/27/2001 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_07 Hilden, Kevin8/31/2008 FID 10253457 Kaneko,Joshua Shinichi SVP 6/20/2006 Structurer,Sr 6/22/2006 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Kan, Jimmy K.8/31/2008 FID 90003187 Kaneshanathan,Janahan SVP 12/1/2007 Structurer,Sr 7/10/2000 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2002 Y Fuhrmann, Dorothee Johanna8/31/2008 FID 10230323 Kang,Jennifer Hee Soo Trading Assistant 10/13/2003 Global Foreign Exchange Derivatives Trading Liquid Markets 50678 Korea Core Derivative Asia Seoul Seoul SEOUL4 Yoo, Sunghyun8/31/2008 FID 10227682 Kanjanawenich,Keerati VP 12/1/2006 Banker 9/13/2004 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10273949 Kannan,Reneesh Banking Associate 8/1/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI6 Prasad, Krishna S.8/31/2008 FID 10212281 Kanos,Thomas SVP 12/1/2005 Trader,Sr 7/1/2002 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 Gewirtz, Scott Rizzieri, Gerald A.8/31/2008 FID 10152032 Kao,Patty C. VP 12/1/2007 Trader 7/19/2004 Global Rates Governments Trading Liquid Markets 27914 Agency-Callables Americas New York New York 745_7TH_03 A CM Associate 2004 N King, Mitchell B. Rizzieri, Gerald A.8/31/2008 FID 90004742 Kapdee,Dinita B Prof Staff Associate,Sr 9/3/2001 Sales Client Strategy Sales Sales 49335 Client On-Boarding/183 Europe London London CANWF_04 Forester, Susan Bizer, David S.8/31/2008 FID 10251762 Kaplan,Alexandra Banking Analyst 7/2/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2007 N8/31/2008 FID 10222640 Kaplan,Eric Scott Banking Associate 7/6/2004 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 A CM Associate 2007 Y Conetta, Christopher R.8/31/2008 FID 10252566 Kapoor,Bikram Sales Associate 7/23/2007 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10274484 Kar,Sourav Structuring Associate 7/11/2007 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 Braun, Konstantin8/31/2008 FID 10203204 Karoonyavanich,Ukrit VP 12/1/2006 Trader 7/18/2006 High Yield High Yield Trading Credit 46091 ASSG Infrastructure Asia Hong Kong Hong Kong HONGKONG7 Y Completed Analyst Program N Seshasayee, Aadit8/31/2008 FID 10252343 Karra,Evdokia VP 12/1/2006 Trader 6/19/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Segalen, Laurent Victor Wareborn, Henrik Sven Gunnar8/31/2008 FID 10248971 Kasahara,Shin Sales Associate 3/6/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Yoshii, Makoto8/31/2008 FID 10265139 Kashiwagi,Shinichi Sales Associate 3/30/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO Tokoyoda, Toru8/31/2008 FID 10213667 Kathpalia,Sonny Trading Associate 7/12/2004 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Shah, Ashish C8/31/2008 FID 10229135 Kato,Shinichiro VP 12/1/2004 Salesperson 10/15/2004 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Akagi, Toshinari8/31/2008 FID 10273600 Kato,Tetsuro Underwriting Associate 8/1/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10247019 Kato,Yuji Underwriting Associate 1/1/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Hara, Naomi8/31/2008 FID 10221673 Kaufman,David Trading Associate 3/1/2004 High Yield Emerging Markets Trading Credit 49785 EM Trading Corporate US Americas New York New York 745_7TH_03 Y Completed Analyst Program N Cattano, Michael J. Corcoran, Thomas P.8/31/2008 FID 10240792 Kawade,Masahito Sales Associate 4/1/2007 Sales Generalist Sales Sales 24708 ABS/MBS Products Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10261788 Kawasaki,Kenichi MD 3/12/2007 Economist,Chief 3/12/2007 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO Sheard, Paul J. Baily, Walter Toshi8/31/2008 FID 10233438 Kaya,Ozgur VP 12/1/2007 Research Quant Analyst 8/8/2005 High Grade High Grade Research Credit 24964 HG Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2005 N Pedersen, Claus8/31/2008 FID 10258209 Kayestha,Saloni Prof Staff Analyst 9/4/2006 Sales Client Strategy Sales Sales 49335 Client On-Boarding/183 Europe London London CANWF_04 A Completed Program N Kapdee, Dinita B8/31/2008 FID 10233600 Kaz,Yury VP 4/4/2005 Research Analyst 4/4/2005 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_038/31/2008 FID 10272522 Kazmann,Meghan Walker Trading Associate 6/13/2005 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10251765 Kearney,Richard Research Analyst,Jr 7/6/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10254439 Keating,Kieron SVP 6/26/2006 Business CAO 6/26/2006 Mortgages Securitized Products Mgmt Trading Securitized Products 20887 Securitized Products Mgmt Americas New York New York 745_7TH_03 Sherr, David N.8/31/2008 FID 10055354 Keatts,Sean B. VP 10/21/1996 Banker 6/18/1990 Municipals Public Finance Origination Municipals 26856 Public Finance - Seattle Americas Seattle Seattle COLUMBIASE Campbell, Robert H. Killian, Gary M.8/31/2008 FID 10246661 Keavey,Peter SVP 12/19/2005 Trader,Sr 12/19/2005 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S. Amin, Kaushik8/31/2008 FID 10254993 Kela,Ashish Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Price, Catherine Jane Jain, Rahul8/31/2008 FID 10265804 Kelly,Christie SVP 3/12/2007 Banker,Sr 3/26/2007 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 Ashmun, Robert G.8/31/2008 FID 10272458 Kelly,Janice F Trading Analyst 11/10/2004 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10272524 Kelly,Sean Trading Associate 3/1/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE2

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10252347 Kelly,Sean SVP 7/3/2006 Salesperson,Sr 7/3/2006 High Yield High Yield Sales Credit 20004 Leveraged Loan Sales/183 Europe London London CANWF_04 Schuster, Christiane Seery, James P.8/31/2008 FID 10235057 Kelly-Rand,Sean Banking Associate 8/7/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2006 N8/31/2008 FID 10273155 Kelm,Jason Sr Scheduler 5/21/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10252310 Kemen,Gordian SVP 5/16/2006 Strategist,Sr 5/16/2006 Global Foreign Exchange Emerging Markets Research Liquid Markets 52011 EM Research FX Americas Americas New York New York 745_7TH_03 Mondino, Guillermo E. McCormick, James8/31/2008 FID 10200349 Kemmotsu,Megumi Research Coordinator 10/1/1999 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO Kawasaki, Kenichi Baily, Walter Toshi8/31/2008 FID 10254191 Kempe,Nadine Sales Associate 7/20/2006 High Grade High Grade Sales Credit 29196 Credit Sales - Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 A CM Associate 2008 Y8/31/2008 FID 10252567 Kent,Elizabeth A. Trading Associate 7/23/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42504 CDO Trading SCP US Americas New York New York 745_7TH_04 A CM Associate 2007 N8/31/2008 FID 10066956 Kent,Joel S. SVP 12/1/2006 Trader,Sr 2/9/2004 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Felder, Eric J.8/31/2008 FID 10287937 Kerchner,Andrea Administrative Assistant 6/16/2008 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 745_7TH_038/31/2008 FID 10103452 Kerr,Maureen B. SVP 2/14/2006 Salesperson,Sr 2/14/2006 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F. Wait, Christian G.8/31/2008 FID 10242580 Ketter,Joshua L. Trading Analyst 3/31/2008 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10281312 Kettler,R. Kyle SVP 1/22/2008 Senior Portfolio Manager 1/22/2008 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON358/31/2008 FID 10213434 Keyal,Ashish VP 12/1/2007 Research Analyst 8/9/2004 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 47646 CDO Strategy Europe London London CANWF_04 A CM Associate 2005 Y Shah, Ashish C8/31/2008 FID 10211191 Keys,Paul J VP 12/1/2007 Structurer 4/2/2002 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S. Rogers, Jonathan M8/31/2008 FID 10227689 Khadem,Varqa Kiyyan SVP 12/1/2007 Research Analyst,Sr 9/7/2004 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 Prasad, Krishna S.8/31/2008 FID 10266791 Khan,Aamir Sales Analyst 4/3/2007 Global Rates Derivatives Sales Liquid Markets 50970 Dubai Rates Sales Europe Dubai Dubai DUBAI8/31/2008 FID 10226713 Khan,Ali Mohammed Trading Associate 7/5/2004 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2006 Y Cooke, Oliver8/31/2008 FID 10253940 Khan,Salim Research Quant Analyst 7/9/2007 High Yield High Yield Research Credit 20895 HY Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2007 N8/31/2008 FID 10258807 Khan,Samar Analyst - CM 2007 4/23/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Y IBD Analyst 2007 N8/31/2008 FID 10259475 Khan,Sohail SVP 1/5/2007 Salesperson,Sr 1/5/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Parr, Anke8/31/2008 FID 10223474 Khananusapkul,Phanwadee VP 12/1/2006 Research Analyst 8/9/2004 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 A CM Associate 2004 N Joneja, Dev8/31/2008 FID 10254979 Khandelwal,Ankit Trading Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 Lee, James W. Jain, Rahul8/31/2008 FID 10249852 Khanna,Medha Research Analyst 7/27/2007 Global Rates Derivatives Research Liquid Markets 46243 Financial Strategies Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10273182 Kheng,Daniel Trading Analyst 7/27/2007 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10223686 Kiddle,Donna Lianna Secretary,Sr 4/13/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Attia, Amany8/31/2008 FID 10246320 Kiel,Alec Trading Associate 6/26/2006 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 A CM Associate 2007 Y Frase, Jeffrey8/31/2008 FID 10272525 Kiger,Nicholas Trading Analyst 2/12/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10233433 Kikano,Bassel Trading Associate 4/4/2005 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 McKinney, Richard S.8/31/2008 FID 10036219 Kilfeather,Michael F VP 12/1/2002 Trader 8/23/2007 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 A CM Associate 1999 Y Corcoran, Thomas P.8/31/2008 FID 10265612 Kilgariff,Jason G. Research Analyst 3/19/2007 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10262723 Kim,Christopher Product Mgmt Analyst 1/4/2007 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J.8/31/2008 FID 80002577 Kim,Il Yoon SVP 12/1/2007 Banker,Sr 8/1/2002 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 A CM Associate 2001 N Dubois-Phillips, Jonathan8/31/2008 FID 10288513 Kim,James SVP 6/30/2008 Banker,Sr 6/30/2008 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York Los Angeles LOSANGEL48/31/2008 FID 10232902 Kim,Jinyong Research Analyst 8/8/2005 Research Generalist Research Research 52991 Quantitative Strategy HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 N Ou-Yang, Hui8/31/2008 FID 10222882 Kim,Joon-Song SVP 3/22/2004 Manager 3/22/2004 Administration Administration Administration Administration 50490 LBBK FID Admin/91S Asia Seoul Seoul SEOUL4 Jackson, Christopher8/31/2008 FID 10283901 Kim,Juwon SVP 5/19/2008 Salesperson,Sr 5/19/2008 Sales Generalist Sales Sales 50746 Fixed Income Sales Asia Seoul Seoul SEOUL48/31/2008 FID 10267732 Kim,Kyoung-Kuk Sr. Associate - CM 2008 7/14/2008 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2008 N8/31/2008 FID 10273072 Kim,Sangah Admin Coordinator 7/24/2007 Sales Generalist Sales Sales 50746 Fixed Income Sales Asia Seoul Seoul SEOUL48/31/2008 FID 10252569 Kim,Steven Trading Associate 7/23/2007 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10230322 Kim,Steven Hyung VP 12/1/2006 Structurer 12/1/2004 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Dubois-Phillips, Jonathan8/31/2008 FID 10273982 Kim,Sun Hyung Banking Associate 7/10/2007 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_198/31/2008 FID 10239350 Kim,Youngseon VP 12/1/2007 Prof Staff Associate,Sr 8/1/2005 Real Estate Real Estate Origination Real Estate 28595 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10065210 Kinder,Stuart C SVP 12/3/2007 Trader,Sr 12/3/2007 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 A CM Associate 1997 N Frase, Jeffrey8/31/2008 FID 10256408 King,Byron VP 7/24/2006 Trader 7/24/2006 Commodities Power Trading Commodities 48301 Commodities Trading (HSN) Americas Houston Houston EAGLE2 Moore, Robert Cody Amin, Kaushik8/31/2008 FID 10221366 King,Kevin Donald SVP 2/20/2004 Salesperson,Sr 2/20/2004 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10067104 King,Mitchell B. MD 12/1/2006 Desk Manager 4/20/1998 Global Rates Governments Trading Liquid Markets 23629 Government And Agency Trading Americas New York New York 745_7TH_03 A CM Associate 1998 N Rizzieri, Gerald A.8/31/2008 FID 10004540 King,Richard B. SVP 7/29/1991 Banker,Sr 6/7/1982 Municipals Public Finance Origination Municipals 26856 Public Finance - Seattle Americas Seattle Seattle COLUMBIASE Campbell, Robert H. Killian, Gary M.8/31/2008 FID 10274758 King,Richard Yun Zing SVP 9/17/2007 Banker,Sr 9/17/2007 Real Estate IBD Real Estate IBD Origination Real Estate 48213 RE IBD Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10271508 Kinoshita,Atsushi Underwriting Associate 8/1/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10268229 Kishimoto,Ryutaro VP 5/31/2007 Salesperson 5/31/2007 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10269602 Kitagawa,Koichi Underwriting Associate 7/9/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO A CM Associate 2007 N8/31/2008 FID 10265659 Kitahora,Haruko Administrative Assistant 3/19/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10201680 Kitei,Jonathan M. MD 3/18/2002 Desk Manager 5/2/2000 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 Seery, James P.8/31/2008 FID 10253942 Klein,Anna Leah Trading Analyst 2/12/2007 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10233383 Klein,Joseph Underwriting Associate 7/11/2005 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2007 Y Ersoff, Brett I. Herman, John S.8/31/2008 FID 90003901 Kleineberg,Andre Sales Assistant 1/1/2001 High Grade High Grade Sales Credit 29196 Credit Sales - Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 Dieke, Ralf C8/31/2008 FID 10266710 Klemz,Benjamin VP 4/2/2007 Banker 4/2/2007 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York Chicago CHICAGO55 Whalen, Thomas D.8/31/2008 FID 10241025 Kline,Sarah Research Analyst 8/8/2005 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 A CM Associate 2007 Y Chan, Sally8/31/2008 FID 10202208 Knier,Sarah Ann VP 12/1/2006 Banker 7/9/2001 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2003 Y Hash, Steven R.8/31/2008 FID 10003600 Knightly,Diana B. SVP 12/1/2003 Salesperson,Sr 8/5/1996 High Yield High Yield Sales Credit 22741 HY Sales Bond Boston Americas Boston Boston BOSTON31 A CM Associate 1996 N Pedone, Michael8/31/2008 FID 10205283 Ko,I Tlen VP 12/1/2005 Banker 2/7/2001 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2002 Y Lau, Bernard YK8/31/2008 FID 10263022 Kobayashi,Maiko Administrative Assistant 1/15/2007 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10031614 Koch,Gertrude B. AVP Business Analyst 1/13/1981 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Hawkins, Thomas A. Andriola, Rocco F.8/31/2008 FID 10204927 Koch,Matthew VP 12/1/2006 Banker 1/11/2001 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 A Completed Program Y Taylor, Peter J. Killian, Gary M.8/31/2008 FID 10201745 Koch,Robert C. MD 12/1/2006 Desk Manager 5/10/2000 Senior Management Senior Management Senior Management Senior Management 23502 EM Sales HG US Americas New York New York 745_7TH_03 Wait, Christian G. Iorio, James L.8/31/2008 FID 10232971 Koda,Eisei VP 12/1/2006 Banker 4/1/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10273303 Kodase,Bharat Kumar Sales Associate 7/27/2007 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10268667 Koekkoek,Willem Bastiaan Jules Sales Associate 5/21/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Balje, Ramon Laurens8/31/2008 FID 10237222 Kogan,Anna Vladimirovna Trading Associate 7/20/2006 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10228008 Kogan,Joe VP 12/1/2006 Economist 8/12/2004 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_15 Mondino, Guillermo E. McCormick, James8/31/2008 FID 10067518 Koh,Lori S. VP 6/12/2000 Banker 7/14/1997 Municipals Public Finance Origination Municipals 26422 Public Finance - Los Angeles Americas Los Angeles Los Angeles LOSANGEL4 A Completed Program N Taylor, Peter J. Killian, Gary M.8/31/2008 FID 10270750 Kohen,Samuel Analyst - CM 2008 1/28/2008 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2008 N8/31/2008 FID 10274094 Kolak,Gabe VP 8/6/2007 Banker 8/6/2007 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10249784 Komura,Tadatsugu SVP 3/28/2006 Salesperson 3/28/2006 Sales Generalist Sales Sales 29699 Regional Sales Asia Tokyo Tokyo TOKYO Yamada, Katsuji8/31/2008 FID 10226729 Konczaty,Serge Sales Associate 7/5/2004 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 A CM Associate 2006 Y Comon, Etienne8/31/2008 FID 10246686 Kondo,Sayaka Sales Associate 4/1/2006 Sales Generalist Sales Sales 29699 Regional Sales Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10247500 Kong,Chia Ming Melvin Trading Associate 7/14/2006 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE Grabow, Thomas Wareborn, Henrik Sven Gunnar8/31/2008 FID 10285117 Kong,Ruomeng Analyst - CM 2008 7/7/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_GF Y IBD Analyst 2008 N8/31/2008 FID 10263331 Konig,Dori Research Analyst 1/30/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Thompson, Sarah C.8/31/2008 FID 10213561 Konno,Kenji SVP 12/1/2007 Senior Desk Specialist 5/1/2003 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Masuda, Yukihiro8/31/2008 FID 10255716 Konno,Takafumi Structuring Associate 8/7/2006 Global Rates Derivatives Trading Liquid Markets 52625 FID DCM Asia/083 Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10285288 Konnova,Victoria Secretary,Executive 4/25/2008 Administration Emerging Markets Administration Administration 52995 Moscow FID Admin Expenses Europe Moscow Moscow MOSCOW28/31/2008 FID 10201373 Konrad,Lisa A. MD 12/1/2005 Salesperson,Sr 4/10/2000 High Yield High Yield Sales Credit 20221 HY Sales Distressed NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10030445 Konstantinovsky,Vadim SVP 3/18/2002 Strategist,Sr 9/13/1993 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 Dynkin, Lev8/31/2008 FID 10271206 Kontominas,Konstantinos SVP 8/20/2007 Salesperson,Sr 8/20/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_048/31/2008 FID 10227293 Koosmann,Anna Sales Associate 7/26/2004 High Grade High Grade Sales Credit 22727 HG Sales Short Term Chicago Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Degen, Paul F.8/31/2008 FID 90001970 Korantzopoulos,Panos D SVP 12/1/2005 Trader,Sr 7/9/1999 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2001 Y Higgins, Kieran Noel Amin, Kaushik8/31/2008 FID 10236862 Korapaty,Praveen VP 12/1/2007 Research Analyst 5/31/2005 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 A CM Associate 2005 N Naldi, Marco8/31/2008 FID 10269328 Korbosli,Leila Sr. Analyst - CM 2008 12/3/2007 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Y CM Senior Analyst 2008 N8/31/2008 FID 10256090 Kornett,Craig SVP 7/17/2006 Banker,Sr 7/14/2006 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 Whalen, Thomas D.8/31/2008 FID 10205277 Kosakowski,Abbey B. SVP 12/1/2006 Risk Specialist,Sr 2/20/2001 Real Estate Real Estate Trading Real Estate 56844 GREG Transaction Management Americas New York New York 745_7TH_13 Broderick, David S.8/31/2008 FID 10213874 Koschnitzke,Kurt VP 12/1/2007 Trader 8/9/2004 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 A CM Associate 2004 N Lee, James W.8/31/2008 FID 10273184 Kosolvijak,Punlop Sales Analyst 7/27/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10203705 Koutouvides,Aristides VP 12/1/2005 Risk Specialist 9/11/2000 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Completed Analyst Program N Barsanti, Anthony J.8/31/2008 FID 10204808 Kraft,Eric V. VP 12/1/2006 Banker 1/2/2001 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2003 Y Ersoff, Brett I.8/31/2008 FID 10253944 Kramvis,Nicholas Trading Analyst 7/6/2007 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10206276 Krant,Kelley VP 12/1/2007 Trader 7/22/2002 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 A CM Associate 2004 Y Taylor, Robert M. Chan, Arthur W.8/31/2008 FID 10251401 Krasik,Vladimir Trading Associate 7/27/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10215077 Krause,Benjamin D. Sales Associate 7/7/2003 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 Y Napolitano, Frank A. Amin, Kaushik8/31/2008 FID 10004809 Kravetz,Larry J. MD 3/18/2002 Banking Manager 2/3/1992 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10204194 Krisnathevin,Kanyarat VP 2/1/2006 Banker 2/1/2006 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10211711 Krup,Daniel Trading Associate 7/14/2003 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 A CM Associate 2005 Y Rinnovatore, Diane M.8/31/2008 FID 90002284 Ktorza,Patrice SVP 12/1/2006 Salesperson,Sr 10/4/1999 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10212316 Ku,Jeffrey VP 12/1/2007 Banker 7/22/2002 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 A CM Associate 2004 Y Valentino, Stephen A.8/31/2008 FID 10240032 Kumagai,Ryo SVP 12/1/2006 Salesperson,Sr 7/25/2005 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Ninomiya, Takio

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10273942 Kumar,Abhishek Banking Analyst 7/2/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Kamlesh8/31/2008 FID 10273945 Kumar,Ajay Banking Analyst 7/2/2007 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Kamlesh8/31/2008 FID 10252573 Kumar,Anuj Research Quant Analyst 7/10/2007 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 A CM Associate 2007 N8/31/2008 FID 10253899 Kumar,Pawan Banking Associate 7/2/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI6 Prasad, Krishna S.8/31/2008 FID 10273185 Kumra,Nidhi Trading Analyst 7/27/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10034323 Kunka,Mary E. SVP 3/1/2001 Structurer,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 56842 GREG Structuring Americas New York New York 745_7TH_03 Cohen, Kenneth C.8/31/2008 FID 10226282 Kuo,Sheau-wu VP 6/21/2004 Research Analyst 6/21/2004 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Upbin, Brian S.8/31/2008 FID 10226399 Kupfer,David Robert Sales Associate 7/14/2005 High Grade High Grade Sales Credit 29196 Credit Sales - Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 A CM Associate 2007 Y Dieke, Ralf C Patel, Manish M8/31/2008 FID 10060230 Kupfer,Todd S. MD 5/11/1999 Salesperson,Sr 12/21/1994 High Yield High Yield Sales Credit 26194 HY Sales Bond LA Americas Los Angeles Los Angeles LOSANGEL4 Pedone, Michael8/31/2008 FID 10251182 Kurita,Masahiro SVP 5/1/2006 Banker,Sr 5/1/2006 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Manalac, Carlos M.8/31/2008 FID 10239039 Kuriyan,Vikram J. Trading Clerk 8/8/2005 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Y Completed Analyst Program N Sweely, Gordon G.8/31/2008 FID 10201492 Kuroda,Naohiro SVP 12/1/2007 Trader,Sr 4/1/2000 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO A CM Associate 2002 Y Howe, Christian J. Assi, Georges8/31/2008 FID 10264371 Kurokawa,Kanako Secretary,Executive 3/12/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10215310 Kurovskaya,Olga Sales Associate 7/9/2003 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2007 Y Malone, Daniel Gallo, John F.8/31/2008 FID 10253947 Kurz,Stephen Sales Analyst 7/6/2007 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10255884 Kusaka,Daisuke VP 8/12/2006 Salesperson 8/12/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru8/31/2008 FID 10268438 Kushner,Jason VP 5/8/2007 Banker 5/7/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Hash, Steven R.8/31/2008 FID 10224946 Kusuda,Yoshihiko SVP 12/1/2005 Banker,Sr 5/15/2004 Structured Finance Structured Finance Origination Securitized Products 20225 ABS/MBS Origination Asia Tokyo Tokyo TOKYO4 Manalac, Carlos M.8/31/2008 FID 10213683 Kuvijitsuwan,Titiwat Underwriting Associate 2/10/2006 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK A Completed Program N Rubin, Charles8/31/2008 FID 10233999 Kwon,Richard Banking Associate 7/24/2006 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A CM Associate 2008 Y8/31/2008 FID 10261236 Kwon,Young Sun VP 11/27/2006 Economist 11/27/2006 Research Generalist-Global Economics Research Research 21790 HK Economics Asia Hong Kong Hong Kong HONGKONG7 Subbaraman, Robert Nemmara8/31/2008 FID 10253876 Kyei-Fordjour,Richmond VP 12/1/2007 Research Quant Analyst 6/12/2006 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Xue, Qing Jim8/31/2008 FID 10273516 Kyriakakis,Jonathan Sales Associate 7/16/2007 Global Rates Derivatives Sales Liquid Markets 21538 PIM Rates Americas New York New York 745_7TH_038/31/2008 FID 10226491 La Villa,Daniele Research Analyst 7/5/2004 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 A IBD Associate 2006 Y8/31/2008 FID 10267805 Labhart,Hoesli SVP 5/21/2007 Banker,Sr 5/21/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Patrick, Christopher J8/31/2008 FID 10262539 Laboureau,Anne-Gabrielle Structuring Analyst 8/1/2007 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 Y CM Senior Analyst 2007 N8/31/2008 FID 10239899 Ladrow,Jeff SVP 7/7/2005 Salesperson,Sr 7/7/2005 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10222667 Lalli,Brian J. Research Analyst 7/6/2004 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Sharret, David A.8/31/2008 FID 10270810 Lam,Gloria Banking Analyst 8/1/2007 Structured Finance ABS Origination Securitized Products 28205 Str Fin Japan - Structuring Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10247993 Lam,Kevin Tin-Yau Trading Associate 7/3/2006 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10065597 Lanahan,Edna L. Administrative Assistant 8/1/1996 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Dembicer, Tracy S.8/31/2008 FID 10280075 Landers,Patrick SVP 12/3/2007 Banker,Sr 12/3/2007 Municipals Public Finance Origination Municipals 26715 Public Finance - Boston Americas Boston Boston BOSTON31 Haley, Paul R.8/31/2008 FID 10238034 Landry,Sophie MD 12/1/2007 Desk Manager 8/30/2005 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Parr, Anke Ricci, Raffaele8/31/2008 FID 10253752 Langfeldt,Andrea Sales Associate 6/26/2006 Commodities Natural Gas Sales Commodities 51267 Commodities Sales (CGY) Americas Calgary Calgary CALGARY1 Sangwine, Howard Amin, Kaushik8/31/2008 FID 10033088 Langley Jr.,Gregory A MD 5/11/1999 Salesperson,Sr 4/25/1977 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10227212 Lascher,Michael E. SVP 12/1/2007 Banker,Sr 7/26/2004 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10250972 Lasry,Francois SVP 4/24/2006 Trader,Sr 4/24/2006 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B8/31/2008 FID 10207974 Lau,Alaric Lik SVP 12/1/2003 Salesperson,Sr 2/19/2002 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10201228 Lau,Bernard YK SVP 9/30/2000 Banker,Sr 3/6/2000 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Gabbay, Mark Pearson, Thomas M.8/31/2008 FID 10242192 Lau,Yiu VP 12/1/2006 Research Analyst 9/27/2005 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 Xue, Qing Jim8/31/2008 FID 10249106 Law,Andy Ka On VP 12/1/2006 Trader 3/27/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_GF Gandhi, Sunil Kumar8/31/2008 FID 10282872 Law,Jimmy Chak Yan Trading Associate 3/10/2008 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_048/31/2008 FID 10255109 Law,Yik Ki Sales Assistant 7/17/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10202517 Lawless,Christian J. SVP 12/1/2006 Salesperson,Sr 6/27/2000 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Dubois-Pelerin, Vincent P8/31/2008 FID 10272234 Lawrence,Uraina Secretary 6/18/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_048/31/2008 FID 10228507 Lawson,Alexandra VP 12/1/2007 Salesperson 9/3/2004 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10273186 Lawson,Diane Sales Analyst 7/27/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10211718 Layng,Andrew VP 12/1/2007 Trader 7/14/2003 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 A CM Associate 2005 Y Corcoran, Thomas P.8/31/2008 FID 10061980 Lazanas,Anthony MD 12/1/2006 Research Quant Analyst,Sr 4/10/1995 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 Bos, Michael F.8/31/2008 FID 10065805 Lazarus,David S. MD 12/1/2006 Banking Manager 7/25/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A IBD Associate 1997 N Hash, Steven R.8/31/2008 FID 10269059 Le,Phuong Admin Coordinator 7/24/2006 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Melbourne MELBOURNE18/31/2008 FID 10252017 Lea,Reiss Trading Analyst 7/27/2007 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10224106 Leal,Jeff VP 12/1/2006 Quant Specialist 5/14/2004 Global Foreign Exchange Foreign Exchange Research Liquid Markets 40320 E Trading (E) Europe London London CANWF_04 Zinkin, Martin8/31/2008 FID 10233095 Lee,Annisa Yuen Yee SVP 12/1/2006 Senior Desk Specialist 4/1/2005 High Yield High Yield Trading Credit 49613 AEJ HY Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 Mohinani, Pradeep8/31/2008 FID 10207730 Lee,Bryan Kyung Koo SVP 12/1/2005 Senior Desk Specialist 9/10/2001 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Wong, Edwin Ching Him8/31/2008 FID 10274796 Lee,Chin Keng Sales Associate 8/13/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10246439 Lee,Euiseob VP 11/1/2005 Underwriter 11/1/2005 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10288601 Lee,Hyun Seok Sales Associate 7/14/2008 Sales Generalist Sales Sales 50746 Fixed Income Sales Asia Seoul Seoul SEOUL48/31/2008 FID 10036619 Lee,Hyung S. MD 12/1/2002 Manager,Sr 11/17/1993 Senior Management Senior Management Senior Management Senior Management 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Gelband, Michael McDade III, Herbert8/31/2008 FID 10234769 Lee,Jae Jun VP 12/1/2007 Salesperson 6/1/2005 High Grade High Grade Sales Credit 52336 Korea Credit Sales Asia Seoul Seoul SEOUL4 Myong, Chunhyong Charles8/31/2008 FID 10249024 Lee,Jaison Sales Analyst 7/24/2006 Sales Generalist Sales Sales 41043 Korea Fixed Income Sales Asia Seoul Seoul SEOUL4 Y Capital Markets Analyst 2006 N8/31/2008 FID 10253431 Lee,James SVP 7/1/2006 Senior Desk Specialist 7/1/2006 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10240061 Lee,James Sangwon Desk Specialist Associate 7/25/2005 Real Estate Real Estate Origination Real Estate 20982 GREG Surveillance Americas New York New York 745_7TH_13 Hall, Patricia B.8/31/2008 FID 10067601 Lee,James W. SVP 12/1/2005 Trader,Sr 7/28/1997 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42503 CDO Trading Correlation US Americas New York New York 745_7TH_04 Hornick, Peter8/31/2008 FID 10069109 Lee,Katherine SVP 12/1/2005 Banker,Sr 5/12/1998 Municipals Public Finance Origination Municipals 26718 PF Transportation Americas New York New York 745_7TH_19 A Completed Program N Henn, James F.8/31/2008 FID 10271249 Lee,Lola Administrative Assistant 5/30/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 Hartmeier, Michael A.8/31/2008 FID 10258657 Lee,Madeleine Ka Man Secretary 9/18/2006 Research Generalist-Global Economics Research Research 21790 HK Economics Asia Hong Kong Hong Kong HONGKONG7 Subbaraman, Robert Nemmara8/31/2008 FID 10206282 Lee,Michael VP 12/1/2007 Banker 7/22/2002 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 A CM Associate 2004 Y Hughson, Paul A.8/31/2008 FID 10216178 Lee,Philip VP 12/1/2006 Research Analyst 8/25/2003 Research Generalist Research Research 23970 Fixed Income Strategy Americas New York New York 745_7TH_15 Malvey, John V.8/31/2008 FID 10246322 Lee,Serena Trading Associate 6/26/2006 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10212321 Lee,Sonya VP 12/1/2007 Banker 7/10/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 22635 CDO Banking US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Baker, Steven8/31/2008 FID 10234001 Lee,Yoonseok Trading Analyst 6/26/2006 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2006 N8/31/2008 FID 10227572 Leekha,Jasie VP 12/1/2007 Banker 8/9/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2004 N Webster, Catherine8/31/2008 FID 10206408 Leete,Bruce VP 12/1/2005 Salesperson 8/19/2002 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2002 N Malone, Daniel8/31/2008 FID 10283998 LeForce,Randall VP 4/7/2008 Trader 4/7/2008 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10212030 Lekan,Michael VP 12/1/2006 Salesperson 8/18/2003 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 A CM Associate 2003 N Akyol, Omer8/31/2008 FID 10224058 Lemin,Vladimir VP 12/1/2007 Trader 8/2/2005 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2005 N Kanaan, Khalil A.8/31/2008 FID 10253951 Lentz,Alexander Research Analyst,Jr 7/6/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10248953 Lentz,Chris Underwriting Analyst 3/6/2006 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2006 N Herman, John S.8/31/2008 FID 10216127 Leo,Peck Chao SVP 8/23/2003 Trader,Sr 8/23/2003 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 Howe, Christian J. Assi, Georges8/31/2008 FID 10267139 Leonard,Gabe Sales Associate 4/2/2007 Global Rates Governments Sales Liquid Markets 22726 Government and Agency Sls Chi Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Malone, Daniel8/31/2008 FID 10254116 Leonard,Peter MD 12/1/2007 Salesperson,Sr 6/14/2006 Global Rates Mortgage Pass Through Sales Liquid Markets 43029 Pass Thru Sales Americas New York New York 745_7TH_03 Strang, Sara8/31/2008 FID 10265005 Leonard,Yoann Sales Associate 4/16/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10279244 Leonardo,Nuno Legal Assistant 2/2/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10289408 Leong,Stefanie VP 7/28/2008 Banker 7/28/2008 Municipals Public Finance Origination Municipals 26718 PF Transportation Americas New York New York 745_7TH_198/31/2008 FID 10251825 Leriche,Thomas Edgard SVP 5/15/2006 Trader,Sr 5/15/2006 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 Korantzopoulos, Panos D8/31/2008 FID 10249411 Lerner,Daniel SVP 3/14/2006 Trader,Sr 3/14/2006 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Fischer, Timothy K.8/31/2008 FID 10251585 Leroux,Lucile Sales Associate 3/26/2007 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10232590 Leshaw Chachra,Stefanie Research Analyst 7/25/2005 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 A CM Associate 2005 N Miller, Eric B.8/31/2008 FID 10277050 Lesin,Alexander SVP 10/1/2007 Structurer,Sr 10/1/2007 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 Parikh, Satu S.8/31/2008 FID 10066294 Lestardo,Lisa M. Sr Sales Assistant 2/10/1997 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10254886 Leung,Cheuk Shun VP 7/13/2006 Salesperson 7/13/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru8/31/2008 FID 10231002 Leung,Wing Kew Banking Associate 7/14/2005 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2007 Y Webster, Catherine8/31/2008 FID 10238564 Leung,Yuk Yiu Amy Sales Analyst 8/1/2007 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10212452 Lev Ari,Tal VP 12/1/2006 Banker 7/22/2002 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2004 Y Webster, Catherine8/31/2008 FID 10282209 Levar,Matthew Marketing Associate 3/31/2008 Commodities Eagle Energy Sales Commodities 50159 Commodities Sales/CO Americas Littleton Littleton LITTLETON8/31/2008 FID 10213098 Levin,Scott A. Banking Associate 7/7/2003 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2005 Y Hash, Steven R.8/31/2008 FID 10236907 Lewin,Robert J. VP 12/1/2006 Salesperson,Sr 5/31/2005 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Hill, Marilyn J.8/31/2008 FID 90001298 Lewis,Clive M SVP 12/1/2007 Research Analyst,Sr 4/27/1998 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 46241 HG Modeling (E) Europe London London CANWF_04 Schloegl, Lutz Scott, Gary A.8/31/2008 FID 10266245 Li,Changxiu Research Quant Analyst 8/13/2007 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10278098 Li,Chao VP 12/3/2007 Structurer 12/3/2007 Commodities Carbon Trading Commodities 45837 China Carbon Origination Asia Shanghai Shanghai SHANGHAI8/31/2008 FID 10248754 Li,Chun Kam Research Quant Analyst 2/27/2006 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_15 Chen, Shu-Wie8/31/2008 FID 10228198 Li,Jinliang Eric SVP 12/1/2006 Research Analyst,Sr 8/31/2004 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 Zhou, Fei8/31/2008 FID 10234544 Li,Patrick Trading Associate 6/26/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10242049 Li,Peter Ying Lun Structuring Analyst 9/1/2005 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Lau, Bernard YK

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10233121 Li,Yadong VP 12/1/2007 Research Quant Analyst 4/25/2005 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2005 N Naldi, Marco8/31/2008 FID 10251036 Li,Zhengyi Sales Analyst 8/1/2007 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10265807 Liebler,Melanie Secretary 3/9/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Meyer, Susan E8/31/2008 FID 10273138 Liedtke,Cyndi Exempt Position 6/24/2002 Commodities Commodities Administration Commodities 56990 Business Development Americas Americas New York Houston EAGLE28/31/2008 FID 10246323 Lii,Jonathan Trading Associate 6/26/2006 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10283431 Lim,Mei Ling SVP 6/13/2008 Salesperson,Sr 6/13/2008 High Grade High Grade Sales Credit 56902 Singapore Credit Sales Asia SINGAPORE8/31/2008 FID 10274254 Lim,Puay Lian Sales Assistant 7/30/2007 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE Loh, Catherine Phui Yee8/31/2008 FID 10280239 Lima,Raquel Ferreira Guerreiro Attorney 2/7/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10266277 Lin,Annie SVP 12/1/2007 Business/Product Mgr 5/14/2007 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO8/31/2008 FID 10229138 Lin,Chao Hua Eric SVP 12/1/2006 Structurer,Sr 10/1/2004 Structured Finance Structured Finance Origination Securitized Products 25355 Structured Finance Asia - GCRE Asia Hong Kong Hong Kong HONGKONG7 Kaye, Patrick J.8/31/2008 FID 10273312 Lin,Charlotte Su-Phen Banking Analyst 7/2/2007 Structured Finance Structured Finance Origination Securitized Products 25355 Structured Finance Asia - GCRE Asia Hong Kong Hong Kong HONGKONG7 Kaye, Patrick J.8/31/2008 FID 10246324 Lin,Elizabeth Trading Associate 6/26/2006 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_04 A CM Associate 2008 Y Portnoy, Kevin R.8/31/2008 FID 10264718 Lin,Fung Banking Associate 8/6/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2007 N8/31/2008 FID 10256600 Lin,Ling Yi VP 7/31/2006 Salesperson 7/31/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10200778 Lin,Ning VP 12/1/2005 Trader 11/22/1999 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Klammers, Remy8/31/2008 FID 10215440 Lindgren,Richard Trading Analyst 7/15/2003 Mortgages Mortgage Origination Origination Securitized Products 21906 Mortgage Originations Americas New York New York 745_7TH_03 Linton, Ken N.8/31/2008 FID 10242060 Lindstrom,Peter Research Analyst 9/7/2005 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_048/31/2008 FID 10063959 Ling,Bee Hwa Josephine Secretary,Executive 3/11/1992 Administration Administration Administration Administration 49299 Singapore Admin/69B Asia SINGAPORE Rajpal, Jai8/31/2008 FID 10041879 Linker,Susan B. Sales Associate 6/18/1990 High Grade High Grade Sales Credit 22727 HG Sales Short Term Chicago Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Lista, William J.8/31/2008 FID 10244883 Linsley,Martha Elizabeth Banking Associate 11/1/2005 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO55 Brown, Carole L.8/31/2008 FID 10201109 Liquorman,Jane VP 12/1/2004 Mkt Support Associate,Sr 3/20/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10035332 Lista,William J. MD 12/1/2003 Desk Manager 4/26/2001 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Wait, Christian G.8/31/2008 FID 10253626 Liu,Gigi Research Analyst,Jr 7/14/2008 Research Generalist Research Research 48470 Fid Research Shanghai/91N Asia Shanghai Shanghai SHANGHAI A Completed Program N8/31/2008 FID 10213885 Liu,Jin VP 12/1/2006 Research Quant Analyst 8/9/2004 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_04 A CM Associate 2004 N Pedersen, Claus8/31/2008 FID 10226173 Liu,Ying AVP 12/1/2007 Desk Specialist Associate 9/1/2004 Global Foreign Exchange Proprietary Trading Trading Liquid Markets 50429 Liquid Mkts Prop Trading SGP Asia SINGAPORE A Completed Program N8/31/2008 FID 10278311 Liu,Yixin MD 11/19/2007 Research Analyst,Sr 11/19/2007 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_038/31/2008 FID 10272532 Livingston,David VP 10/21/2007 Marketer 4/3/2006 Commodities Eagle Energy Sales Commodities 49305 Gas Sales Americas Houston Houston EAGLE28/31/2008 FID 10247498 Livingstone,Jonathan Louis VP 12/1/2007 Structurer 3/13/2006 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Mehr, Amir8/31/2008 FID 10036757 Lo,David T. VP 12/1/2003 Trader 8/2/1999 Municipals Municipals Trading Municipals 00111 Municipals NY Americas New York New York 745_7TH_07 A CM Associate 1999 N Rys, Gia M.8/31/2008 FID 10268437 Lobo,Alvin Banking Analyst 4/30/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 Y IBD Analyst 2006 N Wegner, Jeremy B.8/31/2008 FID 10250633 Loeys,Steven Sales Associate 7/27/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10212729 Loh,Catherine Phui Yee SVP 10/1/2002 Business/Product Mgr 10/1/2002 Administration Administration Administration Administration 49299 Singapore Admin/69B Asia SINGAPORE Sweeney, Kirk8/31/2008 FID 10239532 Lohan,Richard Scott MD 6/27/2005 Desk Manager 7/11/2005 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Humphrey, Thomas P. Killian, Gary M.8/31/2008 FID 10238665 Lombardo,Matteo VP 12/1/2006 Research Analyst 7/25/2005 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S8/31/2008 FID 10272212 Long,Chen Trading Analyst 7/16/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10069076 Long,Corey B. SVP 12/1/2005 Trader,Sr 1/3/2000 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 A Completed Program N Taylor, Robert M. Killian, Gary M.8/31/2008 FID 10226944 Longhitano,Biagio Sales Analyst 7/5/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Y Completed Analyst Program N Gortazar, Gonzalo8/31/2008 FID 10220170 Loor-Denis,Rosa N. Sr Administrative Assistant 1/6/2004 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Hackett, Ann Tucker8/31/2008 FID 10274377 Lopes,Carla Maria Garcia Gomes Castro Accountant 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10270866 Lopez-Vilas Boekhorst,Santiago Analyst - CM 2008 7/7/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_GF Y IBD Analyst 2008 N8/31/2008 FID 10068165 Lorenzo,Ruben S VP 12/1/2007 Salesperson 12/13/2006 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_07 Sharifi, Reza Amin, Kaushik8/31/2008 FID 10267808 Lotigie,Gregory Gilbert Trading Associate 6/4/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard8/31/2008 FID 10272214 Louapre,Adrien David Johan Trading Analyst 7/16/2007 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10203716 Lovatanasirikul,Jitra Secretary,Executive 2/1/2000 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10284811 Lovett-Turner,Charles MD 6/26/2008 Desk Manager 6/26/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_048/31/2008 FID 10279148 Low,Adeline Admin Coordinator 11/5/2007 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE8/31/2008 FID 10042599 Lu,Dennis C. MD 12/1/2005 Trader,Sr 8/12/1991 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Felder, Eric J.8/31/2008 FID 10203285 Lu,Sean Y MD 5/2/2008 Desk Manager 5/2/2008 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A IBD Associate 2000 N8/31/2008 FID 10267412 Lu,Yang Research Quant Analyst 6/18/2007 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2007 N Risa, Stefano8/31/2008 FID 10253630 Luby,Nicholas Trading Analyst 8/1/2007 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10273362 Luce,David VP 7/9/2007 Banker,Sr 7/9/2007 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W.8/31/2008 FID 10025019 Luglio,Peter W. SVP 12/1/2003 Salesperson,Sr 6/1/1992 High Grade High Grade Sales Credit 22728 HG Sales Credit Chicago Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Degen, Paul F.8/31/2008 FID 10274392 Luís,Nancy Maria da Silva Receptionist 5/8/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10213745 Luk,Sylvia VP 12/1/2006 Salesperson 12/6/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Fung, Selina Suk Han8/31/2008 FID 80002556 Luk,Winnie Secretary,Sr 3/18/2002 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Somwaru, Samuel8/31/2008 FID 10283433 Luks,Joshua Trading Associate 3/10/2008 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_048/31/2008 FID 10251777 Luna,Kenneth Trading Analyst 7/6/2007 High Grade High Grade Trading Credit 47501 HG Trading Yankee US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10241240 Lund,Maria Maslennikova VP 12/1/2006 Deal Mgr 9/6/2005 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Turner, Frank P.8/31/2008 FID 10245932 Luo,Huazhang VP 12/1/2007 Research Analyst 2/27/2006 Global Foreign Exchange Foreign Exchange Research Liquid Markets 40320 E Trading (E) Europe London London CANWF_04 Zinkin, Martin8/31/2008 FID 10223204 Lussato,Pierre VP 12/1/2006 Structurer 4/26/2004 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2004 N Patrick, Christopher J8/31/2008 FID 10285377 Ly,Binh Secretary 5/16/2008 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_GF8/31/2008 FID 10240447 Lynn,Alicia Product Mgmt Associate 7/25/2005 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J.8/31/2008 FID 10234002 Ma,James Research Analyst 6/26/2006 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2008 Y Arora, Amitabh8/31/2008 FID 10248678 Ma,Rico Sales Assistant 3/16/2006 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10270250 Ma,Wai Lai Winnie Administrative Assistant 5/15/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10227338 Ma,Zili VP 7/29/2004 Research Analyst 7/29/2004 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_07 Zhou, Fei Amin, Kaushik8/31/2008 FID 10032122 Macatangay,Angelica C. Sr Administrative Assistant 4/21/1987 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 48300 FX Americas Mgmt Americas New York New York 745_7TH_03 Eickbush, Gregory Iorio, James L.8/31/2008 FID 10274389 Machado,Inês de Fátima Costa Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274386 Machado,Tânia Justina Costa de Almeida Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10257597 Machida,Chikako VP 9/23/2006 Salesperson 9/23/2006 Commodities Oil Sales Commodities 45015 Commodities Sales (TKO) Asia Tokyo Tokyo TOKYO Tamamizu, Junzo Amin, Kaushik8/31/2008 FID 10240446 Macintosh,James VP 12/1/2007 Trader 7/25/2005 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 O'Connor, Matthew S.8/31/2008 FID 10274472 Mackay,Victoria Sr. Analyst - CM 2008 12/3/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y CM Senior Analyst 2008 N8/31/2008 FID 10220689 Mackenzie,Avril VP 2/9/2004 Salesperson 2/9/2004 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Durr, Michael Hogan, Canice B8/31/2008 FID 10202786 Macleod,Anthony SVP 12/1/2007 Salesperson,Sr 7/10/2000 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 A CM Associate 2002 Y Steck, Antonia Iorio, James L.8/31/2008 FID 10234003 Macleod,Colin Sales Associate 6/26/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y Malone, Daniel8/31/2008 FID 90002179 MacPherson,Callum J VP 12/1/2005 Structurer 9/1/1999 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10002932 Maddox,Alexander J. MD 12/1/2005 Desk Manager 3/24/2000 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Attia, Amany8/31/2008 FID 10253412 Madhwal,Manish Research Quant Analyst 7/10/2006 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO Venkatesh, Prasana Baily, Walter Toshi8/31/2008 FID 10252039 Madigan,Ann Marie Banking Associate 5/8/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Fong, Joseph8/31/2008 FID 10201226 Madison,Rayne Jadin VP 12/1/2004 Production Supervisor 3/15/2000 Research Generalist Research Research 24079 Fixed Income Publications Americas New York San Francisco 555CALIF41 Monchi, Valerie F8/31/2008 FID 10213399 Madkaikar,Mayur Trading Associate 8/9/2004 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 A CM Associate 2005 Y Kanaan, Khalil A.8/31/2008 FID 10245336 Madland,Christian D. SVP 11/10/2005 Trader,Sr 11/10/2005 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S. Amin, Kaushik8/31/2008 FID 10070209 Maggio,Brian VP 12/1/2006 Trader 8/3/1998 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Bugliari, Anthony S.8/31/2008 FID 10206415 Magliaro,Bryan VP 12/1/2005 Salesperson 8/19/2002 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2002 N Baker, Steven8/31/2008 FID 10215816 Mago,Akhil VP 12/1/2006 Research Analyst 8/18/2003 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 Y Modukuri, Srinivas8/31/2008 FID 10200391 Maheshwari,Shyam SVP 12/1/2005 Trader,Sr 9/27/1999 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2000 Y Wong, Edwin Ching Him8/31/2008 FID 10234321 Mahn,James SVP 4/20/2005 Marketer Analyst,Sr 4/20/2005 Research LehmanLive Research Research 40977 LehmanLive Marketing Americas New York New York 745_7TH_04 Sparks, Alan A.8/31/2008 FID 10265347 Maia,Alexandre MD 5/7/2007 Desk Manager 5/14/2007 Global Foreign Exchange Emerging Markets Sales Liquid Markets 52010 EM Sales FX Americas Americas New York New York 745_7TH_03 Koch, Robert C. Iorio, James L.8/31/2008 FID 10274360 Maia,Joana Manager 4/5/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10205778 Maini,Kunal SVP 12/1/2007 Trader,Sr 8/19/2002 Global Rates Derivatives Trading Liquid Markets 25931 USD Swap Trading Americas New York New York 745_7TH_03 A CM Associate 2003 Y Gewirtz, Scott8/31/2008 FID 10271227 Majoul,Mehdi MD 6/7/2007 Desk Manager 6/7/2007 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10251203 Makhija,Sapna Banking Analyst 4/24/2006 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI68/31/2008 FID 10257330 Maki,Tetsuya VP 9/22/2006 Salesperson 9/22/2006 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Yamada, Katsuji8/31/2008 FID 10260909 Malan,Sally Anne Administrative Assistant 11/6/2006 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Fountaine, Jane8/31/2008 FID 10254009 Malhotra,Rajat Trading Associate 7/20/2006 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2007 Y8/31/2008 FID 10276377 Malick,James Trading Associate 8/6/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10271835 Malik,Jayant Trading Associate 6/4/2007 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_078/31/2008 FID 10237399 Maljenovic,Bojana Sales Associate 7/21/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2008 Y Russo, Fabrizio8/31/2008 FID 10201851 Malloy,Craig J. VP 12/1/2004 Deal Mgr 6/5/2000 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Turner, Frank P.8/31/2008 FID 10233258 Malone,Daniel MD 3/23/2005 Desk Manager 5/2/2005 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Gallo, John F.8/31/2008 FID 10020864 Malvey,John V. MD 9/13/1995 Strategist,Chief 5/26/1992 Research Generalist Research Research 23970 Fixed Income Strategy Americas New York New York 745_7TH_15 Mattu, Ravi K.8/31/2008 FID 10274907 Mamai,Pavel SVP 9/3/2007 Desk Analyst, Sr 9/3/2007 High Yield High Yield Research Credit 50194 EM Credit Research Moscow/1P4 Europe Moscow Moscow MOSCOW28/31/2008 FID 10231119 Mamarbachi,Christina Eugene VP 12/1/2007 Structurer 8/8/2005 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 A CM Associate 2005 N Shah, Harsh S.8/31/2008 FID 10232810 Manabe,Kunihiro Sales Associate 4/1/2005 Sales Generalist Sales Sales 29699 Regional Sales Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Yamada, Katsuji8/31/2008 FID 10270131 Manaigo,Federico Banking Analyst 7/4/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y Capital Markets Analyst 2007 N

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10252577 Manappattil,Hari Research Analyst 7/23/2007 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2007 N8/31/2008 FID 10287799 Mandel,Edith MD 7/28/2008 Research Analyst,Sr 7/28/2008 Global Rates Derivatives Research Liquid Markets 45793 E Trading (US) Americas New York New York 745_7TH_038/31/2008 FID 10070501 Manna,Charles A. MD 12/1/2007 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10206549 Mantilla,Carla AVP 12/1/2005 Strategy Associate 6/11/2001 Sales Client Strategy Sales Sales 23469 FID Sales Strategy Americas New York New York 745_7TH_04 Y Completed Analyst Program N Peritz Maletta, Rhoda C.8/31/2008 FID 10269005 Maoui,Idriss Research Quant Analyst 4/30/2007 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Risa, Stefano8/31/2008 FID 10267705 Mar,Joi M. Analyst - CM 2008 7/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2008 N8/31/2008 FID 10271211 Marcano,Eduardo Structuring Associate 6/18/2007 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Mehr, Amir8/31/2008 FID 10259300 Marcel-Keyes,Francis Banking Associate 9/27/2006 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 A CM Associate 2008 Y Whalen, Thomas D.8/31/2008 FID 10276200 Marchao,Maria Joao Lopes Batista Secretary 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10020333 Marenghi,Anthony V. SVP 1/12/2001 Programmer/Analyst Mgr 4/6/1987 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 Dynkin, Lev8/31/2008 FID 10241932 Margiotta,Jason SVP 12/1/2006 Trader,Sr 9/19/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 Gladwin, Richard Victor Amin, Kaushik8/31/2008 FID 10241767 Margiotta,Mary SVP 10/1/2005 Research Analyst,Sr 10/10/2005 Research Generalist Research Research 21114 Enterprise Valuation Group Americas New York New York 745_7TH_17 Nabar, Prafulla G.8/31/2008 FID 10246327 Margolies,Lauren Trading Associate 6/26/2006 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10203517 Marigliano,Angela Administrative Assistant 8/21/2000 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Schoenherr, Charles8/31/2008 FID 10225601 Marinho,Festus Adebayo SVP 6/1/2004 Trader 6/1/2004 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B8/31/2008 FID 10264212 Markov,Katerina Banking Analyst 7/2/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 Y Capital Markets Analyst 2007 N8/31/2008 FID 90004712 Marley Shaw,Edward W SVP 12/1/2007 Structurer,Sr 8/6/2001 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2001 N Labhart, Hoesli8/31/2008 FID 10259307 Marlin,Jarred Sales Associate 9/28/2006 Mortgages Mortgage Sales Sales Securitized Products 22735 Mortgage Sales San Francisco Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S.8/31/2008 FID 10003264 Marolda,Giovanni MD 7/19/2006 Desk Manager 7/19/2006 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_04 Bizer, David S.8/31/2008 FID 10273401 Marque,Samuel Trading Associate 7/27/2007 Commodities Commodities Trading Commodities 52260 Metals Trading Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10251628 Marsan,Laurent VP 12/1/2007 Structurer 6/5/2006 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S. Shakarchi, Rami8/31/2008 FID 10067177 Marshall,Brian P. SVP 12/1/2005 Salesperson,Sr 7/13/1998 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 A CM Associate 2000 Y Degen, Paul F.8/31/2008 FID 90002630 Marshall,Patrick-Anthony J VP 12/1/2002 Risk Specialist 3/22/2000 High Yield High Yield Trading Credit 49897 HG and HY FRL Risk Mgmnt/183 Europe London London CANWF_06 Hackett, Ann Tucker8/31/2008 FID 10029141 Marsilio,Paul A. VP 6/12/1999 Structurer 1/27/1992 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Sweely, Gordon G.8/31/2008 FID 10234509 Martignetti,Ferdinand Carmine Sales Associate 6/26/2006 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10224139 Martin,Dustin P. Sales Associate 7/6/2004 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A CM Associate 2007 Y Degen, Paul F.8/31/2008 FID 10211230 Martin,Jeremy MD 12/1/2006 Desk Manager 5/6/2002 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO Siegmund, Thomas8/31/2008 FID 10213045 Martinelli,Christopher E. SVP 12/1/2004 Salesperson,Sr 2/5/2003 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10211724 Martinez,Alejandro VP 12/1/2007 Underwriter 7/14/2003 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2004 Y Ersoff, Brett I.8/31/2008 FID 10212115 Martino,Christopher Sales Associate 6/2/2003 Global Rates Governments Sales Liquid Markets 22737 Government and Agency Sls Bos Americas Boston Boston BOSTON31 Y Completed Analyst Program N Swift, Donald S. Malone, Daniel8/31/2008 FID 10274406 Martins,Paula Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10216826 Marty,Hugo-Lancelot Robert Gabriel SVP 12/1/2006 Trader,Sr 10/30/2003 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy8/31/2008 FID 10273761 Marwaha,Ajay SVP 7/31/2007 Desk Manager 8/27/2007 Global Foreign Exchange Derivatives Trading Liquid Markets 56055 India Derivatives / 24D Asia Mumbai Mumbai MUMBAI5 Vaish, Pankaj8/31/2008 FID 10289663 Masakiyo,Nobuyuki Banking Associate 8/23/2008 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10251780 Masel,Benjamin Trading Analyst 7/6/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 27450 CDO Trading Secondary US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10206124 Mashal,Roy SVP 12/1/2007 Salesperson,Sr 8/19/2002 Sales Structured Solutions Group Sales Sales 45988 Tel Aviv SSG Europe Tel Aviv Tel Aviv TEL_AVIV A CM Associate 2002 N Ricci, Raffaele8/31/2008 FID 10213875 Mason,Eric VP 12/1/2007 Research Analyst 8/9/2004 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 A CM Associate 2004 N Castle, Jane M.8/31/2008 FID 10214283 Massey,Ross Trading Associate 7/14/2003 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_07 A CM Associate 2005 Y Jain, Amit Gancas, Rod M.8/31/2008 FID 10203539 Masuda,Yukihiro MD 12/1/2003 Desk Manager 8/14/2000 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Lee, Hyung S.8/31/2008 FID 10257452 Masuoka,Yoji Sales Analyst 7/17/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10283180 Matanle,Stephen Banking Manager 4/1/2008 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 10202328 Mateer III,Harry M. VP 12/1/2007 Research Analyst 7/22/2002 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Miller, Eric B.8/31/2008 FID 10231784 Matheson,David Banking Associate 2/21/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A IBD Associate 2005 Y Craston, Edmund Anthony8/31/2008 FID 10249829 Mathew Tharian,Sandeep Banking Associate 7/27/2007 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 A CM Associate 2008 Y8/31/2008 FID 10265569 Mathur,Anupam Structuring Analyst 3/5/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Jain, Rahul8/31/2008 FID 10232903 Matsuda,Akimi Research Analyst 8/8/2005 Research Generalist Research Research 48446 Client Solutions Research/83 Asia Tokyo Tokyo TOKYO A CM Associate 2005 N Hoshi, Manabu8/31/2008 FID 10063560 Matsue,Rika Mkt Support Associate 6/15/1987 Research Generalist Research Research 23965 Asia Strategy Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10240569 Matsue,Tsuyoshi Banking Associate 4/1/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10281952 Matsuhashi,Masayuki VP 5/2/2008 Salesperson 5/2/2008 Sales Generalist Sales Sales 70137 Corporate Coverage/083 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10274859 Matsui,Hiroyasu MD 9/19/2007 Desk Manager 9/19/2007 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10221852 Matsui,Masahiko Trading Associate 4/1/2004 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO A CM Associate 2006 Y Howe, Christian J.8/31/2008 FID 10271507 Matsumoto,Naohito Underwriting Associate 7/1/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10223667 Matsumoto,Shino Sales Associate 4/19/2004 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Mitani, Shinichi8/31/2008 FID 10266636 Matsuzaki,Tsutomu Structuring Associate 4/1/2007 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO8/31/2008 FID 10206865 Matthewson,Donald SVP 12/1/2007 Banker,Sr 7/16/2001 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A Completed Program N Augustine, John H. Killian, Gary M.8/31/2008 FID 10043094 Mattimore,Thomas S. MD 6/12/2000 Manager,Sr 6/29/1987 Sales Generalist Sales Sales 00690 FID Sales - San Francisco Americas San Francisco San Francisco 555CALIF30 Humphrey, Thomas P.8/31/2008 FID 10048072 Mattu,Ravi K. MD 9/1/1994 Manager,Sr 3/4/1991 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_03 Gelband, Michael McDade III, Herbert8/31/2008 FID 10216048 Mau,Aaron Sales Analyst 11/22/2004 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO Belk IV, Samuel E8/31/2008 FID 10251783 Mauro,Olivia Research Analyst,Jr 7/6/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10273157 Maxfield,Scott Trading Associate 6/18/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10016843 Mayer,Steven MD 12/1/2006 Salesperson,Sr 6/27/1983 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10227287 Mayes,Simon James VP 12/1/2006 Trader 7/21/2004 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph Duenas-Brckovich, Peter Joseph8/31/2008 FID 10285189 Mazzacano,Edward SVP 4/21/2008 Trader,Sr 4/21/2008 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10237401 Mazzoleni-Negri,Paolo Banking Associate 5/15/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10273005 McAuley,Aran Patrick VP 7/16/2007 Trader 7/16/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 Pearson, James8/31/2008 FID 10065130 McBeth,Douglas W. MD 12/1/2004 Banker,Sr 6/3/1996 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 Soares, Nelson F.8/31/2008 FID 10223783 McCaffery,Gannon Sales Associate 7/5/2005 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 A CM Associate 2007 Y Hornick, Peter8/31/2008 FID 10029577 McCarthy,David J. SVP 4/6/1998 Salesperson,Sr 6/27/1988 High Grade High Grade Sales Credit 22734 HG Sales Credit San Fran Americas San Francisco San Francisco 555CALIF30 Degen, Paul F. Mattimore, Thomas S.8/31/2008 FID 10239766 McCarthy,Samuel Sales Analyst 10/3/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 55731 Forex eCommerce Sales Europe London London CANWF_04 A Completed Program N8/31/2008 FID 10202928 McCarthy,Sean SVP 12/1/2007 Product Mgr,Sr 7/5/2000 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 A CM Associate 2001 Y Hill, Marilyn J.8/31/2008 FID 10213481 McCauley,Craig SVP 4/14/2003 Salesperson,Sr 4/14/2003 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 Akyol, Omer Whiteside, Grant M.8/31/2008 FID 10213468 McClements,Neil A Sales Associate 9/5/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 55731 Forex eCommerce Sales Europe London London CANWF_04 Y Completed Analyst Program N Soede, Thomas8/31/2008 FID 10253954 McCombs,Charles Banking Analyst 7/2/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2007 N8/31/2008 FID 10272534 McCormick,Brendan Trading Associate 5/8/2006 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10207127 McCormick,James MD 12/1/2003 Strategist,Chief 7/16/2001 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 Joneja, Dev8/31/2008 FID 10070144 McCray-Goldsmith,John T. SVP 12/1/2004 Banker,Sr 7/13/1998 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 A Completed Program N Taylor, Peter J. Killian, Gary M.8/31/2008 FID 10275839 McCulloch,Laura SVP 10/22/2007 Salesperson,Sr 10/22/2007 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Onillon, Emmanuel8/31/2008 FID 10215905 McDougal,Christopher VP 12/1/2006 Trader 8/18/2003 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Y Completed Analyst Program N McNiff, John M.8/31/2008 FID 10272537 McElreath,Alexander Trading Associate 10/1/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10200387 McFadyen,Donald E. SVP 11/8/1999 Banker,Sr 11/8/1999 Municipals Public Finance Origination Municipals 26718 PF Transportation Americas New York New York 745_7TH_19 Henn, James F.8/31/2008 FID 10278788 McGinley,James MD 11/1/2007 Trader,Sr 11/1/2007 Municipals Municipals Trading Municipals 25560 Municipals Proprietary Trading Americas New York New York 745_7TH_078/31/2008 FID 10256056 McGovern,Rosalinda VP 12/1/2007 Editor,Sr/Supervisory Analyst 7/17/2006 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 10250312 McKee,Gregory Sales Analyst 6/19/2006 High Grade High Grade Sales Credit 22728 HG Sales Credit Chicago Americas Chicago Chicago CHICAGO14 Y Capital Markets Analyst 2006 N Holleb, Thomas J. Degen, Paul F.8/31/2008 FID 10253955 McKemie,Gordon Deal Mgmt Analyst 7/6/2007 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Y Capital Markets Analyst 2007 N8/31/2008 FID 10024924 McKenna,Christopher S. SVP 3/18/2002 Banker,Sr 7/12/1993 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Visone, Carmine8/31/2008 FID 10269067 McKenzie,Rachael VP 3/7/2007 Salesperson 8/21/2006 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10152326 McLaughlin,Michael J. VP 12/1/2007 Trader 6/11/2001 Global Rates Governments Trading Liquid Markets 20842 Short Term US Treasuries Americas New York New York 745_7TH_03 Y Completed Analyst Program N Lohuis, David W.8/31/2008 FID 10067089 McNiff,John M MD 12/1/2007 Desk Manager 12/8/1997 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 1998 N Sweely, Gordon G.8/31/2008 FID 10225186 McQuade,Matthew D. Trading Associate 6/7/2004 High Yield High Yield Trading Credit 20222 HY Trading Loan US Americas New York New York 745_7TH_04 A IBD Associate 2005 Y Seery, James P.8/31/2008 FID 10006745 McSweeney,Andrew T. SVP 1/12/2001 Trader,Sr 4/20/1992 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 Gewirtz, Scott Rizzieri, Gerald A.8/31/2008 FID 10249749 Medrow,Joerg VP 4/1/2006 Salesperson 4/1/2006 High Grade High Grade Sales Credit 29196 Credit Sales - Frankfurt Europe Frankfurt Frankfurt FRANKFURT3 Dieke, Ralf C Spieler, Christian8/31/2008 FID 10211296 Medvedich,Patrizia SVP 12/1/2005 Structurer,Sr 4/29/2002 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Angius, Silvio Dziadzio, John E.8/31/2008 FID 10246330 Meehan,Matthew Trading Associate 7/17/2006 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03 A CM Associate 2006 N Grimeh, Mohammed8/31/2008 FID 10279367 Mega,Hitoshi VP 2/7/2008 Salesperson 2/7/2008 Sales Generalist Sales Sales 70137 Corporate Coverage/083 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10201718 Mehr,Amir MD 12/1/2007 Desk Manager 5/3/2000 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Attia, Amany8/31/2008 FID 10288402 Mehta,Simrun Research Analyst 7/7/2008 Commodities Oil Trading Commodities 53494 Sing Commodities Trading - Ind India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10249626 Meiyappan,Santhosh Research Analyst 7/24/2006 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y Baily, Walter Toshi Venkatesh, Prasana8/31/2008 FID 10273189 Mela,Anna Sales Analyst 7/27/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10228384 Melasecca,Pablo SVP 8/26/2004 Salesperson,Sr 8/26/2004 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10038040 Mellen,Christopher SVP 4/6/1998 Salesperson,Sr 7/1/1993 High Yield High Yield Sales Credit 22741 HY Sales Bond Boston Americas Boston Boston BOSTON31 Pedone, Michael8/31/2008 FID 10276715 Melo,Ana Clara Lopes Pinto de Sousa Account Manager 8/13/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274384 Mendes,Isabel Falcão Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10068878 Mendez,Maria E. SVP 12/1/2003 Structurer,Sr 3/30/1998 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 A CM Associate 1998 N Gentile, Gregory M.8/31/2008 FID 10282211 Menezes,Andréa Maria Meirelles SVP 2/18/2008 Salesperson,Sr 2/18/2008 Global Foreign Exchange Emerging Markets Sales Liquid Markets 51232 FX EMG Sales LBDB Americas Sao Paulo Sao Paulo SAOPAULO8/31/2008 FID 90001544 Menounos,Alexandros SVP 12/1/2005 Banker,Sr 8/10/1998 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Frontini, Lorenzo Merli, James W.

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10226405 Merali,Sarfaraz Trading Associate 7/14/2005 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 A CM Associate 2007 Y Duenas-Brckovich, Peter Joseph Lewis, Brynn8/31/2008 FID 10227289 Mercer,Ben SVP 7/21/2004 Salesperson,Sr 7/21/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10273850 Merenda,Melanie Trading Analyst 7/16/2007 High Yield High Yield Trading Credit 49897 HG and HY FRL Risk Mgmnt/183 Europe London London CANWF_06 Y Capital Markets Analyst 2007 N8/31/2008 FID 10033778 Merli,James W. MD 5/1/1997 Manager,Sr 3/28/1983 Senior Management Senior Management Senior Management Senior Management 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Nagioff, Roger B.8/31/2008 FID 10206297 Messmore,William VP 12/1/2007 Banker 7/22/2002 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 A CM Associate 2004 Y Sweely, Gordon G.8/31/2008 FID 10212330 Meszaros,Andor VP 12/1/2007 Banker 7/22/2002 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2004 Y Seshasayee, Aadit8/31/2008 FID 10236268 Meyer,Michelle Research Associate 5/23/2005 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 Harris, Ethan S.8/31/2008 FID 10221426 Meyer,Peter SVP 2/25/2004 Salesperson,Sr 2/25/2004 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Jennings, Jeffrey D.8/31/2008 FID 10003317 Meyer,Susan E VP 12/1/2005 Business Associate,Sr 3/16/1998 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_04 Cosaitis, Mark A.8/31/2008 FID 10202177 Meyler,Michael P. SVP 12/1/2006 Salesperson,Sr 8/6/2001 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2001 N Strang, Sara8/31/2008 FID 10205099 Michaels,Jeff Alan MD 3/18/2002 Manager,Sr 2/20/2001 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 745_7TH_03 Amin, Kaushik8/31/2008 FID 10237439 Micheli,Marco Sales Associate 1/9/2006 Global Rates Derivatives Sales Liquid Markets 25448 Derivatives Sales Milan/923 Europe Milan Milan MILAN A CM Associate 2006 N Ventura, Giorgio Hogan, Canice B8/31/2008 FID 10272538 Mickel,Jefferson Trading Associate 10/2/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10017939 Mighty-Fuller,Hope A. AVP 1/14/1993 Business Associate 1/17/1983 Mortgages Securitized Products Mgmt Trading Securitized Products 20887 Securitized Products Mgmt Americas New York New York 745_7TH_03 Keating, Kieron8/31/2008 FID 10201493 Mikajiri,Tomohiro VP 12/1/2005 Trader 4/1/2000 Mortgages Mortgage Trading Trading Securitized Products 29188 Mortgage Trading Asia Tokyo Tokyo TOKYO A CM Associate 2002 Y Manalac, Carlos M. Miyoshi, Katsuya8/31/2008 FID 10273026 Miki,Takao SVP 7/18/2007 Salesperson,Sr 7/18/2007 Sales Generalist Sales Sales 70137 Corporate Coverage/083 Asia Tokyo Tokyo TOKYO Matsui, Hiroyasu8/31/2008 FID 10212667 Miklavcic,Borut SVP 12/1/2006 Trader,Sr 8/19/2002 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2002 N Higgins, Kieran Noel8/31/2008 FID 10234006 Milanez,Andrew Banking Associate 6/26/2006 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 A CM Associate 2008 Y8/31/2008 FID 10066542 Milano,Steven M. MD 5/11/1999 Banking Manager 3/26/1997 Municipals Municipals Trading Municipals 36116 Municipal Syndicate Americas New York New York 745_7TH_07 Killian, Gary M.8/31/2008 FID 10055101 Millea,Timothy E. SVP 1/4/2000 Structurer,Sr 1/4/2000 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 Howe, Christian J.8/31/2008 FID 10212125 Miller,Andrew VP 12/1/2007 Research Analyst 7/14/2003 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 Y Modukuri, Srinivas8/31/2008 FID 10281476 Miller,Bruce Marketing Associate 3/17/2008 Commodities Eagle Energy Sales Commodities 50159 Commodities Sales/CO Americas Littleton Littleton LITTLETON8/31/2008 FID 10213020 Miller,Eric B. MD 12/1/2004 Research Analyst,Sr 1/17/2003 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Mattu, Ravi K.8/31/2008 FID 10069409 Miller,Jeffrey S. SVP 12/1/2005 Salesperson,Sr 7/12/1999 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2001 Y Glover, Michael S.8/31/2008 FID 10067011 Miller,Matthew C. MD 12/1/2006 Desk Manager 6/9/1997 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 McKinney, Richard S.8/31/2008 FID 10034783 Miller,Rebecca Administrative Assistant 4/9/2003 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_03 A Completed Program N Umezaki, Kentaro8/31/2008 FID 10252904 Min,Jung Suk VP 12/1/2007 Structurer 6/19/2006 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Kan, Jimmy K.8/31/2008 FID 10272054 Minami,Hideki VP 8/1/2007 Salesperson 8/1/2007 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO Fujimoto, Takayuki8/31/2008 FID 10206954 Mirhosseini,Setareh VP 12/1/2006 Structurer 7/9/2001 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 A CM Associate 2003 Y Del Monaco, Eric8/31/2008 FID 10264420 Mirza,Mazin SVP 2/26/2007 Trader,Sr 2/26/2007 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 Frase, Jeffrey8/31/2008 FID 90003464 Mishan,Smadar VP 12/1/2006 Research Analyst 8/14/2000 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Y Completed Analyst Program N Phillips, Lee S Campbell, Robert W8/31/2008 FID 10066422 Mishina,Masato SVP 12/1/2006 Salesperson,Sr 3/17/1997 Sales Generalist Sales Sales 29699 Regional Sales Asia Tokyo Tokyo TOKYO Yamada, Katsuji8/31/2008 FID 10212433 Misirli,Safa VP 12/1/2006 Salesperson 7/22/2002 Structured Finance ABS Sales Securitized Products 46753 Mortgages Back Sales FFurt/909 Europe Frankfurt Frankfurt FRANKFURT3 A CM Associate 2004 Y Dieke, Ralf C Spieler, Christian8/31/2008 FID 10232249 Miskoen,Levent Structuring Associate 8/7/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 90004565 Misra,Priya SVP 12/1/2006 Research Analyst,Sr 7/16/2001 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2002 Y Arora, Amitabh8/31/2008 FID 10211150 Mistry,Kurush C. VP 12/1/2007 Research Analyst 5/6/2003 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 Y Arora, Amitabh8/31/2008 FID 10211223 Mitani,Shinichi SVP 5/11/2002 Salesperson,Sr 5/11/2002 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Matsui, Hiroyasu8/31/2008 FID 10067347 Mitra,Ronadev T. SVP 12/1/2004 Salesperson,Sr 8/4/1998 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 48078 CDO Sales Chicago Americas Chicago Chicago CHICAGO14 A CM Associate 1998 N Holleb, Thomas J. Hornick, Peter8/31/2008 FID 10067071 Mitrokostas,Paul MD 12/1/2007 Divisional/Regional CAO 8/4/1998 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_03 A CM Associate 1998 N Kirk, Alex8/31/2008 FID 10273729 Mittal,Prashant Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10273019 Miyagi,Ushio VP 7/23/2007 Salesperson 7/23/2007 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10270438 Miyasaka,Shinji VP 12/1/2007 Trader 6/11/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 23099 FX Trading Tokyo Asia Tokyo Tokyo TOKYO Harlowe, Kieron8/31/2008 FID 10222729 Miyazaki,Yasuhiro Research Analyst 4/1/2005 Structured Finance Structured Finance Research Securitized Products 25788 ABS/MBS Research Asia Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Ohtani, Koichi8/31/2008 FID 10227248 Miyoshi,Katsuya MD 8/1/2004 Desk Manager 8/1/2004 Global Rates Governments Trading Liquid Markets 24348 Yen FI Cash & Fut Trading Asia Tokyo Tokyo TOKYO Siegmund, Thomas8/31/2008 FID 10248498 Mizugaki,Lisa Secretary,Executive 2/20/2006 Administration Administration Administration Administration 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Skolnick, Fred J.8/31/2008 FID 10269243 Mizukoshi,Masayuki SVP 6/1/2007 Trader,Sr 6/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 23099 FX Trading Tokyo Asia Tokyo Tokyo TOKYO Harlowe, Kieron8/31/2008 FID 10234007 Mlynarczyk,Beth Trading Associate 7/6/2007 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10066618 Moar,Guy R. MD 12/1/2003 Desk Manager 4/7/1997 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Kirk, Alex Morton, Andrew8/31/2008 FID 10288760 Mocho,Claudia Sofia Domingues Lima Closing Manager 7/1/2008 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10278610 Modi,Pooja Admin Coordinator 11/5/2007 High Grade High Grade Research Credit 47937 FID HG Research-US/072B India Mumbai Mumbai MUMBAI68/31/2008 FID 10152077 Mogavero,Andrew M. SVP 12/1/2005 Trader,Sr 7/12/1999 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2001 Y Canezin, Rene' J.8/31/2008 FID 10241071 Mohamad,Dionne Administrative Assistant 8/22/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Hash, Steven R.8/31/2008 FID 10251463 Mohanty,Abhijeet Trading Analyst 8/1/2007 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10234254 Mohinani,Pradeep SVP 5/3/2005 Senior Desk Specialist 5/3/2005 High Grade High Grade Trading Credit 20391 AEJ HG Credit Desk Analyst Asia Hong Kong Hong Kong HONGKONG7 He, Hua8/31/2008 FID 90003541 Mohn,Lars MD 12/1/2007 Banking Manager 9/5/2000 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10282000 Mok,Swee Loong Ben Sales Analyst 3/17/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE8/31/2008 FID 10273915 Moller,Gesche VP 10/1/2007 Banker 10/1/2007 High Yield High Yield Origination Credit 20076 Distressed Loan Orign Europe London London CANWF_048/31/2008 FID 10265230 Mollner,Bridget Research Analyst,Jr 8/1/2007 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Y Capital Markets Analyst 2007 N8/31/2008 FID 10251220 Molloy,James SVP 4/28/2006 Banker,Sr 4/28/2006 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 Whalen, Thomas D.8/31/2008 FID 10035886 Monaghan,Brian J. SVP 3/18/2002 Trader,Sr 7/30/1981 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 Gewirtz, Scott Rizzieri, Gerald A.8/31/2008 FID 10207918 Monahan,Matthew SVP 12/1/2007 Banker,Sr 1/11/2002 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 Valentino, Stephen A.8/31/2008 FID 10152237 Monahogios,Emmanuel SVP 1/12/2001 Salesperson,Sr 6/1/1999 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 90003582 Monchi,Valerie F SVP 12/1/2005 Managing Editor 9/18/2000 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_17 Mattu, Ravi K.8/31/2008 FID 10225499 Mondino,Guillermo E. MD 12/1/2005 Economist,Chief 6/1/2004 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_03 Sheard, Paul J.8/31/2008 FID 10287423 Monroy,Alexander SVP 5/30/2008 Senior Desk Specialist 5/30/2008 High Yield Emerging Markets Trading Credit 49785 EM Trading Corporate US Americas New York New York 745_7TH_038/31/2008 FID 10256255 Monteleone,Brian Research Analyst 7/26/2006 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10252579 Moogimane,Tejas Trading Associate 7/23/2007 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10248132 Moon,Sharon Eunsook Admin Coordinator 1/26/2006 Real Estate Real Estate Origination Real Estate 28595 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10253909 Moore,Gwion VP 6/19/2006 Salesperson 6/19/2006 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 Comon, Etienne8/31/2008 FID 10205553 Moore,Michael J. MD 4/2/2001 Manager,Sr 4/2/2001 Sales Generalist Sales Sales 00689 Chicago Capital Markets Americas Chicago Chicago CHICAGO14 Humphrey, Thomas P.8/31/2008 FID 10265888 Moore,Patrick Hamilton SVP 4/16/2007 Salesperson,Sr 4/16/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Dhown, Rajiv8/31/2008 FID 10265278 Moore,Philip Ernest Banking Associate 4/2/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Taylor, Christopher C8/31/2008 FID 10272394 Moore,Quentin Banking Manager 6/27/2007 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 10273140 Moore,Robert Cody SVP 6/25/2007 Trader,Sr 4/21/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10273141 Moore,Todd Trading Associate 10/20/2003 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10069944 Moraes,Roberto A. MD 12/1/2007 Desk Manager 7/13/1998 High Grade Emerging Markets Sales Credit 51227 EM Sales High Grade LBDB Americas Sao Paulo Sao Paulo SAOPAULO Maia, Alexandre8/31/2008 FID 10274391 Morais,Inês Isabel Oliveira Ramos Rebelo Receptionist 4/27/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10267632 Morales,Bryan VP 12/1/2007 Salesperson 4/11/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Monahogios, Emmanuel Iorio, James L.8/31/2008 FID 10270132 Moran,Gemma Louise Banking Analyst 7/4/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y Capital Markets Analyst 2007 N8/31/2008 FID 10267916 Morante,Karla Administrative Assistant 4/5/2007 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S.8/31/2008 FID 10275473 Morcos,Samy K. VP 6/28/2007 Trader 6/28/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10225146 Moreau,Keith VP 12/1/2006 Business Associate,Sr 5/24/2004 Administration Grange Securities Administration Administration 48692 FID Admin-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10033152 Morfogen,Paul A. MD 12/1/2006 Banker,Sr 6/29/1987 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10231852 Morgan,Samuel Alexander VP 12/1/2007 Research Analyst 4/1/2005 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 46241 HG Modeling (E) Europe London London CANWF_04 A CM Associate 2005 N Schloegl, Lutz8/31/2008 FID 10239676 Moriarty,Christopher SVP 6/30/2005 Banker,Sr 6/30/2005 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 Hynote, Robert A.8/31/2008 FID 10213083 Morikawa,Yohsuke VP 12/1/2007 Salesperson 4/1/2003 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO A CM Associate 2005 Y Akagi, Toshinari8/31/2008 FID 10251592 Morin,Charles_Antoine Sales Analyst 7/27/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10213135 Morisaki,Kentaro Sales Associate 4/1/2003 Sales Generalist Sales Sales 29699 Regional Sales Asia Tokyo Tokyo TOKYO A CM Associate 2005 Y Yamada, Katsuji8/31/2008 FID 10066622 Morita,Hidekazu SVP 12/1/2007 Salesperson,Sr 7/7/2005 Sales Generalist Sales Sales 24708 ABS/MBS Products Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Akagi, Toshinari8/31/2008 FID 10034385 Morita,Sergio Takeo MD 12/1/2005 Desk Manager 11/25/1995 High Yield High Yield Trading Credit 48971 High Yield Japan Asia Tokyo Tokyo TOKYO Wong, Edwin Ching Him Masuda, Yukihiro8/31/2008 FID 10033926 Morley,Curt G. MD 12/1/2007 Salesperson,Sr 5/20/1991 High Grade High Grade Sales Credit 22739 HG Sales Credit Boston Americas Boston Boston BOSTON31 Degen, Paul F. White, John G.8/31/2008 FID 10201912 Morohoshi,Aya Secretary,Executive 5/22/2000 Research Generalist Research Research 29051 FID Research Mgt Asia Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10283369 Morras,Miguel Trading Associate 3/10/2008 High Grade Emerging Markets Trading Credit 23596 EM Trading Sovereigns HG US Americas New York New York 745_7TH_038/31/2008 FID 10283736 Morris,Anthony MD 6/16/2008 Desk Manager 6/6/2008 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_GF8/31/2008 FID 10256823 Morrissette,Rona Administrative Assistant 8/7/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Santora, Kimberly C.8/31/2008 FID 10256454 Morse,Edward MD 7/25/2006 Economist,Chief 7/31/2006 Commodities Energy Research Commodities 46225 Commodities Research (NY) Americas New York New York 745_7TH_15 Sheard, Paul J.8/31/2008 FID 10023936 Morton,Andrew MD 4/6/1998 Manager,Sr 5/17/1993 Senior Management Senior Management Senior Management Senior Management 24499 Fixed Income Administration Europe London London CANWF_04 Gelband, Michael8/31/2008 FID 10212700 Moss,Natalie S Secretary,Sr 9/2/2002 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Dziadzio, John E. Attia, Amany8/31/2008 FID 10281704 Moulle,Benjamin SVP 1/23/2008 Trader,Sr 1/23/2008 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_048/31/2008 FID 10272575 Mowbray,Anthony David Trading Associate 6/10/2003 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10272582 Mowbray,Carly Trading Analyst 6/13/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10276373 Mraz,Daniel Sr Scheduler 8/27/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10227577 Mucida,Alvaro VP 12/1/2006 Trader 8/9/2004 Global Rates Derivatives Trading Liquid Markets 56283 Inflation Derivatives Americas New York New York 745_7TH_03 A CM Associate 2004 N Miklavcic, Borut8/31/2008 FID 10204729 Muelbert,Christoph SVP 12/1/2005 Banker,Sr 12/11/2000 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 Augustine, John H. Killian, Gary M.8/31/2008 FID 10227586 Mueller,Mark Thorsten SVP 8/2/2004 Salesperson,Sr 8/2/2004 Global Rates Governments Sales Liquid Markets 25067 FID Sales - Gov't Europe Frankfurt Frankfurt FRANKFURT3 Pauwels, Cedric Y Hogan, Canice B

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10214135 Mueller,Tobias Structuring Associate 7/19/2004 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2006 Y Lussato, Pierre Patrick, Christopher J8/31/2008 FID 10245332 Mui,Alfred Mkt Support Associate 11/7/2005 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10216262 Muir,Amanda Kathleen Secretary 8/11/2003 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_048/31/2008 FID 10256587 Muir,Thibault Trading Associate 9/13/2006 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy8/31/2008 FID 10242003 Mukherjee,Shubhomoy VP 9/5/2005 Research Analyst 9/5/2005 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10280788 Munday,Steven Trading Associate 1/14/2008 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_048/31/2008 FID 10215288 Murakami,Shin SVP 7/7/2003 Salesperson,Sr 7/7/2003 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Malone, Daniel8/31/2008 FID 10266923 Murarka,Ankit Sr. Analyst - CM 2008 6/3/2008 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Y CM Senior Analyst 2008 N8/31/2008 FID 10203800 Murata,Yukihisa SVP 12/1/2007 Banker,Sr 9/11/2000 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10005080 Murphy,Francis E. MD 3/1/1992 Trader,Sr 10/16/1984 Municipals Municipals Trading Municipals 00111 Municipals NY Americas New York New York 745_7TH_07 Coleman, Peter E. Milano, Steven M.8/31/2008 FID 10286255 Murphy,Michael Banking Associate 5/12/2008 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_198/31/2008 FID 10220768 Murphy,Ryan VP 12/1/2007 Salesperson 2/4/2004 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Durr, Michael Hogan, Canice B8/31/2008 FID 10273142 Murrah,Charles Jeffrey Trading Associate 6/7/2004 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10272967 Murray,Andrew Sales Associate 7/1/2007 Global Rates Derivatives Sales Liquid Markets 21538 PIM Rates Americas New York New York 745_7TH_038/31/2008 FID 10062212 Murray,Guy J. SVP 5/11/1999 Trader,Sr 8/8/1988 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Shlionsky, Gregory Killian, Gary M.8/31/2008 FID 10206301 Murthy,Akshay VP 12/1/2006 Trader 7/22/2002 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 A CM Associate 2004 Y Baumann, Morgan C8/31/2008 FID 10278242 Murthy,Arun MD 12/3/2007 Desk Manager 12/3/2007 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE8/31/2008 FID 10275667 Muthalib,Kamal SVP 8/20/2007 Salesperson,Sr 8/20/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE8/31/2008 FID 10213166 Myers,David SVP 12/1/2004 Salesperson,Sr 3/10/2003 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10206421 Myers,Jenna VP 12/1/2005 Research Analyst 8/19/2002 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 A CM Associate 2002 N Upbin, Brian S.8/31/2008 FID 10281318 Mylavarapu,Sreedhar VP 2/11/2008 Trader 2/11/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE8/31/2008 FID 10062918 Myong,Chunhyong Charles SVP 3/18/2002 Salesperson,Sr 7/17/2000 Sales Generalist Sales Sales 50746 Fixed Income Sales Asia Seoul Seoul SEOUL4 Sweeney, Kirk8/31/2008 FID 10036469 Nabar,Prafulla G. MD 6/12/2000 Manager,Sr 6/15/1992 Research Generalist Research Research 21114 Enterprise Valuation Group Americas New York New York 745_7TH_17 Mattu, Ravi K.8/31/2008 FID 10263769 Nadal,Marjorie VP 2/5/2007 Trader 2/5/2007 Commodities Commodities Trading Commodities 52260 Metals Trading Europe London London CANWF_04 Tudor, Jason Wareborn, Henrik Sven Gunnar8/31/2008 FID 10252476 Nag,Reena SVP 12/1/2007 Programmer/Analyst Mgr 5/15/2006 Research Generalist Research Research 24079 Fixed Income Publications Americas New York New York 745_7TH_18 Monchi, Valerie F8/31/2008 FID 10249372 Nagamine,Takashi VP 3/25/2006 Salesperson 3/25/2006 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Mitani, Shinichi8/31/2008 FID 10253795 Nagamori,Hisashi Banking Associate 4/1/2007 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10069332 Nagaraj,Hemanth P. SVP 12/1/2003 Trader,Sr 6/1/1998 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 1999 N Hargrave, Brian K.8/31/2008 FID 10206086 Nagaya,James Eiichi VP 10/15/2007 Banker 10/15/2007 Real Estate IBD Real Estate IBD Origination Real Estate 48213 RE IBD Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2002 N8/31/2008 FID 10282981 Nagle,Carly Administrative Assistant 4/14/2008 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10282265 Nagururu,Kalyan Underwriting Associate 2/19/2008 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10270448 Nahum,Anthony MD 6/1/2007 Desk Manager 6/1/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 Shambayati, Soroosh8/31/2008 FID 90001398 Naik,Vasanttilak MD 12/1/2004 Research Analyst,Sr 7/6/1998 Research Generalist Research Research 25122 Research Management Europe London London CANWF_04 Joneja, Dev8/31/2008 FID 10207362 Nair,Rohit VP 12/1/2005 Deal Mgr 8/6/2001 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 A Completed Associate Program N Hackett, Ann Tucker8/31/2008 FID 10263493 Nakada,Yumiko Sales Assistant 2/19/2007 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Fujimoto, Takayuki8/31/2008 FID 10068993 Nakadate,Takafumi SVP 12/1/2006 Trader,Sr 4/1/1998 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Howe, Christian J.8/31/2008 FID 10262697 Nakamura,Kieko VP 2/1/2007 Salesperson 2/1/2007 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Ohkubo, Kazutoshi8/31/2008 FID 10228098 Nakamura,Masaya Banking Associate 8/24/2004 Structured Finance Structured Finance Origination Securitized Products 20225 ABS/MBS Origination Asia Tokyo Tokyo TOKYO A CM Associate 2005 Y Kusuda, Yoshihiko8/31/2008 FID 10267445 Nakano,Kosuke Research Analyst 5/1/2007 Research Generalist Research Research 48446 Client Solutions Research/83 Asia Tokyo Tokyo TOKYO Hoshi, Manabu8/31/2008 FID 10252611 Nakata,Shotaro Sales Analyst 4/1/2007 Global Rates Governments Sales Liquid Markets 20233 Non Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10279369 Nakatani,Momo VP 2/6/2008 Salesperson 2/6/2008 Sales Generalist Sales Sales 70137 Corporate Coverage/083 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10242330 Nakazawa,Chiaki Admin Coordinator 9/12/2005 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Akagi, Toshinari8/31/2008 FID 10066912 Naldi,Marco MD 12/1/2006 Research Quant Analyst,Sr 8/4/1998 High Grade High Grade Research Credit 24964 HG Modeling (US) Americas New York New York 745_7TH_08 A CM Associate 1998 N Bos, Michael F.8/31/2008 FID 10203127 Nam,Dong S. VP 12/1/2006 Trader 7/10/2000 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 Corcoran, Thomas P.8/31/2008 FID 10252349 Nand,Nishant Research Analyst 5/29/2006 High Yield High Yield Research Credit 55755 FID HY Research - EUR India Mumbai Mumbai MUMBAI6 Dabke, Hemant Y Kaushik, Sanjeev8/31/2008 FID 10242684 Napier,Stephen P. Product Mgmt Associate 9/19/2005 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J.8/31/2008 FID 10251597 Narain,Manik Research Analyst,Jr 7/16/2007 Global Foreign Exchange Emerging Markets Research Liquid Markets 43235 Emg Jv Economics Eur Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10069837 Naranjo,Zoraida Administrative Assistant 9/13/1999 Research Generalist Research Research 23970 Fixed Income Strategy Americas New York New York 745_7TH_15 Malvey, John V.8/31/2008 FID 10288410 Narula,Deeksha Research Analyst 7/7/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10247185 Nason,Peter G. SVP 1/9/2006 Salesperson,Sr 1/9/2006 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10205998 Nass,David MD 12/1/2007 Banking Manager 5/17/2001 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10240727 Nasser,Hussein SVP 12/1/2007 Trader 8/22/2005 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph8/31/2008 FID 10247473 Nassib,Jean-Pierre Trading Associate 6/26/2006 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10257929 Nastasi,John VP 8/24/2006 Risk Specialist 8/28/2006 Real Estate Real Estate Trading Real Estate 56844 GREG Transaction Management Americas New York New York 745_7TH_13 Broderick, David S.8/31/2008 FID 10265520 Natalegawa,Dessi MD 3/1/2007 Banking Manager 3/1/2007 High Yield High Yield Trading Credit 48453 ASSG SEA Asia Bangkok Bangkok BANGKOK8/31/2008 FID 10045965 Nathan,Jorde M MD 6/12/2000 Salesperson,Sr 7/19/1993 High Yield High Yield Sales Credit 22730 HY Sales Loan Chicago Americas Chicago Chicago CHICAGO14 Moore, Michael J. Kitei, Jonathan M.8/31/2008 FID 10236447 Naths,Sonya SVP 12/1/2006 Underwriter,Sr 5/23/2005 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Kagan, Spencer S.8/31/2008 FID 10265165 Natzkoff,Plamen Strahiloff Research Analyst 3/19/2007 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10249627 Nawal,Susheel Trading Associate 7/24/2006 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10273309 Nayak,Shubhankar Research Analyst 7/27/2007 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10235261 Ndikanwu,Vera Secretary 5/23/2005 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 Estaphan, Christopher S.8/31/2008 FID 10203231 Neary,Brendan E. SVP 12/1/2006 Salesperson,Sr 7/17/2000 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10274996 Neeraj,Nishant Trading Analyst 8/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10215201 Nehorai,Alex SVP 12/1/2006 Salesperson,Sr 7/8/2003 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Onillon, Emmanuel Wareborn, Henrik Sven Gunnar8/31/2008 FID 10224568 Neighbor,R. Webster Banking Associate 8/8/2005 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 A CM Associate 2005 N Ashmun, Robert G.8/31/2008 FID 10224469 Nelson,Gregg VP 12/1/2006 Business Associate,Sr 5/3/2004 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Gregg, Paul Andriola, Rocco F.8/31/2008 FID 10152746 Neumann,Michael V. MD 12/1/2007 Salesperson,Sr 8/2/1999 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 A CM Associate 1999 N Degen, Paul F.8/31/2008 FID 10274416 Neves,Claudia Maria Belo Marques Pereira Legal Assistant 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 80002458 Newey,Benjamin VP 12/1/2006 Structurer 5/19/2003 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Mehr, Amir Dziadzio, John E.8/31/2008 FID 10222817 Newland,Peter Anthony Research Associate 7/14/2005 Research Generalist-Global Economics Research Research 24427 Global Economics - Europe Europe London London CANWF_04 A CM Associate 2006 Y Hume, Michael James8/31/2008 FID 93002539 Newton,Andrew D SVP 12/1/2007 Structurer 8/6/2001 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2001 N Patrick, Christopher J8/31/2008 FID 10283277 Newtson,Jeremy Banking Analyst 3/17/2008 Municipals Public Finance Origination Municipals 26336 Public Finance - Chicago Americas Chicago Chicago CHICAGO55 Y Capital Markets Analyst 2007 N8/31/2008 FID 10228856 Ng,Carissa Administrative Assistant 9/20/2004 Research Generalist Research Research 21114 Enterprise Valuation Group Americas New York New York 745_7TH_17 Nabar, Prafulla G.8/31/2008 FID 10059777 Ng,John H. VP 6/11/1999 Underwriter 11/7/1977 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Vergura Jr., Michael J8/31/2008 FID 10030132 Ng,Kwok Yuen SVP 12/1/2003 Programmer/Analyst Mgr 5/23/1988 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 Dynkin, Lev8/31/2008 FID 10253956 Nichiforova,Julia Banking Analyst 7/2/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2007 N8/31/2008 FID 10265426 Nicholas,Matthew VP 5/8/2007 Trader 5/8/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Wareborn, Henrik Sven Gunnar8/31/2008 FID 10231670 Nicholson,Giles SVP 2/4/2005 Banker,Sr 2/4/2005 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 Chan, Arthur W.8/31/2008 FID 10246331 Nickolova,Christina Trading Analyst 6/26/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Y Capital Markets Analyst 2006 N Jerrom, Peter Soper, Andrew8/31/2008 FID 10072764 Nicol,John G. VP 12/1/2003 Underwriter 3/1/1999 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10240322 Nicoletta,Michele SVP 7/18/2005 Trader,Sr 7/25/2005 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Gentile, Gregory M.8/31/2008 FID 10270151 Niimi,Rena VP 6/25/2007 Banker 6/25/2007 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 90003124 Nikolajsen,Soren K SVP 12/1/2003 Salesperson,Sr 7/3/2000 Structured Finance ABS Sales Securitized Products 48727 Middle East Sales - FID Europe London London CANWF_04 Dubois-Pelerin, Vincent P Idriss, Mohamed8/31/2008 FID 10271499 Ninomiya,Masako VP 7/1/2007 Mkt Support Associate,Sr 7/1/2007 Research Generalist Research Research 23965 Asia Strategy Asia Tokyo Tokyo TOKYO Baily, Walter Toshi Matsue, Rika8/31/2008 FID 10257711 Ninomiya,Takio SVP 12/1/2006 Salesperson,Sr 9/25/2006 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10257110 Nishida,Miyoko Sr Administrative Assistant 9/11/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10267290 Nisi,Sven VP 12/1/2007 Sales Associate 7/2/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_048/31/2008 FID 10007580 North-Clauss,Bryan P. VP 12/1/2007 Salesperson 8/9/2004 Global Rates Derivatives Sales Liquid Markets 21538 PIM Rates Americas New York New York 745_7TH_03 A CM Associate 2004 N Cignarella, Gregory S. Malone, Daniel8/31/2008 FID 10269564 Norton,Kelly Dee Secretary 5/29/2007 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 21892 CDO Sales London Europe London London CANWF_04 Meyer, Susan E8/31/2008 FID 10273897 Novak,John M. Research Analyst 7/19/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Thompson, Sarah C.8/31/2008 FID 10273162 Nowak,John Marketing Associate 6/4/2007 Commodities Eagle Energy Sales Commodities 49305 Gas Sales Americas Houston Houston EAGLE28/31/2008 FID 10266403 Nowitz,Gregory SVP 4/20/2007 Salesperson,Sr 4/20/2007 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 Akyol, Omer8/31/2008 FID 10274381 Nunes,Jorge Ricardo Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10279757 Nussenblatt,Roger VP 11/15/2007 Banker 11/14/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_218/31/2008 FID 10258452 Nyren,Alexander Banking Associate 9/11/2006 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W.8/31/2008 FID 80000137 Oba,Michitsuna VP 12/1/2007 Salesperson 4/1/2002 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO A CM Associate 2004 Y Akagi, Toshinari8/31/2008 FID 10273412 Obradovic,Milica Sales Associate 7/27/2007 High Yield Emerging Markets Sales Credit 43237 Emg Jv Sales Europe Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10066896 O'Brien,Jessica A. Administrative Assistant 5/19/1997 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W.8/31/2008 FID 10231318 O'Callaghan,John Francis Trading Associate 7/14/2005 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 A CM Associate 2007 Y Majoul, Mehdi Hogan, Canice B8/31/2008 FID 10216747 O'Callaghan,Paul SVP 12/1/2006 Business/Product Mgr 9/22/2003 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Wareborn, Henrik Sven Gunnar Cosaitis, Mark A.8/31/2008 FID 10276119 O'Connell,Thor C. Trading Associate 8/13/2007 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Corcoran, Thomas P.8/31/2008 FID 10069449 O'Connor,Matthew S. SVP 12/1/2004 Salesperson,Sr 8/2/1999 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 1999 N Gallo, John F. Napolitano, Frank A.8/31/2008 FID 10275815 Odenthal,Thomas SVP 8/6/2007 Senior Strategist 8/6/2007 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_16 Mandelblatt, Gary8/31/2008 FID 10223510 O'Donovan,Michael P. VP 12/1/2005 Trader 4/12/2004 Global Rates Derivatives Sales Liquid Markets 53411 Rates Derivatives - HK/054 Asia Hong Kong Tokyo TOKYO Miyoshi, Katsuya Urra, Diego8/31/2008 FID 10215114 Ogle,Chris James VP 12/1/2007 Banking Associate 7/7/2003 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2005 Y Jakeman, James P

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Hdct Date Unit ID Name Officer Title

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Role Hire Date Product Group Product Function Major P & L Department Region Department City

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8/31/2008 FID 10262540 Ogra,Rohit Trading Analyst 1/17/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE2 Y CM Senior Analyst 2007 N Morse, Edward8/31/2008 FID 10045529 O'Grady,Kelly A. VP 9/13/1995 Administrative Manager 9/1/1988 Sales Generalist Sales Sales 00689 Chicago Capital Markets Americas Chicago Chicago CHICAGO14 Moore, Michael J.8/31/2008 FID 10245814 Oh,Jongwook Trading Analyst 11/28/2005 Global Foreign Exchange Derivatives Trading Liquid Markets 50678 Korea Core Derivative Asia Seoul Seoul SEOUL4 Y Completed Analyst Program N Yoo, Sunghyun8/31/2008 FID 10241693 Ohri-Gupta,Priya Research Analyst 8/22/2005 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10275651 Ohtani,Koichi SVP 11/1/2007 Research Analyst,Sr 11/1/2007 Structured Finance Structured Finance Research Securitized Products 25788 ABS/MBS Research Asia Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10255461 Oinuma,Hiroko Sales Analyst 4/1/2007 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10229982 O'Keeffe,Vicki Marie Sales Associate 11/15/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 A CM Associate 2008 Y Hurley, Annette M.8/31/2008 FID 10212749 Okeke,Ebele Sales Associate 9/16/2002 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Y Completed Analyst Program N Onillon, Emmanuel Amin, Kaushik8/31/2008 FID 10213807 Okumura,Kunihiko SVP 12/1/2005 Banker,Sr 6/9/2003 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Gabbay, Mark Pearson, Thomas M.8/31/2008 FID 10255855 Okuno,Masaki Sales Analyst 4/1/2007 Sales Generalist Sales Sales 21606 Credit MBS&ABS Products Sales Asia Tokyo Tokyo TOKYO Y CM Senior Analyst 2007 N8/31/2008 FID 80002479 Olafson,Blake SVP 12/1/2006 Banker,Sr 1/1/2003 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE Rubin, Charles8/31/2008 FID 10069625 Olin,William B. VP 12/1/2004 Salesperson 4/22/2002 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 A CM Associate 2000 Y Pedone, Michael8/31/2008 FID 10211048 Olis,Jennifer VP 12/1/2007 Business Associate,Sr 3/18/2002 Administration Administration Administration Administration 26077 Fixed Income Administration Americas New York New York 745_7TH_16 Y Completed Analyst Program N Hawkins, Thomas A.8/31/2008 FID 10227488 Oliver,Tony Trading Analyst 7/28/2004 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Davis, Kieran Jerhmiah Feidelson, Paul8/31/2008 FID 10231254 Oliveri,Anne-Marie Sales Associate 7/14/2005 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2007 Y Anthony, Richard S8/31/2008 FID 10216408 O'Malley,James MD 12/1/2007 Salesperson,Sr 9/3/2003 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Strang, Sara8/31/2008 FID 10286254 O'Malley,Todd VP 5/19/2008 Trader 5/19/2008 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_078/31/2008 FID 10240878 Omoto,Kazuya Sales Associate 4/1/2006 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10003657 Onakan Sattukutty,C. Ravindran SVP 12/1/2002 Research Analyst,Sr 12/12/1994 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S Campbell, Robert W8/31/2008 FID 10263667 O'Neill,Lauren E. Administrative Assistant 1/29/2007 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 White, Kevin D.8/31/2008 FID 10250823 Onillon,Emmanuel SVP 7/7/2006 Salesperson,Sr 7/6/2006 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Bizer, David S. Wareborn, Henrik Sven Gunnar8/31/2008 FID 10207217 O'Reilly,David R. SVP 12/1/2007 Banker,Sr 8/6/2001 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A IBD Associate 2001 N Hash, Steven R.8/31/2008 FID 10027569 Orlan,Fred S. MD 1/12/2001 Manager,Sr 7/14/1986 Senior Management Senior Management Senior Management Senior Management 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Kirk, Alex8/31/2008 FID 10206212 Orum,Sarah Gregg VP 12/1/2007 Salesperson 7/22/2002 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 A CM Associate 2004 Y Pedone, Michael8/31/2008 FID 10214176 Orwig,Kelly Sales Associate 6/9/2003 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Y Completed Analyst Program N Rys, Gia M.8/31/2008 FID 10270105 Osawa,Minoru Trading Associate 6/1/2007 Global Rates Governments Trading Liquid Markets 24348 Yen FI Cash & Fut Trading Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10228124 Oser,Peter SVP 12/1/2006 Structurer,Sr 11/15/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10220544 Ota,Rieko Business Associate 1/20/2004 Administration Administration Administration Administration 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Siegmund, Thomas8/31/2008 FID 10240123 Otobe,Noriko Prof Staff Associate 7/15/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10227896 Otomo,Masahiro SVP 8/1/2005 Structurer,Sr 11/2/2004 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO Kan, Jimmy K.8/31/2008 FID 90001971 Oulik,Michal SVP 12/1/2006 Trader,Sr 7/9/1999 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2001 Y Assi, Georges8/31/2008 FID 10269715 Ousahla,Mehdi Sr. Analyst - CM 2008 1/7/2008 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Y CM Senior Analyst 2008 N8/31/2008 FID 10235225 Ou-Yang,Hui MD 12/1/2007 Research Analyst,Sr 6/6/2005 Research Generalist Research Research 20289 Quantitative Strategy/83 Asia Tokyo Hong Kong HONGKONG7 He, Hua8/31/2008 FID 10211238 Overlander,Keith MD 4/15/2002 Salesperson,Sr 4/15/2002 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10214109 Owen,Christopher V Trading Associate 7/12/2004 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 A CM Associate 2006 Y Dunn, Deirdre Rizzieri, Gerald A.8/31/2008 FID 80000101 Ozawa,Mika VP 12/1/2007 Salesperson 4/9/2001 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO Tokoyoda, Toru8/31/2008 FID 10227818 Ozawa,Yoshiko Desk Specialist Associate 4/1/2005 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Uchino, Hiroshi8/31/2008 FID 10251818 Ozbozdoganli,Pinar Banking Analyst 7/27/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Y Capital Markets Analyst 2007 N8/31/2008 FID 10250612 Ozdalga,Yusuf VP 12/1/2006 Banker 5/2/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Labhart, Hoesli8/31/2008 FID 10256491 Ozone,Tomoko Sales Assistant 9/4/2006 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10274811 Pabby,Praveen SVP 7/27/2007 Trader,Sr 7/27/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Sung, Michael L.8/31/2008 FID 10276195 Pacheco,Ligia Maria Cadodo Barata Legal Assistant 7/23/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10201108 Padovano,Carmine VP 3/13/2000 Business Associate,Sr 3/13/2000 Municipals Public Finance Origination Municipals 26836 Munis Management/Administratio Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10229216 Pae,Brandon Banking Associate 7/11/2005 Municipals Public Finance Origination Municipals 26422 Public Finance - Los Angeles Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2008 Y Heimowitz, Daniel N.8/31/2008 FID 10275997 Paffard,Rebecca Secretary 8/28/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_238/31/2008 FID 10263143 Paftinos,Paul Sales Associate 1/22/2007 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_07 Lorenzo, Ruben S8/31/2008 FID 10212343 Page,Timothy Trading Associate 7/5/2004 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 A CM Associate 2006 Y Acanal, Kerim Hasan8/31/2008 FID 10251819 Pai,Arun Sales Analyst 8/1/2007 Global Rates Derivatives Sales Liquid Markets 42597 Non Japan Asia Structuring Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10226352 Pak,Kevin VP 7/7/2004 Desk Specialist 7/7/2004 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10213688 Paladini,Maxime SVP 12/1/2007 Salesperson 6/2/2003 Sales Structured Solutions Group Sales Sales 50185 SSG Paris Europe Paris Paris PARIS6 Ricci, Raffaele8/31/2008 FID 10021152 Palermo,Jeffrey SVP 12/1/2002 Banker,Sr 5/8/1980 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10234012 Palmer,Elizabeth Trading Associate 6/26/2006 Real Estate Real Estate Trading Real Estate 28197 CMBS Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Beaman, John E.8/31/2008 FID 10248397 Palmisani,Edoardo Banking Associate 7/20/2006 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2008 Y8/31/2008 FID 10285312 Panayiotou,Georgios SVP 7/9/2008 Structurer,Sr 7/9/2008 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_GF8/31/2008 FID 10234014 Pandl,Zach Research Associate 1/17/2006 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 A CM Associate 2007 Y8/31/2008 FID 10274878 Pandya,Akshat Underwriting Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI5 Anand, Sumit8/31/2008 FID 10229407 Pang,Eric Kwok Lik VP 12/1/2007 Trader 10/18/2004 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 Fung, Eugene Y.8/31/2008 FID 10238466 Pang,Lionel Trading Analyst 9/1/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Pabby, Praveen8/31/2008 FID 10269615 Pant,Kushagra Banking Associate 6/11/2007 Mortgages ABS Structuring Origination Securitized Products 21532 ABS-Structuring Americas New York New York 745_7TH_08 A CM Associate 2008 Y8/31/2008 FID 10250668 Panunzio,Claudio Banking Associate 7/27/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2007 N8/31/2008 FID 10212576 Paparella,Gianfranco MD 12/1/2005 Banking Manager 8/1/2002 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Blakemore, James C.8/31/2008 FID 10253706 Paradis,Karina Sales Associate 7/27/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10288415 Parashar,Kriti Research Analyst 7/7/2008 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10251512 Pardo,Andres Research Analyst 6/5/2006 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_15 A CM Associate 2006 N8/31/2008 FID 10065196 Parikh,Satu S. MD 12/1/2005 Manager,Sr 8/28/2000 Senior Management Senior Management Senior Management Senior Management 21522 Commodities Trading (NY) Americas New York New York 745_7TH_07 Y Completed Analyst Program N Amin, Kaushik Amin, Kaushik8/31/2008 FID 10263495 Park,JB Jun Bum Underwriting Associate 2/12/2007 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10214099 Park,Pamela Banking Associate 7/12/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 22635 CDO Banking US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Riva, Sebastiano8/31/2008 FID 10065876 Park,Sung Wan VP 4/17/2001 Salesperson 4/17/2001 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Durr, Michael Hogan, Canice B8/31/2008 FID 10213870 Parker,Sean VP 12/1/2007 Salesperson 8/9/2004 Global Rates Governments Sales Liquid Markets 22737 Government and Agency Sls Bos Americas Boston Boston BOSTON31 A CM Associate 2004 N Strang, Sara8/31/2008 FID 10225955 Parmar,Binita Sr Business Analyst 6/7/2004 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 A Completed Program N Hackett, Ann Tucker8/31/2008 FID 10237404 Parolari,Mattia Federico Sales Associate 7/20/2006 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 90003092 Parr,Anke MD 12/1/2004 Desk Manager 6/19/2000 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Ricci, Raffaele Spieler, Christian8/31/2008 FID 10218762 Parsons,Raewyn Anne SVP 12/1/2007 Banker 7/1/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10277294 Partridge,Luke William VP 10/2/2007 Trader 10/2/2007 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_048/31/2008 FID 10229801 Pascual,Mark AVP 12/1/2006 Trading Associate 11/8/2004 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Morita, Sergio Takeo8/31/2008 FID 10219389 Pascuma,Michael AVP 12/1/2006 Trading Clerk 11/24/2003 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A Completed Program N8/31/2008 FID 10212430 Patel,Baijul VP 12/1/2006 Structurer 7/22/2002 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2004 Y Saronne, Giancarlo8/31/2008 FID 10257521 Patel,Jay VP 10/24/2006 Business/Product Mgr 10/24/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Ribbins, Paul Eickbush, Gregory8/31/2008 FID 10069688 Patel,Manish M SVP 12/1/2006 Salesperson,Sr 7/13/1998 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 A CM Associate 2000 Y Dubois-Pelerin, Vincent P8/31/2008 FID 10272216 Patel,Palna V Sales Analyst 7/16/2007 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10225159 Patel,Reena Priya Narendra Research Analyst 7/14/2005 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 A CM Associate 2007 Y Bawlf, Patrick C8/31/2008 FID 10284572 Patel,Reshma SVP 5/27/2008 Banker,Sr 5/27/2008 Municipals Public Finance Origination Municipals 52777 Tobacco FIN Americas New York New York 745_7TH_198/31/2008 FID 10276657 Patel,Rishabh Sr. Analyst - CM 2008 12/24/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Y CM Senior Analyst 2008 N8/31/2008 FID 10222675 Patel,Vikram Banking Associate 7/12/2004 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2006 Y Hartmeier, Michael A.8/31/2008 FID 10252585 Pathak,Kishlaya Research Analyst 7/23/2007 Research Generalist Research Research 23970 Fixed Income Strategy Americas New York New York 745_7TH_15 A CM Associate 2007 N8/31/2008 FID 10232191 Pathela,Nishant Trading Associate 12/18/2007 Global Rates Governments Trading Liquid Markets 23454 US Rates Trading Asia Tokyo Tokyo TOKYO A CM Associate 2006 Y Sung, Michael L.8/31/2008 FID 10246631 Patkar,Siddhesh Banking Associate 1/16/2006 High Grade High Grade Trading Credit 52479 India Credit Product/67B Asia Mumbai Mumbai MUMBAI5 Blount, Harry E. Kaushik, Sanjeev8/31/2008 FID 90002104 Patrick,Christopher J MD 12/1/2002 Desk Manager 8/2/1999 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Attia, Amany8/31/2008 FID 10253162 Pattabiraman,Praveena Research Analyst 6/5/2006 High Yield High Yield Research Credit 47939 FID HY Research-US/072B India Mumbai Mumbai MUMBAI6 Harlib, Jeffrey A. Kaushik, Sanjeev8/31/2008 FID 10044240 Paulson,Richard E. SVP 9/13/1995 Salesperson,Sr 3/1/1990 Mortgages Mortgage Sales Sales Securitized Products 22729 Mortgage Sales Chicago Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Glover, Michael S.8/31/2008 FID 90002479 Pauwels,Cedric Y MD 12/1/2005 Desk Manager 1/20/2000 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Hogan, Canice B8/31/2008 FID 10231120 Payne,James Robert Structuring Associate 8/8/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2005 N Weir, Louise J8/31/2008 FID 10266622 Pearlman,Benjamin Sales Associate 3/26/2007 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10213571 Pearson,James SVP 12/1/2005 Trader,Sr 5/2/2003 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 Gladwin, Richard Victor8/31/2008 FID 10205525 Pearson,Thomas M. MD 12/1/2005 Manager,Sr 3/19/2001 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Lee, Hyung S.8/31/2008 FID 10266010 Peck,Stuart James VP 4/10/2007 Salesperson 4/10/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 55731 Forex eCommerce Sales Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10223106 Peckham,Mark R. Underwriting Associate 7/6/2005 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2007 Y Ersoff, Brett I.8/31/2008 FID 10211162 Pedersen,Claus SVP 12/1/2007 Research Quant Analyst,Sr 5/16/2005 High Yield High Yield Research Credit 20895 HY Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2002 N Naldi, Marco8/31/2008 FID 10200773 Pedone,Michael MD 12/1/2005 Desk Manager 12/21/1999 Senior Management Senior Management Senior Management Senior Management 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Humphrey, Thomas P.8/31/2008 FID 10068423 Pedreira,Jane SVP 1/21/1998 Research Analyst,Sr 12/1/1997 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10251098 Pelister,Kerim VP 12/1/2007 Banking Associate 5/8/2006 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_GF Sheehan, John8/31/2008 FID 90003439 Pelster,Mark VP 12/1/2005 Trader 8/14/2000 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24294 Forex Trading-Spot & Forward Europe London London CANWF_04 Y Completed Analyst Program N Pearson, James8/31/2008 FID 10205331 Peltier,Jeffrey R. SVP 12/1/2004 Banker,Sr 2/21/2001 Real Estate Real Estate Origination Real Estate 56835 GREG Hotel Group Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 10267402 Pena,Fernando A. Banking Analyst 7/2/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2008 N8/31/2008 FID 10201328 Pereira,Brian MD 12/1/2004 Desk Manager 3/20/2000 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 McKinney, Richard S.

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10222974 Pereira,Lyndon Michael Trading Associate 7/14/2005 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 A CM Associate 2006 Y Zirakzadeh, Alex K.8/31/2008 FID 10274390 Pereira,Rita Alexandra Paulos Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10289228 Perez-Riera,Jose VP 7/21/2008 Banker 8/4/2008 Municipals Public Finance Origination Municipals 26635 Puerto Rico Public Finance Americas Hato Rey New York 745_7TH_198/31/2008 FID 10068199 Perlina,Tatyana VP 12/1/2005 Mkt Support Associate,Sr 7/29/2002 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 93003272 Perry,Anna L Secretary,Sr 4/27/2001 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_GF Bhandal, Satbir Meyer, Susan E8/31/2008 FID 90004652 Perry,Justin M. VP 12/1/2004 Salesperson 8/6/2001 High Yield High Yield Sales Credit 22468 High Yield Sales/Europe Europe London London CANWF_04 A IBD Associate 2001 N8/31/2008 FID 10251822 Perry,Robert Sales Analyst 7/6/2007 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10037600 Peters,Stephen MD 2/2/1987 Banking Manager 7/29/1980 Municipals Public Finance Origination Municipals 26715 Public Finance - Boston Americas Boston Boston BOSTON31 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10223792 Peters,Tyler Trading Associate 7/5/2005 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Miller, Matthew C.8/31/2008 FID 10274092 Peterson,Richard SVP 8/27/2007 Banker,Sr 8/27/2007 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10273474 Petousis,Dimitrios Sales Associate 7/27/2007 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10246985 Petrie,Kyler Trading Associate 10/5/2006 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_048/31/2008 FID 10232437 Petrilli,Annamarta Sales Associate 3/1/2005 Global Rates Derivatives Sales Liquid Markets 25448 Derivatives Sales Milan/923 Europe Milan Milan MILAN A CM Associate 2007 Y Ventura, Giorgio Hogan, Canice B8/31/2008 FID 10016781 Petrossian,Joann SVP 12/1/2004 Product Mgr,Sr 8/10/1992 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 90004550 Petrov,Aleksander A SVP 12/1/2007 Banker,Sr 7/16/2001 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2002 Y Webster, Catherine8/31/2008 FID 10223932 Phelps,Alistair Prestbury VP 12/1/2006 Strategist 6/1/2004 Fixed Income Strategy Fixed Income Strategy Administration Administration 42180 Fixed Income Strategy Europe London London CANWF_04 Cosaitis, Mark A. Umezaki, Kentaro8/31/2008 FID 10203369 Phelps,Bruce D. MD 12/1/2005 Strategist,Chief 10/16/2000 Research Generalist Research Research 28186 Quantitative Portfolio Strateg Americas New York New York 745_7TH_15 Dynkin, Lev8/31/2008 FID 10253961 Phelps,Virginia Trading Associate 8/1/2007 Real Estate Real Estate Trading Real Estate 28197 CMBS Trading Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10205641 Philbin,Megan M. VP 12/1/2006 Trader 7/5/2001 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Corcoran, Thomas P.8/31/2008 FID 10211730 Phillips,Alexander VP 12/1/2007 Trader 7/14/2003 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_07 A CM Associate 2005 Y Strang, Sara8/31/2008 FID 90001443 Phillips,Lee S SVP 12/1/2005 Research Analyst,Sr 7/13/1998 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 A CM Associate 1999 Y Joneja, Dev8/31/2008 FID 10226717 Piard,Guillaume Structuring Associate 7/5/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2006 Y Poulsen, Jesper8/31/2008 FID 10249435 Picallo,Albert SVP 3/15/2006 Banker,Sr 3/15/2006 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10269463 Picamoles,Maud Banking Associate 6/25/2007 Real Estate Real Estate Origination Real Estate 40253 CMBS-EUROPE/916 Europe Paris Paris PARIS68/31/2008 FID 10066050 Piccinini,Jose Luis SVP 3/18/2002 Salesperson,Sr 11/4/1996 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_038/31/2008 FID 10281475 Pieper,Richard Marketing Associate 3/10/2008 Commodities Eagle Energy Sales Commodities 50159 Commodities Sales/CO Americas Littleton Littleton LITTLETON8/31/2008 FID 10035684 Piliero,Mark R. SVP 8/13/1990 Trader,Sr 7/1/1985 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Carnevale, Todd A. Coleman, Peter E.8/31/2008 FID 10279387 Pilz,Arno SVP 1/31/2008 Trader,Sr 1/31/2008 Commodities Commodities Trading Commodities 52260 Metals Trading Europe London London CANWF_048/31/2008 FID 10274407 Pina,Rita Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10265545 Pio,Jeffrey MD 12/1/2007 Desk Manager 4/16/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10068356 Pires,Maribel G Administrative Assistant 12/4/2000 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Meraglia-Garcia, Janice8/31/2008 FID 10211050 Pisani,Selena Sales Associate 3/18/2002 Global Rates Mortgage Pass Through Sales Liquid Markets 43029 Pass Thru Sales Americas New York New York 745_7TH_03 Y Completed Analyst Program N Strang, Sara8/31/2008 FID 10204505 Plansky,Mark MD 12/1/2007 Salesperson,Sr 11/13/2000 Mortgages Mortgage Sales Sales Securitized Products 22740 Mortgage Sales Boston Americas Boston Boston BOSTON31 Glover, Michael S. White, John G.8/31/2008 FID 10202190 Plavan,Katherine L. SVP 12/1/2007 Trader,Sr 8/6/2001 Mortgages ABS Structuring Origination Securitized Products 25013 ABS Portfolio Solutions Group Americas New York New York 745_7TH_03 A CM Associate 2001 N Schechter, Jason S. Bearelly, Sridhar8/31/2008 FID 10276839 Pocza,Rod SVP 1/7/2008 Marketer,Sr 8/17/2007 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10273726 Poddar,Neha Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10267463 Pogrebinschi,Alan SVP 12/1/2007 Structurer,Sr 5/2/2007 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Gentile, Gregory M.8/31/2008 FID 10221784 Polanco,Christopher Risk Associate 3/1/2004 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Completed Analyst Program N Thomas, Charlene H.8/31/2008 FID 10225482 Polbennikov,Simon VP 12/1/2007 Research Analyst 8/8/2005 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 A CM Associate 2005 N Naik, Vasanttilak8/31/2008 FID 10204124 Pollack,Todd L. VP 12/1/2005 Banker 10/2/2000 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2002 Y Ersoff, Brett I.8/31/2008 FID 10239238 Pollard,Kelly Jane Secretary,Sr 6/20/2005 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph8/31/2008 FID 10239474 Pomfret,Katy Victoria Secretary,Sr 7/18/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10268127 Poon,Kenny Chin Wai VP 5/1/2007 Business Associate,Sr 5/1/2007 Administration Administration Administration Administration 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Skolnick, Fred J.8/31/2008 FID 10206993 Poon,Kosanna W VP 12/1/2006 Banker 7/31/2001 Mortgages ABS Structuring Origination Securitized Products 25013 ABS Portfolio Solutions Group Americas New York New York 745_7TH_03 A CM Associate 2003 Y Mawe, John8/31/2008 FID 10268196 Poon,Sin Fong Admin Coordinator 4/12/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10202350 Pope,Daron T. SVP 12/1/2007 Trader,Sr 7/9/2001 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 A CM Associate 2003 Y Corcoran, Thomas P.8/31/2008 FID 10269951 Popham-Holloway,Edward VP 5/8/2007 Salesperson 5/8/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Burton, Mike8/31/2008 FID 10255959 Popli,Yakun Trading Associate 8/18/2006 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy8/31/2008 FID 10286297 Porchet,Arnaud Sr. Associate - CM 2008 6/16/2008 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 A CM Associate 2008 N8/31/2008 FID 10226802 Porter,Andrew Sales Analyst 7/5/2004 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Y Completed Analyst Program N Anchisi, Sandro Da Silva, Catherine8/31/2008 FID 10226803 Porter,Barry SVP 7/12/2004 Banker,Sr 7/12/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10203408 Portnoy,Kevin R. SVP 12/1/2007 Trader,Sr 8/14/2000 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 Wallace, Daniel L.8/31/2008 FID 90003660 Potsios,Andrea M MD 12/1/2005 Desk Manager 10/9/2000 Sales Generalist Sales Sales 25445 Mgmt Sales Milan/923 Europe Milan Milan MILAN Bizer, David S.8/31/2008 FID 90004003 Poulsen,Jesper SVP 12/1/2004 Structurer,Sr 2/5/2001 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_04 Saronne, Giancarlo8/31/2008 FID 10039978 Pourcelet,Nicolas MD 4/6/1998 Desk Manager 9/1/1990 Sales Generalist Sales Sales 29242 Geo Generalists Sales-Paris/91 Europe Paris Paris PARIS6 Bizer, David S. Thorkelsson, Sigurbjorn8/31/2008 FID 10276721 Povoa,Joao Frederico Grancinho Account Manager 8/20/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10213402 Pradhan,Anshul VP 12/1/2007 Research Analyst 8/9/2004 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 A CM Associate 2005 Y Arora, Amitabh8/31/2008 FID 10253152 Prager,Jason T. Analyst - CM 2008 7/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2008 N8/31/2008 FID 10249789 Prakash,Ankur Trading Associate 5/7/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 N8/31/2008 FID 10215588 Pratt,Philip VP 8/7/2003 Research Analyst 8/7/2003 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_048/31/2008 FID 10246344 Pratyoosh,FNU Trading Associate 7/17/2006 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10216052 Preston,Alistair VP 12/1/2007 Sales Analyst 8/11/2003 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 Y Completed Analyst Program N Anchisi, Sandro Dubois-Pelerin, Vincent P8/31/2008 FID 10235943 Prevot,Alexis Banking Associate 3/13/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A CM Associate 2006 N8/31/2008 FID 10222909 Price,Andrew John VP 12/1/2006 Trader 4/13/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Jerrom, Peter Soper, Andrew8/31/2008 FID 10282210 Price,Jeffrey VP 3/3/2008 Marketer 3/3/2008 Commodities Eagle Energy Sales Commodities 50159 Commodities Sales/CO Americas Littleton Littleton LITTLETON8/31/2008 FID 10276738 Price,Matthew Trading Analyst 8/20/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10152382 Price,William H. SVP 12/1/2006 Salesperson,Sr 8/7/2000 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A CM Associate 2000 N Degen, Paul F.8/31/2008 FID 10253577 Proeve,Maren Research Analyst 8/7/2006 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10264990 Pryor,Rodney SVP 3/7/2007 Trader,Sr 7/10/2000 High Yield Grange Securities Trading Credit 48244 Hybrid Derivs Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10202793 Psaki,Jeffrey SVP 12/1/2006 Trader,Sr 7/10/2000 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2002 Y Felder, Eric J.8/31/2008 FID 10032981 Psirogianes,Jason W. SVP 12/1/2002 Banker,Sr 6/24/1991 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10069838 Puccio,Denise A. Admin Coordinator 7/27/1998 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Meraglia-Garcia, Janice8/31/2008 FID 10268238 Puertas,Miguel Sales Associate 4/16/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Rothman, Daniel J8/31/2008 FID 10274376 Pulido,Ana Catarina Fernandes de Castro Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10226754 Pulman,Chris Trading Associate 7/5/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 46000 Forex Trading Forwards Europe London London CANWF_04 A CM Associate 2006 Y Ruiz, Michael8/31/2008 FID 10206306 Puri,Dhruv VP 12/1/2007 Trader 7/14/2003 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2005 Y Wilson, Michael Gupta, Sumant M.8/31/2008 FID 10215786 Purnell,Tineke Secretary,Sr 8/4/2003 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Williams, John G8/31/2008 FID 10266676 Quaglia,Mark SVP 3/22/2007 Salesperson,Sr 3/26/2007 Global Rates Fund Derivatives Sales Liquid Markets 20957 Fund Derivatives Sales Americas New York New York 745_7TH_03 Roitman, Lisa8/31/2008 FID 10070691 Quezada,Ely Sr Administrative Assistant 10/26/1998 Mortgages Securitized Products Mgmt Sales Securitized Products 21117 Mortgage Sales Management Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10202794 Quinn,Jason M. SVP 12/1/2006 Desk Manager 7/10/2000 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2002 Y Felder, Eric J.8/31/2008 FID 10065398 Quinn,Patrick G. SVP 12/1/2006 Banker,Sr 7/8/1996 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_03 A CM Associate 2000 Y Forte, Victor A.8/31/2008 FID 10257540 Quintas,Juan SVP 10/9/2006 Trader,Sr 10/9/2006 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10281411 R,Arun Kumar VP 1/24/2008 Banker 1/24/2008 High Grade High Grade Trading Credit 52479 India Credit Product/67B Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10281445 R,Seshadri Underwriting Associate 2/18/2008 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10275513 Rabier,Benedicte VP 7/30/2007 Trader 7/30/2007 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 Song, Lingfeng8/31/2008 FID 10279048 Race,Eric SVP 10/24/2007 Trader,Sr 10/24/2007 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_07 Keavey, Peter Parikh, Satu S.8/31/2008 FID 10266009 Radicopoulos,Ignatios SVP 6/26/2007 Structurer,Sr 6/26/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_048/31/2008 FID 10264982 Rae,Cameron SVP 3/7/2007 Salesperson,Sr 8/14/2000 Sales Grange Securities Sales Sales 48458 FID Sales-AUS Asia Sydney Melbourne MELBOURNE18/31/2008 FID 10203176 Ragosa,Peter A. VP 12/1/2005 Trader 7/10/2000 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Felder, Eric J.8/31/2008 FID 10247477 Ragus,Jennifer Sales Associate 6/26/2006 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10252276 Rahusen,Julian Sales Associate 6/19/2006 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 A CM Associate 2008 Y Landry, Sophie Parr, Anke8/31/2008 FID 10250320 Raikar,Santosh VP 4/3/2006 Structurer 4/3/2006 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 Parikh, Satu S. Amin, Kaushik8/31/2008 FID 10254992 Raina,Sumit Structuring Associate 7/3/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Leo, Peck Chao Jain, Rahul8/31/2008 FID 10207174 Rajan,P. Thiaga SVP 12/1/2006 Business CAO 8/6/2001 Administration Administration Administration Administration 49980 Offshore CM Admin/72B India Mumbai Mumbai MUMBAI6 A CM Associate 2001 N Archer, Mary P.8/31/2008 FID 10268385 Rajpal,Jai MD 6/14/2007 Desk Manager 6/14/2007 Administration Administration Administration Administration 49299 Singapore Admin/69B Asia SINGAPORE Lee, Hyung S.8/31/2008 FID 10254023 Ramachandran,Subramaniam Trading Associate 7/20/2006 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Faucheux, Luc8/31/2008 FID 10288365 Raman,Aadith Research Analyst 7/7/2008 Commodities Oil Trading Commodities 53494 Sing Commodities Trading - Ind India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10288955 Ramani,Ravish Banking Analyst 7/28/2008 Real Estate Real Estate Origination Real Estate 52809 Real Estate India India Mumbai Mumbai MUMBAI48/31/2008 FID 10253160 Rangan,Anitha Research Analyst 6/5/2006 High Grade High Grade Research Credit 47937 FID HG Research-US/072B India Mumbai Mumbai MUMBAI6 Shiffman, Scott Kaushik, Sanjeev8/31/2008 FID 10214276 Rangraj,Nitin Trading Associate 6/18/2003 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 27450 CDO Trading Secondary US Americas New York New York 745_7TH_04 Schechter, Jason S.8/31/2008 FID 10265245 Raphael,Virginie Banking Associate 8/1/2007 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 A CM Associate 2008 Y8/31/2008 FID 90002792 Rathbun,Timothy G SVP 12/1/2004 Salesperson,Sr 5/30/2000 High Grade High Grade Sales Credit 52470 Australia Credit Sales/07D Asia Sydney Sydney SYDNEYS0 Dubois-Pelerin, Vincent P Dhown, Rajiv8/31/2008 FID 10231057 Rattan,Sandeep Singh Trading Associate 7/14/2005 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 A CM Associate 2008 Y Duenas-Brckovich, Peter Joseph8/31/2008 FID 10234377 Rattigan,Daryl William Michael VP 12/1/2007 Banking Associate 6/6/2005 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Stott, James W Hansell, Peter8/31/2008 FID 10274873 Rave,Shmuel Trading Associate 7/16/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_03

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10273197 Ravouna,Charlotte Sales Analyst 7/27/2007 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10274604 Raynaud,Jean-Michel VP 7/23/2007 Trader 7/23/2007 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 Song, Lingfeng8/31/2008 FID 90004366 Razali,Leone D SVP 12/1/2006 Structurer,Sr 6/13/2001 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 A CM Associate 2000 N Weir, Louise J Attia, Amany8/31/2008 FID 10223795 Read,Clark Trading Associate 7/5/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 A CM Associate 2007 Y Holmes, Joel F.8/31/2008 FID 10248658 Reasons,Trent VP 2/22/2006 Salesperson 2/22/2006 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Mawe, John8/31/2008 FID 10252587 Reba,John Sales Associate 7/23/2007 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10287394 Rebello,Jean Secretary,Executive 7/1/2008 Real Estate Real Estate Origination Real Estate 48437 Real Est. Asia -LB Capital/67B Asia Mumbai Mumbai MUMBAI58/31/2008 FID 10253637 Redhead,Alexander Sales Analyst 8/1/2007 Sales Generalist Sales Sales 24939 Int'l Yen Sales Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10202553 Redway,Michele VP 12/1/2004 Mkt Support Associate,Sr 6/29/2000 Administration CVG Administration Administration 52065 CVG Americas New York New York 745_7TH_04 Hilden, Kevin8/31/2008 FID 10219380 Reed Jr.,Francis C SVP 12/1/2003 Salesperson,Sr 12/1/2003 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Cignarella, Gregory S. Malone, Daniel8/31/2008 FID 90003005 Reeves,Andrea J SVP 12/1/2005 Senior Strategist 6/5/2000 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_04 Bizer, David S.8/31/2008 FID 10212802 Regli,Steven VP 12/1/2005 Salesperson 10/1/2002 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Russo, Fabrizio8/31/2008 FID 10049762 Regueiro,Alano F. MD 12/1/2006 Desk Manager 8/17/1992 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10248737 Reimer,Shira Secretary 2/26/2006 Sales Structured Solutions Group Sales Sales 45988 Tel Aviv SSG Europe Tel Aviv Tel Aviv TEL_AVIV Mashal, Roy8/31/2008 FID 10207176 Rein,Richard L. SVP 12/1/2007 Trader,Sr 8/6/2001 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 A CM Associate 2001 N Taylor, Robert M.8/31/2008 FID 10277638 Reinbacher,Rene Sr. Associate - CM 2008 12/3/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 46242 FX Modeling (E) Europe London London CANWF_04 A CM Associate 2008 N8/31/2008 FID 10270444 Reiter,Jonathan VP 8/15/2007 Trader 8/15/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_048/31/2008 FID 10265114 Rekrut,Daniel James SVP 5/29/2007 Research Analyst,Sr 5/29/2007 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 Volini, Pierluigi8/31/2008 FID 10211294 Repossi,Patrizia Secretary 3/18/2002 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Paparella, Gianfranco8/31/2008 FID 10278659 Reyero Aldama,Jaime SVP 10/31/2007 Structurer,Sr 10/31/2007 Mortgages ABS Structuring Origination Securitized Products 25013 ABS Portfolio Solutions Group Americas New York New York 745_7TH_03 Hornick, Peter8/31/2008 FID 10249353 Reynolds,Julie Banking Associate 2/11/2008 Municipals Public Finance Origination Municipals 26718 PF Transportation Americas New York New York 745_7TH_19 DeMartino, Chad A.8/31/2008 FID 10045419 Reynolds,Lisa G. VP 7/15/1992 Administrative Manager 7/20/1987 Sales Generalist Sales Sales 00690 FID Sales - San Francisco Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S.8/31/2008 FID 10234265 Rhyner,Urs Sales Associate 5/1/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47833 Forex Sales Zurich Europe Zurich Zurich ZURICH2 A CM Associate 2007 Y Wittwer, Beat8/31/2008 FID 10232432 Ribeiro,Diana Ramos Research Analyst 3/21/2005 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 A CM Associate 2005 N Hu, Zhengyun8/31/2008 FID 10255319 Ricci,Raffaele MD 9/16/2006 Desk Manager 9/18/2006 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Bizer, David S. Dufournier, Philippe8/31/2008 FID 10280794 Richardson,Lee SVP 1/7/2008 Trader,Sr 1/7/2008 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_048/31/2008 FID 10211079 Rickard,Martyn P VP 12/1/2007 Trading Analyst 3/25/2002 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Davis, Kieran Jerhmiah Feidelson, Paul8/31/2008 FID 10070649 Ridini,David J. MD 12/1/2005 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10280962 Ries,Anthony SVP 1/29/2008 Trader,Sr 1/29/2008 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10207147 Rios,Wanda I. Underwriting Associate 8/13/2001 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Nicol, John G.8/31/2008 FID 10152592 Risa,Stefano SVP 12/1/2004 Research Quant Analyst,Sr 8/7/2000 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 A CM Associate 2000 N Bos, Michael F.8/31/2008 FID 10262724 Ritchie,Annabelle SVP 1/8/2007 Senior Strategist 1/8/2007 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_16 Mandelblatt, Gary8/31/2008 FID 10251833 Rivera,Juan Research Quant Analyst,Jr 8/1/2007 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10252527 Riviere,Tarik VP 12/1/2006 Trader 5/22/2006 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 Tudor, Jason Amin, Kaushik8/31/2008 FID 10018509 Rizzieri,Gerald A. MD 9/13/1995 Manager,Sr 12/9/1985 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Amin, Kaushik8/31/2008 FID 10262091 Robayo,Juan VP 1/8/2007 Trader 1/8/2007 High Yield Emerging Markets Trading Credit 49785 EM Trading Corporate US Americas New York New York 745_7TH_03 Alvarez Jimenez, Fernando8/31/2008 FID 10212913 Roberts,Garrett Sales Associate 12/30/2002 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 A CM Associate 2007 Y Lista, William J.8/31/2008 FID 10262835 Roberts,Glenn SVP 2/19/2007 Trader,Sr 2/19/2007 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Wilkinson, Timothy B8/31/2008 FID 10264976 Roberts,Stephen SVP 3/7/2007 Economist,Sr 11/3/2003 Research Grange Securities Research Research 48693 Economics Research-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10234528 Robertson,Claudio F. Trading Associate 4/25/2005 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 A Completed Program N Spirou, Dina8/31/2008 FID 10234022 Robinson,Adam Sales Associate 6/26/2006 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2008 Y Morse, Edward8/31/2008 FID 10213069 Robinson,Adam L. Trading Associate 7/7/2003 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Felder, Eric J.8/31/2008 FID 10038247 Robinson,James F. SVP 8/13/1990 Salesperson,Sr 11/9/1987 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10014679 Robinson,Reyne L. Administrative Assistant 12/13/1976 Mortgages Securitized Products Mgmt Trading Securitized Products 20887 Securitized Products Mgmt Americas New York New York 745_7TH_03 Cox, Robert C.8/31/2008 FID 10013345 Robson,Thomas MD 1/20/2004 Trader,Sr 1/20/2004 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_07 Amin, Kaushik8/31/2008 FID 10267414 Roca,Mauro Research Analyst 6/4/2007 Global Foreign Exchange Emerging Markets Research Liquid Markets 52011 EM Research FX Americas Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10258779 Rochat,Andrew SVP 9/14/2006 Trader,Sr 9/14/2006 High Grade High Grade Trading Credit 47501 HG Trading Yankee US Americas New York New York 745_7TH_04 Corcoran, Thomas P.8/31/2008 FID 10249505 Rodgers,Daniel Banking Associate 7/24/2006 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 A CM Associate 2008 Y8/31/2008 FID 10265219 Rodrigues,Dennis SVP 3/26/2007 Business CAO 3/19/2007 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 Grimeh, Mohammed8/31/2008 FID 10274414 Rodrigues,Guilherme de Oliveira Messenger 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10217791 Rodriguez-Colon,Elizabeth Administrative Assistant 10/6/2003 Municipals Public Finance Origination Municipals 26635 Puerto Rico Public Finance Americas Hato Rey Hato Rey SANJUAN de Jesus, Nestor E Fountaine, Jane8/31/2008 FID 10271198 Rodriguez-Rosello Torres,Eva MD 8/28/2007 Desk Manager 8/28/2007 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_048/31/2008 FID 90003775 Rogers,Jonathan M SVP 12/1/2004 Structurer,Sr 11/23/2000 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10261063 Rogers,Molly VP 2/5/2007 Salesperson 2/5/2007 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Onillon, Emmanuel Wareborn, Henrik Sven Gunnar8/31/2008 FID 10212348 Rogoff,Bradley VP 12/1/2006 Research Analyst 7/22/2002 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Shah, Ashish C8/31/2008 FID 10272251 Roitman,Lisa MD 6/8/2007 Desk Manager 6/8/2007 Global Rates Fund Derivatives Sales Liquid Markets 20957 Fund Derivatives Sales Americas New York New York 745_7TH_038/31/2008 FID 10202354 Romanelli,Michael J. VP 12/1/2006 Salesperson 7/9/2001 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2003 Y Glover, Michael S.8/31/2008 FID 10206896 Romanelli,Renee E VP 12/1/2006 Salesperson 7/9/2001 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 A CM Associate 2003 Y Degen, Paul F.8/31/2008 FID 10255844 Romanowski,Michael VP 12/1/2007 Salesperson 7/12/2006 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10272588 Ronemous,Michael Sr Scheduler 12/1/2005 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10067077 Roosevelt V,Theodore VP 12/1/2006 Salesperson 7/9/2001 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 A CM Associate 2003 Y Pedone, Michael8/31/2008 FID 10238638 Root,Adam Trading Associate 7/5/2005 Municipals Municipals Trading Municipals 25426 Municipal Retail Trading Americas New York New York 745_7TH_07 A CM Associate 2007 Y Scharf, Jody T.8/31/2008 FID 10260754 Roper,Lisa Secretary 11/27/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Kaneshanathan, Janahan8/31/2008 FID 10274372 Roque,Vitor Francisco Pacheco da Silva Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10239597 Rosado,Jason G. Sales Analyst 7/11/2005 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A Completed Program N8/31/2008 FID 90004141 Rosania,Giovanni VP 12/1/2007 Trading Associate 4/2/2001 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 A IBD Associate 2004 Y Kumar, Kushal8/31/2008 FID 10212422 Rose,Edward VP 12/1/2006 Banker 7/22/2002 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2004 Y Frontini, Lorenzo8/31/2008 FID 10070581 Rosenberg,David L. SVP 12/1/2004 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10284620 Rosenfeld,Brian Trading Associate 4/14/2008 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10278079 Rosenthal,Cindy Administrative Assistant 10/1/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_218/31/2008 FID 10249861 Rosino,Daniele Banking Associate 4/3/2006 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 A CM Associate 2007 Y8/31/2008 FID 10252220 Roskin,Jacqueline Sr Administrative Assistant 5/15/2006 Global Rates Governments Trading Liquid Markets 26650 US Rates Business Mgmt Americas New York New York 745_7TH_03 Amin, Kaushik Eickbush, Gregory8/31/2008 FID 10207813 Rosten,Jeremy VP 12/1/2005 Research Analyst 1/2/2002 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_04 A CM Associate 2002 N Naik, Vasanttilak8/31/2008 FID 10011930 Roth,Nancy F. MD 12/1/2006 Research Analyst,Sr 7/19/1993 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Sparks, Alan A.8/31/2008 FID 10070250 Rothman,Harlan S. VP 12/1/2005 Banker 8/10/1998 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 A CM Associate 2002 Y Valentino, Stephen A.8/31/2008 FID 10036530 Rothwell,Barbara A. Administrative Assistant 1/4/1988 Municipals Public Finance Origination Municipals 26421 Public Finance - Washington Americas Washington Washington K_STREET Green, Ernest G. Fountaine, Jane8/31/2008 FID 10201384 Rottura,Tanika Administrative Assistant 4/10/2000 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Augustine, John H. Fountaine, Jane8/31/2008 FID 10033866 Rourke,Daniel R. SVP 3/18/2002 Salesperson,Sr 4/5/1994 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott Killian, Gary M.8/31/2008 FID 10273003 Rouvinez,Philippe Sales Analyst 7/4/2007 Sales Structured Solutions Group Sales Sales 48765 SSG Sales Zurich/921 Europe Zurich Zurich ZURICH2 Y Capital Markets Analyst 2007 N8/31/2008 FID 10020568 Rovegno,Edward J. SVP 7/15/1992 Salesperson,Sr 1/26/1983 High Grade High Grade Sales Credit 22738 HG Sales Short Term Boston Americas Boston Boston BOSTON31 Lista, William J. White, John G.8/31/2008 FID 10250342 Rowe,Jonathan Bernard VP 4/27/2006 Trader 4/27/2006 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10234577 Rozeboom,Mark E. Trading Associate 7/6/2005 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A IBD Associate 2008 Y8/31/2008 FID 10260934 Rozensztajn,Marc Research Analyst 12/1/2006 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10213648 Ruan,Wenjun VP 12/1/2007 Research Analyst 7/5/2004 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 56823 HK CDO Research/054 Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2005 Y Ou-Yang, Hui8/31/2008 FID 80002490 Rubin,Charles MD 12/1/2006 Banking Manager 1/1/2003 Real Estate Real Estate Origination Real Estate 42947 RealEstate Asia/GCRE Singapore Asia SINGAPORE Pearson, Thomas M. Gabbay, Mark8/31/2008 FID 10229818 Rubinstein,Marc SVP 12/1/2005 Structurer,Sr 11/15/2004 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Gabbay, Mark8/31/2008 FID 10252590 Ruckman,Rob Trading Associate 7/23/2007 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10223314 Rud,Alex VP 4/12/2004 Mkt Support Associate,Sr 4/12/2004 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Creed, Donal M.8/31/2008 FID 10066898 Rudnick,Scott B. SVP 12/1/2006 Salesperson,Sr 7/13/1998 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2000 Y Malone, Daniel8/31/2008 FID 10067355 Rudra,Kaushik SVP 4/24/2006 Research Analyst,Sr 4/24/2006 High Yield Emerging Markets Research Credit 50954 EMG Corporates Europe London London CANWF_04 A CM Associate 1998 N Volini, Pierluigi Mondino, Guillermo E.8/31/2008 FID 10278442 Ruffini,Ronald SVP 10/15/2007 Salesperson,Sr 10/16/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Salame, Roy8/31/2008 FID 10068963 Ruiz,Maribel Administrative Assistant 3/16/1998 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 Kravetz, Larry J.8/31/2008 FID 90001816 Ruiz,Michael SVP 12/1/2005 Desk Manager 4/12/1999 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 46000 Forex Trading Forwards Europe London London CANWF_04 Gladwin, Richard Victor8/31/2008 FID 10268311 Rumary,Louella Anna Research Coordinator 5/8/2007 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Rial, Claire S8/31/2008 FID 10250313 Ruprai,Harjit VP 4/3/2006 Business Associate,Sr 4/3/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Amin, Kaushik8/31/2008 FID 10031139 Russ,John K. VP 8/19/2003 Trader 8/19/2003 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 Whang, S Michael M.8/31/2008 FID 10267821 Russo,Fabrizio SVP 7/2/2007 Salesperson,Sr 7/2/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_048/31/2008 FID 10286257 Russo,Heather Banking Associate 5/27/2008 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_198/31/2008 FID 10213853 Rust,Davis Sales Associate 7/12/2004 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2006 Y Strang, Sara8/31/2008 FID 10282089 Rutherford,Nicholas VP 3/31/2008 Salesperson 3/31/2008 Global Rates Grange Securities Sales Liquid Markets 56899 Int Rates Sales Australia/07D Asia Sydney Sydney SYDNEYS08/31/2008 FID 10245937 Ryan,Jason Trading Analyst 11/28/2005 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 Hilden, Kevin8/31/2008 FID 10036838 Rys,Gia M. MD 12/1/2005 Trader,Sr 8/13/1990 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 Corcoran, Thomas P.8/31/2008 FID 10207661 Ryu,Sung-Mok SVP 12/1/2007 Banker,Sr 8/1/2002 Real Estate Real Estate Origination Real Estate 25352 Real Estate Korea Asia Seoul Seoul SEOUL2 A CM Associate 2001 N Dubois-Phillips, Jonathan8/31/2008 FID 10282712 Sabapathy,Juanita Administrative Assistant 3/24/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE8/31/2008 FID 10254012 Sabarwal,Rahul Research Analyst 7/20/2006 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2007 Y

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

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Program Descr Program Yr

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LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10265218 Sabba,Daniel Banking Analyst 8/1/2007 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10254015 Saboo,Ankur Trading Associate 7/20/2006 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2007 Y Jindal, Nitin8/31/2008 FID 10267175 Sacco,Gerardo VP 4/23/2007 Salesperson 4/23/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 50084 FX PB/E-Commerce Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10234315 Sacco,Sarah Business Analyst 5/16/2005 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_GF Meyer, Susan E8/31/2008 FID 10070506 Sackin,Amy R. SVP 12/1/2003 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10238455 Sadler,Andrew John VP 12/1/2007 Research Analyst 7/11/2005 Global Rates Fund Derivatives Research Liquid Markets 43982 Fund Derivative Modeling (E) Europe London London CANWF_04 Hu, Zhengyun8/31/2008 FID 10277737 Saenz,Lawrence Sr Scheduler 9/4/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 90004564 Sahay,Vivek SVP 12/1/2006 Trader,Sr 7/16/2001 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2002 Y Michaels, Jeff Alan8/31/2008 FID 10261051 Saidi,Béchir Research Analyst 12/1/2006 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10244159 Saint-Cyr,Melanie Susan VP 12/1/2006 Supervisory Analyst 10/11/2005 Research Generalist Research Research 42159 Research-Publications Grp/56 Europe London London CANWF_03 Monchi, Valerie F8/31/2008 FID 90004567 Saireddy,Maheshwar VP 12/1/2005 Trader 7/16/2001 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 A CM Associate 2002 Y Zirakzadeh, Alex K.8/31/2008 FID 10250316 Saita,Leandro Research Quant Analyst,Sr 5/15/2006 High Yield High Yield Research Credit 20895 HY Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2006 N Pedersen, Claus8/31/2008 FID 10066802 Saito,Misao SVP 12/1/2007 Banker,Sr 5/6/1997 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya Gabbay, Mark8/31/2008 FID 10270418 Saito,Yuki Research Analyst,Jr 11/1/2007 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO A CM Associate 2007 N8/31/2008 FID 10253647 Sakai,Hidetsugu Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10286934 Sakai,Mayuka Secretary,Executive 6/1/2008 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10201200 Sakano,Hiroyuki MD 12/1/2006 Banking Manager 3/1/2000 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO Pearson, Thomas M. Gabbay, Mark8/31/2008 FID 10258414 Sakota,Asako Administrative Assistant 9/25/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Hara, Naomi8/31/2008 FID 10266583 Sakuma,Naho Sales Assistant 5/15/2007 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10240122 Sakurai,Hitomi Sales Associate 4/1/2006 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10274980 Salame,Roy MD 8/8/2007 Desk Manager 8/8/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_078/31/2008 FID 10274402 Salgueiro,Dora Maria Raposo Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10235058 Salhotra,Jatin Ashok Kumar Trading Associate 7/14/2005 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Canezin, Rene' J.8/31/2008 FID 10271201 Salles,Claudia SVP 5/28/2007 Salesperson,Sr 5/28/2007 Global Foreign Exchange Emerging Markets Sales Liquid Markets 51232 FX EMG Sales LBDB Americas Sao Paulo Sao Paulo SAOPAULO Maia, Alexandre Moraes, Roberto A.8/31/2008 FID 10258629 Salmon,Eric Banking Analyst 1/19/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Y IBD Analyst 2006 N8/31/2008 FID 10233741 Samant,Siddharth Trading Associate 7/20/2006 Global Rates Derivatives Trading Liquid Markets 42131 Short Options Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y8/31/2008 FID 10233236 Sambasivan,Aarathi Sales Associate 8/7/2006 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 A CM Associate 2006 N8/31/2008 FID 10255208 Samiri,Issam Research Analyst 7/24/2006 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 46241 HG Modeling (E) Europe London London CANWF_04 Schloegl, Lutz8/31/2008 FID 93003437 Sampaio Pinto,Regina Celia Secretary,Sr 6/16/2003 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_04 Akyol, Omer8/31/2008 FID 10233134 Samuel,Jacob Desk Specialist Associate 5/2/2006 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 Y Wong, Edwin Ching Him8/31/2008 FID 10281129 Sanchez,Luis M. SVP 1/14/2008 Structurer,Sr 1/14/2008 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_038/31/2008 FID 90000050 Sanciaume,Anne F SVP 12/1/2004 Research Analyst,Sr 7/1/1996 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_GF Y Completed Analyst Program N McCormick, James8/31/2008 FID 10234450 Sanderson,Nicholas James SVP 12/1/2005 Banker,Sr 7/14/2005 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10250239 Sandhu,Simrin Research Analyst 7/27/2007 High Yield Emerging Markets Research Credit 50954 EMG Corporates Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10281935 Sangiotta,Paolo MD 3/14/2008 Banking Manager 3/14/2008 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN8/31/2008 FID 10254018 Sankaranarayanan,Anand Structuring Associate 7/20/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29571 CDO Structuring US Americas New York New York 745_7TH_04 A CM Associate 2007 Y8/31/2008 FID 10065248 Sanschagrin,Svetlana VP 5/9/2006 Strategist 5/9/2006 Sales Client Strategy Sales Sales 26639 Sales Development Europe London London CANWF_04 A CM Associate 1997 N Wakefield, Rhiannon J8/31/2008 FID 10152185 Santana,Dorian AVP 12/1/2006 Sales Analyst 6/1/1999 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_038/31/2008 FID 10067008 Santora,Kimberly C. VP 12/1/2003 Banker 7/13/1998 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2000 Y Hash, Steven R.8/31/2008 FID 10282668 Santoro,Vito VP 2/20/2008 Trader 2/20/2008 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_078/31/2008 FID 10274388 Santos,Carlos Filipe Vieira dos Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10250598 Santovetti,Lavinia Research Analyst 5/2/2006 Research Generalist-Global Economics Research Research 24427 Global Economics - Europe Europe London London CANWF_04 A CM Associate 2007 Y Hume, Michael James8/31/2008 FID 10213758 Saraceni,Michael Sales Associate 7/12/2004 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2006 Y Malone, Daniel8/31/2008 FID 10254209 Sardar,Kim Banking Associate 7/20/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2008 Y8/31/2008 FID 10274998 Sareen,Amit Trading Associate 7/23/2007 Global Foreign Exchange Derivatives Trading Liquid Markets 56055 India Derivatives / 24D Asia Mumbai Mumbai MUMBAI5 Marwaha, Ajay Vaish, Pankaj8/31/2008 FID 10288406 Sarkar,Abhishek Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 53557 Asia FI Exotics Struct - India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10246472 Sarkar,Soumya Research Analyst 12/15/2005 High Grade High Grade Research Credit 22343 Credit Research Europe London London CANWF_04 Bawlf, Patrick C8/31/2008 FID 10234026 Sarmiento,Ana Sales Associate 6/26/2006 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10253967 Sarna,Sahiba Underwriting Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 56840 GREG Mezz Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 90004727 Saronne,Giancarlo MD 12/1/2004 Desk Manager 8/20/2001 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10232305 Sarsenbaeva,Danara Trading Associate 4/4/2005 High Grade High Grade Trading Credit 24679 Credit Trading Europe London London CANWF_04 Duenas-Brckovich, Peter Joseph8/31/2008 FID 10277293 Satchwell,Anna Secretary,Sr 1/14/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_048/31/2008 FID 10253968 Sateesh,Santosh Trading Analyst 7/6/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10247902 Sato,Ai Administrative Assistant 2/1/2006 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10234330 Sato,Misako VP 12/1/2006 Business Associate,Sr 5/9/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel Pearson, Thomas M.8/31/2008 FID 10253337 Sato,Silvia Banking Associate 7/24/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 A IBD Associate 2007 N8/31/2008 FID 10205949 Satoh,Koh SVP 12/1/2003 Trader,Sr 5/1/2001 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Masuda, Yukihiro8/31/2008 FID 10221371 Satoi,Hirofumi SVP 12/1/2007 Salesperson,Sr 3/14/2004 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 Wait, Christian G. Degen, Paul F.8/31/2008 FID 10287338 Satyan,Sanat Structuring Analyst 6/10/2008 Commodities Energy Trading Commodities 52894 FID Commodities India India Mumbai Mumbai MUMBAI6 A 2008 N8/31/2008 FID 10253907 Sauerbrey,Michael VP 7/3/2006 Salesperson 7/3/2006 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Hogan, Canice B Parr, Anke8/31/2008 FID 10152076 Saunders,Oxana V. SVP 12/1/2007 Salesperson,Sr 7/12/1999 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 A CM Associate 2001 Y Koch, Robert C.8/31/2008 FID 10225456 Sawayama,Ayako Administrative Assistant 6/1/2004 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO A Completed Program N8/31/2008 FID 10273728 Saxena,Akshay Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10003039 Say,Gary VP 5/11/1999 Trader 1/11/1993 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 Higgins, Kieran Noel Amin, Kaushik8/31/2008 FID 10270991 Sayama,Yasushi SVP 8/1/2007 Trader,Sr 8/1/2007 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO8/31/2008 FID 10273410 Sayegh,Ziad Trading Associate 7/27/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10275609 Sayenko,Igor SVP 7/30/2007 Trader,Sr 7/30/2007 Global Rates Derivatives Trading Liquid Markets 42132 Exotics Trading Americas New York New York 745_7TH_038/31/2008 FID 10201172 Scalisi,Jill Marie SVP 1/12/2001 Salesperson,Sr 3/1/2000 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10223799 Scarpelli,Chris Trading Associate 7/5/2005 High Grade High Grade Trading Credit 22303 HG Trading Hybrid Capital US Americas New York New York 745_7TH_04 A CM Associate 2007 Y Corcoran, Thomas P.8/31/2008 FID 10223734 Scelsa,John SVP 4/19/2004 Trader,Sr 4/19/2004 Global Rates Mortgage Pass Through Trading Liquid Markets 27909 Mortgage Options Americas New York New York 745_7TH_03 Michaels, Jeff Alan8/31/2008 FID 10258174 Schaevitz,Scott MD 9/11/2006 Banking Manager 9/11/2006 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Hash, Steven R.8/31/2008 FID 10009869 Scharf,Jody T. SVP 6/12/2000 Trader,Sr 6/1/1999 Municipals Municipals Trading Municipals 25426 Municipal Retail Trading Americas New York New York 745_7TH_07 Coleman, Peter E. Kane, Jeanne M.8/31/2008 FID 10275062 Schechner,P. Sheridan MD 10/15/2007 Banker,Sr 10/15/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Hash, Steven R.8/31/2008 FID 10200499 Schechter,Jason S. MD 12/1/2006 Desk Manager 2/6/2004 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 27450 CDO Trading Secondary US Americas New York New York 745_7TH_04 Hornick, Peter8/31/2008 FID 10251838 Schechter,Rachel Sales Associate 7/6/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10012301 Scheffler,Carolyn A. Administrative Assistant 10/11/1982 Administration Administration Administration Administration 22304 Fixed Income Administration Americas New York New York 745_7TH_038/31/2008 FID 10284076 Scheibel,Michael Trading Analyst 3/31/2008 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10223800 Schell,David Structuring Associate 7/11/2005 Real Estate Real Estate Origination Real Estate 56842 GREG Structuring Americas New York New York 745_7TH_03 A CM Associate 2007 Y Driscoll, Justin E.8/31/2008 FID 10222349 Schellbach,Peter MD 12/1/2005 Desk Manager 3/4/2004 High Yield High Yield Trading Credit 23490 HY Trading Distressed US Americas New York New York 745_7TH_04 Orlan, Fred S.8/31/2008 FID 10269467 Schiegler,Ingo Sales Associate 7/1/2007 Sales Structured Solutions Group Sales Sales 50050 SSG Sales Frankfurt/909 Europe Frankfurt Frankfurt FRANKFURT3 Khan, Sohail8/31/2008 FID 10255453 Schieppati,Edoardo Filippo Mr Banking Analyst 7/16/2007 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Y Capital Markets Analyst 2007 N8/31/2008 FID 10216621 Schimpf,R. Scott SVP 12/1/2007 Research Analyst,Sr 9/15/2003 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10224478 Schlatte,Konrad SVP 5/4/2004 Salesperson,Sr 5/4/2004 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 Hogan, Canice B Parr, Anke8/31/2008 FID 90003315 Schloegl,Lutz SVP 12/1/2005 Research Analyst,Sr 8/7/2000 Research Generalist Research Research 25122 Research Management Europe London London CANWF_04 A CM Associate 2000 N Joneja, Dev Bos, Michael F.8/31/2008 FID 10053703 Schmidt,Blake SVP 12/10/2007 Trader,Sr 12/10/2007 Global Rates Derivatives Trading Liquid Markets 42131 Short Options Trading Americas New York New York 745_7TH_038/31/2008 FID 10275095 Schneider,Thomas Banking Associate 9/1/2007 Real Estate Real Estate Origination Real Estate 41132 Real Estate/Frankfurt Europe Frankfurt Frankfurt FRANKFURT38/31/2008 FID 10227498 Schneidman,Jon B. SVP 12/1/2006 Banker,Sr 8/2/2004 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 Ashmun, Robert G.8/31/2008 FID 10205452 Schoenfeld,Andrew SVP 12/1/2002 Trader,Sr 3/14/2001 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 McKinney, Richard S.8/31/2008 FID 10207165 Schoenherr,Charles MD 12/1/2003 Banker,Sr 7/16/2001 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10252089 Schoettler,Brandon Sales Analyst 7/6/2007 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10248992 Schon,Christoph Volker VP 5/2/2006 Research Analyst 5/2/2006 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S Campbell, Robert W8/31/2008 FID 10263321 Schreiber,Russell MD 2/5/2007 Desk Manager 2/5/2007 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Bizer, David S.8/31/2008 FID 10273148 Schrimsher,Rick VP 6/25/2007 Trader 8/10/2003 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10264422 Schroeder,Stacey Research Analyst 2/26/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Schimpf, R. Scott8/31/2008 FID 90002475 Schuster,Christiane MD 12/1/2006 Desk Manager 1/10/2000 High Yield High Yield Sales Credit 20004 Leveraged Loan Sales/183 Europe London London CANWF_04 Dubois-Pelerin, Vincent P Seery, James P.8/31/2008 FID 10234622 Schwager,C. Ahuva VP 5/9/2005 Deal Mgr 5/9/2005 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Hackett, Ann Tucker8/31/2008 FID 10233302 Schwartz,Andrew SVP 4/4/2005 Banker,Sr 4/4/2005 Syndicate Syndicate Syndicate Syndicate 23750 Syndicate - New Issues Americas New York New York 745_7TH_04 Forte, Victor A.8/31/2008 FID 90003959 Scialom,Olivier SVP 12/1/2005 Salesperson,Sr 1/15/2001 Global Rates Governments Sales Liquid Markets 29241 Liq Mkts Sales-Paris/916 Europe Paris Paris PARIS6 Pauwels, Cedric Y Pourcelet, Nicolas8/31/2008 FID 10271703 Sciarrone,Patrick Sauveur Banking Analyst 6/25/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_238/31/2008 FID 10202060 Scott,Patrick L. VP 12/1/2005 Banker 5/30/2000 Municipals Public Finance Origination Municipals 26807 PF South Central Americas New York Houston HOUSTON31 A Completed Program N Daniel, John T. Killian, Gary M.8/31/2008 FID 10206268 Scott,Peter A. VP 12/1/2007 Banker 7/8/2002 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 A CM Associate 2004 Y Hash, Steven R.8/31/2008 FID 10033375 Sebiri,Jonathan A. MD 12/1/2004 Salesperson,Sr 6/27/1989 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10273267 Seemuth,Nadia Sales Analyst 7/27/2007 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Y CM Senior Analyst 2007 N8/31/2008 FID 10254210 Seeneevassen,Ravindra Trading Associate 7/20/2006 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10152883 Seery,James P. MD 12/1/2003 Desk Manager 8/23/1999 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 Kirk, Alex

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

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Program Descr Program Yr

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LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10275803 Segalen,Laurent Victor MD 9/17/2007 Desk Manager 9/17/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_048/31/2008 FID 10236935 Seidel,Eric M. Sales Associate 6/26/2006 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 A CM Associate 2008 Y Strang, Sara8/31/2008 FID 10151631 Sekas,Bessie Sr Administrative Assistant 3/1/1999 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York San Francisco 555CALIF41 Hynote, Robert A. Fountaine, Jane8/31/2008 FID 10232794 Semenov,Aleksey Research Analyst 3/14/2005 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_078/31/2008 FID 10011932 Senft,Dexter E. MD 11/15/1993 Senior Manager 8/16/1993 Fixed Income Strategy Fixed Income Strategy Administration Administration 43209 Fixed Income Strategy Americas New York New York 745_7TH_03 Umezaki, Kentaro8/31/2008 FID 10234221 Sensel,Daniel Desk Specialist Associate 7/17/2006 High Yield Emerging Markets Trading Credit 49785 EM Trading Corporate US Americas New York New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10011947 Sentochnik,Richard SVP 7/15/1992 Banker 4/14/1981 Municipals Municipals Trading Municipals 36116 Municipal Syndicate Americas New York New York 745_7TH_07 Milano, Steven M. Coleman, Peter E.8/31/2008 FID 10221181 Sepping,Silja Research Associate 2/23/2004 Global Foreign Exchange Emerging Markets Research Liquid Markets 43235 Emg Jv Economics Eur Europe London London CANWF_04 A CM Associate 2006 Y McCormick, James8/31/2008 FID 10288399 Sequeira,Jonathan Research Analyst 7/7/2008 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2008 N8/31/2008 FID 10212652 Serizawa,Tetsuo MD 9/2/2002 Manager,Sr 9/2/2002 Senior Management Senior Management Senior Management Senior Management 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Humphrey, Thomas P.8/31/2008 FID 10049777 Seshasayee,Aadit SVP 12/1/2003 Trader,Sr 6/27/1994 High Yield High Yield Trading Credit 46091 ASSG Infrastructure Asia Hong Kong Hong Kong HONGKONG7 Manalac, Carlos M.8/31/2008 FID 10249080 Seta,Shunichi VP 3/13/2006 Salesperson 3/13/2006 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Matsui, Hiroyasu8/31/2008 FID 10250774 Seto,Rei Administrative Assistant 4/27/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 23099 FX Trading Tokyo Asia Tokyo Tokyo TOKYO Sung, Michael L.8/31/2008 FID 10285661 Sewell,Roger SVP 5/1/2008 Trader,Sr 5/1/2008 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10215027 Shah,Ashish C MD 12/1/2006 Strategist,Chief 6/23/2003 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 Mattu, Ravi K.8/31/2008 FID 90000286 Shah,Harsh S. MD 12/1/2005 Desk Manager 9/2/1996 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y Completed Analyst Program N Bizer, David S.8/31/2008 FID 10226419 Shah,Khilan Structuring Associate 7/14/2005 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2007 Y Maddox, Alexander J.8/31/2008 FID 10226489 Shah,Krishna Trading Associate 7/14/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 46000 Forex Trading Forwards Europe London London CANWF_04 A CM Associate 2007 Y Ruiz, Michael8/31/2008 FID 10229384 Shah,Neerav Research Analyst,Jr 10/11/2004 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_158/31/2008 FID 10253477 Shah,Priti Banking Associate 6/19/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Miller, Deborah8/31/2008 FID 10270821 Shah,Samita MD 12/1/2007 Manager,Sr 5/23/2007 High Yield High Yield Origination Credit 47586 ASSG India Asia Mumbai Mumbai MUMBAI5 Wong, Edwin Ching Him Jotwani, Tarun8/31/2008 FID 10232756 Shah,Shikhar Underwriting Associate 3/21/2005 Real Estate Real Estate Origination Real Estate 20947 GREG Large Loan Americas New York New York 745_7TH_13 A CM Associate 2007 Y Naths, Sonya8/31/2008 FID 10232604 Shah,Shrikar N. Trading Associate 3/7/2005 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 A Completed Program N Baumann, Morgan C8/31/2008 FID 10212660 Shakarchi,Rami SVP 12/1/2006 Salesperson,Sr 8/19/2002 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 A CM Associate 2002 N Shah, Harsh S.8/31/2008 FID 10252570 Shamasdin,Danielle King Banking Associate 8/13/2007 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 A CM Associate 2007 N8/31/2008 FID 10263624 Shambayati,Soroosh MD 1/22/2007 Desk Manager 1/22/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_04 Morton, Andrew8/31/2008 FID 10275836 Shankar,Madhav VP 9/20/2007 Structurer 9/20/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_048/31/2008 FID 10152082 Shanks,Emily E. VP 12/1/2004 Research Analyst 7/12/1999 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A CM Associate 2001 Y Jansen, Susan K.8/31/2008 FID 10234029 Shapiro,Adam Trading Associate 6/26/2006 Commodities Natural Gas Trading Commodities 56065 Natural Gas Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2008 Y Keavey, Peter8/31/2008 FID 10202879 Shapiro,Ross B. SVP 12/1/2005 Trader,Sr 8/7/2000 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2000 N Sweely, Gordon G.8/31/2008 FID 10244841 Sharifi,Reza SVP 12/1/2007 Salesperson,Sr 10/31/2005 Commodities Power Sales Commodities 56064 Power Sales (NY) Americas New York New York 745_7TH_07 Napolitano, Frank A. Amin, Kaushik8/31/2008 FID 10227589 Sharma,Amit Structuring Associate 8/9/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 A CM Associate 2005 Y Mehr, Amir Dziadzio, John E.8/31/2008 FID 10288398 Sharma,Deepika Research Analyst 7/7/2008 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10273483 Sharma,Ragini Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10288411 Sharma,Siddhartha Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI6 Y 2008 N8/31/2008 FID 90000150 Sharp,Geoffrey G SVP 5/11/1999 Salesperson,Sr 7/20/1996 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 Malone, Daniel8/31/2008 FID 10152056 Sharp,Shannon C. SVP 12/1/2006 Banker,Sr 8/4/1999 Municipals Public Finance Origination Municipals 26843 PF Housing Americas New York New York 745_7TH_19 A Completed Program N Hynote, Robert A. Killian, Gary M.8/31/2008 FID 10018690 Sharperson,Nancy C. Administrative Assistant 6/20/1988 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Barsanti, Anthony J. Broderick, David S.8/31/2008 FID 10065602 Sharret,David A. SVP 12/1/2005 Research Analyst,Sr 8/5/1996 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Jansen, Susan K.8/31/2008 FID 10212435 Sharret,Eric VP 12/1/2007 Trader 7/22/2002 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 A CM Associate 2004 Y Gentile, Gregory M.8/31/2008 FID 10212350 Shater,Ariye VP 12/1/2007 Research Quant Analyst 7/22/2002 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2004 Y Chen, Shu-Wie8/31/2008 FID 10204335 Sheard,Paul J. MD 9/25/2000 Manager,Sr 9/25/2000 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 Mattu, Ravi K.8/31/2008 FID 80002492 Sheehan,John SVP 12/1/2007 Banker 1/1/2003 High Yield High Yield Origination Credit 20075 HY SSG Europe Europe London London CANWF_04 Moar, Guy R.8/31/2008 FID 10227624 Shefter,Michael SVP 12/1/2007 Research Quant Analyst,Sr 8/9/2004 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Zhou, Fei8/31/2008 FID 10065755 Shen,Ivan W. VP 12/1/2003 Trader 8/21/1996 Global Rates Governments Trading Liquid Markets 20842 Short Term US Treasuries Americas New York New York 745_7TH_03 Lohuis, David W.8/31/2008 FID 10233413 Shen,Jesalyn Trading Associate 7/5/2005 Mortgages Non-Residential Trading Trading Securitized Products 21905 Non Residential Trading Americas New York New York 745_7TH_03 A CM Associate 2007 Y Toppe, Robert8/31/2008 FID 10258540 Shen,Si Banking Associate 9/13/2006 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 A IBD Associate 2008 Y Taylor, Peter J.8/31/2008 FID 10224128 Shenkman,Adam Research Analyst 8/8/2005 High Yield High Yield Research Credit 20219 HY Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2005 N Seery, James P.8/31/2008 FID 10284790 Sheppard,David VP 6/26/2008 Trader 6/26/2008 Commodities Commodities Trading Commodities 52260 Metals Trading Europe London London CANWF_048/31/2008 FID 10266739 Sherwani,Faisal VP 4/7/2007 Salesperson 4/7/2007 High Grade High Grade Sales Credit 50588 LBIE Dubai Branch Europe Dubai Dubai DUBAI8/31/2008 FID 10256532 Sherwood,Paul SVP 8/7/2006 Business/Product Mgr 8/7/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10228867 Sherwood,Tom SVP 9/20/2004 Salesperson,Sr 9/20/2004 High Grade High Grade Sales Credit 48076 HG Sales Structured Credit Bos Americas Boston Boston BOSTON31 Degen, Paul F.8/31/2008 FID 10254211 Shi,Jing Sales Analyst 7/20/2006 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 Y Capital Markets Analyst 2006 N Comon, Etienne8/31/2008 FID 10280723 Shibazaki,Michiyo VP 2/1/2008 Research Analyst 2/1/2008 Global Rates Derivatives Research Liquid Markets 43965 Yen IR Strategy Asia Tokyo Tokyo TOKYO8/31/2008 FID 10201041 Shiffman,Scott MD 12/1/2007 Research Analyst,Sr 2/14/2000 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 90003327 Shilpiekandula,Vikas Reddy SVP 12/1/2005 Research Analyst,Sr 9/4/2000 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2001 Y Modukuri, Srinivas Biby, Jeffrey D.8/31/2008 FID 10261807 Shimada,Mayumi Secretary,Executive 12/1/2006 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO Manalac, Carlos M.8/31/2008 FID 10229644 Shimojyo,Hirotaka Banking Associate 11/1/2004 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10206657 Shimono,Kenya SVP 12/1/2006 Banker,Sr 5/9/2001 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Pearson, Thomas M. Gabbay, Mark8/31/2008 FID 10262643 Shinagawa,Tetsuo VP 1/12/2007 Salesperson 1/12/2007 Sales Generalist Sales Sales 24368 Corporate Sales Asia Tokyo Tokyo TOKYO Fujimoto, Takayuki Serizawa, Tetsuo8/31/2008 FID 90003191 Shiraishi,Hiroshi VP 12/1/2005 Economist 7/10/2000 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO A CM Associate 2002 Y Kawasaki, Kenichi8/31/2008 FID 10264987 Shirley,Rachel VP 3/7/2007 Salesperson 3/15/2004 High Grade High Grade Sales Credit 52470 Australia Credit Sales/07D Asia Sydney Melbourne MELBOURNE18/31/2008 FID 10213595 Short,Charles SVP 4/30/2003 Salesperson,Sr 4/30/2003 High Yield High Yield Sales Credit 23694 HY Sales Bond NY Americas New York New York 745_7TH_04 Pedone, Michael8/31/2008 FID 10264988 Short,Geoffrey SVP 3/7/2007 Salesperson,Sr 8/5/2002 High Grade High Grade Sales Credit 52470 Australia Credit Sales/07D Asia Sydney Sydney SYDNEYS08/31/2008 FID 10231480 Shotton,Daniel VP 12/1/2006 Banker 1/19/2005 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Paparella, Gianfranco8/31/2008 FID 10213559 Shpilberg,Samuel VP 12/1/2006 Salesperson 5/19/2003 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10203724 Shrestha,Mahendra VP 12/1/2007 Banker 1/10/2000 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10032728 Shugan,Janine M. VP 12/1/2005 Business Associate,Sr 8/3/1998 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Hackett, Ann Tucker8/31/2008 FID 10270809 Shukla,Deeptanshu Trading Analyst 8/1/2007 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO Y Capital Markets Analyst 2007 N8/31/2008 FID 10254700 Shukla,Shashank Structuring Associate 6/26/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI68/31/2008 FID 10259017 Sia,Lyn Siew Leng Sales Associate 10/3/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Tokoyoda, Toru8/31/2008 FID 10247472 Siberio,Julio Sales Associate 7/24/2006 Mortgages Mortgage Sales Sales Securitized Products 22729 Mortgage Sales Chicago Americas Chicago Chicago CHICAGO14 A CM Associate 2008 Y8/31/2008 FID 10273085 Siddiki,Yousuf A. W. Sales Associate 7/2/2007 Structured Finance ABS Sales Securitized Products 48727 Middle East Sales - FID Europe London London CANWF_048/31/2008 FID 10250074 Sieghart,Andrew J. VP 4/3/2006 Structurer 4/3/2006 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Kagan, Spencer S.8/31/2008 FID 90001979 Siegmund,Thomas MD 1/12/2001 Desk Manager 6/22/1999 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO Lee, Hyung S.8/31/2008 FID 10225466 Sigurdsson,Bjorgvin Skuli Structuring Associate 8/8/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2005 N Saronne, Giancarlo8/31/2008 FID 10272589 Siismets,Mark SVP 6/25/2007 Marketer,Sr 9/16/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10276768 Silberman,Samuel Trading Analyst 8/13/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10213558 Silva,Antonio SVP 12/1/2007 Research Quant Analyst,Sr 8/18/2003 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 A CM Associate 2003 N Lazanas, Anthony8/31/2008 FID 10274382 Silva,Miguel António Valente Gonçalves da Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274366 Silva,Susana Herlinda Ferreira da Account Manager 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10274374 Silveira,Luís Filipe Rocha da Assistant Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10234223 Silver,Daniel Trading Associate 7/17/2006 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2006 N Blakeslee, Thomas P.8/31/2008 FID 10274405 Simão,Célia Cristina Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10263202 Simeon,Anne Emmanuelle Sales Associate 1/15/2007 Global Rates Governments Sales Liquid Markets 29241 Liq Mkts Sales-Paris/916 Europe Paris Paris PARIS6 A CM Associate 2008 Y8/31/2008 FID 10206857 Simpson,David Deal Mgmt Associate 6/25/2001 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Thomas, Charlene H.8/31/2008 FID 10237412 Singer,Bernard Anthony Trading Associate 7/20/2006 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10248821 Singh,Ajay Pal Banking Associate 7/2/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI6 Prasad, Krishna S.8/31/2008 FID 10206261 Singh,Harlin VP 12/1/2007 Salesperson 7/15/2002 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Y Completed Analyst Program N Iorio, James L.8/31/2008 FID 10246333 Singh,Kamalpreet Trading Associate 7/5/2006 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 N Zhou, Fei8/31/2008 FID 10267990 Singh,Oliver SVP 7/2/2007 Salesperson,Sr 7/2/2007 Sales Structured Solutions Group Sales Sales 48765 SSG Sales Zurich/921 Europe Zurich Zurich ZURICH2 Ricci, Raffaele Koebeli, Marcel8/31/2008 FID 10273565 Singh,Richa Structuring Analyst 7/2/2007 Commodities Energy Trading Commodities 52894 FID Commodities India India Mumbai Mumbai MUMBAI6 Y 2007 N Williams, Matthew Kaushik, Sanjeev8/31/2008 FID 10255621 Singh,Shivesh Kumar VP 12/1/2007 Trader 7/10/2006 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy8/31/2008 FID 10212477 Singh,Snigdha VP 12/1/2006 Trader 8/19/2002 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 A CM Associate 2003 Y Cross, Martin8/31/2008 FID 90004348 Singhal,Arun SVP 12/1/2007 Research Analyst 6/4/2001 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 47646 CDO Strategy Europe London London CANWF_04 A CM Associate 2002 Y Shah, Ashish C8/31/2008 FID 10248245 Singhal,Vishal Research Analyst 2/13/2006 High Grade High Grade Research Credit 55754 FID HG Research - EUR India Mumbai Mumbai MUMBAI6 Fennema, Rik Kaushik, Sanjeev8/31/2008 FID 10258903 Singhania,Abhishek Research Analyst 10/23/2006 Global Rates Derivatives Research Liquid Markets 46243 Financial Strategies Europe London London CANWF_04 Duval-Kieffer, Christophe McCormick, James8/31/2008 FID 10288419 Singla,Ankita Research Analyst 7/7/2008 Commodities Oil Trading Commodities 53494 Sing Commodities Trading - Ind India Mumbai Mumbai MUMBAI48/31/2008 FID 10212239 Sinha,Namit VP 12/1/2006 Trader 6/26/2002 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 Miller, Matthew C.8/31/2008 FID 10257851 Sinn,Adam VP 12/1/2007 Trader 8/28/2006 Commodities Power Trading Commodities 48301 Commodities Trading (HSN) Americas Houston Houston EAGLE2 Jindal, Nitin Amin, Kaushik8/31/2008 FID 10275276 Siopongco,Marie Sr Business Analyst 8/13/2007 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York New York 745_7TH_07 Smith, Greg L.8/31/2008 FID 10206924 Siu,Richard VP 12/1/2006 Underwriter 7/9/2001 Real Estate Real Estate Origination Real Estate 56835 GREG Hotel Group Americas New York New York 745_7TH_13 A CM Associate 2003 Y Picallo, Albert8/31/2008 FID 10262679 Siva,Kavithan Structuring Associate 4/2/2007 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Shakarchi, Rami Shah, Harsh S.8/31/2008 FID 10267819 Skelton,Jenny A. Analyst - CM 2008 7/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2008 N8/31/2008 FID 10214197 Skidell,Joyce L. Sales Associate 7/19/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 50084 FX PB/E-Commerce Americas New York New York 745_7TH_03 Y Completed Analyst Program N Iorio, James L.

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

FOIA CONFIDENTIAL TREATMENT REQUESTED BY LEHMAN BROTHERS HOLDINGS INC. LBEX-DOCID 3102619

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10207305 Skolnick,Fred J. SVP 12/1/2004 Divisional/Regional CAO 7/26/2001 Senior Management Senior Management Senior Management Senior Management 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Singh, James Archer, Mary P.8/31/2008 FID 10281239 Slater,Michael David VP 3/13/2008 Trader 3/13/2008 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE8/31/2008 FID 10212400 Sloane,Bryan Sales Associate 7/15/2002 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 Y O'Connor, Matthew S.8/31/2008 FID 10273370 Smejkal,Frank VP 6/27/2007 Marketer 6/27/2007 Commodities Energy Sales Commodities 48303 Commodities Sales (HSN) Americas Houston Houston EAGLE2 Sharifi, Reza8/31/2008 FID 10246340 Smith,Brian Trading Associate 6/26/2006 Global Rates Derivatives Trading Liquid Markets 25931 USD Swap Trading Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10252591 Smith,Garrett Trading Associate 2/12/2007 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10219750 Smith,Greg L. MD 12/8/2003 Desk Manager 12/8/2003 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Seery, James P.8/31/2008 FID 10234124 Smith,Paul L AVP 12/1/2006 Strategy Associate 5/16/2005 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_048/31/2008 FID 10234033 Snider,Chaffin Banking Associate 7/24/2006 Municipals Public Finance Origination Municipals 26340 Corporate Related - Short Term Americas New York New York 745_7TH_19 A CM Associate 2008 Y8/31/2008 FID 10213983 Sobel,Benjamin Sales Associate 7/12/2004 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE A CM Associate 2006 Y Tokoyoda, Toru8/31/2008 FID 10202258 Sobel,Michael E. VP 12/1/2005 Trader 7/9/2001 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2003 Y Mogavero, Andrew M.8/31/2008 FID 90000600 Soldaini,Simona V SVP 12/1/2004 Salesperson,Sr 8/18/2003 Global Rates Derivatives Sales Liquid Markets 25448 Derivatives Sales Milan/923 Europe Milan Milan MILAN Potsios, Andrea M Hogan, Canice B8/31/2008 FID 10236127 Somasekhara,Arjun Banking Associate 8/7/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2006 N8/31/2008 FID 10070047 Somwaru,Samuel VP 12/1/2003 Business Associate,Sr 8/10/1998 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Pearson, Thomas M.8/31/2008 FID 10036091 Song,Lingfeng MD 5/23/2007 Desk Manager 5/23/2007 Global Rates Fund Derivatives Trading Liquid Markets 78283 Fund Derivatives Trading Americas New York New York 745_7TH_03 Feng, Ping8/31/2008 FID 10226362 Song,Yang Structuring Associate 7/14/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_04 A CM Associate 2007 Y Maddox, Alexander J.8/31/2008 FID 10281067 Song,Yunho MD 1/10/2008 Trader,Sr 1/10/2008 Global Rates Proprietary Trading Trading Liquid Markets 23741 US Rates Prop Trading Americas New York New York 745_7TH_078/31/2008 FID 10259993 Soni,Vikas Trading Associate 11/13/2006 Global Rates Derivatives Trading Liquid Markets 26530 Derivative Products - Tokyo Asia Tokyo Tokyo TOKYO8/31/2008 FID 10260707 Soper,Andrew SVP 1/29/2007 Trader,Sr 1/29/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Gladwin, Richard Victor8/31/2008 FID 10211242 Sotelo,Teresa Administrative Assistant 4/15/2002 Research Generalist-Global Economics Research Research 23964 Global Economics Americas New York New York 745_7TH_15 Harris, Ethan S.8/31/2008 FID 10211613 Soundararajan,Sriram VP 12/1/2006 Research Analyst 8/18/2003 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2004 Y Prasad, Krishna S.8/31/2008 FID 10058058 Sparks,Alan A. MD 4/6/1998 Manager,Sr 7/25/1995 Research Point Research Research 40254 POINT Marketing Americas New York New York 745_7TH_15 Mattu, Ravi K.8/31/2008 FID 10245009 Spellman,Michael VP 12/1/2006 Salesperson 11/1/2005 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10224588 Speranza,Roberto SVP 12/1/2005 Structurer,Sr 6/28/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Angius, Silvio Dziadzio, John E.8/31/2008 FID 10064537 Spero,Charles R. MD 12/1/2005 Desk Manager 3/12/1996 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 Sweely, Gordon G.8/31/2008 FID 10252633 Spisso,Marisa Banking Associate 5/15/2006 Real Estate Real Estate Origination Real Estate 25453 Real Estate Dept - Milan Europe Milan Milan MILAN Paparella, Gianfranco8/31/2008 FID 10064623 Squassi,Gianluca L. SVP 6/4/2007 Trader,Sr 6/4/2007 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_048/31/2008 FID 10247387 Squier,Annabel Sales Associate 2/1/2006 High Grade High Grade Sales Credit 52470 Australia Credit Sales/07D Asia Sydney Melbourne MELBOURNE1 A CM Associate 2008 Y Ireland, Simon John8/31/2008 FID 10202906 Sriadisak,Ladawan Business Analyst 10/29/1997 Real Estate Real Estate Origination Real Estate 29519 Real Estate Thailand Asia Bangkok Bangkok BANGKOK Rubin, Charles8/31/2008 FID 10254138 Srisuma,Sorapong Sales Associate 8/1/2007 High Grade High Grade Sales Credit 56902 Singapore Credit Sales Asia SINGAPORE A CM Associate 2008 Y8/31/2008 FID 10242532 Srividya,J SVP 10/3/2005 Senior Desk Specialist 10/3/2005 High Grade High Grade Research Credit 47937 FID HG Research-US/072B India Mumbai Mumbai MUMBAI6 Bhargava, Devesh8/31/2008 FID 10249506 Staal,Arne Research Quant Analyst 8/7/2006 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 A CM Associate 2006 N Lazanas, Anthony8/31/2008 FID 10240934 Stacey,Alan Martin VP 9/19/2005 Quant Specialist 9/19/2005 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Hu, Zhengyun8/31/2008 FID 10037302 Stack,Ronald A. MD 3/5/1997 Manager,Sr 9/11/1995 Municipals Public Finance Origination Municipals 26836 Munis Management/Administratio Americas New York New York 745_7TH_19 Killian, Gary M.8/31/2008 FID 10271214 Stafford,Christopher Mark SVP 8/20/2007 Structurer,Sr 8/20/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Shah, Harsh S.8/31/2008 FID 10219869 Stafford,Jeremiah SVP 12/1/2006 Trader,Sr 12/15/2003 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 Canezin, Rene' J.8/31/2008 FID 10277184 Staid,Stephen MD 9/3/2007 Banker,Sr 9/10/2007 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_098/31/2008 FID 10061241 Staley,David R. SVP 6/1/1999 Salesperson,Sr 6/1/1999 Mortgages Mortgage Sales Sales Securitized Products 22735 Mortgage Sales San Francisco Americas San Francisco San Francisco 555CALIF30 Mattimore, Thomas S. Glover, Michael S.8/31/2008 FID 10273150 Stamos,Nicolas Sr Scheduler 4/1/2003 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10038146 Starr,Beth C. MD 12/1/2002 Salesperson,Sr 6/24/1991 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10215049 Steck,Antonia SVP 6/23/2003 Salesperson,Sr 6/23/2003 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10236859 Stefanelli,Nikki Ann Research Analyst 5/25/2005 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Galka, Glen J.8/31/2008 FID 10249391 Steinberg,Marc Ross SVP 12/1/2007 Trader 4/18/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 Assi, Georges8/31/2008 FID 10284793 Steinman,Pablo Duran VP 4/16/2008 Trader 4/16/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_038/31/2008 FID 10234227 Stemp,Fred Trading Associate 7/17/2006 Global Rates Governments Trading Liquid Markets 22700 US TSY Trading Americas New York New York 745_7TH_03 A CM Associate 2006 N8/31/2008 FID 10266470 Stephan,David VP 4/9/2007 Banker 4/9/2007 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 Whalen, Thomas D.8/31/2008 FID 90002870 Stephenson,Sharon C Secretary,Executive 5/8/2000 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Schreiber, Russell8/31/2008 FID 93000260 Sterianos,Maria Secretary,Executive 9/14/1998 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_GF Bizer, David S. Meyer, Susan E8/31/2008 FID 10212536 Stevens,Tom L Sales Analyst 7/29/2002 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10225282 Stevenson,John VP 12/1/2007 Banker 8/9/2004 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A CM Associate 2004 N Augustine, John H.8/31/2008 FID 10272609 Stewart,Wendy Trading Associate 11/27/2006 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10024114 Stigliano,Susette L. SVP 12/1/2007 Risk Specialist,Sr 1/4/1993 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Barsanti, Anthony J.8/31/2008 FID 10223310 Stimola,Nicholas VP 12/1/2006 Banker 4/5/2004 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Hitzmann, Michael C.8/31/2008 FID 10237133 Stock,Linda J Secretary 12/13/2006 Research Generalist-Global Economics Research Research 24427 Global Economics - Europe Europe London London CANWF_04 Hume, Michael James Meyer, Susan E8/31/2008 FID 10033183 Stockel,Lisa A. Sales Associate 9/8/1992 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10252105 Stofer,Robert Banking Analyst 8/1/2007 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Capital Markets Analyst 2007 N8/31/2008 FID 10282364 Stokie,Matthew VP 3/25/2008 Trader 3/25/2008 Global Rates Grange Securities Trading Liquid Markets 48240 Int Rates Trdg Onshore-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10263988 Storti,Rodrigo SVP 12/1/2007 Trader 1/31/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 51230 FX EMG Trading LBDB Americas Sao Paulo Sao Paulo SAOPAULO Acanal, Kerim Hasan Grimeh, Mohammed8/31/2008 FID 90004505 Stott,James W SVP 12/1/2006 Banker,Sr 7/9/2001 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10201309 Stotts,Shannon Edwards SVP 12/1/2007 Banker,Sr 4/3/2000 Real Estate Real Estate Origination Real Estate 56837 GREG Distribution Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10267292 Stovold,Miles VP 7/2/2007 Trader 7/2/2007 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Olafsson, Haakon Richard Wareborn, Henrik Sven Gunnar8/31/2008 FID 10233619 Strang,Sara MD 4/4/2005 Desk Manager 4/4/2005 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Gallo, John F.8/31/2008 FID 10231130 Street,Karine Muriele VP 12/1/2007 Sales Associate 8/8/2005 High Yield High Yield Sales Credit 20004 Leveraged Loan Sales/183 Europe London London CANWF_04 A CM Associate 2005 N Schuster, Christiane Dubois-Pelerin, Vincent P8/31/2008 FID 93002059 Strike,Kim Secretary 2/1/2006 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27456 Foreign Exchange Eur/56 Europe London London CANWF_04 Rial, Claire S8/31/2008 FID 10069695 Strocchia,Lori A. Sr Administrative Assistant 10/26/1998 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10206734 Stromberg,Alexander VP 12/1/2006 Trader 7/9/2001 High Yield High Yield Trading Credit 20222 HY Trading Loan US Americas New York New York 745_7TH_04 A IBD Associate 2004 N Seery, James P.8/31/2008 FID 10248760 Stromberg,Gary MD 5/15/2006 Research Analyst,Sr 5/22/2006 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10257264 Stromberg,Johan VP Salesperson 8/18/2006 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_048/31/2008 FID 10251264 Stueck,Manja SVP 12/1/2007 Banker 5/15/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Hansell, Peter8/31/2008 FID 10224387 Styczynski,Matt Trading Associate 7/12/2004 High Grade Emerging Markets Trading Credit 26088 EM Trading SCT HG US Americas New York New York 745_7TH_03 A CM Associate 2007 Y Gentile, Gregory M.8/31/2008 FID 10066641 Subbaraman,Robert Nemmara SVP 3/18/2002 Economist,Sr 4/1/1997 Research Generalist-Global Economics Research Research 21790 HK Economics Asia Hong Kong Hong Kong HONGKONG7 Sheard, Paul J. He, Hua8/31/2008 FID 10260477 Subia,Sally-Leilani Administrative Assistant 10/30/2006 Municipals Public Finance Origination Municipals 26838 PF South Pacific Region Americas San Francisco San Francisco 555CALIF41 Larkins, Robert8/31/2008 FID 10250673 Subramanian,Arun Trading Associate 7/27/2007 High Yield Emerging Markets Trading Credit 43238 Emg Jv Sct-LBIE/183 Europe London London CANWF_04 A CM Associate 2007 N8/31/2008 FID 10215820 Subramanian,Prasanth VP 12/1/2006 Research Analyst 8/18/2003 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2004 Y Shilpiekandula, Vikas Reddy8/31/2008 FID 10275618 Suchek,Flavio Sales Analyst 8/27/2007 High Grade Emerging Markets Sales Credit 51227 EM Sales High Grade LBDB Americas Sao Paulo Sao Paulo SAOPAULO8/31/2008 FID 10259478 Suchet d'Albufera,Guillaume Sales Associate 10/30/2006 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_04 Onillon, Emmanuel Amin, Kaushik8/31/2008 FID 10239832 Suga,Atsuko Sr Business Analyst 7/11/2005 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE Skolnick, Fred J.8/31/2008 FID 90004361 Sugarman,Peter M MD 6/11/2001 Manager,Sr 6/11/2001 Global Rates Insurance Origination Liquid Markets 25596 Insurance Solutions Europe London London CANWF_06 Wickham, John R.8/31/2008 FID 10200343 Sugawara,Noriko Secretary,Executive Sr 9/1/1999 Administration Administration Administration Administration 24820 Tokyo FID Administration Asia Tokyo Tokyo TOKYO Lee, Hyung S.8/31/2008 FID 10281320 Sugihara,Masaki SVP 4/11/2008 Structurer,Sr 4/11/2008 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO8/31/2008 FID 10232490 Sugimoto,Atsushi Sales Associate 4/1/2005 Global Rates Governments Sales Liquid Markets 20233 Non Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Malone, Daniel8/31/2008 FID 10262119 Sugimoto,Yuya Underwriting Analyst 1/9/2007 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO Y IBD Analyst 2006 N8/31/2008 FID 10286097 Suh,Hyungsuk VP 5/29/2008 Banker 5/27/2008 Municipals Public Finance Origination Municipals 52777 Tobacco FIN Americas New York New York 745_7TH_198/31/2008 FID 10253585 Suleman,Omer Muhammad Trading Associate 8/7/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 A CM Associate 2006 N Soper, Andrew8/31/2008 FID 10203088 Sulkowski,Michal Trading Associate 7/10/2000 Municipals Municipals Trading Municipals 00111 Municipals NY Americas New York New York 745_7TH_07 Y Completed Analyst Program N Murphy, Francis E.8/31/2008 FID 10153047 Sullivan,Daniel J. SVP 12/1/2007 Banker,Sr 8/23/1999 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 A CM Associate 2000 Y Valentino, Stephen A.8/31/2008 FID 10206561 Sullivan,Melissa VP 12/1/2007 Risk Specialist 6/11/2001 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Y Completed Analyst Program N Stigliano, Susette L.8/31/2008 FID 10008961 Sullivan-Gall,Patricia A. MD 6/12/2000 Desk Manager 8/29/1986 Senior Management Senior Management Senior Management Senior Management 21117 Mortgage Sales Management Americas New York New York 745_7TH_03 Glover, Michael S.8/31/2008 FID 10217100 Sulser,Silvio Sales Associate 11/1/2003 Global Rates Derivatives Sales Liquid Markets 43047 Derivative Sales - IR Zur/921 Europe Zurich Zurich ZURICH2 A CM Associate 2006 Y Hogan, Canice B Koebeli, Marcel8/31/2008 FID 10283178 Sultana,Andrew J VP 3/31/2008 Salesperson 3/31/2008 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_048/31/2008 FID 10275659 Sun,George MD 7/27/2007 Desk Manager 7/27/2007 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10253410 Sun,Mingchun SVP 12/1/2007 Economist,Sr 7/3/2006 Research Generalist-Global Economics Research Research 21790 HK Economics Asia Hong Kong Hong Kong HONGKONG7 Subbaraman, Robert Nemmara8/31/2008 FID 10236574 Sung,Andrew Y. Trading Analyst 6/6/2005 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10065343 Sung,Michael L. MD 12/1/2007 Desk Manager 8/7/2000 Global Rates Derivatives Trading Liquid Markets 25113 Mortgage Swaps Americas New York New York 745_7TH_03 Y Completed Analyst Program N Siegmund, Thomas Gladwin, Richard Victor8/31/2008 FID 10012900 Sung,Pauline C Secretary,Executive Sr 3/17/1995 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10269810 Suprapto,Irza Fauzan Sales Analyst 5/14/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 50182 Structured Sales Singapore/69B Asia SINGAPORE Y Capital Markets Analyst 2007 N8/31/2008 FID 10234036 Suryan,Kasey Banking Associate 7/24/2006 Real Estate Real Estate Origination Real Estate 25639 GREG Finance LA Americas Los Angeles Los Angeles LOSANGEL4 A CM Associate 2008 Y Fanto, Robert E.8/31/2008 FID 10203492 Susanto,Edward VP 12/1/2007 Desk Specialist 7/16/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Y Completed Analyst Program N8/31/2008 FID 10250507 Susanto,Michael SVP 12/1/2006 Banker,Sr 4/10/2006 Real Estate Real Estate Origination Real Estate 25350 Real Estate Hong Kong Asia Hong Kong Hong Kong HONGKONG7 Lau, Bernard YK8/31/2008 FID 10224136 Sussman,Charles T. Trading Associate 7/5/2005 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 A CM Associate 2007 Y Frase, Jeffrey8/31/2008 FID 10063843 Sutton,Marisa R. Secretary 10/12/1987 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN Toscani, Edoardo8/31/2008 FID 10279773 Suwa,Motonori SVP 1/15/2008 Trader,Sr 1/15/2008 Global Rates Governments Trading Liquid Markets 24348 Yen FI Cash & Fut Trading Asia Tokyo Tokyo TOKYO8/31/2008 FID 10259674 Suzuki,Hikari Admin Coordinator 10/11/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO Jackson, Christopher8/31/2008 FID 10238872 Suzuki,Kazutaka VP 12/1/2006 Banker 6/20/2005 Structured Finance ABS Origination Securitized Products 52533 STF Japan - GREG Managed/083 Asia Tokyo Tokyo TOKYO Seshasayee, Aadit8/31/2008 FID 10248709 Suzuki,Naoki VP 3/6/2006 Salesperson 3/6/2006 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Ninomiya, Takio

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8/31/2008 FID 10245290 Swarup,Anant VP 12/1/2007 Trader 11/28/2005 Global Rates Governments Trading Liquid Markets 23454 US Rates Trading Asia Tokyo Tokyo TOKYO Siegmund, Thomas8/31/2008 FID 10020747 Sweely,Gordon G. MD 1/12/2001 Banking Manager 9/11/1989 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_03 Sherr, David N.8/31/2008 FID 10224130 Sweeney,Brad Research Analyst 8/8/2005 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 A CM Associate 2005 N Castle, Jane M.8/31/2008 FID 10000432 Sweeney,Kirk MD 9/1/1994 Manager,Sr 3/9/1992 Senior Management Senior Management Senior Management Senior Management 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Humphrey, Thomas P.8/31/2008 FID 10229616 Sweeney,Timothy Sales Analyst 10/25/2004 High Grade Emerging Markets Sales Credit 23502 EM Sales HG US Americas New York New York 745_7TH_03 Koch, Robert C.8/31/2008 FID 10240249 Swensen,Debra Administrative Assistant 7/18/2005 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 Valentino, Stephen A.8/31/2008 FID 10212407 Swirnow,David VP 12/1/2007 Trader 7/15/2002 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Felder, Eric J.8/31/2008 FID 10206989 Syal,Akshay VP 12/1/2006 Research Analyst 7/2/2001 Structured Finance Structured Finance Research Securitized Products 25788 ABS/MBS Research Asia Asia Tokyo Tokyo TOKYO A CM Associate 2001 N Baily, Walter Toshi Seshasayee, Aadit8/31/2008 FID 10201679 Sylvester,Alexander Sales Analyst 5/1/2000 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Bushrui, Aladdin8/31/2008 FID 10223253 Symonds,Michael SVP 12/1/2007 Structurer,Sr 3/30/2004 Global Rates Insurance Origination Liquid Markets 25595 Insurance Americas New York New York 745_7TH_03 McBeth, Douglas W.8/31/2008 FID 10225437 Sztuden,Mark VP 12/1/2006 Trader 5/25/2004 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_04 Grimeh, Mohammed8/31/2008 FID 10202810 Tago,Tadashi SVP 12/1/2005 Research Analyst,Sr 6/21/2000 Research Generalist Research Research 20204 JAPAN INDEX/83 Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10244546 Taguchi,Aya Sales Associate 4/1/2006 Global Rates Governments Sales Liquid Markets 20233 Non Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 10264871 Tahara,Takaomi SVP 3/16/2007 Banker,Sr 3/16/2007 High Grade High Grade Syndicate Credit 48457 Syndication JV-HGC/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10263751 Taieb,Sonia Admin Coordinator 3/1/2007 Real Estate Real Estate Origination Real Estate 40253 CMBS-EUROPE/916 Europe Paris Paris PARIS68/31/2008 FID 10276961 Takagi,Kenji VP 12/1/2007 Salesperson 12/1/2007 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Ninomiya, Takio8/31/2008 FID 10277128 Takahashi,Hiromi VP 10/5/2007 Sr Research Coordinator 10/5/2007 Research Generalist-Global Economics Research Research 24533 Global Economics - Tokyo Asia Tokyo Tokyo TOKYO8/31/2008 FID 10068994 Takahashi,Shigeyuki SVP 12/1/2006 Structurer,Sr 4/1/1998 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Howe, Christian J. Akagi, Toshinari8/31/2008 FID 10065412 Takahata,Keizo SVP 12/1/2005 Trader,Sr 7/9/1996 High Yield High Yield Trading Credit 22496 High Yield/Distressed Trading Asia Tokyo Tokyo TOKYO Masuda, Yukihiro8/31/2008 FID 10249368 Takaoka,Mio SVP 12/1/2006 Structurer,Sr 3/22/2006 Global Rates Derivatives Sales Liquid Markets 42547 FID Sales RSG Asia Tokyo Tokyo TOKYO A Completed Program N8/31/2008 FID 10245291 Takashima,Yuki VP 12/1/2005 Research Analyst 12/1/2005 Global Rates Derivatives Research Liquid Markets 43965 Yen IR Strategy Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10250581 Takatori,Hiroki VP 4/10/2006 Salesperson 4/10/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO Tokoyoda, Toru8/31/2008 FID 10239981 Takemi,Akiko Sales Associate 4/1/2006 Global Rates Governments Sales Liquid Markets 20232 Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 90003213 Talbot,Zoe Production Specialist 7/10/2000 Research Generalist Research Research 42159 Research-Publications Grp/56 Europe London London CANWF_03 Monchi, Valerie F8/31/2008 FID 10273467 Talwar,Harkaran Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10251189 Tamamizu,Junzo SVP 5/3/2006 Salesperson,Sr 5/3/2006 Commodities Oil Sales Commodities 45015 Commodities Sales (TKO) Asia Tokyo Tokyo TOKYO Abiko, Takashi Serizawa, Tetsuo8/31/2008 FID 10273727 Tammineni,Satish Structuring Analyst 7/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Y 2007 N Jain, Rahul8/31/2008 FID 10247020 Tamura,Yoshio SVP 12/1/2007 Underwriter,Sr 1/1/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10254212 Tan,Chang Yate Trading Associate 7/20/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10232524 Tan,Kevin Trading Associate 8/2/2005 High Grade High Grade Trading Credit 47501 HG Trading Yankee US Americas New York New York 745_7TH_04 A CM Associate 2005 N Corcoran, Thomas P.8/31/2008 FID 10283629 Tan,Rina VP 4/7/2008 Salesperson 4/7/2008 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10223536 Tan,Sherri Wan Yuan Sales Associate 7/11/2005 Global Rates Derivatives Sales Liquid Markets 23977 Interest Rate Sales Americas New York New York 745_7TH_03 A CM Associate 2007 Y Malone, Daniel8/31/2008 FID 10280747 Tan,You Wen Samuel Sales Associate 1/21/2008 High Grade High Grade Sales Credit 56902 Singapore Credit Sales Asia SINGAPORE8/31/2008 FID 10279052 Tanaka,Taisuke MD 12/1/2007 Research Analyst,Sr 12/1/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 27962 FX Research Tokyo Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10151805 Tanaka,Yoshishige VP 12/1/2004 Deal Mgr 4/1/1999 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27844 Structured Trading Japan Asia Tokyo Tokyo TOKYO Howe, Christian J.8/31/2008 FID 10252594 Tang,Guojing Research Analyst 2/21/2007 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_07 A CM Associate 2007 N Zhou, Fei8/31/2008 FID 10224550 Tang,Huarong VP 12/1/2006 Research Analyst 8/9/2004 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 A CM Associate 2004 N Prasad, Krishna S.8/31/2008 FID 10201481 Tanido,Atsuhiko VP 12/1/2005 Salesperson 4/1/2000 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO Y Completed Analyst Program N Mitani, Shinichi8/31/2008 FID 10263575 Tanikawa,Masahiro SVP 3/7/2007 Banker,Sr 3/7/2007 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO Sakano, Hiroyuki8/31/2008 FID 10223437 Tanoue,Gen Structuring Associate 4/1/2005 Global Rates Derivatives Sales Liquid Markets 20202 Rate Structuring Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Kaneko, Joshua Shinichi Kan, Jimmy K.8/31/2008 FID 10282379 Tapadia,Alok SVP 4/18/2008 Trader,Sr 4/18/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE8/31/2008 FID 10226571 Tarczynski,Artur Trading Associate 9/5/2005 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A Completed Program N Gandhi, Sunil Kumar8/31/2008 FID 10249855 Tatavarthy,Bala Vamsi Trading Associate 6/11/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 50085 Option Traders Americas New York New York 745_7TH_03 A CM Associate 2008 Y8/31/2008 FID 10227288 Tattan,David Edward VP 12/1/2007 Research Analyst,Jr 8/2/2004 Research Generalist Research Research 22342 Index/Portfolio Analysis Europe London London CANWF_04 Phillips, Lee S8/31/2008 FID 10247924 Tavares,Ana Teresa VP 5/2/2006 Trader 5/3/2006 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Schechter, Jason S. Fuhrmann, Dorothee Johanna8/31/2008 FID 10225756 Tay,Teck How VP 12/1/2005 Structurer 6/7/2004 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 Hindle, Leon8/31/2008 FID 10234236 Tay,Thuan Teck Research Analyst 7/23/2007 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10058959 Taylor,Chalmer S. MD 3/18/2002 Salesperson,Sr 2/21/1989 Global Rates Mortgage Pass Through Sales Liquid Markets 43029 Pass Thru Sales Americas New York New York 745_7TH_03 Strang, Sara8/31/2008 FID 10058446 Taylor,Peter J. MD 12/1/2002 Banking Manager 8/2/1993 Municipals Public Finance Origination Municipals 26422 Public Finance - Los Angeles Americas Los Angeles Los Angeles LOSANGEL4 Stack, Ronald A. Killian, Gary M.8/31/2008 FID 10008541 Taylor,Robert M. MD 6/12/2000 Desk Manager 4/27/1992 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 Killian, Gary M.8/31/2008 FID 10281604 Tayyarah,Hala VP 4/14/2008 Salesperson 4/14/2008 Commodities Commodities Sales Commodities 50040 Commodities Sales (LDN) Europe London London CANWF_048/31/2008 FID 10283360 Tchakarov,Ivan VP 5/27/2008 Research Analyst 5/27/2008 Global Foreign Exchange Emerging Markets Research Liquid Markets 43235 Emg Jv Economics Eur Europe London London CANWF_048/31/2008 FID 10206736 Tedeschi,Paul VP 12/1/2006 Structurer 7/5/2001 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2004 Y Frontini, Lorenzo Merli, James W.8/31/2008 FID 10262628 Tejavath,Varun Raj Trading Associate 1/1/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Howe, Christian J.8/31/2008 FID 10201707 Tejwani,Gaurav SVP 12/1/2007 Research Analyst,Sr 7/16/2001 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 27679 CDO Research US Americas New York New York 745_7TH_04 A CM Associate 2002 Y Shah, Ashish C8/31/2008 FID 10288428 Teltia,Gaurav Research Analyst 7/7/2008 Commodities Oil Trading Commodities 53494 Sing Commodities Trading - Ind India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10004014 Temel,Tulug T. SVP 1/12/2001 Trader,Sr 1/2/1996 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 Higgins, Kieran Noel8/31/2008 FID 10003910 Teng,Fredric SVP 12/1/2002 Trader,Sr 9/4/1995 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 Howe, Christian J. Merli, James W.8/31/2008 FID 10216128 Teo,Corrinne Sher Lyn VP 12/1/2005 Salesperson 8/21/2003 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 Loh, Catherine Phui Yee8/31/2008 FID 10274935 Teo,Wee Choon Research Analyst 8/1/2007 Global Foreign Exchange Foreign Exchange Research Liquid Markets 47849 FX Research Spore/69B Asia SINGAPORE A CM Associate 2008 Y8/31/2008 FID 10240029 Terakawa,Risako Admin Coordinator 7/12/2005 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO Sakano, Hiroyuki8/31/2008 FID 10205649 Thakker,Nirav VP 12/1/2006 Salesperson 7/5/2001 High Grade High Grade Sales Credit 43850 HG Sales Levered NY Americas New York New York 745_7TH_04 Y Completed Analyst Program N Degen, Paul F.8/31/2008 FID 90000975 Tharmendiran,Nivethan SVP 12/1/2006 Salesperson,Sr 10/1/1997 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 A CM Associate 2000 N Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10276576 Thompson,Hayley Secretary 9/10/2007 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_048/31/2008 FID 10200772 Thompson,Sarah C. MD 12/1/2007 Research Analyst,Sr 12/21/1999 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10231064 Tian,Shanshan Structuring Associate 7/14/2005 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 A CM Associate 2007 Y Chaukar, Milind A8/31/2008 FID 10278926 Tiblalexis,Antonios VP 1/2/2008 Salesperson 1/2/2008 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_048/31/2008 FID 10264763 Ticsa,Mihai Research Analyst 3/15/2007 Municipals Municipals Research Municipals 23546 Muni Research Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10268625 Tie,Lei Banking Associate 4/18/2007 Mortgages Residential Mortgage Finance Origination Securitized Products 25841 MBS Banking Americas New York New York 745_7TH_08 Hitzmann, Michael C.8/31/2008 FID 10222451 Tiku,Sid Business Associate 8/1/2004 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A Completed Program N Seshasayee, Aadit8/31/2008 FID 10250568 Tilghman Jr.,Richard A. SVP 4/6/2006 Banker,Sr 4/6/2006 Municipals Public Finance Origination Municipals 26424 Public Finance - Northeast Americas New York New York 745_7TH_19 Stack, Ronald A.8/31/2008 FID 90001791 Timmis,Alexander J. SVP 12/1/2003 Salesperson,Sr 3/24/1999 High Grade High Grade Sales Credit 24607 Money Markets Eur-Sales/183 Europe London London CANWF_04 Dubois-Pelerin, Vincent P8/31/2008 FID 10275534 Tin,Yvonne Admin Coordinator 8/9/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10282034 Tineo,Ivette Administrative Assistant 2/11/2008 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_038/31/2008 FID 10263448 Tinworth,Mark S J SVP 12/1/2007 Salesperson 2/19/2007 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Dhown, Rajiv8/31/2008 FID 10252595 Tiomkin,David Research Analyst 7/23/2007 High Yield High Yield Research Credit 21169 HY Research Distressed US Americas New York New York 745_7TH_04 A CM Associate 2007 N8/31/2008 FID 10224107 Tipping,Craig Bruce SVP 12/1/2007 Structurer 5/24/2004 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_04 Maddox, Alexander J. Attia, Amany8/31/2008 FID 10276378 Tipton,Taylor VP 8/13/2007 Trader 8/13/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10280016 Tiwari,Abhishek Banking Analyst 11/26/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI68/31/2008 FID 10266701 Tiwari,Awanish Structuring Associate 4/2/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 51808 FID CDO Pricing India Mumbai Mumbai MUMBAI6 Jain, Rahul8/31/2008 FID 10288431 Tiwari,Neha Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10002557 Tjon Kon Joe,Sandra VP 1/12/2001 Business Associate,Sr 6/19/2000 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_04 Cosaitis, Mark A.8/31/2008 FID 10275957 Toh,Colin VP 12/1/2007 Salesperson 9/10/2007 Commodities Structured Sales Commodities 42935 Commodities Structuring SGP Asia SINGAPORE8/31/2008 FID 10249370 Tokoyoda,Toru SVP 3/22/2006 Salesperson,Sr 3/22/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10070820 Tokuda,Yukari VP 12/1/2005 Prof Staff Associate,Sr 10/5/1998 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10234242 Tomanek,Stuart Trading Associate 7/17/2006 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 N Frase, Jeffrey8/31/2008 FID 10285820 Tomita,Toshiyuki SVP 5/26/2008 Salesperson,Sr 5/26/2008 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 29576 FX Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10269129 Tomlinson,Katie Administrative Assistant 5/7/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Shah, Ashish C8/31/2008 FID 10254218 Tong,Anne-Marie Banking Associate 7/20/2006 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 A CM Associate 2008 Y Hoffman, Jean8/31/2008 FID 10070015 Tormey,Elena Banking Associate 8/17/1998 Municipals Municipals Trading Municipals 36116 Municipal Syndicate Americas New York New York 745_7TH_07 Milano, Steven M. Coleman, Peter E.8/31/2008 FID 10232957 Toro,Ricardo SVP 12/1/2006 Salesperson,Sr 3/15/2005 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 41547 CDO Sales Americas New York New York 745_7TH_04 Del Monaco, Eric8/31/2008 FID 10277065 Torres,Carlos Trading Associate 9/4/2007 Commodities Natural Gas Trading Commodities 53005 Commodities Trading (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 90001234 Toscani,Edoardo MD 6/12/2000 Banking Manager 3/16/1998 Real Estate IBD Real Estate IBD Origination Real Estate 49020 GREG Banking Italy Europe Milan Milan MILAN Blakemore, James C.8/31/2008 FID 10274385 Toste,Luís Adérito Parreira Specialist 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10282672 Toth,Johan SVP 3/24/2008 Trader,Sr 3/24/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE8/31/2008 FID 10246687 Toukairin,Kou Research Analyst 3/20/2006 Global Rates Derivatives Research Liquid Markets 25842 Rates Modeling (S) Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y Baily, Walter Toshi Venkatesh, Prasana8/31/2008 FID 10279295 Touw,Marten MD 11/5/2007 Desk Manager 11/27/2007 Administration Grange Securities Administration Administration 48692 FID Admin-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10205408 Toy,Bill F. SVP 12/1/2005 Underwriter,Sr 3/12/2001 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Sackin, Amy R. Herman, John S.8/31/2008 FID 10202300 Traub,David VP 12/1/2007 Salesperson 6/12/2000 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 Y Completed Analyst Program N Glover, Michael S.8/31/2008 FID 10247073 Trears,Zerlina Administrative Assistant 1/9/2006 High Yield High Yield Administration Credit 29049 HY Management US Americas New York New York 745_7TH_04 Meraglia-Garcia, Janice8/31/2008 FID 10280521 Trehan,Kundan Banking Analyst 12/17/2007 Structured Finance Structured Finance Origination Securitized Products 52757 SP India India Mumbai Mumbai MUMBAI68/31/2008 FID 10254220 Triki,Ahmed Trading Associate 7/20/2006 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2007 Y8/31/2008 FID 90004685 Tripathi,Amar SVP 12/1/2007 Salesperson 8/6/2001 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_04 A CM Associate 2002 Y Comon, Etienne8/31/2008 FID 10213769 Tripicchio,Gianfranco Banking Associate 2/3/2005 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 A CM Associate 2007 Y Feidelson, Paul8/31/2008 FID 10233416 Trishin,Sergey Structuring Associate 7/11/2005 Mortgages ABS Structuring Origination Securitized Products 25013 ABS Portfolio Solutions Group Americas New York New York 745_7TH_03 A CM Associate 2007 Y Riva, Sebastiano

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* Confidential -- For Internal Use Only 2/12/2010 - 9:05 AM

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10257056 Trivedi,Yogita Admin Coordinator 8/14/2006 Administration Administration Administration Administration 51806 Offshore CM Admin India Mumbai Mumbai MUMBAI6 Jain, Rahul8/31/2008 FID 10213048 Troche,Sonia VP 12/1/2004 Underwriter 2/10/2003 Mortgages Mortgage Due Diligence Trading Securitized Products 40256 Mortgage Due Diligence Americas New York Florham Park FLORHAM_PK Heyder, Ingrid8/31/2008 FID 10252596 Trujillo,Jason Research Analyst 7/23/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 A CM Associate 2007 N8/31/2008 FID 10254827 Tsai,Diana Wan-Yi Research Analyst 7/10/2006 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 Ou-Yang, Hui8/31/2008 FID 10069305 Tsang,Gregory T. VP 12/1/2005 Trader 9/16/2002 Mortgages Mortgage Origination Origination Securitized Products 21906 Mortgage Originations Americas New York New York 745_7TH_03 Linton, Ken N.8/31/2008 FID 10257188 Tsao,Iris Hwa VP 12/1/2007 Business Associate,Sr 8/29/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 48300 FX Americas Mgmt Americas New York New York 745_7TH_03 Eickbush, Gregory Iorio, James L.8/31/2008 FID 10151602 Tsarsi,Gregory E. VP 9/30/2000 Underwriter 3/1/1999 Real Estate Real Estate Origination Real Estate 25638 GREG Conduit Americas New York New York 745_7TH_13 Herman, John S. Ersoff, Brett I.8/31/2008 FID 10234244 Tsetlin,Lola Sales Associate 7/17/2006 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 A CM Associate 2006 N Zivic, Robyn8/31/2008 FID 10260034 Tsuchiya,Kaoko Mkt Support Associate 12/16/2006 Research Generalist Research Research 23965 Asia Strategy Asia Tokyo Tokyo TOKYO Baily, Walter Toshi Matsue, Rika8/31/2008 FID 10254134 Tsujii,Ayako Administrative Assistant 6/19/2006 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 90000909 Tuck,Natalie A. Secretary,Sr 8/29/1997 Sales Client Strategy Sales Sales 26639 Sales Development Europe London London CANWF_04 Wakefield, Rhiannon J8/31/2008 FID 10261919 Tudor,Jason MD 12/4/2006 Desk Manager 12/4/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Wareborn, Henrik Sven Gunnar8/31/2008 FID 10220695 Tunstall,Edward VP 12/1/2005 Salesperson 2/9/2004 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 Rathbun, Timothy G Dhown, Rajiv8/31/2008 FID 10232167 Turner,Darlene Administrative Assistant 2/22/2005 Municipals Public Finance Origination Municipals 26856 Public Finance - Seattle Americas Seattle Seattle COLUMBIASE Campbell, Robert H. Fountaine, Jane8/31/2008 FID 10068814 Turner,Frank P. SVP 12/1/2002 Deal Mgr,Sr 3/16/1998 High Yield High Yield Origination Credit 20223 HY Loan Portfolio US Americas New York New York 745_7TH_07 Smith, Greg L.8/31/2008 FID 10251612 Turner,Nathan Trading Analyst 7/16/2007 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10264421 Tusk,Bradley SVP 2/20/2007 Banker,Sr 2/20/2007 Municipals Public Finance Origination Municipals 26844 PF Resource Recovery Americas New York New York 745_7TH_19 Stack, Ronald A.8/31/2008 FID 10016687 Tweeboom,Norman L. SVP 1/12/2001 Research Analyst,Sr 10/8/1990 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 He, Hua8/31/2008 FID 10253855 Twombly,Doug SVP 12/1/2006 Salesperson,Sr 6/8/2006 Municipals Municipals Sales Municipals 23532 Muni Bond Sales - New York Americas New York New York 745_7TH_07 Lohan, Richard Scott8/31/2008 FID 10252597 Tyagi,Shishir Structuring Associate 7/23/2007 Commodities Energy Structuring Commodities 56912 Commodities Structuring Americas New York New York 745_7TH_07 A CM Associate 2007 N8/31/2008 FID 10273124 Tyndall,Michael Trading Associate 7/10/2007 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_048/31/2008 FID 10212189 Uchino,Hiroshi SVP 7/8/2002 Senior Desk Specialist 7/8/2002 High Grade High Grade Trading Credit 26375 Credit Derivatives/83 Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10205587 Ueda,Teruhisa VP 12/1/2005 Salesperson 4/1/2001 Sales Generalist Sales Sales 24708 ABS/MBS Products Asia Tokyo Tokyo TOKYO A CM Associate 2003 Y Akagi, Toshinari8/31/2008 FID 10202808 Ufer,Benjamin SVP 12/1/2007 Trader,Sr 7/10/2000 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 27450 CDO Trading Secondary US Americas New York New York 745_7TH_04 A CM Associate 2002 Y Schechter, Jason S.8/31/2008 FID 10246938 Umino,Makoto VP 1/4/2006 Trader 1/4/2006 Global Rates Governments Trading Liquid Markets 24348 Yen FI Cash & Fut Trading Asia Tokyo Tokyo TOKYO Miyoshi, Katsuya8/31/2008 FID 10207232 Upadhyay,Saurabh VP 12/1/2005 Structurer 7/16/2001 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 29276 Structured Credit Products HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2002 Y Hindle, Leon8/31/2008 FID 10204587 Upbin,Brian S. SVP 12/1/2006 Marketer Analyst,Sr 11/20/2000 Research Generalist Research Research 23998 Index Products Americas New York New York 745_7TH_15 Gendron, Nicholas J.8/31/2008 FID 10264504 Urosevic,Bojana Trading Associate 3/19/2007 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE2 A CM Associate 2008 Y8/31/2008 FID 10211895 Urra,Diego SVP 12/1/2005 Trader,Sr 6/5/2002 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 47848 FX Trading Spore/69B Asia SINGAPORE Miyoshi, Katsuya8/31/2008 FID 10010097 Uschok,Thomas G. SVP 12/1/2002 Trader,Sr 10/5/1987 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 Coleman, Peter E. Milano, Steven M.8/31/2008 FID 10260521 Usher,Laurence Business Associate 12/1/2006 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 55869 FX Europe Management Europe London London CANWF_04 Bhandal, Satbir8/31/2008 FID 10201120 Vahabzadeh,Reza MD 12/1/2005 Research Analyst,Sr 3/1/2000 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Jansen, Susan K.8/31/2008 FID 10234660 Vaidya,Jasraj Pramod Research Analyst 7/14/2005 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2006 Y Mago, Akhil8/31/2008 FID 10216238 Vail,Courtney K. Sales Associate 9/2/2003 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Pio, Jeffrey8/31/2008 FID 10002499 Valderrama,Yago SVP 5/11/1999 Salesperson,Sr 8/6/1990 Sales Structured Solutions Group Sales Sales 20877 SSG Sales London Europe London London CANWF_04 Ricci, Raffaele8/31/2008 FID 10066755 Valentino,Stephen A. MD 12/1/2004 Banking Manager 4/28/1997 Mortgages Residential Mortgage Lending Origination Securitized Products 43052 Principal Finance Americas New York New York 745_7TH_08 Sweely, Gordon G.8/31/2008 FID 10223584 Valle,Charles SVP 4/10/2004 Trader,Sr 4/10/2004 Global Foreign Exchange Proprietary Trading Trading Liquid Markets 50429 Liquid Mkts Prop Trading SGP Asia SINGAPORE Siegmund, Thomas8/31/2008 FID 10205683 Vallecillo,Jormen VP 12/1/2007 Business Associate,Sr 7/5/2001 Administration Administration Administration Administration 22304 Fixed Income Administration Americas New York New York 745_7TH_03 A Completed Program N8/31/2008 FID 10248215 Valmont,Vanessa Sales Associate 2/21/2006 High Grade High Grade Sales Credit 29239 Credit Sales-Paris/916 Europe Paris Paris PARIS6 A CM Associate 2007 Y Vanadia, Stephane Patel, Manish M8/31/2008 FID 10252145 Van Bourg,Jonah Trading Analyst 7/6/2007 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10213211 Van Dam,Kevin Trading Associate 3/17/2003 High Grade High Grade Trading Credit 23688 HG Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2008 Y Felder, Eric J.8/31/2008 FID 10235265 Van de Loo,Maarten R.A.F Sales Associate 6/6/2005 Sales Generalist Sales Sales 42082 FID Branch Management Europe London London CANWF_05 Mehr, Amir Dziadzio, John E.8/31/2008 FID 10225895 Van Den Essen,Diana VP 12/1/2007 Product Mgr 6/14/2004 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Galka, Glen J. Desens, Jack E.8/31/2008 FID 90000711 Vanadia,Stephane MD 12/1/2006 Desk Manager 6/16/1997 Collateralized Debt Obligation Collateralized Debt Obligation Sales Credit 46755 CDO Sales Paris/916 Europe Paris Paris PARIS6 Y Completed Analyst Program N Dubois-Pelerin, Vincent P Pourcelet, Nicolas8/31/2008 FID 10214173 Vargas,Arlette VP 12/1/2006 Salesperson 8/9/2004 Global Rates Derivatives Sales Liquid Markets 50970 Dubai Rates Sales Europe Dubai London CANWF_04 A CM Associate 2004 N Valderrama, Yago Dubois-Pelerin, Vincent P8/31/2008 FID 10235063 Varma,Gourav Trading Associate 7/14/2005 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_04 A CM Associate 2006 Y Faucheux, Luc Cooke, Oliver8/31/2008 FID 10235061 Varma,Shantanu Research Analyst 7/14/2005 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2006 Y Shah, Ashish C8/31/2008 FID 10264081 Varma,Sonal Research Associate 2/8/2007 Research Generalist-Global Economics Research Research 47930 India Economics Asia Mumbai Mumbai MUMBAI5 Subbaraman, Robert Nemmara8/31/2008 FID 10232358 Varshney,Varun Trading Associate 5/2/2006 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 Y Fung, Eugene Y.8/31/2008 FID 10274397 Vasco,Ana Supervisor 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10276583 Vashegyi,Kristof Analyst - CM 2008 4/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49021 Real Estate Advisory London/A4 Europe London London CANWF_23 Y IBD Analyst 2008 N8/31/2008 FID 10213280 Vaswani,Gerri VP 12/1/2005 Banker 3/26/2003 Municipals Public Finance Origination Municipals 27624 Debt Strategies Americas New York New York 745_7TH_19 Chan, Arthur W. Stack, Ronald A.8/31/2008 FID 10225164 Vaughan,Ryan Trading Associate 5/19/2004 Municipals Municipals Trading Municipals 25560 Municipals Proprietary Trading Americas New York New York 745_7TH_07 A CM Associate 2007 Y Murphy, Francis E.8/31/2008 FID 10244747 Vaughn,Michael W Trading Associate 10/24/2005 Commodities Power Trading Commodities 56063 Power Trading (NY) Americas New York New York 745_7TH_07 Parikh, Satu S.8/31/2008 FID 10252599 Velayudham,Saravanakumar Research Analyst 7/23/2007 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10274359 Velez,Hugo Reinaldo Carvalho Manager 7/13/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10272616 Venditti,Michael Trading Associate 1/9/2006 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10288305 Venkataraman,Vijay Shankar Research Analyst 7/7/2008 Global Rates Derivatives Sales Liquid Markets 52874 Fixed Income Derivatives Marke India Mumbai Mumbai MUMBAI4 Y 2008 N8/31/2008 FID 10267811 Venkatesan,Sangeeta VP 12/1/2007 Business Associate 5/16/2007 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 de Martino, Gianfranco8/31/2008 FID 10216543 Venkatesh,Prasana VP 12/1/2004 Trader 9/18/2003 Commodities Oil Trading Commodities 72076 Commodities Trading (SING) Asia SINGAPORE8/31/2008 FID 10223807 Venkatesh,Vinita Eswarahalli Structuring Associate 7/14/2005 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2007 Y Kaneshanathan, Janahan8/31/2008 FID 10269144 Verghese,Prakash Mathew SVP 4/30/2007 Portfolio Manager 4/30/2007 High Yield Proprietary Trading Trading Credit 29489 High Yield Energy Fund Trading Americas Houston Houston HOUSTON35 Chambers, J Robert8/31/2008 FID 10247392 Verma,Rahul VP 12/1/2007 Structurer 1/24/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 49293 Structured Credit Products SG Asia SINGAPORE Hindle, Leon8/31/2008 FID 10280952 Verma,Vanshree Quant Associate 2/14/2008 Research Generalist-Quantitative Research Research 24653 Research Quant Strategies Europe London London CANWF_048/31/2008 FID 10262140 Veroni,Andrea Banking Analyst 7/27/2007 Global Rates Insurance Origination Liquid Markets 25596 Insurance Solutions Europe London London CANWF_06 Y Capital Markets Analyst 2007 N8/31/2008 FID 10212915 Verrillo,Joseph AVP 12/1/2006 Trading Associate 1/2/2003 Municipals Municipals Trading Municipals 00107 Municipals New York Americas New York New York 745_7TH_07 A Completed Program N Whang, S Michael M.8/31/2008 FID 10274395 Viegas,Susana Gonçalves Attorney 8/1/2007 Structured Finance Whitestar Origination Securitized Products 48988 Portugal NPL Ser Co/01N1 Europe Lisbon Lisbon LISBON8/31/2008 FID 10229512 Viglietta,Kristin Sales Assistant 10/25/2004 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 A Completed Program N Kitei, Jonathan M.8/31/2008 FID 10225093 Vilasuso,Ann VP 12/1/2005 Salesperson 5/17/2004 Global Rates Derivatives Sales Liquid Markets 21537 Cross Markets Sales Americas New York New York 745_7TH_03 Gupta, Sumant M. Iorio, James L.8/31/2008 FID 10252602 Vinayak,Vinayak Trading Associate 7/23/2007 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10276613 Vincent,David VP 10/8/2007 Research Analyst 10/8/2007 Research Generalist Research Research 42919 HK FID Publication Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10030499 Visone,Carmine MD 6/12/2000 Banker,Sr 7/19/1982 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10035346 Vitiello,Frank SVP 7/29/1991 Banker,Sr 5/19/1986 Municipals Municipals Trading Municipals 36116 Municipal Syndicate Americas New York New York 745_7TH_07 Milano, Steven M. Coleman, Peter E.8/31/2008 FID 10225888 Vizcaino,Juan Francisco VP 12/1/2007 Structuring Associate 8/8/2005 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 A CM Associate 2005 N Newton, Andrew D Patrick, Christopher J8/31/2008 FID 10026493 Vizzio,Monica C. Sr Administrative Assistant 6/22/1998 Global Rates Governments Research Liquid Markets 23972 Government Strategy Americas New York New York 745_7TH_03 Arora, Amitabh8/31/2008 FID 10212323 Voelker,Eric D. VP 12/1/2006 Trader 7/22/2002 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2004 Y Schechter, Jason S. Bearelly, Sridhar8/31/2008 FID 10283060 Vogel,William VP 5/28/2008 Trader 5/28/2008 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 24293 Forex Trading-Options Europe London London CANWF_048/31/2008 FID 10224807 Volini,Pierluigi MD 12/1/2007 Research Analyst,Sr 5/10/2004 High Yield High Yield Research Credit 27530 Research - Hi Yield Europe/56 Europe London London CANWF_04 Joneja, Dev8/31/2008 FID 10202167 Volk,Jason D. SVP 12/1/2006 Trader,Sr 8/6/2001 Global Rates Governments Trading Liquid Markets 23629 Government And Agency Trading Americas New York New York 745_7TH_03 A CM Associate 2001 N King, Mitchell B. Rizzieri, Gerald A.8/31/2008 FID 10234716 Voloshin,Dan Desk Specialist Associate 5/2/2005 Real Estate Real Estate Origination Real Estate 20982 GREG Surveillance Americas New York New York 745_7TH_13 Hall, Patricia B.8/31/2008 FID 10246737 Volta Hidajat,Bernice Sales Associate 1/3/2006 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE A CM Associate 2007 Y Loh, Catherine Phui Yee8/31/2008 FID 10226745 von Liechtenstein,Rudolf Sales Associate 7/5/2004 Sales Generalist Sales Sales 40321 ALM Group Europe London London CANWF_06 Y Completed Analyst Program N Ruparell, Silash C8/31/2008 FID 10233551 Voth,Eugen Structuring Associate 5/9/2005 Structured Finance ABS Origination Securitized Products 27822 ABS Europe Europe London London CANWF_09 Mehr, Amir Dziadzio, John E.8/31/2008 FID 10252259 Vourloumis,Andreas SVP 5/15/2006 Senior Desk Specialist 5/22/2006 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Wong, Edwin Ching Him8/31/2008 FID 10272618 Voytek,Spencer Trading Associate 3/1/2004 Commodities Eagle Energy Trading Commodities 53115 Power Trading Americas Houston Houston EAGLE28/31/2008 FID 10244733 Vuillen,Luc Banking Associate 10/18/2005 Real Estate Real Estate Origination Real Estate 40253 CMBS-EUROPE/916 Europe Paris Paris PARIS6 Benchetrit, Delphine8/31/2008 FID 10284141 Vutla,Kiran K. Mkt Support Analyst 3/24/2008 Administration CVG Administration Administration 52065 CVG Americas New York New York 745_7TH_038/31/2008 FID 10232525 Wacker,Karl Research Analyst 8/8/2005 High Grade High Grade Research Credit 24955 HG Research Strategy US Americas New York New York 745_7TH_04 A CM Associate 2005 N Miller, Eric B.8/31/2008 FID 10221756 Wackertapp,Joerg SVP 12/1/2006 Research Analyst,Sr 4/1/2004 Global Rates Derivatives Research Liquid Markets 25123 Rates Modeling (E) Europe London London CANWF_04 Hu, Zhengyun8/31/2008 FID 10252146 Wagoner,Christopher Banking Analyst 7/6/2007 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10007783 Wait,Christian G. MD 5/1/1997 Desk Manager 2/19/1985 Senior Management Senior Management Senior Management Senior Management 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 A Completed Program N Humphrey, Thomas P.8/31/2008 FID 10001404 Wakefield,Rhiannon J SVP 4/5/2001 Chief Strategist 4/5/2001 Sales Client Strategy Sales Sales 26639 Sales Development Europe London London CANWF_04 Bizer, David S.8/31/2008 FID 10229698 Waldeck,Frederick T MD 11/5/2004 Banker,Sr 11/5/2004 Real Estate Real Estate Origination Real Estate 42505 GREG Bridge Equity LA Americas New York New York 745_7TH_13 Hughson, Paul A.8/31/2008 FID 10259060 Waldron,Michael VP 12/1/2007 Research Analyst 9/25/2006 Commodities Commodities Research Commodities 50956 Commodities Research Europe London London CANWF_04 Morse, Edward Amin, Kaushik8/31/2008 FID 10035495 Walenczyk,William K. SVP 5/12/1999 Deal Mgr,Sr 8/4/1986 Mortgages Mortgages Transaction Mgmt Trading Securitized Products 25642 Mortgages Transaction Mgmt Americas New York New York 745_7TH_08 Desens, Jack E.8/31/2008 FID 10283132 Wales,Damian SVP 3/31/2008 Trader,Sr 3/31/2008 High Grade Grange Securities Trading Credit 57033 Credit Trdg A Onshore LBAU/07D Asia Sydney Sydney SYDNEYS08/31/2008 FID 10011753 Walsh,Mark A. MD 9/13/1995 Manager,Sr 8/8/1988 Senior Management Senior Management Senior Management Senior Management 22304 Fixed Income Administration Americas New York New York 745_7TH_13 Gelband, Michael8/31/2008 FID 10064789 Walsh,Thomas C. MD 12/1/2005 Research Analyst,Sr 4/22/1996 High Grade High Grade Research Credit 20214 HG Research US Americas New York New York 745_7TH_04 Miller, Eric B.8/31/2008 FID 10253749 Wang,Albert SVP 12/1/2007 Research Analyst,Sr 6/15/2006 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 Zhou, Fei8/31/2008 FID 10273469 Wang,Donger Research Coordinator 7/2/2007 Research Generalist Research Research 48470 Fid Research Shanghai/91N Asia Shanghai Shanghai SHANGHAI8/31/2008 FID 10255891 Wang,Hui VP 7/12/2006 Research Quant Analyst 7/14/2006 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Xue, Qing Jim8/31/2008 FID 10287536 Wang,Jane Analyst - CM 2008 7/1/2008 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 Y Capital Markets Analyst 2008 N8/31/2008 FID 10251319 Wang,Jing Sales Analyst 7/23/2007 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 20392 International Sales - FX HK Asia Hong Kong Hong Kong HONGKONG7 Y Capital Markets Analyst 2007 N8/31/2008 FID 10250889 Wang,Jinyin Trading Associate 7/3/2007 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 N8/31/2008 FID 10281862 Wang,Michael Qibin Sales Associate 7/28/2008 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7

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Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

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8/31/2008 FID 10252150 Wang,Raymond Trading Analyst 7/6/2007 Global Rates Governments Trading Liquid Markets 27914 Agency-Callables Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10245976 Wareborn,Henrik Sven Gunnar MD 12/1/2005 Manager,Sr 12/1/2005 Commodities Commodities Administration Commodities 52445 Business Development Europe Europe London London CANWF_GF Morton, Andrew Amin, Kaushik8/31/2008 FID 10200763 Wargon,Brian S. SVP 12/1/2002 Senior Portfolio Manager 12/27/1999 Collateralized Debt Obligation Proprietary Trading Trading Credit 20958 CDO Prop Americas New York Philadelphia PAMAS_PHIL Orlan, Fred S.8/31/2008 FID 10249208 Warren,William VP 12/1/2007 Risk Specialist 3/9/2006 Real Estate Real Estate Origination Real Estate 20948 GREG Asset Management Americas New York New York 745_7TH_13 Barsanti, Anthony J.8/31/2008 FID 10017015 Washington,Janet T. Administrative Assistant 2/20/1990 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_19 Gottfried, Barry K. Fountaine, Jane8/31/2008 FID 10225116 Watanabe,Akihito Underwriting Associate 7/12/2004 Real Estate IBD Real Estate IBD Origination Real Estate 48189 Real Estate IBD Advisory/83 Asia Tokyo Tokyo TOKYO A CM Associate 2005 Y Sakano, Hiroyuki8/31/2008 FID 10213107 Watanabe,Naho VP 12/1/2007 Salesperson 4/1/2003 Sales Generalist Sales Sales 24708 ABS/MBS Products Asia Tokyo Tokyo TOKYO A CM Associate 2005 Y Akagi, Toshinari8/31/2008 FID 10206886 Watanabe,Tomoko VP 12/1/2005 Trader 7/9/2001 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 42503 CDO Trading Correlation US Americas New York New York 745_7TH_04 A CM Associate 2002 Y Lee, James W.8/31/2008 FID 10247018 Watase,Yoshiko Administrative Assistant 1/1/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Shimono, Kenya8/31/2008 FID 10263768 Watkins,James Thomas VP 2/7/2007 Research Analyst 2/7/2007 Structured Finance Structured Finance Research Securitized Products 29590 Structured Finance Research Eu Europe London London CANWF_04 Prasad, Krishna S.8/31/2008 FID 10272619 Watson,Charles Louis MD 6/25/2007 Manager,Sr 6/1/2003 Senior Management Senior Management Senior Management Senior Management 56990 Business Development Americas Americas New York Houston EAGLE28/31/2008 FID 10222693 Watson,Tony Secretary 4/10/2007 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_048/31/2008 FID 10223809 Weber,Katherine Sales Associate 7/5/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 A CM Associate 2007 Y Iorio, James L.8/31/2008 FID 10215118 Weber,Markus VP 12/1/2007 Trading Associate 7/7/2003 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 43925 Structured Trading Europe Europe London London CANWF_04 A CM Associate 2005 Y Jones, Jock T.8/31/2008 FID 10246346 Weber,Nathaniel Banking Associate 7/24/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 22635 CDO Banking US Americas New York New York 745_7TH_04 A CM Associate 2008 Y8/31/2008 FID 10213841 Webster,Catherine SVP 12/1/2005 Banker,Sr 6/9/2003 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Blakemore, James C.8/31/2008 FID 10204206 Wegner,Jeremy B. SVP 12/1/2007 Banker,Sr 10/9/2000 Real Estate IBD Real Estate IBD Origination Real Estate 49029 GREG Banking LA Americas Los Angeles Los Angeles LOSANGEL4 A IBD Associate 2000 N Hartmeier, Michael A.8/31/2008 FID 10225695 Weil,Walter Sales Associate 7/5/2005 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2007 Y Kreitman, Gail P.8/31/2008 FID 10269111 Weill,Thierry VP 7/23/2007 Trader 7/23/2007 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_058/31/2008 FID 10211653 Weinberg,Evan R. Sales Associate 7/7/2003 High Yield High Yield Sales Credit 20220 HY Sales Loan NY Americas New York New York 745_7TH_04 A CM Associate 2006 Y Kitei, Jonathan M.8/31/2008 FID 90004615 Weir,Louise J SVP 12/1/2003 Structurer,Sr 7/23/2001 Structured Finance Principal Finance Origination Securitized Products 29874 Principal Finance Europe London London CANWF_09 Attia, Amany8/31/2008 FID 10064949 Weiss,Aaron J. SVP 12/1/2006 Banker,Sr 7/13/1998 Real Estate IBD Real Estate IBD Origination Real Estate 55848 Real Estate IBD Australia/07D Asia Sydney Sydney SYDNEYS0 A IBD Associate 2000 Y Hartmeier, Michael A.8/31/2008 FID 10265118 Weiss,Joshua Research Analyst,Jr 7/6/2007 High Yield High Yield Research Credit 23690 HY Research US Americas New York New York 745_7TH_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10228753 Welsh,Lauren L. Sales Analyst 9/27/2004 High Grade High Grade Sales Credit 48076 HG Sales Structured Credit Bos Americas Boston Boston BOSTON318/31/2008 FID 10265120 Welsh,Matthew Trading Analyst 7/6/2007 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 Y Capital Markets Analyst 2007 N8/31/2008 FID 10234659 Wen,Jieyu Sales Associate 7/14/2006 High Grade High Grade Sales Credit 41570 HK Credit Sales Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2008 Y8/31/2008 FID 10225465 Wendel,Andrew VP 12/1/2007 Sales Associate 8/8/2005 High Grade High Grade Sales Credit 24654 Credit Sales - London Europe London London CANWF_04 A CM Associate 2005 N Patel, Manish M Dubois-Pelerin, Vincent P8/31/2008 FID 10223810 Wendell,Brian Trading Associate 7/5/2005 High Yield High Yield Trading Credit 23696 HY Trading Flow US Americas New York New York 745_7TH_04 A CM Associate 2007 Y Fischer, Timothy K.8/31/2008 FID 90004730 West,Jodie Secretary,Executive 8/20/2001 Administration Administration Administration Administration 24499 Fixed Income Administration Europe London London CANWF_04 Dubois-Pelerin, Vincent P Assi, Georges8/31/2008 FID 10249101 West,Sara Banking Associate 3/13/2006 Syndicate Syndicate Trading Syndicate 51279 Syndicate New Issue Short Term Americas New York New York 745_7TH_04 Conetta, Christopher R.8/31/2008 FID 10070545 Westfahl,Chris S. MD 12/1/2005 Banker,Sr 9/21/1998 Real Estate Real Estate Origination Real Estate 24666 GREG Origination NY Americas New York New York 745_7TH_13 Cohen, Kenneth C.8/31/2008 FID 10250168 Whalen,Thomas D. MD 12/1/2006 Banking Manager 5/1/2006 Municipals Public Finance Origination Municipals 26846 PF Healthcare - New York Americas New York New York 745_7TH_19 Stack, Ronald A.8/31/2008 FID 10041493 Whang,S Michael M. SVP 5/11/1999 Trader,Sr 1/31/1994 Municipals Municipals Trading Municipals 36119 Municipal Structured Products Americas New York New York 745_7TH_07 Shlionsky, Gregory8/31/2008 FID 90002054 Wheat,Gemma Secretary,Executive 7/8/1999 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Schreiber, Russell8/31/2008 FID 10265952 White,Caroline VP 4/16/2007 Trader 4/16/2007 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Schreiber, Russell8/31/2008 FID 10004805 White,John G. MD 9/1/1994 Manager,Sr 10/1/1991 Sales Generalist Sales Sales 00695 FID Sales - Boston Americas Boston Boston BOSTON31 Humphrey, Thomas P.8/31/2008 FID 10005153 White,Kevin D. MD 12/1/2003 Banker,Sr 9/3/1991 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Humphrey, Thomas P.8/31/2008 FID 10215105 White,Kevin Douglas VP 12/1/2006 Banker 7/7/2003 Syndicate Syndicate Syndicate Syndicate 24662 London Syndicate Europe London London CANWF_04 Frontini, Lorenzo8/31/2008 FID 10252603 Whitticom,James Trading Associate 7/23/2007 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10068123 Whitworth,Mark D. SVP 12/1/2005 Salesperson,Sr 9/15/1997 Global Rates Governments Sales Liquid Markets 22726 Government and Agency Sls Chi Americas Chicago Chicago CHICAGO14 Holleb, Thomas J. Malone, Daniel8/31/2008 FID 10286355 Wicks,Simon Nigel Sr. Associate - CM 2008 6/30/2008 Global Rates Derivatives Trading Liquid Markets 29877 Options Trading Europe London London CANWF_GF A CM Associate 2008 N8/31/2008 FID 10252151 Widener,Adam K. Banking Analyst 7/2/2007 Real Estate IBD Real Estate IBD Origination Real Estate 49028 GREG Banking NY Americas New York New York 745_7TH_21 Y Capital Markets Analyst 2007 N8/31/2008 FID 10277856 Widmer,Michael VP 12/14/2007 Research Analyst 12/14/2007 Commodities Commodities Research Commodities 50956 Commodities Research Europe London London CANWF_048/31/2008 FID 10213955 Wilder,Melissa Sales Analyst 7/11/2005 High Grade High Grade Sales Credit 00664 HG Sales Short Term NY Americas New York New York 745_7TH_03 Y Completed Analyst Program N Lista, William J.8/31/2008 FID 90000776 Wilkinson,Timothy B SVP 4/29/2002 Trader,Sr 4/29/2002 Global Rates Proprietary Trading Trading Liquid Markets 43639 Rates Prop-Trading Europe London London CANWF_04 Morton, Andrew8/31/2008 FID 10277505 Williams,Haydn Business Associate 1/7/2008 Structured Finance Libero Origination Securitized Products 41850 Libero Captive Insurance Brok Europe London London 1BROADG8/31/2008 FID 10278095 Williams,Kristin Secretary,Executive Sr 10/22/2007 Real Estate Grange Securities Origination Real Estate 48898 Real Estate FIN Onshor-AUS Asia Sydney Sydney SYDNEYS08/31/2008 FID 10255197 Williams,Matthew SVP 12/1/2007 Research Analyst 10/2/2006 Commodities Commodities Trading Commodities 48166 Commodities Trading Europe London London CANWF_04 Kan, Pui Wareborn, Henrik Sven Gunnar8/31/2008 FID 10250613 Williamson,James Trading Associate 4/24/2006 Global Rates Derivatives Trading Liquid Markets 29878 Swap & Fin Products Europe London London CANWF_04 Majoul, Mehdi8/31/2008 FID 10224097 Willig,Scott Trading Associate 7/12/2004 Commodities Exotics Trading Commodities 56062 Structured Trans Trading Americas New York New York 745_7TH_07 A CM Associate 2006 Y Tudor, Jason Amin, Kaushik8/31/2008 FID 10266166 Willis,Ian VP 4/24/2007 Trader 4/24/2007 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_04 Maddox, Alexander J.8/31/2008 FID 10036516 Wilson Jr.,John C SVP 6/12/2000 Salesperson,Sr 7/25/1990 High Grade High Grade Sales Credit 00122 HG Sales Credit NY Americas New York New York 745_7TH_04 Degen, Paul F.8/31/2008 FID 10248852 Wilson,Andrew A. Underwriting Associate 3/6/2006 Real Estate Real Estate Origination Real Estate 36839 GREG Line of Credit Americas New York New York 745_7TH_13 Bjornstad, Sheila M.8/31/2008 FID 10281784 Wilson,David VP 2/14/2008 Salesperson 2/14/2008 Commodities Natural Gas Sales Commodities 51267 Commodities Sales (CGY) Americas Calgary Calgary CALGARY18/31/2008 FID 10203146 Wilson,David Flores VP 12/1/2005 Banker 7/17/2000 Municipals Public Finance Origination Municipals 26717 PF Education Americas New York New York 745_7TH_19 A Completed Program Y Augustine, John H. Killian, Gary M.8/31/2008 FID 10282002 Wilson,George SVP 4/14/2008 Business/Product Mgr 4/14/2008 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10241273 Wilson,Michael SVP 8/24/2005 Trader,Sr 8/24/2005 Global Foreign Exchange Foreign Exchange Trading Liquid Markets 00265 FX Trading - New York Americas New York New York 745_7TH_03 Gupta, Sumant M.8/31/2008 FID 10200786 Winans,Lloyd M. SVP 12/1/2004 Deal Mgr,Sr 12/15/1999 Mortgages Mortgages Trading Securitized Products 27613 Intl Home Resort Lending Americas Dallas New York 745_7TH_088/31/2008 FID 10206459 Winkler,Jeffrey VP 12/1/2004 Trader 8/19/2002 Mortgages Agency / Non Agency Remics Trading Securitized Products 23707 Agcy & Non Agcy Remics Americas New York New York 745_7TH_03 A CM Associate 2002 N Garvey, Brendan A.8/31/2008 FID 10223699 Winterhof,Neal C. Trading Associate 7/6/2004 Commodities Oil Trading Commodities 56066 Oil Trading Americas New York New York 745_7TH_07 Y Completed Analyst Program N8/31/2008 FID 10275470 Wischoff,Scott G. VP 6/28/2007 Trader 6/28/2007 Commodities Eagle Energy Trading Commodities 49306 Gas Trading Americas Houston Houston EAGLE28/31/2008 FID 10256641 Wittwer,Beat SVP 9/1/2006 Salesperson,Sr 9/1/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47833 Forex Sales Zurich Europe Zurich Zurich ZURICH2 Koebeli, Marcel8/31/2008 FID 10246348 Wolanski,Brandon Trading Associate 7/24/2006 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_19 A CM Associate 2008 Y8/31/2008 FID 10283074 Wolf,Tobias Sr. Analyst - CM 2008 3/3/2008 Global Rates Derivatives Sales Liquid Markets 29879 Derivative Sales London Europe London London CANWF_04 Y CM Senior Analyst 2008 N8/31/2008 FID 10272621 Wolf,Tom SVP 6/25/2007 Marketer,Sr 8/18/2003 Commodities Eagle Energy Sales Commodities 49305 Gas Sales Americas Houston HOMEUS8/31/2008 FID 10284257 Wong,Clifford VP 4/14/2008 Trader 4/14/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 43707 Latin American Trading Americas New York New York 745_7TH_038/31/2008 FID 10211715 Wong,David Trading Associate 2/20/2003 Mortgages Mortgage Subprime Trading Securitized Products 21908 Mortgage Subprime Americas New York New York 745_7TH_03 A CM Associate 2005 Y Miller, Matthew C.8/31/2008 FID 10067521 Wong,Edwin Ching Him MD 12/1/2002 Desk Manager 7/3/1997 High Yield High Yield Trading Credit 49612 Asia Special Situations Group Asia Hong Kong Hong Kong HONGKONG7 Lee, Hyung S. Kirk, Alex8/31/2008 FID 10248457 Wong,Erik Research Quant Analyst 6/5/2006 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 A CM Associate 2006 N8/31/2008 FID 10278495 Wong,Joyce Shuk Han Administrative Assistant 10/8/2007 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG78/31/2008 FID 10282579 Wong,Kelvin SVP 5/15/2008 Salesperson,Sr 5/15/2008 Commodities Oil Sales Commodities 35012 Commodities Sales (SING) Asia SINGAPORE8/31/2008 FID 10286256 Wong,Tai VP 6/9/2008 Trader 6/16/2008 Commodities Energy Trading Commodities 21522 Commodities Trading (NY) Americas New York New York 745_7TH_078/31/2008 FID 10213774 Work,Jared Trading Associate 7/12/2004 Global Rates Mortgage Pass Through Trading Liquid Markets 40345 Pass Thru Trading Americas New York New York 745_7TH_03 A CM Associate 2006 Y Dunn, Deirdre Rizzieri, Gerald A.8/31/2008 FID 10070741 Wright,Julie S. SVP 9/30/2000 Deal Mgr,Sr 10/26/1998 High Grade High Grade Origination Credit 20217 HG Loan Portfolio US Americas New York HOMEUS Prezioso, Frank C. Shetty, Romita8/31/2008 FID 10264489 Wu,Christine Pui Wai Admin Coordinator 2/12/2007 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 Tweeboom, Norman L.8/31/2008 FID 10227145 Wu,Frances VP 12/1/2006 Trader 7/21/2004 High Grade High Grade Trading Credit 29784 High Grade Credit Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2004 N Teng, Fredric8/31/2008 FID 10276248 Wu,Minwei Research Analyst 8/13/2007 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 A CM Associate 2007 N8/31/2008 FID 10048385 Wu,Xiaosong SVP 12/1/2002 Salesperson,Sr 7/12/1993 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 Iorio, James L.8/31/2008 FID 10254820 Wu,Zhigang SVP 7/3/2006 Salesperson,Sr 7/3/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10206351 Wuertz,Robert VP 12/1/2006 Trader 7/22/2002 Collateralized Debt Obligation Collateralized Debt Obligation Trading Credit 26472 CDO Trading SCT US Americas New York New York 745_7TH_04 A CM Associate 2004 Y Jones, Jock T.8/31/2008 FID 10249086 Xanthopoulos,George Sales Associate 3/8/2006 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 24295 Forex Sales London Europe London London CANWF_04 Gortazar, Gonzalo8/31/2008 FID 10289870 Xelas,Cynthia Administrative Assistant 8/18/2008 Municipals Public Finance Origination Municipals 26720 PF Support Staff Americas New York New York 745_7TH_198/31/2008 FID 10272247 Xie,Hong VP 6/19/2007 Trader 6/19/2007 Global Rates Governments Trading Liquid Markets 50422 Structured Notes Americas New York New York 745_7TH_03 Baumann, Morgan C8/31/2008 FID 10252391 Xie,Yi VP 12/1/2007 Salesperson 6/6/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Lau, Alaric Lik8/31/2008 FID 10211485 Xu,Ping Research Analyst 7/14/2003 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2006 Y Tweeboom, Norman L.8/31/2008 FID 10248083 Xu,Quanjun VP 6/18/2008 Quant Specialist 7/1/2008 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_078/31/2008 FID 10203215 Xue,Qing Jim SVP 12/1/2004 Research Quant Analyst,Sr 8/14/2000 Mortgages Mortgage Research Research Securitized Products 23969 Securitized Product ModelingUS Americas New York New York 745_7TH_03 Jain, Sanjeev K.8/31/2008 FID 10240209 Yacoubi-Soussane,Meryem Sales Associate 7/20/2005 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_04 A CM Associate 2007 Y Nehorai, Alex Hogan, Canice B8/31/2008 FID 10152421 Yahr,Lisa F. SVP 12/1/2005 Salesperson,Sr 8/7/2000 Mortgages Mortgage Sales Sales Securitized Products 00667 Mortgage Sales Americas New York New York 745_7TH_03 A CM Associate 2000 N Glover, Michael S.8/31/2008 FID 10253921 Yallop,Lauren Research Coordinator 6/19/2006 Research Generalist Research Research 25122 Research Management Europe London London CANWF_04 Rial, Claire S8/31/2008 FID 10240121 Yamada,Ayako Sales Associate 4/1/2006 Commodities Oil Sales Commodities 45015 Commodities Sales (TKO) Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y8/31/2008 FID 80002759 Yamada,Noriko Banking Analyst 6/1/2002 Structured Finance ABS Origination Securitized Products 52536 STF Japan - HY Managed/083 Asia Tokyo Tokyo TOKYO Iwai, Kiyoshi8/31/2008 FID 10280287 Yamada,Yoshitoshi VP 2/1/2008 Salesperson 2/1/2008 Sales Generalist Sales Sales 50629 Middle Market Sales Asia Tokyo Tokyo TOKYO8/31/2008 FID 10234258 Yamashita,Makoto SVP 12/1/2006 Research Analyst,Sr 5/1/2005 Global Rates Derivatives Research Liquid Markets 43965 Yen IR Strategy Asia Tokyo Tokyo TOKYO Baily, Walter Toshi8/31/2008 FID 10255960 Yamashita,Noriko Admin Coordinator 8/7/2006 Global Rates Derivatives Trading Liquid Markets 45077 Hybrid Trading - Asia/83 Asia Tokyo Tokyo TOKYO Klammers, Remy Kan, Jimmy K.8/31/2008 FID 10249845 Yang,Irene Mei Hwei VP 12/1/2006 Salesperson 3/21/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10253644 Yang,Kewei Research Analyst 8/1/2007 Research Generalist Research Research 40519 Index Research HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 N8/31/2008 FID 10212037 Yang,Shu VP 12/1/2006 Trader 8/18/2003 Global Rates Governments Trading Liquid Markets 24677 Governments Europe London London CANWF_04 A CM Associate 2003 N Korantzopoulos, Panos D8/31/2008 FID 10263173 Yao,Iris Xiaolei Trading Associate 2/13/2007 Global Rates Governments Trading Liquid Markets 23454 US Rates Trading Asia Tokyo Tokyo TOKYO A CM Associate 2008 Y Urra, Diego8/31/2008 FID 10243686 Yao,Kenneth Strategy Associate 10/12/2005 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10207005 Yarlagadda,Sujatha VP 12/1/2004 Deal Mgr 7/2/2001 Real Estate Real Estate Origination Real Estate 20946 GREG Securitization Americas New York New York 745_7TH_13 Thomas, Charlene H.8/31/2008 FID 10212087 Yashchin,Avi VP 12/1/2007 Trader 7/8/2002 High Grade High Grade Trading Credit 43817 HG Trad. Cred. Facilitation US Americas New York New York 745_7TH_04 Y Completed Analyst Program N Kahn, Raymond A.8/31/2008 FID 90004309 Yates,Patrick E Trading Associate 5/29/2001 Global Rates Fund Derivatives Trading Liquid Markets 20151 Fund Derivatives Europe London London CANWF_04 Y Completed Analyst Program N Schreiber, Russell8/31/2008 FID 10213104 Yee,Elizabeth L.J. SVP 12/1/2007 Banker,Sr 2/14/2003 Municipals Public Finance Origination Municipals 26340 Corporate Related - Short Term Americas New York New York 745_7TH_19 Daniel, John T.8/31/2008 FID 10212041 Yeleswarapu,Sudarsana VP 12/1/2006 Trader 8/18/2003 Mortgages Mortgage Sales Trading Securitized Products 23742 Structured Finance Trading Americas New York New York 745_7TH_03 A CM Associate 2003 N Sweely, Gordon G.

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17_FID_POP_NONCOMP_ALPHA

Hdct Date Unit ID Name Officer Title

Officer Title Date

Role Hire Date Product Group Product Function Major P & L Department Region Department City

City Location Program Type

Program Descr Program Yr

Promotion

LPM Primary Manager LPM Secondary Manager

8/31/2008 FID 10063980 Yeo,Gek Lin Daisy Secretary,Executive 10/19/1992 Sales Generalist Sales Sales 49285 FID Sales Asia SINGAPORE Loh, Catherine Phui Yee8/31/2008 FID 10241685 Yeoh,Seong Teik Salesperson 9/3/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 47850 FX Sales Spore/69B Asia SINGAPORE Sung, Michael L.8/31/2008 FID 10224547 Ying,Chih-Hua VP 5/3/2004 Research Analyst 5/3/2004 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_038/31/2008 FID 10221296 Yokokawa,Tsuyoshi Sales Associate 4/1/2005 Sales Generalist Sales Sales 24708 ABS/MBS Products Asia Tokyo Tokyo TOKYO A CM Associate 2007 Y Akagi, Toshinari8/31/2008 FID 10273449 Yokoya,Frank VP 7/16/2007 Structurer 7/16/2007 High Grade Emerging Markets Trading Credit 51228 EM Trading High Grade LBDB Americas Sao Paulo Sao Paulo SAOPAULO Gentile, Gregory M.8/31/2008 FID 10281238 Yoneda,Hiromi Admin Coordinator 2/18/2008 Sales Client Strategy Sales Sales 24878 Sales Admin/83 Asia Tokyo Tokyo TOKYO8/31/2008 FID 10200381 Yonekura,Minoru MD 12/1/2004 Banking Manager 10/27/1999 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Pearson, Thomas M. Gabbay, Mark8/31/2008 FID 10241145 Yoo,Sunghyun SVP 12/1/2007 Trader,Sr 8/29/2005 Global Foreign Exchange Derivatives Trading Liquid Markets 50678 Korea Core Derivative Asia Seoul Seoul SEOUL4 Sung, Michael L.8/31/2008 FID 10233918 Yoon,Richard Sung-Chul Underwriting Analyst 4/28/2005 Real Estate Real Estate Origination Real Estate 28595 Real Estate Korea Asia Seoul Seoul SEOUL2 Dubois-Phillips, Jonathan8/31/2008 FID 10229646 Yoshida,Yuichi Banking Associate 11/1/2004 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10232970 Yoshii,Makoto SVP 4/1/2005 Salesperson,Sr 4/1/2005 Global Rates Governments Sales Liquid Markets 20233 Non Yen Bond Sales/83 Asia Tokyo Tokyo TOKYO Abiko, Takashi8/31/2008 FID 10253435 Yoshikawa,Keiko VP 12/1/2007 Banker 6/8/2006 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Okumura, Kunihiko8/31/2008 FID 10241815 Yoshizaki,Tomoko Secretary,Executive 8/29/2005 Real Estate Real Estate Origination Real Estate 43543 Real Estate Japan/19C Asia Tokyo Tokyo TOKYO Somwaru, Samuel8/31/2008 FID 10200469 Young,William R. AVP 12/1/2002 Sales Associate 11/22/1999 Mortgages Mortgage Sales Sales Securitized Products 22740 Mortgage Sales Boston Americas Boston Boston BOSTON31 Plansky, Mark8/31/2008 FID 10222701 Younger,James Robert SVP 12/1/2007 Banker 3/16/2004 Real Estate Real Estate Origination Real Estate 29875 European Real Estate Europe London London CANWF_23 Hansell, Peter8/31/2008 FID 10246383 Yuen,Janice Underwriting Associate 7/24/2006 Real Estate Real Estate Origination Real Estate 56835 GREG Hotel Group Americas New York New York 745_7TH_13 A CM Associate 2008 Y Picallo, Albert8/31/2008 FID 10258244 Yuen,Wai Sze Secretary 9/6/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10224193 Yuhn,Phil Research Associate 8/2/2005 High Grade Emerging Markets Research Credit 23973 EM Research HG US Americas New York New York 745_7TH_15 A CM Associate 2005 N Mondino, Guillermo E.8/31/2008 FID 10211762 Yunis,Aaron Trading Associate 7/14/2003 Global Rates Derivatives Trading Liquid Markets 25932 Long Options Trading Americas New York New York 745_7TH_03 A CM Associate 2005 Y Sahay, Vivek8/31/2008 FID 10239798 Yusa,Kazuya SVP 7/18/2005 Salesperson,Sr 7/1/2005 Global Rates Governments Sales Liquid Markets 26637 Liquid Markets - Govt Sales Europe London London CANWF_04 Pauwels, Cedric Y Hogan, Canice B8/31/2008 FID 10202299 Zackowitz,David A. VP 12/1/2006 Banker 7/9/2001 Real Estate Real Estate Origination Real Estate 42506 GREG Bridge Equity NY Americas New York New York 745_7TH_13 A CM Associate 2003 Y Ashmun, Robert G.8/31/2008 FID 10231431 Zarini,Josef Sales Associate 7/14/2005 Global Rates Governments Sales Liquid Markets 25067 FID Sales - Gov't Europe Frankfurt Frankfurt FRANKFURT3 A CM Associate 2007 Y Mueller, Mark Thorsten Pauwels, Cedric Y8/31/2008 FID 10285238 Zarka,Alexandre VP 5/12/2008 Salesperson 5/12/2008 Global Rates Derivatives Sales Liquid Markets 40118 Derivative Sales-IR/A4 Europe London London CANWF_048/31/2008 FID 10231132 Zawisza,Magdalena Sales Associate 8/8/2005 Global Foreign Exchange Foreign Exchange Sales Liquid Markets 36101 Foreign Exchange Sales (NY) Americas New York New York 745_7TH_03 A CM Associate 2005 N Iorio, James L.8/31/2008 FID 10207167 Zelikoff,Anatoly SVP 12/1/2004 Trader,Sr 7/19/2001 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 Shlionsky, Gregory Killian, Gary M.8/31/2008 FID 10238725 Zemlianov,Alex VP 12/1/2007 Research Analyst 8/8/2005 Municipals Municipals Trading Municipals 26683 Municipal Derivative Trading Americas New York New York 745_7TH_07 A CM Associate 2005 N Zhou, Fei Shlionsky, Gregory8/31/2008 FID 10264565 Zhang,Haochuan Research Analyst 4/2/2007 Research Generalist Research Research 52991 Quantitative Strategy HK Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2007 N8/31/2008 FID 10272675 Zhang,Jincheng Jessica Research Analyst 6/18/2007 Research Generalist Research Research 48470 Fid Research Shanghai/91N Asia Shanghai Shanghai SHANGHAI Zhou, Li Tweeboom, Norman L.8/31/2008 FID 10272204 Zhang,Shanci Trading Analyst 7/16/2007 Global Foreign Exchange Emerging Markets Trading Liquid Markets 21186 Forex Trading - EM FX Europe London London CANWF_04 Y Capital Markets Analyst 2007 N8/31/2008 FID 10259004 Zhang,Xue Sales Analyst 9/20/2006 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 Sweeney, Kirk8/31/2008 FID 10233700 Zhao,Liang Structuring Associate 7/24/2006 Collateralized Debt Obligation Collateralized Debt Obligation Origination Credit 27926 Structured Credit Products EUR Europe London London CANWF_04 A CM Associate 2008 Y8/31/2008 FID 10241674 Zheng,Ziyu VP 12/1/2006 Research Quant Analyst 8/22/2005 Collateralized Debt Obligation Collateralized Debt Obligation Research Credit 48077 CDO Modeling (US) Americas New York New York 745_7TH_04 Naldi, Marco8/31/2008 FID 10233285 Zhong,Yanqiu VP 12/1/2005 Programmer/Analyst,Sr 3/28/2005 Research Point Research Research 28482 Portfolio Modeling (US) Americas New York New York 745_7TH_15 Lazanas, Anthony8/31/2008 FID 10064609 Zhou,Fei MD 12/1/2005 Research Analyst,Sr 3/18/1996 Commodities Energy Research Commodities 52005 Commodities Modeling (US) Americas New York New York 745_7TH_07 Bos, Michael F.8/31/2008 FID 10247785 Zhou,Hong Research Analyst 3/13/2006 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 A CM Associate 2006 N Zhou, Fei8/31/2008 FID 10266050 Zhou,Li SVP 4/27/2007 Research Analyst,Sr 3/15/2007 Research Generalist Research Research 48470 Fid Research Shanghai/91N Asia Shanghai Shanghai SHANGHAI8/31/2008 FID 10274453 Zhou,Xianwen Research Analyst 7/9/2007 Global Rates Derivatives Research Liquid Markets 23962 Rates Modeling (US) Americas New York New York 745_7TH_03 Zhou, Fei8/31/2008 FID 10268949 Zhuang,Qi Sales Associate 5/21/2007 Sales Generalist Sales Sales 24798 H.K. Fixed Income Sales Asia Hong Kong Hong Kong HONGKONG7 A CM Associate 2008 Y8/31/2008 FID 10066073 Zimmer,Christina L. VP 12/1/2004 Salesperson 11/11/1996 High Yield High Yield Sales Credit 26194 HY Sales Bond LA Americas Los Angeles Los Angeles LOSANGEL4 Kupfer, Todd S.8/31/2008 FID 10254223 Zimmermann,Oisin Sales Associate 7/20/2006 Structured Finance ABS Sales Securitized Products 26648 Mortgages Back Sales Ldn Europe London London CANWF_04 A CM Associate 2008 Y Rathbun, Timothy G Dhown, Rajiv8/31/2008 FID 90003224 Zinkin,Martin MD 12/1/2007 Quant Specialist,Sr 7/17/2000 Global Foreign Exchange Foreign Exchange Research Liquid Markets 40320 E Trading (E) Europe London London CANWF_04 Joneja, Dev Nabar, Prafulla G.8/31/2008 FID 10201743 Zirakzadeh,Alex K. MD 12/1/2004 Trader,Sr 5/8/2000 Mortgages Agency CMOs Trading Securitized Products 21911 Agency CMOs Americas New York New York 745_7TH_03 McKinney, Richard S.8/31/2008 FID 10276537 Zivic,Robyn SVP 9/5/2007 Salesperson,Sr 9/5/2007 Commodities Energy Sales Commodities 46224 Natural Resources (NY) Americas New York New York 745_7TH_07 Napolitano, Frank A.8/31/2008 FID 10212072 Zola,Brian VP 12/1/2006 Research Analyst 8/18/2003 Mortgages Mortgage Strategy Research Securitized Products 21542 Mortgage Strategy Americas New York New York 745_7TH_03 A CM Associate 2003 N Shilpiekandula, Vikas Reddy8/31/2008 FID 10285604 Zupan,Aleksander SVP 7/7/2008 Trader,Sr 7/7/2008 Global Foreign Exchange Emerging Markets Trading Liquid Markets 22279 Central Eur-LBIE/183 Europe London London CANWF_GF

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