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NOVA course essay 2019 Advanced course of Innovation Systems in Circular BioeconomyForest and wood-based innovations for sustainable world Satu Helenius PhD student at the Doctoral programme in Forests and Bioresources (FORES), University of Eastern Finland (UEF), Finland email: [email protected] Intergovernmental Panel on Climate Change’s (IPCC) special report on 1.5C of global warming (IPCC, 2018) paints a clear picture how the world is on the track to exceed on its carbon budget by 2030, that’s even if countries fulfill their current unconditional emissions-reduction pledges. Therefore, the next eight to ten years are going to be crucial time that define the future to come. Forest-based bioeconomy’s importance in addressing climate crises and substituting fossil -based materials with renewable sources cannot be emphasized enough as forests and biomass from wood are a key component in transitioning to a carbon neutral society. It is time to be smart and allocate the available forest-based resources in a way it equally and simultaneously maximises economic, ecological and social dimensions. Innovation can be defined as “an idea, practice, or object that is perceived as new by an individual or other unit of adoption” (Rogers, 2002). This definition is just one of the many but the most well-known one. In the beginning all innovations start from an idea and develop from there. World is changing and so does the innovation development processes as the changes in the product needs are coming

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NOVA course essay 2019

Advanced course of ‘Innovation Systems in Circular Bioeconomy’

Forest and wood-based innovations for sustainable world

Satu Helenius

PhD student at the Doctoral programme in Forests and Bioresources (FORES), University of Eastern

Finland (UEF), Finland

email: [email protected]

Intergovernmental Panel on Climate Change’s (IPCC) special report on

1.5C of global warming (IPCC, 2018) paints a clear picture how the world is on the

track to exceed on its carbon budget by 2030, that’s even if countries fulfill their

current unconditional emissions-reduction pledges. Therefore, the next eight to ten

years are going to be crucial time that define the future to come. Forest-based

bioeconomy’s importance in addressing climate crises and substituting fossil-based

materials with renewable sources cannot be emphasized enough as forests and biomass

from wood are a key component in transitioning to a carbon neutral society. It is time

to be smart and allocate the available forest-based resources in a way it equally and

simultaneously maximises economic, ecological and social dimensions.

Innovation can be defined as “an idea, practice, or object that is

perceived as new by an individual or other unit of adoption” (Rogers, 2002). This

definition is just one of the many but the most well-known one. In the beginning all

innovations start from an idea and develop from there. World is changing and so does

the innovation development processes as the changes in the product needs are coming

NOVA course essay 2019 Satu Helenius Forest and wood-based innovations for sustainable world

2

faster paced. Robert G. Cooper’s Stage-Gate Agile idea-to-launch system offers

solutions for this, allowing iteration and continues product evolution from launching

the initial idea all the way to the markets (Cooper, 2017). Benefits are that whiles

following this model it is possible to collaborate and engage with consumers in the

development process and gain valuable information when developing innovation for

the market. Concept of service-dominant (S-D) logic is step further enabling value co-

creation together with customers (value in use) rather than just delivered to them

(embedded value), chancing the focus from product-centricity to service-centric

thinking (Vargo & Lusch, 2016). Forestry and forest based bioeconomy could utilize

Vargos’s and Lusch’s S-D logic service ecosystems framework (2016) that provides

broader perspective by zooming out from micro-level dyadic system including more

comprehensive wider dynamics and co-creating value in resource integration with

multiple actors.

Forest sector as whole has historically long tradition focusing primarily

on process or product innovations with the goal of reducing operating costs and

improving product quality (Leavengood & Bull, 2013). These types of innovations can

be defined as incremental rather than radical. Incremental innovations are in their

nature more about small improvements or upgrades on existing product, service,

process or methods, when radical innovations on the other hand can be characterized

as disruptive, breakthroughs when successful and having ability to act as a game

changer (Norman & Verganti, 2014). As innovations are powerful force that have

potential to change the way we operate or do business and it can even change the socio-

economic systems, it is important to ensure that innovations are responsible i.e have

the ‘right impact’ (Long et al 2019).

NOVA course essay 2019 Satu Helenius Forest and wood-based innovations for sustainable world

3

Sustainable value creation in forest industry requires systems thinking

(see generally Evans et al. 2017) in order to maximise the total value captured from

the forests and biomass derived from them. Forest-based industry value chain should

be viewed as one big unity where everything links together as e.g. European

Commission report (2016) are presenting that investment into research and

development for the wood-harvesting sector is helping to develop new wood products.

Forestry needs to integrate cradle to grave thinking and to understand what the short-

term and long-term effects on sustainability are, starting from supply of raw materials

all the way to end product. As Koponen et al. (2015) are pointing out, in the long run,

sustainable forest management is ensuring continues growth of forests and ideally

should optimise sustainable flow of biomass and carbon stock maintenance. Similarly,

Bellassen & Luyssaert (2014) are presenting that forest management should prioritize

what their call 'win–win' or 'no-regret' strategies, that increase both, the forest stocks

and timber harvest.

Hetemäki et al. (2014) are concluding based on collective scientific

expert analyses in “Future of the European Forest-Based Sector: Structural Changes

Towards Bioeconomy” , that European forest-based sector seems to be at the moment

in a state of ‘Creative Destruction’ as if the Schumpeterian concept, that refers to the

dynamic market process, where new innovations are taking over old ones, enabling

new markets and new growth. Due to declining demand for some of the traditional

‘large-volume’ wood products, have industry slowly grown interest diversifying

towards new value-added products that have shown growth in recent years and are

expected to increase their relative importance of the market share in the coming decade

NOVA course essay 2019 Satu Helenius Forest and wood-based innovations for sustainable world

4

(Hetemäki et al. 2014). For example, Stern et al. (2018) investigation about perceptions

related to forest sector innovations, showed that in the next 15 years there are expected

to be a decline in innovations related to biofuels and paper while future potential lies

in the wood construction.

The study by Stern et al. (2018) is presenting forest bioeconomy

innovations and innovation opportunities in terms of products, production processes,

services, or business models using a value-added pyramid (Figure1.), where the shape

mirrors the production volume by having bigger-volume but lower in value- added e.g.

products pulp, paper, bioenergy at the bottom and smaller volume but higher value-

added niche products on the top.

Figure 1. Classification of forest bioeconomy-related innovations using a value pyramid. Note: Due to

condensing of the text, the full content of the lowest part includes pulp, paper, paperboard, commodity

wood products, and first-generation biofuels and bio-based energy (Modified from Stern et al. 2018)

NOVA course essay 2019 Satu Helenius Forest and wood-based innovations for sustainable world

5

In their assessment of European forest-based products ongoing trends and future

developments Jonsson et al. are stating that the overall consumption of forest-based

products is expected to grow on the global level (2017, p. 129). The future challenge

in bioeconomy will not only be ensuring availability of sustainable materials for meet

the demand but also finding the means to move towards producing more top of the

pyramid high added-value products.

As the idea of creative destruction process is being unpredictable it is

nearly impossible to foresee what would be the next huge innovation. On the other

hand, so called ‘motors of creative destructions’ can be identified and used for pushing

and upscaling niche innovations (Kivimaa & Kern, 2016). In their analysis of Wood-

frame multi-storey construction (WMC) innovation systems functions Lazarevica

(2019) recognized the importance of creative destruction in the science and technology

push motor of innovation. They concluded this especially be the case in WMC where

niche technologies face strong path dependencies from incumbent technologies, like

concrete frame construction.

There have been debates over sustainability of some of the forest

biobased products that have been pushed in volumes with EU policies, most

controversial being bioenergy. Whiles all woody biomass used for energy feedstocks

is classified as ‘renewable energy’, and therefore treated as carbon neutral at the point

of combustion in national carbon accounting, it is important to recognize that removing

forest carbon stocks for bioenergy transforms forest stands initially into a source of

emission by creating a carbon debt (Sterman et al. 2018; Norton et al. 2019). Payback

times for reabsorbing the carbon released can be very long for energy feedstocks

derived from dedicated harvest of stemwood for bioenergy and therefore do not offer

NOVA course essay 2019 Satu Helenius Forest and wood-based innovations for sustainable world

6

solution for climate crises mitigation in the short run (European Commission, 2014;

Baral & Malins, 2014). Future focus should be on the carbon-efficient uses of biomass

and innovations that act as long-term carbon storage e.g wood in substituting higher

GHG life cycle emissions materials, like concrete in construction (see Leskinen et al.,

2018).

Innovative solutions for the sourcing of materials are needed for ensuring

constant sustainable supply of forest biomass to meet the increasing future demand

from wood-processing industry. Sustainable forest management (SFM) is consistent

with climate change adaptation and mitigation but business as usual pathways are not

sustainable enough at European forest sector for ensuring climate crises mitigation.

New innovations and policies supporting the transformation for circular bioeconomy

are needed with focus on the carbon footprint. Promoting new forest based value-

added innovations and products can support the transition from fossil-based industry

towards carbon neutral circular bioeconomy. Optimizing the economic, environmental

and social benefits of biomass utilization through sustainable and responsible

innovations with systems thinking could ease the way for this transformation.

References

Baral, A. & Malins, C. (2014), Comprehensive carbon accounting for

identification of sustainable biomass feedstocks, White Paper, The International Council on

Clean Transportation ICTT

Bellassen, V. & Luyssaert, S. (2014), Carbon sequestration: Managing forests

in uncertain times. Nature, 506(7487), p. 153. doi:10.1038/506153a

Cooper, Robert G. (2017), Idea-to-Launch Gating Systems: Better, Faster, and

More Agile, Research-Technology Management, 60:1, 48-52

European Commission, (2014), Carbon accounting of forest bioenergy:

Conclusions and recommendations from a critical literature review. Luxembourg: Publications

Office of the European Union

European Commission, (2016), Sustainable supply of raw materials: A more

cost-efficient and sustainable forest sector, Business Innovation Observatory

Evans S., Fernando L., Yang M. (2017), Sustainable Value Creation—From

Concept Towards Implementation. In: Stark R., Seliger G., Bonvoisin J. (eds) Sustainable

Manufacturing. Sustainable Production, Life Cycle Engineering and Management. Springer,

Cham

Hetemäki, L.; Hoen, H.; Schwarzbauer, P. (2014), Conclusions and policy

implications. In What Science Can Tell Us; European Forest Institute: Joensuu, Finland;

Volume 6, pp. 95–108

IPCC, (2018), Global Warming of 1.5°C. An IPCC Special Report on the

impacts of global warming of 1.5°C above pre-industrial levels and related global greenhouse

gas emission pathways, in the context of strengthening the global response to the threat of

climate change, sustainable development, and efforts to eradicate poverty [Masson-Delmotte,

V., P. Zhai, H.-O. Pörtner, D. Roberts, J. Skea, P.R. Shukla, A. Pirani, W. Moufouma-Okia,

C. Péan, R. Pidcock, S. Connors, J.B.R. Matthews, Y. Chen, X. Zhou, M.I. Gomis, E.

Lonnoy, T. Maycock, M. Tignor, and T. Waterfield (eds.)]. In Press.

Jonsson, R.; Hurmekoski, E.; Hetemäki, L.; Prestemo, J. (2017), What is the

current state of forest product markets and how will they develop in the future? Georg

Winkel (ed) In What Science Can Tell Us; European Forest Institute: Joensuu, Finland;

Volume 8, pp. 126-131

Kivimaa, P. & Kern, F. (2016), Creative destruction or mere niche support?

Innovation policy mixes for sustainability transitions, Research Policy, Volume 45, Issue 1,

2016, Pages 205-217, ISSN 0048-7333, https://doi.org/10.1016/j.respol.2015.09.008

Koponen, K., Sokka, L., Salminen, O., Sievänen, R., Pingoud, K., Ilvesniemi,

H., ... Sipilä, K. (2015), Sustainability of forest energy in Northern Europe. Espoo: VTT

Technical Research Centre of Finland. VTT Technology, No. 237

Lazarevic, D. (2019), Finland's wood-frame multi-storey construction

innovation system: Analysing motors of creative destruction. Forest Policy and Economics.

doi:10.1016/j.forpol.2019.01.006

Leavengood, S. & Bull, L. (2013), The Global Forest Sector: Changes,

Practices, and Prospects, (edit.) Rajat Panwar, et al., CRC Press LLC, 2013. ProQuest Ebook

Central

Leskinen, P.; Cardellini, G.; González-García, S.; Hurmekoski, E.; Sathre, R.;

Seppälä, J.; Smyth, C.; Stern, T. & Verkerk. Pieter J. (2018), Substitution effects of wood-

based products in climate change mitigation. From Science to Policy 7. European Forest

Institute.

Long, Thomas B.; Blok, V.; Dorrestijn, S. & Macnaghten, P. (2019), The

design and testing of a tool for developing responsible innovation in start-up enterprises,

Journal of Responsible Innovation, DOI: 10.1080/23299460.2019.1608785

Norman, D. A. & Verganti, R. (2014), Incremental and radical innovation:

Design research versus technology and meaning change. Design Issues, 30(1), 78-96.

Norton, M.; Baldi, A.; Buda, V.; Carli, B; Cudlín, P; Jones, M.; Korhola, A.;

Michalski, R.; Novo, F.; Oszlányi, J.; Santos, F.; Schink, B.; Shepherd, J.; Vet, L.; Walløe, L.

& Wijkman, A., (2019), Serious mismatches continue between science and policy in forest

bioenergy. GCB Bioenergy. 10.1111/gcbb.12643.

Rogers, Evans M. (2002), Diffusion of preventive innovations. Addictive

behaviors. 27. 989-93. 10.1016/S0306-4603(02)00300-3.

Sterman, J.; Siegel, L.; Rooney-Varga & Juliette, N. (2018), Does replacing

coal with wood lower CO 2 emissions? Dynamic lifecycle analysis of wood bioenergy.

Environmental Research Letters, 13(1), p. doi:10.1088/1748-9326/aaa512

Stern, T., Ranacher, L., Mair, C., Berghäll, S., Lähtinen, K., Forsblom, M., &

Toppinen, A. (2018), Perceptions on the Importance of Forest Sector

Innovations: Biofuels, Biomaterials, or Niche Products? Forests, 9(5), 255.

https://doi.org/10.3390/f9050255

Vargo, S.L.; Lusch, R.F. (2017), Service-dominant logic 2025. International

Journal of Research in Marketing 34 (2017) 46–67

Utilization of solid organic waste as protein source for animal feed production

Organic solid waste

Solid waste is a global problem of concern especially in low and middle income countries

where the waste management is still so poor. Municipal solid waste in those countries

contains a mixture of plastics (<13%), metals (<4%), paper (<9%), glass (<4%) and more than

50% organic waste(Hoornweg 2012). Most of this waste ends up dumped, landfilled and

burned. The dumped waste undergoes sorting by waste pickers, who remove a large

proportion of the non-organic waste leaving high proportions of biodegradable organic waste

(Komakech et al. 2014). Open dumping of waste a source of dangerous carcinogenic gases

and of black carbon, also allows biodegradable materials to decompose under unhygienic

conditions leading to accumulation of greenhouse gases causing climate change(Cogut 2016).

The dumped waste attracts insects and rodent vectors that spread diseases such as cholera and

malaria (Chowdhury et al. 2017). Untreated leachate from the decomposing dumped waste

contaminate surface and groundwater supplies (Nagarajan et al. 2012). Besides mixed

municipal solid waste, homogeneous organic solid waste is generated by agricultural and

industrial activities in LMIC during agricultural harvests and agro-industrial processes

comprising stems, stalks, peel, seeds and pulp (Krishna & Chandrasekaran 1996). This poorly

managed waste is a real existing pronounced problem contaminating the environment,

clogging drains and causing flooding, transmitting diseases, increasing respiratory problems

from burning, harming animals that consume waste unknowingly, and affecting economic

development of these countries. There is a need to find attractive waste management options

that involve many stakeholders to take part in viewing the waste as a resource.

Food Industries, like other waste sources, are associated with numerous waste-related

environmental problems. Most of them, with Tanzania as a study case concentrate on the

production line of their food products and the waste stream ends up on the environment.

Furthermore, problems associated with Industrial Solid Waste that are also common with

other types of waste pertain to malpractices during storage, collection, transportation, and

treatment as well as disposal. All this is because industries are essentially driven by profits,

and based on current industrial practices, proper waste management seems to involve extra

waste management costs. The informal waste business is flourishing but recovery of waste is

limited to sellable recyclables such as glass, metal, paper and plastics sorted by waste pickers

at the dumpsites. The organic fraction is still not being recycled, but rather discharged in

landfills or in more or less illegal dumps (Komakech et al. 2014)causing serious health risks.

The difficulties in waste management generally in LMICs are often attributed to the poor

financial status of the all stakeholders including managing municipal corporations.

Black soldier fly Larvae treatment (BSFL)

One way to improve the solid waste management is to make all stakeholders view side

streams of the production process as a resource not as waste especially with largest amount of

the organic waste discarded with so much nutrients. Use of insects for treatment of organic

wastes is gaining increasing interest, as it uses organic solid wastes as a resource to produce

valuable products (Čičková et al. 2015). Use of BSFL for organic waste treatment has the

potential to add value to non-utilized organic wastes and also to act as an additional income

generator for waste managers (Lohri et al. 2017). This technology converts organic waste

efficiently and rapidly into protein-rich (40% dry matter (DM) and fat-rich (30% DM) larvae

suitable for use in animal feed (Stamer 2015) and biodiesel production (Li et al. 2011), while

the treatment residue is valuable fertilizer (Sheppard 1994). BSFL can be reared on different

substrates, including animal manures (Myers et al. 2008) pig liver, fish rendering waste and

fruit waste (Nguyen et al. 2013), human excreta (Lalander et al. 2013; Banks et al. 2014) and

food waste (Diener et al. 2011; Nguyen et al. 2015). This is of great interest given the high

share of organic material in the waste streams – especially in low- and middle-income

countries (LMIC) – and the growing demand for locally produced animal feed. As such,

BSFL technology could provide an opportunity for industries to innovate and unutilized

production side streams as a resource.

Industrial Innovation through organic waste management with BSFL

Decentralized (company) system

Research suggests for organizations to be more flexible, adaptive, entrepreneurial, and

innovative to effectively meet the changing demands of today’s environment (Sarros et al.

2008) .With a BSFL technology as a product of research, if established in industries

producing the waste, the organic waste fraction could be another product line into valuable

products hence the organic waste collection will become more attractive. This process and

product innovation (Hovgaard & Hansen. 2004) has potential to succeed though the

precondition will be, just as it is with other recyclables, a reliable purchaser and an attractive

price for the products.

This innovation if adapted by industries has a waste reduction potential of up to 80 % and

reduce costs for waste transport and space requirements for landfills eventually reducing the

risk for open dumps that often appear in LMIC. While the material is reduced, most nutrients

contained in the organic waste remain in the residues, which can be seen as a concentrated

organic fertilizer, simplifying the recycling of plant nutrients from the organic waste back to

arable land (Lalander et al., 2015). At the same time the biomass is being converted into high

quality animal protein that can be sold for production of animal feed such as chicken and fish.

This could be a new business model utilizing the available resources already existing in the

company and thrown. It also combines the advantages of the industrial BSFL systems with the

flexibility and waste treatment potential of the BSFL treatment facilities that could contribute

both to industries making profits while protecting the environment. For example with 1000

tons of unutilized food waste you get 300tons of BSFL valued at $270,000 for its protein

content while we get 70 tons from banana peels valued at $63,000. The companies would

innovate, initially investing in the new line of product but would be worth it especially if the

market for the product will be available. Furthermore, for this innovation step to succeed it

would probably require establishment of a new research and development (R&D) to explore

other products line from products like biodiesel and plastics form the BSFL hence exploring

new markets.

Centralized /Semi –Centralized system

It is important to note that “innovation is a team sport” (Dougherty and Takacs 2004)

therefore this technology innovation could be done by multiple companies, entrepreneurs,

municipals and other stakeholders. One possible way could be inter-industry system where

organic solid waste materials discarded by one or more industry are used in the BSFL

treatment by another company as raw materials. There is a possibility of more scenarios

regarding ownership of the treatment device(s) and who is responsible for operation,

maintenance and harvest. Depending on the skills and needs of a company, the treatment

device can be bought or hired from the company who runs the BSFL facility. Operation

should be up to the client itself but certain maintenance tasks could be part of a service

contract. The quality and quantity depends on the input waste material, but also on the

operation of the BSFL treatment unit. A purchase commitment for the products should thus be

linked to a certain minimum quality requirement. Therefore, for this to work there is need to

look into the detail of the system innovation performance to analyze how the involved

stakeholders in this cooperation would perform individually as well as the combined

performance of all stakeholders involved for it to become successful commercially(Hovgaard

& Hansen. 2004). There might be a need to establish a R&D committee to continuously look

into the funding and investment costs. There is need to assess the economic feasibility of a

complete system assessing product value and value of combinations of waste treatment

alternative when BSFL treatment was incorporated. This will give a holistic picture of the

gains/impact/capacity/motivations of establishing this treatment system as an innovation aside

from the initial main product line(Prajogo & Ahmed 2006).

Other factors to enhance the success of BSFL treatment incorporation

As applied in the forest sector (Kubeczko et al. 2006), probably policy could be a very good

driver to enhance innovation in waste management in Tanzania that could favor and enhance

the success of the BSFL treatment for production of biomass as a source of animal protein.

Not only would this work at industrial level but also at all levels like family, community,

schools, and institutions, etcetera. A new policy/law/regulation for example of favoring waste

sorting according to different classes like organics, plastics, metals to name a few could really

make a difference. It would probably increase the value of the waste and reusing it as a raw

material would be easier. This would also require the change of cultures of organizations

involved in generating and viewing the waste as a resource as well(Barney 1986).

Above all else, it requires good relations and enough trust between the involved stakeholders

for this to work(Berkun 2010).

References

1. Banks I.J., Gibson W.T. & Cameron M.M. (2014) Growth rates of black soldier fly

larvae fed on fresh human faeces and their implication for improving sanitation. 19,

14-22.

2. Barney J.B. (1986) Organizational culture: can it be a source of sustained competitive

advantage? Academy of management review 11, 656-65.

3. Berkun S. (2010) The myths of innovation. " O'Reilly Media, Inc.".

4. Chowdhury F.R., Nur Z., Hassan N., von Seidlein L. & Dunachie S. (2017)

Pandemics, pathogenicity and changing molecular epidemiology of cholera in the era

of global warming. Annals of Clinical Microbiology and Antimicrobials 16, 10.

5. Čičková H., Newton G.L., Lacy R.C. & Kozánek M. (2015) The use of fly larvae for

organic waste treatment. Waste Management 35, 68-80.

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GLOBAL-HEALTH-DISASTER. https://regions20.org/wp-

content/uploads/2016/08/OPEN-BURNING-OF-WASTE-A-GLOBAL-HEALTH-

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Biological Treatment of Municipal Organic Waste using Black Soldier Fly Larvae.

Waste and Biomass Valorization 2, 357-63.

8. Hoornweg D.B.-T., Perinaz (2012) What a Waste: A Global Review of Solid Waste

Management. Urban development series;. knowledge papers no. 15 World Bank,

Washington, DC. ©.

9. Hovgaard A. & Hansen. E. (2004) Innovativeness in the forest products industry.

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& Vinnerås B. (2014) Characterization of municipal waste in Kampala, Uganda.

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innovation systems in supporting innovations in forestry. Forest Policy and Economics

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13. Lalander C., Diener S., Magri M.E., Zurbrugg C., Lindstrom A. & Vinneras B. (2013)

Faecal sludge management with the larvae of the black soldier fly (Hermetia illucens)-

-from a hygiene aspect. Sci Total Environ 458-460, 312-8.

14. Li Q., Zheng L., Qiu N., Cai H., Tomberlin J.K. & Yu Z. (2011) Bioconversion of

dairy manure by black soldier fly (Diptera: Stratiomyidae) for biodiesel and sugar

production. Waste Management 31, 1316-20.

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technologies for urban solid biowaste to create value products: a review with focus on

low- and middle-income settings. Reviews in Environmental Science and Bio-

Technology 16, 81-130.

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groundwater pollution due to non-engineered municipal solid waste landfill sites of

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898-906.

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Fly (Diptera: Stratiomyidae) Larvae to Recycle Food Waste. Environ Entomol 44,

406-10.

20. Prajogo D.I. & Ahmed P.K. (2006) Relationships between innovation stimulus,

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aquaculture feeds is held back largely owing to regulatory hurdles. 16, 676-80.

Innovation in Bioelectrochemical Systems

1. Introduction

Bioelectrochemical systems (BESs; Fig 1) can be classified as a type of bioreactor technology

that uses electro-active microorganisms to treat wastewater and conduct electricity. Microbial

fuel cell (MFC) was the first type of BES invented that is capable of generating electricity

through electro-active microorganisms by transferring electrons to/from electrode material.

MFCs were first successfully demonstrated in the 20th century and found commercial

applications from early 21st century starting as a pilot plant in a brewery. Researchers actively

involved in bioelectrochemical systems were able to innovate and improve the process to

generate high value product such as hydrogen. This technology was termed as microbial

electrolysis (MEC) and it was capable of treating wastewater by splitting it into hydrogen and

oxygen. The technology was further developed as a wastewater and carbon utilisation

technology to produce value added biochemicals and is termed as microbial electrosynthesis

(MES). It took about 100 years to commercialize MFC technology but less than 20 years to

scale up MEC. Currently, MES technologies are finding ways to break into the commercial

market.

(a) (b)

(c)

Figure 1: Schematic representations of (a) microbial fuel cell (b) microbial electrolysis cell and

(c) microbial electrosynthesis system

2. Invention, Innovation and Diffusion in Bioelectrochemical Technology

Defining innovation as an independent concept is challenging and probably wrong because

innovation is an amalgamation of various strategies and levels. It involves innovation diffusion,

organizational innovativeness, process theory and product innovation (Leavengood and Bull,

2013). The development of microbial fuel cell as a novel technology demonstrating conduction

of electricity through microorganisms that was never done before, it can be considered as

“invention” (Potter, 1911). The idea behind M C Potter’s experiment was to mimic the electric

conductivity in plants discovered by Haacke (1892) through microorganisms in a controlled

environment. However, when they were first demonstrated by M C Potter, they received little

attention taking the technology for about 60 - 70 years to be considered as a mainstream

innovation and another 30 years for commercialization.

The motivation to develop MEC following MFC can be defined as process innovation,

where the concept of electricity production through microorganisms was reversed. The

“process change” meant that MEC is able to produce a more valuable product such as hydrogen

by utilising electricity transferred via microorganisms. It can be said that, with no real need for

production of electricity through an expensive process, the innovation of MFCs to MECs in

bioelectrochemical systems gained a major application for wastewater treatment and

production of hydrogen. The technology was further systemically innovated to produce

valuable chemicals and biogas upgrading technologies via MES that is capable of utilising

carbon dioxide and renewable electricity. The end result of this diffusion could be a systemic

change in the way wastewater treatment and chemical industries work.

Figure 2: Flow chart showing the bioelectrochemical research components via two innovation

development scenarios.

Invention

Microbial Fuel Cell

Innovation

• Microbial Electrolysis Cell

• Microbial Electrosynthesis System

Diffusion

• Integrated wasetwater treatment and biogas upgradation

• Chemical industries adopting bioelectrochemical systems

Product Innovation

Process Innovation

Systemic Innovation

Diffusion as a scientific concept can be standardised by identifying these four elements

through the evolution of a new idea and its development – (1) innovation, (2) communication

channels, (3) time, and (4) the social system (Rogers, 2002).

• Innovation: During this step the invented product is perceived in a different manner by

an individual or other unit of adoption. The method of application of the technology

would change using the same basic concepts on which the original innovation was

developed on. This is described in the above paragraph.

• Communication channels: Publications are the primary tools of communication for

scientific researchers. They measure and merit the research quality that in turn

encourages other researchers to collaborate with the authors. Conference presentations is

the second platform to communicate and form close relations with researchers of similar

disciplines. Participating in conferences that address broader themes viz., circular

economy, sustainability etc. can help form multi-disciplinary collaborations.

Bioelectrochemical systems have many dedicated journals and a lot of research is

published in other associated journals related to wastewater, biomass, bioenergy etc.

Other ways of communicating and gaining more insights into the application of

developed technologies is by forming committees/consortiums that include different

stakeholders and address issues and suggestions of all the involved stakeholders

(Svendsen and Laberge, 2014). The different types of collaborative networks are

discussed in one of the following sections.

• Time: In the context of innovation diffusion, time implies the duration of spreading a

particular invention through a social system or general population to be adopted. The end

of result of diffusion involves people changing their behaviour or replacing an existing

product/process or create a new habit through this new innovative product/process. Many

factors affect the rate of innovation diffusion, which include technological, economic and

legislative barriers. Currently, BES have overcome technological barriers and are finding

ways to break out of economic barriers in large-scale systems, particularly MES. The

legislation for sustainable and circular economy solutions such as BES are encouraging

in Europe, provided the economic barriers are overcome. Responsible innovation is an

important factor in breaking the barriers between innovation and adoption.

• Social system: The social system plays major role in being the driver for innovation,

diffusion and finally adoption. It is the need or interest and affordability of society that

determines time of diffusion of a particular innovation. Other factors such as

environmental and economic also determine the needs and aspirations of people that in

turn influence the time of diffusion. BES are currently being discussed in closed

communities and is not a popular technology. This is mainly because they work on the

principle of utilizing electricity to produce a gas, which does not provide a compelling

argument among general population. However, as the share of renewable electricity

increases all over the world, BES can be discussed as any other system that utilizes

electricity, reduces waste and emissions and provides a gaseous fuel.

Another way of looking at this evolution process is to draw parallels between the marketing

and innovation strategies. When MFCs found mainstream application for electricity

production, it was considered as a product focussed innovation. This was slowly transformed

towards value-focussed innovation via the development of MECs, as hydrogen is a higher

valued product than electricity. Currently, the focus is on sustainability and circular economy

where MES is able to consume carbon dioxide and waste streams to produce medium to high

value chemicals such as ethanol, butanol, biomethane etc. The innovative solutions that are

focused on environmental sustainability have superseded both product and value focus

innovation in case of bioelectrochemical systems.

3. The innovation approaches of BES

The evolution of innovation in BES can also be represented as radical and incremental

innovations. An MFC was historically designed and researched as an independent system and

most research was carried out in terms of reactor materials and reactor designs. It was a one

product and one process operation with research carried out to improve process efficiency. In

other words, it represents incremental innovation using human centric design and design

research (HCD & DR; Fig 3). The development of MEC represents radical innovation of MFC

using “technology change”. However, it was still dealt as an independent process with the

primary focus on improving hydrogen gas productivity. This implies that, radical innovation

although produces an innovative product does not necessarily produce a superior product and

would still require HCD and DR to achieve superior quality that suits the market (Norman and

Verganti, 2012).

Figure 3: The hill-climbing paradigm applied to incremental and radical innovation during the

evolution of BES research.

Another iteration of radical innovation has led to the development of MES, where several bio-

based products are generated through the consumption of waste, carbon dioxide and renewable

MFC -

experimental

MFC – pilot scale

MEC –

lab scale

MEC – pilot plant

MES –

lab scale

MES – integrated industrial

scale chemical production

Pro

du

ct Q

ual

ity

Design Parameters

electricity. MES is currently undergoing incremental innovation in terms of product diversity,

circular economy and sustainability focussed design and application.

The electrosynthesis of chemicals using carbon dioxide has been revolutionary in terms of

creating a value chain for a polluting gas that is being captured from industrial emissions. Such

an innovation has affected not only the electrochemical research but also many associated

industries such as the renewable electricity industry, wastewater treatment industry and some

chemical manufacturing industries. The legislation in many European countries imposes

carbon tax that is based on the organic content of the waste streams and CO2 emissions of the

industry. Therefore, a systemic innovation to integrate all the stakeholders is necessary to

conclude the diffusion process. It requires collaborative research and value co-creation where

every stakeholder reaps benefits and supports responsible innovation.

4. Collaborative Platforms

4.1. Sectoral collaborative platforms for BES research

ISMET: International society for microbial electrochemical technology is a common platform

for researchers with background in microbiology and electrochemistry which are the two main

fundamental disciplines involved in BES. It was formed in the US in 2011 and now has its

presence in Asia, Australia and Europe. They hold meetings, conferences and symposiums but

most importantly workshops that educate early researchers with all the tools and methods

necessary for bioelectrochemistry research. They mainly work towards wastewater treatment

and biofuel production (https://www.is-met.org).

Bioelectrochemical Society: It was found in 1979 by Giulio Milazzo to - “promote

understanding and cooperation among scientists interested in the application of electrochemical

concepts and techniques to the fundamental or applied study of living systems”. The society

addresses a broader range of application of BES than ISMET viz., biosensors, bio-membranes,

bioenergetics, medical implants and other medical applications. It also includes theoretical

research in BES that involves studying thermodynamics and energetics. The group publishes a

reputed research journal by the name Bioelectrochemistry via Elsevier.

(http://www.bioelectrochemical-soc.org).

Both the above network groups consist highly specialised academic experts within

bioelectrochemistry and have collaborations within the specified group. It is important to note

that the only cross sector collaboration observed here is with the medical field. However, it is

not clear as to what level of collaborations exist and who are the other stakeholders involved

in these network groups. Therefore, it could be difficult for such niche research group to

generate innovative product line up that are able to cross the socio-technical regime and

compete with the existing regime (Geels and Schot, 2007).

4.2. Cross sector collaboration: An example

VoltaChem: The official website of VoltaChem says that it is a – “business-driven Shared

Innovation Program that connects the electricity sector, equipment sector and the chemical

industry”. It is quite clear that this network group is established to harness an open innovation

culture (Van Lancker, Wauters and Van Huylenbroeck, 2016) with the involvement of multiple

stakeholders and develop business models that focus on the use of renewable energy in the

production of heat, hydrogen, and chemicals. The group’s website is very intuitive and provides

a clear vision, mission and roadmap of their approach towards achieving large capacity

renewable power-to-chemicals industries as mainstream sustainable solutions.

VoltaChem is a true example of cross-sector collaboration showcasing its benefits through

innovative line of products (not entirely commercialized). It can be said that the primary reason

for successful collaboration in case of VoltaChem is that they have removed singular

technology or product from the centre of their business model and have placed the problem at

the centre (Fig 4). The problem in this case is “industrial electrification” and not BES which is

however the primary tool to approach the problem. The individual partners have identified that

they were “trying to accomplish something they could not achieve by themselves” (Bryson,

Crosby and Stone, 2015). It is therefore necessary that the partners involved adopt an open

innovation culture and develop projects/products in order to cater to a newer market that was

traditionally unknown to the company. For example, Yara that is traditionally a fertilizer

company would be able to explore the biofuel and bioplastics market also, due to cross-sector

collaboration with other industrial partners in VoltaChem.

(https://www.voltachem.com/projects/paired-electrosynthesis-of-specialty-chemicals).

Figure 4: VoltaChem business model (Source: https://www.voltachem.com/voltachem)

4.3. Open innovation opportunities: A circular economy approach

When a company is able to adopt a competitive and performance oriented organizational

culture it has a positive impact on organizational innovation that is more open (Sarros, Cooper

and Santora, 2008). N2Applied (https://n2.no/) is an innovative start-up trying close the

nitrogen cycle by fixing it on the farm instead of letting it escape as ammonia gas. It provides

a decentralized system for fertilizer production in the farms for their own use with help of

biogas plant digestate. The start-up is competing against large fertilizer companies (e.g. Yara)

with no existing infrastructure in the farms for either of nitrogen fixation or biogas plants. The

large companies can therefore, adopt open innovation, purchase the IP for N2Applied, develop

the technology in-house and provide decentralized circular economy solution. This can be done

by developing biogas plant infrastructure along with MES integration that helps with

sustainable fertilizer production and also improve biogas production for all the energy needs in

the farms. This benefits the large company develop its market in both fertilizer and biofuel

sector in a sustainable manner, N2Applied is benefited by selling its technology, farmers are

benefited with cheap fuel and organic fertilizers.

5. Conclusion

It can be concluded that an open innovation culture allows a company to cater to a larger market

than the product was originally designed for. The company needs to open the R&D division

and allow its technology to be used by other companies to develop active cross-sector

collaborations. Through an open innovation culture, the company can also buy IP from smaller

companies and develop the modified product for a wider market. Such a competitive

organizational culture allows the company to be more innovative and adjust to the developing

trends in the market. The companies that help stakeholders build shared understanding,

knowledge and vocabulary can generate sustainable solutions. It can also be concluded that

BES have the potential to be a major part of circular economy solution as they bridge two major

elements of sustainable solutions viz. renewable energy (renewable electricity and biomethane)

and waste management (CO2, wastewater and food waste).

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