Foundation Center990s.foundationcenter.org/990pf_pdf_archive/200/... · Return of Private Foundation Form 990-PF or Section 4947(a)(1) NonexemptCharitable Trust Department of the

Return of Private FoundationForm 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust

Department of the TreasuryTreated as a Private Foundation

Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state reporting n

For calendar year 2010, or tax year beginning0N

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12/1/2010 , and ending 11/30/2011 \

OMB No 1545-0052

20010

G Check all that apply LI Initial return initial return of a former public charity J Final return

fl Amended return Q Address change EJ Name change

Name of foundation A Employer identification number

tAnt t iAne u t Al IDA nDT4.nA1CIAI Gnnt_roe 20-0257512

Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number (see page 10 of the instructions)

Moran Stanley Trust , N A - 201 Plaza Two , 7th Floor ( 201 ) 830-4456

City or town, state, and ZIP code C If exemption application is pending, check here ►

Jersey City NJ 07311-3977 D I Foreign organizations check here ►

H Check type of organization Q Section 501(c)(3) exempt private foundation 2 Foreign organizations meeting the 85% test,

Section 4947(a)(1) nonexempt charitable trust J Other taxable private foundation check here and attach computation ► LIn dt t tf d t tf

Fair market value of all assets at end J Accounting method Cash LI Accrualion s us was ermi a eE I private oun a a

under section 507(b)(1)(A), check here ► El

of year (from Part Il, col (c), LI Other (specify) -------------- F If the foundation is in a 60-month termination

line 16) ► $ 49 , 058 , 091

-----------(Part 1, column (d) must be on cash basis) under section 507(b)(1)(B), check here ► El

Analysis of Revenue and Expenses (The total of (a) Revenue and(d) Disbursements

amounts in columns (b), (c), and (d) may not necessarily equal expenses per(b) Net investment (c) Adjusted net for charitable

the amounts in column (a) (see page 11 of the instructions)) booksincome income purposes

(cash basis only)

1 Contributions, gifts, grants, etc received (attach schedule) 9,744,005

2 Check if the foundation is not required to attach Sch B

3 Interest on savings and temporary cash investments 0 0

4 Dividends and interest from securities 981,528 981 , 528

5 a Gross rents 0

b Net rental income or (loss) 0

6 a Net gain or (loss) from sale of assets not on line 10 2,613,292

b Gross sales price for all assets on line 6a 25,910,714 V'^

7 Capital gain net income (from Part IV, line 2) 2 , 613,292

8 Net short-term capital gain 0

9 Income modifications

10 a Gross sales less returns and allowances 0

b Less Cost of goods sold 0

C Gross profit or (loss) (attach schedule) 0

11 Other income (attach schedule) 18 18 0

12 Total. Add lines 1 through 11 13 , 338 , 843 3 , 594 , 838 0

u) 13 Compensation of officers, directors, trustees, etc 506,134 455 , 521 50,613

u) 14 Other employee salaries and wages

w 15 Pension plans, employee benefits

x 16 a Legal fees (attach schedule) 1,002 0 0 1,002U.1

b Accounhgfees (att5dITtcheWu-Qe 1 , 000 0 0 1,000

c Other professional-fees-(attach-schedule 560 504 0 56

M 17 Interst3#

tructions)18 TaxesIatiach schedule) (see,pag'e 641the ins` 8,243 871 0 0^r

19 Depreciation attach schedule) and depletion1

0 0 0

v 20 Occup111, _

ancy"--, -,1'Q ..'-t^ N.n

tces and

:_meetmg s21 Travel confere

l

c 22 Printing and publications

16 23 Other expenses (attach schedule) 2,071 1,864 0 207

c 24 Total operating and administrative expenses.

Add lines 13 through 23 519 , 010 458 , 760 0 52,878

25 Contributions, gifts, grants paid 2,200 000 '•' 2,200,000

0 26 Total expenses and disbursements Add lines 24 and 25 2 , 719 , 010 458 , 760 0 2 , 252 , 878

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements 10,619 833

b Net investment income (if negative, enter -0-) 3,136,078

C Adjusted net income (if negative, enter -0-) 0

For Paperwork Reduction Act Notice, see page 30 of the instructions.

(HTA)

Form 990-PF (2010)

tt

Form 990-PF ( 2010) Will IAM R LAURA ORTHWEIN FDN-CPA 20-0257512 Page 2

Attached schedules and amounts in the description column Beginning of year End of yearBalance Sheets

should be for end-of-year amounts only (See instructions) (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash-non-Interest-bearing 2 , 057 , 565 7,460,308 7,460,308

2 Savings and temporary cash investments 0 0

3 Accounts receivable ► 0-------------------------------------

0Less allowance for doubtful accounts ► 0 0 0___________________

4 Pledges receivable ► -------------------------------------0allowance for doubtful accounts ►Less 0 0 0___________________

5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see page 15 of the

instructions) 0 0 0

7 Other notes and loans receivable (attach schedule) ► 0-----------------

U) Less allowance for doubtful accounts ► 0 0 0 0

to----------------------------

8 Inventories for sale or use 0 0

NQ 9 Prepaid expenses and deferred charges 0

10 a Investments-U S and state government obligations (attach schedule) 0 0 0

b investments-corporate stock (attach schedule) 23 275,087 27,433.553 32,170,262

C Investments-corporate bonds (attach schedule) 7,895 262 9,029,601 9,427,521

11 Investments-land, buildings, and equipment basis ► 0--------------

-

Less accumulated depreciation (attach schedule) ► 0 0 0 0------------------

12 Investments-mortgage loans

13 Investments-other (attach schedule) 0 0 0

14 Land, buildings, and equipment basis ► 0

0Less accumulated depreciation (attach schedule) ► 0 0 0-----------------

15 Other assets (describe ► ) 0 0 0____________ ___________________

16 Total assets (to be completed by all filers-see the

instructions Also, see page 1, item I) 33 , 227 , 914 43,923,462 49 058 091

17 Accounts payable and accrued expenses 0 0

18 Grants payable

0 19 Deferred revenue 0 0

20 Loans from officers, directors, trustees, and other disqualified persons 0 0

21 Mortgages and other notes payable (attach schedule) 0 0

22 Other liabilities (describe ► ) 0 0--------------------------------

23 Total liabilities (add lines 17 through 22) 0 0

Foundations that follow SFAS 117, check here ► q

Na> and complete lines 24 through 26 and lines 30 and 31.

vc 24 Unrestricted

c 25 Temporarily restricteda26 Permanently restricted

} QC Foundations that do not follow SFAS 117, check here ► • °

LL and complete lines 27 through 31.

0 27 Capital stock, trust principal, or current funds 33 , 227 , 914 43 923,462

Y 28 Paid-in or capital surplus, or land, bldg , and equipment fund

N 29 Retained earnings, accumulated income, endowment, or other funds

NQ 30 Total net assets or fund balances (see page 17 of the

instructions) 33 , 227 , 914 43 923 462

Z 31 Total liabilities and net assets/fund balances (see page 17

of the instructions) 33 , 227 , 914 1 43 , 923 ,462 1

Analysis of Changes in Net Assets or Fund BalancesI Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with

end-of-year figure reported on prior year's return) 1 33,227 914

2 Enter amount from Part I, line 27a 2 10,619,833

_ ___ __________3 Other increases not included in line 2 (itemize) ► See Attached Statement 3 75,715_______ ____ ___

4 Add lines 1, 2, and 3 4 43,923,462

5 Decreases not included in line 2 (itemize) ► 5 0_ _ _ _ _ _ _ _ _ _ _ _

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 43,923 462

Form 990-PF (2010)

Form 990-PF ( 2010 ) WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512 Page 3

- - . Canital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate,

)2-story bock warehouse, or common stock, 200 shs MLC Co

(b) How acquired

P-Purchase

t}-Donation

c) Date acquired((mo , day, yr)

(d) Date sold

(mo , day, yr )

1a See Attached Statement

bcd

e

(e) Gross sales price(f) Depreciation allowed

(or allowable)

(g) Cost or other basis

plus expense of sale

(h) Gain or (loss)

(e) plus (f) minus (g)

a 0 0 0 0

b 0 0 0 0

c 0 0 0 0

d 0 0 0 0

e 0 0 0 0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) F M V as of 12/31/69 U) Adjusted basis

as of 12/31/69

(k) Excess of col (i)

over col U), if any

col (k), but not less than -0-) or

Losses (from col (h))

a 0 0 0 0

b 0 0 0 0

c 0 0 0 0

d 0 0 0 0

e 0 0 0 0

2 Capital gain net income or (net capital loss)If gain, also enter in Part I, line 7

1 If (loss), enter -0- in Part I, line 7 2 2 , 613,2 92

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the

instructions) If (loss), enter -0- in Part I, line 8 3 0

UP= Qualification Under Section 4940 ( e ) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies , leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? LI Yes QX No

If "Yes," the foundation does not qualify under section 4940 (e) Do not complete this part

I Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries

(a)Base period years

Calendar y ear (or tax year beg innin g in )

b

Adjusted qualifying distributions

c

Net value of noncharitable-use assets

(d)Distribution ratio

( col ( b ) divided by col c

2009 2 , 034 , 026 39 , 700 , 444 0051234

2008 1 , 782 , 501 35 , 799 , 143 0049792

2007 2 , 320 , 880 44 , 972 , 651 0 051606

2006 2 , 483 , 259 1 51 , 239 , 682 0048464

2005 1 . 924 . 491 1 41 , 678 , 452 0046175

2 Total of line 1, column (d) 2 0 247271

3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or by

the number of years the foundation has been in existence if less than 5 years 3 0 049454

4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5 4 39,955,748

5 Multiply line 4 by line 3 5 1 , 975,972

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 31 , 361

7 Add lines 5 and 6 7 2 , 007 , 333

8 Enter qualifying distributions from Part XII, line 4 8 2,252,878

If line 8 is equal to or greater than line 7 , check the box in Part VI, line 1 b, and complete that part using a 1 % tax rate See

the Part VI instructions on page 18

Form 990-PF (2010)


Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948-see page

I a Exempt operating foundations described in section 4940(d)(2), check here ► and enter "N/A" on line 1

4m

Date of ruling or determination letter -----------------,(attach copy of letter if necessary-see instructions) v=ii

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1

here ►® and enter 1% of Part I, line 27b

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4%

of Part I, line 12, col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2

3 Add lines 1 and 2 3

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4

5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0- 5

6 Credits/Payments

a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 0 JA

b Exempt foreign organizations-tax withheld at source 6b

C Tax paid with application for extension of time to file (Form 8868) 6c 0

d Backup withholding erroneously withheld 6d

7 Total credits and payments Add lines 6a through 6d 7

8 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached 8

9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9

10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 1(

11 Enter the amount of line 10 to be Credited to 2011 estimated tax ► 0 Refunded ► 1'

• . n Statements Reaardina Activities

18 of the instructions)

5 V.-

31,361

0

31,361

31,361

0

0

31,361

0

0

1 a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it Yes No

participate or intervene in any political campaign's 1 a X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the

instructions for definition)? 1 b X

If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities

C Did the foundation file Form 1120-POL for this year? 1c X

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) On the foundation ► $ (2) On foundation managers ► $

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X

If "Yes, " attach a detailed description of the activities

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes 3 X

4 a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X

b If "Yes," has it filed a tax return on Form 990-T for this years 4b

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X

If "Yes, " attach the statement required by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument? 6 X

7 Did the foundation have at least $5,000 in assets at any time during the year"lf "Yes, " complete Part ll, col (c), and Part XV 7 X

8 a Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) ► -MO---------------------------------------------------------------------------------------b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G9 If "No," attach explanation 8b X

9 Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3)

or 49420)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on page 27)"

If "Yes, " complete Part XIV 9 X

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing

their names and addresses 10 X

Form 990-PF (2010)

Form 990 -PF (2010 ) WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512 Page 5

rUffifflin Statements Reg ardin g Activities (continued)

11 At any time during the year , did the foundation , directly or indirectly , own a controlled entity within the

meaning of section 512 ( b)(13)'? If "Yes," attach schedule ( see page 20 of the instructions) 11 X

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before

August 17, 2008' 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application '? 13 X

Website address ► ----------------------------------------------------------------------- --------------------------

14 The books are in care of ► Morgan Stanley Trust, N A Telephone no 10, (201) 830 4456

Located at ► 201 Plaza TwoL7th Floor Jersey C!ty_NJ ____________________________ ZIP+4 ► 07311.3977________

15 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here ► q

and enter the amount of tax-exempt interest received or accrued during the year 1110 1 15

16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority Yes No

over a bank , securities , or other financial account in a foreign country? 16 X

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22 1 If "Yes ," enter

the name of the foreign country ►

Statements Regarding Activities for Which Form 4720 May Be Required

1a

File Form 4720 if any item is checked in the "Yes" column , unless an exception applies.

During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person?

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?

Yes No

q Yes No

q Yes No

q Yes No

Yes q No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person'

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?

b

C

2

a

b

c

3a

b

q Yes No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days) q Yes No

If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53 4941(d)-3 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here

Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2010'

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 49420)(3) or 4942())(5))

At the end of tax year 2010, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 20107 q Yes No

If"Yes," list the years ► 20______ , 20 ...... , 20______ , 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see page 22 of the instructions )

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

► 20 20 , 20 , 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year? q Yes No

If "Yes," did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period' (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2010)

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes'

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable

ouroose that had not been removed from ieooardv before the first day of the tax year beoimmno in 2010?

lb X

1c X

2bIN/A

3b X

4a X

I4bI I X

Form 990-PF (2010)

Form 990-PF (2010) WILLIAM & LAURA 0

- .. Statements Reaardina I

5a

N FDN-CPA 20-0257512 Page 6

Which Form 4720 May Be Required

During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))'?

(2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive'?

Yes E No

0 Yes a No

(3) Provide a grant to an individual for travel , study, or other similar purposes '? L_j Yes LX No

(4) Provide a grant to an organization other than a charitable , etc , organization described

f th t t22" El qions )e ins ruc(see page oin section 509(a )( 1), (2), or ( 3), or section 4940 ( d)(2) Yes No

(5) Provide for any purpose other than religious , charitable, scientific , literary, or

revention of cruelty to children or animals'?onal ur oses or for theed cat Y 1771 Nop p , pu i es AI

b If any answer is "Yes" to 5a(1)-( 5), did any of the transactions fail to qualify under the exceptions described in

-Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 22 of the instru ctions )'? 5b N/A

Organizations relying on a current notice regarding disaster assistance check here ► e r

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? El Yes EX No

If "Yes , " attach the statement required by Regulations section 53 4945-5(d)

6a Did the foundation , during the year , receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract? El Yes q No

b Did the foundation , during the year, pay premiums , directly or indirectly , on a personal benefit contract? 6b X

If "Yes" to 6b, file Form 8870

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? El Yes No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? 7b X

Information About Officers , Directors, Trustees , Foundation Managers , Highly Paid Employees,and Contractors

1 List all officers , directors , trustees , foundation managers and their compensation (see page 22 of the instructions).(b) Title, and average (c) Compensation ( d) Contributions to (e) Expense account

(a) Name and address hours per week ( if not paid , enter employee benefit plansother allowances

devoted to posit i on -0- ) and deferred compensation

Morgan Stanley Trust, N A____________________ Co-Trustee

201 Plaza Two , 7th Floor Jersey Ci ty NJ 07311- 00 496 , 134 0 0

Stephen_C Jones ___________________________ Co-Trustee

1 Metropolitan S q uare St Louis MO 63105 00 10 , 000 0 0

00 0 0 0

2 Compensation of five highest-paid employees (other than those included on line 1-see page 23 of the instructions).

If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000

(b) Title, and average

hours per week

devoted to position

(c) Compensation

(d) Contributions to

employee benefit

plans and deferred

com pensation

(e) Expense account,

other allowances

NONE

-------------------------------------------------

-------------------------------------------------

-------------------------------------------------

-------------------------------------------------

Total number of other employees paid over $50,000 ►Form 990-PF (2010)

Form 990-PF (2010) WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512 Page 7

Information About Officers , Directors , Trustees , Foundation Managers , Highly Paid Employees,

and Contractors (continued)3 Five highest -oaid independent contractors for professional services ( see page 23 of the instructions). If none, enter "NONE "

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE-----------------------------------------------------------0

-----------------------------------------------------------------0

------------------------------------------------------------------0

------------------------------------------------------------------0

------------------------------------------------------------------0

Total number of others receivin g over $50,000 for professional services 10.

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such a! I Expensesthe nu mber of organizations and other beneficiaries served conferences convened, researc h pape r s p roduced etc

1 THE SOLE CHARITABLE ACTIVITY OF THIS ORGANIZATION IS THE MAKING OF GRANTS AND

CONTRIBUTIONS TO QUALIFIED CHARITABLE ORGANIZATIONS NO DIRECT CHARITABLE ACTIVITIE-----------------------------------------------------------------------------------------------------

2-----------------------------------------------------------------------------------------------------

3 -----------------------------------------------------------------------------------------------------

4-----------------------------------------------------------------------------------------------------

Summary of Program -Related Investments (see page 24 of the instructions)Describe the two largest program - related investments made by the foundation during the tax year on lines 1 and 2 Amount

I NONE----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

2

-----------------------------------------------------------------------------------------------------

All other program - related investments See page 24 of the instructions

3 NONE

-------------------------------------------------------------0

Total . Add lines 1 throug h 3 ► 0

Form 990-PF (2010)


Minimum Investment Return (All domestic foundations must complete this part Foreign foundations,

see page 24 of the instructions.)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,

purposes

a Average monthly fair market value of securities 1a 37,690,222

b Average of monthly cash balances lb 2,873,989

C Fair market value of all other assets (see page 25 of the instructions) 1C

and c)d Total (add lines 1a b 1d 40 564,211, ,

e Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) le

2 Acquisition indebtedness applicable to line 1 assets 2

3 Subtract line 2 from line 1d 3 40 564,211

4 Cash deemed held for charitable activities Enter 1 4 % of line 3 (for greater amount, see page 25

of the instructions) 4 608,463

5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 39,955,748

6 Minimum investment return . Enter 5% of line 5 6 1,997,787

Distributable Amount (see page 25 of the instructions) (Section 49420)(3) and 0)(5) private operating

foundations and certain foreign organizations check here ► q and do not complete this part )

1 Minimum investment return from Part X, line 6 1 1,997,787

2a Tax on investment income for 2010 from Part VI, line 5 2a 31 , 361

b Income tax for 2010 (This does not include the tax from Part VI) 2b 0

C Add lines 2a and 2b 2c 31,361

3 Distributable amount before adjustments Subtract line 2c from line 1 3 1,966,426

4 Recoveries of amounts treated as qualifying distributions 4

5 Add lines 3 and 4 5 1,966,426

6 Deduction from distributable amount (see page 25 of the instructions) 6

7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII.

line 1 7 1,966,426

Qualifying Distributions (see page 25 of the instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26 1a 2 , 252 , 878

b Program-related investments-total from Part IX-B lb 0

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,

purposes 2

3 Amounts set aside for specific charitable projects that satisfy the

a Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b 0

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 2,252,878

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see page 26 of the instructions) 5 31,361

6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 2,221,517

Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether th e foundation

qualifies for the section 4940(e) reduction of tax in those years

Form 990-PF (2010)


• , .. Undistributed Income (see pacle 26 of the instructions) __

1 Distributable amount for 2010 from Part XI,

line 7

2 Undistributed income, if any, as of the end of 2010

a Enter amount for 2009 only

b Total for prior years 20 , 20 , 20

3 Excess distributions carryover, if any, to 2010

a From 2005 NONE

b From 2006 71 , 2E

C From 2007 94 , 7(

d From 2008 6,3(

e From 2009 56 , 7E

f Total of lines 3a through e

4 Qualifying distributions for 2010 from Part

XII, line 4 100 $ 2,252,878

a Applied to 2009, but not more than line 2a

b Applied to undistributed income of prior years

(Election required-see page 26 of the instructions)

C Treated as distributions out of corpus (Election

required-see page 26 of the instructions)

d Applied to 2010 distributable amount

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2010

(If an amount appears in column (d), the

same amount must be shown in column (a) )

6 Enter the net total of each column as

indicated below.

a Corpus Add lines 3f, 4c, and 4e Subtract line 5

b Prior years' undistributed income Subtract

line 4b from line 2b

C Enter the amount of prior years' undistributed

income for which a notice of deficiency has

been issued, or on which the section 4942(a)

tax has been previously assessed

d Subtract line 6c from line 6b Taxable

amount-see page 27 of the instructions

e Undistributed income for 2009 Subtract line

4a from line 2a Taxable amount-see page 27 of the

instructions

f Undistributed income for 2010 Subtract

lines 4d and 5 from line 1 This amount must

be distributed in 2011

7 Amounts treated as distributions out of

corpus to satisfy requirements imposed by

section 170(b)(1)(F) or 4942(g)(3) (see page 27 of

the instructions)

8 Excess distributions carryover from 2005

not applied on line 5 or line 7 (see page 27 of the

instructions)

9 Excess distributions carryover to 2011.

Subtract lines 7 and 8 from line 6a

10 Analysis of line 9

a Excess from 2006 71,21

b Excess from 2007 94 , 71

C Excess from 2008 6,31

d Excess from 2009 63 , 11

e Excess from 2010 286,4)

Corpus(b) (c)

Years prior to 2009 2009

I

'f

229

0

( d)

2010

0

1,966,426

0

15.546

0

0

515

Form 990-PF (2010)

Form 990-PF (2010 ) WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512 Page 10

Private Operatin g Foundations (see pag e 27 of the instructions and Part VII -A, q uestion 9 )

1 a If the foundation has received a ruling or determin ation letter that it is a private operating

foundation, and the ruling is effective for 2010 , enter the date of the ru ling ► N/A

b Check box to indicate whether the foundation is a private operating fou ndation described in section LI 49420)(3) o r 49420)(5)

2 a Enter the lesser of the ad j usted netTax year Prior 3 years

Tincome from Part I or the minimum

investment return from Part X for each (a) 2010 ( b) 2009 (c) 2008 ( d) 2007( e) otal

year listed 0 0

b 85% of line 2a 0 0 0 0 0

C Qualifying distributions from Part XII,

line 4 for each year listed 0 0

d Amounts included in line 2c not used directly

for active conduct of exempt activities 0

e Qualifying distributions made directly

for active conduct of exempt activities

Subtract line 2d from line 2c 0 0 0 0 0

3 Complete 3a , b, or c for thealternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets 0

(2) Value of assets qualifyingunder section 49420 )(3)(B)(i) 0

b "Endowment" alternative test-enter 2/3of minimum investment return shown inPart X, line 6 for each year listed 0 0

c "Support" alternative test-enter

(1) Total support other than grossinvestment income ( interest,dividends , rents, paymentson securities loans ( section512(a)(5)), or royalties) 0

(2) Support from general publicand 5 or more exemptorganizations as provided insection 49420)( 3)(B)(w) 0

(3) Largest amount of support

from an exempt organization 0

(4) Gross investment income 0

Supplementary Information (Complete this part only if the foundation had $5 , 000 or more inassets at any time during the year-see page 28 of the instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year ( but only if they have contributed more than $5,000 ) ( See section 507(d)(2)

NONE

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity ) of which the foundation has a 10% or greater interest

NONE2 Information Regarding Contribution , Grant , Gift, Loan , Scholarship, etc., Programs:

Check here ► MX if the foundation only makes contributions to preselected charitable organizations and does not accept

unsolicited requests for funds If the foundation makes gifts , grants, etc (see page 28 of the instructions) to individuals or organizations

under other conditions, complete items 2a , b, c, and d

a The name , address , and telephone number of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include

C Any submission deadlines

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other

factors

Form 990-PF (2010)


Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future PaymentIf recipient is an individual.

Recipient show any relationship toFoundation Purpose of grant orstatus of Amount

any foundation manager contribution

Name and address (home or business ) or substantial contributorrecipient

a Pafd during the year

See Attached Statement

Total ► 3a 2,200,000

b Approved for future payment

NONE

Total ► 3bl 0

Form 990-PF (2010)

Form 990- PF (2010 ) WILLIAM & LAURA ORTHWEIN FDN-CPA

Analysis of Income -Producing Activities

Enter gross amounts unless otherwise indicated Unrelated business income

(a) (b)Business code Amount

20-0257512

Excluded by section 512, 513, or 514

( c) (d)

Exclusion code Amount

1 Program service revenue

a 0

b 0

c 0d 0e 0

f 0

g Fees and contracts from government agencies

2 Membership dues and assessments

3 Interest on savings and temporary cash investments

4 Dividends and interest from securities 14 981 ,

5 Net rental income or (loss) from real estate

a Debt-financed property

b Not debt-financed property

6 Net rental income or (loss) from personal property

7 Other investment income

8 Gain or (loss) from sales of assets other than inventory 18 2,613,

9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory

11 Other revenue a OTHER INCOME 0

b 0

c 0

d 0

12

(e)Related or exemptfunction income

(See page 28 of

the instructions )

0

0

18 0

0

0

e 0 0 0

12 Subtotal Add columns (b), (d), and (e) 0 3,594,838 0

13 Total. Add line 12, columns (b), (d), and (e) 13 3,594,838

(See worksheet in line 13 instructions on page 29 to verify calculations

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to

V the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See

page 29 of the instructions

Not Aoollcable

Form 990-PF (2010)

Form 990-PF (2010) WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512 Page 13

LiUARM Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No

in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political -

organizations? ;;'' •'° , a

a Transfers from the reporting foundation to a noncharltable exempt organization of -

(1) Cash 1a l l ) X

(2) Other assets 1 a (2)1 1 X

b Other transactions

(1) Sales of assets to a noncharltable exempt organization 1b ( l ) X

(2) Purchases of assets from a noncharltable exempt organization 1 b ( 2 ) X

(3) Rental of facilities, equipment, or other assets 1b ( 3 ) X

(4) Reimbursement arrangements 1b (4) X

(5) Loans or loan guarantees 1b X

(6) Performance of services or membership or fundraising solicitations 1 b 6 X

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X

d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair marketvalue of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair marketvalue in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

(a) Line no (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements

0 Not Applicable

0

0

0

0

0

0

0

0

0

0

0

0

0

0 1 10 1 1

2a Is the foundation directly or indirectly affiliated with. or related to. one or more tax-exempt oraanlzatlonsdescribed in section 501 ( c) of the Code ( other than section 501(c)(3)) or in section 527 E] Yes EX No

b If "Yes ," complete the following schedule

( a) Name of organization (b) Type of organization ( c) Description of relationship

Under penalties of perjury , I declare that I have examined this return, including accompanying schedules and statements , and to the best of my knowledge and

Signbelief , it is true , correct , and complete Declaration of preparer ( other than taxpayer or fiduciary ) is based on all information of wh ich preparer has any knowledge

Here & • 4.-

' Signature of officer or trustee

Print/Type preparers name Preparers signature

Paid

Prenarer Donald J Roman

Schedule B(Form 990,990-EZ,

or 990-PF)Department of the Treasury

Schedule of Contributors OMB No 1 54 5-0047

Attach to Form 990, 990-EZ, or 990-PF. I 2010

me of the organization

M & LAURA ORTHWEII

Organization type (check one)

Filers of: Section:

Form 990 or 990-EZ q 501(c)( ) ( enter number ) organization

q 4947( a)(1) nonexempt charitable trust not treated as a private foundation

q 527 political organization

Form 990-PF 501(c)(3) exempt private foundation

q 4947 (a)(1) nonexempt charitable trust treated as a private foundation

q 501(c)(3) taxable private foundation

number

Check if your organization is covered by the General Rule or a Special Rule.

Note . Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See

Instructions

General Rule

For an organization filing Form 990, 990-EZ , or 990 - PF that received , during the year , $ 5,000 or more ( in money or

property) from any one contributor Complete Parts I and II

Special Rules

q For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under

sections 509(a)(1) and 170(b)(1)(A)(vi), and received from any one contributor, during the year, a contribution of the greater

of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1 h or (if) Form 990-EZ, line 1 Complete Parts I and

11

q For a section 501(c)(7), ( 8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during

the year , aggregate contributions of more than $ 1,000 for use exclusively for religious , charitable , scientific , literary, or

educational purposes, or the prevention of cruelty to children or animals Complete Parts I , II, and III

q For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during

the year, contributions for use exclusively for religious, charitable, etc , purposes, but these contributions did not

aggregate to more than $1,000 If this box is checked, enter here the total contributions that were received during the

year for an exclusively religious, charitable, etc , purpose Do not complete any of the parts unless the General Rule

applies to this organization because it received nonexciuslvely religious, charitable, etc , contributions of $5,000 or more

during the year 101. $ ------------------------

Caution . An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,

990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2 of its Form 990, or check the box on line H of Its Form 990-EZ,

or on line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF)

For Paperwork Reduction Act Notice , see the Instructions for Form 990 , 990-EZ , or 990-PF Schedule B (Form 990, 990-EZ, or 990 - PF) (2010)

(HTA)

Schedule B (Form 990, 990-EZ. or 990-PF) (2010) Page 1 of 1 of Part

Name of organization Employer identification number

I

WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512

Contributors (see instructions)

(a) (b) (c) (d)

No. Name , address , and ZIP + 4 Aggregate contributions Type of contribution

1 The LRO 10 Year CLAT U/T/U Dated 7/24/2008 Person------- --------------------------------------------------

816 S Hanley Road, Suite -16A--------------------------------Payroll

SalntLouis _ MO 63105- $ __________________733,215 Noncash

Foreign State or Province ___________________________ (Complete Part II if there is

Foreign Country ----------------------------------- a noncash contribution

( a) (b) (c) (d)

No. Name, address , and ZIP + 4 Aggregate contributions Type of contribution

2 The LRO 15 Year CLAT U/T/U Dated 7/24/2008 Person jX

816 S-Hanley_ Road, Suite-1-6A

---------------------Payroll

Salnt Louis ___ MO 63105--------------------------------

$ __________________ 399,349 Noncash El

Foreign State or Province --------------------------- ( Complete Part II if there is

Foreign Country -___---_ ----________---------------

a noncash contribution

(a) (b) (c) (d)No. Name, address, and ZIP + 4 Aggregate contributions Type of contribution

3 WILLIAM R ORTHWEINLJR Person EX___ _______________________

Road,Suite 16AHanl ey816S Payroll______________________- -Salnt_Louls ----------------MO 63105-------------

$ 3 ,962,047 Noncash

Foreign State or Province --------------------------- (Complete Part II if there is

Foreign Country ___________________________________ a noncash contribution

( a) (b) (c) (d)

No. Name , address , and ZIP + 4 Aggregate contributions Type of contribution

4 WILLIAM R ORTHWEIN JR Person

516S Hanle _ Road, Suite -16A--------------------------------Payroll

Saint-Louis

----------------MO

-----63105

----------------------------$ ________________ 4,649,394 Noncash F

Foreign State or Province _____________________ (Complete Part II if there is

Foreign Country .................................... a noncash contribution

(a) (b) (c) (d)No. Name , address , and ZIP + 4 Aggregate contributions Type of contribution

5 Person LI------- ---------------------------------------------

--------------------------Payroll

------------------------

$0 Noncash El

Foreign State or Province--------------------------- (Complete Part II if there is

Foreign Country .................................... a noncash contribution

( a) (b) (c) (d)No. Name , address , and ZIP + 4 Aggregate contributions Type of contribution

6Person

--- --------------------------------------------------

--------------------------------------------------Payroll

$0 Noncash

Foreign State or Province ........................... ( Complete Part II if there is

Foreign Country ___________________________________ a noncash contribution )

Schedule B (Form 990 ,990-EZ, or 990 -PF)(2010)

Schedule B (Form 990, 990-EZ, or 990-PF ) (2010) Page 1 of 1 of Part II

Name of organization Employer identification number

WILLIAM & LAURA ORTHWEIN FDN-CPA 20-0257512

Noncash Property (see instructions)

(a) No.( b )

(c) ( d )from

Description of noncash property givenFMV (or estimate )

Date receivedPart (see instructions)

----

VARIOUS ASSETS SEE-ATTACHED-----------------•

--------------------------------------------------•---- ------------------------------------------------------

$ 4,457,717 11/10/2011

(a) No.( b )()

(c) d

( )fromDescription of noncash property given

FMV (or estimate)Date received

Part I ( see instructions)

-------

----------------------------------------------------

----------------------------------------------------------------------------------------------------------

$ 0 -----------------------

( a) No.

(b) (d)Description of noncash property given


Part (see instructions)

-------

-----------------------------------------------------

----------------------------------------------------•-----------------------------------------------------

$ 0

(a) No.

(b)

(c)

(d)from FMV (or estimate)

Part IDescription of noncash property given ( see instructions)

Date received

-------

-----------------------------------------------------

----------------------------------------------------•-----------------------------------------------------

$ 0

(a) No. b (c) d

fromDescription of noncash property given

F IVIV (or estimate )Date received

Part I (see instructions)

-------

-----------------------------------------------------

----------------------------------------------------•-----------------------------------------------------

$ 0

(a) No. (c)

fromDescription of noncash property given


Part (see instructions)

-------

-----------------------------------------------------

----------------------------------------------------•

---------------------------------------------------$ 0

Schedule B (Form 990 , 990-EZ, or 990 -PF) (2010)

WILLIAM & LAURA ORTHWEIN FDN-CPA

EIN: 20-0257512ATTACHMENT TO 2009 FORM 990PF, PART X LINES 1(a) AND 1(b)

FYE 11/3/2011

Ending Date

12/31/20101/31/20112/28/20113/31/20114/30/20115/31/20116/30/20117/31/20118/31/20119/30/201110/31/201111/30/2011

TotalAverage

Cash

$4,948,271.62

$3,148,988.38$2,885,091.04$2,875,832.47$2,331,128.15$2,346,979.17

$2,326,332.72$2,348,485.09$2,515,879.53$2,755,409.43$3,947,904.262.057.565.10

$34,487,866.96$2,873, 988.91

Bonds/Common Stock

$38,092,226.13$35,892,183.33$37,018,198.26$38,907,824.64$39,525,438.62$36,976,517.91$35,874,109.61$37,966,569.15$36,208,124.27$38,764,632.79$38,798,738.25$38,258,098.40$452,282,661.36$37,690 , 221.78

TOTAL

$43,040,497.75$39,041,171.71$39,903,289.30$41,783,657.11$41,856,566.77

$39,323,497.08

$38,200,442.33$40,315,054.24

$38,724,003.80$41,520,042.22$42,746,642.51$40,315,663.50$486,770,528.32

$40,564,210.69

Total of averages $40,564,210.69

Main Account Id-

Tax Code/Desc

1 Stanley Private Ban Page 1 of 6

Tax Transaction Detail (Distributions + Beneficiary ) 1/13/2012 10.20 44


Trust Year 1 / 1/2011 - 11 / 30/2011

Paid For Transactions Income Principal

149 BENEFICIARY DISTRIBUTIONS

000000000 No Beny Linked

11/16/11 0 Units Reg Code 000

433581014 MISSOURI BOTANICAL GARDEN

2011 ANNUAL DIRECTED GRANT

FROM THE ORTHWEIN FOUNDATION

MAIL CODE MO

CHECK NUMBER 0165769


433581014 MICDS



MAIL CODE MO



433581014 ST LUKE'S HEALTH CORP



MAIL CODE MO


11 /16/11 0 Units Reg Code 000

433581014 ST LOUIS SCIENCE CENTER



MAIL CODE MO



433581014 YALE UNIVERSITY



MAIL CODE MO



433581014 BOY SCOUTS OF AMERICA



MAIL CODE MO



433581014 WASHINGTON UNIVERSITY



MAIL CODE MO



433581014 ST LOUIS SYMPHONY SOCIETY



MAIL CODE MO


0 00 -165,000 00

0 00 -165,000 00

0 00 -165,00000

0 00 -99,000 00

0 00 -66,000 00

0 00 -66,000 00

0 00 -33,000 00

0 00 -99,000 00

i Stanley Private Ban Page 2 of 6

Tax Transaction Detail (Distributions + Benefici ary) 1/13/2012 10:20.44

Main Account Id WILLIAM & LAURA ORTHWEIN FDN-CPA

Trust Year 1/1/2011 - 11/30/2011

Tax Code /Desc Paid For Transa ctions Income Principal



11/16/11 0 Units Reg Code 000 0 00 -79 200 00

433581014 ST LOUIS ART MUSEUM



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -13,20000

433581014 MISSOURI HISTORICAL SOCIETY



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -13,200 00

433581014 SECOND PRESBYTERIAN CHURCH



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -57,200 00

433581014 ST LOUIS CHILDREN'S HOSPITAL



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -6,600 00

433581014 ROSSMAN SCHOOL



MAIL CODE MO


11 /16/11 0 Units Reg Code 000 0 00 -11,000 00

433581014 PLANNED PARENTHOOD ASSOCIATION



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -44,00000

433581014 BARNES-JEWISH HOSPITAL FOUNDATION



MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -17,60000

433581014 VANDERBILT UNIVERSITY



MAIL CODE MO


Main Account Id

Tax Code/Desc aid For

i Stanley Private Ban

Tax Transaction Detail (Distributions + Beneficiary )


Trust Year 1/1/2011 - 11 /30/2011

Transactions ncome

Page 3 of 6

1113/2012 10.20 44

Principal



11/16/11 0 Units Reg Code 000 0 00 -10,00000

433581014 FOREST PARK FOREVER

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

5TH OF 10 INSTALLMENTS

MAIL CODE MO


11 /16/11 0 Units Reg Code 000 0 00 -100,000 00

433581014 THE MUSEUM OF TRANSPORTATION

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

5TH AND FINAL INSTALLMENT

MAIL CODE MO


11 /16/11 0 Units Reg Code 000 0 00 -75,00000

433581014 URBAN LEAGUE OF METROPOLITAN STL

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

4TH AND FINAL INSTALLMENT

MAIL CODE MO

- CHECK NUMBER 0165787

11/16/11 0 Units Reg Code 000 0 00 -7,50000

433581014 ST LOUIS ZOO

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

FOR THE MEDICINAL GARDEN

3RD OF 10 INSTALLMENTS

MAIL CODE MO


11 /16/11 0 Units Reg Code 000 0 00 -7,50000


2011 GRANT FROM THE

ORTHWEIN FOUNDATION FOR THE

GEORGE VIEHELLER ENDOWED FUND


MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -10,000 00

433581014 MISSOURI HISTORY MUSEUM

2011 GRANT FROM THE

ORTHWEIN FOUNDATION


MAIL CODE MO


11/16/ 11 0 Units Reg Code 000 0 00 -25,000 00

433581014 THE MISSION CONTINUES

2011 GRANT FROM THE

ORTHWEIN FOUNDATION


MAIL CODE MO


Main Account Id.

Tax Code/Desc


Tax Transaction Detail (Distributions + Beneficiary) 1/13/2012 10 20.44


Trust Year 1/1/2011 - 11/30/2011

Paid For Transactions Income Principal





2011 GRANT FROM THE

ORTHWEIN FOUNDATION

1ST OF 10 INSTALLMENTS

MAIL CODE MO



433581014 CHILDREN'S HOSPITAL FOUNDATION

2011 GRANT FROM THE

ORTHWEIN FOUNDATION


MAIL CODE MO



433581014 MICDS

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

2ND OF 4 INSTALLMENTS

MAIL CODE MO



433581014 ST LUKE'S HEALTH CORP

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

2ND OF 10 INSTALLMENTS

MAIL CODE MO



433581014 CENTRAL INSTITUTE FOR THE DEAF

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO



433581014 CITY ACADEMY

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO



433581014 FRIENDS OF KIDS WITH CANCER

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


0 00 -150,000 00

0 00 -100,000 00

0 00 -50,000 00

0 00 -100,00000

0 00 -15,00000

0 00 -10,00000

0 00 -30,000 00

1 Stanley Private Ban Page 5 of 6

Tax Transaction Detail ( Distributions + Benefici ary ) 1/13/2012 10 20 44

Main Account IdI


Trust Year 1/1/2011 - 11/30/2011

Tax Code/Desc Paid For Transactions Income Principal



11/16/11 0 Units Reg Code 000 0 00 -50 000 00

433581014 GRACE HILL SETTLEMENT

2011 GRANT FROM THE

ORTHWEIN FOUNDATION


MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -40,00000

433581014 JUBILEE CHRISTIAN DEVELOPMENT

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -50,00000

433581014 MATTHEWS DICKEY BOYS' & GIRLS' CLUB

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -50.00000

433581014 MISSION GATE CHRISTIAN CENTER

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -10,000 00

433581014 PETER & PAUL COMMUNITY SERVICES

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11/16111 0 Units Reg Code 000 0 00 -30,00000

433581014 ROSSMAN SCHOOL

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11 /16/11 0 Units - Reg Code 000 0 00 -10 000 00

433581014 THE BELLE CENTER

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


11/16/11 0 Units Reg Code 000 0 00 -10.00000

433581014 THE LITTLE BIT FOUNDATION

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


Main Account Id:

Tax Code/Desc


Tax Transaction Detail (Distributions + Beneficiary) 1/13/2012 10:20 44


Trust Year 1/112011 - 1113012011

P a i d F o r T ransactions Income Principal



11 /16/11 0 Units Reg Code 000

433581014 WESTMINSTER CHRISTIAN ACADEMY

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO



433581014 WINGS OF HOPE

2011 GRANT FROM THE

ORTHWEIN FOUNDATION


MAIL CODE MO



433581014 WASHINGTON UNIVERSITY

2011 GRANT FROM THE

ORTHWEIN FOUNDATION

MAIL CODE MO


Total For . No Beny

Total for Taxcode 149

Total for Distributions

Total for all Tax Codes.

0 00 -65,000 00

0 00 -75,000 00

0 00 -20,000 00

0 00 -2,200,000 00

0 00

0 00

-2 200,000 00

-2,200,000 00

666,125 17 3,274,625 49

Date Quantity Description Symbol Closing Price as of 11/10/2011 FMV

11/11/2011 19915 022 VIRTUS INSIGHT EMERG MKTS I HIEMX 9.03: $ 179,832 65TRANSFER TO 558-317024-000Ref 314JZ972

11/10/2011 1900 WAL MART STORES INC WMT 58 13 $ 110,447 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3702

11/10/2011 825 SCHLUMBERGER LTD SLB 7405, $ 61,091 25PER LOATO 558-317024-000 AO 11 /10/11

Ref 314J3701

11/10/2011 1010 POTASH CP OF SASKATCHEWAN INC POT 46 21' $ 46,672 10PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3700

11/10/2011 9355 PFIZER INC PFE 19 79. $ 185,135 45PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3699

11/10/2011 925 PEPSICO INC NC PEP 62 96 $ 58,238 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3698

11/10/2011 4650 MURPHY OIL CORP MUR 54 49 $ 253,378 50PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3697

11/10/2011 3300 MICROSOFT CORP MSFT 26 28 $ 86,724 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3696

11/10/2011 1000 MC DONALDS CORP MCD 93 26- $ 93,260 00

PER LOATO 558-317024-000 AO 11 /10/11

Ref 314J3695

11/10/2011 1000 KIMBERLY CLARK CORP KMB 7045, $ 70,450 00PER LOATO 558-317024-000 AO 11/10/11

Ref 314J3694

11/10/2011 1250 KELLOGG CO K 49 38' $ 61,725 00

PER LOATO 558-317024-000 AO 11 /10/11

Ref 314J3693

11/10/2011 870 JOHNSON & JOHNSON JNJ 64 12 $ 55,784 40

PER LOATO 558-317024-000 AO 11/10/11

Ref 314J3692

11/10/2011 5275 INTEL CORP INTC 24 06. $ 126,916 50

PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3691

11/10/2011 1720 HOME DEPOT INC HD 37 2 $ 63,984 00

PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3690

11/10/2011 1190 HALLIBURTON COPER LOATO 558-317024-000 AO 11/10/11Ref 314J3689

11/10/2011 4990 GENERAL ELECTRIC COPER LOATO 558-317024-000 AO 11 /10/11Ref 314J3688

11/10/2011 3645 EMC CORP MASSPER LOATO 558-317024-000 AO 11 /10/11Ref 314J3687

11/10/2011 3275 DOW CHEMICAL COPER LOATO 558-317024-000 AO 11/10/11Ref 314J3686

11/10/2011 1800 CELGENE CORPPER LOATO 558-317024-000 AO 11 /10/11Ref 314J3685

11/10/2011 7150 BRISTOL MYERS SQUIBB COPER LOATO 558-317024-000 AO 11/10/11Ref 314J3684

11/10/2011 2545 BOEING COPER LOATO 558-317024-000 AO 11/10/11Ref 314J3683

HAL 37 29^ $ 44,375 10

GE 1606, $ 80,139 40

EMC 24 06 $ 87,698 70

DOW 27 41 $ 89,767 75

CELG 64 31 $ 115,758 00 1

BMY 31 32' $ 223,938.00

BA 64 83 $ 164,992 35

11/10/2011 575 BAKER HUGHES INC BHI 57 24 $ 32,913 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3682

11/10/2011 262 APPLE INC AAPL 385 22 $ 100,927 64PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3681

11/10/2011 764 ANADARKO PETE APC 7949 $ 60,730 36PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3680

11/10/2011 525 AMERICAN ELECTRIC POWER CO AEP 38 48 $ 20,202 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3679

11/10/2011 745 ALLERGAN INC AGN 82 82 $ 61,7-06-90-PER LOATO 558-317024-000 AO 11/10/11Ref 314J3678

11/10/2011 3520 ABBOTT LABORATORIES ABT 53 95 $ 189,904 00PER LOATO 558-317024-000 AO 11/10/11Ref 314J3677

11/10/2011 1950 VALE S A VALE 25 41 $ 49,549 50PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3726

11/10/2011 2175 VODAFONE GP PLC ADS NEW VOD 28 39 $ 61,748 25PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3725

11/10/2011 4830 WINDSTREAM CORP WIN 11 831 $ 57,138 90PER LOATO 558-317024-000 AO 11/10/11Ref 314J3724

11/10/2011 1050 TERADATA CORP TDC 55 341 58,107 00PER LOATO 558-317024-000 AO 11/10/11Ref 314J3723

11/10/2011 300 COVIDIEN PLC NEW COV 46 57i $ 13,971 00PER LOATO 558-317024-000 AO 11/10/11Ref 314J3722

11/10/2011 1825 SEADRILL LTD SDRL 37 14; $ 67,780 50PER LOATO 558-317024-000 AO 11/10/11Ref 314J3721

11/10/2011 1435 SPDR DJ WILSHIRE INTL REAL EST RWX 33 84' $ 48,560 40PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3720

11/10/2011 3800 AT&T INC T 29 161 $ 110,808 00PER LOATO 558-317024-000 AO 11/10/11Ref 314J3719

11/10/2011 485 CHEVRON CORPPER LOATO 558-317024-000 AO 11 /10/11Ref. 314J3718

11/10/2011 1135 PEABODY ENERGY CORPPER LOATO 558-317024 -000 AO 11 /10/11Ref- 314J3717

11/10/2011 125 GOOGLE INC-CL APER LOATO 558 -317024-000 AO 11/10/11Ref 314J3716

11/10/2011 6840 U S BANCORP COM NEWPER LOATO 558-317024 -000 AO 11 /10/11Ref- 314J3715

11/10/2011 5100 ALTRIA GROUP INCPER LOATO 558-317024-000 AO 11 /10/11Ref 314J3714

11/10/2011 970 BROADCOM CORP CL APER LOATO 558-317024 -000 AO 11 /10/11Ref 314J3713

11/10/2011 505 BLACKROCK INCPER LOATO 558-317024-000 AO 11 /10/11Ref 314J3712

CVX

BTU 4003, $ 45,434 05

GOOG 595 08 $ 74,385 00

USB 25 64 $ 175,377 60

MO 27 63 $ 140,913 00

BRCM 34 13 $ ---33-.106- 10

BLK 159 88 $ 80,739 40

105 5 $ 51 ,167 50 1

11/10/2011 960 NOVARTIS AG ADR NVS 54 66; $ 52,473 60PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3711

11/10/2011 995 VANGUARD REIT ETF VNQ 55 751 $ 55,471 25PER LOATO 558-317024-000 AO 11 /10/11 1Ref 314J3710

11/10/2011 1170 EXPRESS SCRIPTS INC COMMON ESRX 4702, $ 55,013 40PER LOATO 558-317024-000 AO 11 /10/11Ref. 314J3709

11/10/2011 3765 ORACLE CORP ORCL 31 73. $ 119,463 45PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3708

11/10/2011 885 WATSON PHARMACEUTICAL INC WPI 65 4 $ 57 79 00PER LOATO 558-317024-000 AO 11/10/11Ref 314J3707

11/10/2011 475 GOLDMAN SACHS GRP INC GS 99 5 $ 47,262 50PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3706

11/10/2011 945 QUALCOMM INC QCOM 55 21 $ 52,173 45PER LOATO 558-317024-000 AO 11/10/11Ref 314J3705

11/10/2011 1155 TOTAL FINA ELF SA TOT 50 34! $ 58,142 70

PER LOATO 558 -317024-000 AO 11/10/11Ref- 314J3704

11/10/2011 2315 PHILIP MORRIS INTL INC PM 71 $ 164,365 00PER LOATO 558-317024-000 AO 11 /10/11Ref 314J3703

11/10/2011 i !TOTAL FAIR MARKET VALUE I 1 $ 4,457 ,716.60

Line 6 (990-PF ) - Gain/Loss from Sale of Assets Other Than Inventory

Totals

Amount

GrossSales

Cost, Other

Basis and Ex penses

Net Gainor Loss

Long Term CG Distributions 5 , 348 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292

Short Term CG Distributions 0 Other sales 0 0 0

ndex

Check "X"if Sale ofSecurity escn Lion USIP # urchaser

Check "X" ifPurchaser

is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expenseof Sale andCost ofImprove-ments epreciation

et Gainor Loss

1 X AMC NETWORKS INC CLASS 00164V103 10/15/2010 7/2/2011 1,889 1,435 454

2 X AMC NETWORKS INC CLASS 00164V103 10/15/2010 7/11/2011 260 205 55

3 X AOL INC 00184X105 7/22/2010 8/912011 14,268 27,962 -13,694

4 X AOL INC 00184X105 10/21/2010 8/9/2011 2,330 5,581 -3,251

5 X AOL INC 00184X105 9/16/2010 8/9/2011 4,040 8 , 806 -4,766

6 X AT&T INC 00206R102 10/21/2010 1/10/2011 3,913 3,895 18

7 X AT&T INC 00206R102 11/20/2008 1/11/2011 139,428 126,081 13,347

8 X AT&T INC 00206R102 10/26/2009 1/11/2011 39,040 35,513 3,527

9 X AT&TINC 00206R102 5/19/2009 1/11/2011 55,771 49,611 6,160

10 X AT&T INC 00206R102 10/21/2010 1/11/2011 9,309 9,343 -34

11 X AT&T INC 00206R102 7/14/2009 2/10/2011 22,456 18,800 3,656

12 X AT&T INC 00206R102 5/19/2009 2/10/2011 168 , 417 148 , 833 19 , 584

13 X AT&T INC 00206R102 12/2/2009 8/26/2011 436 , 410 - 26

14 X AT&T INC 00206R102 11/7/2008 8/26/2011 1,251 1,141 110

15 X AT&T INC 00206R102 5/7/2010 10/21/2011 23,371 20,168 3,203

16 X AT&T INC 00206R102 2/2/2011 11/2312011 1,643 1,638 5

17 X AT&T INC 00206R102 11/7/2008 11/23/2011 8,631 8,227 404

18 X AT&T INC 00206R102 4/5/2010 11/23/2011 1,114 1 , 053 61

19 X ABBOTT LABORATORIES 002824100 5/25/2005 1/12/2011 38,096 38,752 -656

20 X ABBOTT LABORATORIES 002824100 3/21/2005 1/12/2011 42,572 39,392 3,180


22 X ABBOTT LABORATORIES 002824100 8/5/2009 1/27/2011 8,556 8,146 410

23 X ABBOTT LABORATORIES 002824100 3/21/2005 1/27/2011 164,466 156,689 7 777

24 X ABBOTT LABORATORIES 002824100 1/13/2004 1/27/2011 2,729 2 , 448 281

25 X ABBOTT LABORATORIES 002824100 5/7/2010 7/21/2011 95,299 86,976 , 8,323

26 X ABBOTT LABORATORIES 002824100 5/7/2010 10/21/2011 5,906 5 , 267 639

27 X ABBOTT LABORATORIES 002824100 1/13/2004 10/21/2011 21,185 16 , 222 4 , 963

28 X ABBOTT LABORATORIES 002824100 8/27/2010 11/23/2011 3,676 3,478 198


30 X ABERCROMBIE & FITCH CO 002896207 10/15/2010 1/6/2011 1,634 1,356 278

31 X ABERCROMBIE & FITCH CO 002896207 10/15/2010 2/22/2011 4,826 3,797 1,029

32 X ACACIA RESEARCH - ACACI A 003881307 5/18/2011 10/21/2011 7,721 7,758 -37

33 X ACME PACKET INC 004764106 4/27/2011 8/16/2011 1 456 2 , 315 1 -859

34 X AGCO CORPORATION 001084102 10/15/2010 1/12/2011 1,365 1,066 299

35 X AGCO CORPORATION 001084102 4/14/2011 9/12/2011 1,249 1,614 -365

36 X ACME PACKET INC 004764106 4/27/2011 8/22/2011 1,011 2,067 -1,056

37 X ACME PACKET INC 004764106 2/25/2011 8/22/2011 1,375 2,537 -1,162

38 X ACME PACKET INC 004764106 2/23/2011 8/22/2011 1,213 2,076 -863

39 X ACME PACKET INC 004764106 3/23/2011 9/1/2011 2,262 3,228 -966

40 X ACME PACKET INC 004764106 2/23/2011 9/1/2011 330 485 -155

41 X ACTIVISION BLIZZARD INC 00507V109 10/27/2011 11/28/2011 2,736 3 , 015 -279

42 X ADOBE SYS INC 00724F101 12/21/2010 11/2/2011 878 916 -38

43 X BRITISH SKY BROADCASTIN 111013108 10/14/2010 2/16/2011 5,533 5,206 327

44 X BROADCOM CORPORATION 111320107 12/15/2010 4/4/2011 2,624 3,016 -392

45 X BROADCOM CORPORATION 111320107 10/13/2010 4/27/2011 604 636 -32

46 X BROADCOM CORPORATION 111320107 12/15/2010 4/27/2011 675 843 -168


48 X BROADCOM CORPORATION 111320107 11/11/2010 4/27/2011 1,030 1,203 _ -173

49 X BROADCOM CORPORATION 111320107 10/13/2010 4 128/201 1 3 756 4,043 -28 7


51 X BROADCOM CORPORATION 111320107 9/27/2010 4/28/2011 4,591 4,478 113

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than Inve

Totals

Amount

Gross

Sales

Cost, Other

Basis and Expenses

Net Gain

or Loss

Long Term CG Distributions 5,3481 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292


ndex

Check "X"if Sale ofSecurity escri ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expenseof Sale andCost ofImprove-ments e preciation

et Gainor Loss

52 X BROADCOM CORPORATION 111320107 10/1/2010 4/28/2011 4,278 4 269 9

53 X BROADCOM CORPORATION 111320107 9/15/2009 10/21/2011 49,051 38,843 10 , 208

54 X BROADCOM CORPORATION 111320107 9/15/2009 10/25/2011 93,894 76,193 17,701

55 X 13ROADSOFT INC 111338409 7/19/2011 10/21/2011 4 436 5,095 -659

56 X BROCADE COMMUNICATION 111621306 10/15/2010 2/23/2011 104 101 3

57 X BROCADE COMMUNICATION 111621306 11/8/2010 2/23/2011 1,404 1 398 6

58 X BROCADE COMMUNICATION 111621306 10/15/2010 6/2/2011 1,610 1,376 234

59 X BROCADE COMMUNICATION 111621306 10/15/2010 8/8/2011 3,224 5,951 -2 , 727

60 X BRUKER BIOSCIENCES COR 116794108 6/25/2010 10/21/2011 6,029 5,722 307

61 X BRUKER BIOSCIENCES COR 116794108 7/29/2010 10/21/2011 4 , 225 3 , 870 355

62 X CBS CORP NEW CLASS B 124857202 11/18/2008 3/9/2011 1,152 288 864

63 X CBS CORP NEW CLASS B 124857202 1/31/2011 6/8/2011 1,509 1,115 394

64 X CF INDUSTRIES HOLDINGS I 125269100 7/18/2011 8/22/2011 1,198 1,064 134

65 X CF INDUSTRIES HOLDINGS I 125269100 11/10/2011 11/23/2011 3,443 3 , 895 -452

66 X CIGNA CP 125509109 5/4/2011 11/23/2011 3,503 3,919 -416

67 X CIGNA CP 125509109 10/9/2009 11/23/2011 4,533 3,201 1,332

68 X CERNER CORPORATION 156782104 10/28/2011 11/2/2011 683 720 -37

69 X CHESAPEAKE ENERGY COR 165167107 12/8/2009 2/2/2011 2,332 1,699 633

70 X CHESAPEAKE ENERGY COR 165167107 8/31/2010 11/23/2011 163 145 18

71 X CHESAPEAKE ENERGY COR 165167107 12/8/2009 11/23/2011 5,891 5,733 158

72 X CHESAPEAKE ENERGY COR 165167107 11/8/2010 11/23/2011 442 432, 10

73 X CHESAPEAKE ENERGY COR 165167107 7/26/2010 11/23/2011 116 109 7

74 X CHEVRON CORPORATION 166764100 11/7/2008 3/9/2011 1,332 933 399

75 X CHEVRON CORPORATION 166764100 4/5/2010 7/21/2011 766 543 223

76 X MERITOR INC 59001K100 2/25/2010 10/21/2011 5,467 7,428 -1 , 961

77 X MERITOR INC 59001K100 7/14/2010 10/21/2011 537 993 -456

78 X METLIFE INC 59156R108 3/2/2011 9/6/2011 1,622 2,459 -837

79 X METLIFE INC 59156R108 1/6/2011 9/6/2011 2,085 3,349 -1 , 264

80 X METLIFE INC 59156R108 11/18/2008 11/23/2011 4,737 3,222 1 , 515 1

81 X METLIFE INC 59156R108 8/26/2011 11/23/2011 1,263 1,387 -124

82 X METLIFE INC 59156R108 12/2/2009 11/23/2011 431 527 -96

83 X METLIFE INC 59156R108 10/4/2010 11/23/2011 402 539 -137

84 X METLIFE INC 59156R108 7/26/2010 11/23/2011 144 198 -54

85 X METLIFE INC 6 500% SER-B P 59156R603 10/27/2011 11/14/2011 457 457 , 0

86 X MICREL INC 594793101 6/30/2011 10/21/2011 3,159 3,236 -77

87 X MICREL INC 594793101 2/26/2010 10/21/2011 15,714 14,704 1 , 010 1

88 X MICREL INC 594793101 5/7/2010 10/21/2011 5,606 5,821 -215

89 X MICREL INC 594793101 5/13/2010 10/21/2011 454 508 -54

90 X CVS/CAREMARK CORP 126650100 11/7/2008 11/23/2011 2,797 2 , 242 555

91 X CABELAS INC 126804301 8/12/2009 10/21/2011 27,383 17,118 10 , 265

92 X CABELAS INC 126804301 9/16/2010 10/21/2011 8,570 5 , 673 2 , 897

93 X CABLEVISION SYS CORP CL 12686C109 10/15/2010 8/10/2011 3,701 4,331 -630

94 X MARKET VECTORS AGRIBUS 5706OU605 6/23/2011 8/19/2011 78,159 83,549 -5,390

95 X MARKET VECTORS AGRIBUS 5706OU605 2/23/2011 8/19/2011 118,423 133,166 -14 , 743

96 X MARKET VECTORS AGRIBUS 5706OU605 2/28/2011 8/19/2011 52,106 61,774 -9 , 668

97 X MARSH & MCLENNAN COS IN 571748102 5/29/2009 11/23/2011 141 _ 93 _ 48

98 X MARSH & MCLENNAN COS IN 571748102 5/27/2009 11/23/2011 4,372 2,972 1 400

99 X MARSHALL & ILSLEY CORP N 571837103 10/15/2010 1/5/2011 4,711 4,792 -81

100 X MARTIN MARIETTA MTLS INC 573284106 4/21/201 0 10/21/2011 8,720 11,619 -2 , 899 .

101 X MASCO CORP 574599106 12/10/2010 3/22/2011 1 430 1,374 56

102 X MASCO CORP 574599106 10/25/2010 3/22/2011 645 514 131

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than Invento

Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

103 X MASCO CORP 574599106 10/15/2010 7/7/2011 5,070 4,628 442

104 X MASCO CORP 574599106 10/25/2010 7/7/2011 990, 916 74

105 X MCDERMOTT INTL INC 580037109 2/10/2011 6/1/2011 62,582 66,744 -4,162106 X MC DONALDS CORP 580135101 5/11/2007 1/4/2011 3,272 2,225 1,047

107 X MC DONALDS CORP 580135101 7/2/2007 1/4/2011 9,518 6,551 2,967108 X MC DONALDS CORP 580135101 5/15/2007 1/4/2011 1,264 876 388109 X MC DONALDS CORP 580135101 10/21/2010 2/7/2011 3,178 3,373 -195

110 X MC DONALDS CORP 580135101 12/7/2010 2/7/2011 4,434 4,833, -399111 X MC DONALDS CORP 580135101 5/11/2007 2/28/2011 3,891 2 1,261

112 X MC DONALDS CORP 580135101 4/17/2007 3/1/2011 5,671 3 668 2 003113 X MC DONALDS CORP 580135101 5/19/2009 10/25/2011 39,275

E23 16,206

114 X MC DONALDS CORP 580135101 7/23/2009 10/25/2011 9,241 5 3,607

115 X MC DONALDS CORP 580135101 11/19/2008 10/25/2011 4,251 2 1 , 608116 X MC DONALDS CORP 580135101 11/5/2008 10/25/2011 7,485 4,656 2,829.117 X MC DONALDS CORP 580135101 5/27/2009 11/23/2011 4,606 2,909 1,697

118 X MCKESSON HBOC INC 58155Q103 10/7/2009 6/1/2011 68,428 47,359 21,069119 X MCKESSON HBOC INC 58155Q103 8/5/2009 7/21/2011 12,091 8,069 4,022

120 X MCKESSON HBOC INC 58155Q103 8/14/2009 7/21/2011 80,071 54,448 25,623121 X MCKESSON HBOC INC 58155Q103 10/28/2009 7/21/2011 80,071 58,216 21 , 855122 X MCKESSON HBOC INC 581550103 10/7/2009 7/21/2011 92,002 68,019 23,983123 X CIT GROUP INC NEW 125581801 2/23/2011 11/30/2011 1,138 1,468 -330124 X CIT GROUP INC NEW 125581801 12/2/2010 11/30/2011 268 331, -63

125 X CSX CORP 126408103 1/25/2011 8/23/2011 8,510 9,675 -1 , 165126 X CSX CORP 126408103 1/12/2011 8/23/2011 633 711 -78

127 X CSX CORP 126408103 1/12/2011 9/21/2011 3,495 4,218 -723

128 X CSX CORP 126408103 1/12/2011 9/22/2011 3,869 4,768 -899129 X CVS/CAREMARK CORP 126650100 9/22/2009 11/23/2011 373 361 12

130 X CVS/CAREMARK CORP 126650100 8/27/2009 11/23/2011 2,610 2,583 27

131 X CVS/CAREMARK CORP 126650100 8/28/2009 11/23/2011 186 184 2

132 X CVSICAREMARK CORP 126650100 11/18/2008 11/23/2011 1,119 849 270

133 X CVS/CAREMARK CORP 126650100 8/31/2010 11/23/2011 932 677 255

134 X CVS/CAREMARK CORP 126650100 12/2/2009 11/23/2011 1,305 1,089 216

135 X MEDASSETS INC 584045108 4/30/2009 10/21/2011 3,173 5,220 -2,047

136 X MEDASSETS INC 584045108 12/31/2009 10/21/2011 1,690 3,904 -2,214

137 X MEDIDATA SOLUTIONS INC 58471A105 12/22/2010 10/21/2011 1,880 2,655 -775

138 X MEDIDATA SOLUTIONS INC 58471A105 12/28/2010 10/21/2011 3,328 4 703 -1,375

139 X MEDTRONIC INC 585055106 12/23/2008 11/23/2011 1,892 1,667 225

140 X MEDTRONIC INC 585055106 12/29/2008 11/23/2011 1 , 204 1 , 087 117

141 X MEDTRONIC INC 585055106 8/31/2010 11/23/2011 344 317 27

142 X MEDTRONIC INC 585055106 7/26/2010 11/23/2011 344 369 -25143 X MERCK & CO INC NEW 58933Y105 10/21/2010 1/4/2011 21,735 22,409 , -674

144 X_

MERCK & CO INC NEW 58933Y105 3/9/2011 11/23/2011 1,539 1 538 1

145 X MERCK & CO INC NEW 58933Y105 6/19/2009 11/23/2011 3,513 2,759 754146 X MERCK & CO INC NEW 58933Y105 11/11/2009 11/23/2011 2,844 2,828 16

147 X MERCK & CO INC NEW 58933Y105 5/4/2010 11/23/2011 837 900 -63148 X WELLS FARGO & CO NEW 949746101 10/4/2010 11/23/2011 281 306 -25149 X WELLS FARGO & CO NEW 949746101 7/19/2010 11/23/2011 141 155 -14

150 X WELLS FARGO & CO NEW 949746101 7/15/2010 11/23/2011 3,048 3,600 -552

151 X WESCO FINANCIA LCP 950817106 8/12/2009 5/6/2011 11,574 149 2 425

152 X WESCO FINANCIAL CP 950817106 8/12/2009 5/9/2011 9,296 7,320 1,976

153 X WHITING PETROLEUM CORP 966387102 12/21/2010 1/28/2011 1,228 1,173 , 55


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gain

or Loss

Long Term CG Distributions 5 , 348 1 Securities 25 , 910 , 714 23 , 297 , 422 2 ,613 , 292


ndex

Check "X"if Sale ofSecurity escn lion USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expenseof Sale andCost ofImprove-ments e p reciation

et Gainor Loss

154 X WINDSTREAM CORP 97381W104 7/29/2011 8/3/2011 51,900 53 , 107 1 -1,207

155 X WINDSTREAMCORP 97381W104 4/7/2011 8/3/2011 129,750 137,929 -8179

156 X WINDSTREAM CORP 97381W104 6115/2011 8/3/2011 54,259 59,151 -4892

157 X WINDSTREAM CORP 97381W104 8/1/2011 11/11/2011 16,732 16,976 -244




161 X WYNDHAM WORLDWIDE CO 9831OW108 10/15/2010 8/5/2011 1,182 1,205 -23

162 X WYNDHAM WORLDWIDE CO 9831OW108 12/15/2010 8/5/2011 1,355 1,416 -61

163 X WYNDHAM WORLDWIDE CO 9831OW108 10/15/2010 10/28/2011 1 , 451 1,205 246

164 X WYNN RESORTS LTD 983134107 8/10/2011 10/31/2011 1,357 1,368 -11

165 X XCEL ENERGY INC 7 600%u 1/ 983898886 10/27/2011 11/10/2011 513 532 -19

166 X XEROX CORP 984121103 8/26/2011 11/23/2011 1,293 1,317 -24

167 X XEROX CORP 984121103 3/9/2011 11/23/2011 799 1,115 -316

168 X XEROX CORP 984121103 11/18/2008 11/23/2011 2,891 2,279 612

169 X XEROX CORP 984121103 11/7/2008 11/23/2011 1,491 1,413 78

170 X XEROX CORP 984121103 12/2/2009 11/23/2011 761 782 -21

171 X XEROX CORP 984121103 7/26/2010 11/23/2011 304 380 -76

172 X YOUKU COM INC ADR 98742U100 5/16/2011 6/15/2011 2,308 3,757 -1,449

173 X YOUKU COM INC ADR 98742U100 5/13/2011 6/15/2011 2,280 3,926 -1646

174 X ZIMMER HOLDINGS INC 98956P102 10/15/2010 1/3/2011 5,692 5,314 378

175 X ZIONS BANCORPORATION 989701107 10/15/2010 1/7/2011 1,421 1,207 214

176 X DEUTSCHE BANK AG REG S D18190898 2/9/2011 2/17/2011 5,282 5,196 86

177 X DEUTSCHE BANK AG REG S D18190898 1/21/2011 2/18/2011 6,251 5 , 785 466



180 X HERBALIFE LTD G4412G101 2/12/2009 10/21/2011 15,621 2,865 12,756

181 X HERBALIFE LTD G4412G101 2/12/2009 11/17/2011 9,620 1,765 7,855

182 X INGERSOLL-RAND PLC SHS G47791101 2/10/2011 10/26/2011 120 185 -65

183 X INGERSOLL-RAND PLC SHS G47791101 4/26/2011 10/26/2011 870 1,478 -608

184 X INGERSOLL-RAND PLC SHS G47791101 8/12/2011 _ 11/2/2011 1 , 471 1,408 63

185 X INGERSOLL-RAND PLC SHS G47791101 6/22/2011 11/2/2011 991 1,382 -391

186 X INGERSOLL-RAND PLC SHS G47791101 2/23/2011 11/2/2011 1,023 1,431 -408

187 X INGERSOLL-RAND PLC SHS G47791101 2/10/2011 11/2/2011 2,846 4,120 1 274

188 X WELLS FARGO & CO NEW 949746101 12/13/2010 11/23/2011 2,861 3,692

189 X CAMERON INTERNATIONAL 13342B105 7/7/2011 _ 9/1/2011 1,347 1 , 348

190 X CANADIAN NATIONAL RAILW 136375102 10/14/2010 8/10/2011 7,921 7,724

j191 X CANADIAN NATURAL RESOU 136385101 10/14/2010 2/3/2011 4,047 3 367

192 X CAPELLA EDUCATION COMP 139594105 1/3/2011 9/1/2011 3,944 8,708 4764

193 X CAPELLA EDUCATION COMP 139594105 12/31/2010 9/1/2011 1,118 , 2,425

194 X CAPELLA EDUCATION COMP 139594105 12/29/2010 10/12/2011 434 991 -557

195 X CAPELLA EDUCATION COMP 139594105 12/31/2010 10/12/2011 2,139 4,985 -2,846

196 X CAPELLA EDUCATION COMP 139594105 12/30/2010 _ 10/12/2011 3,845 8,855 -5 , 010

197 X CAPELLA EDUCATION COMP 139594105 12/28/2010 10/13/2011 7,669 17,748 -10 . 079

198 X CAPELLA EDUCATION COMP 139594105 12/29/2010 10/13/2011 3,311 7,729 -41418

199 X CAPITAL ONE FINL CORP 1404OH105 4/26/2011 8/8/2011 3,160 4,265 _ -1 , 105

200 X CAPITAL ONE FINL CORP 1404OH105

_10/21/2010 8/8/2011 440 427 13

201 X CARDINAL HEALTH INC 14149Y108 9/21/2011 11/11/2011 67,077 65,532 1,545

202 X CARDINAL HEALTH I NC 14149Y108 9/22/2011 11/11/2011 25,713 24,137 1,576

203 X CARMAX INC 1431301027 8/12/2009_

5/6/2011 26,516 14,303 _ 12,213

204 X CARMAX INC 143130102 8/12/2009 5/9/2011 14,183 7,632 6,551


TotalsAmount

Gross

SalesCost, Other

Basis and Ex penses

Net Gainor Loss

Long Term CG Distributions 5,348 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292Short Term CG Distributions 0 Other sales 0 0 0

ndex



is aBusiness

ateAc uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

205 X CARPENTER TECHNOLOGY 144285103 1/26/2011 5/16/2011 1,454 1,175 279206 X CARPENTER TECHNOLOGY 144285103 2/9/2011 6/20/2011 1,821 1,451 370207 X CARPENTER TECHNOLOGY 144285103 1/26/2011 6/20/2011 5,411 4,363 1,048208 X CASH AMER INTL INC 14754D100 12/21/2009 10/21/2011 14,788 9,781 5 , 007209 X CASH AMER INTL INC 14754D100 11/4/2008 10/21/2011 2,387 1,574 813210 X CATALYST HEALTH SOLUTIO 14888B103 11/11/2010 10/21/2011 8,785 7,255 1 , 530211 X CELANESE CORP SERIES A 150870103 10/15/2010 4/1/2011 1,422 1,087 335212 X CELANESE CORP SERIES A 150870103 10/15/2010 7/7/2011 1,678 1,019 659213 X CELGENE CORP 151020104 5/19/2009 6/1/2011 24,205 15,804 8,401214 X CENTENE CORP 151358101 8/26/2010 10/21/2011 10 , 918 8 , 478 2 , 440215 X CENTURYTEL INC 156700106 11/20/2009 9/21/2011 2,754 2,864 -110216 X CENTURYTEL INC 156700106 7/8/2009 9/28/2011 839 744 95217 X CENTURYTEL INC 156700106 11/20/2009 9/28/2011 939 978, -39218 X CENTURYTEL INC 156700106 7/9/2009 9/28/2011 1,845 1,642 203,219 X CENTURYTEL INC 156700106 7/14/2009 9/28/2011 168 145 23220 X CEPHALON INC 156708109 10/15/2010 3/30/2011 1,883 1,583 300221 X CEPHALON INC 156708109 10/15/2010 5/31/2011 7,250 5,761 1,489222 X SEAGATE TECHNOLOGY PL G7945M107 10/15/2010 4/8/2011 1,811 1,723 88223 X SEAGATE TECHNOLOGY PLC G7945M107 10/15/2010 4/11/2011 1,406 1,357 49224 X SEAGATE TECHNOLOGY PLC G7945M107 10/15/2010 8/5/2011 2,677 3,355 -678225 X WHITE MTNS INS GRP LTD G9618E107 8/12/2009 10/21/2011 12,476 8,669, 3,807226 X WEATHERFORD INTERNATIO H27013103 10/15/2010 1/28/2011 1,400 1,134 266227 X WEATHERFORD INTERNATIO H27013103 3/29/2011 7/26/2011 1,814 1,792 22228 X WEATHERFORD INTERNATIO H27013103 3/16/2011 10/14/2011 377 528 -151229 X WEATHERFORD INTERNATIO H27013103 3/29/2011 10/14/2011 813 1,224 -411230 X LOGITECH INTL S A ADR H50430232 10/14/2010 9/22/2011 3,924 9,518 -5,594231 X LOGITECH INTL S A ADR H50430232 10/14/2010 9/23/2011 2,847 6,927 -4 , 080232 X LOGITECH INTL S A ADR H50430232 10/14/2010 9/26/2011 2,089 5,050, -2,961233 X LOGITECH INTL S A ADR H50430232 10/14/2010 9/27/2011 1,808 4,243 -2,435234 X NOBLE CORPORATION NEW H5833N103 11/8/2010 4/12/2011 1,563 1,339 224235 X NOBLE CORPORATION NEW H5833N103 10/15/2010 4/15/2011 6,181 5,182 999236 X MILTICOM INTERNATIONAL C L6388F110 2/9/2011 3/31/2011 96 91 5237 X MILTICOM INTERNATIONAL C L6388F110 12/22/2010 3/31/2011 382 374 8238 X MILTICOM INTERNATIONAL C L6388F110 12/23/2010 3/31/2011 1,051 1,038 13239 X MILTICOM INTERNATIONAL C L6388F110 2/9/2011 4/13/2011 1,462 1,370 92240 X MILTICOM INTERNATIONAL C L6388F110 12/13/2010 4/15/2011 4,508 458241 X AVAGO TECHNOLOGIES LTD Y0486S104 8/19/2011 11/18/2011 18,764 1 , 794242 X AVAGO TECHNOLOGIES LTD Y0486S104 8/10/2011 11/18/2011 46 , 911 43552 3 359243 X AVAGO TECHNOLOGIES LTD Y048651 04 8/18/2011 11/18/2011 31,274

P2 133

244 X AVAGO TECHNOLOGIES LTD Y0486S104 8/2/2011 11/18/2011 125,095 -5 905245 X AVAGO TECHNOLOGIES LTD Y0486S104 10/31/2011 11/18/2011 23,143 -1,322246 X CHEVRON CORPORATION 166764100 9/15/2009 7/2112011 98,689 , 34 , 595247 X CHEVRON CORPORATION 166764100 4/18/2011 8/8/2011 4,326 4,771 -445248 X CHEVRON CORPORATION 166764100 4/18/2011 8/9/2011 3,968 4,460 , -492249 X CHEVRON CORPORATION 166764100 4/5/2010 9/7/2011 296 233 63250 _ X CHEVRON CORPORATION 166764100 _ 11/7/2008 9/7/2011 4,645 3,372 1,273251 X CHEVRON CORPORATION 166764100 11/712008 11/23/2011 761 574 187252 X CHEVRON CORPORATION 166764100 3/18/2009 11/23/2011 951 649 302253 X _ CHEVRON CORPORATION 1 66764100 7/27/2009 11/23/2011 2,852 2,065 787254 X CHICOS FAS INC 168615102 2/24/2010 10121/2011 4,644 5,220 -576255 X CHICOS FAS INC 168615102 8/18/2010 10/21/2011 2,621 1,994 627

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than Inv

Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss

Long Term CG Distributions 3485 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292

Short Term CG Distributions

,

0 Other sales 0 0 0

ndex

Check "X"if Sale of

Security escri ption USIP # urchaser


is aBusiness

ateAcquired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

256 X CHICOS FAS INC 168615102 8/18/2010 11/22/2011 9 , 446 8,758 688

257 X CHIMERA INVESTMENT COR 169340109 10/27/2011 11/21/2011 5,819 6,609 -790

258 X CHINA MERCHANTS HLDGS I 1694EN103 10/14/2010 9/8/2011 5,187 6 420 -1 , 233

259 X CHINA MERCHANTS HLDGS I 1694EN103 10/14/2010 9/9/2011 4,431 5,658 -1,227

260 X CHINA MERCHANTS HLDGS I 1694EN103 10/14/2010 9/1612011 3,370 4,570 -1 , 200

261 X CHINA MERCHANTS HLDGS I 1694EN103 10/14/2010 9/19/2011 4,020 5,694 -1 , 674

262 X CHURCH & DWIGHT CO INC 171340102 10/28/2011 11/2/2011 642 665 -23

263 X CISCO SYS INC 17275R102 1/12/2011 2/10/2011 89,535 96,715 -7 , 180

264 X CISCO SYS INC 17275R102 5/7/2010 2/10/2011 58,392 75,807 -17 , 415

265 X CISCO SYS INC 17275R102 4/21/2009 2/10/2011 107 , 227 97 163 10 , 064

266 X CISCO SYS INC 17275R102 1/12/2010 2/10/2011 106,877 133 705 -26 , 828

267 X CITRIX SYS INC 177376100 7/29/2011 10/21/2011 27,584 30,194 -2 , 610

268 X CITRIX SYS INC 177376100 7/29/2011 10/31/2011 28,266 27,707 _ 559

269 X MICROSOFT CORP 594918104 9/18/2009 1/27/2011 68,623 60,911 7 , 712

270 X MICROSOFT CORP 594918104 11/24/2009 1/27/2011 42,889 44,727 -1 , 838

271 X MICROSOFT CORP 594918104 1/12/2010 1/27/2011 82,919 88,065 -5,146

272 X MICROSOFT CORP 594918104 9/18/2009 6/1/2011 112,689 116,746 -4.057

273 X MICROSOFT CORP 594918104 5/7/2010 6/1/2011 97,991 114,992 -17 , 001

274 X MICROSOFT CORP 594918104 4/15/2010 6/1/2011 117,589, 148,118 -30 , 529

275 X MICROSOFT CORP 594918104 2/28/2011 6/1/2011 36 . 746 40,119 -3 , 373

276 X MICROSOFTCORP 594918104 11/19/2008 6/1/2011 1,813 1,467 346

277 X MICROSOFT CORP 594918104 11/12/2008 6/1/2011 49 41 8

278 X MICROSOFT CORP 594918104 11/5/2008 6/1/2011 3,111 2,939 172

279 X MICROSOFT CORP 594918104 11/5/2008 6/12011 1 , 862 1 762 100

280 X MICROSOFT CORP 594918104 8/14/2009 6/1/2011 56,345 54,229 2 , 116

281 X MICROSOFT CORP 594918104 10/7/2009 6/1/2011 64,208 65,682 -1 ,474

282 X MICROSOFT CORP 594918104 11/7/2008 10/17/2011 270 212 58

283 X MICROSOFT CORP 594918104 8/31/2010 10/17/2011 513 449 64

284 X MICROSOFT CORP 594918104 10/4/2010 10/17/2011 378 334 44

285 X MICROSOFT CORP 594918104 7/26/2010 10/17/2011 810 782 28

286 X MICROSOFT CORP 594918104 5/4/2011 11/23/2011 5,070 5,338 -268

287 X MICROSOFT CORP 594918104 1/27/2009 11/23/2011 2,707 1,967 740

288 X MICROSOFT CORP 594918104 1/28/2009 11/23/2011 2,092 1,526 566

289 X MICROSOFTCORP 594918104 11/18/2008 11/23/2011 1 , 108 872 236

290 X MICROSOFT CORP 594918104 11/7/2008 11/23/2011 123 106 17

291 X MICROSOFT CORP 2 950% 6/ 594918AB0 5/12/2009 3/24/2011 260 , 750 1 251,900 8 , 850

292 X MOLSON COORS BREWING 60871R209 12/8/2010 9/28/2011 1,018 1,287 -269

293 X MOLSON COORS BREWING 60871R209 2/27/2009 9/28/2011 1,371 1,244 127

294 X MOLSON COORS BREWING 60871R209 2/25/2009 9/28/2011 1,566 1,433 133

295 X MOLSON COORS BREWING 60871R209 319/2011 11/23/2011 1,148 1,340 -192

296 X MONTPELIER RE HOLDINGS G62185106 8/12/2009 10/2112011 31,677 27,227 4,450

297 X NABORS INDUSTRIES LTD S G6359F103 2/17/2011 9/7/2011 163 246 -83

298 X NABORS INDUSTRIES LTD S G6359F103 3/29/2011 9/7/2011 942 1,530 -588

299 X MICREL INC 594793101 5/12/2010 10/21/2011 6,546 7,331 -785

300 X DECKERS OUTDOOR CORP 243537107 10/12/2010 10/18/2011 15,712 8,137 7,575

301 X NEW ORIENTAL ED & TECH 647581107 10/14/2010 1011712011 1,566 1,170 396

302 X NEW ORIENTAL ED & TECH 647581107 10/14/2010 11/18/2011 4,061 4,003 58


304 X NEW ORIENTAL ED & TECH 647581107 311012011 11/22/2011 1.094 1 029 65

305_

X NEW ORIENTAL ED & TECH 647581107 10/14/2010 11/22/2011 2,142 2,069 73

306 X NEW ORIENTAL ED & TECH 647581107 3/10/2011 11/23/2011 1,341 , 1,269 , 72


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gain

or Loss

Long Term CG Distributions 5 , 348 1 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292


ndex

Check "X"if Sale ofSecunt escri ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss


308 X NEWMARKET CORP 651587107 8/12/2009 5/9/2011 15,108 6,567 8,541

309 X NEWMARKET CORP 651587107 8/12/2009 10/21/2011 23,746 10,632 13,114

310 X NEXEN INC 65334H102 10/28/2009 3/4/2011 679 549 130

311 X NEXEN INC 65334H102 11/6/2008 4/1/2011 429 258 171

312 X NEXEN INC 65334H102 10/28/2009 4/1/2011 177 154 23

313 X NIKE INC B 654106103 2/3/2010 3/25/2011 6,134 5,079 1 , 055

314 X NIKE INC B 654106103 4/22/2010 7/12/2011 45,559 38,407 7,152

315 X NIKE INC B 654106103 4/15/2010 7/21/2011 41,414 34,052 7,362

316 X NIKE INC B 654106103 4/22/2010 7/21/2011 27,609 23 , 044 4 , 565

317 X NIKE INC B 654106103 4/15/2010 10/21/2011 28,091 22,701 5,390

318 X NIPPON TELEG & TEL CORP 654624105 11/6/2008 10/4/2011 1,126 1,010 116

319 X NORDSTROM INC 655664100 11/16/2009 1/31/2011 3,426 2,902 524

320 X NORDSTROM INC 655664100 11/17/2009 3/16/2011 1,272 1,043 229

321 X NORDSTROM INC 655664100 11/17/2009 3/16/2011 833 696 137

322 X NORDSTROM INC 655664100 11/16/2009 3/16/2011 1,625 1,363 262

323 X NORDSTROM INC 655664100 6/25/2010 3/21/2011 1,906 1,595 311

324 X NORDSTROM INC 655664100 11/17/2009 3/21/2011 3,261 2,678 583

325 X NORTHROP CORP 666807102 7/27/2009 11/23/2011 1,656 1,119 537

326 X NORTHROP CORP 666807102 8/31/2010 11/23/2011 267 227 40

327 X NORTHROP CORP 666807102 7/26/2010 11/23/2011 534 489 45

328 X NORTHWEST PIPE CO 667746101 2/17/2009 10/21/2011 2,848 4,025 -1,177

329 X NORTHWEST PIPE CO 667746101 2/13/2009 10/21/2011 2,125 3,126 -1,001

330 X NOVARTIS AG SPONSORED 66987V109 9/22/2011 10/2512011 28 ,457 26 , 974 1 . 4 3

331 X NOVARTISAG SPONSORED 66987V109 8/19/2011 10/25/2011 25,042 24,151 _ 891

332 X NOVARTIS AG SPONSORED 66987V109 8/18/2011 10/25/2011 62,605 61,059 1 , 546

333 X CLIFFS NATURAL RESOURC E 18683K101 1/21/2011 2/3/2011 1,323 1,271 52

334 X CLIFFS NATURAL RESOURC E 18683K101 1/3/2011 2/3/2011 3,175 2,934 241

335 X CLOUD PEAK ENERGY INC 18911Q102 8/9/2010 10/21/2011 8,719 7,292 1,427

336 X COACH INC 189754104 6/1/2011 8/22/2011 961 1,248 -287

337 X COACH INC 189754104 7/1/2011 8/22/2011 2,707 3,749 -1042

338 X COACH INC 189754104 7/1/2011 8/22/2011 1,105 1,513 -408

339 X COCA COLA HELLENIC BOTT 1912EP104 10/14/2010 5/18/2011 11,545 12,239 -694

340 X COGNEX CORP 192422103 8/30/2011 10/21/2011 7,362 8,247 -885

341 X COGNIZANT TECHNOLOGY S 192446102 10/28/2011 11/2/2011 626 680 -54

342 X COHERENT INC 192479103 11/4/2008 10/21/2011 15,533 8,619 6,914

343 X COLGATE PALMOLIVE CO 194162103 11/18/2008 7/12/2011 3,016 2,145 871

344 X COLGATE PALMOLIVE CO 194162103 11/5/2008 7/12/2011 8 , 162 5 891 2 , 271

345 X COLGATE PALMOLIVE CO 194162103 1/13/2004 7/12/2011 31,051 17,780 _ 13,271

346 X COLGATE PALMOLIVE CO 194162103 11/5/2008 7/12/2011 2,395 1,757 638

347 X COLGATE PALMOLIVE CO 194162103 1/13/2004 7/21/2011 71,480 40,640 30,840

348 X COLGATE PALMOLIVE CO 194162103 1/13/2004 _ 10/25/2011 20,337 11,430 8,907

349 X CONAGRA INC 205887102 11/11/2009 2/15/2011 3,966 3,901 65

350 X CONAGRA INC 205887102 10/4/2010 _ 11/23/2011 983 904 79

351 X ORACLE SYSTEMS CORP 68389X105 1/31/2011 6/8/2011 2,742 2,784 -42

352 X ORACLE SYSTEMS CORP 68389X105 10/19/2010 6/16/2011 1,387 1,297 _ 90

353 X ORACLE SYSTEMS CORP 68389X105 12/17/2010 6/16/2011 740 767 -27

354 X ORACLE SYSTEMS CORP 68389X105 2/10/2010 7/21/2011 8,645 6,134 2,511

355 X ORACLE SYSTEMS CORP 68389X105 5/7/2010 7/21/2011 97 872 71,994 25 878

356 X ORACLE SYSTEMS CORP 68389X105 4/15/2010 7/21/2011 28,872 23,196 _ 5,676

357 X ORACLE SYSTEMS CORP 68389X105 7/20/2010 8/15/2011 1,935 1,661 1 1 274

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than

Totals

Amount

Gross

Sales

Cost, Other

Basis and Ex penses

Net Gain

or Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

358 X ORACLE SYSTEMS CORP 68389X105 7/20/2010 8/15/2011 2,208 1,922 286

359 X ORACLE SYSTEMS CORP 68389X105 10/21/2010 8/18/2011 8,155 9.331 -1,176

360 X ORACLE SYSTEMS CORP 68389X105 8/14/2009 8/18/2011 45,269 39,308 5 961





365 X OWENS & MINOR INC NEW 690732102 8/12/2009 9/1/2011 12,268 12,179 89

366 X OWENS & MINOR INC NEW 690732102 8/12/2009 10/21/2011 8,013 7,583 430

367 X OWENS ILLINOIS COM NEW 690768403 10/15/2010 3/30/2011 211 195 16

368 X OWENS ILLINOIS COM NEW 690768403 11/8/2010 3/30/2011 1,418 1,364 54

369 X OWENS ILLINOIS COM NEW 690768403 10/15/2010 6/28/2011 2,814 3,126 -312

370 X OWENS ILLINOIS COM NEW 690768403 10/15/2010 7/28/2011 2,718 , 3 098 -380

371 X OWENS ILLINOIS COM NEW 690768403 10/15/2010 8/11/2011 4,129 6,642 -2 , 513

372 X PNC BANK CORPORATION 693475105 2/3/2010 7/20/2011 4,559 4,453 106

373 X PNC BANK CORPORATION 693475105 7/15/2010 7/20/2011 2,391 2,577 -186

374 X PNC BANK CORPORATION 693475105 12/29/2010 8/22/2011 3,078 4,283 -1 , 205

375 X PNC BANK CORPORATION 693475105 2/3/2010 8/22/2011 9,938 12,273 -2,335

376 X PNC BANK CORPORATION 693475105 8/15/2011 11/23/2011 394 379 15

377 X PNC BANK CORPORATION 693475105 8/8/2011 11/23/2011 4,191 4,180 11

378 X PNC BANK CORPORATION 693475105 10/4/2010 11/23/2011 247 261 -14

379 X PNC BANK CORPORATION 693475105 9/9/2010 11/23/2011 3,254 3,613 -359

380 X PPG INDUSTRIES INC 693506107 3/25/2010 8/22/2011 4,371 4,142 229

381 X PPG INDUSTRIES INC 693506107 3/25/2010 9/7/2011 2 , 842 2,498 344


383 X EOG RES INC 26875P101 3/5/2010 6/17/2011 2,864 2,728 136

384 X EOG RES INC 26875P101 12/21/2009 7/12/2011 3,866 3,691 175

385 X EOG RES INC 26875P101 11/16/2009 7/12/2011 9,317 8,523 794

386 X EOG RES INC 26875P101 3/5/2010 7/12/2011 1,586 1,559 27

387 X EMS TECHNOLOGIES INC TE 268994647 1/8/2010 8/24/2011 33,891 14,797 19.094

388 X EATON CORP 278058102 4/21/2011 8/22/2011 3,344 4,733 -1 389

389 X MYLAN LABORATORIES 628530107 6/15/2011 8/3/2011 60,427 65,110 -4,683

390 X MYLAN LABORATORIES 628530107 1/12/2011 8/3/2011 120,854 131,187 -10,333

391 X MYLAN LABORATORIES 628530107 3/31/2011 8/3/2011 51,050 55,431 -4381

392 X MYLAN LABORATORIES 628530107 8/2/2011 8/3/2011 22,921 24,134 -1 , 213

393 X NII HLDGS INC CL B 62913F201 4/5/2011 8/3/2011 1,389 1,400 -11

394 X NII HLDGS INC CL B 62913F201 4/15/2011 8/3/2011 168 157 11

395 X NII HLDGS INC CL B 62913F201 10/15/2010 11/30/2011 1,278 2,145 -867

396 X NESTLE SPON ADR REP REG 641069406 10/14/2010 8/31/2011 3,670 3,290 380

397 X NETAPP INC 6411OD104 4/28/2011 8/2/2011 2,886 3,283 -397

398 X NETAPP INC 641100104 11/9/2010 8/2/2011 7,604 9,426 -1 , 822

399 X NETAPP INC 6411OD104 12/3/2010 8/2/2011 4,764 5,632 _ -868

400 X NETAPP INC_

64110D104 8/8/2011 8/15/2011 1,009 916 93

401 X NETAPPINC 6411OD104 9/14/2011 11/29/2011 1,000 1,040 , -40

402 X NETAPP INC 6411OD104 10/26/2011 _ 11/29/2011 464 493 -29

403 X NETAPP INC 64110D104 8/8/2011 11/29/2011 2,250 2,509 -259

404 X NETAPPINC 6411OD104 8/29/2011 _ 11/29/2011 1,179 1,233 -54

405 X NETLOGIC MICROSYSTEMS I 64118B100 9/27/2010 10/7/2011 16,664 9,334 7 , 330

406 X N ETLOGIC MICROSYSTE M S I 64118B100 9/29/2010 10/7/2011 12,089 7 0 30 5,059

407 X NEW ORIENTAL ED & TECH 647581107 10/14/2010 7/20/2011 3,563 2,519 1,044

408 X MOLSON COORS BREWING 60871R209 12/9/2010 11/23/2011 115 147 -32

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than Inventory

Totals

Amount

GrossSales

Cost, Other

Basis and Ex penses

Net Gain

or Loss



ndex

Check "X"if Sale ofSecurity escri p tion USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

409 X MOLSON COORS BREWING 60871R209 12/8/2010 11/23/2011 2,219 2 , 871 -652

410 X MOLSON COORS BREWING 60871R209 10/42010 11/23/2011 153 191 -38

411 X MONSANTO CO NEW 61166W101 10/5/2010 1/6/2011 1,656 1,123 533

412 X MONSANTO CO NEW 61166W101 5/27/2010 1/6/2011 4,249 2,886 1,363

413 X MONSANTO CO NEW 61166W101 5/27/2010 1/6/2011 1,700 1 174 526

414 X MONSANTO CO NEW 61166W101 7/1/2010 7127/2011 2,313 1,449 864

415 X MONSANTO CO NEW 61166W101 10/5/2010 10/12/2011 2,827 1,855 972

416 X MONSTER WORLDWIDE INC 611742107 4/4/2011 8/10/2011 355 681 -326

417 X MONSTER WORLDWIDE INC 611742107 1/28/2011 8/10/2011 727 1,436 -709

418 X MONSTER WORLDWIDE INC 611742107 4/4/2011 9/1/2011 582 1 , 080 -498

419 X MONSTER WORLDWIDE INC 611742107 5/19/2011 9/12011 636 1 , 054 -418

420 X MONSTER WORLDWIDE INC 611742107 11/4/2008 10/21/2011 6,085 9,715 -3 ,630



423 X MONSTER WORLDWIDE INC 611742107 10/15/2010 11/2/2011 3,830 5 , 682 -1,852

424 X MURPHY OIL CORPORATION 626717102 6/1/2011 11/11/2011 138,517 170,575 -32,058

425 X MURPHY OIL CORPORATION 626717102 6/1/2011 11/11/2011 119,125 146,694 -27 , 569

426 X MYLAN LABORATORIES 628530107 3/31/2011 7/8/2011 23,687 21,494 2,193

427 X MYLAN LABORATORIES 628530107 2/10/2011 7/82011 69,813 65,482 4 , 331

428 X NEW ORIENTAL ED & TECH 647581107 10/14/2010 9/13/2011 3,318 2,317 1,001


430 X CONAGRA INC 205887102 11/8/2010 11/23/2011 360 334 26

431 X CONAGRA INC 205887102 11/11/2009 11/23/2011 3,190 2 , 931 259

432 X CONAGRA INC 205887102 9/29/2011 11/23/2011 2 , 878 2 , 920 -42

433 X CON-WAY INC 205944101 10/15/2010 2/1/2011 2,750 2,460 290

434 X CON-WAY INC 205944101 10/15/2010 2/3/2011 5,335 4,982 353

435 X CONCUR TECHNOLOGIES IN 206708109 8/11/2011 10/21/2011 4,745 4,267 478

436 X CONOCOPHILLIPS 20825C104 12/30/2009 3/9/2011 783 509 274

437 X CONOCOPHILLIPS 20825C104 11/7/2008 3/9/2011 1,879 1,204 675

438 X CONOCOPHILLIPS 20825C104 3/22/2011 5/3/2011 7,721 7 , 954 -233


440 X CONOCOPHILLIPS 20825C104 2/7/2011 5/13/2011 3 515 3,545 -30


442 X CONOCOPHILLIPS 20825C104 1/5/2011 8/8/2011 4 , 605 4,791 -186

443 X CONOCOPHILLIPS 20825C104 1/5/2011 8/9/2011 4,036 4,251 -215

444 X CONSOLIDATED ENERGY IN 20854P109 10/15/2010 1/14/2011 1,561 1,205 356

445 X CONSOLIDATED ENERGY IN 20854P109 11/23/2010 1/14/2011 364 291 73

446 X CONSTELLATION BRANDS IN 21036P108 10/15/2010 4/7/2011 87 76 11

447 X CONSTELLATION BRANDS IN 21036P108 1/12/2011 _ 4/7/2011 1,561 1,388 173

448 X CONSTELLATION BRANDS IN 21036P108 5/7/2010 9/1/2011 16,649 14,966 1 , 683

449 X CONSTELLATION BRANDS IN 21036P108 5/13/2010 _ 9/1/2011 17,641 16,585 1,056

450 X CONSTELLATION BRANDS IN 21036P108 5/12/2010 9/1/2011 16,707 15,570

_1 , 137

451 X CONSTELLATION BRANDS IN 21036P108 10/15/2010 10/28/2011 1,301 1,196 105

452 X CONTINENTAL RESOURCES 1 212015101 3/18/2011 8/22/2011 1,947 2,518 -571

453 X CONTINENTAL RESOURCES 212015101 3/23/2011 8/22/2011 1,793 2,423 -630

454 X CONTINENTAL RESOURCES 1 212015101 3/18/2011 _ 8/222011 820 1,059_

-239

455 X CORRECTIONS CORP OF AM 22025Y407 8/12/2009 10/21/2011 26,621 24,159 2,462

456 X CROWN CASTLE INTERNATI 228227104 10/15/2010 7/12/2011 1,646 1,655 -9

457 X CYMER INC 232572107 7/22/20 11 10/21/2011 3,925 4 482 -557

458 X DTS INC 23335C101 423/2009 1021/2011 5 467 5,107 360

459 X DTS INC 23335C101 3/31/2009 10/21/2011 3,094 2,925 169


Totals

Amount

Gross

SalesCost, Other

Basis and Ex penses

Net Gainor Loss



ndex

Check "X"

if Sale ofSecurity escri ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expense

of Sale and

Cost of

Improve-

ments epreciationet Gainor Loss

460 X DAIWA HOUSE INDUSTRY LT 234062206 11/11/2008 3/28/2011 910 584 326461 X DAIWA HOUSE INDUSTRY LT 234062206 11/11/2008 8/17/2011 1,316 918 398462 X DANAHER CORP SBI 235851102 4/22/2010 8/22/2011 2 , 035 2,102 -67

463 X DANAHER CORP SBI 235851102 4/22/2010 8/22/2011 2,782 2,859 -77

464 X DANAHER CORP SBI 235851102 3/11/2010 11/17/2011 1,265 1,047 218465 X DANAHER CORP SBI 235851102 4/22/2010 11/17/2011 2 , 062 1,850 212

466 X DARDEN RESTAURANTS INC 237194105 10/15/2010 2/11/2011 5,209 4,759 450

467 X DARDEN RESTAURANTS INC 237194105 1/13/2011 2/11/2011 1,573 1,473 100468 X DASSAULT SYS S A SPON A 237545108 10/14/2010 11/4/2011 2,084 1,835 249

469 X DASSAULT SYS S A SPON A 237545108 10/14/2010 11/8/2011 1 , 418 1 , 248 170470 X PEABODY ENERGY CORP 704549104 5/25/2010 9/21/2011 28,409 24,316 4,093471 X PEABODY ENERGY CORP 704549104 8/16/2011 11/11/2011 3,878 4,672 -794472 X PEABODY ENERGY CORP 704549104 8/1/2011 11/11/2011 13,469 18,651 -5,182473 X PEABODY ENERGY CORP 704549104 7/15/2011 11/11/2011 19,796 28,381 , -8 , 585474 X PEABODY ENERGY CORP 704549104 7/20/2011 11/11/2011 9,184 13,711 -4,527

475 X PEABODY ENERGY CORP 704549104 3/1/2011 11/23/2011 2,216 4,261 -2,045476 X PENN NATIONAL GAMING IN 707569109 12/23/2010 8/10/2011 1,460 1 , 471 -11

477 X PENN NATIONAL GAMING IN 707569109 12/23/2010 11/28/2011 422 420 2478 X PENN NATIONAL GAMING IN 707569109 10/26/2011 11/28/2011 880 904 -24

479 X PEPSICO INC NC 713448108 1/13/2004 7/21/2011 6,551 4,584 1 , 967480 X PEPSICO INC NC 713448108 3/21/2005 7/21/2011 78,611 63,249 15,362481 X PETROHAWK ENERGY CORP 716495106 10/15/2010 7/15/2011 12 , 097 5,569 6 , 528482 X PETROLEO BRAS SA ADS 71654V408 8/4/2011 8/9/2011 13,380 15,665 -2 , 285483 X PETROLEO BRAS SA ADS 71654V408 6/15/2011 8/9/2011 30 , 773 38,042 -7 , 269484 X PETROLEO BRAS SA ADS 71654V408 2/10/2011 8/9/2011 53,519 72,696 -19,177

485 X PETROLEO BRAS SA ADS 71654V408 2/15/2011 8/9/2011 45,491 63,203 -17,712486 X PETROLEO BRAS SA ADS 71654V408 1/12/2011 8/9/2011 93,658 131,663 -38 , 005487 X PETROLEO BRAS SA ADS 71654V408 4/12/2011 8/9/2011 46,829 66,544 -19,715

488 X PFIZER INC 717081103 1/12/2010 6/1/2011 55,181 49,114 6,067489 X PFIZER INC 717081103 11/13/2008 11/23/2011 316 274 42490 X PFIZER INC 717081103 11/14/2008 11/23/2011 1,580 1,408 172491 X PFIZER INC 717081103 7/27/2009 11/23/2011 558 499 59492 X EQUINIX INC NEW 29444U502 10/15/2010 2/10/2011 454 370 84493 X EQUINIX INC NEW 29444U502 12/17/2010 2/10/2011 817 728 89494 X EXPEDITORS INTENATIONAL 302130109 10/28/2011 11/2/2011 642 708 -66495 X EXPRESS SCRIPTS INC CL A 302182100 8/7/2009 2/9/2011 127,599 75,898 51,701

496 X EXPRESS SCRIPTS INC CL A 302182100 11/11/2009 2/9/2011 31 , 050 23,715 7 , 335497 X EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 4/1/2011 12 , 447 10 , 75 3 1 , 694498 X EXPRESS SCRIPTS INC CL A 302182100 8/18/2011 9/21/2011 21,732 _ 24,016 -2 284

499 X EXPRESS SCRIPTS INC CL A 302182100 4/15/2010 9/21/2011 82,788 100 936 18,148

500 X EXPRESS SCRIPTS INC CL A 302182100 11/18/2008 9/21/2011 2,980 2,133 847

501 X EXPRESS SCRIPTS INC CL A 302182100 11/5/2008 9/21/2011 7,451 __ 5,635 1 , 816

502 X EXPRESS SCRIPTS INC CL A 302182100 817/2009 9/21/2011 113,751 92,614 21,137

503 X EXPRESS SCRIPTS INC CL A 302182100 8/2/2011 10/6/2011 3,237 4,346 -1 , 109

504 X EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 10/6/2011 5,032 6,305 -1,273

505 X EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 10/6/2011 5,032 6 ,305 -1,273

506 X EXPRESS SCRIPTS INC CL A 302182100 8/2/2011 10/6/2011 3,237 4,346 _ -1,109

507 X EXPRESS SCRIPTS INC CL A 302182100 7/15/2011 11/11/2011 13,157 14,369 -1 , 212508 X EXPRESS SCRIPTS INCCL A 302182100 8/16/2011 _ 11/11/2011 2,153 _ 2, 146 7

509 X EXPRESS SCRIPTS INC CL A _302182100 7/20/2011 11/11/2011 13,157 14431 1 -1,274510 X EXPRESS SCRIPTS INC CL A 302182100 8/1/2011 11/11/2011 14,353 15 , 825 1 -1 , 472


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss



ndex

Check "X"if Sale ofSecurity escri ptiontion USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

511 X EXPRESS SCRIPTS INC CL A 302182100 7/6/2011 11/11/2011 13,157 14,802 -1 ,645

512 X FMC CORPORATION NEW 302491303 1/11/2011 7/7/2011 1,516 1,309 207

513 X FTI CONSULTING INC 302941109 7/28/2010 10/21/2011 14,407 13,072 1 , 335

514 X FANUC LTD JAPAN UNSP AD 307305102 10/14/2010 8/17/2011 5,199 4,169 1,030

515 X FEDEX CORP 31428X106 3/18/2010 2/1/2011 2,312 2,230 82

516 X FEDEX CORP 31428X106 3/22/2010 2/1/2011 2,035 1,998 37

517 X FEDEX CORP 31428X106 3/18/2010 3/14/2011 1,769 1,784 -15

518 X FEDEX CORP 31428X106 3/18/2010 3/16/2011 4,930 5,085 -155

519 X FEDEX CORP 31428X106 1117/2008 11/23/2011 2,694 2,219 475

520 X FEDEX CORP 31428X106 11/18/2008 11/23/2011 770 651 119

521 X F5 NETWORKS INC 315616102 12/21/2010 4/27/2011 1,999 2,593 -594

522 X F5 NETWORKS INC 315616102 2/7/2011 4/27/2011 1,789 2,122 -333

523 X F5 NETWORKS INC 315616102 12/20/2010 4/27/2011 1,894 2,437 -543

524 X F5 NETWORKS INC 315616102 1/20/2011 7/22/2011 3,444 3,714 -270

525 X F5 NETWORKS INC 315616102 4/6/2011 7/22/2011 2,532 2,365 167

526 X F5 NETWORKS INC 315616102 2/7/2011 7/22/2011 2,330 2,871 -541

527 X FIRST INDL RLTY TR INC 32054K103 4/23/2010 10/21/2011 6,402 6,194 208

528 X FIRST INDL RLTY TR INC 32054K103 4/22/2010 10/21/2011 3,581 3,352 229

529 X FISERV INC 337738108 10/28/2011 11/2/2011 560 607 -47

530 X FORCE PROTECTION INC 345203202 1/14/2010 3/4/2011 5,289 6,105 -816

531 X FORCE PROTECTION INC 345203202 1/14/2010 3/29/2011 473 539 -66

532 X FORCE PROTECTION INC 345203202 12/7/2009 3/29/2011 996 1,096 -100

533 X PFIZER INC 717081103 11/7/2008 11/23/2011 3,606 3,245 361

534 X PFIZER INC 717081103 4/19/2010 11/23/2011 372 335 37

535 X PFIZER INC 717081103 4/5/2010 11123/2011 1,766 1 605 161

536 X PHARMACEUTICAL PROD DE 717124101 10/15/2010 7/19/2011 2,825 2,233 592

537 X PHARMACEUTICAL PROD DE 717124101 10/15/2010 10/3/2011 4,606 3,470 1,136

538 X PHARMACEUTICAL PROD DE 717124101 10/15/2010 10/17/2011 3,631 2,670 961

539 X PHILIP MORRIS INTERNATIO 718172109 10/21/2010 1/6/2011 5,746 5,632 114

540 X PHILIP MORRIS INTERNATIO 718172109 10/21/2010 1/10/2011 2,427 2,446541 X PHILIP MORRIS INTERNATIO 718172109 10/21/2010 1/12/2011 9,491 9,614

542 X PHILLIPS VAN HEUSEN COR 718592108 10/15/2010 3/30/2011 1,551 1,506

543 X PINNACLE ENTMT INC 723456109 6/3/2010 4/5/2011 18,394 15,506 g2,888

544 X PLANTRONICS INC 727493108 9/22/2010 10/21/2011 4,514 4,761

545 X POTASH CP OF SASKATCHE 73755L107 9/22/2011 11/18/2011 26,070 28,516

546 X POTASH CP OF SASKATCHE 73755L107 8/10/2011 11/18/2011 28,242 33,012

547 X POTASH CP OF SASKATCHE 73755L107 9/21/2011 11/18/2011 17,380 20,534 -3,154

548 X POTASH CP OF SASKATCHE 73755L107 8/18/2011 11/18/2011 28,242 34 , 396 -6 , 154

549 X POTASH CP OF SASKATCHE 73755L107 7/14/2011 11/18/2011 51,053 68,291 _ -17,238


551 X POTASH CP OF SASKATCHE 73755L107 8/1/2011 11/18/2011 13 035 17,451 -4,416

552 X POTASH CP OF SASKATCHE 73755L107 8/2/2011 11/18/2011 52,139 69,888 , -17,749



555 X PRAXAIR INC 74005P104 7/12/2010 7/21/2011 3,964 3,009 955

556 X PRECISION CASTPARTS CO 740189105 7/23/2010 9/1/2011 1,620 1,184 436

557 X PRICELINE COM INC 741503403 5/11/2010 9/16/2011 6,298 2,628 3,670

558 X PRICESMART INC 741511109 8/12/2009 10/13/2011 50,764 12,286 38,478

559 X PRICESMAR T INC 741511109 8/12/2009 10/21/2011 69,910 16,924 52,986

560 X_

PROCTER & GAMBLE 742718109 5/13-/2011 11/14/2011 4,852 5,136 -284

561 X PROLOGIS TR SBI 743410102 10/15/2010 1/27/2011 255 203 52


Totals

Amount

GrossSales

Cost, OtherBasis and Expenses

Net Gainor Loss



ndex

Check "X"if Sale ofSecurity escn p tion USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

562 X PROLOGIS TR SBI 743410102 10/27/2010 1/27/2011 1,766 1,461 305

563 X PROLOGIS TR SBI 743410102 10/15/2010 3/11/2011 1,326 1,092 234

564 X PROLOGIS TR SBI 743410102 10/15/2010 4/1/2011 5,796 4,597 1 , 199

565 X SHORT S & P 500 PROSHARE 74347R503 2/22/2011 6/15/2011 67,797 66,141 1,656

566 X PROSHARES SHORT 000 74347R602 2/22/2011 6/15/2011 67,702 65,198 2,504

567 X PRUDENTIAL FINANCIAL INC 744320102 11/18/2008 11/23/2011 1,337 551 786

568 X PRUDENTIAL FINANCIAL INC 744320102 10/4/2010 11/23/2011 738 843 -105


570 X FORCE PROTECTION INC 345203202 12/4/2009 3/30/2011 143 154 -11

571 X FORCE PROTECTION INC 345203202 1/12/2010 3/30/2011 6 , 283 6 , 918 -635

572 X FORCE PROTECTION INC 345203202 12/7/2009 3/30/2011 4 501 4,960 -459


574 X FORCE PROTECTION INC 345203202 1/6/2010 3/31/2011 7 , 793 , 8,043 -250

575 X FORD MTR CO NEW 345370860 11/5/2010 1/31/2011 4,977 4 , 994 -17

576 X FORD MTR CO NEW 345370860 11/10/2010 1/31/2011 4,897 4,929 -32

577 X FORD MTR CO NEW 345370860 11/18/2010 1/31/2011 1,830 1,865 -35

578 X FORD MTR CO NEW 345370860 10/21/2010 4/13/2011 5,387 4,943 444

579 X FORD MTR CO NEW 345370860 10/21/2010 7/7/2011 4,455 4,323 132

580 X FORD MTR CO NEW 345370860 10121/2010 8/4/2011 10,741 13,300 -2 , 559

581 X FOREST LABS INC 345838106 10/15/2010 5/2/2011 5,751 5,520 231

582 X FORTINET INC 34959E109 10/6/2011 10/21/2011 3,683 37

583 X FREEPORT MCMORAN COPP 35671D857 12/7/2010 1/25/2011 2,841 -194

584 X FREEPORT MCMORAN COPP 35671D857 10/21/2010 1/25/2011 3,578 199

585 X FREEPORT MCMORAN COPP 35671D857 12/2/2010 1/25/2011 4 , 104M42 -101

586 X FREEPORT MCMORAN COPP 35671D857 10/21/2010 4/15/2011 6,328 166

587 X FREEPORT MCMORAN COPP 35671D857 10/21/2010 6/15/2011 4,344 -29

588 X FREEPORT MCMORAN COPP 35671D857 10/21/2010 6/15/2011 4 , 640 101

589 X FREEPORT MCMORAN COPP 35671D857 11/9/2010 6/17/2011 864 951 -87

590 X FREEPORT MCMORAN COPP 35671D857 12/2/2010 6/17/2011 4,222 4,720 -498




594 X FREEPORT MCMORAN COPP 35671D857 2/24/2011 11/23/2011 3,194 4,660 , -1 , 466

595 X FREEPORT MCMORAN COPP 35671D857 7/26/2010 11/23/2011 351 355 -4

596 X FREEPORT MCMORAN COPP 35671D857 11/11/2009 11/23/2011 2,387 2,824 437

597 X FRESENIUS MED CARE AG S 11 358029106 10/14/2010 5/13/2011 4 258 3,830 428

598 X FRESENIUS MED CARE AGS 358029106 10/14/2010 7/27/2011 5,140 4,149 991

599 X FRESH MKT INC 35804H106 11/9/2010 10/21/2011 2 , 856 2 , 366 490

600 X FRESH MKT INC 3580411106 4/28/2011 10/21/2011 7,803 8,110 -307

601 X FUSION-10 INC 36112J107 8/2/2011 10/21/2011 4,241 4,814 -573

602 X FUSION-10 INC 36112J107 8/2/2011 11!1/2011 6,966 5,405 1,561

603 X GEO GROUP INC 36159R103 11/4/2008 10/21/2011 4,792 4,802 -10

604 X GEO GROUP INC 36159R103 9/28/2009 10/21/2011 4,957 5,451 -494

605 X GNC HLDGS INC 36191G107 4/6/2011 10/21/2011 12,461 9,152 3,309

606 X GABELLI NAT RES GLD & INC 36249M106 2/10/2011 6/15/2011 55,045 66,045 -111 , 000

607 X GAMESTOP CORP 36467W109 10/15/2010 3/23/2011 21 18 _ 3

608 X GAMESTOP CORP 36467W109 1/6/2011 3/23/2011 1,067 1,069 -2

609 X PUBLIC STORAGE 6 750% 7446OD257 10/27/2011 11/14/2011 435 437 -2

610 X OLT INC 746927102 2/ 1 1/2011 6/22/2011 2,663 2 727 _ -64

611_

X OLT INC 746927102 2/10/2011 6/22/2011 2,669 2.735 -66

612 X OLT INC 746927102 2/9/2011 6/22/2011 3 . 509 3,604 -95


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gain

or Loss

Long Term CG Distributions 5,3481 Securities 25 , 910 , 714 23 , 297 , 422 2 ,613 , 292


ndex

Check "X"if Sale ofSecurity escn Lion USIP # urchaser

Check X" ifPurchaser

is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

613 X QUAKER CHEMICAL CORPO 747316107 5/5/2011 10/21/2011 3,130 4,297 -1 , 167

614 X QLIK TECHNOLOGIES INC 74733T105 3/1/2011 10/21/2011 8,712 8,820 -108

615 X QUALCOMM INC 747525103 1/6/2011 8/26/2011 535 580 -45

616 X QUALCOMM INC 747525103 1/27/2011 8/26/2011 4,478 5 , 009 -531

617 X QUALITY SYSTEMS INC 747582104 11/4/2008 10/21/2011 8,559 3,805 4 754

618 X RS EMERGING MKTS A 74972K757 2/22/2011 7/13/2011 91,203 90,169 1 034

619 X RS EMERGING MKTS A 74972K757 5/4/2010 7/13/2011 219,096 195,970 23 126

620 X RS EMERGING MKTS A 74972K757 12/16/2010 7/13/2011 4,724 4,730 -6

621 X RTI INTERNATIONAL METALS 74973W107 7/14/2011 10/21/2011 2,444 3,189 -745

622 X RF MICRO DEVICES INC 749941100 4/28/2011 9/14/2011 1 ,600 1 , 608 -8

623 X RF MICRO DEVICES INC 749941100 4/29/2011 9/14/2011 1,528 1 546 -18

624 X RF MICRO DEVICES INC 749941100 4/27/2011 9/15/2011 2,846 2,734 112

625 X RF MICRO DEVICES INC 749941100 4/28/2011 9/15/2011 1,757 1,721 36

626 X RAIDANT SYSTEMS INC TEN 750992125 3/29/2011 8/26/2011 6,748 4,308 2,440

627 X RAIDANT SYSTEMS INC TEN 750992125 11/4/2008 8/26/2011 24,500 5,127 19,373

628 X RANGE RESOURCES CORP 75281A109 10/15/2010 2/17/2011 6,527 5,012 1 515

629 X RAYONIER INCORPORATED 754907103 9/22/2009 10/25/2011 38,124 26 , 577 11547

630 X RAYONIER INCORPORATED 754907103 9/22/2009 11/18/2011 265,073 183 , 240 81 833

631 X REALD INC COM 75604L105 6/10/2011 8/1/2011 9,041 13,285 -4,244

632 X REALD INC COM 75604L105 5/24/2011 8/1/2011 4,758 9,614 -4 , 856

633 X RED HAT INC 756577102 12/7/2010 6/17/2011 7,251 8,299 -1048

634 X RED HAT INC 756577102 10/28/2010 8/2/2011 8,495 8,900 -405

635 X RED HAT INC 756577102 12/7/2010 8/2/2011 362 427 -65

636 X RED HAT INC 756577102 8/16/2011 8/22/2011 2 , 678 3 026 -348

637 X RS EMERGING MKTS A 74972K757 2/28/2011 7/13/2011 72,503 72 617 -114

638 X RED HAT INC 756577102 7/19/2011 8/22/2011 4,132 5 558 -1,426

639 X RED HAT INC 756577102 10/28/2011 11/2/2011 581 622 -41

640 X REDWOOD TRUST INC 758075402 6/17/2009 10/21/2011 3,650 4 , 681 -1,031

641 X REGAL BELOIT CORP 758750103 12/17/2009 10/21/2011 8,511 8,808 -297

642 X REGAL ENTERTAINMENT GR 758766109 11/5/2010 8/3/2011 13 14 -1

643 X REGAL ENTERTAINMENT GR 758766109 3/25/2011 8/3/2011 1,412 1,498 -86

644 X REGAL ENTERTAINMENT GR 758766109 11/5/2010 8/5/2011 1,198 1 , 357 -159

645 X REGAL ENTERTAINMENT GR 758766109 11/5/2010 11/4/2011 1,405 1 , 302 103

646 X REGENERON PHARMACEUTI 75886F107 7/28/2009 5/4/2011 12,020 5 , 456 6 564

647 X REGENERON PHARMACEUTI 75886F107 7/28/2009 9/26/2011 13,146 4,435 8,711

648 X REGIONS FINANCIAL CORP 7591EP100 10/15/2010 1/7/2011 1,353 1 , 362 -9

649 X GAP INC 364760108 7/17/2009 9/28/2011 2,867 2 , 741 126

650 X RS EMERGING MKTS A 74972K757 1/11/2011 7/13/2011 153 , 560 160 , 044 -6 ,484

651 X GAP INC 364760108 8/31/2010 9/2812011 169 171 -2

652 X GAP INC 364760108 7/26/2010 9/28/2011 422 473 -51

653 X OAO GAZPROM SP REG S G 368287207 10/15/2010 3/8/2011 _ 551 386 165

654 X OAO GAZPROM SP REG S G 368287207 11/9/2009 9/9/2011 3,981 4,359 -378

655 X OAO GAZPROM SP REG S G 368287207 3/11/2010 9/9/2011 904 922 -18


657 X NOVARTIS AG SPONSORED 66987V109 7/21/2011 1111112011 13,985 15 , 614 -1 629

658 X NOVARTIS AG SPONSORED 66987V109 7/20/2011 11/11/2011 25,733 28,744 -3,011

659 X NOVARTIS AG SPONSORED 66987V109 9/21/2011 10/25/2011 28,457 27,784 673

660 X NOVO-NORDISK A S ADR 670100205 10/14/2010 3/16/2011 3,966 3 , 348 618

661 X NU SKIN ENTERPRISES INC 670 1 8T 10 5 5/9/2011 10/21/20 11 3 2 778 26,593 6_185

662 X O'REILLY AUTOMOTIVE INC___

67103H107 10/28/2011 11/2/2011_

610 609 1

663 X OYO GEOSPACE CORP 671074102 11/4/2008 10/21/2011 13,240 6J71 1 7 , 069 1


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

664 X OASIS PETROLEUM INC 674215108 8/25/2011 10/21/2011 5,965 4,741 1 224

665 X DECKERS OUTDOOR CORP 243537107 10/12/2010 10/21/2011 7 , 037 3,622 3 , 415

666 X DECKERS OUTDOOR CORP 243537107 10/28/2011 11/2/2011 563 586 -23

667 X DECKERS OUTDOOR CORP 243537107 10/12/2010 11/21/2011 9 , 948 5,355 4 , 593

668 X DEERE & CO 244199105 11/12/2010 2/24/2011 10,279 9,034 1 245

669 X DIAMOND OFFSHORE DRILLI 25271C102 6/22/2010 11/23/2011 1,191 1,280 -89

670 X DIAMOND OFFSHORE DRILLI 25271C102 5/4/2010 11/23/2011 953 1,236 -283

671 X DIAMOND OFFSHORE DRILLI 25271C102 4/5/2010 11/23/2011 1 , 191 1,840 -649

672 X DIAMOND OFFSHORE DRILLI 25271C102 4/19/2010 11/23/2011 417 612 -195

673 X DIAMOND OFFSHORE DRILLI 25271C102 11/18/2008 11/23/2011 1 , 489 1 , 857 -368

674 X DIAMOND OFFSHORE DRILLI 25271C102 7/26/2010 11/23/2011 357 375 -18

675 X NOVARTIS AG SPONSORED 66987V109 8/1/2011 11/11/2011 13,985 15,214 -1 , 229

676 X DIAMOND OFFSHORE DRILLI 25271C102 1/13/2009 11/23/2011 1,489 1,511 -22

677 X WALT DISNEY CO ( HOLDING 254687106 10/21/2010 8/4/2011 5,612 5,438 174

678 X WALT DISNEY CO (HOLDING 254687106 3/1/2011 8/4/2011 3,310 3,986 -676

679 X WALT DISNEY CO ( HOLDING 254687106 10/21/2010 10/3/2011 2,900 3,451 -551

680 X DIRECTV 2549OA101 10/21/2010 1/6/2011 4,605 4,789 -184

681 X DIRECTV TENDER 25499AKU5 12/30/2009 3/21/2011 154,970 155,325 -355

682 X DOMINION RES INC VA NEW 25746U109 11/7/2008 11/23/2011 3,473 2,478 995

683 X DOMINION RES INC VA NEW 25746U109 11/18/2008 11/23/2011 248 180 68

684 X DOMINION RES INC VA NEW 25746U109 7/27/2009 11/23/2011 496 348 148 ,

685 X DOW CHEMICAL CO 260543103 10/21/2010 2/24/2011 6,326 5,426 900

686 X DOW CHEMICAL CO 260543103 12/24/2009 3/4/2011 3,353 2,536 817

687 X DOW CHEMICAL CO 260543103 12/24/2009 3/4/2011 1 , 788 . 1 , 352 436

688 X DOW CHEMICAL CO 260543103 12/24/2009 6/17/2011 3 , 928 3,184 744

689 X DOW CHEMICAL CO 260543103 12/24/2009 7/1/2011 7 , 054 5,466 1 , 588

690 X DOW CHEMICAL CO 260543103 12/24/2009 7/19/2011 1,666 1,352 314

691 X DOW CHEMICAL CO 260543103 7/7/2009 8/22/2011 3,795 2,217 1 , 578

692 X DOW CHEMICAL CO 260543103 12/24/2009 8/22/2011 667 733 -66

693 X DOW CHEMICAL CO 260543103 7/7/2009 9/1/2011 1,739 929 810

694 X DOW CHEMICAL CO 260543103 7/7/2009 9/6/2011 3,604 2,082 1,522

695 X DOW CHEMICAL CO 260543103 10/21/2010 9/6/2011 3,599 4 250 -651

696 X DOW CHEMICAL CO 260543103 10/14/2010 9/8/2011 2,361 2,625 -264

697 X DOW CHEMICAL CO 260543103 7/7/2009 9/8/2011 2,866 1,618 1 , 248

698 X DOW CHEMICAL CO 260543103 10/21/2010 9/21/2011 3,270 3,708 -438

699 X DOW CHEMICAL CO 260543103 6/1/2011 11/11/2011 92,240 116,541 -24,301

700 X DU PONT El DE NEMOURS & 263534109 10/21/2010 2/24/2011 10,536 9,444 1,092

701 X DU PONT El DE NEMOURS & 263534109 10/21/2010 5/16/2011 3 , 946 3,494 452

702 X DU PONT El DE NEMOURS & 263534109 10/21/2010 9/23/2011 5,108 5,855 -747

703 X DUFF & PHELPS CORP NEW 26433B107 5/13/2009 10/21/2011 3 , 801 5,160 -1 , 359

704 X EMC CORP MASS 268648102 4/20/2011 8/18/2011 3,222 4,451 -1 229

705 X EMC CORP MASS 268648102 4/21/2011 8/18/2011 3,202 4,520_

_ -1,318

706 X EOG RES INC 26875P101 1/8/2010 6/17/2011 2,046 1,951 _ 95

707 X OCCIDENTAL PETROLEUM C 674599105 10/21/2010 4/5/2011 17,542 13,899 3,643

708 X OCCIDENTAL PETROLEUM C 674599105 10/21/2010 4/13/2011 9,094 7,641 1,453

709 X OLD DOMINION FREIGHT LIN 679580100 4/8/2010 10/21/2011 18,492 12,433 _ __ 6 059

710 X ORACLE SYSTEMS CORP 68389X105 12/17/2010 6/8/2011 1,229 1,247 -18

711 X GENERAL DYNAMICS CORP 369550108 6/26/2006 5/25/2011 1,627 1,485 142

712 X GENERAL DYNAMICS CORP 369550108 10/4/2006 5/25/2011 778 81 5 -37

713 X GENERAL DYNAMICS CORP 369550108 7/20/2006 5/25/2011 1,273 1 231 42

714 X GENERAL DYNAMICS CORP 369550108 6/26/2006 5/27/2011 2,142 1 936 206


Totals

Amount

GrossSales


Net Gainor Loss



ndex

Check "X"

if Sale ofSecurity escri ption USIP # urchaser


Is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss








722 X OAO GAZPROM SP REG S G 368287207 10/14/2010 9/12/2011 4,374 4,373 1

723 X GENERAL ELECTRIC CO 369604103 5/25/2005 10/31/2011 30,463 66,358 -35 , 895

724 X GENERAL DYNAMICS CORP 369550108 10/4/2006 3/8/2011 4 , 350 4 , 223 127

725 X GENERAL ELECTRIC CO 369604103 12/13/2010 11/23/2011 2,097 2,490 -393

726 X GENERAL MILLS INC 370334104 1/13/2004 7/12/2011 7 391 4,555 2 , 836

727 X GENERAL MILLS INC 370334104 9/11/2003 7/12/2011 51,735 33,012 18 , 723



730 X GENERAL MTRS CO 37045V100 4/7/2011 6/2/2011 3,191 3,511 -320

731 X GENERAL MTRS CO 37045V100 1/11/2011 6/2/2011 7,297 9,627 -2 , 330

732 X GENESCOINC 371532102 11/4/2008 10/21/2011 28,425 11,721 16 , 704

733 X GLAXOSMITHKLINE PLC ADS 37733W105 1/14/2010 5/31/2011 563 545 18

734 X GLAXOSMITHKLINE PLC ADS 37733W105 1/8/2010 11/8/2011 355 329, 26

735 X GAMESTOP CORP 36467W109 10/15/2010 5/13/2011 2,406 1,648 758

736 X GAMESTOP CORP 36467W109 10/15/2010 7/7/2011 6,329 4,230 2 , 099

737 X GLAXOSMITHKLINE PLC ADS 37733W105 1/14/2010 11/8/2011 178 168 10

738 X GOLD FIELDS LIMITED SPON 380597106 11/6/2008 10/4/2011 537 237 300

739 X GOLD FIELDS LIMITED SPON 38059T106 2/4/2010 10/4/2011 611 456 155

740 X GOLDMAN SACHS GROUP IN 38141G104 12/9/2010 2/9/2011 4,451 4,492 -41


742 X GOLDMAN SACHS GROUP IN 38141G104 10/21/2010 5/13/2011 843 957 -114



745 X REGIONS FINANCIAL CORP ll^ 7591EP100 10/15/2010 8/11/2011 3,188 5,186 -1 , 998

746 X RESMED INC 761152107 10/28/2011 11/2/2011 507 523 -16

747 X RIO TINTO PLC SPON ADR 767204100 2/9/2011 5/3/2011 9.028 9,605 -577

748 X RIVERBED TECHNOLOGY IN 768573107 1/5/2010 4/7/2011 12,358 4,466 7 , 892

749 X RIVERBED TECHNOLOGY IN 768573107 1/5/2010 10/21/2011 10,510 5,157 5 , 353

750 X ROCKWELL INTL CORP NEW 773903109 3/23/2011 8/22/2011 108 183 -75

751 X ROCKWELL INTL CORP NEW 773903109 4/13/2011 8/22/2011 1,838 3,118 -1.280

752 X ROCKWELL INTL CORP NEW 773903109 4/20/2011 8/22/2011 1,676 2 942 -1 , 266

753 X ROCKWELL INTL CORP NEW 773903109 2/25/2011 9/6/2011 917 1,421 -504

754 X ROCKWELL INTL CORP NEW 773903109 3/23/2011 _ 9/6/2011 1,318 2,100 -782

755 X ROCKWELL INTL CORP NEW 773903109 4/27/2011 9/7/2011 2 301 3,396 -1 , 095

756 X ROCKWELL INTL CORP NEW 773903109 2/25/2011 9/7/2011 767 1,154 -387

757 X ROCKWELL INTL CORP NEW 773903109 6/22/2011 9/8/2011 2,853 3,991 -1,138

758 X ROCKWELL INTL CORP NEW 773903109 2/23/2011 9/8/2011 1,747 2,564 -817

759 X ROCKWELL INTL CORP NEW 773903109 2/24/2011 9/8/2011 3,494 5,196 -1 , 702

760 X ROCKWELL INTL CORP NEW 773903109 4/27/2011 9/8/2011 1,281 1,916 -635

761 X ROSETTA RESOURCES INC 777779307 8/9/2011 _ 10/21/2011 3,958 4,161 -203

762 X ROSETTA RESOURCES INC 777779307 8/9/2011 11/28/2011 5,100 4,462 638

763 X ROVICORP 779376102 4 / 14/2 009 1/11/2011 2 2,05 6 6,610 15,446

764 X EATONCORP 278058102 3/18/2011 9/7/2011 1,804, 2,275 -471

765 X EATON CORP 278058102 3/21/2011_

9/7/2011 328 424 -96


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss

Long Term CG Distributions 5,3481 Securities 25 910 714 23 , 297 , 422 2 , 613 , 292


ndex

Check "X"if Sale ofSecurity escn ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

766 X EATON CORP 278058102 9/13/2010 11/8/2011 180 161 19

767 X EATON CORP 278058102 9/9/2010 11/8/2011 3,110 2,665 445

768 X EATON CORP 278058102 9/9/2010 11/17/2011 2,443 2,163 280

769 X EATON VANCE CORP 278265103 9/1/2011 10/21/2011 2,790 2 , 751 39

770 X EATON VANCE CORP 278265103 8/12/2009 10/21/2011 20,743 25,375 -4 , 632

771 X EATON VANCE CORP 278265103 3/30/2011 10/21/2011 14,421 19,367 -4,946

772 X EDISON INTL 281020107 12/2/2009 5/3/2011 793 703 90

773 X EDISON INTL 281020107 11/7/2008 5/3/2011 4,003 3,467 536

774 X EATON CORP 278058102 3/21/2011 8/23/2011 1,490 2,015 -525

775 X EDISON INTL 281020107 11/7/2008 11/23/2011 3 , 316 2 , 986 330

776 X EMBRAER S A ADR 29082A107 11/2/2009 1/27/2011 421 257 164

777 X EMBRAER S A ADR 29082A107 10/30/2009 1/27/2011 32 22 10

778 X EMERSON ELECRTIC 4 500% 291011AT1 1/29/2004 2/24/2011 267,250 248,025 19,225

779 X ENERGIZER HOLDINGS INC 29266R108 11/30/2010 5/4/2011 977 909 68

780 X EATON CORP 278058102 4/21/2011 8/23/2011 824 1,129, -305

781 X ENERGIZER HOLDINGS INC 29266R108 1/11/2011 5/4/2011 1 , 428 1,367 61

782 X EATON CORP 278058102 1/27/2011 9/7/2011 2,952 3,814 -86

783 X ENERGIZER HOLDINGS INC 29266R108 11/30/2010 6/29/2011 433 420 13

784 X ENERGIZER HOLDINGS INC 29266R108 11/2/2010 6/29/2011 1,011 910 101

785 X ENERGIZER HOLDINGS INC 29266R108 11/2/2010 7/12/2011 3,396 2,926 470

786 X ENERGIZER HOLDINGS INC 29266R108 8/12/2009 10/21/2011 15,936 14,221 1,715

787 X ENERGY TRANSFER EQUITY 29273V100 2/10/2011 11/18/2011 126,989 132,355 -5 , 366

788 X ENERGY TRANSFER EQUITY 29273V100 7/29/2011 11/18/2011 26,145 28,151 -2,006

789 X ENERGY TRANSFER EQUITY 29273V100 6/15/2011 11/18/2011 48,554 55 , 582 -7 , 028

790 X ENERGY TRANSFER EQUITY 29273V100 6/23/2011 11/18/2011 44,820 54,069 -9 249

791 X ENERSYS 29275Y102 2/8/2011 7/13/2011 242 244 -2

792 X ENERSYS 29275Y102 2/8/2011 7/14/2011 1,242 1,219 23

793 X ENERSYS 29275Y102 1/28/2011 8/12/2011 233 355 -122

794 X ENERSYS 29275Y102 2/2/2011 8/12/2011 1,016 1,579 , -563

795 X ENERSYS 29275Y102 1/28/2011 8/22/2011 2,404 3,836 -1,432

796 X ENERSYS 29275Y102 6/8/2011 8/22/2011 849 1,348 -499

797 X ENSCO INTL INC ADR 293580109 4/15/2011 9/1/2011 1,259 1,455 -196

798 X EQUINIX INC NEW 29444U502 12/17/2010 1/28/2011 450 405 45

799 X EQUINIX INC NEW 29444U502 1/3/2011 1/28/2011 1,890 1,763 _ 127


801 X PPG INDUSTRIES INC 693506107 7/21/2010 9/8/2011 3,075 2,639 , 436

802 X PPG INDUSTRIES INC 693506107 11/18/2008 11/23/2011 1,207 666 541

803 X PPG INDUSTRIES INC 693506107 11/7/2008 11/23/2011 2,976 1,702 1 , 274

804 X PVH CORP 693656100 10/15/2010 7/20/2011 1,469 1,255 214

805 X PVH CORP_

693656100 10/15/2010 10/31/2011 1,342 1,130 212

806 X PANDORA MEDIA INC 698354107 6/16/2011 7/29/2011 15,116 15,595

-

-479

807 X PAREXEL INTERNATIONAL C 699462107 _ 12/20/2010 10/21/2011 698 722 __ -24

808 X PAREXEL INTERNATIONAL C 699462107 7/19/2011 10/21/2011 4,556 5,348 -792

809 X PARKER HANNIFIN CORP 701094104 3/1/2011 11/23/2011 3,771 4,288 -517

810 X PEABODY ENERGY CORP 704549104 12/2/2010 _ 4/12/2011 5,921 5,774 147

811 X PEABODY ENERGY CORP 704549104 10/21/2010 5/16/2011 4,010 3,477 533

812 X PEABODY ENERGY CORP 704549104 12/2/2010 5/16/2011 120 126 -6

813 X PEABODY ENERGY CORP 704549104 10/21/2010 6/6/2011 5,322 4,670 652

814 X PEABODY ENERGY CORP 704549104 10/21/2010 6/10/2011 6,365 5 863 _ 502

815 X PEABODY ENERGY CORD_ 704549104 5/25/2010_

8/18/2011 8,900 7 048 1 852

816 X PEABODY ENERGY CORP 704549104 4/22/2010 8/18/2011 35,602 36,216 -614


Totals

Amount

GrossSales

Cost, OtherBasis and Ex penses

Net Gain

or Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

817 X PEABODY ENERGY CORP 704549104 10/21/2010 8/2312011 6,919 8 ,458 1 -1,539

818 X PEABODY ENERGY CORP 704549104 8/12/2009 9/21/2011 205.861 172 , 018 33,843

819 X ROVI CORP 779376102 2/18/2009 2/17/2011 13,309 3 , 341 9,968

820 X ROVI CORP 779376102 4/14/2009 2/17/2011 942 303 639

821 X ROVI CORP 779376102 2/18/2009 10/21/2011 10,874 3,385 7,489

822 X ROYAL BK SCOTLAND 5 0009 780097AL5 1/21/2004 4/1/2011 500,250 511 , 055 -10,805

823 X ROYAL DUTCH SHELL PLC C 780259107 2/2/2010 4/7/2011 518 386 132


825 X ROYAL DUTCH SHELL PLC C 780259107 11/6/2008 10/6/2011 2,413 2,027 386


827 X SK TELECOM LTD SPON ADR 7844OP108 11/6/2008 5/24/2011 710 671 39

828 X SPDR S&P EMERGING ASIA 78463X301 7/20/2009 1/27/2011 134,677 104,371 30 , 306

829 X SXC HEALTH SOLUTIONS CO 78505P100 10/28/2011 11/2/2011 635 650 -15

830 X SEVEN & I HOLDINGS CO LT 81783H105 1/7/2009 6/22/2011 164 177 -13

831 X SEVEN & HOLDINGS CO LT 81783H105 1/8/2009 6/22/2011 218 237 -19

832 X SEVEN & HOLDINGS CO LT 81783H105 2/17/2009 9/29/2011 114 100 14

833 X SEVEN & HOLDINGS CO LT 81783H105 1/7/2009 9/29/2011 342 354 -12

834 X SHUFFLE MASTER INC 825549108 3/16/2009 10/21/2011 7,653 2,001 5 , 652

835 X SHUFFLE MASTER INC 825549108 10/12/2010 10/21/2011 2,899 2 , 498 401

836 X SIEMENS AKTIENGESELLSC 826197501 11/6/2008 2/2/2011 525 225 300



839 X SIGMA-ALDRICH CORPORATI 826552101 10/28/2011 11/2/2011 573 610 -37

840 X SIMON PPTY GROUP INC NE% 828806109 3/18/2009 5/4/2011 116 34 82

841 X SIMON PPTY GROUP INC NE% 828806109 11/18/2008 5/4/2011 2,898 1,196 1 , 702

842 X SIMON PPTY GROUP INC NE 828806109 11/7/2008 5/4/2011 1,623 895 728

843 X SIRONA DENTAL SYSTEMS I 82966C103 12/1/2010 10/21/2011 2,889 2,471 , 418

844 X SIRONA DENTAL SYSTEMS I 82966C103 9/20/2010 10/21/2011 10,133 8,283 1 , 850 .

845 X SMITH & NEPHEW PLC SPON 83175M205 10/14/2010 1/10/2011 2,085 1 , 671 414

846 X SMITH & NEPHEW PLC SPON 83175M205 10/14/2010 1/11/2011 8,079 6 , 773 1,306

847 X SMITH & NEPHEW PLC SPON 83175M205 10/14/2010 1/12/2011 10,281 8 489 1 , 792

848 X SMITHFIELD FOODS INC 832248108 10/15/2010 1/19/2011 1,452 1,221 231

849 X SMITHFIELD FOODS INC 832248108 10/15/2010 2/2/2011 1,457 1 , 171 286

850 X SMITHFIELD FOODS INC 832248108 10/15/2010 2/7/2011 1,279 954 325

851 X SMITHFIELD FOODS INC 832248108 10/15/2010 2/10/2011 4,227 3,162 1,065

852 X J M SMUCKER COMPANY NE 832696405 8/11/2011 10/11/2011 2,285 2,270 15

853 X J M SMUCKER COMPANY NE 832696405 10/28/2011 11/2/2011 621 615 6

854 X SOTHEBYS CL A 835898107 6/23/2009 10/21/2011 12 , 199 4 , 852 7 , 347

855 X SOTHEBYS CL A 835898107 5/11/2011 11/29/2011 1,747 2 , 687 -940

856 X SOUTHERN COPPER CORP 84265V105 10/14/2010 4/19/2011 12,296 14,221 -1,925

857 X HALLIBURTON CO 406216101 5/19/2009 9/22/2011 28,159 19 , 052 9 , 107

858 X HALLIBURTON CO 406216101 10/26/2009 9/22/2011 _ 13,251 12,004 1,247

859 X HARTFORD FINL SVCS GRO 416515104 10/15/2010 8/11/2011 801 951 -150

860 X HARTFORD FINL SVCS GRO 416515104 10/15/2010 8/29/2011 1,677 2,068 -391

861 X HARTFORD FINL SVCS GRO 416515104 10/15/2010 10/6/2011 3,951 5,325 -1,374

862 X HASBROINC 418056107 8/12/2009 8/12/2011 21,271 15,023 6,248

863 X HASBROINC 418056107 8/12/2009 10/21/2011 5,931 4494 1,437

864 X HEARTWARE INTL INC COM 422368100 12/10/2010 1/28/2011 10,446 9,812 634

865 X HERTZ GLOBAL HOLDINGS I 428057105 1 0/2 2/2010 5/9/201 1 267 170 97

866 X HERTZ GLOBAL HOLDINGS I 428057105 2/15/2011 5/9/2011 1,333 1 , 297 1 36

867 X HESS CORPORATION 4280911107 9/7/2011 11/23/2011 3 , 647 1 3 , 758 1 -111


TotalsAmount

GrossSales


Net Gain

or Loss



ndex



is aBusiness

ate

Acq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

868 X HEWLETT PACKARD 428236103 10/21/2010 1/10/2011 4,120 3,945 175

869 X SABMILLER PLC SPONSORS 78572M105 10/14/2010 10/13/2011 3,869 3,634 235870 X SABMILLER PLC SPONSORS 78572M105 10/14/2010 10/14/2011 3,714 3,467 247

871 X SAFEWAY INC COM NEW 786514208 7/26/2010 9/29/2011 545 640 -95

872 X SAFEWAY INC COM NEW 786514208 11/18/2008 9/29/2011 1,363 1,651 -288873 X SAFEWAY INC COM NEW 786514208 12/30/2009 9/29/2011 426 538 -112

874 X SAFEWAY INC COM NEW 786514208 11/7/2008 9/29/2011 1,022 1,327 -305875 X GOLDMAN SACHS GROUP IN 38141G104 5/12/2010 5/25/2011 3,422 3,664 -242


877 X GOLDMAN SACHS GROUP IN 38141G104 5/25/2010 5/31/2011 2 , 551 2 , 562 -11878 X GOLDMAN SACHS GROUP IN 38141G104 5/12/2010 5/31/2011 567 586 -19

879 X GOLDMAN SACHS GROUP IN 38141G104 5/7/2010 6/1/2011 55,057 57,891 -2,834


881 X GOLDMAN SACHS GROUP IN 38141G104 7/21/2009 6/1/2011 1,514 1,742, -228882 X GOLDMAN SACHS GROUP IN 38141G104 7/20/2009 6/1/2011 92,909 108,358 -15,449

883 X GOLDMAN SACHS GROUP IN 38141G104 12/17/2009 6/1/2011 64,417 75,994 -11,577884 X GOLDMAN SACHS GROUP IN 38141G104 8/28/2009 6/1/2011 44,734 53,384 -8,650885 X GOLDMAN SACHS GROUP IN 38141G104 11/24/2009 6/1/2011 33,172 41,387 -8,215






891 X GOLDMAN SACHS GROUP IN 38141G104 10/21/2010 9/2/2011 10 , 943 16,275 -5 , 332892 X SCHLUMBERGER LTD 806857108 6/3/2011 9/20/2011 3,683 4,507 -824

893 X SAP AG SPON ADR 803054204 10/14/2010 11/21/2011 3,415 3,143 272894 X SCHLUMBERGER LTD 806857108 2/28/2011 9/22/2011 9,323 13,883 -4 560895 X SAPIENT CORP 803062108 12/23/2010 10/21/2011 487 545 -58

896 X CHARLES SCHWAB NEW 808513105 11/10/2009 9/5/2011 10 14 -4

897 X ADOBE SYS INC 00724F101 3/16/2011 11/2/2011 1,287 1,435 -148898 X ADOBE SYS INC 00724F101 12/17/2010 11/21/2011 3,835 4,162 -327

899 X ADOBE SYS INC 00724F101 12/21/2010 11/21/2011 370 428 -58

900 X ADOBE SYS INC 00724F101 10/26/2011 11/21/2011 502 524 -22901 X SAPIENT CORP 803062108 12/14/2010 10/21/2011 8,360 9,384 -1,024

902 X ADVENT SOFTWARE INC 007974108 8/12/2009 10/21/2011 11,785 9,807 1,978

903 X AGILENT TECHNOLOGIES IN 00846U101 4/15/2011 8/22/2011 3,158 4,817 -1,659

904 X AGILENT TECHNOLOGIES IN 00846U101 7/19/2011 8/22/2011 125 187 -62

905 X AGILENT TECHNOLOGIES IN 00846U101 7/19/2011 8/23/2011 2 , 104 3 , 140 -1036

906 X AGILENT TECHNOLOGIES IN 00846U101 3/17/2011 10/7/2011 1,464 1,955 -491


908 X AGILENT TECHNOLOGIES IN 00846U101 7/19/2011 10/7/2011 382 562 -180



911 X AGILENT TECHNOLOGIES IN 00846U101 4/19/2011 10/7/2011 3,565 5,212 -1,647

912 X SAVVIS INC 805423308 1/28/2011 4/27/2011 3,600 , 2,881 719

913 X ALBEMARLE CORPORATION 012653101 8/12/2009 8/12/2011 20,903 11 656 9 247

914 X SAVVIS INC 805423308 2/18/2011 4/27/2011 1,722 1,514 208

915 X SAWIS INC 805423308 2/10/2011 4/27/2011 2,465 2,190 275

916 X ALBEMARLE CORPORATION 012653 101 8/12/2009 1 0/21/2011 29,747 21,045 8,702

917 X ALCATEL-LUCENT ADS 013904305 11/6/2008 2/3/2011 792 666 126918 X

7LCATEL-LUCENT ADS 013904305 11/6/2008 2/15/2011 519 320 199


Totals

Amount

Gross

Sales

Cost, Other

Basis and Ex penses

Net Gainor Loss



ndex



is aBusiness

ateAcquired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

919 X ALCATEL-LUCENT ADS 013904305 11/6/2008 2/23/2011 1,523 916 607

920 X LCATEL-LUCENT ADS 013904305 10/15/2010 2/28/2011 1,981 1 505 476

921 X ALCATEL-LUCENTADS 013904305 10/15/2010 3/11/2011 1,161 800 361

922 X ALCATEL-LUCENT ADS 013904305 10/15/2010 3/28/2011 1,736 1,112 624

923 X LCATEL-LUCENT ADS 013904305 10/15/2010 3/30/2011 159 103 56

924 X ALCATEL-LUCENT ADS 013904305 1/11/2011 3/30/2011 1,463 783 680

925 X ALCATEL-LUCENT ADS 013904305 1/11/2011 4/1/2011 4,066 2 , 127 1,939

926 X ALEXANDER & BALDWIN INC 014482103 8/12/2009 10/21/2011 34 , 257 24 , 519 9 , 738

927 X ALLEGHANY CORP DELAWA 017175100 8/12/2009 5/2/2011 13 10 3

928 X ALLEGHANY CORP DELAWA 017175100 8/12/2009 10/21/2011 12 , 839 11 , 238 1 601

929 X ALLEGHENYTECHNOLOGIE 01741R102 6/20/2011 9/7/2011 942 1,194 -252

930 X GOOGLE INC CL A 38259P508 1/22/2010 7/8/2011 53,400 56,546 -3 , 146

931 X GOOGLE INC CL A 38259P508 4/16/2010 7/8/2011 53,400 56,630 , -3,230

932 X GOOGLE INC CL A 38259P508 1/12/2010 7/8/2011 160,199 178 , 126 1 -17 , 927

933 X GOOGLE INC CL A 38259P508

7/1

8/22/2011 4,031 4 , 776 -745

934 X GRAFTECH INTERNATIONAL 384313102 5/25/2010 10/21/2011 5,901 6,074 -173

935 X GRAFTECH INTERNATIONAL 384313102 5/5/2009 10/21/2011 3,168 2,132 1 , 036

936 X GREEN MOUNTAIN COFFEE 393122106 6/9/2011 11/22/2011 3,339 5,005 -1,666

937 X GREEN MOUNTAIN COFFEE 393122106 4/4/2011 11/22/2011 4,200 5 , 405 -1 , 205

938 X GULFPORT ENERGY CORP N 402635304 10/18/2011 10/21/2011 4,317 4,180 137

939 X HALLIBURTON CO 406216101 11/11/2009 1/12/2011 51,687 41,454 10,233

940 X HALLIBURTON CO 406216101 10/26/2009 1/12/2011 95,422 72,024 23,398

941 X HALLIBURTON CO 406216101 2/2/2011 6/17/2011 869 888 -19

942 X HALLIBURTON CO 406216101 5/5/2011 6/17/2011 3 , 157 3 234 -77

943 X HALLIBURTON CO 406216101 2/2/2011 6/20/2011 4,818 4 863 -45

944 X HALLIBURTON CO 406216101 4/21/2011 9/20/2011 3,528 4 612 -1 , 084

945 X HALLIBURTON CO 406216101 4/21/2011 9/21/2011 3,866 5,364 -1 ,498

946 X HALLIBURTON CO 406216101 8/15/2011 9/21/2011 72 96 -24

947 X SPIRIT AEROSYSTEMS HLDG 848574109 2/10/2011 8/3/2011 117 146 -29

948 X ALLEGHENYTECHNOLOGIE 01741R102 6/20/2011 9/27/2011 992 1,374 -382

949 X ALLERGAN INC 018490102 7/14/2011 10/21/2011 43,980 41,890 2 1 090

950 X ALLSCRIPTS HEALTHCARE S 0198BP108 1/27/2009 10/21/2011 8,013 2,955 5,058

951 X ALLSTATE CORP 020002101 12/2/2009 11/23/2011 499 570 -71

952 X ALLSTATE CORP 020002101 11/7/2008 11/23/2011 3,369 3,542 -173

953 X LLSTATE CORP 020002101 11/18/2008 11/23/2011 2,371 2,375 -4

954 X ALPHA NATURAL RESOURCE 02076X102 4/7/2011 11/3/2011 1,327 2 , 936 -1 , 609

955 X ALTRIA GROUP INC 02209S103 11/7/2008 5/4/2011 4,396 2,945 1 , 451

956 X ALTRIA GROUP INC 02209S103 8/11/2009 10/21/2011 27 ,494 17 , 520 9 974

957 X ALTRIA GROUP INC 02209S103 6/1/2011 11/18/2011 77,541 78,443 _ -902

958 X ALTRIA GROUP INC 02209S103 7/27/2009 11/23/2011 952 609 343

959 X ALTRIA GROUP IN C 02209S103 11/7/2008 11/23/2011 245 162 83

960 X ALTRIA GROUP INC 02209S103 11/18/2008 11/23/2011 3,129 1,898 _ 1,231

961 X ALTRIA GROUP INC 02209S103 1014/2010 11/23/2011 82 71 11

962 X ALUMINA LTD SPONSORED 022205108 11/6/2008 1/13/2011 311 203 108

963 X AMAZON COM INC 023135106 10/30/2009 2/25/2011 3,729 2,501 1,228

964 X AMAZON COM INC 023135106 10/30/2009 3/1/2011 3,434 2,382 _ 1,052

965 X AMAZON COM INC 023135106 3/2/2010 3/4/2011 1,029 753 276

966 X AMAZON COM INC 023135106 3/1/2010 3/4/2011 3,603 2,587 1 , 016

967 X AMAZON COM INC 023135106 3/1/2 010 5/13/2011 262 1,971 1,291

968 X_

AMAZON COM INC

__

023135106

_10/30/2009 5/13/2011 2,650 1,548 1.102

969 X AMAZON COM INC 023135106 10/30/2009 6/17/2011 3,714 2,382 1 332

Line 6 (990-PF ) - Gain/Loss from Sale of Assets Other Than I

Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss

Long Term CG Distributions 5348 Securities 25 , 910 , 714 23 , 297 , 422 2 ,613 , 292


ndex

Check "X"if Sale ofSecunty escri ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

970 X AMAZON COM INC 023135106 7/14/2010 7/20/2011 6,075 3,443 2 632


972 X GOLDMAN SACHS GROUP IN 38141G104 8/14/2009 11/10/2011 100 163 -63973 X GOLDMAN SACHS GROUP IN 38141G104 8/12/2009 11/10/2011 2,002 3,273 -1 , 271

974 X GOLDMAN SACHS GROUP IN 38141G104 2/15/2011 11/10/2011 501 838 -337975 X GOLDMAN SACHS GROUP IN 381416104 8/16/2011 11/11/2011 5,098 5,922 -824976 X GOLDMAN SACHS GROUP IN 38141G104 6/1/2011 11/11/2011 35,688 48,318 -12 , 630

977 X GOLDMAN SACHS GROUP IN 38141G104 6/30/2011 11/11/2011 7,647 9,925 -2 , 278

978 X GOLDMAN SACHS GROUP IN 381416104 5/13/2011 11/23/2011 792 1,265 -473

979 X GOLDMAN SACHS GROUP IN 38141G104 8/26/2011 11/23/2011 528 665 -137980 X GOLDMAN SACHS GROUP IN 38141G104 2/22/2011 11/23/2011 264 489 -225

981 X GOLDMAN SACHS GROUP IN 38141G104 2/15/2011 11/23/2011 1 , 849 3,522 -1 ,673982 X GOODRICH BF CO 382388106 2/1/2011 4/13/2011 8,739 9,547, -808

983 X GOODRICH BF CO 382388106 7/12/2011 9/19/2011 630 562 68

984 X GOODRICH BF CO 382388106 7/21/2011 9/19/2011 1,576 1,467 109

985 X GOODRICH BF CO 382388106 7/12/2011 9/20/2011 448 375 73

986 X GOODRICH BF CO 382388106 7/12/2011 9/21/2011 2,525 2,156 369

987 X GOODRICH BF CO 382388106 8/26/2011 9/22/2011 1,685 1,200 485

988 X GOODRICH BF CO 382388106 8/16/2011 9/22/2011 1,565 1 , 127 438

989 X GOODRICH BF CO 382388106 8/4/2011 9/22/2011 1,685 1 , 252 433

990 X GOODRICH BF CO 382388106 7/12/2011 9/22/2011 1,444 1,125 319

991 X GOOGLE INC CL A 38259P508 10/21/2010 4/5/2011 4,596 4,892 -296

992 X GOOGLE INC CL A 38259P508 10/21/2010 4/15/2011 9,592 11,007 -1,415

993 X GOOGLE INC CL A 38259P508 10/21/2010 6/20/2011 2 , 413 3 058 -645994 X GOOGLE INC CL A 38259P508 10/30/2009 7/8/2011 88,110 89,035 -925


996 X SAFEWAY INC COM NEW 786514208 3/11/2009 11/23/2011 1,190 1,199 -9


998 X SAFEWAY INC COM NEW 786514208 7127/2009 11/23/2011 641 658 -17


1 ,000 X ST JUDE MED INC 790849103 5/3/2011 9/19/2011 3,166 4,024 -858

1 , 001 X ST JUDE MED INC 790849103 4/1/2011 9/22/2011 3,519 4,644 -1 125

1 , 002 X ST JUDE MED INC 790849103 5/3/2011 9/22/2011 277 376 -99

1 , 003 X ST JUDE MED INC 790849103 4/1/2011 9/23/2011 3,836 5,219 -1 3831 004 X SALESFORCE COM INC 79466L302 10/21/2010 2/24/2011 13,707 10,733 2 , 974

1 ,005 X SALESFORCE COM INC 79466L302 1/3/2011 3/14/2011 1,499 1,632 -133

1,006. X SALESFORCE COM INC 79466L302 9/2/2010 3/16/2011 7,222 6,826 396

1 ,007 X SALESFORCE COM INC 79466L302 1/3/2011 3/16/2011 498 544 -46

1 ,008 X SALESFORCE COM INC 79466L302 9/2/2010 8/22/2011 225 235 -10

1 009 X SALESFORCE COM INC 79466L302 6/28/2011 8/22/2011 1,240 1,617 -377

1 , 010 X SALIX PHARMACEUTICALS I 795435106 4/5/201 0 10/21/2011 6,338 7,611 -1,273

1 , 011 X SALIX PHARMACEUTICALS I 795435106 9/21/2010 10/21/2011 1,882 2,392 -510

1 , 012 X SANDISKCORP 80004C101 4/12/2011 7/21/2011 37,163 41,308 -4145

1,013. X SANDISK CORP 80004C101 6/1/2011 7/21/2011 59,874 67,144 -7,270

11 , 0114 X SANDISKCORP 80004C101 4/12/2011 10/21/2011 39,010 36,719 2,291

1 ,015 X SANDISKCORP 80004C101 6/15/2011 10/25/2011 2,503 2,158 345

1 , 016 X SANDISK CORP 80004C101 4/12/2011 10/25/2011 65,070 59,668 5 , 402

1 , 017 X SANDRIDGE ENERGY INC 80007P307 2/17/2011 8/8/2011 445 624 -179

1 , 018 X SAN DRIDGE E NERGY INC 80007P307 7 /15/2011 8/8/2011 724 1,197 -473

1 , 019X_

SANDRIDGE ENERGY INC 80007P307 2/17/2011 8/30/2011 4,439 5,535 -1,0961 , 020 X SAP AG SPON ADR 803054204 10/14/2010 2/3/2011 3 , 914 3,570 344

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than I

TotalsAmount

Gross

SalesCost, Other

Basis and Expenses

Net Gain

or LossLong Term CG Distributions 5,348 1 Securities 25 , 910 , 714 23 , 297 , 422 2 ,613 , 292Short Term CG Distributions 0 Other sales 0 0 0

ndex

Check 'X'if Sale ofSecurity escri ption USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 ,021 X SAP AG SPON ADR 803054204 10/14/2010 2/14/2011 4,208 3,729 4791,022 , X SAP AG SPON ADR 803054204 10/14/2010 4/18/2011 3,101 2,611 4901 , 023 X HEWLETT PACKARD 428236103 10/4/2010 2/24/2011 510 487 231 , 024 X HEWLETT PACKARD 428236103 11/18/2008 2/24/2011 1,487 1,147 3401 , 025 X HEWLETT PACKARD 428236103 11/7/2008 2/24/2011 1,912 1,539 3731 ,026 X HEWLETT PACKARD 428236103 10/21/2010 5/16/2011 12,677 13,594 -9171 , 027 X HEXCEL CORP NEW 428291108 10/10/2011 10/21/2011 8,356 7,727 6291 , 028 X HOLOGIC INC 436440101 10/15/2010 1/31/2011 79 65 141 , 029 X HOLOGIC INC 436440101 11/10/2010 1/31/2011 1,583 1,343 2401 ,030 X HUMANA INC 444859102 6/20/2011 7/7/2011 9,478 9,240, 2381 ,031 X J B HUNT TRANS SVCS INC 445658107 10/15/2010 1/3/2011 1,091 934 1571 ,032 X J B HUNT TRANS SVCS INC 445658107 10/15/2010 1/28/2011 1,743 1,508 2351 , 033 X J B HUNT TRANS SVCS INC 445658107 10/15/2010 2/25/2011 1,434 1,257 1771 , 034 X J B HUNT TRANS SVCS INC 445658107 10/15/2010 3/17/2011 1,339 1,113 2261 . 035 . X CHARLES SCHWAB NEW 808513105 11/10/2009 9/21/2011 5,344 7,002 -1,6581 , 036 X SCRIPPS NETWORKS INTE 811065101 8/4/2011 8/9/2011 9,267 10,464 -1 , 1971 , 037 X SCRIPPS NETWORKS INTER 811065101 8/3/2011 8/9/2011 18,535 21,735 -3,2001 , 038 X SCRIPPS NETWORKS INTER 811065101 2/10/2011 8/9/2011 51,897 67,466 -15,5691 , 039 X SCRIPPS NETWORKS INTER 811065101 6/1/2011 8/9/2011 51,897 69,317 -17,4201 , 040 X SCRIPPS NETWORKS INTER 811065101 2/9/2011 8/9/2011 101,941 136,166 -34,2251 ,041 X SEATTLE GENETICS INC 812578102 10/11/2010 10/21/2011 6 946 5,663 1,2831 ,042 X SERVICE CORP INTL 817565104 8/12/2009 10/21/2011 24,990 19,011 5,9791 , 043 X AMAZON COM INC 023135106 10/30/2009 8/22/2011 2,006 1,310 6961 , 044 X AMAZON COM INC 023135106 9/15/2011 10/19/2011 3,105 2,893, 2121 , 045 X AMAZON COM INC 023135106 8/10/2011 10/19/2011 239 197 421 ,046 X AMAZON COM INC 023135106 8/30/2011 10/19/2011 5,255 4,530 7251 , 047 X AMAZON COM INC 023135106 10/21/2010 10/26/2011 4,550 3,741 809,1,048, X AMAZON COM INC 023135106 10/30/2009 10/26/2011 3,817 2,263 1 , 5541 , 049 X AMERICA MOVIL S A DE C V 02364W105 10/14/2010 5/19/2011 8,773 9,804 -1 , 0311 , 050 X AMERICA MOVIL S A DE C V 02364W105 10/14/2010 5/25/2011 4,919 5,322 -4031 ,051 X AMERICA MOVIL S A DE C V 02364W105 10/14/2010 5/26/2011 8,529 9,244 -7151 , 052 X AMERICA MOVIL S A DE C V 02364W105 10/7/2009 8/19/2011 121,290 119,389 1,9011 ,053 X AMERICA MOVIL S A DE C V 02364W105 10/26/2009 8/19/2011 65,310 64,539 7711 ,054 X AMERICA MOVIL S A DE C V 02364W105 11/11/2009 8/19/2011 51,315 53,213 -1,8981 ,055 X AMERICA MOVIL S A DE C V 02364W105 8/4/2011 8/19/2011 20,993 21 , 445 -4521 ,056 X AMERN AXLE & MFG HLDGS I 024061103 12/9/2009 6/29/2011 20,225 13,587 6 , 6381 , 057 X AMERICAN ELECTRIC POWE 025537101 7/16/2010 8/26/2011 1,282 1,192 901 , 058 X AMERICAN ELECTRIC POWE 025537101 6/23/2011 10/21/2011 20,566 19,402 , 1 , 1641 , 059 X AMERICAN ELECTRIC POWE 025537101 1/12/2011 11/18/2011 138,751 129,669 9,0821 , 060 X AMERICAN ELECTRIC POWE 025537101 2/10/2011 11/18/2011 77,084 71,268 5,816 ,1 . 061 . X J B HUNT TRANS SVCS INC 445658107 10/15/2010 4/1/2011 1,491 1,185 3061 , 062 X J B HUNT TRANS SVCS INC 445658107 10/15/2010 4/14/2011 3 435 2,621 8141 , 063 X BHP BILLITON PLC SPONSO F 05545E209 2/4/2010 2/23/2011 3,370 2,561 8091 ,064 X BHP BILLITON PLC SPONSO F 05545E209 3/13/2009 3/1/2011 1,436 689 7471 065 X BHP BILLITON PLC SPONSOF 05545E209 3/8/2010 3/23/2011 4,694 4,189 5051 ,066 X BHP BILLITON PLC SPONSOF 05545E209 5/24/2010 4/14/2011 7,945 5,037 2,9081 , 067 X BHP BILLITON PLC SPONSOF 05545E209 5/24/2010 4/14/2011 3,455 2,204 1 , 2511,068. X BHP BILLITON PLC SPONSO 05545E209 3/8/2010 4/14/2011 82 68 141 , 069 X BNP PARIBAS SPON ADR 05565A202 3/15/2007 9/16/2011 9 723 24 178 -14,4551 070 X BNP PARIBAS SPON ADR 05565A202 11/5/2008 9/20/2011 857 1 870 -1 0131 , 071 1 X BNP PARIBAS SPON ADR 05565A202 2/9/2010 9/20/2011 257 506 -249

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than I

TotalsAmount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss

Long Term CG Distributions 5,348 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292Short Term CG Distributions 0 Other sales 0 0 0

ndex



is aBusiness

ateAc uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 072 X BNP PARIBAS SPON ADR 05565A202 7/11/2006 9/20/2011 3,683 10,387 -6,7041 ,073 X BNP PARIBAS SPON ADR 05565A202 3/15/2007 9/20/2011 34 102 -681 ,074 X BNP PARIBAS SPON ADR 05565A202 3/10/2011 9/21/2011 1,418 3,194 -1,7761 , 075 X BHP BILLITON PLC SPONSO R 05545E209 2/2/2010 2/14/2011 1,633 1,244 3891 ,076 X BNP PARIBAS SPON ADR 05565A202 12/22/2008 9/21/2011 644 823 -1791 ,077 X BNP PARIBAS SPON ADR 05565A202 10/21/2010 9/21/2011 1,740 3,996 -2,2561 , 078 X BNP PARIBAS SPON ADR 05565A202 2/9/2010 9/21/2011 97 202, -1051.079 . X BNP PARIBAS SPON ADR 05565A202 10/14/2010 9/21/2011 1,160 2,641 -1,4811 , 080 X BAIDU COM 056752108 3/23/2011 4/28/2011 5,121 4,513 60811 , 0811 X BAIDU COM 056752108 3/23/2011 5/13/2011 267 265 21 ,082 X BAIDU COM 056752108 11/2/2010 5/13/2011 4,800 3,945 8551 ,083 X BAIDU COM 056752108 11/6/2009 6/7/2011 3,193 1,042 2 , 1511 , 084 X BAIDU COM 056752108 11/6/2009 617/2011 1,628 521 1 , 1071 , 085 X BAIDU COM 056752108 11/5/2009 6/8/2011 1,103 357, 7461,086 . X BAIDU COM 056752108 11/6/2009 6/8/2011 4,659 1,523 3 , 1361 , 087 X BAIDU COM 056752108 11/5/2009 8/22/2011 5,632 1,706 3,9261 ,088 X BAIDU COM 056752108 9/15/2011 9/30/2011 3,142 4,249 -1,1071 ,089 X BHP BILLITON PLC SPONSOR 05545E209 3/13/2009 2/23/2011 3,906 1,954 1,9521 , 090 X BAIDU COM 056752108 11/2/2010 9/30/2011 1,842 1,863

_-21

1 , 091 X BAIDU COM 056752108 8/30/2011 9/30/2011 3,034 4,070 -1,0361 , 092 X BAKER HUGHES INC 057224107 12/17/2009 1/12/2011 128,887 89,270, 39,6171,093, X UNION PACIFIC CORP 907818108 10/4/2006 6/17/2011 398 174 2241 ,094 X UNION PACIFIC CORP 907818108 6/26/2006 6/17/2011 2,486 1,111 1,3751 , 095 X UNION PACIFIC CORP 907818108 10/4/2006 7/20/2011 3 , 479 1,527 1 , 9521 , 096 X UNION PACIFIC CORP 907818108 10/21/2010 8/2/2011 9,530 8,098 1,4321 , 097 X BHP BILLITON PLC SPONSO R 05545E209 3/13/2009 2/24/2011 5,465 2,720 2,7451 , 098 X BHP BILLITON PLC SPONSOR 05545E209 3/8/2010 3/1/2011 1,516 1,284 2321 , 099 X BHP BILLITON PLC SPONSOR 05545E209 3/13/2009 3/1/2011 2,602 1,264, 1,3381,100. X BAKER HUGHES INC 057224107 4/22/2010 9/22/2011 30,259 30,024 2351 , 101 X BALLY TECHNOLOGIES INC 05874B107 11/4/2008 10/21/2011 8,530 6,298 2,2321 , 102 X BALLY TECHNOLOGIES INC 05874B107 11/13/2008 10/21/2011 1,005 551 454,1 , 103 X BANK AMERICA CORP 060505104 1/12/2011 6/1/2011 91,103 119,120 -28,0171 , 104 X BANK AMERICA CORP 060505104 11/8/2010 8/8/2011 210 380 -1701 , 105 X BANK AMERICA CORP 060505104 7/26/2010 8/8/2011 316 633 -3171 , 106 X BANK AMERICA CORP 060505104 10/4/2010 8/8/2011 28 53, -251 , 107 X KKR FINANCIAL HLDGS LLC 48248A306 8/23/2011 10/21/2011 4,033 4,058 -251 , 108 X KKR & CO LP 48248M102 7/8/2011 8/3/2011 19,987 23,336 -3,3491 , 109 X KKR & CO LP 48248M102 6/23/2011 8/3/2011 113 , 259 133 , 505 -20,2461 , 110 X KKR & CO LP 48248M102 7/29/2011 8/9/2011 18,406 24,522 -6 1161 , 111 X KKR & CO LP 48248M102 7/12/2011 8/9/2011 54,135 73,780 -19 6451 , 112 X KKR & CO LP 48248M102 7/8/2011 8/9/2011 36,812 52,895 -16,0831 , 113 X KAMAN CORP 483548103 7/15/2011

_10/21/2011 3,226 3,759 -533

1,114, X KAMAN CORP 483548103 7/14/2011 10/21/2011 4,179 4,924_

-7451 , 115 X KAMAN CORP 483548103 7/12/2011 10/21/2011 6,514 7,723 -1,2091 , 116 X KAMAN CORP 483548103 7/13/2011 10/21/2011 5,470 6,564 -1,0941 , 117 _ X KANSAS CITY SOUTHN INDS 485170302 10/15/2010 4/21/2011 1,079 827 2521 , 118 X KANSAS CITY SOUTHN INDS 485170302

_10/15/2010 10/31/2011 1,265 827 438

1 , 1119 X KAO CORP SPON ADR 485537302 4/22/2009 8/10/2011 105 78 271 , 120 KAO CORP SPON ADR _ 485537302 5/20/2009 8/1 0/201 1 785 63 9 1461 121 X KAO CORP SPON ADR 485537302 3/11/2009 8/15/2011 1 043 733 3101 122 X KAO CORP SPON ADR 485537302 4/22/2009 8/15/2011 156 117 39


Totals

Amount

GrossSales

Cost, Other

Basis and Ex penses

Net Gainor Loss

Long Term CG Distributions 5348 Securities 25 , 910 , 714 23 , 297 , 422 2 ,613 , 292


ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 123 X KAO CORP SPON ADR 485537302 3/11/2009 8/22/2011 1,292 916 376

1 , 124 X KELLOGG CO 487836108 8/11/2009 2/10/2011 52,955 46,153 6 , 802

1 , 126 X KELLOGG CO 487836108 10/26/2009 2/10/2011 63,546 60 , 271 3,275

1 , 126 1 X KELLOGG CO 487836108 1/13/2004 7/21/2011 22,308 15,180 7,128

1 , 127 X KELLOGG CO 487836108 8/11/2009 7/21/2011 58,557 48,460 10 , 097

1 . 128 X KEYCORP NEW 493267108 10/15/2010 6/7/2011 1,568 1,564 4

1 , 129 X TIME WARNER INC NEW 887317303 10/4/2010 11/23/2011 777 726 51


1 , 131 X TITANIUM METALS CORP NE % 888339207 2/4/2011 8/30/2011 31 39 -8

1 , 132 X TITANIUM METALS CORP NE% 888339207 4/26/2011 8/30/2011 1 , 227 1 , 535 -308

1 . 133 , X TITANIUM METALS CORP NE% 888339207 2/4/2011 10/20/2011 4,486 5,674 -1 , 188

1 , 134 X TITANIUM METALS CORP NE % 888339207 2/23/2010 10/21/2011 11 , 348 8,667 2 , 681

1 , 135 X TOYS R US PPTY CO II LLC 8 89236MAB6 11/21/2011 11/30/2011 12,240 12,510 -270

1 , 136 X TOYS R US PPTY CO II LLC 8 89236MAB6 11/9/2011 11/30/2011 22,440 23,045 -605

1 , 137 X TRAVELERS COMPANIES IN 89417E109 2/20/2009 11/23/2011 1,872 1 , 346 526

1 , 138 X TRAVELERS COMPANIES IN 89417E109 2/20/2009 11/23/2011 1,605 1 , 157 448

1 , 139 X TRAVELERS COMPANIES IN 89417E109 11/7/2008 11/23/2011 4,547 3,325 1,222

1 , 140 X TREDEGAR CORP 894650100 8/12/2009 10/21/2011 17,637 15,492 2,145

1 , 141 X TRIUMPH GROUP INC NEW 896818101 5/9/2011 5/10/2011 1,567 1,413 154

1 , 142 X TRIUMPH GROUP INC NEW 896818101 2/25/2011 _ 7/12/2011 200 174 26

1 , 143 X TRIUMPH GROUP INC NEW 896818101 5/9/2011 7/12/2011 200 177 23

1 144 X TRIUMPH GROUP INC NEW 896818101 6/3/2011 7/12/2011 902 822 80

1 , 145 X TRIUMPH GROUP INC NEW 896818101 5/20/2011 7112/2011 1,302 1,204 98

1,146, X TRIUMPH GROUP INC NEW 896818101 2/25/2011 9/13/2011 1 , 291 1 , 132 159

11 , 1147 X TRIUMPH GROUP INC NEW 896818101 4/15/2010 10/21/2011 15,894 10,767 5,127

1 148 X TWO HARBORS INVESTMEN 90187B101 7/6/2011 10/21/2011 6,386 7,786 -1 , 400

1 149 X UDR INC 902653104 8/12/2009 10/21/2011 26,964 15,554 11 , 410

1 150 X UMB FINANCIAL CORP 902788108 5/12/2009 10/21/2011 3,420 4,483 -1 , 063

1 151 X US BANCORP DEL NEW 902973304 4/20/2010 4/14/2011 2,767 3,035 -268

1 152 X US BANCORP DEL NEW 902973304 4/22/2010 4/26/2011 4,067 4,441 -374

1 153 X US BANCORP DEL NEW 902973304 4/20/2010 4/26/2011 5,040 5 , 729 -689

1 , 154 X US BANCORP DEL NEW 902973304 7/9/2010 8/22/2011 1 909 2,220 -311

1 , 155 X US BANCORP DEL NEW 902973304 7/9/2010 8/22/2011 508 597 -89

1 , 156 X US BANCORP DEL NEW 902973304 4/22/2010 8/22/2011 1,728 2,316 -588

1 , 157 X US BANCORP DEL NEW 902973304 6/1/2011 11/11/2011 177,168 171,581 5 , 587 1

1 , 158 X UNION PACIFIC CORP 907818108 6/26/2006_

3/2/2011 3,668 1,733 1,935

1 , 159 X UNION PACIFIC CORP 907818108 6/26/2006 3/3/2011 5,167 2,399 2 , 768

1 , 160 , X UNION PAC IFIC CORP 907818108 6/26/2006 3/4/2011 4 , 955 2 , 310 2 , 645

1 , 161 1 X ANNALY CAPITAL MANAGEM 035710409 4/19/2010 11/23/2011 32 34 -2

1 , 162 X ANNALY CAPITAL MANAGEM 035710409 4/11/2011 11/23/2011 1,259 1,374 -115

1 , 163 X ANNALY CAPITAL MANAGEM 035710409 3/24/2009 11/23/2011 1,992 1,795 197

1 , 164 X ANNALY CAPITAL MANAGEM 035710409 7/27/20 09 11/23/2011 239 250 _ -11

1 , 165 X ANNALY CAPITAL MANAGEM 035710409 10/4/2010 11/23/2011 685 757 -72


1 , 167 X ANSYS INC 036620105 10/3/2006 8/3/2011 10,814 4,832 5 , 982

1 168 X ANSYS INC 036620105 11/4/2008 8/3/2011 979 577 402

1 , 169 X ANSYS INC 036620105 6/26/2006 _ 8/3/2011 6,948 3,206 3 , 742

1 , 170 X BM 459200101 9/15/2009 _ 11/23/2011 900 595 305

1 171 X N TREPID POTASH INC 46121Y102 8/6/2010 10/21/2011 6 9 15 6 , 545 370,1 , 172

_X NVESTORS TITLE CO 461804106 8/18/2009 3/21/2011 123 126 -3

1 , 173 X NVESTORS TITLE CO 461804106 8/14/2009 3/21/2011 3,259 3 , 334 1 -75


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss



ndex


Check "X" if

Purchaseris a

Businessate

Acq uiredcquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expense

of Sale and

Cost of

Improve-

ments epreciationet Gain

or Loss

1 , 174 X INVESTORS TITLE CO 461804106 8/12/2009 3/21/2011 4,705 4,896 -191

1,175, X IRON MOUNTAIN INCORPOR 462846106 2/10/2011 3/25/2011 79,579 67,569 12 , 010

1 , 176 X IRON MOUNTAIN INCORPO 462846106 1/12/2011 3/25/2011 1156 , 038 123,589 32,449

1 , 177 X IRON MOUNTAIN INCORPOR 462846106 2/15/2011 3/25/2011 82,700 70,326 12,374

1 , 178 X /SHARES MSCI BRAZIL (FRE E 464286400 7/20/2009 1/27/2011 140,962 105,860 35 , 102

1 , 179 X [SHARES TR US 464288687 8/18/2011 10/21/2011 22,003 21 , 810 193

11 , 180 X /SHARES TR US 464288687 9/21/2011 10/21/2011 12,285 12,272 13

1 , 181 X /SHARES TR US 464288687 7/12/2011 10/21/2011 124,686 133,548 -8 , 862

1 , 182 , X /SHARES TR US 464288687 8/19/2011 10/21/2011 29,338 29,358 -20

1 , 183 X /SHARES TR US 464288687 8/2/2011 10/21/2011 66 , 010 69,819, -3 , 809

1 , 184 X IVANHOE MINES LTD 46579N103 10/27/2011 11/10/2011 7,421 7 444 377

1 , 185 X J P MORGAN CHASE & CO 46625H100 10121/2010 5/27/2011 4,286 3,821 465

1 186 X J P MORGAN CHASE & CO 46625H100 1/12/2010 6/1/2011 87 , 820 91,071 -3 , 251

1 , 187 X J P MORGAN CHASE & CO 46625H100 10/26/2009 6/1/2011 68,024 71,057 -3 , 033

1 , 188 X J P MORGAN CHASE & CO 46625H100 10/28/2009 6/15/2011 34 , 146 35 , 837 -1 , 691

1 , 189 . X J P MORGAN CHASE & CO 46625H100 1/12/2010 6/15/2011 37 ,417 39 , 966 -2,549

1 190 X J P MORGAN CHASE & CO 466251-1100 11/5/2008 11/18/2011 4,434 5 , 861 -1,427

11 , 1191 X J P MORGAN CHASE & CO 46625H100 10/28/2009 11/18/2011 20,475 28,5401 -8,065

11 , 1192 X J P MORGAN CHASE & CO 46625H100 3/24/2009 11/18/2011 554 516 38

1 , 193 X J P MORGAN CHASE & CO 46625H100 9/22/2011 11/18/2011 11,546 10,956 590

1 , 194 X J P MORGAN CHASE & CO 46625H100 3/23/2009 11/18/2011 1 139 974 165

1 , 195 X J P MORGAN CHASE & CO 46625H100 3/1312009 11/18/2011 616 466 150

1 , 196 , X J P MORGAN CHASE & CO 46625H100 3/10/2009 11/18/2011 831 514 317

1 , 197 X J P MORGAN CHASE & CO 46625H100 4/1/2009 11/18/2011 277 247 30

1 , 198 X J P MORGAN CHASE & CO 46625H100 11/19/2008 11/18/2011 1 , 878 . 1,859 19

1 , 199 X J P MORGAN CHASE & CO 46625H100 11/18/2008 11/18/2011 2,894 3,102 -208

1 , 200 X J P MORGAN CHASE & CO 46625H100 7/20/2009 11/18/2011 153 , 948 184 , 640 -30 , 692

1 , 201 X J P MORGAN CHASE & CO 46625H100 5/7/2010 11/18/2011 63,888 83,782 -19,894

1 , 202 X J P MORGAN CHASE & CO 46625H100 8/31/2010 11/23/2011 346 438 -92

1,203 X PPLE COMPUTER INC 037833100 7/14/2010 8/22/2011 2,162 1 , 517 645

1 , 204 X APPLE COMPUTER INC 037833100 5/7/2010 9/26/2011 173 , 168 101,163 72,005

1 , 205 X APPLE COMPUTER INC 037833100 1/12/2010 9/26/2011 229,548 119,006 110,542



1 , 208 X APPLE COMPUTER INC 037833100 4/2/2009 11/22/2011 2 , 974 885 2,089

1 , 209 X APPLE COMPUTER INC 037833100 10/21/2010 11/30/2011 9 , 878 8,121 1.757

1,210 , X ARCELORMITTAL 03938L104 5/4/2011 11/28/2011 1295 2,793 -1,498

1 , 211 X ARCELORMITTAL 03938L104 2/28/2011 11/28/2011 2 , 018 4 , 383 -2.365

1 , 212 X ARM HOLDINGS PLC 042068106 10/14/2010 1/6/2011 2 , 912 2 , 341 5 71

1 , 213 X ARM HOLDINGS PLC 042068106 10/14/2010 1113/2011 3,697 2,565 1,132

1 , 214 X ARM HOLDINGS PLC 042068106 7/12/2011 8/18/2011 54,580 65,386 -10,806

1 , 215 X ARM HOLDINGS PLC 042068106 8/4/2011 8/18/2 011 11,272 12,540 - 1,268

1 , 216 X ARM HOLDINGS PLC 042068106 6123/2011 8/18/2011 59 , 326 68,146 -8.820

1,217 . X ARM HOLDINGS PLC 042068106 6/15/2011 8/18/2011 112,720 134,038 -21,318

1 , 218 X ARM HOLDINGS PLC 042068106 10114/2010 10/11/2011 3 , 015 2,041 974

1 , 219 X ASTRAZENECA PLC SPONSO 046353108 1/14/2010 8/23/2011 234 246 --12

1 220 X ASTRAZENECA PLC SPONSO 046353108 1/11/2010 8/23/2011 187 191 -4

1 221 X ATLAS AIR WORLDWIDE HOL 049164205 9/21/2010 10/21/2011 4,170 6 , 306 -2,136

1 222 X ATWOOD OCEAN I CS INC 050095108 8/12/2009 10/21/201 1 9,980 6,799 3 181,1 , 223

_X ATWOOD OCEANZS INC 050095108 10/11/2011 10/21/2011 4 412 4,200 212

1 1 , 224 , X ATWOOD OCEANICS INC 050095108 3/312010 10/21/2011 28 , 939 1 24 , 307 1 4 , 632


Totals

Amount

Gross

SalesCost, Other

Basis and Expenses

Net Gainor Loss

Long Term CG Distributions 5 , 348 1 Securities 25 , 910 , 714 23 , 297 ,422 2 , 613 , 292


ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 225 X BHP BILLITON PLC SPONSO R 05545E209 2/2/2010 2/10/2011 3,124 2,426 698

1 , 226 X BHP BILLITON PLC SPONSOR 05545E209 2/4/2010 2/14/2011 1,062 757 305

1 , 227 X JANUS CAPITAL GROUP INC 47102X105 12/23/2010 6/10/2011 879 1 , 263 -384

1 , 228 X JANUS CAPITAL GROUP INC 47102X105 10/15/2010 6/23/2011 3,356 4,367 -1,011

1 , 229 X JANUS CAPITAL GROUP INC 47102X105 12/7/2010 6/23/2011 868 1,171 -303

1 , 230 X JANUS CAPITAL GROUP INC 47102X105 10/21/2010 7/26/2011 471 576 -105

1 , 231 X JANUS CAPITAL GROUP INC 47102X105 10/15/2010 7/26/2011 4,040 5,188 -1 , 148

1 . 232 X JETBLUE AIRWAYS CORP 477143101 10/20/2010 10/21/2011 4,327 7 184 -2 , 857

1 , 233 X JOHNSON & JOHNSON 478160104 11/7/2008 5/4/2011 4,459 4,066 393

1 , 234 X JOHNSON & JOHNSON 478160104 12/2/2009 5/4/2011 656 639 17

1 , 235 X JOHNSON & JOHNSON 478160104 5/12/2011 10/19/2011 4,170 4 480 -310

1 , 236 X JOHNSON & JOHNSON 478160104 6/29/2011 10/19/2011 4,855 5 179 -324

1 , 237 X JOHNSON & JOHNSON 478160104 5/3/2011 10/19/2011 1,556 1,656 -100

1 , 238 X JOHNSON & JOHNSON 478160104 2/212011 11/23/2011 1,495 1456 39

1, 239 X JOHNSON & JOHNSON 478160104 7/16/2010 11/23/2011 4,237 4,052 185

1 , 240 X JOHNSON & JOHNSON 478160104 7/26/2010 11/23/2011 436 403, 33

1 , 241 X JOHNSON & JOHNSON 478160104 11/18/2008 11/23/2011 1,246 1,193 53

1 , 242 X JOHNSON & JOHNSON 478160104 11/7/2008 11/23/2011 1,059 43

1 , 243 X JUNIPER NETWORKS INC 48203R104 6/23/2011 7/27/2011 54,977 -10,901

1,244. X JUNIPER NETWORKS INC 48203R104 6/15/2011 7/27/2011 109,954 -22,476

1 , 245 X JUNIPER NETWORKS INC 48203R104 7/12/2011 7/27/2011 52,478

W7

-13,492

1 , 246 X JUNIPER NETWORKS INC 48203R104 5/20/2011 9/16/2011 4,920

4

-4 , 694

1 , 247 X SUNCOR ENERGY INC NEW 867224107 5/20/2010 7/21/2011 707 221

1 , 248 X SUNCOR ENERGY INC NEW 867224107 5/20/2010 7/22/2011 703 4 86 . 217

1 249 X SUNTRUST BANK 867914103 11/16/2010 1/5/2011 1,312 1,081 231

1 , 250 X SUNTRUST BANK 867914103 10/15/2010 1/7/2011 1,253 1,074 179 ,1,251 , X SUNTRUST BANK 867914103 11/16/2010 1/7/2011 199 172 27

1 , 252 X SUNCOR ENERGY INC NEW 867224107 5/20/2010 3/3/2011 373 229 144

1 , 253 X SUNTRUST BANK 867914103 10/15/2010 1/21/2011 921 757 164

1 , 254 X SUNTRUST BANK 867914103 10/15/2010 8/5/2011 611 684 -73

1 , 255 X SUNTRUST BANK 867914103 3/21/2011 8/5/2011 611 827 -216

1 , 256 X SYNOVUS FINCL 87161C105 10/15/2010 1/7/2011 1,561 1,550 11

1 , 257 X SYNOVUS FINCL 87161C105 10/15/2010 1/21/2011 1,282 1,149 . 133

1 , 258 , X SYNOVUS FINCL 87161C105 10/15/2010 3/18/2011 1,363 1,418 -55

1 , 259 X SYNOVUS FINCL 87161C105 10/15/2010 4/1/2011 2,246 2,345 -99

1 , 260 X TJX COMPANIES INC 872540109 6/10/2010 11/17/2011 415 322 93

1 , 261 X TJX COMPANIES INC 872540109 6/18/2010 11/17/2011 1,364 1,060 304

1 , 262 X TNT EXPRESS N V ADR 87262N109 7/18/2011 8/30/2011 8 9 -1

1 , 263 X TAKEDA PHARMACEUTICAL 874060205 5/12/2010 5/13/2011 707 646 61

1 , 264 X TARGET CORP 87612E106 12/23/2010 2/2/2011 8,343 9 , 422 -1,079

1 . 265 . X TEJON RANCH CO 879080109 8/12/2009 10/21/2011 7,781 8,941 -1,160

1 , 266 X SUNCOR ENERGY INC NEW 867224107 5/20/2010 4/7/2011 665 428 237

1 , 267 X TELECOM ITALIA SPA NEWS 87927Y201 11/6/2008 3/23/2011 615 414 201

1 , 268 X AMERICAN ELECTRIC POWE 025537101 6/23/2011 11/18/2011 37,578 36,032 1,546

1 , 269 X AMERICAN ELECTRIC POWE 025537101 6/28/2010 11/23/2011 3,909 , 3 , 511 398

1 , 270 X AMERICAN ELECTRIC POWE 025537101 10/4/2010 11/23/2011 149 144 5

1 , 271 X AMERICAN ELECTRIC POWE 025537101 7/16/2010 11/23/2011 2,643 2,489 154

1 . 272 X AMERICAN ELECTRIC POWE 025537101 3/9/2011 11/23/2011 1,117 1,077 40

1 1 , 273 X AMERICAN EAGLE OUTFITTE 02553E1 06 9/1/201 1 10/21/2011 4,356 3,706 650

1 1 , 274 X SUNCOR ENERGY INC NEW 867224107 5/2012010 5/31/2011 668 457 211

1 1 , 275 X AMERICAN TOWER CORP CL 029912201 10/12/2009 1/7/2011 1,818 1 , 357 , 461


Totals

Amount

GrossSales

Cost, Other

Basis and Ex penses

Net Gainor Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 276 X AMERICAN TOWER CORP CL 029912201 9/8/2009 117/2011 4 , 091 2,770 1 , 321

1,277. X AMERICAN TOWER CORP CL 029912201 9/14/2009 1/7/2011 253 175 78

1 , 278 X AMERICAN TOWER CORP CL 029912201 9/8/2009 1/11/2011 2,572 1,744 828

1 , 279 X AMERICAN TOWER CORP CL 029912201 9/8/2009 1/12/2011 5,177 3,488 1,689

1 , 280 X AMERICAN TOWER CORP CL 029912201 10/15/2010 2/14/2011 2,969 2,687 282

1 , 281 X AMERICAN TOWER CORP CL 029912201 10/21/2010 4/4/2011 7 , 827 7,610 217

1 , 282 X ANADARKO PETE CORP 032511107 9/7/2010 5/17/2011 3 , 050 2,107 943

1 , 283 X ANADARKO PETE CORP 032511107 7/15/2010 5/26/2011 3,803 2,358 1,445

1 , 284 , X ANADARKO PETE CORP 032511107 9/7/2010 5/26/2011 310 201 109

1 285 X ANADARKO PETE CORP 032511107 7/15/2010 5/31/2011 3 ,425 2 , 069 1 , 356

1 , 286 X ANADARKO PETE CORP 032511107 7/15/2010 6/2/2011 4 , 865 3,031 1 , 834

1 , 287 X ANADARKO PETE CORP 032511107 7/15/2010 6/17/2011 2,197 1,492, 705

1 , 288 X ANADARKO PETE CORP 032511107 7/13/2010 6/17/2011 4 , 678 3,131 1,547

1 , 289 X ANADARKO PETE CORP 032511107 7/13/2010 7/27/2011 9 , 021 5,123 3 , 898

1 290 X ANADARKO PETE CORP 032511107 6/1/2011 11/11/2011 62,110 59,760 2 , 350

1 , 291 X ANHEUSER BUSCH INBEV S 03524A108 9/18/2009 10/21/2011 19 ,443 16,321 3,122

1,292, X ANNALY CAPITAL MANAGEM 035710409 4/19/2010 8/26/2011 493 471 22


1 , 294 X NNALY CAPITAL MANAGEM 035710409 7/8/2009 11/23/2011 1 ,435 1,370 65

11 ,295 X ANNALY CAPITAL MANAGEM 035710409 4/3/2009 11/23/2011 1,833 1,570 263

1 , 296 X AMERICAN ELECTRIC POWE 025537101 8/1/2011 11/18/2011 15,417 14,975 442

1 ,297 X AMERICAN ELECTRIC POWE 025537101 8/16/2011 11/18/2011 4,818 4,638 180

1 , 298 X ANNALY CAPITAL MANAGEM 035710409 11/8/2010 11/23/2011 335 373 -38

1,299, X NNALY CAPITAL MANAGEM 035710409 3/18/2009 11/23/2011 1 ,435 1 , 305 130

1 , 300 X TENNECO AUTOMOTIVE INC 880349105 5/25/2010 8/3/2011 6,556 3,398 3 158

1 , 301 X TENNECO AUTOMOTIVE INC 880349105 5/25/2010 10/21/2011 7,434 4,432 3,002

1 , 302 X TENET HEALTHCARE CORP 88033G100 8/12/2009 10/21/2011 19,228 16 , 683 2,545

1 , 303 X TERADATA CORP 88076W103 1/7/2011 2/3/2011 2,635 2,638 -3

1 , 304 X TERADATA CORP 88076W103 1/12/2011 2/3/2011 2,372 2,462 -90

1 , 305 X TERADATA CORP 88076W103 10/28/2011 11/2/2011 401 435 -34

1 , 306 , X TERADYNE INC 880770102 7/14/2009 10/21/2011 7,041 3 , 587 3,454

1 , 307 X TESCO PLC SPONSORED AD 881575302 10/14/2010 10/11/2011 6,347 6 , 983 -636

11 , 308 X TEVA PHARMACEUTICAL IND 881624209 10/21/2010 2/8/2011 9,244 9,556 -312

1 , 309 X TEVA PHARMACEUTICAL IND 881624209 10/14/2010 7/26/2011 3,798 4,378 -580

1 , 310 X THORATEC CORP 885175307 11/4/2008 10/21/2011 16,873 12,159 4,714

1 , 311 X THORATEC CORP 885175307 11/4/2008 11/2/2011 6,243 5,381 862

1 , 312 X 3M CO 88579Y101 10/21/2010 1/6/2011 14,056 14,562 -506

1.313, X 3M CO 88579Y101 11/18/2008 3/1/2011 913 614 299

1 , 314 X 3M CO 88579Y101 11/7/2008 3/1/2011 3 , 194 2,232 962

1 , 315 X 3M CO 88579Y101 5/20/2009 7/29/2011 156,165 , 105,678 50,487

1 , 316 X 3M CO 88579Y101 10/28/2009 7/29/2011 54,224 46 , 987 7 237

1 , 317 X 3M CO 88579Y101 _ 11/24/2009 7/29/2011 52,055 46,236 5,819

1 . 318 X TIBCO SOFTWARE INC 886320103 11/4/2008 3/28/2011 14,320 3,085 11.235

1 , 319 X TIBCO SOFTWARE INC 886320103 11/4/2008 7/8/2011 14,224 2,598 11,626

1 , 320 , X TIBCO SOFTWARE INC 886320103 11/4/2008 10/21/2011 12,751 2,688 10,063

1 , 321 X TIFFANY & CO NEW 886547108 7/15/2010 7/27/2011 3,674 1,861 1.813

1 , 322 X TIFFANY & CO NEW 886547108 1/21/2010 7/27/2011 2,795 1,463 1 , 332

1 , 323 X TIFFANY & CO NEW 886547108 7/28/2010 11/22/2011 2 , 806 1,620 1,186

1 , 324 X TIME WAR NER INC NEW 88 7317303 7/27/2009 3/ 1 /2011 151 103 48

1 , 325 X TIME WARNER INC NEW 887317303 2/25/2010 3/1/2011 5,268 3,982 1,286



Totals

Amount

Gross

Sales

Cost, Other

Basis and Ex penses

Net Gainor Loss

Long Term CG Distributions 5 348 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292

Short Term CG Distributions

,

0 Other sales 0 0 0

ndex


Check X" ifPurchaser

is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 327 X TIME WARNER INC NEW 887317303 3/1/2011 8/15/2011 1,990 2,503 -513

1 , 328 X TIME WARNER INC NEW 887317303 3/3/2011 8/16/2011 538 679 -141

1 . 329 . X TIME WARNER INC NEW 887317303 3/1/2011 8/1612011 1 , 704 2,162 -458


1 , 331 X TIME WARNER INC NEW 887317303 3/4/2011 8/22/2011 1,540 2,002 462

1 , 332 X TIME WARNER INC NEW 887317303 3/4/2011 8/22/2011 873 1,149 -276


1 , 334 X TIME WARNER INC NEW 887317303 11/18/2008 11/23/2011 1,134 626 508

1 , 335 X TIME WARNER INC NEW 887317303 11/7/2008 11/23/2011 2,699 1,733 966

1 . 336 . X TIME WARNER INC NEW 887317303 12/18/2008 11/23/2011 1 , 890 1 259 631



1 , 339 X ANSYS INC 036620105 10/3/2006 10/21/2011 8,816 3,804 5 , 012

1 , 340 X APACHE CORP 037411105 3130/2011 9/6/2011 3,31 9 4,580 -1 , 261

1 , 341 X APACHE CORP 037411105 1/4/2011 9/6/2011 1,897 2,400 -503

1 , 342 X APACHE CORP 037411105 1/4/2011 10/3/2011 4,474 6,961 -2 , 487

1,343. X APACHE CORP 037411105 7/27/2009 11/23/2011 91 80 11

1 , 344 X APACHE CORP 037411105 5/21/2010 11/23/2011 454 441 13

1 , 345 X APACHE CORP 037411105 11/7/2008 11/23/2011 6,352 5,235 1 , 117

1 , 346 X APPLE COMPUTER INC 037833100 10/21/2010 1/10/2011 1,708 1 , 562 , 146

1 , 347 X APPLE COMPUTER INC 037833100 10/21/2010 3/23/2011 6,426 5,935 491

1 , 348 X APPLE COMPUTER INC 037833100 10/21/2010 4/4/2011 12,937 11,869 1 , 068

1 , 349 X APPLE COMPUTER INC 037833100 1/27/2010 4/4/2011 3,743 2,297 1.446

1 . 350 X APPLE COMPUTER INC 037833100 4/2/2009 4/4/2011 1 , 021 332 689


1 352 X APPLE COMPUTER INC 037833100 4/29/2010 6/7/2011 6,338 5,118 1 , 220

1 , 353 X APPLE COMPUTER INC 037833100 5/7/2010 8/18/2011 44,086 28,232 15 , 854


1 , 355 X APPLE COMPUTER INC 037833100 7/21/2010 8/22/2011 3,603 2,587 1 . 016

1 , 356 X HUNTINGTON INGALLS INDS 446413106 7/27/2009 3/31/2011 20 22 -2

1 , 357 , X HUNTINGTON INGALLS INDS 446413106 7/26/2010 5/5/2011 66 98 -32

1 358 X HUNTINGTON INGALLS INDS 446413106 11/18/2008 5/5/2011 331 329 , 2






1 364 X HUNTSMAN CORP 447011107 12/17/2008 10/21/2011 1 , 325 391 934

1 , 365 X HUNTSMAN CORP 447011107 3/19/2009 10/21/2011 2,956 913 2 , 043

1 , 366 X HUNTSMAN CORP 447011107 7/14/2010 10/21/2011 8,031 7,194 837

1 367 X ICON PLC SPON ADR 45103T107 12/9/2008 10/18/2011 1,106 1,639 -533,1 , 368 X CON PLC SPON ADR 45103T107 8/23/2010 10/18/2011 7,851 11,636 -3 , 785

1 369 X MPALA PLATINUM HLDGS L 452553308 11/11/2008 1/21/2011 1,686 597 1,089,1 , 370 X MPAX LABORATORIES INC 452566101 3115/2011 10/21/2011 3,413 4,986 -1 573

1 , 371 1 X NFORMATICA CORP 456660102 12/24/2009 7/13/2011 21,808 9,941 11 , 867

1 , 372 X NFORMATICA CORP 456660102 3/20/2009 10/21/2011 9,978 3,152 6,826

1 , 373 X NFORMATICACORP 456660102 12/24/2009 10/21/2011 3,054 1,892 1162

1 , 374 X NFOSYS TECHNOLOGIES LT 456788108 10/14/2010 3/15/2011 10,525 11,268 -743

1 375 X NFOSYS TECHNOLOGIES LT 456788108 10/14/2 01 0 3/16/2011 3,56 3 3898 -335,1 , 376 X

_NTEL CORP 458140100 9/15/2009 1/27/2011 61.211

_ __54,650 6 561

1 , 377 X NTEL CORP 458140100 10/26/2009 1/27/2011 83 , 072 74,737 8335


Totals

Amount

GrossSales

Cost, Other

Basis and Expenses

Net Gainor Loss



ndex

Check "X"if Sale ofSecunty escri p tion USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expenseof Sale and

Cost ofImprove-ments e p reciation

et Gainor Loss

1 , 378 X INTEL CORP 458140100 1/12/2010 1/27/2011 52,467 49 , 361 3 , 106

1 , 379 . X INTEL CORP 458140100 9/15/2009 4/12/2011 71 , 045 70,265 780

1 , 380 X INTEL CORP 458140100 9/27/2011 11/17/2011 5,104 4,809 295

1 , 3811 X INTEL CORP 458140100 9/21/2010 11/23/2011 138 114 24

1 , 382 X INTERCONTINENTALEXCHA 45865V100 10/28/2011 11/2/2011 726 794 -68

1 , 383 X IBM 459200101 1/13/2004 1/27/2011 113 , 037 63 , 958 49 , 079

1 , 384 X IBM 459200101 2/3/2009 1/27/2011 12,128 6875 5,253

1 , 385 X IBM 459200101 11/5/2008 1/27/2011 8,571 4 , 911 3 , 660

1 , 386 , X IBM 459200101 11/5/2008 1/27/2011 2 , 587 1 476 1 , 111

1 387 X IBM 459200101 1/13/2004 7/12/2011 26 , 200 13 , 725 12 , 475

1388 X IBM 459200101 9/15/2009 7/21/2011 1109 714 395

1389 X IBM 459200101 9/15/2009 8/26/2011 843 595 248

1390 X IBM 459200101 9/15/2009 10/17/2011 750 476 274

1 391 X IBM 459200101 10/21/2010 10/18/2011 11,026 8673 2,353

I 392 X IBM 459200101 9/15/2011 10/18/2011 1,600 1,515 85

1.393 X IBM 459200101 1/13/2004 10/21/2011 30,701 15,555 15,146

1 , 394 X IBM 459200101 11/18/2008 11/23/2011 2,700 1,197 1 , 503

1 , 395 X IBM 459200101 11/7/2008 11/23/2011 4 , 140 1 , 953 2,187

1 , 396 X SPIRIT AEROSYSTEMS HLDG 848574109 5/2/2011 8/3/2011 1,247 1,579 -332

11 , 397 X SPIRIT AEROSYSTEMS HLDG 848574109 4/26/2011 8/29/2011 196 290 -94

1 , 398 X SPIRIT AEROSYSTEMS HLDG 848574109 2/10/2011 8/29/2011 767 1,141 -374

1 , 399 X STARWOOD HOTELS & RES 8559OA401 10/21/2010 8/3/2011 8 , 195 9 , 073 -878

1,400, X STARWOOD HOTELS & RES 8559OA401 2/3/2011 8/3/2011 4,475 5 , 347 -872

1 ,401 X STATE STREET CORP 857477103 10/4/2010 11/23/2011 330 337 -7

11 , 402 X STATE STREET CORP 857477103 11/24/2009 11/23/2011 3,299 3,702 -403

11 , 403 X STATOIL ASA SPON ADR 85771P102 11/10/2010 4/27/2011 425 321 104

1 ,404 X STATOIL ASA SPON ADR 85771P102 11/9/2010 10/18/2011 848 724 124

1 ,405 X STATOIL ASA SPON ADR 85771P102 11/10/2010 10/18/2011 474 406 68

1 ,406 X STEEL DYNAMIC S INC 858119100 3/15/2011 8/24/2011 808 1 , 315 -507

1,407, X STEEL DYNAMICS INC 858119100 2/1/2011 8/24/2011 3,433 5 , 634 -2,201

1 ,408 X STERICYCLE INC 858912108 10/28/2011 11/2/2011 567 593 -26

1 ,409 X STIFEL FINANCIAL CORP 860630102 8/26/2011 10/21/2011 4,000 3,695 305

1 , 410 X STURM RUGER & CO INC 864159108 8/12/2009 10/21/2011 40,721 16,605 24,116

1 , 411 X SUCCESSFACTORS INC 864596101 3/11/2010 6/24/2011 5,470 4 , 092 1,378

1 , 412 X SUCCESSFACTORSINC 864596101 3/11/2010 10/21/2011 9,97 8 8 , 467 1,511

1 ,413 X SUMITOMO MITSUI TR HLDG 86562X106 11/6/2008 4/1/2011 2 1 1

1.414 . X SUNCOR ENERGY INC NEW 867224107 5/20/2010 2/8/2011 608 428 180

11 , 4115 X J P MORGAN CHASE & CO 46625H100 11/18/2008 11/23/2011 1 , 011 1 , 142 -131

1 ,416 X J P MORGAN CHASE & CO 46625H100 11/7/2008 11/23/2011 3,320 4,226 -906

1 ,417 X J P MORGAN CHASE & CO 46625H100 10/4/2010 11/23/2011 87 117 -30

1 ,418 X J P MORGAN CHASE & CO 46625H100 12/30/2009 11/23/2011 144 207 -63

1 419 X JAMES RIVER COAL CO NEW 470355207 3/23/2011 8/9/2011 5,050 9,879 _ -4,829

1 , 420 X JANUS CAPITAL GROUP INC 47102X105 3/29/2011 5/24/2011 1,876 2,259 -383

1,421, X JANUS CAPITAL GROUP INC 47102X105 3/21/2011 5/24/2011 8,177 9,856 -1,679

1 ,422 X JANUS CAPITAL GROUP INC 47102X105 12/7/2010 6/10/2011 741 958 -217

1 423 X TELEFONICA DE ESPANA SA 879382208 10/14/2010 11/23/2011 6,249 9,771 _ -3,522

1 424 X TELLABS INC DELAWARE 879664100 10/15/2010 1/25/2011 2,236 2,997 -761

1 ,425 X TELLABS INC DELAWARE 879664100 10/15/2010 1/26/2011 2,278 3 , 042 -764

1 ,426 X BANK AMER ICA CORP 060505104 3/25/2010 8/8/201 1 1,508

1 ,427 X KEYCORP NEW 493267108_

10/15/2010 6/10/2011 2,697 2,733 -36

1 428 X KEYCORP NEW 493267108 10/15/2010 6/1612011 1,478 1,484 6

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than In

Totals

AmountGrossSales

Cost, Other

Basis and Expenses

Net Gain

or Loss

Long Term CG Distributions 5 , 348 1 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292


ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 ,429 X KEYCORP NEW 493267108 10/15/2010 7/12/2011 2,483 2 , 475 81.430 , X KIMBERLY CLARK CORP 494368103 1/13/2010 10/25/2011 31,554 28,368 3,186

1 ,431 X KIMBERLY CLARK CORP 494368103 1112/2010 10/25/2011 7,012 6,327 6851 ,432 X KIMBERLY CLARK CORP 494368103 3/9/2011 11/23/2011 1,100 1,031 69

1 , 433 X KIMBERLY CLARK CORP 494368103 11/18/2008 11/23/2011 1,719 1,425 2941 , 434 X KIMBERLY CLARK CORP 494368103 11/7/2008 11/23/2011 5,156 4,291 8651 , 435 X KIMBERLY CLARK CORP 494368103 7/27/2009 11/23/2011 344 292 52

1 , 436 X KIMBERLY CLARK CORP 494368103 5/4/2010 11/23/2011 1,031 920 111

1,437 . X KINDER MORGAN MANAGEM 49455U100 8/12/2009 2/17/2011 5 3 21 438 X KINDER MORGAN MANAGEM 49455U100 8/12/2009 5/13/2011 5 3 21 ,439 X KINDER MORGAN MANAGEM 49455U100 8/12/2009 8/16/2011 3 2 1

1 ,440 X KINDER MORGAN MANAGEM 49455U100 8/12/2009 10/21/2011 29,875 17,619 12,256

1 ,441 X KINROSS GOLD CORP NEW 496902404 8/17/2009 8/30/2011 175 182 -71 442 X KINROSS GOLD CORP NEW 496902404 10/30/2009 8/30/2011 733 767 -34

11 , 443 X KNOLL INC 498904200 8112/2009 1/3/2011 1,778 1,032 7461444 X KNOLL INC 498904200 8/12/2009 10/21/2011 11,420 7,362 4,0581,445 , X KOHLS CORPORATION WISC 500255104 9/28/2011 11/23/2011 4,068 3,702 3661446 X KOMATSU LTD ADR NEW 500458401 10/14/2010 2/3/2011 4,405 3,444 961

1 ,447 X KRATON PERFORMANCE PO 50077C106 6/6/2011 10/21/2011 3,184 6,914 -3,7301 448 X LVMH MOET HENNESSY LOU 502441306 10/14/2010 7/27/2011 5,320 4,413, 9071 ,449 X LAFARGE S A SPONSORED 505861401 10/14/2010 2/24/2011 9,097 8,920 177

1 , 450 X LAFARGE S A SPONSORED 505861401 10/14/2010 2/25/2011 7,318 7,139 179

1 , 451 X LAFARGE S A SPONSORED 505861401 10/14/2010 2/28/2011 6,766 6,624 142

1 , 452 X LANDSTAR SYSTEMS INC 515098101 10/15/2010 1/28/2011 123 110 13

1,453, X LANDSTAR SYSTEMS INC 515098101 11/4/2010 1/28/2011 1,472 1,405 671 , 454 X LANDSTAR SYSTEMS INC 515098101 10/15/2010 2/1/2011 1,341 1,178 163

1 , 455 X LANDSTAR SYSTEMS INC 515098101 10/15/2010 2/24/2011 1,598 1,362 2361 , 456 X LANDSTAR SYSTEMS INC 515098101 10/15/2010 2/25/2011 2,047 1,694 353

1 , 457 X LANDSTAR SYSTEMS INC 515098101 10/15/2010 6/28/2011 5,770 4,677 1 , 0931 , 458 X LANDSTAR SYSTEMS INC 515098101 11/4/2008 10/21/2011 5,735 5,076 6591 , 459 X LANDSTAR SYSTEMS INC 515098101 8/15/2007 10/21/2011 2,294 2,218 76

1,460. X LAS VEGAS SANDS CORP 517834107 10/15/2010 1/4/2011 1 260 1 , 050 210

1 , 461 X LAS VEGAS SANDS CORP 517834107 10/15/2010 1/7/2011 4,436 3,462 974

1 , 462 X LAS VEGAS SANDS CORP 517834107 10/29/2010 2/4/2011 4,430 4,262 168

1 , 463 X LAS VEGAS SANDS CORP 517834107 10/29/2010 3/1/2011 2,408 2,513 -105

1 , 464 X LAS VEGAS SANDS CORP 517834107 10/21/2010 3/1/2011 1 032 936 961 , 465 X LAS VEGAS SANDS CORP 517834107 10/21/2010 3/8/2011 8,790 8,071 719

1 , 466 X LASALLE HOTEL PROPERTIE 517942108 5/2/2011 8/11/2011 1,497 2 , 264 -767

1,467, X LASALLE HOTEL PROPERTIE 517942108 4/29/2011 8/11/2011 1,535 2,325 -790

1 , 468 X UNITED PARCEL SVC INC CL 911312106 10/21/2010 8/1/2011 7,944 8,249 -3051 , 469 X UNITED PARCEL SVC INC CL 911312106 10/21/2010 8/8/2011 4 595 5,033 -438

1 ,470 X UNITED PARCEL SVC INC CL 911312106 10/21/2010 9/23/2011 4 147 4,684 -537

1 , 471 X UNITED STATES STEEL COR 912909108 10/15/2010 1/26/2011 1,599 1,178 4211 ,472 X UNITED STATES STEEL COR 912909108 10/15/2010 2/1/2011 4,839 3,621 1,218

1 ,473 X UNITEDHEALTH GROUP INC 91324P102 5/4/2011 10/12/2011 235 247 -12

1,474. X UNITEDHEALTH GROUP INC 91324P102 6120/2011 10/12/2011 4,139 4,505 -3661 , 475 X UNITEDHEALTH GROUP INC 91324P102 5/4/2011 10/18/2011 4,747 5,276 -529

1 , 476 X UNIVERSAL CORP VA 913456109 8/18/2009 1/3/2011 1,299 1,149 150

1 , 477 X UNIVERSAL COR P VA 913456109 8/ 12/2009 1/3/2011 7,5 10 6,926 584

1 , 478 X UNIVERSAL ELECTRONICS I 913483103 11/4/2008 10/21/2011 8,858 10,509 -1,651

1 ,479 X UNIVERSAL HEALTH SERVIC 913903100 10/15/2010 7/5/2011 2,272 1,627 645

Line 6 (990-PF) - Gain/Loss from Sale of Assets Other Than

TotalsAmount

Gross

Sales

Cost, Other

Basis and Ex penses

Net Gainor Loss

Long Term CG Distributions 5348 Securities 25 , 910 , 714 23 , 297 , 422 2 , 613 , 292Short Term CG Distributions 0 Other sales 0 0 0

ndex

Check "X"if Sale ofSecurity escription USIP # urchaser


is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 ,480 X URBAN OUTFITTERS INC 917047102 10/28/2011 11/2/2011 530 560 -30--1 , 481 . X VALE S A ADR 91912E105 10/21/2010 4/7/2011 10,062 9,867 T9 5

1 ,482 X VALE S A ADR 91912E105 4/22/2010 8/18/2011 66 677 82,077 -15 ,4001 , 483 X VALE S A ADR 91912E105 3/31/2011 8/19/2011 66,905 86,471 -19 , 5661 ,484 X VALE S A ADR 91912E105 5/25/2010 8/19/2011 77,198 73,076 4 , 1221 , 485 X VALE S A ADR 91912E105 5/7/2010 8/19/2011 64,331 69,342 -5 , 0111 ,486 X VALE S A ADR 91912E105 4/22/2010 8/19/2011 41,172 50 , 509 -9 , 3371 , 487 X VALERO REFINING MARKETI 91913Y100 7/27/2009 3/9/2011 469 320 1491488 X VALERO REFINING MARKETI 91913Y100 4/8/2009 3/9/2011 965 674 2911 ,489 X VALUE CLICK INC 92046N102 6/3/2010 10/21/2011 25 , 313 17 , 331 7 , 9821 ,490 X VARIAN SEMICONDUCTOR E 922207105 1/13/2009 5/11/2011 63,727 20,307 43 , 42011 , 491 X VEECO INSTRUMENTS INC D 922417100 2/1/2010 10/21/2011 4,126 5,372 -1 , 2461 ,492 X VANGUARD REIT VIPERS 922908553 9/22/2011 10/18/2011 23,618 23 , 381 2371 ,493 X VANGUARD REIT VIPERS 922908553 8/19/2011 10/18/2011 27,554 28,112, -5581 , 494 X VANGUARD REIT VIPERS 922908553 1/11/2011 10/18/2011 125,963 131,612 -5 , 6491,495. X VANGUARD REIT VIPERS 922908553 9/21/2011 10/18/2011 26,242 27,849 -1 , 6071 ,496 X VANGUARD REIT VIPERS 922908553 6/23/2011 10/18/2011 47,236 53,020 -517841 ,497 X VANGUARD REIT VIPERS 922908553 6/29/2011 11/11/2011 25,809 26,846 -1 , 0371 ,498 X VANGUARD REIT VIPERS 922908553 8/1/2011 11/11/2011 17,206 18,014 -8081 ,499 X VANGUARD REIT VIPERS 922908553 7/1/2011 11/11/2011 14,052 14,876 ______-

1 . 5Q0 X VERIZON COMMUNICATIONS 92343V104 5/4/2010 11/23/2011 1,435 1,073 3621 , 501 X VERIZON COMMUNICATIONS 92343V104 11/18/2008 11/23/2011 2,690 2,038, 65211 , 502 . X UNION PACIFIC CORP 907818108 10/4/2006 8/22/2011 3,210 1,614 1 , 5961 , 503 X UNION PACIFIC CORP 907818108 10/4/2006 9/2/2011 1 341 654 6871 , 504 X VERIZON COMMUNICATIONS 92343V104 11/7/2008 11/23/2011 4,483 3,447 1,0361 , 505 X VESTAS WIND SYSTEMS AD 925458101 10/14/2010 5/11/2011 6,975 8,945 -1 , 9701 , 506 X VESTAS WIND SYSTEMS AD 925458101 10/14/2010 5/12/2011 2,708 3,539 -8311 , 507 X VESTAS WIND SYSTEMS AD 925458101 10/14/2010 5/13/2011 3,408 4,402 -9941 , 508 X VIACOM INC NEW CLASS B 92553P201 7/8/2011 10/3/2011 2 781 3,913 -1 , 1321509 X BANK AMERICA CORP 060505104 8/31/2010 8/8/2011 140 249 -1 . 5j9 X BANK OF AMERICA CORP PF 060505765 8/7/2009 11/21/2011 117,442 110,998

______

6 , 4441 , 511 X BANK OF AMERICA CORP PF 060505765 8/19/2011 11/21/2011 37 581 36,559 1 , 0221 , 512 X BANK OF AMERICA CORP PF 060505765 9/21/2011 11/21/2011 18,791 18,870 -791 , 513 X BANK OF AMERICA CORP PF 060505765 9/22/2011 11/21/2011 23,488 22,000 1 , 4881 . 514 X BANK OF AMERICA CORP PF 060505765 5/25/2010 11/21/2011 54,023 55,369 -13461 , 516 X BARRICK GOLD 067901108 12/17/2009 4/7/2011 646 462 1841.516. X BARRICK GOLD 067901108 12/17/2009 8/22/2011 208 154 541 , 517 X BARRICK GOLD 067901108 11/6/2008 8/22/2011 104 48 561 , 518 X BARRICK GOLD 067901108 8/18/2009 8/22/2011 260 167 931 , 519 X BAYER A G SPONSORED AD 072730302 7/27/2011 9/6/2011 6,708 10,745 -4 , 0371 , 520 X BAYER A G SPONSORED AD 072730302 8/10/2011 9/15/2011 3,877 4,537 -6601 , 521 X BAYER A G SPONSORED AD 072730302 7/27/2011 9/15/2011 2,800 4,365 , -1 5651 , 522 X BERKSHIRE HATHAWAY CL- 084670702 12/9/2009 1/11/2011 239,035 197,367 41,66811,523. X BHP LTD SPONSORED ADR 088606108 217/2011 5/12/2011 9,544 9,662 -1181 , 524 X BIOMARIN PHARMACEUTICA 09061G101 11/14/2008 10/21/2011 10,984 5,841 5 1431 , 525 X BJS RESTAURANTS INC 0918OC106 3/17/2009 10/21/2011 9,800 2,364 7 , 4361 , 526 X BJS RESTAURANTS INC 09180C106 2/13/2009 10/21/2011

_13,400 3,273 10 , 127

1 , 527 X BLACKROCK INC CLASS A 09247X101 6/1/2011 8/9/2011 45,005 , 60,713 -15 , 7081 , 528 X BLACKROCK INC C LASS A 09247X101 2/15/2011 8/9/2011 _97,511 133,168 -35,6571 529 X BLACKROCK INC CLASS A 09247X101 2/28/2011 8/9/2011 48,005 65 084 11 -17 079

'1 530 X BLACKROCK INC CLASS A 09247X101 2/22/2011 8/9/2011 34,504 46,402 _11 . 898


TotalsAmount

GrossSales

Cost, Other

Basis and Ex penses

Net Gainor Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 531 X BLACKROCK GLOBAL ALLOC 09251T103 2/28/2011 7/21/2011 135,930 134,521 1 , 409

1,532 . X BOEING CAPITAL CORP 5 80 097014AH7 2/25/2009 1/25/2011 54,454 52,978 1 , 476

1 , 533 X BOEING CAPITAL CORP 5 80 097014AH7 2/25/2009 4/4/2011 216,402 211,912 4 , 490

1 , 534 X BOEING CO 097023105 7/10/1945 1/11/2011 226,490 44 226 ,446

1 , 535 X BOEING CO 097023105 7/10/1945 1/27/2011 194 , 383 38 194 , 345

1 , 536 X BOEING CO 097023105 7/10/1945 2/10/2011 32,730 6 32 , 724

1 , 537 X BOEING CO 097023105 7/10/1945 7/12/2011 251,782 47 251 , 735

1 , 538 X BOEING CO 097023105 7/10/1945 7/21/2011 248,196 46 248,150

1,539. X BOEING CO 097023105 4/29/2011 8/5/2011 2,097 2,610 -513

1 , 540 X BOEING CO 097023105 10/21/2010 8/5/2011 5 , 021 5 , 661 -640

1 , 5411 X BOEING CO 097023105 7/10/1945 11/11/2011 13,427 3 13 424

1 , 542 X BOEING CO 097023105 6/1/2011 11/11/2011 170,862 195,151 -24,289

1 , 543 X BRADY CORP CL A 104674106 10/15/2010 2/23/2011 2,103 1,827 276

1 , 544 X BRADY CORP CL A 104674106 10/15/2010 2/24/2011 4,305 3,837 468

1 , 545 X BRIGHAM EXPLORATION CO 109178103 1/29/2010 3/23/2011 15,340 6,195 9,145

1,546, X BRIGHAM EXPLORATION CO 109178103 1/29/2010 10/21/2011 12,300 4,619 7 , 681

1 , 547 X BRIGHAM EXPLORATION CO 109178103 1/29/2010 10/28/2011 8 , 736 3,290 5 , 446

1 , 548 X BRITISH SKY BROADCASTIN 111013108 10/14/2010 2/9/2011 8,608 7,968 640

1 , 549 X BRITISH SKY BROADCASTIN 111013108 10/14/2010 2/15/2011 9,519 8,918 601

1 , 550 X LASALLE HOTEL PROPERTIE 517942108 6/14/2011 8/11/2011 1 , 104 1,475 -371

1 , 551 X MGIC INVT CORP 552848103 4/22/2010 2/18/2011 14,359 18,384 -4,025

1 , 552 X STEVEN MADDEN LTD 556269108 3/26/2010 10/21/2011 10,181 6,508 3,673

11.553, X MAGNA INTL A CON 559222401 11/6/2008 1/13/2011 824 231 593

1 , 554 X ELI LILLY & CO 532457108 1/29/2009 10/17/2011 1 , 106 1 , 132 -26

1 , 555 X ELI LILLY & CO 532457108 7/27/2009 11/23/2011 1,614 1,575 39

1 , 556 X ELI LILLY & CO 532457108 11/14/2008 11/23/2011 1,004 937 67

1 , 557 X ELI LILLY & CO 532457108 7/26/2010 11/23/2011 179 , 177 2

1 , 558 X ELI LILLY & CO 532457108 1/28/2009 11/23/2011 359 389 -30

11 , 559 X ELI LILLY & CO 532457108 1/29/2009 11/23/2011 36 39 -3

1.560, X LINCOLN NATL CORP IND 534187109 10/15/2010 8/23/2011 1,407 1,853 -446

1 , 561 X LINCOLN NATL CORP IND 534187109 10/15/2010 9/27/2011 902 1,327 -425

1 , 562 X LINCOLN NATL CORP IND 534187109 10/15/2010 10/6/2011 898 1,478 -580

1 , 563 X LINCOLN NATL CORP IND 534187109 10/15/2010 10/12/2011 3,439 4,984 -1,545

1 , 564 X LOEWS CORP DELAWARE 540424108 8/14/2009 11/23/2011 182 , 162 20

1 , 565 X LOEWS CORP DELAWARE 540424108 8/13/2009 11/23/2011 3,457 3,073 384

1 , 566 X LUFKIN INDUSTRIES INC 549764108 2/12/2009 3/29/2011 5,647 1,236 4 , 411

1.567, X LUFKIN INDUSTRIES INC 549764108 2/24/2009 10/21/2011 936 306 630

1 , 568 X LUFKIN INDUSTRIES INC 549764108 2/12/2009 10/21/2011 20 , 954 7,908 13 , 046

1 , 569 X LULULEMON ATHLETICA INC 550021109 10/14/2010 2/10/2011 4,360 2,456 1 904

1 , 570 X LULULEMON ATHLETICA INC_550021109 10/14/2010 4/20/2011 3,201 1,483 1 , 718

1 , 571 X LULULEMON ATHLETICA INC 5 50021109 10/14/2010 5/2/2011 3 , 669 1,761 1,908

1 , 572 X LULULEMON ATHLETICA INC 550021109 10/14/2010 3/2011 3,552 1 ,7 6 1 1,791

1 , 573 X MBIA INC 55262C100 4/7/2010 10/21/2011 338 294 44

1,574. X MBIA INC 55262C100 4/8/2010 10/21/2011 17 , 880 16,090 _ 1 , 790

1 , 575 X MBIA INC 55262C100 9/16/2010 10/21/2011 4,946 6,792 _ -1 , 846

1 , 576 X MGIC INVT CORP 552848103 10/12/2010 2/18/2011 186 198 -12

1 , 577 X MAN GROUP PLC UNSPONS 56164U107 10/14/2010 2/3/2011 3,934 3,501 433

1 , 578 X MAN GROUP PLC UNSPONS 56164U107 10/14/2010 8/11/2011 5,990 8,361 -2 371

1, 579 X MAN GROUP PLC UNSPONS 56 1 64U107 10/14/2010 8/ 12/2011 5,342 7, 240 -1,898_1 , 580 X MANITOWOC COMPANY INC 563571108 12/13/2010 8/11/2011 223 279 -56

1 , 581 , X MANITOWOC COMPANY INC 563571108 6/13/2011 8/11/2011 936 1,369 -433


Totals

AmountGrossSales

Cost, OtherBasis and Ex penses

Net Gainor Loss



ndex



is aBusiness

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod


et Gainor Loss

1 , 582 X MANITOWOC COMPANY INC 563571108 2/17/2011 8/11/2011 724 1,427 -7031 , 583 X MANITOWOC COMPANY INC 563571108 4/21/2011 8/11/2011 702 1,454 -7521 , 584 X MANITOWOC COMPANY INC 563571108 12/13/2010 8/26/2011 3,000 3,971 -9711 , 585 X MARATHON OIL CORP 565849106 11/7/2008 3/9/2011 1,248 688 5601 . 586 X MARATHON OIL CORP 565849106 12/2/2009 3/9/2011 1,248 810 4381 , 587 X MARATHON PETROLEUM CO 56585A102 11/18/2008 7/14/2011 2,492 1,275 1 , 2171 , 588 X MARATHON PETROLEUM CO 56585A102 11/7/2008 7/14/2011 379 211 1681,589 , X MARATHON PETROLEUM CO 56585A102 4/19/2010 7/14/2011 678 439 2391 , 590 X MARATHON PETROLEUM CO 56585A102 4/19/2010 7/14/2011 21 13 81 , 591 X VISA INC CL A 92826C839 5/25/2010 1/11/2011 72,036 73,087 -1 , 0511 , 592 X VISA INC CL A 92826C839 7/11/2011 10/5/2011 2,261 2,375 -1141 , 593 X VITAL IMAGES INC 92846N104 11/4/2008 4/28/2011 8,574 6,135 2,4391 , 594 X VITAMIN SHOPPE INC 92849E101 10/29/2009 10/21/2011 6,056 2,925 3,1311 , 595 X VITAMIN SHOPPE INC 92849E101 5/20/2010 10/21/2011 8,747 5,225 3,522,1 , 596 X VMWARE INC 928563402 8/2/2011 10/21/2011 33,837 34,479 -6421 , 597 X WABCO HOLDINGS INC 92927K102 6/22/2010 10/21/2011 8,563 6,577 1.9861 , 598 X WMS INDUSTRIES INC 929297109 4/12/2011 5/10/2011 505 457 481 , 599 X WMS INDUSTRIES INC 929297109 10/15/2010 5/10/2011 5,155 6,241 -1,0861 , 600 X WMS INDUSTRIES INC 929297109 1/26/2011 5/10/2011 1,011 1,266 -2551 , 601 X WAL MART STORES INC 931142103 4/21/2009 1/11/2011 135,282 123,648 11,6341,602. X WAL MART STORES INC 931142103 5/19/2009 1/11/2011 111,472 102,678 8,7941 , 603 X WAL MART STORES INC 931142103 6/1/2011 11/18/2011 108,008 103,949 4,05911 ,604 X WAL-MART DE MEXICO S A S 93114W107 10/14/2010 2/9/2011 2,097 1,824 2731 , 605 X WAL-MART DE MEXICO S A S 93114W107 10/14/2010 2/10/2011 1,930 1 , 724 2061 , 606 X WAL-MART DE MEXICO S A S 93114W107 10/14/2010 8/30/2011 2 782 2,673 1091 , 607 X WALTER INDUSTRIES INC 933170105 11/18/2010 1/5/2011 1,352 940 4121 , 608 X WALTER INDUSTRIES INC 933170105 11/1/2010 1/7/2011 1,072, 715 3571,609, X WALTER INDUSTRIES INC 933170105 11/18/2010 1/7/2011 402 282 1201 ,610 X WALTER INDUSTRIES INC 933170105 3/4/2011 4/1/2011 1,371 1,270 1011 , 611 X WALTER INDUSTRIES INC 933170105 1/21/2011 4/8/2011 1,554 1,381 1731 ,612 X WALTER INDUSTRIES INC 933170105 3/4/2011 4/8/2011 141 127 141 , 613 X WALTER INDUSTRIES INC 933170105 11/3/2010 8/4/2011 1,003 1,066 -631 , 614 X WALTER INDUSTRIES INC 933170105 11/1/2010 8/412011 3 009 3,220 -2111 ,615 X WALTER INDUSTRIES INC 933170105 1/21/2011 8/4/2011 84 126 -421,616. X WASTE CONNECTIONS INC 941053100 11/4/2008 10/21/2011 13,947 9,660 4 , 2871 ,617 X WATSON PHARMACEUTICAL 942683103 8/1/2011 11/11/2011 17,001 17,355 -3541 ,618 X WATSON PHARMACEUTICAL 942683103 7/15/2011 11/11/2011 26 155 27,665 -1,5101 ,619 X WATSON PHARMACEUTICAL 942683103 7/20/2011 11/11/2011 14,712 15 , 594 -8821 ,620 X WELLPOINT INC 94973V107 4/14/2011 10/18/2011 1,088 1,177 -891 ,621 X WELLPOINT INC 94973V107 4/26/2011 10/18/2011 3,777 4,323 -5461 , 622 X WELLS FARGO & CO NEW 949746101 12/22/2010 4/14/2011 4,406 4,556 -1501,623. X WELLS FARGO & CO NEW 949746101 2/9/2011 4/14/2011 4,316 4 754 -4381 , 624 X WELLS FARGO & CO NEW 949746101 5/5/2009 4/14/2011 5 112 3,966

_1,146

1 , 625 X WELLS FARGO & CO NEW 949746101 7/27/2010 4/15/2011 15,164 14,406 7581 , 626 X WELLS FARGO & CO NEW 949746101 1/5/2011 4/15/2011 5,104 5,519 -4151 , 627 X WELLS FARGO & CO NEW 949746101 5/5/2009 4/15/2011 388 306 821 , 628 X WELLS FARGO & CO NEW 949746101 12/10/2010 4/20/2011 8,836 9,393 -557

1 ,629 X WELLS FARGO & CO NEW 949746101 12/22/2010 4/20/2011 57 62 -5

1 , 630 . X VISA INC C L A-

92826C839----

5/14/2010-

1/11/2011 108,054-

117,280-- ------ - -

-9,226

1 1 , 631 1 X----

VISA INC CL A 92826C839--

5/11/2010 1/11/2011 108,054 126,440 -18,386

1 1 , 632 1 X SHORT TERM SEE ATTACHE SEEATTACH 12/1/2010 11/30/2011 15,383 30,766 -15 , 383


Totals Gross Cost, Other Net Gain

Amount Sales Basis and Expenses or Loss


Short Term CG Distributions 0 Other sales 0 0 0Expense

Check "X" if of Sale and

Check "X" Purchaser Cost of

if Sale of is a Date Acquisition Date Gross Sales Cost or Valuation Improve- Net Gain

Index Security Descri ption CUSIP # Purchaser Business Acq uired Method Sold Price Other Basis Method ments Depreciation or Loss

1 , 633 X LONG TERM SEE ATTACHED SEEATTACH 1/1/2000 11/30/2011 1,994,169 1,260,366 733 , 803

Line 11 (990-PF) - Other Income19 1R

Descri ption

Revenue

and Expensesper Books

Net InvestmentIncome

AdjustedNet Income

1 Rental Income 18 182 03 04 05 06 07 0

g 09 010 0

Line 16a (990-PF) - Legal Fees1 nn2 n n 1.002

Name of Organization orPerson Providin g Service

Revenue and

Expenses perBooks

Net InvestmentIncome

Adjusted NetIncome

Disbursements

for Charitable

Purposes(Cash Basis Only)

1 Leal Fees 1,002 1,002234

5

67

8910

Line 16b (990-PF) - Accountina Fees1000 0 0 1000


Revenue andExpenses per

BooksNet Investment

IncomeAdjusted Net

Income

Disbursements

for Charitable

Purposes( Cash Basis Only)

1 TAX PREP FEES 1,000 1,000234

567

8910

Line 16c (990-PF) - Other Fees560 504 0 56


Revenue andExpenses per

BooksNet Investment

IncomeAdjusted Net

Income

Disbursements

for Charitable

Purposes( Cash Basis Only)

1 CUSTODIAN AND MANAGEMENT FEE 160 144 162 OTHER ALLOC EXP 2% 400 360 403

4

567

8910

Line 18 (990-PF) - Taxes8 243 871

Descri p tion

Revenueand Expenses

per BooksNet Investment

IncomeAdjusted

Net Income

Disbursements

for CharitablePurposes

1 FOREIGN TAX WITHHELD 871 8712 TAX FOR PRIOR YEARS 7,3723 Income tax4

5

67

8910

Line 23 (990-PF ) - Other Expenses2071 1 .864 0 207

Descri p tion

Revenue and

Expenses

per Books

Net Investment

Income

Adjusted Net

Income

Disbursements

for Charitable

Purposes

1 ADR FEES 2,071 1,864 0 207

2 Fund Raisin g34

5678

910

Part II, Line 10b (990-PF) - Investments - Corporate Stock23 975 0R7 27 433 553 0 32.170.262

Descri ptionNum Shares/

Face Value

Book Value

Beg of Year

Book Value

End of Year

FMV

Beg of Year

FMV

End of Year

1 23,275,087 27,433,553 32,170,262

234

56

7

89

10

Part II, Line 10c (990-PF) - Investments - Corporate Bonds7 R95 767 9 029 Fi01 0 9.427.521

Descri ptionInterest

Rate

Maturity

Date

Book Value

Beg of Year

Book Value

End of Year

FMV

Beg of Year

FMV

End of Year

1 7,895,262 9,029,601 9,427,521

234

567

89

10

Part III (990-PF) - Changes in Net Assets or Fund Balances

1 Return of Capital 1 1,169

2 Partnership Distributions 2 10,154

3 Return of Grant 3 60,000

4 Cost Basis Adjustment 4 4,392

5 Total 5 75,715

Part IV (990-PF) - Capital Gains and Losses for Tax on Investment Income

Amount

Long Term CG Distributions 5 , 348Short Term CG Distn butions 0 Totals 25,905 366 0 23,297,422 2,607,944 0 0 0 2,607 944

Kind ( s ) of Prope rty Sold CUSIP #How

Acq uiredDate

AcquiredDateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMVOver Ad Basis

Gains Minus Excess

of FMV Over Adjusted

Basis or Losses

1 AMC NETWORKS INC CLASS A 00164V103 10/15/2010 7/2/2011 1,889 0 1,435 454 0 454

2 MC NETWORKS INC CLASS A 00164V103 10/15/2010 7/11/2011 260 0 205 55 0 55

3 AOL INC 00184X105 722/2010 8/9/2011 14,268 0 27,962 -13,694 0 -13,694

4 OL INC 00184X105 10/21/2010 8/9/2011 2,330 0 5,581 -3,251 0 -3 251

5 OL INC 00184X105 9/16/2010 8/9/2011 4,040 0 8,806 -4.766 0 -4,766

6 AT&T INC 00206R102 10/21/2010 1/10/2011 3,913 0 3,895 18 0 18

7 T&T INC 00206R102 11/20/2008 1/11/2011 139,428 0 126 081 13,347 0 13,347

8 AT&T INC 00206R102 10/26/2009 1/11/2011 39,040 0 35 513 3,527 0 3,527

9 T&T INC 00206R102 5/19/2009 1/11/2011 55,771 0 49,611 6,160 0 6,160

10 T&T INC 00206R102 10/21/2010 1/11/2011 9,309 0 9 343 -34 0 -34

11 T&T INC 00206R102 7/14/2009 2/10/2011 22,456 0 18,800 3,656 0 3.656

12 T&T INC 00206R102 5/19/2009 2/10/2011 168,417 0 148,833 19,584 0 19 584

13 T&T INC 00206R102 12/2/2009 8/26/2011 436 0 410 26 0 26

14 AT&T INC 00206R102 11/7/2008 8/26/2011 1,251 0 1,141 110 0 110

15 T&T INC 00206R102 5/72010 10/21/2011 23,371 0 20,168 3,203 0 3,203

16 T&T INC 00206R102 2/2/2011 11/23/2011 1,643 0 1,638 5 0 5

17 T&T INC 002062102 11/7/2008 11/232011 8,631 0 8 227 404 0 404

18 AT&T INC 00206R102 4/5/2010 11/232011 1,114 0 1,053 61 0 61

19 ABBOTT LABORATORIES 002824100 5/25/2005 1/12/2011 38,096 0 38 752 -656 0 -656

20 ABBOTT LABORATORIES 002824100 3/21/2005 1/12/2011 42,572 0 39 392 3,180 0 3,180

21 [ABBOTT LABORATORIES 002824100 11/5/2008 1/12/2011 1,476 0 1,755 -279 0 -279

22 ABBOTT LABORATORIES 002824100 8/5/2009 1/27/2011 8,556 0 8,146 410 0 410

23 ABBOTT LABORATORIES 002824100 3/21/2005 1/27/2011 164,466 0 156,689 7,777 0 7,777

24 ABBOTT LABORATORIES 002824100 1/13/2004 1/27/2011 2,729 0 2,448 281 0 281


26 ABBOTT LABORATORIES 002824100 5/7/2010 10/21/2011 5 906 0 5,267 639 0 639


28 ABBOTT LABORATORIES 002824100 8/27/2010 11/23/2011 3,676 0 3 478 198 0 198

29 BBOTT LABORATORIES 002824100 5/4/2011 11/23/2011 5,198 0 5,236 -38 0 -38

30 ABERCROMBIE & FITCH CO CL A 002896207 10/15/2010 1/6/2011 1,634 0 1 356 278 0 278

31 ABERCROMBIE & FITCH CO CL A 002896207 10/15/2010 222/2011 4,826 0 3,797 1,029 0 1 029

32 ACACIA RESEARCH - ACACIA TECNOL 003881307 5/18/2011 10/21/2011 7,721 0 7,758 -37 0 -37

33 ACME PACKET INC 004764106 427/2011 8/ 1 6/201 1 1,4 56 0 2,315 -859 0 -859

34 GCO CORPORATION 001084102 10/15/2010 1/12/2011 1,365 0 1,066 299 0 299

35 AGCO CORPORATION 001084102 4/14/2011 9/12/2011 1,249 0 1,614 -365 0 -365

36 ACME PACKET INC 004764106 4/27/2011 822/2011 1,011 0 2 067 -1,056 0 -1 056

37 ACME PACKET INC 004764106 2/25/2011 8/22/2011 1,375 0 2 537 -1,162 0 -1 162

38 CME PACKET INC 004764106 2/23/2011 8/22/2011 1 213 0 2076 -863 0 -863

39 ACME PACKET INC 004764106 3/23/2011 9/1/2011 2,262 0 3,228 -966 0 -966

40 ACME PACKET INC 004764106 2/23/2011 9/1/2011 330 0 485 -155 0 -155

41 ACTIVISION BLIZZARD INC 00507V109 10/27/2011 11/28/2011 2 736 0 3 015 -279 0 -2 79

42 DOBE SY IINC 00724F101 12/21/2010 11/2/2011 878 0 916 -38 0 -38

43 BRITISH SKY BROADCASTING GROUP 111013108 10/14/2010 2/16/2011 5,533 0 5,206 327 0 327

44 BROADCOM CORPORATION CL-A 111320107 12/15/2010 4/4/2011 2,624 0 3,016 -392 0 -392

45 BROADCOM CORPORATION CL-A 111320107 10/13/2010 4/27/2011 604 0 636 -32 0 - 32

46 BROADCOM CORPORATION CL-A 111320107 12/15/2010 4/27/2011 675 _ 0 843 -168 0 -168

47 BROADCOM CORPORATION CL-A 111320107 2/17/2011 4/27/2011 4 512 0 5 376 -864 -864

48 BROADCOM CORPORATION CL-A 111320107 11/11/2010 4/27/2011 1 030 0 1 203_ -173 0 -173

49 BROADCOM CORPORATION CL-A 111320107 10/13/2010 4/28/2011 3,756 0 4,043 -287 0 -2 87

50 BROADCOM CORPORATION CL-A 111320107 10/19/2010 4/28/2011 2,713 0 2, 885 -172 0 -1 72

51 BROADCOM CORPORATION CL-A 111320107 9/27/2010 4/28/2011 4,591 0 4,478 113 0 11 3

52 BROADCOM CORPORAT ION CL-A 111320107 10/1/2010 4128/2011 278 4 269 9_

0 9

53 CORPORATION CL-ABROADCOM 1 1132 0107 9/15/2009 10/21/2011 49 05 1 38 8 43 10 2 08 0 ____ 1 0 208

54

_

BROADCOM CORPORATION CL-A 111320107 9/15/2009 10/25/2011 93,894 0 76 193 17,701 0 17 701

55 BROADSOFT INC 1113 38409 7/19/2011 10/2112011 4436 0 5 09 5 -659 0 -659

56

_ _ _

BROCADE COMMUNICATIONS SYS INC 111 621306 10/15/2010 2/23/2011 1 04 0

_

1 01 3 0 3

57 BROCADE COMMUNICATIONS SYS INC_

111621306 11/8/2010 2/23/2011 1,404 0 1,398 _ 61-

6---58 BROCADE COMMUNICATIONS SYS INC 111621306 6/2/2011 1,610 0 1,376 234 0 2341


Amount

Long Term CG Distributions 5,348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607 , 94

Kind ( s ) of Prope rty Sold CUSIP #

HowAcquired

DateAcq u i red

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

59 BROCADE COMMUNICATIONS SYS INC 111621306 10/15/2010 8/8/2011 3 224 0 5,951 -2,727 0 -2,727

60 BRUKER BIOSCIENCES CORP 116794108 625/2010 10/21/2011 6,029 0 5,722 307 0 307

61 BRUKER BIOSCIENCES CORP 116794108 7/29/2010 10/21/2011 4,225 0 3,870 355 0 355

62 CBS CORP NEW CLASS B 124857202 11118/2008 3/9/2011 1,152 0 288 864 0 864

63 CBS CORP NEW CLASS B 124857202 1/31/2011 6/8/2011 1,509 0 1,115 394 0 394

64 CF INDUSTRIES HOLDINGS INC 125269100 7/18/2011 8/22/2011 1,198 0 1,064 134 0 134

65 CF INDUSTRIES HOLDINGS INC 125269100 11/10/2011 11/23/2011 3,443 0 3,895 -452 0 -452

66 CIGNA CP 125509109 5/4/2011 11/232011 3,503 0 3 919 416 0 -416

67 CIGNA CP 125509109 10/9/2009 11/232011 4,533 - --- 0 3,201 1,3 32 0 1,332

68 CERNER CORPORATION 156782104 1028/2011 112/2011 683 0 720 -37 0 -37

69 CHESAPEAKE ENERGY CORP 165167107 12/8/2009 22/2011 2,332 0 1,699 633 0 633

70 CHESAPEAKE ENERGY CORP 165167107 8/31/2010 111232011 163 0 145 18 0 18

71 CHESAPEAKE ENERGY CORP 165167107 12/8/2009 11/23/2011 5 891 0 5,733 158 0 158

72 CHESAPEAKE ENERGY CORP 165167107 11/8/2010 11/23/2011 442 0 432 10 0 10

73 CHESAPEAKE ENERGY CORP 165167107 7/26/2010 11/23/2011 116 0 109 7 0 7

74 CHEVRON CORPORATION 166764100 11/7/2008 3/9/2011 1,332 0 933 399 0 399

75 CHEVRON CORPORATION 166764100 4/5/2010 7/21/2011 766 0 543 223 0 22376 MERITOR INC 59001K100 2/25/2010 10/21/2011 5,467 0 7 428 -1 961 0 -1,961

77 MERITOR INC 59001K100 7/14/2010 10/21/2011 537 0 993 -456 0 -456

78 METLIFE INC 59156R108 3/2/2011 9/6/2011 1 622 0 2,459 -837 0 -837

79 METLIFE INC 59156R108 1/6/2011 9/6/2011 2,085 0 3,349 -1,264 0 -1.26480 METLIFE INC 591568108 11/18/2008 11/23/2011 4,737 0 3,222 1 515 0 1,515

81 METLIFE INC 59156R108 826/2011 11/232011 1,263 0 1,387 -124 0 -124

82 METLIFE INC 591568108 12/2/2009 11/23/2011 431 0 527 -96 0 -9683 METLIFE INC 591568108 10/4/2010 11/23/2011 402 0 539 -137 0 -137

84 METLIFE INC 59156R108 7/26/2010 11/232011 144 0 198 -54 0 -54

85 METLIFE INC 6 500% SER-B PFD 59156R603 10/27/2011 11/142011 457 0 457 0 0 0

86 M ICR EL INC 594793101 6/30/2011 10/21/2 011_

3 159 0 3 ,236 -77 0 -77

87 MICREL INC 594793101 2/26/2010 10/212011 15,714 0 14,704 1,010 0 1,010

88 MICREL INC 594793101 5/72010 10/21/2011 5,606 0 5,821 -215 0 -21589 MICREL INC 594793101 5/13/2010 10/2112011 454 0 508 -54 0 -5490 CVS/CAREMARK CORP 126650100 11/7/2008 11/23/2011 2,797 0 2,242 555 0 555

91 CABELAS INC 126804301 8/12/2009 10/212011 27,383 0 17,118 10,265 0 10,26592 CABELAS INC 126804301 9/16/2010 10/212011 8,570 0 5 673 2 897 0 2,897

93 CABLEVISION SYS CORP CL A 12686C109 10/15/2010 8/10/2011 3 701 0 4,331 -630 0 -630

94 MARKET VECTORS AGRIBUSINESS ET 5706OU605 6/23/2011 8/19/2011 78,159 0 83 549 -5,390 0 -5,39095 MARKET VECTORS AGRIBUSINESS ET 5706OU605 2/23/2011 8/19/2011 _ 11 8 423 0 133 166 -14,743 _ 0 -14,743

96 MARKET VECTORS AGRIBUSINESS ET 5706OU605 2/28/2011 8/19/2011 52 106 0 61,774 -9,668 0 -9 668

97 MARSH & MCLENNAN COS INC 571748102 5/29/2009 11/23/2011 141 0 93 48 0 48

98 MARSH & MCLENNAN COS INC 571748102 5/27/2009 11/23/2011 4 372 0 2,972 1.400 0 1,400

99 MARSHALL & ILSLEY CORP NEW 571837103 10/15/2010 1/5/2011 4,711--

0 4,792 -81 0 -81

100 MARTIN MARIETTA MTLS INC 573284106

_4/21/2010 10/21/2011 8 72 0 0 11,619 -2,899 0 -2 899

101 MASCO CORP 574599106 12/10/2010 322/2011 1 430 0 1,374 56 0 56

102 MASCO CORP 574599106 10/25/2010 3/22/2011_

645 0 514 131 0 131

103 MASCO CORP 574599106 10/15/2010 7/7/2011 5 070 0 4,628 442 0 442

104 MASCO CORP 574599106

_

10/25/2010 7/72011 990 0 916 74 0 74

105 MCDERMOTT INTL INC 580037109 2/10/2011 6/1/2011 62 5 82 0 66 744 -4,162 0 -4 , 162106 MC DONALDS CORP 580135101 5/11/2007 1/4/2011 3,272 0 2,225 _ 1,047 0 1,047

107 MC DONALDS CORP 5801351 01 7/2/2007 1/4/2011 518 0 6,551 2 967 0 2,96 7

108 MC DONALDS CORP 580135101 5/15/2007 1/4/2011 1 264 0 876 388 _ 0 388

109 MC DONALDS CORP 580135101_

10/21/2010 2/7/2011 3,178 0 3,373 -195 0 -195

110 MC DONALDS CORP 58013 5 101 12/7/2010 2/7/2011 4 434 0 4,833 -399 0 _ -399

111 MC DONALDS CORP 580135101 5/11/2007 2/28/2011 J 3 891 0 2 6 30 1 261 - - o 1,261

112 MC DONALDS CORD_

580135101 4/17/2007 3/1/2011_

5 671 0 3,668 2,003 0 2,003113 CORPMC DONALDS 58013510 1 5/19/2009 10/25/2011 39 275 0 23 069 16,206 _ 0 1 6,206

114_ __

MC DONALDS CORP 580135101 7/23/2009 10/25/2011 9 24 1 0 5 6 34 3,607 0 3,60 7--115 MC DONALDS CORP 580135101 11/19/2008 10/25/2011

_

4 251 0 2 643 1 608 0

_

1,608

116 MC DONALDS CORP 580135101 11/5/2008 10252011 7,485 0 4,656 2,829 0 2,829


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607 944


Acq uiredDate

Acq uire dDateSold

GrossSalesPrice

DepreciationAllowed

Cost or OtherBasis Plus

Ex pense of SaleGain orLoss

F M Vas of

12/31/69

Adjusted Basisas of

12/31/69Excess of FMVOver Ad j Basis

Gains Minus Excessof FMV Over Adjusted

Basis or Losses117 MC DONALDS CORP 580135101 5/27/2009 11/23/2011 4,606 0 2,909 1,697 0 1,697118 MCKESSON HBOC INC 581550103 10/7/2009 6/1/2011 68,428 0 47,359 21,069 0 21,069

119 MCKESSON HBOC INC 581550103 8/5/2009 7/21/2011 12,091 0 8,069 4,022 0 4,022120 MCKESSON HBOC INC 581550103 8/14/2009 721/2011 80,071 0 54,448 25,623 0 25,623121 MCKESSON HBOC INC 581550103 10/28/2009 721/2011 80,071 0 58,216 21,855 0 21,855

122 MCKESSON HBOC INC 581550103 10/7/2009 721/2011 92,002 0 68,019 23,983 0 23,983123 CIT GROUP INC NEW 125581801 2/23/2011 11/30/2011 1,138 0 1,468 -330 0 -330124 CIT GROUP INC NEW 125581801 122/2010 11/30/2011 268 0 331 -63 0 -63125 CSX CORP 1264 0810 3 1/25/201 1 8/23/2011 8,5 10 0 9,675 -1,165 0 -1,165126 CSX CORP - - 126408103 1/12/2011 8/23/2011 -6S3 - - 0 - - - 711 -78 0 -78127 CSX CORP 126408103 1/12/2011 9/21/2011 3,495 0 4,218 -723 0 -723

128 CSX CORP 126408103 1/12/2011 9/22/2011 3,869 0 4,768 -899 0 -899129 CVS/CAREMARK CORP 126650100 9/22/2009 11/23/2011 373 0 361 12 0 12

130 CVS/CAREMARK CORP 126650100 827/2009 11/232011 2,610 0 2,583 27 0 27

131 CVS/CAREMARK CORP 126650100 8/28/2009 11/232011 186 0 184 2 0 2132 CVS/CAREMARKCORP 126650100 11/18/2008 11/23/2011 1,119 0 849 270 0 270133 CVS/CAREMARK CORP 126650100 8/31/2010 11/232011 932 0 677 255 0 255134 CVS/CAREMARKCORP 126650100 12/2/2009 11/232011 1,305 0 1,089 216 0 216

135 MEDASSETS INC 584045108 4/30/2009 10/212011 3,173 0 5,220 -2 047 0 -2,047136 MEDASSETS INC 584045108 12/31/2009 10/212011 1,690 0 3,904 -2,214 0 -2,214137 MEDIDATA SOLUTIONS INC 58471A105 12/22/2010 10/212011 1,880 0 2,655 -775 0 -775138 MEDIDATA SOLUTIONS INC 58471A105 1228/2010 10/212011 3,328 0 4,703 -1,375 0 -1,375139 MEDTRONIC INC 585055106 12/23/2008 11/23/2011 1,892 0 1,667 225 0 225140 MEDTRONIC INC 585055106 12/29/2008 11/23/2011 1,204 0 1,087 117 0 117

141 MEDTRONIC INC 585055106 8/31/2010 11/23/2011 344 0 317 27 0 27142 MEDTRONIC INC 585055106 7/26/2010 11/232011 344 0 369 -25 0 -25143 MERCK & CO INC NEW 58933Y105 10/21/2010 1/4/2011 21,735 0 22,409 -674 0 -674

144 MERCK & CO INC NEW 58933Y105 3/92011 11/23/2011 1 ,539 0 1,538 1 _ 0 1

145 MERCK & CO INC NEW

_

58933Y105 6/19/2009 11/23/2011 3,513 0 2,759 754 0 754

146 MERCK & CO INC NEW 58933Y105 11/11/2009 11/23/2011 2,844 0 2 828 16 0 16

147 MERCK & CO INC NEW 58933Y105 5/4/2010 11/23/2011 837 0 900 -63 0 -63148 WELLS FARGO & CO NEW 949746101 10/4/2010 11/23/2011 281 0 306 -25 0 -25

149 WELLS FARGO 8 CO NEW 949746101 7/19/2010 11/23/2011 141 0 155 -14 0 -14

150 WELLS FARGO & CO NEW 949746101 7/15/2010 11/23/2011 3,048 0 3,600 -552 0 -552151 WESCO FINANCIAL CP 950817106 8/12/2009 5/6/2011 11,574 0 9,149 2,425 0 2,425152 WESCO FINANCIAL CP 950817106 8/12/2009 5/9/2011 9 296 0 7,320 1 976 0 1,976153 WHITING PETROLEUM COR P 966387102 1221/2010 1/28/2011 1,228 0 1,173 55 0 55154

_

WINDSTREAMCORP 97381W104 7/29/2011 8/3/2011 51,900 0 53,107 -1207 0 -1,207

155 WINDSTREAM CORP 97381W104 4/7/2011 8/3/2011 129,750 _ 0 137,929 -8,179 0 -8,179

156 WINDSTREAM CORP 97381W104 6/15/2011 8/3/2011 54,259 _ 0 59,151 -4 892 0 -4 892157 WINDSTREAM CORP 97381 W104 8/12011 11/11/2011 16,732 0 16 976 -244 0 -244

158 WINDSTREAM CORP 97381W104 7/20/2011 11/11/2011 14,999 0 15,785 -786 0 -786

159

__

WINDSTREAM CORP 97381W104 7/15/2011 11/11/2011 13,147 0 13,943 -796 0 -796

160 WINDSTREAMCORP 97381W104 7/6/2011 11/11/2011 12848 0 14 185 -1 337 0 -1,337

161 WYNDHAM WORLDWIDE CORP 9831OW108 10/15/2010 8/5/2011 1,182 0 1,205 -23 0 -23

162 WYNDHAM WORLDWIDE COR P 9831OW108 12/15/2010 8/5/2011 1,355- - -

0 1,416 -61 0 -61163 WYNDHAM WORLDWIDE CORP 9831OW108 10/15/2010 10/28/2011 1,451 0 1,205 246 0 246

164 WYNN RESORTS LTD 983134107 8/10/2011 10/31/2011 1,357 0 1,368 -11 0 -11

165 XCEL ENERGY INC 7 600% 1/1/68 983898886 10/27/2 011 11/10/2011 513 0 532 -1 9 0 -19

166 XEROX CORP 984121103 8/2 6/2011 11/23/2011 1,293 0 1,317 -24 0 -24

167 XEROX CORP 984121103 3/9/20 11 11/232011 799 0 1,115 -3 16 0 -316168 XEROX CORP 984121103 11/18/2008 11/23/2011 2,891 0 2,279 6 1 2 0 612169 XEROX CORP 984121103 11/7/20 08 11/232011 1 491 0 1 413 78 0 78

170 XEROX CORP 984121103 12/2/2009 11/23/2011 761 - 0 --- 782 -21 --- 0 -21

171 XEROX CORP 9841 21 103 7/26/201 0 11/23/2011 304 0 380 -76 0 -76

172

_

YOUKU COM INC ADR 98742U100__

5/16/2011 6/15/2011 2,308-

0 3 757-

-1,449- - ---

0- - --- -- -

-1,449- ------ - ---

173-

YOUKU COM INC ADR 98742U100 5/13/2011 6/15/2011 2 280 0 3,926 -1,646 0 -1,646

174 ZIMMER HOLDINGS INC 98956P102 10/15/2010 1/3/2011 5,692 0 5,314 378 0 378


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607 , 944

Kind ( s ) of Pro perty CUSIP #

How

Acq uiredDate

Acq uiredDate

Sold

Gross

Sales

Price

Depreciation

Allowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain or

Loss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMV

Over Ad Basis

Gains Minus Excess


Basis or Losses175 ZIONS BANCORPORATION 989701107 10/15/2010 1/7/2011 1,421 0 1,207 214 0 214176 DEUTSCHE BANK AG REG SHS ORD D18190898 2/9/2011 2/17/2011 5,282 0 5,196 86 0 86177 DEUTSCHE BANK AG REG SHS ORD D18190898 1/21/2011 2/18/2011 6,251 0 5,785 466 0 466178 DEUTSCHE BANK AG REG SHS ORD D18190898 1/24/2011 2/18/2011 1,758 0 1,628 130 0 130179 DEUTSCHE BANK AG RE_GSHS ORD D18190898 2/9/2011 2/18/2011 2,214 0 2,181 33 0 33180 HERBALIFE LTD G4412G101 2/12/2009 10/21/2011 15,621 0 2,865 12,756 0 12,756181 HERBALIFE LTD _ G4412G101 2/12/2009 11/17/2011 9,620 0 1,765 7,855 0 7,855182 INGERSOLL-RAND PLC SH S G47791101 2/10/2011 10/26/2011 120 0 185 -65 0 -65

183 INGERSOLL-RAND PLC SHS G47791101 4/26/2011 1 0/26/201 1 870 0 1,478 -60 8 0 -608184 INGERSOLL-RAND PLC SHS _ 647791101 8/12/2011 11/2/2011 1,471 0 1,408 63 0 63185 INGERSOLL-RAND PLC SHS G47791101 6/22/2011 11/2/2011 991 0 1,382 -391 0 -391186 INGERSOLL-RAND PLC SHS G47791101 2/23/2011 11/2/2011 1,023 0 1,431 -408 0 -408187 INGERSOLL-RAND PLC SHS G47791101 2/10/2011 11/2/2011 2,846 0 4,120 -1,274 0 -1,274

188 WELLS FARGO & CO NEW 949746101 12/13/2010 11/23/2011 2,861 0 3,692 -831 0 -831189 CAMERON INTERNATIONA L CORP 133428105 7/7/2011 9/1/2011 1,347 0 1,348 -1 0 -1

190 CANADIAN NATIONAL RAILWAY CO 136375102 10/14/2010 8/10/2011 7,921 0 7,724 197 0 197191 CANADIAN NATURAL RESOURCES LTD 136385101 10/14/2010 2/3/2011 4,047 0 3,367 680 0 680192 CAPELLA EDUCATION COMPANY 139594105 1/3/2011 9/1/2011 3,944 0 8,708 -4,764 0 -4,764193 CAPELLA EDUCATION COM PANY 139594105 12/31/2010 9/1/2011 1,118 0 2 425 -1,307

_

0 -1,307

194 CAPELLA EDUCATION COMPANY 139594105 12/29/2010 10/12/2011 434 0 991 -557

_

0

_

-557195 CAPELLA EDUCATION COMPANY 139594105 12/31/2010 10/12/2011 2,139 0 4,985 -2 846 0

_

-2,846

196 CAPELLA EDUCATION COMPANY 139594105 12/30/2010 10/12/2011 3,845 0 8,855 -5 010 0

_

-5,010197

_

CAPELLA EDUCATION COMPANY 139594105 12/28/2010 10/13/2011 7,669 0 17 748 -10 079 0 -10,079

198 CAPELLA EDUCATION COMPANY 139594105 12/29/2010 10/13/2011 3,311 0 7,729 -4,418 0 -4,418199 CAPITAL ONE FINL CORP 1404OH105 4/26/2011 8/8/2011 3,160 0 4,265 -1 105 0 -1,105

200 CAPITAL ONE FINL COR P 1404OH105 10/21/2010 8/8/2011 440 0 427 13 0 13201 CARDINAL HEALTH INC 14149Y108 9/21/2011 11/11/2011 67 077 0 65,532 1 545 0 1,545202 CARDINAL HEALTH INC 1 4 149 Y 108 9/22/2011 1 1 /11/20 11 25,713 0 24,1 3 7 1,576 0 1,576203 CARMAX INC 143130102 8/12/2009 5/6/2011 26,516 0 14,303 12,213 0 12,213204 CARMAX INC 143130102 8/12/2009 5/9/2011 14 183 0 7,632 6 551 0 6 551205 CARPENTER TECHNOLOGY CORP 144285103 1/26/2011 5/16/2011 1,454 0 1 175 279 0 279206 CARPENTER TECHNOLOGY CORP 144285103 2/9/2011 6/20/2011 1,821 0 1,451 370 0 370

207 CARPENTER TECHNOLOGY CORP 144285103 1/26/2011 6/20/2011 5 411 0 4,363 1 048 0 1,048208 CASH AMER INTL INC _ _ 14754D100 12/21/2009 10/21/2011 14 788 0 9,781 5,007 0 5,007209 CASH AMER INTL INC 14754D100 11/4/2008 10/21/2011 2 387 0 1,574 813 0 813210 CATALYST HEALTH SOLU TIONS INC 148888103 11/11/2010 10/21/2011 8,785 0 7,255 1 530 0 1,530211 CELANESE CORP SER IES A COM STK 150870103 10/15/2010 4/1/2011 1 422 0 1,087 335 0 335212 CELANESE CORP SE RIES A COM STK 150870103 10/15/2010 7/7/2011 1 678 0 1,019 659 0 659213 CELGENE CORP _ 151020104 5/19/2009 6/1/2011 24 205 0 15 804 8,401 0 8,401214

_

CENTENE CORP 151356101 8/26/2010 10/21/2011 10,918 0 8,478 2440 0 2,440215 CENTURYTEL INC 156700106 11/20/2009 9/21/2011 2 754

_0 2,864 -110 0 - 110

216 CENTURYTEL INC 156700106 7/8/2009 9/28/2011 839 0 744 95 0 95217 CENTURYTEL INC 156700106 11/20/2009 9/28/2011 939 0 978 -39 0 -39218 CENTURYTEL INC 156700106 7/9/2009 9/28/2011 1,845 0 1,642 203 0 203219 CENTURYTEL INC 156700106 7/14/2009 9/28/2011 168 0 145 23 0 23220 CEPHALON INC 156708109 10/15/2010 3/30/2011 1,883 0 1,583 300 0 300221 CEPHALON INC 156708109 1 0/15/2010 5/31/2011 7 250 0 5,761 1489 0 1 489

222 SEAGATE TECHNOLOGY PLC G7945M107 10/15/2010 4/8/2011 1 811 0 1,723 88 0 88223 SEAGATE TECHNOLOGY PLC G7945M107 1 0/15/2010 4/11/2011 1 406

_

0 1,357 49 0 49

224 SEAGATE TECHNOLOGY PLC G7945M107 10/15/2010 8/5/2011 2677 0 3,355 -678 0 -678

225_ _

WHITE MTNS INS GR P LTD G9618E107 8/12/2009 10/21/2011 12,476__

0 8,669 3 807 0 3,807226 WEATHERFORD INTERNATIONAL LTD H27013103 1 0/ 15/2 0 10 1/28/2011 1 4 00 0 1 134

_

266 0 266227 WEATHERFORD INTERNATIONAL LTD H27013103 3/29/20 1 1 7/26/201 1 1 81 4 0 1,792

_

22 0 22228 WEATHERFORD INTER NATIONAL LTD H27013103 3/16/2011 10/14/2011

_

377 0 528 -151 0 -151229 WEATHERFORD INTERNATIONAL LTD H27013103 3/29/2011 10/14/2011 813 0 1,224 -411

_

0 -411

230-- ---

LOGI TEC H INTL S A ADR H50430232- - 1 0 /1 4/2010 9/22/2 011 3 9 24

- - -0

1518

--5594 0 -5,594

231

_

LOGITECH INTL S A ADR H50430232

__10/1 4/2010 9/23/2011 __ 2 847 0 927:

_

4,080 0 -4 ,080232 LOGITECH INTL S A ADR H50430232 10/14/2010 9/26/2011 2,089 0 5,050 -2,961 0 -2,961

Part IV ( 990-PF) - Capital Gains and Losses for Tax on Investment Income

Amount

Long Term CG Distributions 5,348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607.944 0 0 0 2 , 607,944

Kind (s ) of Pro pe rty Sold CUSIP #

How

Acq uiredDate

AcquiredDate

Sold

Gross

Sales

Price

Depreciation

Allowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain or

Loss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMV

Over Ad Basis

Gains Minus Excess


Basis or Losses

233 LOGITECH INTL S A ADR H60430232 10/14/2010 9/27/2011 1,808 0 4,243 -2,435 0 -2 435234 NOBLE CORPORATION NEW H5833N103 11/8/2010 4/12/2011 1,563 0 1,339 224 0 224235 NOBLE CORPORATION NEW H5833N103 10/15/2010 4/15/2011 6,181 0 5,182 999 0 999236 MILTICOM INTERNATIONAL CELLULAR L6388F110 2/9/2011 3/31/2011 96 0 91 5 0 5237 MILTICOM INTERNATIONAL CELLULAR L6388F110 12/22/2010 3/31/2011 382 0 374 8 0 8

238 MILTICOM INTERNATIONAL CELLULAR L6388F110 12/23/2010 3/31/2011 1,051 0 1,038 13 0 13

239 MILTICOM INTERNATIONAL CELLULAR L6388F110 2/912011 4/13/2011 1 462 0 1,370 92 0 92240 MILTICOM INTERNATIONAL CELLULAR L6388F110 12/13/2010 4/15/2011 4 508 0 4,050 458 0 458241 AVAGOTECHNOLOGIES LTD Y0486S 1 04 8/19/2011 11/18/2011 18,76 0 16,970 1,794 0 1.794242 AVAGO TECHNOLOGIES LTD Y0486S104 8/10/2011 11/18/2011 46,911 0 43,552 3,359 0 3 359

243 VAGO TECHNOLOGIES LTD Y0486S104 8/18/2011 11/18/2011 31,274 0 29,141 2,133 0 2,133244 AVAGO TECHNOLOGIES LTD Y0486S104 8/2/2011 11/18/2011 125,095 0 131,000 -5,905 0 -5,905245 AVAGO TECHNOLOGIES LTD Y0486S104 10/31/2011 11/18/2011 23,143 0 24,465 -1,322 0 -1,322246 CHEVRON CORPORATION 166764100 9/15/2009 7/21/2011 98,689 0 64,094 34,595 0 34,595247 CHEVRON CORPORATION 166764100 4/18/2011 8/8/2011 4,326 0 4,771 -445 0 -445

248 CHEVRON CORPORATION 166764100 4/18/2011 8/9/2011 3,968 0 4,460 -492 0 -492249 CHEVRON CORPORATION 166764100 4/5/2010 9/7/2011 296 0 233 63 0 63

250 CHEVRON CORPORATION 166764100 11/7/2008 9/7/2011 4,645 0 3,372 1,273 0 1.273251 CHEVRON CORPORATION 166764100 11/7/2008 11/23/2011 761 0 574 187 0 187252 CHEVRON CORPORATION 166764100 3/18/2009 11/2312011 951 0 649 302 0 302

253 CHEVRON CORPORATION 166764100 7/27/2009 11/23/2011 2,852 0 2,065 787 0 787254 CHICOS FAS INC 168615102 2/24/2010 10/21/2011 4,644 0 5,220 -576 0 -576

255 CHICOS FAS INC 168615102 8/18/2010 10/212011 2,621 0 1,994 627 0 627

256 CHICOS FAS INC 168615102 8/18/2010 11/22/2011 9,446 0 8,758 688 0 688257 CHIMERA INVESTMENT CORP 169340109 10/27/2011 11/21/2011 5,819 0 6,609 -790 0 -790

258 CHINA MERCHANTS HLDGS INTL CO A 1694EN103 10/14/2010 9/8/2011 5,187 0 6,420 -1,233 0 -1,233259 CHINA MERCHANTS HLDGS INTL CO A 1694EN103 10/14/2010 9/9/2011 4,431 0 5,658 -1,227 0 -1 227

260 CH INA MERCHANTS HLDGS INTL CO A 1694EN103 10/14/2 0 10 9/16/2011 3,370 0 4,570 -1,200 0 -1.200

261 CHINA MERCHANTS HLDGS INTL CO A 1694EN103 10/14/2010 9/19/2011--

4,020-

0 5,694 -1,674 0 -1,674

262 CHURCH & DWIGHT CO INC 171340102 10128/2011 11/2/2011 642 0 665 -23 0 -23263 CISCO SYS INC 17275R102 1/12/2011 2/10/2011 89,535 0 96,715 -7,180 0 -7,180

264 CISCO SYS INC 17275R102 5/7/2010 2/10/2011 58,392 0 75,807 -17,415 0 -17,415

265 CISCO SYS INC 17275R102 4121/2009 2/10/2011 107,227 0 97,163 10,064 0 10 064266 CISCO SYS INC 17275R102 1/12/2010 2/10/2011 106,877 0 133,705 -26,828 0 -26,828267 CITRIX SYS INC 177376100 7/29/2011 10/21/2011 27,584 0 30,194 -2,610 0 -2,610268 CITRIX SYS INC 177376100 7/29/2011 10/31/2011 28,266 0 27,707 559 0 559269 MICROSOFT CORP 594918104 9/18/2009 1/27/2011 68,623 0 60,911 7 712 0 7,712

270 MICROSOFT CORP 594918104 11/24/2009 1/27/2011 42,889 0 44 727 -1 838 0 -1,838

271 I MICROSOFT COR 594918104 1/12/2010 1/27/2011 82,919 0 88,065 -5146 0 -5,146272 MICROSOFT CORP 594918104 9/18/2009 6/1/2011 112,689 0 116,746 -4,057 0 -4,057

273 MICROSOFT CORP _ 594918104 5/7/2010 6/1/2011 97,991 0 114,992 -17,001 0 -17,001274 MICROSOFT CORP 594918104 4/15/2010 6/1/2011 117,589 0 148,118 -30 529 0 -30,529

275 MICROSOFT CORP 594918104 2/28/2011 6/1/2011 36,746 0 40 119 -3,373 0 -3,373276 MICROSOFT CORP 594918104 11/19/2008 6/1/2011 1,813 0 1,467 346 0 346277 MICROSOFTCORP 594918104 11/12/2008 6/1/2011 49 0 41 8

_0 8

278 MICROSOFT CORP 594918104 11/5/2008 6/1/2011 3,111 0 2,939 172 0 172

279 MICROSOFT CORP 594918104 11/5/2008 6/1/2011 1 862 0 1,762 100 0 100

280 MICROSOFT CORP 594918104 8/14/2009 6/1/2011 56,345 0 54,229 2,116 0 2,116

281 MICROSOFT CORP 594918104 10/7/2009 6/1/2011 64,208 0 65,682 -1,474 0 -1 4 74

282 MICROSOFT CORP _ 594918104 11/7/2008 10/17/2011 270 0 212 58 0 58

283 MICROSOFT CORP 594918104 8/31/2010 10/17/2011 513 0 449 64 0 64284 MICROSOFT CORP 594918104 10/4/2010 10/17/2011 378 0 334 44 0 4 4285 MICROSOFT CORP 594918104 7/2 6/2010 1 0/ 1 7/201 1 8 10 0 782 28 0 28

286 MICROSOFT CORP 594918104 5/4/2011 11/23/2011 5 070 0 5 338 -268 0__

-268

287 MICROSOFT CORP 594918104 1/27/2009 11/23/2011 2,707 ___ 0 1,967 74 0 0 74 0

288 MICROSOFT CORP__

^

59491810 4 1/28/200 9 11/23/2011 2 092 ___ 0 1 526 566 0 566289 MICROSOFT CORP _ 594918104 11/18/2008 11/23/2011 1 108 0 872 236 0

_

2 36290 MICROSOFT CORP 594918104 11/7/2008 11/23/2011 123 0 106 17 0 17


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905 366 0 23,297,422 2,607.944 0 0 0 2 , 607 , 94


Acq uiredDate

Acq uiredDateSold

GrossSalesPrice

DepreciationAllowed


Expense of SaleGain orLoss

F M Vas of

12/31/69

Adjusted Basisas of

12/31/69Excess of FMVOver Adj Basis


Basis or Losses

291 MICROSOFT CORP 2 950%n 6/1/14 594918ABO 5/12/2009 3/24/2011 260,750 0 251,900 8,850 0 8,850

292 MOLSON COORS BREWING CO 60871R209 12/8/2010 9/28/2011 1.018 0 1,287 -269 0 -269

293 MOLSON COORS BREWING CO 60871R209 2/27/2009 9/28/2011 1.371 0 1,244 127 0 127

294 MOLSON COORS BREWING CO 60871R209 2/25/2009 9/28/2011 1,566 0 1,433 133 0 133

295 MOLSON COORS BREWING CO 60871R209 3/9/2011 11/23/2011 1,148 0 1,340 -192 0 -192

296 MONTPELIER RE HOLDINGS LTD G62185106 8/12/2009 10/21/2011 31,677 0 27,227 4,450 0 4,450

297 NABORS INDUSTRIES LTD SHARES G6359F103 2/17/2011 9/7/2011 163 0 246 -83 0 -83

298 NABORS INDUSTRIES LTD SHARES G6359F103 3/29/2011 9/7/2011 942 0 1 530 -588 0 -588

299 ' MICREL INC 594793 101 5/1 2/2010 10/21/201 1 6 ,546 0 _ 7,331 _ -785 0 -785

300 DECKERS OUTDOOR CORP 243537107 10/12/2010 10/18/2011 15 712

_

0

_ _

8,137 7,575 0 7,575

301 NEW ORIENTAL ED & TECH GRP INCA 647581107 10/14/2010 10/17/2011 1,566 0 1,170 396 0 396


303 NEW ORIENTAL ED 8 TECH GRP INCA 647581107 10/14/2010 11/21/2011 2,378 0 2,317 61 0 61

304 NEW ORIENTAL ED 8 TECH GRP INCA 647581107 3/10/2011 1 1/22/2011 1,094 0 1,029 65 0 65

305 NEW ORIENTAL ED & TECH GRP INCA 647581107 10/14/2010 1 1/22/2011 2,142 0 2,069 73 0 73



308 NEWMARKET CORP 651587107 8/12/2009 5/9/2011 15 108 0 6,567 8,541 0 8,541

309 NEWMARKET CORP 651587107 8/12/2009 10/21/2011 23 746 0 10,632 13,114 0 13,114

310 NEXEN INC 65334H102 10/28/2009 3/4/2011 679 0 549 130 0 130

311 NEXEN INC 65334H102 11/6/2008 4/1/2011 429 0 258 171 0 171

312 NEXEN INC 65334H102 10/28/2009 4/1/2011 177 0 154 23 0 23

313 NIKE INC B 654106103 2/32010 3/25/2011 6,134 0 5,079 1,055 0 1,055

314 NIKE INC B 654106103 4/22/2010 7/12/2011 45,559 0 38,407 7,152 0 7,152

315 NIKE INC B 654106103 4/15/2010 7/21/2011 41,414 0 34,052 7,362 0 7,362

316 NIKE INC B 654106103 4/22/2010 7/21/2011 27,609 0 23,044 4,565 0 4.565

317 NIKE INC B 654106103 4/15/2010 10/21/2011 28,091 0 22,701 5,390 0 5,390

318

319

N IPPON TELEG & TEL CORP SPON AD

NORDSTROM INC

654624105

655664100

11/6/2008

11/16/2009

10/4/2011

1/31/2011

_ 1,1 26

3,426 01 ,01 0

2,902

1 16524 0

116

524

320 NORDSTROM INC 655664100 11/17/2009 3/16/2011 1 272 0 1,043 229 0 229

321 NORDSTROM INC 655664100 11/17/2009 3/16/2011 833 0 696 137 0 137

322 NORDSTROM INC 655664100 11/16/2009 3/16/2011 1 625 0 1,363 262 0 262

323 NORDSTROM INC 655664100 6/25/2010 3/21/2011 1,906 0 1,595 311 0 311

324 NORDSTROM INC 655664100 11/17/2009 3/21/2011 3,261 _ 0 2,678 583 0 583

325 NORTHROP CORP 666807102 7/27/2009 11/23/2011 1,656 0 1 119 537 0 537

326 NORTHROP CORP 666807102 8/31/2010 11/23/2011 267 0 227 40 0 40

327 NORTHROP CORP 666807102 7/26/2010 11/23/2011 534 0 489 45 0 45

328 NORTHWEST PIPE CO 667746101 2/17/2009 10/21/2011 2,848 0 4,025 -1,177 0 -1,177

329 NORTHWEST PIPE CO 667746101 2/13/2009 10/21/2011 2,125 0 3,126 -1,001 0 -1,001

330_

NOVARTIS AG SPONSORED ADR 66987V109 9/22/2011 10/25/2011 28,457 0 26,974 1,483 0 1,483

331 NOVARTIS AG SPONSORED ADR 56987V109 8/19/2011 10/25/2011 25,042 0 24,151 891 0 891

332 NOVARTIS AG SPONSORED ADR 66987V109 8/18/2011 10/25/2011 62,605 0 61,059 1,546 0 1,546

333 CLIFFS NATURAL RESOURCES INC 18683K101 1/21/2011 2/3/2011 1,323 0 1,271 52 _ 0 52

334 CLIFFS NATURAL RESOURCES I NC 18683K101 1/3/2011 2/3/2011 3,175 0 2,934 241 0 241

335 CLOUD PEAK ENERGY INC 189110102 8/9/2010 10/21/2011 8,719 0 7,292 1,427 0 1,427

336 COACH INC 189754104 6/1/2011 8/22/2011 961 0 1,248 -287 0 -287

337 COACH INC 189754104 711/2011 8/22/2011 2707 0 3,749 -1,04 2 0 -1,042

338 COACH INC 189754104 7/1/2011 8/22/2011 1,105

_

0 1,513 -408 0 -408

339

_ _

COCA COLA HELLENIC BOTTLING CO 1912EP104 10/1 4 /2010 5/18/2011 11,545 0 12,239 -694 0 -694

340 COGNEX CORP 192422103 8/30/2011 10/21/2011 7,362 0 8,247 -885 0 -885

341 COGNIZANT TECHNOLOGY SOLUTIO N 192446102 10/28/2011 11/2/2011_

626 0 680 -54 0 -54

342 COHERENT INC 192479103 11/4/2008 10/21/2011 15 533 0 8,619 6914 0 6,9 14

343 COLGATE PALMOLIVE CO 194162103 11 /1 8/2008 7/ 1 2/2011 3016---

0 2,1 45 771 0 8 71

344 COLGATE PALMOLIVE CO

_

194162103

_11/5/2008 7/12/2011 8 162 0 5,891 2,271 0 2 271

345 COLGATE PALMOLIVE CO 194162103 1/1 3/2 004 7/12/201 1 31 051 0 17 780 1 3,271 0 13,27 1

346 COLGATE PALMOLIVE CO 194162103 11/5/2008 7/12/2011 2 39 5 1,757 0 638

347 COLGATE PALMOL I VE CO 194162103__

1/13/2004 7/21/2011 71,480 _ 0 40 640_

30 840 _ 0 30 840

348 COLLATE PALMOLIVE CO 194162103 1/13/2004 10/25/2011 20,337 0 11,430 8,907 0 8.907


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297.422 2,607,944 0 0 0 2 , 607.94

Kind (s ) of Prope rty Sold CUSIP #

HowAcq uired

DateAcquired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

349 CONAGRA INC 205887102 11/11/2009 2/15/2011 3,966 0 3,901 65 0 65

350 CONAGRA INC 205887102 10/4/2010 11/23/2011 983 0 904 79 0 79

351 ORACLE SYSTEMS CORP 68389X105 1/31/2011 6/8/2011 2,742 0 2,784 -42 0 -42

352 ORACLE SYSTEMS CORP 68389X105 10/19/2010 6/16/2011 1,387 0 1,297 90 0 90

353 ORACLE SYSTEMS CORP 68389X105 12/17/2010 6/16/2011 740 0 767 _ -27 0 -27

354 ORACLE SYSTEMS CORP 68389X105 2/10/2010 721/2011 8,645 0 6,134 2,511 0 2,511

355 ORACLE SYSTEMS CORP 68389X105 5/7/2010 7/21/2011 97,872 0 71,994 25,878 0 _ 25.878

356 ORACLE SYSTEMS CORP 68389X105 4/15/2010 7/21/2011 28,872 0 23,196 5,676 0 5,676

357 ORACLE SYSTEMS CORP 68389X 105 7120/20 10 8/15/20 11 1,93 5 0 1,661 274 0 274

358 ORACLE SYSTEMS CORP 68389X105 720/2010 8/15/2011 2,208 1,922 286 0 286

359 ORACLE SYSTEMS CORP 68389X105 10/21/2010 8/18/2011 8,155 0 9,331 -1,176 0 -1,176

360 ORACLE SYSTEMS CORP 68389X105 8/14/2009 8/18/2011 45,269 0 39 308 5 961 0 5,961



363 ORACLE SYSTEMS CORP 68389X105 7/21/2010 8/22/2011 7 890 0 7,410 480 0 480

364 ORACLE SYSTEMS CORP 68389X105 7/20/2010 8/22/2011 3 141 0 2,967 174 0 174

365 OWENS 8 MINOR INC NEW 690732102 8/12/2009 9/1/2011 12,268 0 12,179 89 _ 0 89

366 OWENS & MINOR INC NEW 690732102 8/12/2009 10/21/2011 8,013 0 7,583 430 0 430

367 OWENS ILLINOIS COM NEW 690768403 10/15/2010 3/30/2011 211 0 195 16 0 16

368 OWENS ILLINOIS COM NEW 690768403 11/8/2010 3/30/2011 1,418 0 1,364 54 0 54

369 OWENS ILLINOIS COM NEW 690768403 10/15/2010 6/28/2011 2,814 0 3,126 -312 0 -312

370 OWENS ILLINOIS COM NEW 690768403 10/15/2010 7/28/2011 2,718 0 3 098 -380 0 -380

371 OWENS ILLINOIS COM NEW 690768403 10/15/2010 8/11/2011 4,129 0 6,642 -2,513 _ 0 -2,513

372 PNC BANK CORPORATION 69347510 5 2/3/2010 7/20/2011 4,559 0 4,453 106 0 106

373 PNC BANK CORPORATION 693475105 7/15/2010 7/20/2011 2,391 0 2,577 -186 0 -186

374 PNC BANK CORPORATION 693475105 12/29/2010 8/22/2011 3,078 0 4,283 -1,205 0 -1,205

375 PNC BANK CORPORATION 693475 105 2/3/2010 8/22/2011 9,938 0 12 273 -2 335 0 -2 335

376 PNC BANK CORPORATION 693475105 8/1 5/201 1 11/23/201 1 3 94 0 379 15 0 15

377 PNC BANK CORPORATION 693475105 8/8/2011 11/23/2011 4,191 0 4,180 11 0 11

378 PNC BANK CORPORATION 693475105 10/4/2010 11/23/2011 247 0 261 -14 0 -14

379 PNC BANK CORPORATION 693475105 9/9/2010 11/23/2011 3,254 0 3,613 -359 0 -359

380 PPG INDUSTRIES INC 693506107 3/25/2010 8/22/2011 4,371 0 4,142 229 0 229



383 EOG RES INC 26875 P101 3/5/2010 6/17/2011 2,864 0 2,728 136 0 136

384 EOG RES INC 26875P101 12/21/2009 7/12/2011 3,866 0 3,691 175 0 175

385 EOG RES INC 26875P101 11/16/2009 7/12/2011 9,317 0 8,523 794 0 794

386 EOG RES INC 26875P101 3/5/2010 7/12/2011 1 586 0 1 559 27 0 27

387 EMS TECHNOLOGIES INC TENDER 268994647 1/8/2010 8/24/2011 33,891 0 14,797 1 9,094 0 19,094

388 EATON CORP 278058102 4/21/2011 8/22/2011 3,344 0 4,733 -1,389 0 -1,389

389 MYLAN LABORATORIES

_

628530107 6/15/2011 8/3/2011 60,427 0 65,110 -4 683 0 -4,683

390 MYLAN LABORATORIES 628530107 1/12/2011 8/3/2011 120,854 0 131,187 -10,333 0 -10,333

391 MYLAN LABORATORIES 628530107 3/31/2011 8/3/2011 51,050 0 55,431 -4,38 1 0 -4,381

392 MYLAN LABORATORIES 628530107 8/2/2011 8/3/2011 22,921 0 24,134 -1 213 _ 0 -1,213

393 Nil HLDGS INC CL B 62913F201 4/5/2011 8/3/2011 1,389 0 1,400 -11 0 -11

394 Nil HLDGS INC CL B 62913F201 4/15/2011 8/3/2011 168 0 157 11 0 11

395_

Nil HLDGS INC CL B 62913F201 10/15/2010 11/30/2011 1,278 0 2,145 -867 0 -867

396_

NESTLE SPON ADR REP REG SHR 641069406 10/14/2010 8/31/2011 3,670 0_

3,290 380 0 380

397

_

NETAPP INC 6411OD104 4/28/2011 8/2/2011 2,886 0 3,283 -397 -397

398 NETAPP INC 641100104 11/9/2010 8/2/2011 7,604 0 9,426 -1 822 0 -1,822

399 NETAPP INC 64110D104 12/3/2010 8/2/2011 4,764 0 5,632 -868 0 -868

400 N ETAPP INC 641 1OD 104 8/8/2011 8/15/2011

_

1,009 0 91 6 93 0 93

401 ;NETAPP INC 641100104 9/14/2011 11/29/2011 1 000 0 1.040 -40 0 -40

402 NETAPP INC

_

64110D104 10/26/2011 11/29/2011 464

__

0 493 -29 0 -29

403 INETAP P INC 641100104 8/8/2 011 11/29/2011 2 250 0 2509 -259 0 -259

404 . NETAPP INC--- -- --641 1 0D104

- -8/29/2011

--11/29/2011

- 1,17 9- --

0 1,233-

-54 0 -54_

405 NETLOGIC MICROSYSTEMS I NC

__

64118B100 9/27/2010 10/7/201 1 16 664

_

0 9,334

_

7,330 0 7,330_

406 NETLOGIC MICROSYSTEMS INC 641188100 929/2010 10/7/2011 12,089 0 7,030 5,059 0 5,059


AmountLong Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905 366 0 23,297,422 2,607,944 0 0 0 2 , 607,944


HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

407 NEW ORIENTAL ED & TECH GRP INCA 647581107 10/14/2010 7/20/2011 3,563 0 2,519 1,044 0 1,044408 MOLSON COORS BREWING CO 60871R209 12/9/2010 11/23/2011 115 0 147 -32 0 -32

409 MOLSON COORS BREWING CO 60871R209 12/8/2010 11/23/2011 2,219 0 2,871 -652 0 -652410 MOLSON COORS BREWING CO 60871R209 10/4/2010 11/23/2011 153 0 191 -38 0 -38411 MONSANTO CO NEW 61166W101 10/5/2010 1/6/2011 1,656 0 1,123 533 0 533412 MONSANTO CO NEW 61166W101 527/2010 1/6/2011 4,249 0 2,886 1,363 0 1,363413 MONSANTO CO NEW 51166W101 5/27/2010 1/6/2011 1,700 0 1,174 526 0 526414 MONSANTO CO NEW 61166W101 7/1/2010 7/27/2011 2,313 0 1,449 864 0 864

415 MONSANTO CO NEW 61166W101 10/5 /20 10 10/12/2011 2,827 0 1,855 972 0 972416 MONSTER WORLDWIDE INC 611742107 4/4/2011 8/10/2011 355 0 681 -326 0 -326

417 MONSTER WORLDWIDE INC 611742107 1/28/2011 8/10/2011 727 0 1,436 -709 0 -709418 MONSTER WORLDWIDE INC 611742107 4/4/2011 9/1/2011 582 0 1,080 -498 0 -498419 MONSTER WORLDWIDE INC 611742107 5/19/2011 9/1/2011 636 0 1,054 -418 0 -418

420 MONSTER WORLDWIDE INC 611742107 11/4/2008 10/21/2011 6,085 0 9,715 -3,630 0 -3,630421 MONSTER WORLDWIDE INC 611742107 10/26/2011 11/2/2011 236 0 247 -11 0 -11

422 MONSTER WORLDWIDE INC 611742107 5/19/2011 11/2/2011 183 0 312 -129 0 -129423 MONSTER WORLDWIDE INC 611742107 10/15/2010 11/2/2011 3,830 0 5,682 -1,852 0 -1,852

424 MURPHY OIL CORPORATION 626717102 6/1/2011 11/11/2011 138,517 0 170,575 -32,058 0 -32,058

425 MURPHY OIL CORPORATION 626717102 6/1/2011 11/11/2011 119,125 0 146,694 -27,569 0 -27,569

426 MYLAN LABORATORIES 628530107 3/31/2011 7/8/2011 23,687 0 21,494 2,193 0 _ 2,193

427 MYLAN LABORATORIES 628530107 2/10/2011 7/8/2011 69 813 0 65,482 4,331 0 4,331428 NEW ORIENTAL ED & TECH GRP INCA 647581107 10/14/2010 9/13/2011 3,318 0 2,317 1,001 0

_

1,001


430 CONAGRA INC 205887102 11/8/2010 11/23/2011 360 0 334 26 0 26431 CONAGRA INC 205887102 11/11/2009 11/23/2011 3,190 0 2,931 259 0 259

432 CONAGRA INC 205887102 9/29/2011 11/23/2011 2,878 0 2,920 -42 0 -42433 CON-WAY INC 205944101 10/15/2010 2/1/2011 2,750 0 2,460 290 0 290434 CON-WAY INC 205 944101 10/1 5/2 010 2/3/2011 5,335 0 4,982 353 0 35 3_435 CONCUR TECHNOLOGIES INC 20670 1109 8/11/2011 10/21/2011 4,745 _ 0 4,267 478 0 478436 CONOCOPHILLIPS 20825C104 12/30/2009 3/9/2011 783 0 509 274 0 274437 CONOCOPHILLIPS 208250104 11/7/2008 3/9/2011 1,879 0 1,204 675 0 675438 CONOCOPHILLIPS 20825C104 3/22/2011 5/3/2011 7 721 0 7,954 -233 0 -233

439 CONOCOPHILLIPS 208250104 2/7/2011 5/3/2011 900 0 868 32 0_

32

440 CONOCOPHILLIPS 20825C104 2/72011 5/13/2011 3,515 0 3,545 -30 0 -30441 CONOCOPHILLIPS 20825C104 1/52011 5/13/2011 430 0 405 25 0 25442 CONOCOPHILLIPS 208250104 1/52011 8/8/2011 4,605 0 4,791 -186 0 -186443 CONOCOPHILLIPS 208250104 1/52011 8/9/2011 4,036 0 4,251 -215 0 -215444 CONSOLIDATED ENERGY INC 20854P109 10/15/2010 1/14/2011 1,561 0 1,205 356 0 356445 CONSOLIDATED ENERGY INC 20854P109 11/23/2010 1/14/2011 364 0 291 73 0 73

446 CONSTELLATION BRANDS INC CL A 21036P108 10/15/2010 4/712011 87 0 76 11_

0 11447 CONSTELLATION BRANDS INC CL A 21036P108 1/12/2011 4/7/2011 1 561 0 1,388 173 0

_173

448 CONSTELLATION BRANDS INC CL A 21036P108 5/7/2010 9/1/2011 16 649 0 14,966 1,683 0 1,683

449 CONSTELLATION BRANDS INCCLA 21036P108 5/13/2010 9/1/2011 17641 0 16,585 1,056 0 1,056

450 CONSTELLATION BRANDS INC CL A 21036P108 5/12/2010 9/1/2011 16,707 0 15,570 1,137 0 1,137

451 CONSTELLATION BRANDS INC CL A 21036P108 10/15/2010 10/28/2011 1,301 0 - 1,196 105 0

_

105

452 CONTINENTAL RESOURCES INC 212015101 3/18/2011 8/22/2011 1,947 0 2,518 -571

_ _

0 -571

453 CONTINENTAL RESOURCES INC 212015101 323/2011 8/22/2011 1,793 0 2,423 -630 0_

-630

454 CONTINENTAL RESOURCES INC 212015101 3/18/2011 8/22/2011 820 0 1,059 -239

_

0

_

-239455 CORRECTIONS CORP OF AMERICA NE 22025Y407 8/12/2009 10/212011 26 621 0 24,159 2462 0 2,462

456 CROWN CASTLE INTERNATIONAL COR 228227104 10/15/2010 7/12/2011 1,646 0

_

1,655 -9 -9

457 CYMER INC 232572107 7/22/2011 10/21/2011 3,925 0 4,482 -557 0 -557458 DTS INC 23335C101 4/23/2009 10/21/2011 5 467 0 5,107 360

_0 360

459 DTS INC 23 335C1 01 3/31/2009 10/21/20 11 3,094 0 2,925 169 0 169

460 DAIWA HOUSE INDUSTRY LTD ADR 234062206 11/11/2008 3/28/2011 910 0

_584 326 0 326

461 DAIWA HOUSE INDUSTRY LTD ADR 234062206 11/11 /2008 8/17/2011 1 ,316 918 398 0 398

462 DANAHER CORP SBI 235851102 4/22/2010 8/22/20 11 2,035 _ 0 2,102 -67 0 -67463 DANAHER CORP SBI 235851102 4/22/2010 8/22/2011 2,782

_

0 2,859 -77 0 -77

464 DANAHER CORP SBI 235851102 3/11/2010 11/17/2011 1,265 0 1,047 218 0 218


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607,944


HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMVOver Ad j Basis

Gains Minus Excess


Basis or Losses465 DANAHER CORP SBI 235851102 4/22/2010 11/17/2011 2,062 0 1,850 212 0 212466 DARDEN RESTAURANTS INC 237194105 10/15/2010 2/11/2011 5,209 0 4,759 450 0 450

467 DARDEN RESTAURANTS INC 237194105 1/13/2011 2/11/2011 1,573 0 1,473 100 0 100468 DASSAULT SYS S A SPON ADR 237545108 10/14/2010 11/4/2011 2,084 0 1,835 249 0 249

469 DASSAULT SYS S A SPON ADR 237545108 10/14/2010 11/8/2011 1,418 0 1,248 170 0 170

470 PEABODY ENERGY CORP 704549104 5/25/2010 9/21/2011 28,409 0 24,316 4,093 0 4,093471 PEABODY ENERGY CORP 704549104 8/16/2011 11/11/2011 3,878 0 4,672 -794 0 -794

472 PEABODY ENERGY CORP 704549104 8/1/2011 11/11/2011 13,469 0 18,651 -5,182 0 -5,182473 PEABODY ENERGY CORP 704549104 7/15/2011 11/11/2011 19,796 0 28,381 -8,585 0 -8,5 85474 PEABODY ENERGY CORP 704549104 7/20/2011 11/11/2011 9.184 0 13,711 4,527 0 4,527

475 PEABODY ENERGY CORP 704549104 3/1/2011 11/23/2011 2,216 0 4,261 -2,045 0 -2,045476 PENN NATIONAL GAMING INC 707569109 12/23/2010 8/10/2011 1,460 0 1,471 -11 0 -11

477 PENN NATIONAL GAMING INC 707569109 12/23/2010 11/28/2011 422 0 420 2 0 2

478 PENN NATIONAL GAMING INC 707569109 10/26/2011 11/28/2011 880 0 904 -24 0 -24

479 PEPSICO INC NC 713448108 1/13/2004 7/21/2011 6,551 0 4,584 1,967 0 1,967480 PEPSICO INC NC 713448108 3/21/2005 7/21/2011 78,611 0 63,249 15,362 0 15.362481 PETROHAWK ENERGY CORP 716495106 10/15/2010 7/15/2011 12,097 0 5,569 6,528 0 6,528482 PETROLEO BRAS SA ADS 71654V408 8/4/2011 8/9/2011 13,380 0 15,665 -2,285 0 -2,285

483 PETROLEO BRAS SA ADS 71654V408 6/15/2011 8/9/2011 30,773 0 38,042 -7,269 0 -7,269484 PETROLEO BRAS SA ADS 71654V408 2/10/2011 8/9/2011 53,519 0 72 696 -19,177 0 -19,177

485 PETROLEO BRAS SA ADS 71654V408 2/15/2011 8/9/2011 45,491 0 63,203 -17,712 0 -17,712486 PETROLEOBRAS SA ADS 71654V408 1/12/2011 8/9/2011 93,658 0 131,663 -38,005 0 -38,005

487 PETROLEO BRAS SA ADS 71654V408 4/12/2011 8/9/2011 46,829 0 66,544 -19,715 0 -19,715488 PFIZER INC 717081103 1/12/2010 6/1/2011 55,181 0 49,114 6,067 0 6,067489 PFIZER INC 717081103 11/13/2008 11/23/2011 316 0 274 42 0 42

490 PFIZER INC 717081103 11/14/2008 11/23/2011 1,580 0 1,408 172 0 172

491 PFIZER INC 717081103 7/27/2009 11/23/2011 558 0 499 59 0

_

59

492 EQUINIX INC NEW 29444U502 10/1 5/2 01 0 2/10/2011 454 0 370 84 0 84493 EOUINIX INC NEW 29444U502 12/17/2010 2/10/2011 817 0 728

_

89 0 89

494 EXPEDITORS INTENATIONAL OF 302130109 10/28/2011 11/2/2011 642 0 708 -66 0 -66495 EXPRESS SCRIPTS INC CL A 302182100 8/7/2009 2/9/2011 127,599 0 75 898 51,701 0 51,701

496 EXPRESS SCRIPTS INC CL A 302182100 11/11/2009 2/9/2011 31,050 0 23,715 7,335 0 7,335

497 EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 4/1/2011 12,447 0 10,753 1,694 0 1,694498 EXPRESS SCRIPTS INC CL A 302182100 8/18/2011 9/21/2011 21,732 0 24,016 -2,284 0 -2,284499 EXPRESS SCRIPTS INC CL A 302182100 4/15/2010 9/21/2011 82,788 0 100,936 -18,148 0 -18,148500 EXPRESS SCRIPTS INC CL A 302182100 11/18/2008 9/21/2011 2,980 0 2 133 847 0 847501 EXPRESS SCRIPTS INC CL A 302182100 11/5/20 08 9/21/2011 7,451 0 5,635 1,816 0 1 816

502 EXPRESS SCRIPTS INC CL A 302182100 8/7/2009 9/21/2011 113,751 0_

92,614 21,137 0 21 137503 EXPRESS SCRIPTS INC CL A 302182100 8/2/2011 1016/ 2 01 1 3,237 0 4 346 -1,109

_0 -1,109

504 EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 10/6/2011 5,032 0 6,305 -1,273 0 -1,273

505 EXPRESS SCRIPTS INC CL A 302182100 10/21/2010 10/6/2011 5,032 0 6 305 -1,273 -1,273506 EXPRESS SCRIPTS INC CL A 302182100 8/2/2011 10/6/2011 3,237 0 4,346 -1,109 0 -1,109507 EXPRESS SCRIPTS INC CL A 302182100 7/15/2011 11/11/2011 13,157 0 14,369 -1,212

_0 -1,212

508 EXPRESS SCRIPTS INC CL A 302182100 8/16/2011 11/11/2011 2,153 0 _ 2 146 7

_ _

7

509 EXPRESS SCRIPTS INC CL A 302182100 720/2011 11/11/2011 13,157 0 _ 14 431 -1 274 0 -1,274

510 EXPRESS SCRIPTS INC CL A 302182100 8/1/2011 11/11/2011 14,353 0 15,825 -1,472 0 -1,472511 EXPR ESS SCRIPTS INC CL A 302182100 7/6/2011 11/11/2 0 11 13,157 0 14,802 -1,645 -1,645

512 FMC CORPORATION NEW

_

302491303 1/11/2011 7/7/2011 1,516 0 1,309 207 207

513 FT I CONSULTING INC 302941109 7/28/2010 10/21/2011 14,407 0 13,072 1,335 1,335

514 FANUC LTD JAPAN UNSP ADR 307305102 10/14/2010 8/17/201 1 5,199 0 4,169 1,030 0 1 030

515 FEDEX CORP 31428X106 3/18/2010 2/1/2011 2,312 0 2,230 82 0 82

516 FEDEX CORP 31 428X 106 3/22/2010 2/1 /2 011 2,035

_

1,998 37 0- _

37

517 FEDEX CORP 31428X1 06 3/18/201 0 _ _ 3/14/2011_;

_

__ 1,769 0 1 , 784 -15 0

--15

518 FEDEX CORP 31428X106 3/18/2010 3/16/2011 4,930 0 5,085 -155 0 -155

519 FEDEX CORP 31428X10 6 11/7/2008 1 1/23/ 2 0 1 1 f 2,694 0 2 219 475 0 47 5

520 FE DEX COR P 3 1428X106 11/18/2008

I

1 1/23/2011 770 0 651 119

_

0 119

521 F5 NETWORKS INC 315616102 12/21/2010 4/27/2011 1,999 0 2 , 593 594 -594

522 F5 NETWORKS INC 315616102 1 1 2/7/2011 4/27/2011 1,789 0 2,122 -333 0 -333


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25 , 905,366 0 23,297,422 2,607,944 0 0 0 2 , 607 , 94


HowAcq uired

DateAcq uire d

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31 /69

Adjusted Basis

as of

12 /31/69


Gains Minus Excess


Basis or Losses

523 F5 NETWORKS INC 315616102 12/20/2010 4/27/2011 1 , 894 0 2,437 -543 0 -543

524 F5 NETWORKS INC 315616102 1/20/2011 7/22/2011 3,444 0 3,714 -270 0 -270

525 F5 NETWORKS INC 315616102 4/6/2011 7 /22/2011 2,532 0 2,365 167 0 167

526 F5 NETWORKS INC 315616102 2/7/2011 7/22/2011 2 , 330 0 2,871 -541 0 -541

527 FIRST INDL RLTY TR INC 32054K103 4/23/2010 10/21/2011 6 , 402 0 6,194 208 0 208

528 FIRST INDL RLTY TR INC 32054K103 4/22/2010 10 /21/20 11 3,581 0 3 352 229 0 229

529 FISERV INC 337738108 10/28/2011 11 /2/2011 560 0 607 -47 0 -47

530 FORCE PROTECTION INC 345203202 1/14/2010 3 /4/2011 5 , 289 0 6 , 105 -816 0 -816

531 FORCE PROTECTION I NC 345203202 _ _ _ 1/14 /2010 3 /29/2011 473-

_ _ 0--

539 _-66 0 -66

532 FORCE PROTECTION INC 345203202 12/7/2009 3/29/2011 96996 0 1,096 -100 0 -100

533 PFIZER INC 717081103 11/7/2008 11/23 /2011 3 , 606 0 3,245 361 0 361

534 PFIZER INC 717081103 4/19/2010 11/23/2011 372 0 335 37 0 37

535 PFIZER INC 717081103 4/5/2010 11 /23/2011 1 , 766 0 1 , 605 161 0 161

536 PHARMACEUTICAL PROD DEV INC 717124101 10/15/2010 7 / 19/2011 2,825 0 2,233 592 0 592

537 PHARMACEUTICAL PROD DEV INC 717124101 10/15/2010 10/3/2011 4,606 0 3 470 1,136 0 1,136

538 PHARMACEUTICAL PROD DEV INC 717124101 10/15/2010 10 / 17/2011 3,631 0 2,670 961 0 961

539 PHILIP MORRIS INTERNATIONAL INC 718172109 10/21/2010 1/6/2011 5 , 746 0 5 , 632 114 0 114

540 PHILIP MORRIS INTERNATIONAL INC 718172109 10/21/2010 1 / 10/2011 2 , 427 0 2,446 -19 0 -19

541 PHILIP MORRIS INTERNATIONAL INC 718172109 10/21/2010 1 / 12/2011 9,491 0 9,614 -123 0 -123

542 PHILLIPS VAN HEUSEN CORP 718592108 10/15/2010 3/30/2011 1 , 551 0 1,506 45 0 45

543 PINNACLE ENTMT INC 723456109 6/3/2010 4/5/2011 18 , 394 0 15 506 2,888 0 2 888

544 PLANTRONICS INC 727493108 9/22/2010 10 /21/2011 4 , 514 0 4,761 -247 0 -247

545 POTASH CP OF SASKATCHEWAN INC 73755L107 9/22/2011 11/18/2011 26 , 070 0 28 516 -2,446 0 -2,446

546 POTASH CP OF SASKATCHEWAN INC 73755L107 8/10/2011 11/18/2011 28 , 242 0 33,012 -4,770 0 -4,770

547 POTASH CP OF SASKATCHEWAN INC 73755L107 9/21/2011 11 / 18/201 1 17 , 380 0 20,534 -3 , 154 0 -3,154

548 POTASH CP OF SASKATCHEWAN INC 73755L107 8/18/2011 11 / 18/2011 28 ,242 0 34,396 -6,154 0 -6,154

549 POTASH CP OF SASKATCHEWAN INC 73755L107 7/14/2011 11 / 18/2011 51 , 053 0 68 , 291 -17,238 0 -17,238

550 POTASH CP OF SASKATCHEWAN I NC 73755L107 7/29/2011 11 / 18/2011 47,794 0 63,950 -16,156 0 -16.156

551 POTASH CP OF SASKATCHEWAN INC 73755L107 8/1/2011 11/18/2011 13,035 0 17,451 -4,416 0 -4,416

552 POTASH CP OF SASKATCHEWAN INC 73755L107 8/2/2011 11 / 18/2011 52 , 139 0 69 888 -17,749 0 -17,749

553 POTASH CP OF SASKATCHEWAN INC 73755L107 7/15/2011 11 / 18/2011 21 , 073 0 28 414 -7,341 0 -7,341

554 POTASH CP OF SASKATCHEWAN INC 73755L107 7/20/2011 11 / 18/2011_

9,776 0 13,630 -3 , 854 0 -3,854

555 PRAXAIR INC 74005P104 7/12/2010 7 /21/2011 3 , 964 0 3,009 955 0 955

556 PRECISION CASTPARTS CORP 740189105 7/23/2010 9/1/2011 1,620 0 1,184 436 0 436

557 PRICELINE COM INC 741503403 5/11/2010 9 / 16/201 1 6 , 298 0 2,628 3 , 670 0 3,670

558 PRICESMART INC 741511109 8/12/2009 10/ 13/2011 50 , 764 0 12 , 286 38 .478 _ 0 38,478

559 PRICESMART INC 741511109 8/12/2009 10/21 /2011 69 , 910 0 16 , 924 52,986 0 52,986

560 PROCTER & GAMBLE 742718109 5/13/2011 11/14/2011 4,852 0 5 136 -284 0 -284

561 PROLOGIS TR SBI 743410102 10/ 15/2010 1/27/2 011 255 0 203 52 0 52

562 PROLOGIS TR SBI 743410102 10/27 /2010 1/27/2011 1,766 0 1 , 461 305 0 305

563 PROLOGIS TR SBI 743410102 10/15/2010 3 / 11/2 011_

1,326 0 1,092 234 0 234

564 PROLOGIS TR S81 743410102 10/15/2010 411 /201 1 5,796 0 4,597 1,199 _ 0 1,199

565 SHORTS & P 500 PROSHARES 74347 R503 2/22/2011_

_6/ 15/2011 67 , 797 0 66,141 1,656 0 1,656

566 PROSHARES SHORT 000 74 34 7R602 2/22/2011 6 / 15/2011 67,702 0 65,198 2 , 504 _ 0 2,504

567 PRUD E NTIAL FINANCIAL INC

_

744320102 11/18/2008 11 / 23/2 0 11 1 , 337 0 551 786 0 786

568 PRUDENTIAL FINANCIAL INC 744320102 10/4/2010 11 /23/20 11 738 0 843 -105 0 -105

569 FORCE P ROTECTION INC 345203202 12/8/2009 3 /2912011 3,658 0 4,118 -460 0 - -460

570 FORCE PROTECTION INC 345203202 12/4/2009 3 /30/20 11 143 0 154 -11 -11

571 FORC E P ROTECTION INC

_

345203202 1/12/2010 3 / 30/201. 6 , 283 0 6,918 -635 0 -635

572 FORC E PROTECTION INC 345203202 12/7/2009 3 /30/20 11 4,501 0 4,960 -459 0 -459

573 FORCE PROTECTION INC 345203202 12/4/2009 3 /3 1/201 1 3,324 0 3,587 -263 0 -263

574 FORCE PROTECTION INC 345203202 1/62010 3/3 1/2011 7,793 0 8 043 -250 0

_

- -250

575 FORD MTR CO NEW 3453 7 0860 11 /5/20 10 1 / 3 1 /2011 4 977 0

_4 994 -1 7 _0 -17

576 FORD MTR CO NEW 345370860 11/10/2010 1 /31/201 1 4, 897 0 4,929 -32 0 -32

577 FORD MTR CO NEW 345370860 11/18/2010 1 /31/2011 1 830 0 1,865 -35 0 -3 5

778 F ORD MTR CO NEW 345370860 10/21/2010 4 / 13/2 0 1 1 5 , 387 0 4,943 444 0 444

579 FORD MTR CO NEW 345370860 10/21/2010_

7/7/2011 4 , 455_ _

0 4,323 132 0 132

580 FORD MTR CO NEW

_

345370860 10/21/2010 8/4/201 1- 1 10 . 741 -0--- 13. -2,559 0 -2,559


Amount

Long Term CG Distributions 5 , 348

Short Term CG Distributions 0 Totals 25,905,366 0 23 297,422 2,607,944 0 0 0 2,607,944

Kind ( s ) of Pro perty Sold CUSIP #

HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowe d

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

581 FOREST LABS INC 345838106 10/15/2010 5/2/2011 5,751 0 5,520 231 0 231

582 FORTINET INC 34959E109 10/6/2011 10/21/2011 3,683 0 3,646 37 0 37

583 FREEPORT MCMORAN COPPER & GOL 35671D857 12/7/2010 1/25/2011 2,841 0 3,035 -194 0 -194584 1 FREEPORT MCMORAN COPPER & GOL 35671D857 10/21/2010 1/25/2011 3 578 0 3,379 199 0 199585 FREEPORT MCMORAN COPPER & GOL 35671D857 12/2/2010 1/25/2011 4 104 0 4205 -101 0 -101586 FREEPORT MCMORAN COPPER & GOL 35671D857 10/21/2010 4/15/2011 6 328 0 6 162 166 0 166

587 FREEPORT MCMORAN COPPER & GOL 356710857 10/21/2010 6/15/2011 4,344 0 4,373 -29 0 -29588 FREEPORT MCMORAN COPPER & GOL 356710857 10/21/2010 6/15/2011 4,640 0 4,539 101 0 101589 1 F REEPORT MCMORAN COPPER & GOL 35671 0857 11/9/20 10 6/17/2011 864 0 951 -8 7 0 -87590 ' FREEPORT MCMORAN COPPER & GOL 356710857 12/2/2010 6/17/2011 4,222 0 4,720 -498 0 -498591 1 FREEPORT MCMORAN COPPER & GOL 35671D857 11/10/2010 8/31/2011 2,359 0 2,608 -249 0 -249592 ' FREEPORT MCMORAN COPPER & GOL 35671D857 3/14/2011 8/31/2011 4 151 0 4,301 -150 0 -150593 FREEPORT MCMORAN COPPER & GOL 356710857 11/9/2010 8/31/2011 3,491 0 3,911 -420 0 -420594 FREEPORT MCMORAN COPPER & GOL 35671D857 2/24/2011 11/23/2011 3,194 0 4,660 -1,466 0 -1,466595 FREEPORT MCMORAN COPPER & GOL 35671D857 7/26/2010 11/23/2011 351 0 355 -4 0 -4

596 FREEPORT MCMORAN COPPER & GOL 35671D857 11/11/2009 11/23/2011 2,387 0 2,824 -437 0 -437597 FRESENIUS MED CARE AG SPON ADR 358029106 10/14/2010 5/13/2011 4 258 0 3,830 428 0 428

598 FRESENIUS MED CARE AG SPON ADR 358029106 10/14/2010 7/27/2011 5,140 0 4,149 991 0 991599 FRESH MKT INC 35804H106 11/9/2010 10/21/2011 2,856 0 2,366 490 0 490600 FRESH MKT INC 35804H106 4/28/2011 10/21/2011 7 803 0 8,110 -307 0 -307

601 FUSION-10 INC 36112J107 8/2/2011 10/21/2011 4,241 0 4,814 -573 0 -573602 FUSION-10 INC 36112J107 8/2/2011 11/7/2011 6,966 0 5,405 1,561 0 1,561603 GEO GROUP INC 36159R103 11/4/2008 10/21/2011 4 792 0 4 802 -10 0 -10

604 GEO GROUP INC 36159R103 9/28/2009 10/21/2011 4,957 0 5 451 -494 0 -494605 GNC HLDGS INC 36191G107 4/6/2011 10/212011 12,461 0 9 152 3 309 0 3,309

606 GABELLI NAT RES GLD & INC TR 36249M106 2/10/2011 6/15/2011 55,045 0 66,045 -11,000 0 -11,000607 GAMESTOP CORP 36467W109 10/15/2010 3/23/2011 21 0 18 3 0 3

608 GAMESTOP CORP 36467W109 1/6 /2011 3/23/2011 1,067 0 1,069 -2 -2609 PUBLIC STORAGE 6 750% 74460D257 10/27/2011 11/14/2011 435 0 437 -2 0 -2610 QLT INC 746927102 2/11/2011 6/22/2011 2,663 0 2,727 -64 0 -64611 QLT INC 746927102 2/10/2011 6/22/2011 2,669 0 2,735 -66 0 -66612 QLT INC 746927102 2/9/2011 6/22/2011 3,509 0 3 604 -95 0 -95

613 QUAKER CHEMICAL CORPORATION 747316107 5/5/2011 10/21/2011 3,130 0 4,297 -1,167 0 -1,167614 QLIK TECHNOLOGIES INC 74733T105 3/1/2011 10/21/2011 8,712 0 8,820 -108 0 -108615 QUALCOMM INC 747525103 1/6/2011 8/26/2011 535 0 580 -45 0 -45

616 QUALCOMM INC 747525103 1/27/2011 8/26/2011 4,478 0 5,009 -531 0 -531617 QUALITY SYSTEMS INC 747582104 11/4/2008 10/21/2011 8,559 0 3,805 4 754 0 4,754618 RS EMERGING MKTS A 74972K757 2/22/2011 7/13/2011 91 203 0 90,169 1 034 0 1,034

619 RS EMERGING MKTS A 74972K757 5/4/2010 7/13/2011 219 096 0 195,970 23 126 0 23,126620 RS EMERGING MKTS A 74972K757 12/16/2010 7/13/2011 4,724 0 4,730 -6 0 -6621 RTI INTERNATIONAL METALS INC 74973W107 7/14/2011 10/21/2011 2,444 0 3,189 -745 0 -745

622 RF MICRO DEVICES INC 749941100 4/28/2011 9/14/2011 1,600 0 1,608 -8 0 -8623 RF MICRO DEVICES INC 749941100 4/29/2011 9/14/2011 1,528 0 1 546 -18 0 -18624 RF MICRO DEVICES INC 749941100 4/27/2011 9/15/2011 2,846 0 2 734 112 0 112625 RF MICRO DEVICES INC 749941100 4/28/2011 9/15/2011 1 757 0 1 721 36 0 36

626 RAIDANT SYSTEMS INC TENDER 750992125 3/29/2011 8/26/2011 6,748 0 4 308 2,440 0 2,440627 RAIDANT SYSTEMS INC TENDER 750992125 _11/4/2008 8/26/2011 24 500 0 5 127 19 373 0 19 373628 RANGE RESOURCES CORP 75281A109 10/15/2010 2/17/2011 6,527 0 5,012 1 515 0 1,515629 RAYONIER INCORPORATED 754907103 9/22/2009 10/25/2011 38,124 0 26 577 11 547 0 11,547

630 RAYONIER INCORPORATED 754907103 9/22/2009 11/18/2011 265 073 0 183,240 81 833 0 81,833

631 REALD INC COM 75604L105 6/10/2011 8/1/2011 9,041 0 13 285 -4 244 0 -4,244

632 REALD INC COM 75604L105 5/24/2011 8/1/2011 4 ,7 5 8 0 9,614 -4 856 0 -4 856

633

_

RED HAT INC 756577102 1 2/ 7/2010 6/17/2011 7 251 0 8 299 - 1 048 0 -1,048

634 RED HAT INC 756577102 10/28/2010 8/2/2011 8 495 0 8,900 -405 0 -405635 RED HAT INC 756577102 1217/2010 8/2/2011 362 0 427 -65 0 - 65

636 RED HAT INC 756577102 8/16/2011 8/22/2011 2,678

_

0 3,026 - 348 0 -3 4 8

637 RS EMERGING MKTS _A 74972K757 2/28/2011 7/13/2011 72,503 0 72,617 114 0 -114

638 RED HAT INC 756577102 7/19/2011 8/22/2011 4,132 0 5,558 -1,426 0 -1,426

Part IV ( 990-PF ) - Capital Gains and Losses for Tax on Investment Income

Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607 , 94

Kind (s ) of Pro perty Sold CUSIP #

HowAcq uired

DateAcquired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Expense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

639 RED HAT INC 756577102 10/28/2011 11/2/2011 581 0 622 -41 0 -41

640 REDWOOD TRUST INC 758075402 6/17/2009 10/21/2011 3,650 0 4,681 -1,031 0 -1,031

641 REGAL BELOIT CORP 758750103 12/17/2009 10121/2011 8,511 0 8 808 -297 0 -297

642 REGAL ENTERTAINMENT GROUP 758766109 11/5/2010 8/3/2011 13 0 14 -1 0 -1

643 REGAL ENTERTAINMENT GROUP 758766109 3/25/2011 8/3/2011 1,412 0 1,4 98 -86 0 -86

644 REGAL ENTERTAINMENT GROUP 758766109 11/5/2010 8/5/2011 1,198 0 1,357 -159 0 -159

645 REGAL ENTERTAINMENT GROUP 758766109 11/5/2010 11/4/2011 1,405 0 1,302 103 0 103

646 REGENERON PHARMACEUTICALS 75886F107 7128/2009 5/4/2011 12,020 0 5,456 6,564 0 6 564

647

648

REGENERON PHARMACEUTICALS

REGIONS FINANCIAL CORP NEW

75886 F1 07 _

7591EP100

7/28/2009

10/15/2010

9/26/2011

1/7/2011

13,1 46

1,353

0

0

4,435

1,362

8,711

-9

0

0

8,711

-9

649 GAP INC 364760108 7/17/2009 9/28/2011 2,867 0 2,741 126 0 126

650 RS EMERGING MKTS A 74972K757 1/11/2011 7/13/2011 153,560 0 160,044 -6,484 0 -6,484

651 GAP INC 364760108 8/31/2010 9/28/2011 169 0 171 -2 0 -2

652 GAP INC 364760108 7126/2010 9/28/2011 422 0 473 -51 0 -51

653 OAO GAZPROM SP REG S GDR 368287207 10/15/2010 3/8/2011 551 0 386 165 0 165

654 OAO GAZPROM SP REG S GDR 368287207 11/9/2009 9/9/2011 3,981 0 4,359 -378 0 -378

655 OAO GAZPROM SP REG S GDR 368287207 3/11/2010 9/9/2011 904 0 922 -18 0 -18


657 NOVARTIS AG SPONSORED ADR 6698TV109 7/21/2011 11/11/2011 13,985 0 15,614 -1,629 0 -1,629

658 NOVARTIS AG SPONSORED ADR 66987V109 7/20/2011 11/11/2011 25,733 0 28,744 -3,011 0 -3,011

659 NOVARTIS AG SPONSORED ADR 66987V109 9/21/2011 10/25/2011 28,457 0 27,784 673 0 673

660 NOVO-NORDISK A S ADR 670100205 10/14/2010 3/16/2011 3,966 0 3,348 618 0 618

661 NU SKIN ENTERPRISES INC 67018T105 5/9/2011 10/21/2011 32,778 0 26,593 6,185 0 6.185

662 O'REILLY AUTOMOTIVE INC 67103H107 10/28/2011 11/2/2011 610 0 609 1 0 1

663 OYO GEOSPACE CORP 671074102 11/4/2008 10/21/2011 13,240 0 6,171 7,069 0 7,069

664 OASIS PETROLEUM INC 674215108 8/25/2011 10/21/2011 5,965 0 4,741 1,224 0 1,224

665 DECKERS OUTDOOR CORP 243537107 10/12/2010 10/21/2011 7,037 0 3,622 3 415 0 3,415

666 DECKERS OUTDOOR CORP 243537107 10/28/2011 11/2/2011 563 0 586 -23 0 -23

667 DECKERS OUTDOOR CORP 243537107 10/12/2010 11/21/2011 9,948 0 5,355 4,593 0 4,593

668 DEERE & CO 244199105 11/12/2010 2/24/2011 10,279 0 9,034 1,245 _ 0 1,245

669 DIAMOND OFFSHORE DRILLING INC 252710102 6/22/2010 11/23/2011 1,191 0 1,280 -89 0 -89

670 DIAMOND OFFSHORE DRILLING INC 25271C102 5/4/2010 11/23/2011 953 0 1 236 -283 0 -2 83

671 DIAMOND OFFSHORE DRILLING INC 252710102 4/5/2010 11/23/2011 1 191 0 1,840 -649 0 -649

672 DIAMOND OFFSHORE DRILLING INC 25271C102 4/19/2010 11/23/2011 417 0 612 -195 0 -195

673 DIAMOND OFFSHORE DRILLING INC 25271C102 11/18/2008 11/2312011 1,489 0 1,857 -368 0 -368

674 DIAMOND OFFSHORE DRILLING INC 25271C102 7/26/2010 11/23/2011 357 0 375 -18 _ 0 -16

675 NOVARTIS AG SPONSORED ADR 66987V109 8/1/2011 11/112011 13,985 0 15,214 -1,229 0 -1.229

676 DIAMOND OFFSHORE DRILLING INC 252710102 1/13/2009 11/23/2011 1,489 0 1,511 -22 0 -22

677 WALT DISNEY CO (HOLDING CO ) 254687106 10/21/2010 8/4/2011 5,612 0 5,438 174 0 174

678 WALT DISNEY CO (HOLDING CO ) 254687106 3/1/2011 8/4/2011 3,310 0 3,986 -676 0 -676

679 WALT DISNEY CO (HOLDING CO ) 254687106 10/21/2010 10/3/2011 2, 900 0 3,451 -551 0 -551

680 DIRECTV 25490A101 10/21/2010 1/6/2011 4 605 0 4,789 -184 0 -184

681 DIRECTV TENDER 25499AKU5 12/30/2009 3/21/2011 154,970 0 155,325 -355 0 -355

682 DOMINION RES INC VA NEW 25746U109 11/7/2008 11/23/2011 3 473 0 2,478 995 0 995

683 DOMINION RES INC VA NEW 25746U109 11/18/2008 11/23/2011 248 0 180 68 0 68

684 DOMINION RES INC VA NEW 25746U109 7/27/2009 11/23/2011 496 0 348 148 0 148

685 DOW CHEMICAL CO 260543103 10/21/2010 2/24/2011 6,326 0 5,426 900 0 900

686 DOW CHEMICAL CO 260543103 12/24/2009 3/4/2011 3,353 0 2,536 817 0 817

687 DOW CHEMICAL CO 260543103 12/24/2009 3/4/2011 1,788 0 1,352 436 0 436

688 DOW CHEMICAL CO 260543103 12/24/2009 6/17/2011 3,928 0 3,184 744

__744

689 DOW CHEMICAL CO 260543103 12/24/2009 7/1/2011 7 054 0 5,466 1,588 0 1,588

690 DOW CHEMICAL CO 260543103 12/24/2009 7/19/2011 1 666 0 1,352 3 14 314

691 DOW CHEMICAL CO 260543103 7/7/2009 8/22/2 011 3 795 O 2,217 1 57 8 _ 0 _-1 57 8

692 DOW CHEMICAL CO 260543103 12/24/2009 8/22/2011 667__ __._

0 733 -66 0 -66

693

_

DOW CHEMICAL CO 260543103 7/7/20 09 9/1/2011 1,739 0 929 81 0 0 810

694 DOW CHEMICA L CO 260543103 7/7/2009 9/6/2 011 3 ,604 0 2,082 1,522 0 1 , 5 22

695 DOW CHEMICAL CO 260543103 1021/2010 9/6/2011 3,599 0 4,250 -651 0 -651

696 DOW CHEMICAL CO 260543103 10/14/2010 9/8/2011 2,361 0 2,625 -264 0 -264


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25 905,366 0 23,297,422 2,607,944 0 0 0 2,607,944


Acq uiredDate

AcquiredDateSold

GrossSalesPr i ce

DepreciationAllowed



F M Vas of

12/31/69

Adjusted Basisas of

12/31/69Excess of FMVOver Ad Basis


Basis or Losses697 DOW CHEMICAL CO 260543103 717/2009 9/8/2011 2,866 0 1,618 1,248 0 1,248

698 DOW CHEMICAL CO 260543103 10/21/2010 9/21/2011 3,270 0 3,708 -438 0 -438

699 DOW CHEMICAL CO 260543103 6/1/2011 11/11/2011 92 240 0 116,541 -24,301 0 -24.301700 DU PONT El DE NEMOURS & CO 263534109 10/21/2010 2/24/2011 10,536 0 9,444 1,092 0 1,092

701 DU PONT El DE NEMOURS & CO 263 534109 10/21/2010 5/16/2011 3,946 0 3,494 452 0 452

702 DU PONT El DE NEMOURS & CO 263534109 10/21/2010 9/23/2011 5,108 0 5,855 -747 0 -747

703 DUFF & PHELPS CORP NEW CL A 26433B107 5/13/2009 10/21/2011 3 801 0 5,160 -1,359 0 -1 359

704 EMC CORP MASS 268648102 4/20/2011 8/18/2011 3,222 0 4,451 -1 229 0 -1,229

705 EMC CORP MASS 268648102 4/21 /201 1 8/18/2011 3,2 02 0 4,520 -1,318 0 -1,318

706 EOG RES INC__

26875P101 1/8/2010 6/17/2011 2,046 0 1 951 95 0 95

707 OCCIDENTAL PETROLEUM CORP DE 674599105 10/21/2010 4/5/2011 17,542 0 13,899 3,643 0 3,643

708 OCCIDE NTAL PETROLEUM CORP DE 674599105 10/21/2010 4/13/2011 9,094 0 7,641 1,453 0 1,453

709 OLD DOMINION FREIGHT LINE 679580100 4/8/2010 10/21/2011 18,492 0 12,433 6,059 0 6,059

710 ORACLE SYSTEMS CORP 68389X105 12/17/2010 6/8/2011 1,229 0 1,247 -18 0 -18

711 GENERAL DYNAMICS CORPORATION 369550108 6/26/2006 5/25/2011 1,627 0 1,485 142 0 142

712 GENERAL DYNAMICS CORPORATION 369550108 10/4/2006 5/25/2011 778 0 815 -37 0 -37713 GENERAL DYNAMICS CORPORATION 369550108 7/20/2006 5/25/2011 1,273 0 1,231 42 0 42714 GENERAL DYNAMICS CORPORATION 369550108 6/26/2006 5/27/2011 2,142 0 1,936 206 0 206


716 GENERAL DYNAMICS CORPORATION 369550108 6/26/2006 5/31/2011 3,564 0 3.098 466 0 466

717 GENERAL DYNAMICS CORPORATION 369550108 6/26/2006 6/1/2011 2,593 0 2,324 269 0 269718 GENERAL DYNAMICS CORPORATION 369550108 6/26/2006 6/2/2011 2,507 0 2,259 248 0 248

719 GENERAL DYNAMICS CORPORATION 369550108 1/12/2009 7/12/2011 3,380 0 2,644 736 0 _ 736

720 G ENERAL DYNAMICS CORPORATION 369550108 6/26/2006 7/12/2011 1,984 0 1,743 241 0 241

721 GENERAL DYNAMICS CORPORATION 369550108 1/12/2009 7/20/2011 5,173 0 4,253 920 0 920

722 OAO GAZPROM SP REG S GDR 368287207 10/14/2010 9/12/2011 4,374 0 4,373 1 0 1

723 GENERAL ELECTRIC CO 369604103 5/25/2005 10/31/2011 30,463 0 66,358 -35 895 0 -35 895

724 GEN ERAL DYNAMICS CORPORATION 369550108 10/4/200 6 3/8/201 1 4,350 0 4. 223 127 0 127

725 GENERAL ELECTRIC CO 369604103 12/13/2010 11/23/2011 2,097 0 2,490 -393 0 -393

726 GEN ERAL MILLS INC 370334104 1/13/2004 7/12/2011 7,391 0 4 555 2,836 0 2,836727 GENERAL MILLS INC 370334104 9/11/2003 7/12/2011 51,735 0 33,012 18,723 0 18.723728 GENERAL MILLS INC 370334104 1/13/2004 10/21/2011 49,966 0 28,469 21,497 0 21 497

729 GENERAL MILLS INC 370334104 1/13/2004 10/25/2011 50,730 0 29,608 21 122 0 21,122730 GENERAL MTRS CO 37045V100 4/7/2011 6/2/2011 3,191 0 3,511 -320 0 -320731 GENERAL MTRS CO 37045V100 1/11/2011 6/2/2011 7 297 0 9,627 -2,330 0 -2,330732 GENESCOINC 371532102 11/4/2008 10/21/2011 28,425 0 11,721 16,704 0 16,704733 GLAXOSMITHKLINE PLC ADS 37733W105 1/14/2010 5/31/2011 563 0 545 18 0 18

734 GLAXOSMITHKLINE PLC ADS 37733W105 1/8/2010 11/8/2011 355 0 329 26 0 26

735 GAMESTOP CORP 36467W109 10/15/2010 5/13/2011 2,406 0 1,648 758 0 758

736 GAMESTOP CORP 36467W109 10/15/2010 7/7/2011 6,329 0 4,230 2,099 0 2.099

737 GLAXOSMITHKLINE PLC ADS 37733W105 1/14/2010 11/8/2011 178 0 168 10 0 10738 GOLD FIELDS LIMITED SPON ADR 38059T106 11/6/2008 10/4/2011 537 0 237 300 0 300739 GOLD FIELDS LIMITED SPON ADR 38059T106 2/4/2010 10/4/2011 611 0 456 155 0 155740 GOLDMAN SACHS GROUP INC 38141G104 12/9/2010 2/9/2011 4,451 0 4,492 -41 _ 0 -41741 GOLDMAN SACHS GROUP INC 381416104 12/21/2010 2/9/2011 4,121 0 4,219 -98 0 -98742 GOLDMAN SACHS GROUP INC 38141G104 10/21/2010 5/13/2011 843 0 957 1 -114 0 -114

743 GOLDMAN SACHS GROUP INC 38141G104 12/7/2010 5/13/2011 4,354 0 5,059 - 705 0 -705

744_

GOLDMAN SACHS GROUP INC 38141G104 12/9/2010 5/13/2011 281 0 333 -52 0 -52745 REGIONS FINANCIAL CORP NEW 7591EP100 10/15/2010 8/11/2011 3,188 0 5 186 - 1 , 998 0 -1,998

746 RESMED INC 761152107 10/28/2011 11/2/2011 507 0 523 -16 0 -16747 RIO TINTO PLC SPON ADR 767204100 2/9/2011 5/3/2011 9,028 0 9605 -577 0 -577

748 RIVERBED TECHNOLOGY I NC 768573 107 1/5/2010 4/7/2011 12,358 0 4,466 7 ,892 0 _ 7,8 92

749 RIVERBED TECHNOLOGY INC 76857310 7 1 /5/201 0 10/2 1 /2011 10, 5 10 0 5,15 7 5-35-3 0 5 353

750 ROCKWELL INTL CORP NEW_

773903109 323/2011 8/22/2011 108 0 183 -75 0 -75751 ROCKWELL INTL CORP NEW 773903109 4/13/2011 8/22/2011 1,838 0 3118 -1,2 80 0 -1 280

752 ROCKWELL INTL CORP NEW 7739 03 109 4/2 0/2011 8/22/2011 1,676 0 2,942 - 1 266 0 -1,266

753 ROCKWELL INTL CORP NEW

_

773903109

_

2/25/2011 9/6/2011 917 _ 0 _ 1,421 -504 6 - _ -504

754 ROCKWELL INTL CORP NEW

_

773903109 3/23/2011 9/6/2011 1,318 0 2,100 -782 0 -782

Part IV ( 990-PF ) - Capital Gains and Losses for Tax on Investment Income

Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607,94


HowAcquired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

755 ROCKWELL INTL COR P NEW 773903109 4/27/2011 9/7/2011 2,301 0 3,396 -1,095 0 -1,095

756 ROCKWELL INTL CORP NEW 773903109 2/25/2011 9/7/2011 767 0 1,154 -387 0 -387

757 ROCKWELL INTL CORP NEW 773903109 6/22/2011 9/8/2011 2,853 0 3,991 -1,138 0 -1,138

758 ROCKWELL INTL CORP NEW 773903109 2/23/2011 9/8/2011 1,747 0 2,564 -817 0 -817

759 ROCKWELL INTL CORP NEW 773903109 2/24/2011 9/8/2011 3,494 0 5,196 -1,702 0 -1,702

760 ROCKWELL INTL CORP NEW 773903109 427/2011 9/8/2011 1,281 0 1,916 -635 0 -635

761 ROSETTA RESOURCES INC 777779307 8/9/2011 10/21/2011 3,958 0 4,161 -203 0 -203

762 ROSETTA RESOURCES INC 777779307 8/9/2011 11/28/2011 5,100 0 4,462 638 0 638

763 ROV I CORP 779376102 4/14/2009 1/11/201 1 22,056 0 6,610 15,4 46 0 15,446

764 EATON CORP 278058102 3/18/2011 9/7/2011 1,804 0 2,275 -471 __ 0 -471

765 EATON CORP 278058102 3/21/2011 9/7/2011 328 0 424 -96 0 -96

766 EATON CORP 278058102 9/13/2010 11/8/2011 180 0 161 19 0 19

767 EATON CORP 278058102 9/9/2010 11/8/2011 3,110 0 2,665 445 - 0 445

768 EATON CORP 278058102 9/9/2010 11/17/2011 2,443 0 2,163 280 0 280

769 EATON VANCE CORP 278265103 9/1/2011 10/21/2011 2,790 0 2 751 39 0 39

770 EATON VANCE CORP 278265103 8/12/2009 10/21/2011 20,743 0 25 375 -4,632 0 -4,632

771 EATON VANCE CORP 278265103 3/30/2011 10/21/2011 14,421 0 19,367 -4,946 0 -4,946772 EDISON INTL 281020107 12/2/2009 5/3/2011 793 0 703 90 0 90

773 EDISON INTL 281020107 11/7/2008 5/3/2011 4,003 0 3,467 536 0 536774 EATON CORP 278058102 3/21/2011 8/23/2011 1,490 0 2,015 -525 0 -525775 EDISON INTL 281020107 1117/2008 11/23/2011 3,316 0 2,986 330 0 330776 EMBRAER S AADR 29082A107 11/2/2009 1/27/2011 421 0 257 164 0 164

777 EMBRAER S A ADR 29082A107 10/30/2009 1/27/2011 32 0 22 10 0 10

778 EMERSON ELECRTIC 4 500% 11/1/03 291011ATI 1/29/2004 2/24/2011 267,250 0 248,025 19,225 0 19,225

779 ENERGIZE R HOLDINGS INC 29266R108 11/30/2010 5/4/2011 977 0 909 68 0 68780 EATON CORP 278058102 4/21/2011 8/23/2011 824 0 1,129 -305 0 -305781 ENERGIZER HOLDINGS INC 29266R108 1/11/2011 5/4/2011 1,428 0 1,367 61 0 61

782 EATON CORP 278058102 1/27/2011 9/7/201 1 2,952 0 3,814 -862 0 -862

783 ENERGIZER HOLDINGS INC 29266R108 11/30/2010 6/29/2011 433 0 420 13 0 13

784 ENERGIZER HOLDINGS INC 2926613108 11/2/2010 6/29/2011 1,011 0 910 101 0 101

785 ENERGIZER HOLDINGS INC 29266R108 112/2010 7/12/2011 3,396 _ 0 2,926 470 0 470

786 ENERGIZER HOLDINGS INC 29266R108 8/12/2009 10/21/2011 15,936 0 14,221 1,715 0 1,715

787 ENERGY TRANSFER EQUITY L P 29273V100 2/10/2011 11/18/2011 126,989 0 132,355 -5,366 0 -5,366788 ENERGY TRANSFER EQUITY L P 29273V100 7/29/2011 11/18/2011 26,145 0 28,151 -2,006 0 -2,006

789 ENERGY TRANSFER EQUITY L P 29273V100 6/15/2011 11/18/2011 48,554 0 55 582 -7,028 0 -7,028

790 ENERGY TRANSFER EQUITY L P 29273V100 6/23/2011 11/18/2011 44,820 0 54,069 -9,249 0 -9.249

791 ENERSYS 29275Y102 2/8/2011 7/13/2011 242 0 244 -2 0 -2

792 ENERSYS 29275Y102 2/8/2011 7/14/2011 1 242 0 1,219 23 _ 0 23

793 ENERSYS 29275Y102 1/28/2011 8/12/2011 233 0 355 -122 0 -122

794 ENERSYS 29275Y102 2/2/2011 8/12/2011 1,016 0 1,579 -563 0 -563795 ENERSYS 29275Y102 1/28/2011 8/22/2011 2,404 0 3,836 -1 432 0 -1,432

796 ENERSYS 29275Y102 6/8/2011 8/22/2011 849 0 1,348 499 0 -499797 ENSCO INTL INC ADR 29358Q109 4/15/2011 9/1/2011 1,259 0 1,455 -196 0 -196

798____

EQUINIX INC NEW 29444U502 12/17/2010 1/28/2011 450 0 405 45 0 45

799 EOUINIX INC NEW 29444U502 1/3/2011 1/28/2011 1,890 0 1,763 127 0 127


801 PPG INDUSTRIES INC 693506107 7/21/2010 9/8/2011 3,075 0 2 639 43 6 0 436

802

_

PPG INDUSTRIES INC 693506107 11/18/2008 11/23/2011 1,207 0 666 541 0 541

803 PPG INDUSTRIES INC 693506107 11/7/2008 11/23/2011 2 976 0 1,702 1,274 0 1,274

804_

PVH CORP 693656100 10/15/2010 7/20/2011 1,46 9 0 1,255 214 0 214

805 PVH CORP 693656 100 10/15/2010 10/31/2011 1 342 0 1,130 212 0 212

806 PANDORA MEDIA INC 698354107 6/16/2 0 11 7/29/2011 15,116 0 15 595 -479 0 -479

807 PAREXEL INTERNATIONAL CORPORAT 994621 076 12 /20/2010 10/21/2011 698 72 2 24 0 -24

808 PAREXEL INTERNATIONAL CORPORAT

_ _ _

699462107 7/19/2011 10/21/2011 4 556 0 5,348 -792 0 -792

809 PARKER HANNIFIN COR P 701094104 3/1/2011 11/23/2011 3771 0 4 288 -517 0 _ _ -517

810 PEABODY ENERGY COR P 704549 104 12/2/2010 4/12/2011 5 921 0 5 7 74 147 0 147

811 PEABODY ENERGY CORP 704549104 10/21/2010 5/16/2011 4,010 0 3 477 533

_

0 533

812 PEABODY ENERGY CORP 704549104 12/2/2010 5/16/2011 120 0 126 -6 0 -6

Part IV (990-PF ) - Capital Gains and Losses for Tax on Investment Income

Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607,944


Acq uiredDate

Acq uiredDateSold

GrossSalesPrice

DepreciationAllowed



F M Vas of

12/31/69

Adjusted Basisas of

12/31/69Excess of FMVOver Ad Basis


Basis or Losses813 PEABODY ENERGY CORP 704549104 10/21/2010 6/6/2011 5,322 0 4,670 652 0 652814 PEABODY ENERGY CORP 704549104 10/21/2010 6/10/2011 6,365 0 5,863 502 0 502815 PEABODY ENERGY CORP 704549104 5/25/2010 8/18/2011 8,900 0 7,048 1,852 0 1,852816 PEABODY ENERGY CORP 704549104 4/22/2010 8/18/2011 35,602 0 36,216 -614 0 -614817 PEABODY ENERGY CORP 704549104 10/21/2010 8/23/2011 6,919 0 8,458 -1,539 0 -1 539818 PEABODY ENERGY CORP 704549104 8/12/2009 9/21/2011 205,861 0 172,018 33,843 0 33,843819 ROVI CORP 779376102 2/18/2009 2/17/2011 13,309 0 3,341 9,968 0 9,968820 ROVI CORP 779376102 4/14/2009 2/17/2011 942 0 303 639 0 639821 ROV I CORP 77937610 2 2/18/2009 10/21/2011 10,874 0 3,385 7,489 0 7,489

i-22-,

_

ROYAL BK SCOTLAND 5 000°1. 10/1/14

.

780097AL5 1/21/2004 4/1/2011 500,250 0 511,055 -10 805 0 -10,805

823 ROYAL DUTCH SHELL PLC CL B 780259107 2/2/2010 4/7/2011 518 0 386 132 0 132824 ROYAL DUTCH SHELL PLC CL B 780259107 2/2/2010 8/3/2011 763 0 606 15 0 157825 ROYAL DUTCH SHELL PLC CL B 780259107 11/6/2008 10/6/2011 2,413 0 2,027 386 0 386826 ROYAL DUTCH SHELL PLC CL B 780259107 2/2/2010 10/6/2011 64 0 55 9 0 9

827 SK TELECOM LTD SPON ADR 7844OP108 11/6/2008 5/24/2011 710 0 671 39 0 39828 SPDR S&P EMERGING ASIA PACIFIC 78463X301 720/2009 1/27/2011 134,677 0 104,371 30,306 0 30,306829 SXC HEALTH SOLUTIONS CORP 78505P100 10/28/2011 11/2/2011 635 0 650 -15 0 -15830 SEVEN & I HOLDINGS CO LTD ADR 81783H105 1/7/2009 6/22/2011 164 0 177 -13 0 -13

831 SEVEN & I HOLDINGS CO LTD ADR 81783H105 1/8/2009 6/22/2011 218 0 237 -19 0 -19832 SEVEN & I HOLDINGS CO LTD ADR 81783H105 2/17/2009 9/29/2011 114 0 100 14 0 14

833 SEVEN & I HOLDINGS CO LTD ADR 817831-1105 1/7/2009 9/29/2011 342 0 354 -12 0 -12834 SHUFFLE MASTER INC 825549108 3/16/2009 10/21/2011 7,653 0 2,001 5,652 0 5 652835 SHUFFLE MASTER INC 825549108 10/12/2010 10/21/2011 2,899 0 2 498 401 0 401

836 SIEMENS AKTIENGESELLSCHAFT SPO 826197501 11/6/2008 2/2/2011 525 0 225 300 0 300837 SIEMENS AKTIENGESELLSCHAFT SPO 826197501 11/6/2008 2/8/2011 763 0 338 425 0 425838 SIEMENS AKTIENGESELLSCHAFT SPO 826197501 11/6/2008 6/27/2011 264 0 113 151 0 151839 SIGMA-ALDRICH CORPORATION 826552101 10/28/2011 11/2/2011 573 0 610 -37 0 -37

840 SIMON PPTY GROUP INC NEW 828806109 3/18/2009 5/4/2011 1 16 0 -_ 34 82 0 82

841 SIMON PPTY GROUP INC NEW 828806109 11/18/2008 5/4/2011 2,898 0 1,196 1,702 0 1,702

842 SIMON PPTY GROUP INC NEW 828806109 11/7/2008 5/4/2011 1,623 0 895 728 0 728843 SIRONA DENTAL SYSTEMS INC 82966C103 12/1/2010 10/21/2011 2,889 0 2,471 418 0 418844 SIRONA DENTAL SYSTEMS INC 82966C103 9/20/2010 10/21/2011 10 133 0 8,283 1,850 0 1.850

845 SMITH & NEPHEW PLC SPON ADR 83175M205 10/14/2010 1/10/2011 2,085 0 1,671 414 0 414

846 SMITH & NEPHEW PLC SPON ADR 83175M205 10/14/2010 1/11/2011 8,079 0 6,773 1,306 0 1,306847 SMITH & NEPHEW PLC SPON ADR 83175M205 10/14/2010 1/12/2011 10 281 0 8,489 1 792 0 1 792

848 SMITHFIELD FOODS INC 832248108 10/15/2010 1/19/2011 1,452 0 1,221 231 0 231849 SMITHFIELD FOODS INC 832248108 10/15/2010 2/2/2011 1,457 0 1,171 286 0 286850 SMITHFIELD FOODS INC 832248108 10/15/2010 2/7/2011 1,279 0 954 325 0 325851 SMITHFIELD FOODS INC 832248108 10/15/2010 2/10/2011 4,227 0 3 162 1,065 0 1 065852 J M SMUCKER COMPANY NEW 832696405 8/11/2011 10/11/2011 2,285 0 2 270 15 0 15

853 J M SMUCKER COMPANY NEW 832696405 10/28/2011 11/2/2011 621 0 615 6 0 6854 SOTHEBYS CL A 835898107 6/23/2009 10/21/2011 12 199 0 4,852 7,347 __ 0 7 347855 SOTHEBYS CL A 835898107 5/11/2011 11/29/2011 1,747 0 2,687 -940 0 -940856 SOUTHERN COPPER CORP 84265V105 10/1412010 4/19/2011 12,296 0 14,221 -1,925 _ 0 -1,925

857 HALLIBURTON CO 406216101 5/19/2009 9/22/2011 28 159 0 19 052 9,107 0 9 10 7

858 HALLIBURTON CO 406216101 10/26/2009 9/22/2011 13,251 0 12 004 1,247 0 1,247859 HARTFORD FINL SVCS GROUP INC 416515104 10/15/2010 8/11/2011 801 0 951 -150 0 -15 0

860 HARTFORD FINL SVCS GROUP INC 416515104 10/15/2010 8/29/2011 1,677 0 2,068 -391 0 - 391

861 HARTFORD FINL SVCS GROUP INC 416515104 10/15/2010 10/6/2011 3,951 0 5.32 5 -1 374 0 -1 3 74

862 HASBRO INC 418056107 8/12/2009 8/12/2011 21 271 0----__ 1 5,0 23 6248 0 6, 248

863 HASBROINC 418056107 8/12/2009 10/21/2011 5,931 0 4,4 94

-

1,437 0 1437

864 HEARTWARE INTL INC COM 422368100 12/10/2010 1/28/2011 10 446 0 8 1 29 634 _ 0 _ 634

865

_

HERTZ GLOBA L HOLDINGS INC 42805T 1 05 10/22/2010 5/9/2011 267 0 170 97 0 97

866 HERTZ GLOBAL HOLDINGS INC 42805T105 2/15/2011 5/9/2011 1 333 0_

1,297

___ _36 0 36

867 HESS CORPORATION 42809H107 9/7/2011 11/23/2011 3 647 0-- 3 758 -111 0 -111

868 HEWLETT PACKARD 4 2 8236103 10/21/2010 1/10/2011 4 1 2 0-0 3 94 5 175 0 175

869 SABMILLER PLC SPONSORED ADR 78572M105 10/14/2010 10/13/2011 3 869 0 3,634 235 0 2 35

870 SABMILLER PLC SPONSORED ADR 78572M105 10/14/2010 10/14/2011 3,714 0 73,46 247

_

0

_

247


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297.422 2 , 607 , 944 0 0 0 2 , 607 , 94


HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

871 SAFEWAY INC COM NEW 786514208 7/26/2010 9/29/2011 545 0 640 -95 0 -95

872 SAFEWAY INC COM NEW 786514208 11/18/2008 9/29/2011 1,363 0 1,651 -288 0 -288

873 SAFEWAY INC COM NEW 786514208 12/30/2009 9/29/2011 426 0 538 -112 0 -112

874 SAFEWAY INC COM NEW 786514208 11/7/2008 9/29/2011 1,022 0 1,327 -305 0 -305

875 GOLDMAN SACHS GROUP INC 38141G104 5/12/2010 5/25/2011 3,422 0 3,664 -242 0 -242

876 GOLDMAN SACHS GROUP INC 38141G104 10/28/2010 5/31/2011 2 268 0 2,613 -345 0 -345


878 GOLDMAN SACHS GROUP INC 38141G104 5/12/2010 5/31/2011 567 0 586 -19 0 -19

879 GOLDMAN SACHS GROUP INC 381 4 1G104 5/7/2010 6/1/2011 55,057 0 57,891 -2 ,834 0 -2,834

880 GOLDMAN SACHS GROUP INC 381416 104 4/22/2010 6/1/2011 61,940 0 70,744 8,804 0 -8,804


882 GOLDMAN SACHS GROUP INC 3814 1G104 7/20/2009 6/1/2011 92,909 0 108,358 -15,449 0 -15,449

883 GOLDMAN SACHS GROUP INC 38141G104 12/17/2009 6/1/2011 64,417 0 75,994 -11,577 0 -11,577

884 GOLDMAN SACHS GROUP INC 38141G104 8/28/2009 6/1/2011 44,734 0 53,384 -8,650 0 -8.650

885 GOLDMAN SACHS GROU P INC 38141G104 11/24/2009 6/1/2011 33,172 0 41,387 -8,215 0 -8,215


887 GOLDMAN SACHS GROUP I NC 38141G104 10/27/2010 6/8/2011 3,595 0 4,330 -735 0 -735



890 GOLDMAN SACHS GROUP INC 38141G104 10/21/2010 8/8/2011 3,819 0 5,106 -1,287 0 -1,287

891 GOLDMAN SACHS GROUP INC 38141G104 10/21/2010 9/2/2011 10 943 0 16,275 -5,332 0 -5,332

892 SCHLUMBERGER LTD 806857108 6/3/2011 9/20/2011 3,683 0 4,507 -824 0 -824

893 SAP AG SPON ADR 803054204 10/14/2010 11/21/2011 3,415 0 3 143 272 0 272

894 SCHLUMBERGER LTD 806857108 2/28/2011 9/22/2011 9 323 0 13,883 -4,560 0 -4,560

895 SAPIENT CORP 803062108 12/23/2010 10/21/2011 487 0 545 -58 0 -58

896 CHARLES SCHWAB NEW 808513105 11/10/2009 9/5/2011 10 0 14 -4 0 -4

897 ADOBE SYS INC 0072417101 3/16/2011 11/2/2011 1 287 0 1,435 -148 0 -148

898 ADOBE SYS INC 0072417101 1 2/17/2010 11/21 /201 1 3 835 0 4 162 -327 0 -327

899 ADOBE SYS INC 00724F101 12/21/2010 11/21/2011 370 0 428 -58 0 -58

900 ADOBE SYS INC 0072417101 10/26/2011 11/21/2011 502 0 524 -22 0 -22

901 SAPIENT CORP 803062108 12/14/2010 10/21/2011 8,360 0 9,384 -1,024 0 -1,024

902 ADVENT SOFTWARE INC 007974108 8/12/2009 10/21/2011 11,785 0 9,807 1,978 0 1 978

903 AGILENT TECHNOLOGIES INC 00846U101 4/15/2011 822/2011 3,158 0 4,817 -1,659 0 -1,659

904 GILENT TECHNOLOGIES INC 00846U101 7/19/2011 8/22/2011 125 0 187 -62 0 -62

905 AGILENT TECHNOLOGIES INC 00846U101 7/19/2011 823/2011 2 104 0 3,140 -1 036 0 -1,036

906 AGILENT TECHNOLOGIES INC 00846U101 3/17/2011 10/7/2011 1 464 0 1,955 -491 0 -491

907 AGILENT TECHNOLOGIES INC 00846U101 3/16/2011 10/7/2011 2 037 0 2,718 -681 0 -681

908 AGILENT TECHNOLOGIES INC 00846U101 7/19/2011 10/7/2011 382 0 562 _ -180 0 -180

909 AGILENT TECHNOLOGIES INC 00846U101 3/14/2011 10/7/2011 1,814 0 2 559 -745 0 -745

910 GILENT TECHNOLOGIES INC 00846U101 3/24/2011 10/7/2011 2 292 0 3,164 -872 _ 0 -872911 AGILENT TECHNOLOGIES INC 00846U101 4/19/2011 10/7/2011 3,565 0 5,212 -1 ,647 0 -1,647

912 SAVVIS INC 805423308 1/28/2011 4/27/2011 3,600 0 2,881 719 0 719

913 ALBEMARLE CORPORAT ION 012653101 8/12/2009 8/12/2011 20 903 0 11,656 9 247 0 9,247

914 SAWIS INC 805423308 2/18/2011 4/27/2011 1,722 0 1,514_

208 0 208915 SAWIS INC 805423308 2/10/2011 4/27/2011 2 465 0 2,190 275_ 0 275

916 LBEMARLE CORPORATION 012653101 8/12/2009 10/21/2011 29,747 0 21,045 8,702 0 8,702

917 LCATEL-L UCENT ADS 013904305 11/6/2008 2/3/2011 792 0 666 1 26 0 12 6918 LCATEL-LUC ENT ADS 013904305 11/6/2008 2/15/2011 5 19 0 320 1 99 0 199

919 ALCAT E L-LUCENT ADS 013904305 11/6/2008 2/23/2011 1 5 23 0 916_

607_

0 607

920 ALCATEL-LUCENT ADS 013904305 10/15/2010 2/28/2011 1 981 0 1 505

_

4 76 0 476

921 ALCATEL-LUCENT ADS 013904305 10/15/2010 3/11/2011 1,16 1 0 800 361_

0 361

922

_

ALCAT EL-LUCENT ADS 013904305 10/15/2010 3/28/2011 1 7 36 0 1 112 6 24 0 6_24

923 ALCATEL-LUCENT ADS 013904305 10/ 1 5/2010 3/30/20 1 1 159 0 1 03 56 0 56

924 ALCATEL-LUCENT ADS 013904305 1/11/2011 3/30/2011 1,463 0 783 680 0 680

925 ALCATEL-LUC ENT ADS 013904305 1/11/2011 4/1/2011 4, 066 0 2 ,12 7 1 939 0 1, 939

926 ALEXA N DE R 8 BALDWIN INC 014482103 8/12/2009 10/21/2011 3a 25 7 0

_

24,51 9 9, 738 0 9 , 738

927

_

ALL EGHANY CORP DELAWARE 0171 55100 8/12/2009 1 15/2Q0 13 0 10 3 __ 0 _ 3

928 ALLEGHANY CORP DELAWARE 017175100 8/12/20096

10/21/2i 1 12,839 0 11,238 1,601 0 1,601

Part IV (990-PF) - Caaital Gains and Losses for Tax on Investment Income

AmountLong Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905 366 0 23,297,422 2,607,944 0 0 0 2 ,607 , 94


HowAcq uired

DateAcq uire d

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMVOver Ad1 Bas i s

Gains Minus Excess


Basis or Losses

929 ALLEGHENY TECHNOLOGIES INC 01741R102 6/20/2011 9/7/2011 942 0 1,194 -252 0 -252

930 GOOGLE INC CL A 38259P508 122/2010 7/8/2011 53 400 0 56,546 -3,146 0 -3,146

931 GOOGLE INC CL A 38259P508 4/16/2010 7/8/2011 53,400 0 56,630 -3,230 0 -3,230

932 GOOGLE INC CL A 38259P508 1/12/2010 7/8/2011 160,199 0 178 126 -17,927 0 -17,927

933 GOOGLE INC CL A 38259P508 7/15/2011 8/22/2011 4,031 0 4,776 -745 0 -745

934' GRAFTECH INTERNATIONAL LTD 384313102 5/25/2010 10/21/2011 5,901 0 6,074 -173 0 -173

935 GRAFTECH INTERNATIONAL LTD 384313102 5/5/2009 10/21/2011 3 168 0 2,132 1,036 0 1,036

936 GREEN MOUNTAIN COFFEE ROASTER 393122106 6/9/2011 11/22/2011 3 339 0 5,005 -1 666 0 -1,666

937 GREEN MOUNTAIN COFFEE ROASTER 393122106 4/4/2011 11/22/20 11 4 200 0 5,405 -1,2 05 0 _ 1, 205

938 GULF PORT ENERGY CORP NEW 402635304 10/18/2011 10/21/2011 4,317 0

_

4,180 137 0 137

939 HALLIBURTON CO 406216101 11/11/2009 1/12/2011 51,687 0 41,454 10,233 0 10,233

940 HALLIBURTON CO 406216101 10/26/2009 1/12/2011 95,422 0 72,024 23,398 0 23,398

941 HALLIBURTON CO 406216101 2/2/2011 6/17/2011 869 0 888 -19 0 -19

942 HALLIBURTON CO 406216101 5/5/2011 6/17/2011 3,157 0 3,234 -77 0 -77

943 HALLIBURTON CO 406216101 2/2/2011 6/20/2011 4,818 0 4,863 -45 0 -45

944 HALLIBURTON CO 406216101 4/21/2011 9/20/2011 3,528 0 4,612 -1,084 0 -1.084

945 HALLIBURTON CO 406216101 4/21/2011 9/21/2011 3,866 0 5 364 -1,498 0 -1,498

946 HALLIBURTON CO 406216101 8/15/2011 9/21/2011 72 0 96 -24 0 -24

947 SPIRIT AEROSYSTEMS HLDGS INC CL 848574109 2/10/2011 8/3/2011 117 0 146 -29 0 -29

948 ALLEGHENY TECHNOLOGIES INC 01741R102 6/20/2011 9/27/2011 992 0 1,374 -382 0 -382

949 ALLERGAN INC 018490102 7/14/2011 10/21/2011 43,980 0 41,890 2,090 0 2.090

950 LLSCRIPTS HEALTHCARE SOLUTION 01988P108 1/27/2009 10/21/2011 8,013 0 2,955 5,058 0 5.058

951 ALLSTATE CORP 020002101 12/2/2009 11/23/2011 499 0 570 -71 0 -71

952 ALLSTAT E CORP 020002101 11/7/2008 11/23/2011 3 369 0 3,542 -173 0 -173

953 ALLSTATE CORP 020002101 11/18/2008 11/23/2011 2 371 0 2,375 -4 0 -4

954 ALPHA NATURAL RESOURCES INC 02076X102 4/7/2011 11/3/2011 1,327 0 2,936 -1,609 0 -1,609

955 LTRIA GROUP INC 02209S103 11/7/2008 5/4/2011 4,396 0 2,945 1,451 0 1,451

956 LT RIA GROUP INC 02209S103 8/ 11/2009 10/21/2011 27 4 94 0 17 520 9 9 74 0 9,974

957 LTRIA GROUP INC 022095103 6/1/2011 11/18/2011 77,541 0 78,443 -902 _ 0 -902

958 ALTRIA GROUP INC 022095103 7/27/2009 11/23/2011 952 0 609 343 0 343

959 ALTRIA GROUP INC 022095103 11/7/2008 11/23/2011 245 0 162 83 0 83

960 LTRIA GROUP INC 02209S103 11/18/2008 11/23/2011 3,129 0 1 898 1 231 0 1,231

961 LTRIA GROUP INC 02209S103 10/4/2010 11/23/2011 82 0 71 11 0 11

962 LUMINA LTD SPONSORED ADR 022205108 11/6/2008 1/13/2011 311 0 203 108 0 108

963 AMAZON COM INC 023135106 10/30/2009 2/25/2011 3,729 0 2,501 1,228 0 1,228

964 AMAZON COM INC 023135106 10/30/2009 3/1/2011 3,434 0 2,382 1 052 0 1 052

965 AMAZON COM INC 023135106 3/2/2010 3/4/2011 1,029 0 753 276 0 276

966 AMAZON COM INC 023135106 3/1/2010 3/4/2011 3 603 0 2,587 1,016 _ 0 1 016

967 AMAZON COM INC 023135106 3/1/2010 5/13/2011 3,262 0 1,971 1,291 0 1,291

968 AMAZON COM INC 023135106 10/30/2009 5/13/2011 2 650 0 1,548 1,102 0 1,102

969 AMAZON COM INC 023135106 10/30/2009 6/17/2011 3,714 0 2,382 1 332 0 1,332

970 AMAZON COM INC 023135106 7/14/2010 7/20/2011 6,075 0 3 443 2 632 0 2,632

971 GOLDMAN SACHS GROUP INC 38141G104 10/4/2010 11/10/2011 400 0 584 -184 0 -184

972 GOLDMAN SACHS GROUP INC 38141G104 8/14/2009 11/10/2011 100 0 163

_

-63 0 -63

973 GOLDMAN SACHS GROUP INC 38141G104 8/12/2009 11/10/2011 2 002 0 3 273 -1,271 0 -1,271

974 GOLDMAN SACHS GROUP INC 38141G104 2/15/2011 11/10/2011 501 0 838_

-337 0 -337

975 GOLDMAN SACHS GROUP INC 38141G104 8/16/2011 11/11/2011 5 098 0 5 922 -824 _ 0 -824

976 GOLDMAN SACHS GROUP INC 38141G104 6/1/2011 11/11/2011 35 688 0 48,318 - 12630 0 -12,630

977 GOLDMAN SACHS GROUP INC 38141G104 6/30/2011 11/11/2011 7 647 0 9,925 - 2 278

__ 0 -2,278

978 GOLDMAN SACHS GROUP INC_

38141G104 5/13/2011 11/23/2011 792 0 1,265_

-473 _ 0 -473

979 GOLDMAN SAC HS GROUP INC 38141G104 8/26/2011 11/23/2011 528 0 665 -137 0 -137

980 GOLDMAN SACHS GROU P INC 3814161 04 2/22/2011 11/23/2011 264 0 489- --

-225 0 -225

981 GOLDMAN SACHS GROUP I NC 8141G104_3 2/15/2011 11/23/2011 1 849

_

-3522 1 673 0 _-1,673

982

_

GOODRICH SF CO

__

382388106 2/1/2011 4/13/2011 8 739 0 9 547 -808 0 -808

983 GOODRICH B F CO 382388 106 7/12/2011 9/19/2011 630 0 562 68 0 68

984

__

GOODRICH B F CO 382388106 7/21/2011 9/19/2011 1,576 0 1,467 109 0 109

985 GOODRICH BF CO 382388106 7/12/2011 9/20/2011

___

448

_

0 375 73 0 73

986 GOODRICH BF CO 382388106 7/12/2011 9/21/2011 2,525 0 2,156 369 0 369


Amount

Long Term CG Distributions 5,348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2 , 607,944

Kind ( s ) of Pro p erty CUSIP #

HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses987 GOODRICH BF CO 382388106 8/26/2011 9/22/2011 1,685 0 1,200 485 0 485988 GOODRICH BF CO 382388106 8/16/2011 9/22/2011 1,565 0 1,127 438 0 438989 GOODRICH BF CO 382388106 8/4/2011 9/22/2011 1,685 0 1,252 433 0 433990 GOODRICH BF CO 382388106 7/12/2011 9/22/2011 1 444 0 1,125 319 0 319991 GOOGLE INC CL A 38259P508 10/21/2010 4/5/2011 4,596 0 4,892 -296 0 -296992 GOOGLE INC CL A 38259P508 10/21/2010 4/15/2011 9,592 0 11,007 -1,415 0 -1.415993 GOOGLE INC CL A 38259P508 10/21/2010 6/20/2011 2,413

_0 3,058 -645 0 -645

994 GOOGLE INC CL A 38259P508 10/30/2009 7/8/2011 88 110 0 89,035 -925 0 -925995 SAFEWAY INC COM NEW 7865 1 4208 2/2/2011 11/23/2011 824 0 930 -106 0 -106996 SAFEWAY INC COM NEW 786514208 3/11/2009 11/23/2011 1,190 0 1,199

_

-9 0 -9997 SAFEWAY INC COM NEW 786514208 3/11/2009 11/23/2011 824 0 832 -8 0 -8998 SAFEWAY INC COM NEW 786514208 7/27/2009 11/23/2011 641 0 658 -17 0 -17999 SAFEWAY INC COM NEW 786514208 7/26/2010 11/23/2011 513 0 560 -47 0 -47

1 , 000 ST JUDE MED INC 790849103 5/3/2011 9/19/2011 3,166 0 4,024 -858 0 -85811 , 001 ST JUDE MED INC 790849103 4/1/2011 9/22/2011 3,519 0 4,644 -1 125 0 -1.1251 , 002 ST JUDE MED INC 790849103 5/3/2011 9/22/2011 277 0 376 -99 0 -991 ,003 ST JUDE MED INC 790849103 4/1/2011 9/23/2011 3,836 0 5,219 -1,383 0 -1,3831 ,004 SALESFORCE COM INC 79466L302 10/21/2010 2/24/2011 13,707 0 10,733 2,974 0 2,974

1 , 005 SALESFORCE COM INC 79466L302 1/3/2011 3/14/2011 1,499 0 1,632 -133 0 -1331 006 SALESFORCE COM INC 79466L302 9/2/2010 3/16/2011 7,222 0 6,826 396 0 3961,007 SALESFORCE COM INC 79466L302 1/3/2011 3/16/2011 498 0 544 -46 0 -461 ,008 SALESFORCE COM INC 79466L302 9/2/2010 8/22/2011 225 0 235 -10 0 -101 ,009 SALESFORCE COM INC 79466L302 6/28/2011 8/22/2011 1,240 0 1,617 -377 0 -3771 ,010 SALIX PHARMACEUTICALS INC 795435106 4/5/2010 10/21/2011 6 338 0 7,611 -1 273 0 -1.2731 , 011 SALIX PHARMACEUTICALS INC 795435106 9/21/2010 10/21/2011 1 882 0 2 392 -510 0 -510

1 , 012 SANDISK CORP 80004C101 4/12/2011 7/21/2011 37,163 0 41,308 -4 145 0 -4,1451 013 SANDISK CORP 80004C101 6/1/2011 721/2011 59,874 0 67,144 -7 270 0 -7,270

1 ,014 SANDISK CORP 80004C101 4/12/20 11 10/21/2011 39,010 0 36,719 2,291 0 2,291

1 . 015 SANDISK CORP 800040101 6/15/2011 10/25/2011 2,503 0 2,158 345 0 3451 ,016 SANDISK CORP 80004C101 4/12/2011 10/25/2011 65 070 0 59,668 5 402 0 5,4021 ,017 SANDRIDGE ENERGY INC 80007P307 2/17/2011 8/8/2011 445 0 624 -179 0 -1791 ,018 SANDRIDGE ENERGY INC 80007P307 7/15/2011 8/8/2011 724 0 1,197 -473 0 -473

1 019 SANDRIDGE ENERGY INC 80007P307 2/17/2011 8/30/2011 4 439 0 5,535 -1 096 0 -1,0961 ,020 SAP AG SPON ADR 803054204 10/14/2010 2/3/2011 3,914 0 3,570 344 0 3441 , 021 SAP AG SPON ADR 803054204 10/14/2010 2/14/2011 4,208 0 3,729 479 0 479

1 , 022 SAP AG SPON ADR 803054204 10/14/2010 4/18/2011 3,101 0 2,611 490 0 4901 ,023 HEWLETT PACKARD 428236103 10/4/2010 2/24/2011 510 0 487 23 0 231 ,024 HEWLETT PACKARD 428236103 11/18/2008 2/24/2011 1,487 0 1 147 340 0 3401 , 025 HEWLETT PACKARD 428236103 11/7/2008 2/24/2011 1,912 0 1 539 373 0 373

1 026 HEWLETT PACKARD 428236103 10/21/2010 5/16/2011 12 677 0 13,594 -917 0 -9171 ,027 HEXCEL CORP NEW 428291108 10/10/2011 10/21/2011 8 356 0 7,727 629 0 6291 , 028 HOLOGIC INC 436440101 10/15/2010 1/31/2011 79 0 65 14 0 14

1 , 029 HOLOGIC INC 436440101 11/10/2010 1/31/2011 1,583_

0 1,343 240 0 2401 , 030 HUMANA INC 444859102 6/20/2011 7/7/2011 9 478 0 9,240 238 0 238

1 , 031 J B HUNT TRANS SVCS I NC 445658107 10/15/2010 1/3/2011 1 091 0 934 157 0 157

1 , 032 J B HUNT TRANS SVCS INC 445658107 10/15/2010 1/28/2011 1,743 0 1,508 235

_

0 2351 033 J B HUNT TRANS SVCS I NC 445658107 10/15/2010 2/25/2011 1,434 0 1,257 177 0 1771 ,034 J B HUNT TRANS SVCS I NC 445658107 1 0/15/2010 3/17/2011 1 339

_0 1,113 22 6 0 226

1 ,035 CHARLES SCHWAB NEW 808513105_

11/10/2009 9/21/2011 5 344 0 7,002 -1,658 0 -1,6581 036 SCRIPPS NETWORKS INTERACTIVE 811065101 8/4/2011 8/9/2011 9 267 0 10,464 -1,197 0 -1,1971 037 SCRIPPS NETWORKS I NTE RACTIVE 811065101

_

8/3/2011 8/9/2011 18 535_

0 21,735 -3 200 0 -3,2001 , 038 SCRIPPS NETWORKS INTERACTIVE 811065101 2/10/201 1 8/9/2011 51 8 97 0 67,466 -15,569 0 -15,5691 039 SCRIPPS N ETWORKS INTERACTIVE 811065101 _ 6/1/2011 8/9/2011 51 8 9 7 0 69,317 -17 420 0 -17,42 01 , 040 SCRIPPS NETWORKS INTERACTIVE 811065101 2/9/2011 8/9/2011 101,941 0 136,166 -34 225 0 -34,2251 , 041 SEATTLE GENE TI C S INC 812578102 10/11/2010 10/21/2011 6 9 46 0 5,663 1 28 3 0 1,283

1 , 042 SERVICE COR P INTL 817565104 8/12/2009 10/21/2011 24,990 0 19,011 5 97 9 0 5,9791 043 AMAZON COM INC 023135106 10/30/2009 8/22/2011 2 006 0 1,310

_

696 0 6961 , 044 AMAZON COM INC 023135106 9/15/2011 10/19/2011 3,105 0 2,893 212 0 212


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23 297,422 2,607,944 0 0 0 2 607,944

Kind ( s ) of Pro pe rty Sold CUSIP #

HowAc uired

DateAc q uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

1 045 AMAZON COM INC 023135106 8/10/2011 10/19/2011 239 0 197 42 0 42

1 046 AMAZON COM INC 023135106 8/30/2011 10/19/2011 5,255 0 4,530 725 0 725

1 047 AMAZON COM INC 023135106 10/21/2010 10/26/2011 4,550 0 3,741 809 0 809

1 048 AMAZON COM INC 023135106 10130/2009 10/26/2011 3,817 0 2,263 1,554 0 1,554

1 049 MERICA MOVIL S A DE C V ADR SER 02364W105 10/14/2010 5/19/2011 8,773 0 9,804 -1,031 0 -1,031

1 050 AMERICA MOVIL S A DEC V ADR SER 02364W105 10/14/2010 5/25/2011 4,919 0 5,322 -403 0 -403,1 051 AMERICA MOVIL S A DEC V ADR SER 02364W105 10/14/2010 5/26/2011 8,529 0 9,244 -715 0 -715

1 052 AMERICA MOVIL S A DEC V ADR SER 02364W105 10/7/2009 8/19/2011 121,290 0 119,389 1,901 0 1,901,

1 053 AMERICA MOVIL SA DEC V ADR SER 02364W 105 10/26/20 09 8/19/2011 65,310 0 64, 539 771 0 771

1 , 054 AMERICA MOVIL S A DEC V ADR SER 02364W105 11/11/2009 8/19/2011 51,315 0 53,213 -1,898 0 -1 898

1 , 055 AMERICA MOVIL S A DEC V ADR SER 02364W105 8/4/2011 8/19/2011 20,993 0 21,445 452 0 -452

1 056 AMERN AXLE & MFG HLDGS INC 024061103 12/9/2009 6/29/2011 20,225 0 13,587 6,638 0 6,638,1 , 057 AMERICAN ELECTRIC POWER CO 025537101 7/16/2010 8/26/2011 1,282 0 1 192 90 0 90

1 058 AMERICAN ELECTRIC POWER CO 025537101 6/23/2011 10/21/2011 20,566 0 19,402 1,164 0 1,164

1 059 AMERICAN ELECTRIC POWER CO 025537101 1/12/2011 11/18/2011 138 751 0 129,669 9,082 0 9,082

1 060 AMERICAN ELECTRIC POWER CO 025537101 2/10/2011 11/18/2011 77 084 0 71 268 5,816 0 5,816

1 061 J B HUNT TRANS SVCS INC 445658107 10/15/2010 4/1/2011 1,491 0 1 185 306 0 306

1 062 J B HUNT TRANS SVCS INC 445658107 10/15/2010 4/14/2011 3 435 0 2,621 814 0 814

1 063 BHP BILLITON PLC SPONSORED ADR 05545E209 2/4/2010 2/23/2011 3,370 0 2,561 809 0 809

1 064 BHP BILLITON PLC SPONSORED ADR 05545E209 3/13/2009 3/1/2011 1,436 0 689 747 0 747

1,065 BHP BILLITON PLC SPONSORED ADR 05545E209 3/8/2010 3/23/2011 4,694 0 4,189 505 0 505

1 066 BHP BILLITON PLC SPONSORED ADR 05545E209 5/24/2010 4/14/2011 7,945 0 5,037 2,908 0 2,908

1 ,067 BHP BILLITON PLC SPONSORED ADR 05545E209 5/24/2010 4/14/2011 3,455 0 2,204 1,251 0 1,251

1 068 BHP BILLITON PLC SPONSORED ADR 05545E209 3/8/2010 4/14/2011 82 0 68 14 0 14

1 ,069 BNP PARIBAS SPON ADR 05565A202 3/15/2007 9/16/2011 9,723 0 24,178 -14,455 0 -14,455

1 070 BNP PARIBAS SPON ADR 05565A202 11/5/2008 9/20/2011 857 0 1,870 -1,013 0 -1,0 13

1 071 BNP PARIBAS SPON ADR 05565A202 2/9/2010 9/20/2011 257 0 506 -249 0 -249,1 072 BNP PARI BASSPON ADR 05565A202 7/11/2006 9/20/2011 3 ,683 0 10,387 -6,704 0 -6,704

1,073 BNP PARIBAS SPON ADR 05565A202 3/15/2007 9/20/2011 34 0 102 -68 0 -68

11 074 BNP PARIBAS SPON ADR 05565A202 3/10/2011 9/21/2011 1 418 0 3,194 -1 776 0 -1,776,1 , 075 BHP BILLITON PLC SPONSORED ADR 05545E209 2/2/2010 2/14/2011 1,633 0 1,244 389 0 389

1 , 076 BNP PARIBAS SPON ADR 05565A202 12/22/2008 9/21/2011 644 0 823 -179 0 -179

1 ,077 BNP PARIBAS SPON ADR 05565A202 10/21/2010 9/21/2011 1,740 _ 0 3,996 -2,256 0 -2 256

1 , 078 BNP PARIBAS SPON ADR 05565A202 2/9/2010 9/21/2011 97 0 202 -105 0 -105

1 079 BNP PARIBAS SPON ADR 05565A202 10/14/2010 921/2011 1,160 0 2,641 -1 481 0 -1,481

1 , 080 BAIDU COM 056752108 3/23/2011 4/28/2011 5,121 0 4,513 608 0 608

1 081 BAIDU COM 056752108 3/23/2011 5/13/2011 267 0 265 2 0 2

1 082 BAIDU COM 056752108 11/2/2010 5/13/2011 4 800 0 3,945 855 0 855

1 083 BAIDU COM 056752108 11/6/20 09 6/7/2011 3,193 0 1 042 2,151 0 2,151

1 084

_

BAIDU COM 056752108 11/6/2009 6/7/2011 1,628 0 521 1,107 0 1,107

1 085 BAIDU COM 056752108 11/5/2009 6/8/2011 1,103 0 357 746 0 746

1 086 BAIDU COM 056752108 11/6/2009 6/8/2011 4,659 0 1,523 3,136 0 3,136

1 087 BAIDU COM 056752108 11/5/2009 8/22/2011 5,632 0 1,706 3,926 0 3,926

1 088

_

BAIDU COM 056752108 9/15/2011 9/30/2011 3 142 0 4,249 -1,107 0 -1,107

1 089 BHP BILLITON PLC SPONSORED ADR 05545E209 3/13/2009 2/23/2011 3 906 0 1,954 1,952 0 1,952

1 090 BAIDU COM 056752108 11/2/2010 9/30/2011 1,842 0 1,863 -21 0 -21

1 091 BAIDU COM 056752108 8/30/2011 9/3 0/2011 3 ,034 0 4,070 -1,036 0 -1,036

1 092 BAKER HUGHES INC 057224107 1 2/ 17 /2 009 1/12/2011 128 887 0 89 270 39,617

_0 39,617

1 093 UNION PACIFIC CORP 907818108 10/4/2006 6/17/2011 398 _0 174 224 0 224

1 094 UNION PACIFIC CORP 907818108 6/2 6 /2006 6/17/2 011 2,4 86 0 1,111 1 375 _ 0 1,375

1 095 UNION PACIFIC CORP 907818108 10/4 /2006 7/20/2011 3,479 0 1,527 1 952 0 1,952

1 996 UNION PACIFIC CORP 907818108 1 0/21 /2 010 8/2/2011 9,530 0 8,098 1 43 2 0 1,432

1 097 BHP BILLITON PLC SPONSORED AD R 05545E209 3/13/2009 2/24/2011 5 , 465 2 720 2,745 0 2 745

1 098 BHP BILLITON PLC SPONSORED ADR 05545E209 3/8/2010 3/1/2011 1,516 0 1,284 232 0 232

1 099 BHP BILLITON PLC SPONSORED ADR 05545E209 3/13/2009 3/1/2011 2602 0 1 264 1 338 0 1 338

1 100 BAKER HUGHES IN C

_

057224107

__

4/22/2010 9/22/2011 30.259 0

_

30 024 2 35 0 235,

1 101

_

BALLY TECHNOLOGIES INC 05874B107 11/4/2008 10/21/2011 8,530 0 6,298 2,232 0 2,2 32,

1 , 102 BALLY TECHNOLOGIES INC 05874B107 11/13/2008 10/21/2011 1,005

_

0 551 454 0 454


Amount

Long Term CG Distributions 5 , 348Sho rt Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607 944


How

Acq uiredDate

Acq uire dDate

Sold

Gross

Sales

Price

Depreciation

Allowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain or

Loss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMV

Over Ad j Basis

Gains Minus Excess


Basis or Losses

1 , 103 BANK AMERICA CORP 060505104 1/12/2011 6/1/2011 91,103 0 119,120 -28 017 0 -28,017

1 , 104 BANK AMERICA CORP 060505104 11/8/2010 8/8/2011 210 0 380 -170 0 -170



1 , 107 KKR FINANCIAL HLDGS LLC 48248A306 8/23/2011 10/21/2011 4,033 0 4 058 -25 0 -25

1 , 108 KKR & CO LP 48248M102 7/8/2011 8/3/2011 19,987 0 23,336 -3,349 0 -3,349

1, 109 KKR & CO LP 48248M102 6/23/2011 8/3/2011 113,259 0 133,505 -20,246 0 -20,246

1 , 110 KKR & CO LP 48248M102 7/29/2011 8/9/2011 18,406 0 24,522 -6,116 0 -6,116

1 , 1111 , 112

KKR & CO LPKKR 8 CO LP

4 8248M10248248M102

7/12/20117/8/2011

8/9 /201 18/9/2011

_ 54,13536,812

00

7 3 ,78052,895

-19 ,645-16,083

00

-19,645-16,083

1 , 113 KAMAN CORP 483548103 7/15/2011 10/21/2011 3,226 0 3,759 -533 0 -533

1 , 114 KAMAN CORP 483548103 7/14/2011 10/21/2011 4,179 0 4,924 -745 0 -745

1 , 115 KAMAN CORP 483548103 7/12/2011 10/21/2011 6,514 0 7 723 -1,209 0 -1.209

1 , 116 KAMAN CORP 483548103 7/13/2011 10/21/2011 5,470 0 6,564 -1,094 0 -1.094

1 , 117 KANSAS CITY SOUTHN INDS IN C NEW 485170302 10/15/2010 4/21/2011 1,079 0 827 252 0 252

1 , 118 KANSAS CITY SOUTHN INDS INC NEW 485170302 10/15/2010 10/31/2011 1,265 0 827 438 0 438

1 , 119 KAO CORP SPON ADR 485537302 4/22/2009 8/10/2011 105 0 78 27 0 27

1 , 120 KAO CORP SPON ADR 485537302 5/20/2009 8/10/2011 785 0 639 146 0 146

1 , 121 KAO CORP SPON ADR 485537302 3/11/2009 8/15/2011 1,043 0 733 310 0 310

1 , 122 KAO CORP SPON ADR 485537302 4/22/2009 8/15/2011 156 0 117 39 0 39

1 , 123 KAO CORP SPON ADR 485537302 3/11/2009 8/22/2011 1,292 0 916 376 0 376

1 , 124 KELLOGG CO 487836108 8/11/2009 2/10/2011 52,955 0 46,153 6,802 0 6,802

1 , 125 KELLOGG CO 487836108 10/26/2009 2/10/2011 63,546 0 60,271 3,275 0 3.275

1 , 126 KELLOGG CO 487836108 1/13/2004 7/21/2011 22,308 0 15,180 7,128 0 7,128

1 , 127 KELLOGG CO 487836108 8/11/2009 7/21/2011 58,557 0 48,460 10,097 0 10,097

1 , 128 KEYCORP NEW 493267108 10/15/2010 6/7/2011 1,568 0 1,564 4 0 4

1 , 129 TIME WARNER INC NEW 887317303 10/4/2010 11/23/2011 777 0 726 51 0 51

1 , 1301 , 131

TIME WARNER INC NEWTITANIUM METALS CORP NEW

88731 7303888339207

11/8/20102/4/2011

11/23/20 1 18/30/2011

2.5931

00

2 5239

7-8

00

7-8

1 , 132 TITANIUM METALS CORP NEW 888339207 426/2011 8/30/2011 1,227 0 1,535 -308 0 -308

1 , 133 TITANIUM METALS CORP NEW 888339207 2/4/2011 10/20/2011 4,486 0 5,674 -1,188 0 -1,188

1 , 134 TITANIUM METALS CORP NEW 888339207 223/2010 10/21/2011 11,348 0 8,667 2,681 0 2,681

1 , 135 TOYS R US PPTY CO II LLC 8 500% 89236MAB6 11/21/2011 11/30/2011 12,240 0 12,510 -270 0 -270

1 , 136 TOYS R US PPTY CO II LLC 8 500% 89236MAB6 11/9/2011 11/30/2011 22,440 0 23,045 -605 0 -605

1137 TRAVELERS COMPANIES INC 89417E109 2/20/2009 11/23/2011 1,872 0 1,346 526 0 526

1 , 138 TRAVELERS COMPANIES INC 89417E109 2/20/2009 11/232011 1,605 0 1,157 448 0 448

1 139 TRAVELERS COMPANIES INC 89417E109 11/7/2008 11/2312011 4 547 0 3,325 1,222 0 1,222

1 140

_ _

TREDEGAR CORP 894650100 8/12/2009 10/21/2011 17 637

__

0 15,492 2 145 0 2,145

1 141 TRIUMPH GROUP INC NEW 896818101 5/9/2011 5/10/2011 1,567 0 1 413 154 0 154

1 142 TRIUMPH GROUP INC NEW 896818101 2/25/2011 7/12/2011 200 0 174 26 0 26

1 143 TRIUMPH GROUP INC NEW 896818101 5/9/2011 7/12/2011 200 0 177 23 0 23

1 144 TRIUMPH GROUP INC NEW 896818101 6/3/2011 7/12/2011 902 0 822 80 0 801 145 TRIUMPH GROUP INC NEW 896818101 5/20/2011 7/12/2011 1,302 0 1,204 98 0 98

1,146 TRIUMPH GROUP INC NEW 896818101 2/25/2011 9/13/2011 1,291 0 1,132 159 0 159

1 147 TRIUMPH GROUP INC NEW 896818101 4/15/2010 10/212011 15,894 0 10,767 5,127 0 5, 127

1 148 TWO HARBORS INVESTMENT CORP C 901878101 7/6/2011 10/21/2011 6,386 0 7,786 -1.400 0 -1,400

1 149 UDR INC 902653104 8/12/2009 10/21/2011 26,964 0 15,554 11,410 0 11,410

1 150 UMB FINANCIAL CORP 902788108 5/12/20 09 10/21/2011 3,420 0 4,483 -1 ,063

1 151 US BANCORP DEL NEW 902973304 4/20/2010 4/14/2011 2,767 0 3 035 -268 0 - 268

1 152 US BANCORP DEL NEW 902973304 4/22/2010 4/26/2011 4,067 0 4.441 -374 0 -374

1 153 US BANCORP DEL NEW 902973304 4/20/2010 4/26/2011 5 040 0 5,729 -689 _ 0 -689

1 154 US BANCORP DEL NEW 902973304 7/9/201 0 8/22/2011 1,909 0 2,220 -3 1 1 0

- -1 . 155 US BANCORP DEL NEW 902973 3 04 7/9/2010 8/22/2011 5 08 0 597 0 -8 9- 8 9

1 , 156 US BANCORP DEL NEW 902973304 4/22/22010 8/22/2011 1,728 __ 0 2,316 -588 0 -5881 157 US BANCORP DEL NEW 902973304 6/1/2011 11/11/2011 177 168 0 171 , 581 5,5 87 0 5, 587

1158 UNION PACIFIC COR D 907 818108 6 /26/ 2006 3/2/2011 3,6 68 0 1 , 733 1 935 0 19351 159 UNION PACIFIC CORP 907818108 6/26/2006 3/3/2011 5,167 0 2,399 2,768 0 2,768

1 160 UNION PACIFIC CORP 907818108 6/26/2006 3/4/2011 4,955 0 2,310 2,645 0 2,645


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 4Totals 25,905,366 0 23,297,422 2,607 944 0 0 0 2 , 607,94

Kind ( s ) of Property CUSIP #

HowAcquired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

k

ANNALY CAPITAL MANAGEMENT INC 035710409 4/19/2010 11/23/2011 32 0 34 -2 0 -2

NNALY CAPITAL MANAGEMENT INC 035710409 4/11/2011 11/23/2011 1,259 0 1.374 -115 0 -115

ANNALY CAPITAL MANAGEMENT INC 035710409 3/24/2009 11/23/2011 1,992 0 1,795 197 0 197

1641, NNALY CAPITAL MANAGEMENT INC 035710409 7/27/2009 11/23/2011 239 0 250 -11 0 -11

1 , 165 NNALY CAPITAL MANAGEMENT INC 035710409 10/4/2010 11/23/2011 685 0 757 -72 0 -72

1 , 166 NNALY CAPITAL MANAGEMENT INC 035710409 3/12/2009 11/23/2011 1,514 0 1,292 222 0 222

1 , 167 NSYS INC 036620105 10/3/2006 8/3/2011 10,814 0 4,832 5,982 0 5.982

1 , 168 NSYS INC 036620105 11/4/2008 8/3/2011 979 0 577 402 0 402

1 , 169 NSYS INC 036620105 6/26/2 006 8/3/2011 6,94 8 0 3 206 __3 742 0 3,742

1 , 170 IBM 459200101 9/15/2009 11/23/2011 900 0 595 305 0 305

1.171 INTREPID POTASH INC 46121Y102 8/6/2010 10/212011 6,915 0 6,545 370 0 370

1 , 172 INVESTORS TITLE CO 461804106 8/18/2009 3/21/2011 123 0 126 -3 0 -3

1 , 173 INVESTORS TITLE CO 461804106 8/14/2009 3/21/2011 3,259 0 3,334 -75 0 -75

1 , 174 INVESTORS TITLE CO 461804106 8/12/2009 3/21/2011 4 705 0 4,896 -191 0 -191

1 , 175 IRON MOUNTAIN INCORPORATED NE 462846106 2/10/2011 3/25/2011 79,579 0 67,569 12,010 0 12 010

1 ,176 IRON MOUNTAIN INCORPORATED NE 462846106 1/12/2011 3/25/2011 156,038 0 123,589 32,449 0 32,449

1 , 177 IRON MOUNTAIN INCORPORATED NE 462846106 2/15/2011 325/2011 82,700 0 70,326 12,374 0 12,374

1 , 178 (SHARES MSCI BRAZIL (FREE ) INDEX 464286400 7/20/2009 1/27/2011 140,962 0 105,860 35 102 0 35,102

1 , 179 ISHARES TR US 464288687 8/18/2011 10/21/2011 22,003 0 21,810 193 0 193

1 , 180 ISHARES TR US 464288687 9/21/2011 10/21/2011 12 285 0 12,272 13 0 13

1 , 181 ISHARES TR US 464288687 7/12/2011 10/21/2011 124,686 0 133,548 -8,862 0 -8,862

1 , 182 (SHARES TR US 464288687 8/19/2011 10/21/2011 29,338 0 29,358 -20 0 -20

1 , 183 (SHARES TR US 464288687 8/2/2011 10/21/2011 66 010 0 69,819 -3 809 0 -3,809

11 , 1184 IVANHOE MINES LTD 46579N103 10/27/2011 11/10/2011 7,421 0 7,044 377 0 377

1.185 J P MORGAN CHASE & CO 46625H100 10/21/2010 5/27/2011 4,286 0 3,821 465 0 465

1 , 186 J P MORGAN CHASE & CO 46625H100 1/12/2010 6/1/2011 87,820 0 91,071 -3,251 0 -3,2 51

1 , 187 J P MORGAN CHASE & CO 46625H100 10/26/2009 6/1/2011 68,024 0 71,057 -3,033 0 -3 033

1 , 188

1 , 189

4.P MORGAN CHASE & CO

J P MORGAN CHASE & CO

46625H100

46625H100

10/28/2009

1/12/2010

6/15 /2011

6/15/2011

34,146

37,417

0

0

35, 83 7

39,966

-1,691

-2,549

0

0

-1,691

-2,549

1 , 190 J P MORGAN CHASE & CO 46625H100 11/5/2008 11/182011 4,434 0 5,861 -1,427 0 -1,427

1 , 191 J P MORGAN CHASE & CO 46625H100 10/28/2009 11/182011 20,475 0 28,540 -8,065 0 -8,065

1 , 192 J P MORGAN CHASE & CO 46625H100 3/24/2009 11/18/2011 554 0 516 38 0 38

1 , 193 J P MORGAN CHASE & CO 46625H100 9/22/2011 11/18/2011 11,546 0 10,956 590 0 590

1 , 194 J P MORGAN CHASE & CO 46625H100 323/2009 11/18/2011 1,139 0 974 165 0 165



1 , 197 J P MORGAN CHASE & CO 46625H100 4/1/2009 11/18/2011 277 0 _ 247 30 0 30

1 , 198 J P MORGAN CHASE & CO 46625H100 11/19/2008 11/18/2011 1 878 0 1,859 19 0 19

1 , 199 J P MORGAN CHASE & CO 46625H100 11/18/2008 11/182011 2 894 0 3 102 -208 0 -208

11,200 J P MORGAN CHASE & CO 46625H100 7/20/2009 11/18/2011 153,948 0 184,640 -30,692 0 -30,692

1 1 , 2011 J P MORGAN CHAS E & CO 46625H100 5/7/2010 11/18/2011 63,888 0 83,782 -19,894 _ 0 -19,894

1 , 202 J P MORGAN CHAS E 8 CO 46625H100 8/31/2010 11/23/2011 346 0 438 -92 0 -92

1 203 APPLE COMPUTER I NC 037833100 7/14/2010 8/22/2011 2 162 0 1,517 645 0 645

1 , 204 APPLE COMPUTER I NC 037833100 5/7/2010 9/26/2011 173,168 0 101,163 72,005 0 72.005

1 , 205 APPLE COMPUTER INC 037833100 1/12/2010 9/26/2011 229 548 0 119,006 110,542 0 110,542

1 , 206 APPLE COMPUTER INC 037833100_

7/14/2010 11/11/2011 4 227 0 2,781 1,446 0 1,446

1 ,207 APPLE COMPUTE R INC 037833100 4/2/2009 11/112011 6,5 3 3 0 1 880 4,653 0 4.6 53

1 208 APPLE COMPUT ER INC 037833100 4/2/2009 11/22/2011 2,974 0 885 2 089 0 2_089

1 , 209

_

APPLE COMPUTER INC 037833100 10/21/2010 11/30/2011 9 878 0 8,121_

1 757 0 1_757

1 , 210 ARCELORMITTA L 03938L104 5/4/2011 11/28/2011 1 295 0 2,793 -1 498 _ 0 -1 498

1 , 211 ARCELORMITTAL 03938L104 2/28/2011 11/28/2011 2018 0 4,383 -2,365 0 .2365

1 , 212 RM HOLDINGS PLC 042068106 10/14/2010 1/6/2011 29 12 0 2,341 571 0 - 571

1 , 213 ARM HOLDINGS PLC 0420681 06 10/1 4/2010 1/13/2011 3697 0 2,565 1 1 32 0 _ 1 132

1 214 ARM HOLDINGS PLC 042068106 7/12/2011 8/18/2011 54,580 0

__

65 386 -10,806 0 -10,806

1 , 215 ARM HOLDINGS PLC 042068106 8/4 /2011 8/18/2011 1 1 ,2 72 0 12 540 -1 268 0 - -1 268

1 216 ARM HOLDI NGS PLC 042068106 6/23/2011 8/18/2011 59 3 26

_

0 __ 68 146 -8 820 - 8,820

1 217 ARM HOLDINGS PLC 042068106 6/15/2011 8/18/2011 112 720 0 134,038 21,318 0 -21,318

1 218 ARM HOLDINGS PLC 042068106 i0/1412010 10/112011 3,015 0 2,041 974 0 974


AmountLong Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607,944


AcquiredDate

AcquiredDateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69

Excess of FMVOver Ad i Basis

Gains Minus Excess


Basis or Losses

1 , 219 ASTRAZENECA PLC SPONSORED ADR 046353108 1/14/2010 8/23/2011 234 0 246 -12 0 -12

11 220 ASTRAZENECA PLC SPONSORED ADR 046353108 1/11/2010 8/23/2011 187 0 191 -4 0 -4,

1 221 ATLAS AIR WORLDWIDE HOLDINGS IN 049164205 9/21/2010 10/21/2011 4,170 0 6,306 -2,136 0 -2,136,

1 222 ATWOOD OCEANICS INC 050095108 8/12/2009 10/21/2011 9,980 0 6,799 3,181 0 3,181,

1 223 ATWOOD OCEANICS INC 050095108 10/11/2011 10/21/2011 4,412 0 _ 4,200 212 0 212,

1 224 ATWOOD OCEANICS INC 050095108 3/3/2010 10/21/2011 28 939 0 24,307 4,632 0 4,632,

1 225 BHP BILLITON PLC SPONSORED ADR 05545E209 2/2/2010 2/10/2011 3,124 0 2,426 698 0 698,

1 226 BHP BILLITON PLC SPONSORED ADR 05545E209 2/4/2010 2/14/2011 1,062 0 757 305 0 305,1227 JANUS CAPITAL GROUP INC 47 1 02X105 12/23/20 10 6/10/2011 8 79 0 1,263 -384 0 -384

JANUS CAPITAL GROUP INC 47102X105 10/15/2010 6/23/2011 3,356 0 4,367 -1 011 0 -1,011

JANS CAPITAL GROUP INC 47102X105 12/7/2010 6/23/2011 868 0 1,171 -303 0 -303

K

JANUS CAPITAL GROUP INC 47102X105 10/21/2010 7/26/2011 471 0 576 -105 0 -105

JANUS CAPITAL GROUP INC 47102X105 10/15/2010 7/26/2011 4,040 0 5,188 -1,148 0 -1,148

JETBLUE AIRWAYS CORP 477143101 10/20/2010 10/21/2011 4,327 0 7,184 -2,857 0 -2,857

233 JOHNSON & JOHNSON 478160104 11/7/2008 5/4/2011 4,459 0 4,066 393 0 393

2341 JOHNSON & JOHNSON 478160104 12/2/2009 5/4/2011 656 0 639 17 0 17,

JOHNSON & JOHNSON 478160104 5/12/2011 10/19/2011 4,170 0 4 480 -310 0 -310

JOHNSON & JOHNSON 478160104 6/29/2011 10/19/2011 4,855 0 5,179 -324 0 -324

JOHNSON & JOHNSON 478160104 5/3/2011 10/19/2011 1,556 0 1,656 -100 0 -100P

JOHNSON & JOHNSON 478160104 2/2/2011 11/23/2011 1,495 0 1 456 39 0 39

JOHNSON & JOHNSON 478160104 7/16/2010 11/23/2011 4,237 0 4,052 185 0 185

JOHNSON & JOHNSON 478160104 7/26/2010 11/23/2011 436 0 403 33 0 33

241 JOHNSON & JOHNSON 478160104 11/18/2008 11/23/2011 1,246 0 1,193 53 0 53

1 242 JOHNSON & JOHNSON 478160104 11/7/2008 11/23/2011 1,059 0 1 016 43 0 43,

1 243 JUNIPER NETWORKS INC 48203R104 6/23/2011 7/27/2011 54,977 0 65,878 -10,901 0 -10,901,

1 244 JUNIPER NETWORKS INC 48203R104 6/15/2011 7/27/2011 109,954 0 132,430 -22,476 _ 0 -2 2,476

1 245 JUNIPER NETWORKS INC 48203R104 7/12/2011 7/27/2011 52,478 0 65,970 -13,492 0 -13 492,

1 246

1 247

JUNIPER NETWORKS INC

SUNCOR ENERGY INC NEW

48203R104

867224107

5/20/201 1

5/20/2010

9/16/2011

7/21/2011

4, 920

707

0

0

9,614

486

-4,694

221

0

0

-4,694

221,

1 248 SUNCOR ENERGY INC NEW 867224107 5/20/2010 7/22/2011 703 0 486 217 0 217,

1 249 SUNTRUST BANK 867914103 11/16/2010 1/5/2011 1,312 0 1,081 231 0 231,

1 250 SUNTRUST BANK 867914103 10/15/2010 1/7/2011 1,253 0 1,074 179 0 179,

1 , 251

1 ,252

SUNTRUST BANK


867914103

867224107

11/16/2010

5/20/2010

1/7/2011

3/3/2011

199

373

0

0

172

229

27

144

0

0

27

144

1 253 SUNTRUST BANK 867914103 10/15/2010 1/21/2011 921 0 757 164 0 164,

1 254 SUNTRUST BANK 867914103 10/15/2010 8/5/2011 611 0 684 -73 0 -73,

1 , 255 SUNTRUST BANK 867914103 3/21/2011 8/5/2011 611 0 827 -216 0 _ -216

1 256 SYNOVUS FINCL 871610105 10/15/2010 1/7/2011 1 561 0 1,550 11 0 11,

1 257 SYNOVUS FINCL 87161C105 10/15/2010 1/21/2011 1 282 0 __ 1 149 133 0 _1 33

1 258 SYNOVUS FINCL 87161C105 10/15/2010 3/18/2011 1,363 0 1 418 -55 0 -55

1 259 SYNOVUS FINC L 87161C105 10/15/2010 4/1/2011 2,246 0 2 34 -99 0 -9 9

1 260 TJX COMPANIES INC 872540109 6/10/2010 11/17/2011 415 0 322 93 0 93

1 261 TJX COMPANIES INC 872540109 6/18/2010 11/17/2011 1.364 0 1,060 304 0 304

1 262 TNT EXPRESS N V ADR 87262N109 7/18/2011 8/30/2011 8 0 9 -1 0 -1

1 26^ TAKEDA PHARMACEUTICAL CO LTD 874060205 5/12/2010 5/13/2011 707 0 646 61 0 61

TARGET CORP 87612E106 12/23/2010 2/2/2011 8 343 0 9,422 -1,079 0 -1 079

TEJON RANCH CO 879080109 8/12/2009 10/21/2011 7 781 0 8, 94 1 -1 160 0 - 1 , 16 0

NERGY INC NEWSUNCOR 86722 4 107 5/20/2010 4/7/2011 665 0 428 237 2 3 7

E

E

TELECOM I TALIA SPA NEW SPONS AD 87927Y201 11/6/2008 3/23/2011 615 0 4 14 201 0 201

AMERICAN ELECTRIC POWER CO 025537101 6/23/2011 11/18/2011 37 578 0 36,032 1,546 0 1,5461,546

26 RICAN ELECTRIC POWER CO 025537101 6/28/2010 11/23/2011 3,909 0 3 511 398 0 _ 398

CTR I C POWER COAMERICAN EL 025537101 10/4/2010 11/23/2011 1 49 0 144 5 0 __ _ 5

2711

E

AMERICAN ELECTRIC POWER CO U25537101 7/16/2010 11/23/201 1 2 643 0

__

2489__ __

_

154 0 154,

1 272 AMERICAN ELECTRIC POWER CO 025537101 3/9/2011 11/23/2011 1,117 0_

1 077 40 0 40

1 273 M ERICAN EAGLE OUT FITTERS I NC 02553E106 9/1/2011 10/2 1/2 0 1 1 4 356 0 3 706 650 0 650

7741

_A


_

_

8672241 07 5/20/2010 5/31/2011 668 0 __ 457 211 211,

1 275 AMERICAN TOWER CORP CL A 029912201 10/12/2009 1/7/2011 1,818 0 1,357 461 0 __46 1

1 276 AMERICAN TOWER CORP CL A 029912201 9/8/2009 1/7/2011 4,091 0 2,770 1.321 0 1,321

Part IV (990-PF ) - Capital Gains and Losses for Tax on Investment Income

Amount



HowAcquired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Expense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

1 277 AMERICAN TOWER CORP CL A 029912201 9/14/2009 1/7/2011 253 0 175 78 0 78

1 278 AMERICAN TOWER CORP CL A 029912201 9/8/2009 1/11/2011 2,572 0 1,744 828 0 828

1 279 AMERICAN TOWER CORP CL A 029912201 9/8/2009 1/12/2011 5,177 0 3,488 1,689 0 1,689

1 280 AMERICAN TOWER CORP CL A 029912201 10/15/2010 2/14/2011 2,969 0 2,687 282 0 282

1,281 AMERICAN TOWER CORP CL A 029912201 10/21/2010 4/4/2011 7,827 0 7,610 217 0 217

1 , 282 ANADARKO PETE CORP 032511107 9/7/2010 5/17/2011 3,050 0 2,107 943 0 943

1,283 ANADARKO PETE CORP 032511107 7/15/2010 5/26/2011 3,803 0 2 358 1,445 0 1 445

1 , 284 NADARKO PETE CORP 032511107 9/7/2010 5/26/2011 310 0 201 109 0 109

1 285 NADARKO PETE CORP 032511107 7/15/2010 5/31/20 11 3,425 0 - 2,069 1, 356 0 1,356

1 , 286 ANADARKO PETE CORP 032511107 7/15/2010 6/2/2011 4,8 65 0 3,031 1,834 0 1,834

1 , 287 ANADARKO PETE CORP 032511107 7/15/2010 6/17/2011 2,197 0 1,492 705 0 705

1,288 NADARKO PETE CORP 032511107 7/13/2010 6/17/2011 4,678 0 3,131 1,547 0 1,547

1 , 289 ANADARKO PETE CORP 032511107 7/13/2010 7/27/2011 9,021 0 5,123 3, 898 0 3.898

1 , 290 ANADARKO PETE CORP 032511107 6/1/2011 11/11/2011 62,110 0 59,760 2,350 0 2,350

1 , 291 ANHEUSER BUSCH INBEV SA/NV SPO 03524A108 9/18/2009 10/21/2011 19,443 0 16 321 3,122 0 3,122

1 , 292 ANNALY CAPITAL MANAGEMENT INC 035710409 4/19/2010 8/26/2011 493 0 471 22 0 22

1,293 NNALY CAPITAL MANAGEMENT INC 035710409 4/5/2010 8/26/2011 1,232 0 1,202 30 0 30

1,294 ANNALY CAPITAL MANAGEMENT INC 035710409 7/8/2009 11/23/2011 1,435 0 1,370 65 0 65

1,295 ANNALY CAPITAL MANAGEMENT INC 035710409 4/3/2009 11/23/2011 1,833 0 1,570 263 0 263

1 , 296 AMERICAN ELECTRIC POWER CO 025537101 8/1/2011 11/18/2011 15 ,417 0 14,975 442 0 44 2

1,297 AMERICAN ELECTRIC POWER CO 025537101 8/16/2011 11/18/2011 4,81 8 0 4,638 180 0 180

1 298 NNALY CAPITAL MANAGEMENT INC 035710409 11/8/2010 11/23/2011 335 0 373 -38 -38

ANNALY CAPITAL MANAGEMENT INC 035710409 3/18/2009 11/23/20 11 1,435 0 1,305 130 0 130

TENNECO AUTOMOTIVE INC 880349105 5/25/2010 8/3/2011 6,556 0 3 398 3,158 0 3,158

P

TENNECO AUTOMOTIVE INC 880349105 5/25/2010 10/21/2011 7,434 0 4,432 3,002 0 3 002

TENET HEALTHCARECORP 88033G100 8/12/2009 10/21/2011 19,228 0 16,683 2,545 0 2, 545

TERADATACORP 88076W103 1/7/2011 2/3/2011 2,635 0 2,638 -3 0 -3

TERADATA CORP 88076W 103 1/12/2011 2/3/2 011 2, 372 2 462 -90 - 0 -90

1,305 TERADATA CORP 88076W103 10/28/2011 11/2/2011 401 0 435 -34 0 -34

1,306 TERADYNE INC 880770102 7/14/2009 10/21/2011 7,041 0 3,587 3,454 0 3 454

1 , 307 TESCO PLC SPONSORED ADR 881575302 10/14/2010 10/11/2011 6,347 0 6,983 -636 0 -636

1 , 308 TEVA PHARMACEUTICAL INDS LTD AD 881624209 10/21/2010 2/8/2011 9 244 0 9 556 -312 0 -312

1 , 309 TEVA PHARMACEUTICAL INDS LTD AD 881624209 10/14/2010 7/26/2011 3,798 0 4,378 -580 0 -580

1 , 310 THORATEC CORP 885175307 11/4/2008 10/21/2011 16,873 0 12,159 4,714 0 4,714

1 , 311 THORATEC CORP 885175307 11/4/2008 11/2/2011 6,243 0 5,381 862 0 862

1 , 312 3M CO 88579Y101 10/21/2010 1/6/2011 14 056 0 14,562 -506 0 -506

1 , 313 3M CO 88579Y101 11/18/2008 3/1/2011 913 0 614 299 _ 0 299

1 , 314 1 3M CO 88579Y101 11/7/2008 3/1/2011 3,194 0 2,232 962 0 962

1 , 315 1 3M CO 88579Y101 5/20/2009 7/29/2011 156 165 0 105 678 50 487 0 50,487

1 ,316 1 3M CO 88579Y101 10/28/2009 7/29/2011 54,224 0 46 987 7,237 0 7,23 7

1 , 317 1 3M CO_

88579Y101 11/24/2009 7/29/2011 52,055 0 46,236 5,819 0 5,819

1,318 TIBCO SOFTWARE INC_

886320103 11/4/2008 3/28/2011 14,320 0 3 085 11,235 0 1 1 235

11,3119 TIBCO SOFTWARE INC 886320103 11/4/2008 7/8/2011 14,224 0 2 598 11,626 0 11,626

1 , 320 TIBCO SOFTWARE INC_

886320103 11/4/2008 10/21/2011_

12,751 0 2,688 10,063 0 10,063

1 321 TIFFANY & CO NEW 886547108 7/15/2010 7/27/2011 3 674 0 1 , 861 1.813 0 1,813,1 , 322 TIFFANY 8 CO NEW

_886547108 1/21/2010 7/27/2011 2,795 0 1, 4 63 1,332 0 1,332

1 323 TIFFANY 8 CO NEW 88654 7108 7/28/2010 11/22/2011 2 806 0 1 6 2 0 1,186 0 -1 186,

1 324 TIME WARNER IN C NEW 8 8 7317303 7/27/2009 3/1/2011 151 0 103 48 0 - 48-,

1 325 TIME WARNER INC NEW 887317303 2/25/2010 3/1/2011 5 268 0 3,982 1,286--

286,

1 326 TIME WARNER INC NEW 88731 7 303 12/30/2009 3/1/2011 564 0 -- -- 43 7 127 0 127,

1 327 TIME WARNER INC NEW 887317 303 3/1/2011 8/15/2011 1 990 0 2,503-- - -

-513 0 -__-513,

1 328 TIME WARNER INC NEW 887317303 3/3/2011 8/16/2011 538 0 679 -141 0- -

-141- -,

1 , 329-

TIME WARNER INC NEW- --- -887317303-

----3/1/2011 8/16/2011

-- -- - --2,162

- -8 0 -458

TIME WARNER INC NEW 887317303 2/9/2011 8/22/2011 1 16 1 516 -347 0 -347

TIME WARNER INC NEW 88 7317303 3/4/2011 8/22/2011 1 54 2 002 X62 0 _ -462

TI MEWARNE R INC NEW 8873 17 30 3 3/4/2011

_

8/22/2011 87 _ 1 149 _ -276 0

_

-276

TIME WARNER INC NEW 887317303 3/3/2011 8/22/2011 1 40 _ 1 ,885 -476 _ 0 -476

1 3 TIME WARNER INC NEW_

887317303 11/18/2008 1/23/2011 1,134 0 626 508 0 508


AmountLong Term CG Distributions 5 , 348Short Term CG Distnbutions 0 4Totals 25,905 366 0 23,297,422 2,607,944 0 0 0 2 , 607.94

Kind ( s ) of Pro pe rty Sold CUSIP #

HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Expense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

1 , 335 TIME WARNER INC NEW 887317303 11/7/2008 11/23/2011 2,699 0 1,733 966 0 966

1 336 TIME WARNER INC NEW 887317303 12/18/2008 11/23/2011 1,890 0 1,259 631 0 631

1 ,337 TIME WARNER INC NEW 887317303 12/17/2008 11/23/2011 43 0 29 14 0 14

1 , 338 TIME WARNER INC NEW 887317303 7/27/2009 11/23/2011 745 0 590 155 0 155

1,339 ANSYS INC 036620105 10/3/2006 10/21/2011 8,816 0 3,804 5,012 0 5,012

1 , 340 APACHE CORP 037411105 3/30/2011 9/6/2011 3,319 0 4,580 -1,261 0 -1,261

1 ,341 APACHE CORP 037411105 1/4/2011 9/6/2011 1,897 0 2,400 -503 0 -503

1 ,342 APACHE CORP 037411105 1/4/2011 10/3/2011 4,474 0 6,961 -2,487 0 -2,487

11343 APACHE CORP 0374111 05 7/27/2009 11/23/2011 91 _ 0 80 1 1 _ _ _ 0--- 0 __ _ - - 11

1 344 PACHE CORP 037411105 5/21/2010 11/23/2011 454 0 441 13 0 13

1 345 APACHE CORP 037411105 11/7/2008 11/23/2011 6,352 0 5,235 1,117 0 1,117

1,346 APPLE COMPUTER INC 037833100 1021/2010 1/10/2011 1,708 0 1,562 146 0 146

1 ,347 APPLE COMPUTER INC 037833100 1021/2010 323/2011 6 426 0 5,935 491 0 491

1 , 348 APPLE COMPUTER INC 037833100 10/21/2010 4/4/2011 12,937 0 11,869 1,068 0 1,068

1 349 APPLE COMPUTER INC 037833100 127/2010 4/4/2011 3,743 0 2,297 1,446 0 1,446

1 , 350 APPLE COMPUTER INC 037833100 4/2/2009 4/4/2011 1,021 0 332 689 0 689

1 ,351 APPLE COMPUTER INC 037833100 429/2010 6/7/2011 5,027 0 4,040 987 0 987

1 ,352 APPLE COMPUTER INC 037833100 4/29/2010 6/7/2011 6,338 0 5,118 1 220 0 1,220

1 ,353 APPLE COMPUTER INC 037833100 5/7/2010 8/18/2011 44,086 0 28,232 15,854 0 15,854

1 , 354 APPLE COMPUTER INC 037833100 429/2010 822/2011 3,243 0 2,424 819 0 819

1 , 355 APPLE COMPUTER INC 037833100 7/21/2010 8/22/2011 3 603 0 2,587 1,016 0 1 016

1 , 356 HUNTINGTON INGALLS INDS INC 446413106 7/27/2009 3/31/2011 20 0 22 -2 0 -2

1 , 357 HUNTINGTON INGALLS INDS INC 446413106 726/2010 5/5/2011 66 0 98 -32 0 -32

1 , 358 HUNTINGTON INGALLS INDS INC 446413106 11/18/2008 5/5/2011 331 0 329 2 0 2

1 , 359 HUNTINGTON INGALLS INDS INC 446413106_

12/11/2008 5/5/2011 265 0 277 -12 0 -12

1,360 HUNTINGTON INGALLS INDS INC 446413106 11/7/2008 5/5/2011 33 0 36 -3 0 -3

11 , 361 HUNTINGTON INGALLS INDS INC 4464131 06 7/27/2009 5/5/2011 245 0 267 -22 0 -22

1 , 362 H UNTINGTON INGALLS INDS IN C 4 46413106 8/3 1 /2010 5/5/2011 33 0 45 -12 0 -12

1 ,363 HUNTINGTON INGALLS INDS INC 446413106 12/10/2008 5/5/2011 298 0 316 -18 0 -18

1 , 364 HUNTSMAN CORP 447011107 12/17/2008 10/21/2011 1,325 0 391 934 0 934

1 , 365 HUNTSMAN CORP 447011107 3/19/2009 10/212011 2,956 0 913 2043 0 2.043

1 , 366 HUNTSMAN CORP 447011107 7/14/2010 10/21/2011 8,031 0 7,194 837 0 837

1 , 367 ICON PLC SPON ADR 451037107 12/9/2008 10/18/2011 1 106 0 1,639 -533 0 -533

1 , 368 ICON PLC SPON ADR 45103T107 823/2010 10/18/2011 7,851 0 11,636 -3,785 0 -3,785

1,369I. PLATINUM HLDGS LTD ADR 452553308 11/11/2008 1/21/2011 1,686 0 597 1,089 0 1,089

1 , 370 IMPAX LABORATORIES IN C 452568101 3/15/2011 10/21/2011 3,413 0 4,986 -1,573 0 -1 573

1 , 371 INFORMATICA CORP 456660102 12/24/2009 7/13/2011 21 808 0 9,941 11,867 0 11,867

1 ,372 INFORMATICA COR P 456660102 3/20/2009 10/212011 9 978 0 3 152 6,826 0 6,826

1 , 373 IN FORMATICACORP 456660102 12/24/2009 10/212011 3 054 0 1,892 1,162 _ 0 1,16 2

11 , 374 NFOSYS TECH NOLOGIES LTD ADR SP 456788108 10/14/2010 3/15/2011 10,525 0 11,268 -743 0 -743

1 ,375 NFOSYS TECHN OLOGIES LTD ADR SP 456788108 10/14/2010 3/16/2011 3,563 0 3,898 -335 0 -335

1 , 376 NTEL CORP 458140100 9/15/2009 1/27/2011 61,211 0 54,650 6,561 0 6 56 1

1,377_

NTEL CORP 458140100 10/26/2009 1/27/2011 83 072 0 74.737 8,335 0 8,33 5

1 378 INTEL CORP 458140106 1/12/2010 1/27/2011 52,467 0 49,361 3,106 0 3,106

1 379 INTEL CORP 458140100

_9/15/2009 4/12/2011 71 045 0 70,265 780 0 780

1 , 380 INTEL CORP 458140100 9/27/2011 11/17/2011 5, 104 0 4,809 295

_

0 295

1 , 381_

INTEL CORP 458140100 9/21/2010 11/23/2011 1 38 0 114 24 _ 0 24

1 , 382 INTERCONTINENTALEXCHANGE INC 45865V100 10/28/2011 11/2/2011 726 0 794 -6 8 0 -68

1 , 383 IBM 459200101 1/13/2004 127/2011 113,03 7 0 63, 958 4 9 079 0 49 ,079

1 , 384 IBM 459200101 2/32009 1/27/2011 12 128 0 6,875_

5 253 0 5 25 3

1 , 385 IBM 459200101 11/5/2008 127/2011 8_571 0 4 911

_

3660 0 3_660

1 , 386 IBM 45920010 1 11/5/2008 127/2011 2 587 0 1 476 1 1 11 0 _ 1,111

1 . 387 IBM 45920 0101 1/13 /2004 7/12/2011 2-6-200

_

0 13 725

_

12 475 0 _12,475

1 , 388

_

IBM 459200101 9/15/2009 7/21/2011 1,109 0 714 395 0 395

1389 I BM 459200 101 9/15/2009 8/26/2011 843 0 595 248 0 248

1 390 IBM 45920 0101 9/15/2009 10/1 712011 7 50 0 476 274

- --

274

1 391 IBM 459200101 10/21/2010 10/18/2011 11 026 0 8,673 2 3 5 3 2,353

1392 1BM 459200101 9/15/2011 10/18/2011 1,600 0 1,515 85 0 85


Amount



HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

1 393 IBM 459200101 1/13/2004 10/2112011 30,701 0 15,555 15,146 0 15.146

1 , 394 IBM 459200101 11/18/200 8 11/23/2011 2,700 0 1,197 1,503 0 _ 1,503

1395 IBM 459200101 11/7/2008 11/23/2011 4 140 0 1,953 2,187 0 2,187

1 ,396 SPIRIT AEROSYSTEMS HLDGS INC CL 848574109 5/2/2011 8/3/2011 1,247 0 1,579 -332 0 -332

1 ,397 SPIRIT AEROSYSTEMS HLDGS INC CL 848574109 4/26/2011 8/29/2011 196 0 290 -94 0 -94

1 , 398 SPIRIT AEROSYSTEMS HLDGS INC CL 848574109 2/10/2011 8/29/2011 767 0 1,141 -374 0 -374

1 , 399 STARWOOD HOTELS & RESORTS WOR 8559OA401 10/21/2010 8/3/2011 8,195 0 9,073 -878 0 -878

1 ,400 STARWOOD HOTELS & RESORTS WOR 8559OA401 2/3/2011 8/3/2011 4,475 0 5,347 -872 0 -872

1401 STATE STREET CORP 85 74 77103 10/4/2 0 10 11/23/2011 330 0 337 -7 0 -_ -7

1 ,402 STATE STREET CORP 857477103 11/24/2009 11/23/2011 3 299 0 3,702 -403 0 -403

1,403 STATOIL ASA SPON ADR 85771P102 11/10/2010 4/27/2011 425 0 321 104 0 104

1 404 STATOIL ASA SPON ADR 85771 P102 1 1/9/2010 10/18/2011 848 0 724 124 0 124

1 405 STATOIL ASA SPON ADR 85771P102 11/10/2010 10/18/2011 474 0 406 68 0 68

1 406 STEEL DYNAMICS INC 858119100 3/15/2011 8/24/2011 808 0 1,315 -507 0 -507

1407 STEEL DYNAMICS INC 858119100 2/1/2011 8/24/2011 3,433 0 5,634 -2 201 0 -2,201

1 408 STERICYCLE INC 858912108 10/28/2011 11/2/2011 567 0 593 -26 0 -26

1 409 STIFEL FINANCIAL CORP 860630102 8/26/2011 10/21/2011 4,000 0 3 695 305 0 305

1 410 STURM RUGER & CO INC 864159108 8/12/2009 10/21/2011 40 721 0 16,605 24 116 0 24,116

1 411 SUCCESSFACTORS INC 864596101 3/11/2010 6/24/2011 5,470 0 4,092 1,378 0 1,378

1 412 SUCCESSFACTORS INC 864596101 3/11/2010 10/21/2011 9 978 0 8,467 1 511 0 1 511

1 413, SUMITOMO MITSUI TR HLDGS INC ADR 86562X106 11/6/2008 4/1/2011 2 0 1 1 0 1

1 414 SUNCOR ENERGY INC NEW 867224107 5/20/2010 2/8/2011 608 0 428 180 0 180

1 415 J P MORGAN CHASE & CO 46625H100 11/18/2008 11/23/2011 1,011 0 1,142 -131 0 -131

1 416 J P MORGAN CHASE & CO 46625H100 1117/2008 11/23/2011 3,320 0 4,226 -906 0 -906

1 417 J P MORGAN CHASE & CO 46625H100 10/4/2010 11/23/2011 87 0 117 -30 0 -30

1,418 J P MORGAN CHASE & CO 46625H100 12/30/2009 11/23/2011 144 0 207 -63 0 -63

JAMES RIVER COAL CO NEW 470355207 3/23/2011 8/9/2011 5,050 0 9,879 -4,829 0 -4,829

421 JANUS CAPITAL GROUP INC

JANUS CAPITAL GROUP INC

47102X105

47102X105

3/29/20 11

3/21/2011

5/24/2011

5/24/2011

1,876

8,177

0

0

_ _ _ 2,259

9,856

-383

-1 679

0

0

-383

-1,679V

JANUS CAPITAL GROUP INC 47102X105 12/7/2010 6/10/2011 741 0 958 -217 0 -217

TELEFONICA DE ESPANA SA ADR 879382208 10/14/2010 11/23/2011 6,249 0 9,771 -3,522 0 -3,522

TELLABS INC DELAWARE 879664100 10/15/2010 1/25/2011 2 236 0 2 997 -761 0 -761

TELLABS INC DELAWARE 879664100 10/15/2010 1/26/2011 2,278 0 3 042 -764 0 -764

1,426 BANK AMERICA CORP 060505104 3/25/2010 8/8/2011 1,508 0 3,925 -2,417 0 -21417

427 KEYCORP NEW 493267108 10/15/2010 6/10/2011 2,697 0 2,733 -36 0 -36

KEYCORP NEW 493267108 10/15/2010 6/16/2011 1,478 0 1,484 -6 0 -6

KEYCORP NEW 493267108 10/15/2010 7/12/2011 2 483 0 2,475 8 0 8

[

KIMBERLY CLARK CORP 494368103 1/13/2010 10/25/2011 31 554 0 28 368 3 186 0 3,186

KIMBERLY CLAR K COR P 494368103 1/12/2010 10/25/2011 7,012 0 6,327 685 0 685

KIMBERLY CLARK CORP 494368103 3/9/2011 11/23/2011 1,100 0 1,031 _ 69 0 69-KIMBERLY CLARK COR P 494368103 11/18/2008 11/23/2011 1,719 0 1 425 294 0 294

1,434 KIMBERLY CLARK CORP 494368103 11/7/2008 11/23/2011 5 156 0 4,291 865 0 865

11 , 435 KIMBERLY CLARK CORP 494368103 7/27/2009 11/23/2011 344 0 292 52 0 52

1 , 436 PKIMBERLY CLARK COR 494368103 5/4/2010 11/23/2011 1 031 0 920 111 0 111

1 , 437_

KINDER MORGAN MANAGEMENT LLC 49455U100 8/12/2009 2/17/2011 5 0 3 2 0 2

1 ,438 KINDER MORGAN MANAGEMENT LLC 49455U100 8/12/2009 5/13/2011 _5 0 3 2 0 2

1 ,439 KINDER MORGAN MANAGEMENT LLC 49455U100 8/12/2009 8/16/2011 3 0 2 1 0 1

1440 KINDER MORGAN MANAGEMENT LLC 49455U100 8/12/2009 10/21/2011 29,875 0 17,619 12 2. 56 0 _ 12 25 6

1441 KINROSS GOL D CORP NEW 496902404 8/17/2009 8/30/2011 175 0 182 -7 0 ____ -7

11,442 KINROSS GOLD CORP NEW 4969024 04

_

10/30/2009 8/30/2011 733 0 767 -34 _ 0 -34

11 , 443-

KNOLL INC 498904200 8/12/2009 1/3/2011 1,778 0 1,032 746 0 746

1 ,444 KNOLL INC 498904200 8/12/2009 10/21/2011 11,420 0 7 ,362 4 0 58 0 _ _ 4, 05 8

1445 KOHLS CORPORATION WISC 500255104 9/28/2011 11/23/2011 4_ 068 0 ____ 3.702

_

- -. 366 0 366

1 446 KOMATSU LTD ADR NEW 500458401 10/14/2010 2/3/2011 4 405 0 3,444 961 _ 0 961

1 447 KRATON PERFORMANCE POLYMERS 50077C106 6/6/2011 10/21/2011 3 184 0 6 914 -3,730 0 -3 ,730

1 ,448 LVMH MOET HENNESSY LOU VUITT AD

_

502441306 1 0/14/2010 7/27/2011 53-20 0 4 ,413

_

907 0 907

1 449

_

LAFARGE S A SPONSORED ADR 505861401 10/14/2010 2/24/2011 9,097 0 8 920 177 0 177

1 1 , 450 LAFARGE S A SPONSORED ADR 505861401 10/14/2010 2/25/2011 7,318 0 7,139 179 0 179


AmountLong Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607 944

Kind ( s ) of Pro perty Sold CUSIP #How

Acq uiredDate

Acq uiredDateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Expense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

V4 LAFARGE S A SPONSORED ADR 505861401 10/14/2010 2/28/2011 6 766 0 6,624 142 0 142

LANDSTAR SYSTEMS INC 515098101 10/15/2010 1/28/2011 123 0 110 13 0 13

LANDSTAR SYSTEMS INC 515098101 11/4/2010 1/28/2011 1,472 0 1,405 67 0 67

454 EMS INCLANDSTAR SYST 515098101 10/1512010 2/1/2011 1 341 0 1,178 163 0 163

1 , 455 LANDSTAR SYSTEMS INC 515098101 10/15/2010 2/24/2011 1 598 0 1,362 236 0 236

1 ,456 LANDSTAR SYSTEMS INC 515098101 10/15/2010 2/25/2011 2,047 0 1,694 353 0 353

1 ,457 LANDSTAR SYSTEMS INC 515098101 10/15/2010 6/28/2011 5,770 0 4,677 1,093 0 1,093

1 ,458 LANDSTAR SYSTEMS INC 515098101 11/4/2008 10/21/2011 5,735 0 5,076 659 0 659

1 459 LANDSTAR SYSTEMS INC 515098 101 8/15/2007 10/211201 1 2 294 0 2,21 8 76 0 76,

1 , 460 LAS VEGAS SANDS CORP 517834107 10/15/2010 1/4/2011 1 260 0 1,050 210 0 210

1 , 461 LAS VEGAS SANDS CORP 517834107 10/15/2010 1/7/2011 4 436 0 3,462 974 0 974

1 ,462 LAS VEGAS SANDS CORP 517834107 10/29/2010 2/4/2011 4,430 0 4,262 168 0 168

1 , 463 LAS VEGAS SANDS CORP 517834107 10/29/2010 3/1/2011 2,408 0 2,513 -105 0 -105

11 , 464 LAS VEGAS SANDS CORP 517834107 10/21/2010 3/1/2011 1,032 0 936 96 0 96

1 , 465 LAS VEGAS SANDS CORP 517834107 10/21/2010 3/8/2011 8,790 0 8,071 719 0 719

1 , 466 LASALLE HOTEL PROPERTIES 517942108 5/2/2011 8/11/2011 1,497 0 2,264 -767 0 -767

1 ,467 LASALLE HOTEL PROPERTIES 517942108 4/29/2011 8/11/2011 1,535 0 2,325 -790 0 -790

1 468 UNITED PARCEL SVC INC CL B 911312106 10/21/2010 8/1/2011 7,944 0 8,249 -305 0 -305

1 ,469 UNITED PARCEL SVC INC CL B 911312106 10/21/2010 8/8/2011 4 595 0 5,033 -438 0 -438

1 , 470 UNITED PARCEL SVC INC CL B 911312106 10/21/2010 9/23/2011 4,147 0 4,684 -537 0 -537

1,471 UNITED STATES STEEL CORP NEW 912909108 10/15/2010 1/26/2011 1,599 0 1,178 421 0 421

1 ,472 UNITED STATES STEEL CORP NEW 912909108 10/15/2010 2/1/2011 4 839 0 3,621 1,218 0 1 218

J , 473 UNITEDHEALTH GROUP INC 91324P102 5/4/2011 10/12/2011 235 0 247 -12 0 -12

1 ,474 UNITEDHEALTH GROUP INC 91324P102 6/20/2011 10/12/2011 4 139 0 4,505 -366 0 -366

1 ,475 UNITEDHEALTH GROUP INC 91324P102 5/4/2011 10/18/2011 4,747 0 5,276 -529 0 -529

1 ,476 UNIVERSAL CORP VA 913456109 8/18/2009 1/3/2011 1,299 0 1,149 150 0 _ 150

1 ,477 UNIVERSAL CORP VA 913456109 8/12/2009 1/3/2011 7,510 0 6,926 584 0 584

1 ,478

1 479

UNIVERSAL ELECTRONICS INC

UNIVERSAL HEALTH SERVICES CL B

_ 913483 103

913903100

1 1/4/2008

10/15/2010

10/21/2011

7/5/2011

8,858

2,272

0

0

10,509

1,627

-1,651

645

0

0

-1,651

645

1 ,480 URBAN OUTFITTERS INC 917047102 10/28/2011 11/2/2011 530 0 560 -30 0 -30

1 , 481 VALE S A ADR 91912E105 10/21/2010 4/7/2011 10,062 0 9,867 195 0 195

1 ,482 VALES A ADR 91912E105 4/22/2010 8/18/2011 66 677 0 82,077 -15 400 0 -15 400

1 ,483 VALES A ADR 91912E105 3/31/2011 8/19/2011 66,905 0 86,471 -19 566 0 -19,566

1 , 484 VALES AADR 91912E105 5/25/2010 8/19/2011 77 198 0 73,076 4,122 0 4,122

1 ,485 VALES A ADR 91912E105 5/7/2010 8/19/2011 64,331 0 69,342 -5,011 0 -5,011

t486 VALES A ADR 91912E105 4/22/2010 8/19/2011 41 172 0 50,509 -9,337 0 -9,337

1,487 VALERO REFINING MARKETING CO 91913Y100 7/27/2009 3/9/2011 469 0 320 149 0 149

1,488 VALERO REFINING MARKETING CO 91913Y100 4/8/2009 3/9/2011 965 0 674 291 0 291

1,489 VALUE CLICK INC 92046N102 6/3/2010 10/21/2011 25,313 0 17,331 7,982 0 7,982

1 , 490 VARIAN SEMICONDUCTOR EQUIPMEN 922207105 1/13/2009 5/11/2011 63,727 0 20,307 43,420 0 43,420

1 ,491 VEECO INSTRUMENTS INC DEL 922417100 2/112010 10/21/2011 4 126 0 5,372 -1,246 -1,246

1 ,492 VANGUARD REIT VIPERS 922908553 9/22/2011 10/18/2011 23,618 0 23,381 237 0 237

1 ,493 VANGUARD REIT VIPERS 922908553 8/19/2011 10/18/2011 27 554 _ 0 28,112 -558 0 -558

1 , 494 VANGUARD REIT VIPERS 922908553 1/11/2011 10/18/2011 125 963 0 131,612 -5,649 0 -5,649

1 ,495 VANGUARD REIT VIPERS 922908553 9/21/2011 10/18/2011 26242 0 27,849 -1,607 0 -1,607

1 , 496 VANGUARD REIT VIPERS 922908553 6/23/2011 10/18/2011 47,236 0 53,020 -5,784 0 -5,784

1,497 VANGUARD REIT VIPERS 922908553 6/29/2011 11/11/2011 25,809 0 26,846 -1 037 0 -1,037

1 498 VANGUARD REIT VIPERS 922908553 8/1/2011 11/11/2011 17,206 0 1 8 014 -808 0 - -60 8,

1 499

_

VANGUARD REIT VIPERS 922908553 7/1/2011 11/11/2011 14 052 0 14,876

_

-824 0 -824

1 , 500 VERIZON COMMUNICATION S 92343V104 5/4/2010 11/23/2011 1,435 0 1,073 362 0 _ 362

1 501 VERIZON COMMUNICATIONS 92343V104 11/18/2008 11/23/2011 2 690 0 2,038 652 0 652,1 502 UNION PACIFIC CORP 907818108 10/4/2006 8/22/2011 31 0 0 1,614 1 596 0 _1 596,

1 503 UNION PACIFIC CORP 907818108 10/4/2006 9/2/2011 1 341 0 654 687 0 687,

1 , 504 VERIZON COMMUNICATIONS 92343V104 11/7/2008 11/23/2011 4 483 0 3,447 1 036 0 1 036

1 505 VESTAS WIND SYSTEMS ADS 925458101 10/14/2010 5/11/201 1 6 975 0 8 945 -1 970 0 -1 970,

1,506 VESTAS W IND SYSTEMS ADS 925458101 10/14/2010 5/12/2011 2,708 0 3,5 39

_

- 831

_

0 -83 1

1 , 507 VESTAS WIND SYSTEMS ADS 925458101 10/14/2010 5/13/2011 3 408 0 4 402 -994 0 -994

1 1 , 508 VIACOM INC NEW CLASS B 92553P201 7/8/2011 10/3/2011 2,781 0 3,913 -1,132 0 -1,132


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25,905,366 0 23,297,422 2,607,944 0 0 0 2,607 944


HowAcq uired

DateAc uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses


1 , 510 BANK OF AMERICA CORP PFD 8 20% S 060505765 8/7/2009 11/21/2011 117,442 0 110,998 6,444 0 6,444

1 , 511 BANK OF AMERICA CORP PFD 8 20% S 060505765 8/19/2011 11/21/2011 37,581 0 36,559 1,022 0 1,022

1 , 512 BANK OF AMERICA CORP PFD 8 20% S 060505765 9/21/2011 11/21/2011 18,791 0 18,870 -79 0 -79

1 , 513 BANK OF AMERICA CORP PFD 8 20% S 060505765 9/22/201 1 11/21/2011 23,488 0 22,000 1,488 0 1,488

11 , 5114 BANK OF AMERICA CORP PFD 8 20% S 060505765 5/25/2010 11/21/2011 54,023 0 55,369 -1,346 0 -1,346

1 , 515 BARRICK GOLD 067901108 12/17/2009 4/7/2011 646 0 462 184 0 184

1 , 516 BARRICK GOLD 067901108 12/17/2009 8/22/2011 208 0 154 54 0 54

1 , 517 BARRICK GOLD 067901108 11/6/2008 822/2011 104 0 48 56 0 56

1 , 518 BARRICK GOLD 067901108 8/18/2009 8/22/2011 260 0 167 93 0 93

1 , 519 BAYER A G SPONSORED ADR 072730302 7/27/2011 9/6/2011 6,708 0 10,745 -4,037 0 -4,037

1 520 BAYER A G SPONSORED ADR 072730302 8/10/2011 9/15/2011 3,877 0 4,537 -660 0 -660

1 , 521 BAYER A G SPONSORED ADR 072730302 7/27/2011 9/15/2011 2,800 0 4,365 -1,565 0 -1,565

1 , 522 BERKSHIRE HATHAWAY CL-B 084670702 12/9/2009 1/11/2011 239,035 0 197,367 41,668 0 41,668

1 , 523 BHP LTD SPONSORED ADR 088606108 2/7/2011 5/12/2011 9,544 0 9,662 -118 0 -118

BIOMARIN PHARMACEUTICAL INC 09061G101 11/14/2008 10/21/2011 10,984 0 5,841 5,143 0 5,143

5251 BJS RESTAURANTS INC 091800106 3/17/2009 10/21/2011 9,800 0 2 364 7 436 0 7,436

BJS RESTAURANTS INC 0918OC106 2/13/2009 10/21/2011 13,400 0 3,273 10 127 0 10,127E

BLACKROCK INC CLASS A 09247X101 6/1/2011 8/9/2011 45,005 0 60,713 -15,708 0 -15,708

BLACKROCK INC CLASS A 09247X101 2/15/2011 8/9/2011 97 511 0 133 168 -35,657 0 -35,657



1 , 531 BLACKROCK GLOBAL ALLOCATION CL 09251T103 2/28/2011 7/21/2011 135,930 0 134,521 1 409 0 1,409

1 , 532 BOEING CAPITAL CORP 5 800% 1/15/13 097014AH7 2/25/2009 1/25/2011 54,454 0 52.978 1,476 0 1,476

1 , 533 BOEING CAPITAL CORP 5 800% 1/15/13 097014AH7 2/25/2009 4/4/2011 216,402 0 211,912 4,490 0 4,490

1 , 534 BOEING CO 097023105 7/10/1945 1/11/2011 226,490 0 44 226,446 0 226.446

1 , 535 BOEING CO 097023105 7/10/1945 1/27/2011 194,383 0 38 194,345 0 194,345

1 , 5361 , 537

BOEING COBOEING C16-

09 70231 0566T023165-

7/10/19457/10/1945

2/ 10/20117/12/2011

32,730251,782

00

647

32,724251,735

00

32,724251.735

1 , 538 BOEING CO 097023105 7/10/1945 7/21/2011 248,196 0 46 248,150 0 248,150

1 , 539 BOEING CO 097023105 4/29/2011 8/5/2011 2,097 0 2 610 -513 0 -513

1 , 540 BOEING CO 097023105 10/21/2010 8/5/2011 5 021 0 5 661 -640 0 -640

1 , 541 BOEING CO 097023105 7/10/1945 11/11/2011 13,427 0 3 13,424 0 13 424

1 , 542 BOEING CO 097023105 6/1/2011 11/11/2011 170,862 0 195,151 -24,289 0 -24 289

1 , 543 BRADY CORP CL A 104674106 10/15/2010 2/23/2011 2,103 0 1 827 276 0 276

1 , 544 BRADY CORP CL A 104674106 10/15/2010 2/24/2011 4,305 0 3,837 468 _ 0 468

1 , 545 BRIGHAM EXPLORATION CO 109178103 1/29/2010 3/23/2011 15 340 0 6 195 9,145 0 9, 145

1,546 BRIGHAM EXPLORATION CO 109178103 1/29/2010 10/21/2011 12 300 0 4,619 7681 0 7,681

1,547 BRIGHAM EXPLORATION CO 109178103 1/29/2010 10/28/2011 8,736 0 3,290 5,446 0 5 ,446

1 548 BRITISH SKY BROADCASTI NG GROUP 111013108 10/14/2010 2/9/2011 8,608 0 7,968 640 0 640

1,549 BRITISH SKY BROADCASTING GROUP 111013108 10/14/2010 2/15/2011 9,519 0 8 918 601 0 601

LASALLE HOTEL PROPERTIES 517942108 6/14/2011 8/11/2011 1,104 0 1 475 -371 0 -371

MGIC INVT CORP 552848103 4/22/2010 2/18/2011 14,359 0 18,384 -4.025 0 -4,025_STEVEN MADDEN LTD 556269108 3/26/2010 10/21/2011 10,181 0 6,508 3,673 _ 0 3,673

553_

MAGNA INTL A CON 559222401 1 1 /6/2008 1/13/2011 824 0 231 593 0 593

ELI LILLY & CO 532457108 1/29/2009 10/17/2011 1,106 0 1 132 -26 0 -26E

ELI LILLY & CO 532457108 7/27/2009 11/23/2011 1 614 0 1,575 39 0 39

ELI LILLY & CO 532457108 11 /14/2008 1 1/23/2011 1 004 0 937 67 0 67

ELI LILLY & CO 532457108 7/26/2010 11/23/2011 179 0 177 2 0 2

ELI LILLY & CO 532457108 1/28/2009 11/23/2011 359 0 3 89 -30 0 -30

ELI LILLY & CO 532457108 1/29/2009 11/23/2011 36 _ 0 39 -3 0 -3

1 , 560

_

LINCOLN NAIL CORP IND 534187109

_10/15/2 0 10 823/2011 1,407 0 1 853 -44 6 0 -446

1 , 561 LINCOLN NATL CORP IND 53418710 9 10/15/2010 9/27/2011 9 02 0 1 32 7 -42 5 0 -425

1 562 LINCOLN NAIL CORP IND 534187109 10/15/2010 10/6/2011 898 0 1.478 1 580 0 -580

1 563 LINCOLN NAIL COR P I ND 534187109 10/1 5/2010 10/12/2011 3 439 O 4,984 -1 545 0 -1 545

1 , 564 LOEWS CORP DELAWAR E 540424108 8/14 /2009 11/23/2011 182

__

__

0-

162 20

_

0 20

1 565 LOEWS CORP DELAWARE_

540424108 8/13/2009 11/23/2011 3 4 57 0 3,073 384 0 3 84

1 , 566 LUFKIN INDUSTRIES INC 549764108 2/12/2009 3/29/2011 5,647 0 1,236 4,411 0 4,411


Amount

Long Term CG Distributions 5 , 348Short Term CG Distributions 0 Totals 25 905,366 0 23 297 ,422 2,607,944 0 0 0 2 , 607,944


HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

V

LUFKIN INDUSTRIES INC 549764108 224/2009 10/21/2011 936 0 306 630 0 630

LUFKIN INDUSTRIES INC 549764108 2/12/2009 10/21/2011 20 954 0 7,908 13,046 0 13,046

5569 LULULEMON ATHLETICA INC 550021109 10/14/2010 2/10/2011 4,360 0 2,456 1,904 0 1,904

LULULEMON ATHLETICA INC 550021109 10/14/2010 4/20/2011 3,201 0 1,483 1,718 0 1.718

1 , 571 LULULEMON ATHLETICA INC 550021109 10/14/2010 5/2/2011 3 669 0 1,761 1,908 0 1,908

1 , 572 LULULEMON ATHLETICA INC 550021109 10/14/2010 5/3/2011 3,552 0 1,761 1,791 0 1,791

1 , 573 MBIA INC 55262C100 4/7/2010 10/21/2011 338 0 294 44 0 44

1 , 574 MBIA INC 55262C100 4/8/2010 10/21/2011 17,880 0 16 090 1,790 0 1,790

1 575

1 576

MB IA INC

MGIC INVT CORP

55262C100

552848103

9/16/2010

10/12/2010

1 0/2 1/2011

2/18/2011

4,94 6

186

0

0

6,792

198

-1,846

-12

0

0

__1,846

-12

1 , 577 MAN GROUP PLC UNSPONSORED ADR 56164U107 10/14/2010 2/3/2011 3,934 0 3,501 433 0 433

1 , 578 MAN GROUP PLC UNSPONSORED ADR 56164U107 10/14/2010 8/11/2011 5,990 0 8,361 -2,371 0 -2,371

MAN GROUP PLC UNSPONSORED ADR 56164U107 10/14/2010 8/12/2011 5,342 0 7,240 -1.898 0 -1,898

MANITOWOC COMPANY INC 563571108 12/13/2010 8/11/2011 223 0 279 -56 0 -56

MANITOWOC COMPANY INC 563571108 6/13/2011 8/11/2011 936 0 1,369 -433 0 -433

PMANITOWOC COMPANY INC

MANITOWOC COMPANY INC

563571108

563571108

2/17/2011

4/21/2011

8/11/2011

8/11/2011

724

702

0

0

1,427

1,454

-703

-752

0

0

-703

-752

MANITOWOC COMPANY INC 563571108 12/13/2010 8/26/2011 3,000 0 3,971 -971 0 -971

585 MARATHON OIL CORP 565849106 11/7/2008 3/9/2011 1,248 0 688 560 0 560

1 586 MARATHON OIL CORP 565849106 12/2/2009 3/9/2011 1,248 0 810 438 0 438,1 , 587 MARATHON PETROLEUM CORP 56585A102 11/18/2008 7/14/2011 2,492 0 1,275 1,217 0 1,217

1 588 MARATHON PETROLEUM CORP 56585A102 11/7/2008 7/14/2011 379 0 211 168 0 168

1 589 MARATHON PETROLEUM CORP 56585A102 4/19/2010 7/14/2011 678 0 439 239 0 239

1 , 590 MARATHON PETROLEUM CORP 56585A102 4/19/2010 7/14/2011 21 0 13 8 0 8

1 ,591 VISA INC CL A 92826CB39 5/25/2010 1/11/2011 72 036 0 73,087 -1 051 0 -1,051

1 592 VISA INC CL A 92826C839 7/11/2011 10/5/2011 2,261 0 2,375 -114 0 _ -114

1 , 593 VITAL IMAGES INC 92846N104 11/4/2008 4/28/2011 8,574 0 6,135 2,439 0 2,439

1 5941 595

VITAMIN SHOPPE INCVITAMIN SHOPPE INC

92849E10192849E101

10/29/20095/20/2010

1 0/21/201 110/21/2011

6,0568,747

00

2.9255 225

31313,522

00

3.1313.522

1 , 596 VMWARE INC 928563402 8/2/2011 10/21/2011 33,837 0 34,479 -642 0 -642

1 597 WABCO HOLDINGS INC 92927K102 6/22/2010 10/21/2011 8,563 0 6,577 1,986 0 1,986,

1 598 WMS INDUSTRIES INC 929297109 4/12/2011 5/10/2011 505 0 457 48 0 48

1 599 WMS INDUSTRIES INC 929297109 10/15/2010 5/10/2011 5,155 0 6 241 -1 086 0 -1,086,1 , 600 WMS INDUSTRIES INC 929297109 1/26/2011 5/10/2011 1,011 0 1,266 -255 0 -255

1 601 WAL MART STORES INC 931142103 4/21/2009 1/11/2011 135,282 0 123,648 11,634 0 11,634

1 602 WAL MART STORES INC 931142103 5/19/2009 1/11/2011 111,472 0 102 678 8794 0 8,794

1 603 WAL MART STORES INC 931142103 6/1/2011 11/18/2011 108,008 0 103,949 4,059 0 4,059

1 604 WAL-MART DE MEXICO SA SPON ADR 93114W107 10/14/2010 2/9/2011 2,097 0 1,824 273 0 273

1 605 WAL-MART DE MEXICO S A SPON ADR 93114W107 10/14/2010 2/10/2011 _ 1,930 0 1 724 206 0 206

1 606 WAL-MART DE MEXICO S A SPON ADR 93114W107 10/14/2010 8/30/2011 2,782 0 2 673 109 _ 0 109

1 607 WALTER INDUSTRIES INC 933170105 11/18/2010 1/5/2011 1 352 0 940 412 0 412

1,608 WALTER INDUSTRIES INC 933170105 11/1/2010 1/7/2011 1 072 0 715 357 0 357

1 609 WALTER INDUSTRIES INC 933170105 11/18/2010 1/7/2011 402 0 282 120 0 120,

1 , 610

_

WALTER INDUSTRIES INC 933170105 3/4/2011 4/1/2011 1,371 0 1 270 101 0 101

1 , 6111 WALTER INDUSTRIES INC 933170105 1/21/2011 4/8/2011 1,554 0 1 381 173 0 173

1 612

_

WALTER INDUSTRIES INC 933170105 3/4/2011 4/8/2011 141 0 127 14 0 14

1 613 WALTER INDUSTRIES INC 933170105 11/3/2010 8/4/2011 1,003 0 1,066 -6 3 0 -6 3,1 614 WALTER INDUSTR I E S IN C 933170105 11/1/2010 8/4/2011 3 009 0 3,220

_-2 11 0 -21 1

,

1 615 WALTER INDUSTRIES INC 933170105 1/21/2011 8/4/2011 84 0 126

_

-42 -42,1 616 WASTE CONNECTIONS INC 941053100 11/4/2008 10/21/2011 13 947 0 9,660 4,287 0 4,287

1 617 WATSON PHARMACEUTICALS INC 942683103 8/1/2011 11/11/2011

__

17,001 0 17,355 -354 0 -354,

1 618 WATSON PHARMACEUTICALS INC 942683103 7/1512011 11/11/2011 26 155 0 27,665 - 1 5 10 0 -1 510,

1 619 WATSON PHARMACEUTICALS INC 942683103 7/20/20 11 11/11/20 1 1 14,712 0 15,594

_

882 0 -88 2

1 620 WELLPOINT INC 94973V107 4/14/2011 10/18/2011 1 088 0 177-1177_

- -89 -89

1 621 WELL POINT INC 94973V107 4/26/2011 10/18/2011 3,7 77 0 4 323 -546 0 -546

1 622 WELLS FARGO & CO NEW 949746101

_

12/22/2010 4/14/2 0 11 4, 406

_

0 4,556 -150 -15 0

1 623 WELLS FARGO & CO NEW 949746101

___

2/9/2011 4/14/2011 4 316 0 4,754 0 -438

1 1 , 624_

WELLS FARGO & CO NEW 949746101 5/5/2009 4/14/2011_

5,112 0 3,966 1,146 0 1,146


Amount

Long Term CG Distributions 5 , 348

Short Term CG Distributions 0 Totals 25,905 366 0 23,297,422 2,607,944 0 0 0 2.607,944


HowAcq uired

DateAcq uired

DateSold

Gross

Sales

Price

DepreciationAllowed

Cost or Other

Basis Plus

Ex pense of Sale

Gain orLoss

F M V

as of

12/31/69

Adjusted Basis

as of

12/31/69


Gains Minus Excess


Basis or Losses

1 625 WELLS FARGO & CO NEW 949746101 7/27/2010 4/15/2011 15,164 0 14,406 758 0 758

1 ,626 WELLS FARGOB CO NEW 9497461 01 1/5/2011 4/15/2011 5,104 0 5,519 -415 0 -415

1 ,627 WELLS FARGO & CO NEW 949746101 5/5/2009 4/15/2011 388 0 306 82 0 82

1 ,628 WELLS FARGO & CO NEW

_

949746101 12/10/2010 4/20/2011 8.836 0 9,393 -557 0 -557

1 629 WELLS FARGO & CO NEW 949746101 12/22/2010 4/20/2011 57 0 62 -5 0 -5

1 630 VISA INC CL A 928260839 5/14/2010 1/11/2011 108,054 0 117,280 -9,226 0 -9,226

1 631 VISA INC CL A 92826C839 5/11/2010 1/11/2011 108,054 0 126,440 -18,386 0 -18,386

1 632 SHORT TERM SEE ATTACHED SEEATTACH 12/1/2010 11/30/2011 15,383 0 30,766 -15.383 0 -15,383

1 633 LONG TERM SEE ATTACHED _ SEEATTACH _1/1/2000 _ 11/30/201 1 _ 1,994,169 0 1, 260,366 733,803 0 _ 733,803

Part VIII, Line 1 (990-PF) - Compensation of Officers, Directors, Trustees and Foundation Managers506 134

NameCheck "X"if Business Street City State Zi p Code

ForeignCountry Title

AverageHours Compensation

1 Morg an Stanley Trust, N A 201 Plaza Two, 7th Floor Jersey City NJ 07311-3977 Co-Trustee 496,134

2 Stephen C Jones 1 Metropolitan S q uare St Louis MO 63105 Co-Trustee 10,000

34

5

678910

Part

BenefitsExpenseAccount Exp lanation

1

2

34

5

6

789

10

William & Laura Orthwein Fndtn-CombNovember I, 2011 - November 30, 2011

Account Number 43-3581-00-6

Personal Trust Officer

Mark Weaver

1-314-889-9865

TRUST OPERATIONS DEPT

Account Review Portfolio Summary

Your Beginning Market Value: $ 43,239,589.25

Income Earned : $ 70,534.78

Contributions : $ 3,962,311.97

Withdrawals : $ -2,241,495.41

Non-Cash Changes : $ 4,713,004.80

Realized Gains/Losses : $ -190,956.20

Unrealized Gain/Loss : $ -494,897.91

Your Ending Market Value : $ 49,058 ,091.28

EQUITI65(

Page I of 167

:STAI E

ASSETS

TERM INV

INCOME

William & Laura Orthwein Fndtn-CombNovember 1, 2011 - November 30, 2011


Earnings Summary

This Period This Year

Interest/Dividends 74,911.97 894,999 91

Purch ' D/Other Income -4,377.19 -22,155.00

Total $ 70,534.78 $ 872 ,844.91

Withdrawal Summary


Fees -41,414.49 -510,090.77To/For Beneficiaries -2,200,000.00 -2,200,000.00

Distributions -80.92 -9,442 81Total $ -2,241,495.41 $ -2,719,533.58

Gain/Loss Summary


Realized Gain/Loss -190,956.20 1,905,315.85

Unrealized Gain/Loss -494,897.91 -2,717,193 35

Total $ -685,854.11 $ -811,877.50

Page 2 of 167

Contributions Summary


Contributions 3,962,3 11.97 3,964,788.44

Total $ 3,962,311.97 $ 3,964,788.44

Non-Cash Summary

This Pet rod This YearAsset Changes 4,713,004.80 4,713,004.80

Total $ 4,713,004.80 $ 4,713,004.80


Account Number. 43-3581-00-6

Common Stock Diversification Summary

TELECOMMUNICATIC

CONSUMER DISC

CAP

Page 3 of 167

/ndustry Sectoi Market Value Percent

Capital Goods 2,232,981.99 7.6%Consumer Discretionary 2,294,740 84 7.8%Consumer Staples 4,412,330.46 15.0%Energy 3,889,672.72 13.2%

ON TECHNOLOGY Financials 1,601 ,416.86 5.4%Industrials 1,271,021 62 4.3%Information Technology 7,651,175.62 26.0%Materials 694,356.95 2.4%Utilities 443,712.75 1.5%Healthcare 3,653,322 46 12.4%Telecommunication Service 1,294,952 06 4.4%

STAPLES Total $ 29,439,684.33 100.0%



Bond Quality Summary

OTI IER RAT13

NON RA

1-REASURY/AGEI

Bond Maturity Summary

8,000,000

6,000,000

4,000,000

2,000,000

0

B

I'agc 4 of 167

Quality Rating Market Value Percent

Treasury/Agency 554,883 00 61%AA 1,068,337.50 1 1 7%A 3,046,053 50 33 4%BBB 3,051,119.24 33 5%BB 573,992.50 6.3%B 223,032.50 2.5%Non Rated 554,847.50 6.1%Other Rating 40,1 10.92 0.4%

Total $ 9,112 ,376.66 100.0%

Years To Maturity Market Value Pei cent

0-1 667,980.00 7 3%1-5 7,644,940.00 83.9%5-10 681,245.92 7 5%10-15 83,035.74 0 9%15-20 35,175.00 04%

Total $ 9,112,376.66 100.0%

Average Time To Maturity: 3.5 Years Current Yield: 4.25%0-I 1-5 5-10 10-15 15-20YEAR YEARS YEARS YEARS YEARS



List of Assets

Page 5 of 167

Market Percent Of Projected Current

Description Shares Cost Value Total Market Annual Income Yield

Cash and Equivalent

Cash 41961 41961 000% 0 000%

Institutional Govt Sec Trust 7,459,888 610 7,459,888 61 7,459,888 61 15 21% 746 001%

Total Cash and Equivalent $ 7,460,308.22 $ 7,460,308.22 15.21% $ 746 0.01 %

Equities

Santander Finance Pref Sa UnPFDIO 5% SERIO

369 000 9,808.22 9,671 49 002% 968 1002%

Arch Cap Group LTD 8% Ser A Pfd 59 000 1,528 75 1,49093 000% 118 791%

Arch Capital Group LTD Ser B 28 000 726 60 707 00 0 00% 55 7 80%

Axis Capital Holdings LTD 69 000 2,048 69 2,203 17 0 00% 66 301%

Accenture LTD Class A 346 000 18,814 73 20,043 78 004% 467 2 33%

Cooper Industries PLC Cl A 190 000 7,245 80 10,55070 0.02% 220 209%

Covidien PLC 7,175 000 363,127 84 326,821 25 067% 6,457 198%

Endurance Specialty Hldgs LTD 347 000 13,109 59 12,550 99 003% 416 3 32%

Herbalife LTD 196 000 2,034 73 10,838 80 0 02% 142 1.31%

Ingersoll -Rand PLC Shs 230.000 6 008 68 7,61760 002% 110 1 45%

Invesco LTD 886 000 19 154 76 17 , 941 50 004% 434 242%

Marvell Technology Group LTD 699 000 11,861 74 9 869 88 002% 0 000%

Montpelier Re Holdings LTD 1 699 000 30,24661 28 916 98 006% 713 247%

Nabors Industries LTD Shares 976 000 21 , 502 23 17 , 50944 0 04% 0 0 00%

Partnerre LTD 40 000 2,92760 2,62880 001% 96 3 65%

Partnerre LTD Ser C 6 75% Prf 1 18 000 2 926 22 2 ,91932 0.01% 199 682%

Partnerre LTD 6 500% Ser D 294 000 7 298 96 7,30002 001% 477 6 54%

Partnerre LTD 7 25% Ser E 82 000 2 , 105 35 2 , 13692 000% 148 696%

Prudential PLC 6 750% Series Pfd Ord 29 000 727 26 731.67 0 00% 48 6 69%



List of Assets

Page 6 of 167

Descr,ntion Shares CostMai ketValue

Percent OfTotal Market

ProjectedAnnual Income

CurrentYield

Prudential PLC 6.50% Pfd Ord 94 000 2,37068 2 , 381 02 000% 152 642%Renaissancere 6 08% Series C Pfd Ord 46 000 1,11893 1,096 18 0 00% 69 6 38%

Rcnaissancere Holdings-D 6 60% Pfd 276 000 6,85806 6,78960 001% 455 671%

Seadrill Limited 12 865 000 436 152 84 448,731 20 0.91% 39 , 109 872%

Seagate Technology PLC 447 000 6,38265 7,643 70 002% 321 421%

White Mtns Ins Grp LTD 62 000 17,916 83 26,312 80 0 05% 62 0 24%

Weatherford International LTD 1,683 000 29,645 69 25,514 28 005% 0 000%Noble Corporation New 465 000 18,390 46 16,056 45 0.03% 275 1 71%Transocean LTD 312 000 24,584 51 13,369 20 0 03% 985 7 37%

Tyco International LTD New 163.000 7,323 59 7,81748 002% 163 2.09%

UBS Ag New 532 000 8,644 36 6,63404 001% 0 000%

Check Point Software Tech Lt Ord 350.000 19,764 76 19.369 00 004% 0 000%Ezchip Semiconductor Limited 184 000 5,53928 5,94872 0.01% 0 000%Aegon NV 6 875% Pfd 48.000 1,04503 1,00848 000% 82 8 18%

Aegon NV Pfd Ord 126.000 2,917 53 2,80098 001% 228 8.16%

Core Laboratories N V 60 000 2,987 59 6,963.00 001% 60 0 86%

Yandex N V 485 000 15,380 15 10,660 30 0 02% 0 0 00%

Agco Corporation 157.000 7,04873 7,182 75 001% 0 000%AT&T Inc 14,900.000 388,246 37 431,802 00 088% 25.628 594%

Abbott Laboratories 9,520 000 440,292 75 519,316 00 106% 18,278 3 52%

Acacia Research - Acacia Tecnologies 335 000 13,060 14 1 1,664 70 0 02% 0 0 00%Activision Blizzard Inc 962 000 12,832 98 1 1,948 04 002% 158 1 33%

Adidas-Salomon Ag Sponsored ADR 668.000 24,152 23 23,496 90 005% 266 113%

Aecom Technology Corp 317.000 6,777 46 6,79965 001% 0 0 00%

Aegon N V Pfd 431.000 8,93648 8 , 533.80 0 02% 687 8 05%

Aegon NV 6 500% Series 92.000 1,911 30 1,83080 000% 149 8 17%

Aegon NV Series 1 267 000 4,80091 4,40283 001% 269 6 13%



List of Assets

Page 7 of 167

Mai ket Percent Of Projected Current

Description Shares Cost Value Tota l Market Annual Income Yield

Advent Software Inc 1,028 000 20,468 47 27,756 00 0 06% 0 0.00%

Affiliated Managers Group In 99 000 9 642 60 9.362 43 0 02% 0 0 00%

Agrium Inc 50 000 1 , 55228 3,499 50 001% 5 0 16%

Airgas Inc 168 000 10 817 63 12,927.60 0 03% 215 1 66%

Albemarle Corporation 1 ,081 000 51,340.79 58,946 93 012% 756 128%

Alcoa Inc 579 000 5 260 33 5,801 58 001% 69 120%

Alexander & Baldwin Inc 1,017 000 30,900 37 38,534 13 008% 1,281 3.33%

Alere Inc 214 000 6,44573 5.005 46 001% 0 0.00%

Alexandria Real Estate Equities Inc 210 000 13,855 68 13,767 60 0.03% 411 299%

Alleghany Corp Delaware 61.000 15,942.14 17,568.00 004% 0 000%

Allegheny Technologies Inc 108 000 6,12935 5,423 76 001% 77 143%

Allergan Inc 4,034.000 319,630 39 337,726 48 069% 806 024%

Allianz SE Ads 178 000 1,861 23 1,844.61 000% 85 4.66%

Allscnpts Healthcare Solutions Inc 495 000 3 , 555.33 9,63270 0 02% 0 0 00%

Allstate Corp 0 00 00 0 00% 0 0.00%

Alpha Natural Resources Inc 140.000 5 920 20 3,36000 001% 0 000%

Alstom ADR 364 000 1,52208 1,258 71 000% 22 1.79%

Altria Group Inc 14,100 000 263,677 07 404,529 00 082% 23,124 5.72%

Alumina LTD Sponsored ADR 218 000 1 314 58 1,28620 0.00% 60 473%

Amazon Com Inc 1,617 000 313,685 46 310,932 93 063% 0 000%

American Campus Cmntys Inc 530 000 20,380 64 20,850 20 0 04% 715 3 43%

American Capital Agency Corp 453 000 12.502 80 12,996 57 003% 2,536 1952%

American Eagle Outfitters Inc 1,265 000 13,909 81 17,596 15 004% 556 316%

American Electric Power Co 0 00 00 0 00% 0 0 00%

American Express Co 372 000 18,529 69 17,870 88 0 04% 267 1 50%

American Tower Corp CI A 375 000 19.089 90 22,125 00 0 05% 0 0 00%

Amerisourcebergen Corporation 139 000 5,055 82 5,163 85 001% 72 1.40%

William & Laura Orthwein Fndtn -Comb I'age 8 of 167

November I, 2011 - November 30, 2011


List of Assets

Description Shares Cost

MarketValue



CurrentYield

Ametek Inc New 253 000 10,391.62 10 , 838 52 0 02% 60 056%

Amphenol Corp New CI A 258 000 12 728 89 11,695 14 0 02% 15 0.13%

Analog Devices Inc 359 000 13,272 62 12,514 74 003% 359 2.87%

Angloeold Limited Spons ADR 83 000 2 , 067.32 3 980 68 001% 28 071%

Anheuser Busch Inbev Sa/NV Spon ADR 5 , 150000 245 762.47 309,000 00 063% 4,995 1.62%

Annaly Capital Management Inc 779 000 12 ,975 10 12,518 53 0.03% 1,869 1493%

Ansys Inc 484 000 19,14040 29,993 48 0.06% 0 0 00%

Apache Corp

Apple Computer Inc 2 945 000

0 00

655 929 65

00

1 , 125 , 579.00

0 00%

229%

0

0

0 00%

000%

Applied Materials Inc

Arcelormittal

616 000741 000

6,41989

26,485 78

6,6404813 997 49

0.01%

003%

197472

2.97%

3 37%

Arm Holdings PLC 447 000 8,369.81 12 ,63669 0 03% 58 0 46%

Assa Abloy Ab Unsp ADR 2 , 519000 33 ,632 . 41 30 928.28 006% 619 200%

Associated Estates Rlry Corp 470 000 7,787 13 7 , 585 80 0 02/0 319 421%

Assurant Inc 191 000 6 990 60 7 494 84 002% 137 1 83%

Astrazeneca PLC Sponsored ADR 69 000 3 265 00 3 172 62 001% 186 5 87%

Atlas Air Worldwide Holdings Inc 171 000 9 , 37692 7,224 75 001% 0 000%

Atmel Corporation 668 000 6 928 28 5 ,925 16 001% 0 000%

Atwood Oceanics Inc 1248 000 37 ,73261 51 168.00 0 10% 0 000%

Autozone Inc 14 000 4 , 588 57 4 , 597 32 001% 0 000%

Avalonbay Cmntys Inc 100 000 12 , 885 80 12 485 00 003% 357 2 86%

Avery Dennison Corp 371 000 9,911 47 9 723 91 002% 371 3 82%

Aea Sa Sponsored ADR 130 000 3 , 231 19 1 , 87603 000% 108 5 81%

Bac Cap Trust V Pfd 6 000% 11/3/34Call 11/3/09 @ 2 5 . 000

50 000 1,078 60 977 50 0 00% 75 7 67%

Bac Cap Trust X 6 250% 3/29/55Call 3/29/11 a 25 000

48 000 1,034 40 964 32 0 00% 75 7 78%

Basf Ag Spon ADR 1 10 000 5,462 50 8,00206 0.02% 252 3.15%



List of Assets

Page 9 of 167

Markel Percent Of Projected CurrentDescription Shares Cost Value Total Market Annual Income Yield

Bg Group PLC Spon ADR 297.000 27 ,849 50 31,729 10 0 06% 335 106%Babcock & Wilcox Co 436 000 10 ,05760 9 ,88848 0 02% 0 0 00%

Bac Capital Trust Pfd 6 875% 8/2/55 57 000 1,294 84 1,187 88 0 00% 97 8 25%

Baidu Corn 341 000 27,300 30 44.667 59 009% 0 000%Baker Hughes Inc 7,975 000 394,950 96 435,514 75 089% 4,785 110%Bally Technologies Inc 585.000 14,516 85 22.428 90 005% 0 000%Bank of America 6 375% Non Cum Ser-3 108 000 2,258.09 2,08224 000% 172 827%Bank of America Corp 6 625 Series 144.000 3,10086 2,891.88 001% 238 8 25%Bank of America Corp Pfd 8 20% Ser-H 41 000 973 80 904 05 000% 84 9 30%Bank of America Corporation 203.000 4,314 45 3.990 98 001% 314 7 89%Bard C R Inc 78 000 6.860 10 6,80082 001% 59 087%Barclays Bk PLC 6 625% SER2 ADR Pfd 238.000 4,99956 4.717 16 001% 394 836%Barclays Bk PLC 8 125% ADR Pfd 226.000 5,43869 5,13020 001% 459 895%Barclays Bk PLC 7 750% ADR Pfd 138 000 3,17055 2,99460 001% 267 893%Barclays Bk PLC 7 10% Ser-3 ADR Pfd 353.000 7,576.52 7.123 54 001% 626 8.80%Barrack Gold 88 000 2,541 79 4,65344 001% 52 113%

Berkshire Hathaway Cl-B 50 000 3,673 50 3,93800 001% 0 000%Bhp LTD Sponsored ADR 215.000 12,613 01 16,161.55 003% 434 269%Biomarin Pharmaceutical Inc 522 000 9,052 92 18,071 64 004% 0 000%Biogen IDEC Inc 231 000 23,897 90 26,553 45 005% 0 000%Bis Restaurants Inc 660 000 7,38047 31,732 80 006% 0 000%Blackrock Inc Class A 2,425 000 446,627 83 417,197 00 085% 13.337 320%Blackrock Real Asset Equity Trust 27,700 000 326.863 09 321,874 00 066% 30,109 935%Boeing Co 15,136 000 9,949 88 1,039.691 84 2 12% 25.428 2.45%

Boston Properties Inc 195 000 19,002 19 18.599 10 004% 390 2.10%Boston Scientific Corp 1,190 000 6,66400 7,021 00 001% 0 000%

Brandywine Rlty Tr Sbi New 749 000 6,887 80 6,523 79 001% 449 689%



List of Assets

Page 10 of 167

Description Shares CostMarketValue

Pet cent OfTotal Market


CurrentYield

Bristol Myersrs Squibb Co 15,654.000 443.651 65 512,198.88 104% 21,289 4 16%

British Amern Tob PLC Spons ADR 1 10 000 6,830 12 10.246 50 002% 422 4 12%

Broadcom Corporation CI-A 15,570 000 520,196 57 472,471 65 096% 5,605 119%

Broadsoft Inc 144 000 5,732 32 5,051 52 001% 0 000%

Broadridge Financial Solutions Inc 587 000 13,289 68 13.248 59 003% 375 2 84%

Brocade Communications Sys Inc 1,497 000 7,88297 8,053 86 0 02% 0 0 00%

Brookfield Asset Mgmt Inc CIA LTD 155 000 3,21995 4,29970 001% 80 1 87%

Bruker Biosciences Corp 1015 000 13 , 931 21 12 707 80 003% 0 000%

Cbl & Assoc Pptys Inc 170 000 3.995 58 4,01863 001% 313 780%

CBS Corp New Class B 767 000 12,606 24 19,972.68 004% 306 154%

Cf Industries Holdings Inc 55 000 7,84890 7,68900 002% 88 114%

Ch Robinson Worldwide Inc 142 000 9,984 08 9.728 42 0 02% 187 193%

CIT Group Inc New 219 000 8,99645 7,415 34 0 02% 0 0 00%

CMS Energy Corp 252 000 4,99565 5,271.84 001% 211 402%

Cnooc LTD ADR 154 000 32,415 38 29.771 28 006% 889 299%

CVS/Caremark Corp 593 000 21,734 69 23,032 12 0 05% 296 129%

CA Incorporated 186 000 3,72286 3.943 20 001% 37 094%

Cabelas Inc 1,899 000 31,453 88 44,759 43 0 09% 0 0 00%

Cablevision Sys Corp CI A 742 000 12 580 91 1 1,130 00 0 02% 445 4 00%

Camden Property Trust 298 000 18,275 87 17,203 54 0 04% 584 3 40%

Cameco Corp 177 000 4,40987 3,352 38 001% 69 207%

Cameron International Corp 160 000 8,063 98 8,63840 002% 0 000%

Canadian National Railway Co 514 000 32,491 22 39,865 84 008% 657 165%

Canadian Natural Resources LTD 586 000 21,234 55 21,881 24 0 04% 209 0 96%

Canadian Pacific Railway Limited 200 000 10,793 88 12,036 00 002% 240 200%

Canon Inc ADR 722 000 34,238 79 32,497 22 007% 1,044 3 21%

Capital One Finl Corp 707 000 29,024 55 31.574 62 0 06% 141 0 45%

Carbo Ceramics Inc 76 000 10,819 36 10,816 32 0 02% 72 0 67%



List of Assets

I'agc I I of 167


Mai ketValue



Curt entYield

Cardinal Health Inc 227.000 9,1 1 1 51 9,638.42 002% 195 203%

Carefusion Corp 372 000 9,310 78 9,218 16 0 02% 0 0.00%

Carnival Corp New Paired 1,019 000 40,456 24 33,830 80 007% 1,019 3 01%

Carrefour Sa Spons ADR 536 000 4,010.32 2,81400 0.01% 122 4 34%

Cash Amer Intl Inc 501 000 12,642 71 24,904 71 005% 70 028%

Catalyst Health Solutions Inc 243 000 10.616 77 12,640 86 003% 0 000%

Celanese Corp Series A Corn Stk 146 000 5,22493 6.787 54 001% 35 052%

Celgene Corp 6,400 000 286,717 47 403,712 00 082% 0 000%

Centene Corp 587 000 11,554 34 22,722 77 0.05% 0 0 00%

Electrobras ADR Prf 138.000 1,442.04 1,849 20 0 00% 0 0 00%

Centurytel Inc 8,735 000 309,440 52 327,737 20 067% 25,331 7 73%

Cerner Corporation 261 000 17,092 13 15,915 78 0 03% 0 0 00%

Chevron Corporation 9,400 000 539,822 11 966 508 00 1.97% 30,456 3.15%

Chipotle Mexican Grill Inc Class A 43 000 14,714 17 13 827 08 003% 0 000%

Chubb Corp 277 000 18,708 97 18,680 88 004% 432 231%

Church & Dwight Co Inc 307 000 13,615 45 13,584 75 0.03% 208 1 54%

Cisco Sys Inc 685 000 11,951 46 12 768 40 003% 164 129%

Citnx Sys Inc 3,765 000 226,983 91 268.783 35 0 55% 0 000%

Clorox Co 142 000 9,729 10 9 224 32 0 02% 340 3 69%

Cloud Peak Energy Inc 476 000 8,50755 10,172 12 002% 0 000%

Coach Inc 533 000 32,996 30 33 360 47 007% 479 144%

Cognex Corp 290 000 9,06897 10 344 30 002% 116 112%

Cognizant Technology Solutions Corp 266 000 19,348 19 17,915 10 0 04% 0 0 00%

Coherent Inc 410 000 10,872 83 20 , 82800 004% 0 0 00%

Colgate Palmolive Co 3,625 000 184,150.00 331,687 50 0 68% 8,410 2 54%

Comcast Corp Pfd 7 000% 9/15/55 260 000 6,632 31 6,591 00 001% 455 6 90%

Comenca Inc 296 000 11,065 32 7,465 12 0.02% 118 1.59%



List of Assets

Page 12 of 167




CurrentYield

Commonwealth Reit 7.125% Cumm C 190 000 4,641 50 4,535 30 001% 338 7.46%Commonwealth Reit Pfd-E 44 000 1,075 78 1,065 68 0 00% 79 7 49%Conagra Inc 0.00 00 0 00% 0 0.00%Concho Resources Inc 132 000 13,198 31 13,413.84 003% 0 000%Concur Technologies Inc 122 000 4,607 34 5,76206 001% 0 000%

Conocophillips 221 000 11,83513 15,76172 003% 583 3.70%Consolidated Energy Inc 135 000 5,433 45 5.621 40 001% 67 120%

Consolidated Edison Inc 1 10 000 6,52270 6,53620 001% 264 404%Constellation Brands Inc Cl A 308 000 5,867 26 5,99676 001% 0 000%Constellation Energy Group I 314 000 12,295.89 12,610 24 003% 301 2.39%Continental Resources Inc 85 000 5,30748 6,000 15 001% 0 000%

Copan Inc 252 000 11,153 62 11,322.36 0 02% 0 0 00%

Coming Inc 318 000 4,51678 4,21986 001% 95 226%Corrections Corp of America New 1,538 000 33,425 11 32,298 00 0 07% 0 0.00%Countrywide IV 6 750% 4/1/33Call 4/11/08 (25 00

150 000 3,22800 3,048.00 001% 253 831%

Coventry Health Care Inc 241 000 7,08422 7.697 54 0.02% 0 0.00%Credit Suisse Group Sponsored ADR 1,007 000 41,748 86 24,379 47 005% 1,489 6 11%

Credit Suisse GU 7 9% 535 000 13,804 20 13.589 00 003% 1,056 7 78%

Crown Castle International Corp 260 000 11,015 25 11,003 20 002% 0 000%Cubist Pharmaceuticals Inc 150 000 5,36972 5,785 50 001% 0 000%Cummins Engine Inc 213 000 16,765 29 20,518 29 004% 340 166%Comer Inc 144 000 6,86651 6,43968 001% 0 000%Dts Inc 543 000 12,647 90 15,632 97 0.03% 0 000%Dai Nippon Prig LTD Japan ADR 267 000 3,571.13 2,55893 001% 88 346%

Daiichi Sankyo Co LTD Spon ADR 78.000 1,500 35 1,379 51 0 00% 49 3 60%Danaher Corp Sbi 375 000 15,073 10 18,142 50 004% 37 021%



List of Assets

Page 13 of 167



Dassault Sys S A Spon ADR 199 000 14,606 60 16.260 49 003% 113 0 70%

Deckers Outdoor Corp 104 000 12,187 76 1 1,330 28 0 02% 0 0 00%

Dell Inc 621 000 9,12820 9,78696 002% 0 000%

Dentsply International Inc 178.000 6,857 77 6,427 58 001% 39 061%

Deutsch Bk Contingent Cap Tr V 8.05% 77 000 1,901 40 1,848 77 0.00% 154 8 38%

Deutsche Bk Cap Fdg Tr V1116 375% 148 000 2,99404 2,868.24 001% 235 822%

Deutsche Bk Cont Cap T 11 6 55% Pfd 466.000 9,70257 9,110.30 0.02% 762 8 37%

Deutsche Bank Cap 6 6250 Ser 61.000 1,28420 1,229 76 0 00% 101 821%

Deutsche Bank Cap Trust III 7 6% Pfd 166 000 3,90432 3,71840 001% 315 848%

Db Capital Funding Tr X 7 35% Prfd 109 000 2,47702 2,43724 0.00% 200 822%

Diageo PLC Sponsored ADR 120 000 8,034 73 10,273 20 0.02% 311 3 03%

Diamond Offshore Drilling Inc 0 00 00 0 00% 0 0 00%

Dicks Sporting Goods Inc 410 000 16,293 40 16,117 10 003% 205 127%

Digital Realty Trust Inc 210 000 13,092 85 13.335 00 003% 571 4 28%

Digital Realty Tr Inc Prf 7% Ser-E 52 000 1,30988 1,318 72 000% 91 690%

Walt Disney Co (Holding Co) 261 000 9,097.63 9,35685 0.02% 156 1 67%

Discovery Communications Ser A 137 000 5,07930 5,751 26 001% 0 0.00%

Discover Financial Services 407.000 9.378 42 9,69474 002% 97 101 %

Directv 613 000 26,352 71 28.945 86 0.06% 0 000%

Douglas Emmett Inc 530 000 9,840 00 9.529 40 0 02% 275 2 89%

Dover Corp 172 000 9,45061 9,454 84 0 02% 216 2 29%

Dow Chemical Co 366.000 10,265 89 10,141 86 002% 366 3 61%

Dresser-Rand Group Inc 125 000 5,421 51 6,508.75 001% 0 000%

Du Pont Ei De Nemours & Co 191 000 9,01902 9,1 14 52 002% 313 344%

Duff & Phelps Corp New CI A 386 000 6,01689 5,705 08 0.01% 123 2 17%

Duke Realty Corp 8 375% 30 000 781 95 780 30 0 00% 62 8 05%

Duke Realty Corp 6.950% Ser M Pfd 31.000 782.00 782 75 0.00% 53 6 88%


Account Number: 43-3581-00-6

List of Assets

Page 14 of 167

Descrrnlion Shares CostMarketValue



CurrentYield

EMC Corp Mass 30 204 000 631 336 95 694,994 04 1 42% 0 0 00%

Exco Resources Inc 485 000 7,661 70 5,776.35 001% 77 1.34%

East Japan Railway Co ADR 130.000 1,50678 1,310.40 0 00% 24 189%

East West Bancorp Inc 394 000 7,807.39 7,710 58 002% 78 102%

Eastgroup Properties Inc 200 000 8,511 22 8,51400 002% 416 489%

Eaton Corp 343 000 14,133 23 15.404 13 003% 466 3 03%

Eaton Vance Corp 2,024 000 47,365 53 48,636 72 0.10% 1,538 3 16%

Edison Intl 140 000 4,68960 5,50340 001% 179 3 26%

El Paso Corporation 382 000 9.705 63 9,553 82 002% 15 0.16%

Electricite De France ADR 275 000 2,65042 1,47895 0 00% 62 4.24%

Embraer S A ADR 985 000 26.410 59 25.137 20 005% 0 000%

Energizer Holdings Inc 298 000 19,989 24 21,539 44 0 04% 0 0 00%

Energy Transfer Equity L P 0 00 00 0 00% 0 0 00%

Ensign Energy Services Inc 120 000 1,63342 1,903 50 000% 45 240%

Ensco Intl Inc ADR 338 000 16,470.97 17,565 86 004% 473 2.69%

Entergy Corp New 141 000 9,851 49 9,92076 0 02% 468 4 72%

Entertainment Pptys Tr Sbi 190.000 8,34891 8,493 00 0 02% 532 6 26%

Equinix Inc New 82 000 6,549 15 8,201 64 002% 0 000%

Essex Property Trust Inc 70 000 9,57560 9.299 50 0 02% 291 3 13%

Expeditors Intenational of 215 000 10,143 01 9,35465 002% 107 115%

Express Scripts Inc CI A 220 000 10,753 34 10,043 00 0 02% 0 0 00%

Exxon Mobil Corp 7,097 000 322,318 24 570,882 68 1 16% 13.342 234%

FMC Technologies Inc 247 000 1 1,626 59 12,932 92 003% 0 000%

FMC Corporation New 99 000 7,10397 8,30808 002% 59 071%

FTI Consulting Inc 495 000 16,820 72 21,230 55 0.04% 0 000%

Factset Research Systems Inc 127 000 12,782 60 11,84021 002% 137 116%

Fanuc LTD Japan Unsp ADR 921 000 20,983 45 24,261 90 0 05% 342 1.41%

William & Laura Orthwein Fndtn-Comb Page IS of 167



List of Assets


MarketValue



Cur,entYield

Fastenal Company 457 000 17,587 74 19,034 05 004% 255 134%

Federal Realty Investment Tr Sbi 130.000 1 1,300 70 11 495 90 0.02% 358 3 12%

F5 Networks Inc 76 000 8,193 56 8 590 28 002% 0 000%

Fmmeccanica Spa Roma 765 000 3,780.87 1 , 653 17 0 00% 146 8.88%

Finning Intl Inc 30 000 791 75 685.65 000% 15 2.22%

First American Financial Corp 750 000 9,480 00 8 700 00 0 02% 180 2.07%

First Indl Rity Tr Inc 1904 000 16,490 35 18 ,08800 004% 0 0.00%

First Potomac Realty Trust 200.000 2,716 35 2 546 00 001% 160 628%

Fiserv Inc 118 000 7 166 94 6 ,803 88 0.01% 0 0.00%

Fluor Corporation New 71 000 3,645 14 3 , 892.22 001% 35 091%

Flsmidth & Co A/S Sponsored ADR 2 , 312000 17,699 30 14,856 91 003% 263 177%

Fortinet Inc 293.000 5,185 89 7 029 07 001% 0 000%

Freeport McMoran Copper & Gold Inc B 6,425.000 229,762 46 254 430 00 0 52% 6.425 2 53%

Fresenius Med Care Ag Spon ADR 434 000 27,703 05 29 ,807 12 006% 283 095%

Fresh Mkt Inc 472 000 15,477 17 18,516 56 004% 0 000%

Fu^ifilm Hldgs Corp ADR 81 000 1,85944 1 ,90528 000% 24 127%

Geo Group Inc 825.000 15,122 25 14 602.50 003% 0 0.00%

Gnc Hldp_s Inc 686 000 12,065 21 18 ,70722 004% 0 0.00%

Gannett Co Inc 237.000 2,491 25 2 , 573 82 001% 75 295%

Gap Inc 236.000 4,259 80 4,41084 001% 106 241%

Oao Gazprom Sp Reg S Gdr 250 000 2,614 99 2 , 855 25 001% 51 180%

General Dynamics Corporation 1 18 000 7,32426 7,79508 002% 221 2 85%

General Electric Co 36,013 000 950.094 99 572 966 83 1 17% 21,607 3 77%

General Mills Inc 7,650 000 188,608 77 305 ,617 50 062% 9,333 3 05%

General Mtrs Co 347 000 8,558 55 7,387 63 002% 0 0 00%

Genesco Inc 732 000 15,761 35 43 224 60 009% 0 000%

Genesee & Wyoming Inc A 155 000 9,56488 9 465 85 002% 0 000%

Gentex Corporation 318 000 9,719 22 9,374 64 0 02% 152 163%



List of Assets

Page 16 of 167




CurrentYield

Genuine Parts Co 171 000 10,047 24 10,003 50 0 02% 307 3 08%

Glaxosmithkline PLC Ads 71 000 2,81274 3,15808 001% 156 496%

Gold Fields Limited Spon ADR 161 000 1,059.13 2,727 34 001% 38 140%

Goldman Sachs Group Inc Pfd 1 I 1000 2 ,05955 1,970 25 0 00% 106 5 40%

Goldman Sachs Group Pfd D 34 000 636 46 606 22 0.00% 34 5 73%

Google Inc Cl A 1,359.000 698,135.62 814,571 01 1.66% 0 0.00%

Graftech International LTD 824 000 8,326 85 1 1,898 56 0 02% 0 0 00%

Great Plains Energy Incorporated 469 000 9,843 00 9,86776 0 02% 398 4 04%

Gulfport Energy Corp New 173 000 5 092 98 5,492 75 001% 0 000%

Hcp Inc 571 000 22,032 56 22,069 15 004% 1,096 497%

Hsbc Hldgs PLC 6 2000% Ser A 292 000 7,05499 6,832 80 001% 452 662%

gs PLC 8 125% PfdHsbc Hld 93 000 2,42209 2,41800 000% 188 7.81%_

Hsbc Hldgs PLC Prf 671.000 17,700.49 17,311 80 0.04% 1,342 7.75%

Hachijuni Bank LTD ADR 24 000 1,23529 1,391 21 0 00% 19 141%

Haemonetics Corp 157 000 9,823 49 9,299 11 0 02% 0 0 00%

Halliburton Co 11,830 000 338.575 14 435,344 00 089% 4,258 098%

Hang Lung Pptys LTD Spon ADR 831 000 20,376 12 12,183 29 002% 352 2.89%

Hasbro Inc 635 000 21,036 01 22,739 35 005% 762 3.35%

Hatteras Finl Corp 934 000 26,896 40 25,031 20 0 05% 3,736 14.93%

Health Care Reit Inc 440.000 22,612 97 22,074 80 004% 1,258 5 70%

H J Heinz Co 336 000 17.808 46 17,690 40 0 04% 645 3 65%

Hennes & Mauritz 5,153 000 37,823 02 32,706 09 0 07% 1,216 3 72%

Hertz Global Holdings Inc 856 000 8,636 12 9,681 36 0 02% 0 0 00%

Hexcel Corp New 436 000 9,460 51 10,865 12 0 02% 0 0 00%

Holopic Inc 854 000 13,806 32 15,038 94 0 03% 0 000%

Home Depot Inc 8,540 000 296,964 38 334,938 80 0 68% 9,906 2 96%

Home Retail Group ADR 162 000 1,80644 913 19 000% 146 16.04%

Hong Kong Exchanges & Clearing 1,075 000 24,553 00 16,908 68 003% 556 3 29%



List of Assets

Page 17 of 167




CurrentYield

Hospitality Pptys Tr Sbi 410 000 9,36442 9,03230 002% 738 8 17%

Host Hotel and Resorts Inc 1,241 000 16,751 96 17,560 15 0 04% 198 113%

Hudson City Bancorp Inc 1120 000 6 697 60 6,26080 001% 358 5 72%

Humana Inc 107 000 8,89763 9,48876 002% 107 113%

Huntsman Corp 1739 000 5,224 30 19,007.27 004% 695 366%

Ipg Photonics Corp 114 000 5 , 516.78 4,36962 001% 0 000%

Idex Corp 190 000 6,85649 6,92740 001% 129 187%

Idexx Laboratories Inc 178 000 13.181 04 13,383 82 003% 0 000%

Ihs Inc - Class A 171 000 14,370 98 15,1 12 98 0.03% 0 000%

Impax Laboratories Inc 249 000 6,399 75 5.014 86 0.01% 0 0 00%

Industrial & Commercial Bk China ADR 1,750 000 28,077 84 19.400 50 004% 805 4 15%

Informatica Corp 405 000 5,501.56 18,206 78 004% 0 000%

Ing Groep N V Sponsored ADR 2 642 000 21,334 35 20,660 44 004% 0 0.00%

Ing Group NV 7 .050% Pfd 306 000 5,96732 5,46822 001% 539 986%

Ing Group NV 7 200% Series Pfd 312 000 6,30395 5,83440 0.01% 561 9.63%

Ing Groep NV Ser Pfd 6 125% 90 000 1,54771 1,461 60 000% 137 943%

Ing Group N V 6.375% Pfd 98 000 1,745 76 1,606 22 0 00% 156 9 73%

Ing Groep NV 7 375% Pfd 131 000 2,606 78 2,44708 0.00% 241 9 87%

Intel Corp 34 386 000 666,159 41 856,555 26 175% 2804 3 37%

Intercontinentalexchange Inc 81 000 10,725 21 9,85932 002% 0 000%

IBM 1,959 000 175.104 58 368,292 00 0.75% 5,877 1 60%

International Paper Co 276 000 6,929 93 7,838 40 0 02% 289 3 70%

Interpublic Group of Cos Inc 807 000 8,81646 7,56966 002% 193 2 56%

Intuit Inc 396 000 21,216 1 1 21,083 04 004% 237 1.13%

Intrepid Potash Inc 341 000 8,856 14 7,897 56 002% 0 000%

Itau Unibanco Banco Multiplo Sa ADR 1,592 000 37,003 88 28,337 60 006% 136 048%

JDS Uniphase Corp 824 000 9,179.77 9,04752 0.02% 0 000%

J P Morgan Chase & Co 909 000 32,667 07 28,151 73 006% 909 3 23%



List of Assets

Page 18 of 167




CurrentYield

Jetblue Airways Corp 1,297 000 9,225 17 5,343 64 001% 0 0 00%

Johnson & Johnson 6,845 000 383,971 57 443,008 40 090% 1506 3 52%

Juniper Networks Inc 187 000 3,809 17 4,24677 001% 0 000%

Kkr Financial Hldgs LLC 568 000 4,591 71 4,80528 001% 408 8 51%

Kaman Corp 926 000 31,357 03 28,733 78 006% 592 206%

Kansas City Southn Inds Inc New 104 000 4,54637 7,075 12 001% 0 000%

Kddi Corp Unsponsored ADR 904.000 15.491 78 14,701 75 003% 367 250%

Kellogg Co 7,400.000 304,137 58 363 784 00 074% 12,728 3 50%,Kimberly Clark Corp 4,750 000 292,839 37 339,482 50 0 69% 13,300 3.92%

Kimco Realty Corp 210 000 3,459 51 3,311 70 001% 159 482%

Kimco RIty Corp 124 000 3,301 63 3,33932 001% 213 641%

Klmco Realty Corp 7 7500% Ser G 210 000 5,477 58 5,39490 001% 406 7.54%

Kimco Realty Corp 6 65% Sers F Pfd 31 000 780 95 773 76 0 00% 51 6.66%

Kinder Morgan Management LLC 482 000 19,023 33 34,111 14 007% 0 000%

Kingfisher PLC Spons ADR 3 ,831 000 29.247 64 30,801 24 006% 827 269%

Kinross Gold Corp New 226 000 3,771 96 3,15722 001% 27 086%

Knoll Inc 737.000 7,07401 11,172.92 002% 294 264%

Komatsu LTD ADR New 1,180 000 28,180 00 28,804 98 006% 513 178%

Korea Elec Pwr Co Spon ADR 1/2 Corn 158 000 1,71067 1,753 80 000% 0 000%

Kraft Foods Inc Class A 241 000 8,173 88 8,712 15 002% 279 321%

Kraton Performance Polymers 354 000 13,673.53 7,441 08 002% 0 000%

Kroger Co 372 000 8,173 88 8,62296 002% 171 198%

Lkg Corporation 383 000 1 1,339 40 1 1,692 99 0 02% 0 0 00%

Li & Fung LTD Unspon ADR 6,076 000 21,869 73 24,194 63 005% 565 2 34%

Ltc Properties Inc 250 000 6,94893 7,18750 001% 420 5 84%

L-3 Communications Holdings Inc 57 000 3,58473 3,779 10 001% 102 2 71%

Lvrnh Moet Hennessy Lou Vuat ADR 1,428 000 43,596 19 44,827 78 009% 644 144%

Landstar Systems Inc 242 000 9,448 65 11,197 34 0 02% 53 0 48%

William & Laura Orthwein Fndtn -Comb rase 19of167



List of Assets

Description Sharer Cost

MarketValue



CurrentYield

Lauder Estee Cos Inc CIA 265 000 19 , 051 49 3I 264 70 006% 278 0.89%

Eli Lilly & Co 230 000 8,192 05 8 , 705 50 0.02% 450 5 18%

Limited Brands Inc 113 000 4,46689 4 783 29 001% 90 1 89%

Lincoln Elec Hldas Inc 252 000 9,41895 9,94896 002% 171 1.72%

Lockheed Martin Corp 1 16 000 8,556 16 9 065 40 002% 464 512%

Loews Corp Delaware 0 00 00 0.00% 0 0 00%

Lorillard Inc 68 000 7,299 12 7 , 590 16 002% 353 466%

Lufkin Industries Inc 586 000 9 , 51693 41 066.88 008% 293 071%

Lululemon Athletica Inc 46 000 2 248 32 2 286 20 0 00% 0 0 00%

M & T Bank Corporation 169 000 13,173 55 12 333 62 0.03% 473 3.84%

MBIA Inc 3,198 000 25,950 18 31,020 60 006% 0 000%

Mfs Emerging Markets Debt Fund A 26 596 584 389,595 48 384 586 60 078% 19.947 5.19%

Ms&ad Ins Group Hldgs ADR 342 000 4,306.36 3 , 273 28 001% 89 2 73%

Mwi Veterinary Supply Inc 78 000 5,610 77 5 , 390.58 001% 0 000%

Steven Madden LTD 454 000 9 , 88201 16 189.64 003% 0 000%

Manulife Finl Corp 175 000 3,531.95 1,884 75 000% 89 4 76%

Marathon Oil Corp 323 000 7,12770 9 ,031.08 0.02% 193 2 15%

Marine Harvest Asa ADR 117 000 1,29845 1,01334 000% 243 2407%

Martin Marietta Mtls Inc 230 000 21,551 27 17.999 80 0 04% 368 2 04%

Mastercard Inc Class A 48 000 16,617 27 17 ,97840 004% 28 0 16%

Mattel Inc 456 000 13,196 09 13 , 137 36 003% 419 3 19%

Mc Donalds Corp 5,069 000 310,539 54 484 , 19088 099% 14,193 293%

McKesson Hboc Inc 159 000 13,346 46 12 928 29 0 03% 127 0 98%

Mead Johnson Nutrition Co CI A 204 000 12 369 27 15 373 44 003% 212 138%

Meadwestvaco Corp 157 000 4,377 32 4 686 45 001% 157 3.35%

Medassets Inc 731 000 12,680 89 6 988 36 001% 0 000%

Medidata Solutions Inc 703 000 16,380 46 14 , 16897 003% 0 000%

Mercadolibre Inc 199 000 12,651 24 17,450 31 0 04% 63 0 36%



List of Assets

Page 20 of 167




CurrentYield

Mentor Inc 1,438.000 19,271 83 8,556 10 002% 0 000%Metlife Inc 645.000 26,739 04 20,304 60 004% 477 2.35%

Metlife Inc 6 500% Ser-B Pfd 231 000 5,85924 5,80272 001% 375 6.47%

Micrel Inc 3,157 000 32,258 85 32,832 80 007% 505 1.54%

Micros Sys Inc 297 000 15.057 07 14,009 49 003% 0 000%Microsoft Corp 13.142 000 340.572 16 336,172 36 069% 10,513 3 13%Molson Coors Brewing Co 0 00 00 0 00% 0 0 00%

Monmouth Real Estate Invt Co Cl A 480 000 4,10364 4,07520 001% 288 7 07%

Monsanto Co New 463 000 23,579 76 34,007 35 007% 555 163%

Monster Worldwide Inc 1,165 000 12,161 29 8,516.15 0 02% 0 0 00%Motorola Solutions Inc 197 000 8,658 15 9.193 99 002% 173 189%

Murphy Oil Corporation 80 000 4,011 20 4,47360 001% 88 197%

Mylan Laboratories 268 000 6,14859 5,23404 001% 0 000%

Nii Hldgs Inc Cl B 463 000 16,695 49 10,653.63 002% 0 000%NRG Energy Inc 321 000 7,43859 6,31728 001% 0 000%National-Oilwell Inc 240.000 16,498 1 1 17,208.00 004% 115 067%National Retail Properties I 310 000 8,18743 8.202 60 002% 477 5 82%

National Rural Utils Coop Fi 32.000 820 69 814.08 0 00% 47 5 85%

Nestle Spon ADR Rep Reg Shr 804 000 41,379 46 45.184 00 0 09% 1,420 3 14%

Netapp Inc 137 000 5,275 86 5,045 71 001% 0 000%

New Oriental Ed & Tech Grp Inc ADR 67 000 1,46630 1,691 08 000% 0 000%New York Community Bancorp Inc 1,010 000 13,378 36 12,160 40 002% 1,010 8 31%

Newcrest Mining LTD Spons ADR 78 000 1,564 80 2,77243 001% 21 078%

Newmarket Corp 286 000 22,359 45 56,596 54 0 12% 858 1.52%

News Corp LTD CI A 1,376 000 22,645 02 23,997.44 005% 261 1.09%

Nexen Inc 551 000 9,54436 9,13007 002% 111 1 22%

Nike Inc B 3,882 000 281,164 67 373,370 76 0.76% 5,590 1 50%



List of Assets

Page 21 of 167




CurrentYield

Nintendo LTD ADR New 105 000 3 002 01 1 966 34 000% 59 3 04%

Nippon Teleg & Tel Corp Spon ADR 178 000 3,78077 4,39660 001% 61 1.39%

Nisource Inc 689 000 15,142 96 15,784 99 003% 633 402%

Nokia CP ADR 427.000 4,513 98 2,47233 001% 175 7 10%

Northrop Corp 168 000 6,30866 9,58776 0.02% 336 3.50%

Northwest Pipe Co 302 000 8 , 675 76 7,033 58 001% 0 000%

Novartis Ag Sponsored ADR 771 000 38,363 32 41,726.52 0 09% 1,545 3 70%

Novo-Nordisk A S ADR 299 000 30,336 54 33,951 45 0 07% 406 120%

Nu Skin Enterprises Inc 1066 000 38 , 36883 50,890 84 0 10% 682 134%

O'Reilly Automotive Inc 398 000 28,210 69 30,741 52 006% 0 000%

Oyo Geospace Corp 273 000 8 728 60 24,837 54 0 05% 0 0 00%

Oasis Petroleum Inc 391 000 11,01865 11,913 77 002% 0 000%

Occidental Petroleum Corp De 302 000 30 664.05 29,867 80 0 06% 555 186%

Oil States International Inc 163 000 11,897 50 12,265 75 003% 0 000%

Old Dominion Freight Line 1172 000 26 879 79 45,485 32 009% 0 000%

Old Rep Intl Corp 655 000 6.445 20 5.384 10 001% 458 8 52%

Ommcom Group 298 000 13.281 86 12,864 66 0 03% 298 2 32%

Onyx Pharmaceuticals Inc 137 000 5,31248 6,041 70 001% 0 000%

Opnet Technologies Inc 1 19 000 4,188 98 4,24473 001% 57 135%

Oracle Systems Corp 21 412 000 546,563 51 671,266 20 137% 5.138 0.77%

Owens & Minor Inc New 464 000 13,584 68 14,291 20 003% 371 2 60%

PNC Bank Corporation 165 000 8,542 74 8,944.65 002% 231 2 58%

PNC Capital Tr D 6 125% Pfd 12/15/33Call 12/I 8/08 0,25 000

121 000 3,073 30 3,03468 001% 185 6 10%

PPG Industries Inc 130 000 8,54286 1 1,407 50 002% 296 260%

PS Business Pks Inc Calif 31 000 774 22 772 83 000% 51 672%

PS Business Park Inc 7% Ser H 48 000 1,207 92 1,2.06 72 0 00% 84 6 96%

Pvh Corp 107 000 6,740 01 7,264.23 001% 16 0 22%



List of Assets

Page 22 of 167


MarketValue



CurrentYield

Panasonic Corp ADR 186 000 2,643 51 1.776 30 000% 21 1.19%

Panera Bread Co CI A 131 000 17,548 13 18,782 78 0 04% 0 0.00%

Parexel International Corporation 417 000 8,852 99 8,36085 002% 0 0.00%

Parker Hannifin Corp 74 000 5,98620 6,12572 001% 109 179%

Penn National Gaming Inc 232 000 8.029 62 8,609 52 0 02% 0 0.00%

Pepsico Inc NC 6 , 175.000 305,057 68 395,200 00 081% 12,720 3 22%

PT Telekomunikiasi Indonesia Sp ADR 45 000 1 , 50600 1,473 75 0 00% 57 3 88%

Petroleo Bras Sa Ads 4,675 000 121,067 19 126,178 25 026% 701 056%

Pfizer Inc 24 796 000 459 070 58 497.655 72 1 01% 19,836 3 99%

Philip Morris International Inc 3,343.000 239 417 51 254,870 32 052% 10,296 4.04%

Pinnacle Entmt Inc 490 000 5,24824 5,17930 001% 0 000%

Plantronics Inc 329 000 10,953 00 1 1,337 34 002% 65 058%

Plum Creek Timber Co Inc 170 000 6,242 82 6.262 80 001% 285 4 56%

Polypore International Inc 206 000 11,061 05 10,104 30 002% 0 000%

Polyus Gold Intl LTD Spon Gdr 335 000 1,281 89 978 20 0 00% 0 0 00%

Potash CP of Saskatchewan Inc 907 000 39,210 49 39,309 38 008% 253 065%

Potlatch Corp New 220 000 7,29907 7,07520 0 01% 272 3 86%

Praxair Inc 310.000 23.276 84 31,620 00 006% 620 196%

Precision Castparts Corp 242 000 32,575 29 39,869.50 0 08% 29 0 07%

T Rowe Price Group Inc 133 000 7 280 69 7,54908 002% 164 2 18%

Pnceline Com Inc 65 000 19,109 55 31,582 85 006% 0 000%

Pricesmart Inc 686 000 12,076 94 46,545 10 009% 411 088%

Procter & Gamble 5.167 000 256,317 20 333.633 19 068% 10,850 3 25%

Progress Energy Inc 250 000 13,189 00 13,595 00 003% 620 4 56%

Protective Life Corp 47 000 1 , 181 86 1,17923 000% 85 722%

Prudential Financial Inc 101 000 1,92041 5,1 14 64 001% 146 2 86%

Public Storage Inc 190 000 23.841 05 25,061 00 005% 722 288%

Public Storage Ser-R 6 350% 163 000 4,308 17 4,311 35 001% 258 600%

William & Laura Orthwein Fndtn-Comb Page 23 of 167

November 1, 2011 - November 30, 2011


List of Assets




CurrentYield

Public Storage 109 000 2 , 891 39 2 91 1 39 001% 177 608%

Public Storage Ser-M 6 625% Pfd 159 .000 4 055 44 4,040 19 001% 263 6.52%

Public Storage 6 750% 63 000 1,61428 1,603 35 000% 106 663%

Publicis Groupe Sa Ads 869 000 22,247 40 20,735 21 0 04% 348 168%

Quaker Chemical Corporation 143 000 5,965 77 5.564 13 001% 137 247%

Qlik Technologies Inc 429.000 11 , 261 33 11,741 73 0.02% 0 0 00%

Qualcomm Inc 4 330 000 232 , 14056 237,284 00 048% 3,723 157%

Quality Systems Inc 288 000 5 767 20 10,180.80 0.02% 201 198%

Quanta Services Inc 334 000 6,50696 6.877 06 001% 0 000%

Qwest Corporation 7 500 Pfd Ser A7.500% 09/15/2051Call 09/15/2016 ( 0 00%

191 000 4,852 50 4,90679 001% 358 7 30%

Rti International Metals Inc 192 000 6,184 15 5,241 60 001% 0 0.00%

Ralcorp Hldgs Inc New 81.000 6,18489 6,58692 001% 0 000%

Range Resources Corp 355 000 25,264 47 25,457.05 0 05% 56 0 22%

Raytheon Company New 196 000 8,413.28 8.931 72 002% 337 3 77%

Realty Income Corp 330 000 11 , 013 51 11,173 80 002% 574 514%

Realty Income Corp 100 000 2.550 50 2,54200 001% 168 664%

Reckitt Benckiser Group PLC ADR 3 567 000 39,169 48 36,1 19 44 007% 1,241 3 44%

Red Hat Inc 478 000 22 403.25 23.938 24 005% 0 0.00%

Redwood Trust Inc 443 000 6,171 92 4,576 19 001% 443 968%

Regal Beloit Corp 276 000 10 ,95346 14,534 16 003% 198 137%

Regal Entertainment Group 592 000 7,51456 8,43600 002% 497 5 89%

Regency Centers Corp Prd Ser 5 6 7% 23 000 570 97 575 00 0 00% 38 6.70%

Resmed Inc 346 000 10 053 66 9,013 30 0 02% 0 0 00%

Rio Tinto PLC Spon ADR 280 000 14 934 37 14,859 60 003% 327 2 20%

Riverbed Technology Inc 1,008 000 19,800 88 26,208 00 005% 0 000%

Rockwell Collins Inc 120 000 6,70800 6,588 00 0.01% 115 175%



List of Assets

Page 24 of 167




CurrentYield

Rohm Co LTD Unsponsored ADR 67 000 1,98687 1,562 17 000% 34 220%Roper Inds Inc New 184 000 15,248 82 15,674 96 0.03% 101 065%

Rosetta Resources Inc 104 000 4,461.58 5.651 36 001% 0 0.00%Rovi Corp 282 000 4,16864 7,825 50 002% 0 0.00%Royal Bk Scot Grp PLC Ads 5 750% Pfd 454 000 7,266.09 6,632 94 0.01% 652 9 84%Ryder Systems Inc 107 000 5,215 32 5,59396 0.01% 124 222%Sk Telecom LTD Soon ADR 227 000 3.873 79 3,357 33 001% 165 492%SI Green Realty Corp 180 000 12,1 16 66 11,851 20 002% 180 1 52%Spdr Gold Trust 155 000 26,104 09 26,370 15 0 05% 0 0 00%Spdr DJ Wilshire Intl Real Est ETF 9,485 000 351,551 75 324,766 40 0 66% 33.482 10 31%

Sxc Health Solutions Corp 217 000 10,082 68 12,763 94 0 03% 0 0 00%Sabmiller PLC Sponsored ADR 358 000 11,935.72 12,612 70 003% 284 225%

St Jude Med Inc 401 000 16,491.13 15,414 44 003% 336 2.19%Salesforce Corn Inc 1,029 000 116,384.22 121,854.18 025% 0 000%Salix Pharmaceuticals Inc 313 000 10.685 60 13,815 82 003% 0 000%Sandisk Corp 5,250 000 221,758 88 258,877 50 0 53% 0 000%Sanofi-Synthelabo Sa ADR 100 000 2,91880 3.501 00 001% 132 3 78%Sanofi Aventis Rts 12/31/2020 1,969 000 1,94577 2,55970 001% 0 000%

Sap Ay Spon ADR 658 000 34,679 53 39,453 68 008% 674 171%Sapient Corp 1,348 000 16,470 84 16,553 44 0 03% 0 0 00%Sara Lee Corp 328 000 5,798.32 6,218 88 001% 150 243%Sbcrbank Russia ADR 1,940 000 20,179 09 22,1 19.88 005% 228 103%Scana Corp New 311 000 13,280 51 13,565 82 003% 603 445%

Scana Corp New 24.000 681.84 686 88 0.00% 46 6 73%

Schlumberger LTD 5,930.000 481,664.89 446,706.90 091% 5.930 1 33%Sealed Air Corp New 281 000 5.979 76 4,951 22 001% 146 2.95%

Seattle Genetics Inc 634.000 8,340.76 10,543.42 002% 0 000%



List of Assets

Page 25 of 167

Descr,n1,on7 Shares CostMarketValue



CurrentYield

Sekisui House LTD Spoil ADR 237 000 2,061.73 2,030 14 000% 42 209%

Sempra Energy 6,199 000 218,376 71 329,724 81 067% 11,902 3.61%

Service Corp Intl 3,762 000 30,882 20 38,560 50 008% 752 1.95%

Seven R. I Holdings Co LTD ADR 49 000 2,345 79 2,685 10 001% 64 2.40%

Shiseido LTD Spon ADR 171 000 3,09241 3,121 26 001% 91 295%

Shuffle Master Inc 1,110 000 2,941 72 12,309.90 003% 0 000%

Siemens Aktiengesellschaft Spon ADR 311.000 35,246 07 31,538 51 006% 918 291%

Sigma-Aldrich Corporation 145 000 9,82904 9,39745 002% 104 1.11%

Signature Bank 180 000 10,218 10 10,517 40 0 02% 0 0 00%

Simon Ppty Group Inc New 330 000 40,811 90 41,032 20 0 08% 1,188 2 90%

Sirona Dental Systems Inc 393 000 15,413 11 17,464.92 0 04% 0 0.00%

J M Smucker Company New 204 000 15.302 19 15,499 92 0 03% 391 2 53%

Societe Generale France Spon ADR 109 000 946 36 530.61 0 00% 47 8 96%

Sonoco Products Company 318 000 10,242 78 10.328 64 0 02% 368 3 57%

Sothebys CI A 591.000 9,38035 18,563 31 004% 189 102%

Southwest Airlines 540.000 4,08640 4,52520 001% 9 0.21%

Spirit Aerosystems Hldgs Inc CI A 429.000 9,17737 8,369.79 002% 0 000%

Sprint Corporation 1 774 000 4,62961 4,78980 001% 0 000%

Starbucks Corp 742 000 24,943.97 32,262 16 0 07% 504 1.56%

Starwood Hotels & Resorts World 315 000 1 1,227 58 15,019 20 0.03% 157 105%

Stericycle Inc 180 000 15,247 22 14,583 60 003% 0 000%

Stifel Financial Corp 175 000 4,898 16 5.547 50 001% 0 0.00%

Sturm Ruger & Co Inc 755 000 8,99960 24,280 80 0 05% 425 1 75%

Successfactors Inc 750 000 18,077 17 19,200 00 0 04% 0 0 00%

Sumitomo Mitsui Tr Hldgs Inc ADR 512.000 1,68981 1,523.71 000% 20 1 38%

Suncor Energy Inc New 440 000 14,169 91 13,208 80 003% 191 145%

Suntrust Bank 840 000 18,461 49 15,229 20 0 03% 168 110%



List of Assets

Page 26 of 167


Percent OfTotal Markel


Curl entYield

Swatch Group Ag ADR The Unspon 608 000 1 1,808 23 11.814 05 0 02% 105 0 90%Swisscom Sponsored ADR 67 000 2,04844 2.532 33 001% 146 5 79%

TJX Companies Inc 681 000 32,481 96 42,017 70 009% 517 1 23%

Tnt Express N V A DR 245 000 2,28640 1,765 47 0.00% 9 051%Talisman Energy Inc 276 000 3,94226 3,753 60 001% 74 1.99%

Tanger Factory Outlet Centers 250 000 6,892 68 7,087 50 001% 200 2 82%

Teck Commco LTD Class B 513 000 19,762 35 18.719 37 004% 414 221%

Tejon Ranch Co 1,053 000 27,313 19 25.977 51 005% 0 000%Telecom Italia Spa New Spons ADR 279 000 2,45849 2,70072 001% 427 15 82%

Telefonica De Espana Sa ADR 968 000 20,982 85 18,150 00 004% 1,657 9 13%

Tel & Data Systems Special 457 000 9,87440 11,237.63 0 02% 214 191 %

Tenans S A ADR 310.000 10,008 42 1 1,556 80 002% 210 1 82%

Tencent Hldgs LTD ADR 1,079 000 24,595 72 20,149 25 004% 65 033%

Tenet Healthcare Corp 5,582 000 25,788 43 25,956 30 0 05% 0 0 00%

Tenneco Automotive Inc 283 000 5,623 95 8,195 68 002% 0 000%Teradata Corp 6,766 000 382,705 35 366.920 18 0 75% 0 0 00%

Teradyne Inc 667 000 4,557 34 8,977 82 002% 0 000%

Tesco PLC Sponsored ADR 1,635 000 33,614 89 31,259 57 0 06% 1,079 3 45%

Teva Pharmaceutical Inds LTD ADR 824 000 43,968 22 32,638 64 0 07% 646 198%

Thoratec Corp 439 000 1 1,356 62 13,354 38 003% 0 000%

Tibco Software IncCorn

593 000 3,320 32 16,248 20 0 03% 0 000%

Tiffany & Co New 418 000 24,051 76 28,022 72 0 06% 484 173%

Time Warner Inc New 727 000 26,128 55 25,314 14 005% 683 270%

Time Warner Cable Inc New 1 1 1 000 6,538 55 6.713 28 001% 213 3 17%

Titanium Metals Corp New 1,028 000 16.458 21 16.016 24 003% 308 193%

Total Fina Sa Ads 7,205 000 346,681 96 372,786 70 076% 19,417 5 21%



List of Assets

Page 27 of 167



Toyota Mtr Corp 479 000 35,168 34 31,570 89 006% 557 1.77%

Tractor Supply Co 243 000 17 347 89 17,551 89 0 04% 116 0 66%

Tredcag r Corp 1 665 000 25 , 387 26 36,346 95 0 07% 299 0 82%

Trican Well Svc LTD 20 000 200 29 342 46 0.00% 2 0 58%

Trimble Navigation Limited 280 000 11,558 51 12,062 40 0 02% 0 0 00%

Triumph Group Inc New 601 000 23,584 21 35.753 49 007% 96 027%

Turkiye Garanti Bankasi A S Spon ADR 5,249 000 29,507 74 18,009 32 004% 346 192%

Two Harbors Investment Corp Com 877 000 9,169 13 8,208 72 002% 1,403 17.09%

Tyson Foods Inc 206 000 3,72993 4,148 84 0.01% 32 0.79%

UBS Pfd Fdg Tr I V Flip- Rt 283 000 3,84828 3,63655 0.01% 67 1.84%

Udr Inc 1,011 000 13,496.18 23,758 50 005% 808 3 40%

UMB Financial Corp 132 000 6,10038 4,71240 001% 108 230%

US Bancorp Pfd B 53 000 1,14521 1,14798 000% 47 4 13%

US Bancorp Del New 658 000 15,569 19 17,055 36 0.03% 329 1 93%

Usb Capital X1 Pfd 6 600% 9/15/66Call 9/15/11 (a 25 000

1 18 000 2,988 34 2,983 04 001% 194 653%

Ultra Petroleum Corp 209 000 6,739 98 7,358 89 0 02% 0 0 00%

Unilever NV NY Sh (New) 235 000 6,904 02 8,015 85 0 02% 247 3 09%

Union Pacific Corp 416 000 26,087 75 43,018 56 009% 998 2 32%

United Parcel Svc Inc Cl B 128 000 8,94805 9,18400 002% 266 290%

United Technologies Corp 372 000 27,558 15 28,495 20 0.06% 714 2 51%

United Therapeutics Corp 243 000 10 925 02 9,941 13 0 02% 0 0 00%

Unitedhealth Group Inc 440 000 20,248 09 21,458 80 004% 286 133%

Universal Electronics Inc 646 000 13,798 63 10,542 72 002% 0 0.00%

Universal Health Services Cl B 169 000 6,39445 6,797 18 001% 33 0.50%

Unumprovident Corp 247 000 5,174 18 5,55997 0.01% 103 1 87%

Urban Outfitters Inc 253 000 7,08825 6,825 94 0.01% 0 000%



List of Assets

Page 28 of 167




CurrentYield

Vale S A ADR 9,905 000 249,045 40 230,291 25 0.47% 277 0 12%

Valero Refining Marketing Co 372 000 7,13549 8,28444 002% 223 269%

Value Click Inc 2,311 000 26,511 94 35,728 06 007% 0 0.00%

Varian Med Sys Inc 289 000 17,623 16 17,984 47 0 04% 0 0.00%

Veeco Instruments Inc Del 289 000 9,46692 7,193 21 001% 0 000%

Ventas Inc 190 000 10.024 23 10.024 40 0.02% 437 436%

Viacom Inc New Class B 203 000 10.246 70 9,08628 002% 203 2 23%

Viacom Inc Pfd 6 850% 12/15/55 416 000 10,633.68 10,462 40 002% 712 6.81%

Visa Inc CI A 305 000 26,382 61 29,575.85 006% 268 0.91%

Virtus Insight Emerg Mkts I 155,619 219 1,427,1 19.41 1,386,567.24 283% 4,979 036%

Visteon Corp 157 000 10,103 44 8,784 15 002% 0 000%

Vitamin Shoppe Inc 608 000 11,623 14 22,380 48 005% 0 0.00%

Vmware Inc 3,325 000 300,467 11 321.461 00 066% 0 000%

Vodafone Gp PLC Ads New 14,735 000 399,241 60 400,055 25 0 82% 21,262 5 31%

Volkswagen Ag Spon ADR 583 000 14,983 10 20,035 96 004% 288 144%

Vornado RIty Tr 170 000 13,400 71 12,656 50 0.03% 469 3 71%

Vornado RIty Tr 75 000 1,945 69 1,941.00 0 00% 128 6 64%

Wabco Holdings Inc 257.000 8,99073 12,081 57 002% 0 000%

Wachovia Pfd I'd 7 250% Ser N/Cu 325 000 8,42807 8,41425 002% 589 700%

Wacoal Corp ADR 25 000 1,41248 1,62000 000% 28 175%

Wal-Mart De Mexico S A Spon ADR 765 000 19,109 70 20,687 90 004% 251 122%

Walgreen Co 164 000 5 ,015 12 5,53008 001% 147 267%

Washington Real Estate Invt Tr 250 000 7,31806 6,802 50 001% 433 6.38%

Waste Connections Inc 645 000 11,355 82 21,136.65 0 04% 232 1.10%

Weingarten Realty Investors Sbi 410.000 9,06306 8,48290 0 02% 451 5 32%

Weingarten Realty 6 5% Ser F 335 000 8,386 13 8,043 35 002% 544 6.77%

Wellpoint Inc 292 000 19,539 33 20,600 60 004% 292 1 42%



List of Assets

Page 29 of 167




CurrentYield

Wells Fargo & Co New 0 00 00 0 00% 0 0 00%Wells Fargo 8 000% Non-Cum Ser J Pfd 281 000 5.873 42 7,859.57 0 02% 562 7.15%

Wells Fargo VII Pfd 5.850% 5/1/33 97 000 2,434 11 2,43470 0.00% 141 5 82%Whitestone Reit 300 000 3,55848 3,585.00 001% 342 9.54%Whiting Petroleum Corp 385 000 20,418.20 17,906 35 0 04% 0 0.00%

Wolters Kluwer N V Spon ADR 141 000 2,49632 2,448.47 000% 114 467%Wyndham Worldwide Corp 233 000 6,875 02 8.259 85 0 02% 139 169%

Wynn Resorts LTD 244 000 26,493 11 29.416 64 0 06% 488 1.66%Xcel Energy Inc 686 000 17,247 85 18.034 94 004% 713 396%Xilinx Inc 200 000 6 ,367 58 6,54200 001% 152 2.32%Xerox Corp 1,585 000 13,467 43 12,917 75 003% 269 209%Yara Intl Asa Spons ADR 15 000 429 60 606.90 0 00% 12 2 06%Youku Com Inc ADR 230.000 9,306 59 4,491.90 0.01% 0 000%

Yum Brands Inc 413 000 19.210 92 23,144 52 005% 470 203%Zimmer Holdings Inc 180 000 9,363 60 9,09900 002% 0 000%Zions Bancorporation 395 000 8,10729 6.355 55 001% 15 025%

Total Equities $ 27,433,552.92 $ 32,170,262.10 65.58% $ 775,093 2.41%

Fixed Income

Adobe Sys Inc 3 250% 2/1/15 250,000 000 250,652 50 261,430 00 0 53% 8,125 3 11%

Altria Group Inc 4 125% 9/11/15 200.000 000 199,092 00 216,218 00 044% 8.250 3 82%

Amenpnse Financial Inc 175 000 4,85823 4,85625 001% 339 698%

Anheuser Busch Cos Inc 100,000 000 100,568 00 108,134 00 022% 4,950 4 58%4 950% 1/15/14

Anheuser Busch Inbev Worldwi 2 875% 300,000 000 299,451 00 313,539 00 0 64% 8,625 2 75%02/15/2016

. , .



List of Assets

Page 30 or 167



Arcelormittal Sa Luxembourg 3.750% 300,000 000 302,247 00 284,538 00 0.58% 11,250 3 95%

Berkley Wr Corp 6 750% 7/26/45 350 000 8,82498 8,78850 0 02% 590 6 72%

BNY Cap V 5 950% 5/1/33 44000 1,10924 1,11672 000% 65 586%

CBS Corp 6 750% 3/27/56 475 000 12,074 20 12,250 25 002% 801 6.55%Call 3/27/12 a 25 000

Cablevision Inc 7 625% 7/15/18 21 000 000 22,837 50 22,680 00 005% 1,601 7.06%

Celanese US Holdings LLC 6 625% 33,000 000 35,131 80 34,485.00 007% 2,186 634%Call 10/15/2014 @ 103 313Call 10/15/2015 @ 101.656

Clark Cnty NV Tax Flood Ctrl Ser-B 250,000 000 250,000 00 254,820.00 0 52% 8,675 3 40%

Comcast Corp 6 625% 5/15/56 265 000 6,845 23 6,83965 001% 438 642%

Commonwealth Reit 7 5% 11/15/19 93 000 1,99750 1,932.54 000% 6 0.36%

Conocophillips 4 750% 10/15/12 400,000 000 409,960 00 413,160 00 084% 19,000 460%Call 3/4/03 @100 000Consol Energy Inc 8 250% 04/01/2020 32,000.000 34,954.70 34,400 00 007% 2,640 7 67%Call 04/01/2015 a 104 125Call 04/01/2016 @ 102 750

Constellation Brands Inc 21,000 000 23,081 10 22,995 00 005% 1,522 662%

Dallas Cnty TX Hosp Dist 250,000 000 250,000 00 280,682 50 057% 10,870 3.87%4 348% 8/15/18

Davita Inc 6 375% 36,000 000 36,262 50 35,370 00 007% 2,295 649%

Call 11/01/2013 @ 104 781Call 11/01/2014 @ 103 18811/01/2018

Directv Hidgs LLC / Directv 3.125% 250,000.000 249,152 50 253,645 00 0 52% 7,812 3 08%02/15/2016

L A.



List of Assets

Page 31 of 167



Dominion Resources Inc Ser-A 149 000 4,33970 4,37464 001% 312 7 13%8 375% 6/15/64

Eastman Chem Co 3.000% 300,000 000 297,180 00 304,860 00 0 62% 9,000 2.95%

Echostar Dbs Corp 7 125% 2/1/16 34,000 000 35,269 40 34,935 00 007% 2,422 693%

Entergy Ark Inc 5 750% 63 000 1,671 96 1,688.40 000% 90 5.37%

11/01/2040

Entergy Miss Inc 6 000% 65 000 1,74063 1,745 25 0.00% 97 5 59%

Entergy Louisiana LLC 48 000 1,327 20 1,315 68 0 00% 72 5 47%6 00% Due 03/15/2040Callable Type 2 a, 03/15/2015

Entergy Louisiana LLC 5 875% 6/15/41 31 000 835 41 836 38 0 00% 45 5 44%

Entergy Texas Inc 7 875% 6/1/39 43 000 1,26324 1,241 84 000% 84 682%

Equinix Inc 8 125% 03/01/2018 33,000 000 35,366.70 35,145 00 007% 2,681 763%Call 03/01/2014 a 104 063Call 03/01/2015 a, 102 031

Everest Resource Cap Tr 11 Pfd Sec 369 000 9,081 06 9,151.20 0 02% 571 6.25%

6.200% 3/29/34Call 3/30/09 na . 000

FPL Group Cap Tr 15 875% 41 000 1,061 86 1,062.72 0 00% 60 5 67%

FHLMC 4 500% 1/15/15 400,000 000 409,468 80 446,952 00 0.91% 18,000 403%

FNMA Note 4 625% 10/15/13 100,000 000 99,259 00 107,931 00 0 22% 4,625 4 29%

Fifth Third Capital Trust 98 000 2,47205 2,46470 0.01% 177 721%7.250% 11/15/67Call 11/15/12 ( 25 000Fifth Third Cap Trust 7 250% 8/15/67 70 000 1,767 15 1,753 50 0.00% 126 7.24%

Ford Mir Co 7 450% 7/16/31 30,000 000 35,264 95 35,175.00 0 07% 2,235 6 35%



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Forest Oil Corp 7.250% 35,000 000 35,402 70 34,650 00 0 07% 2,537 7 32%

Call Type 2 06/15/2012 @ 103 625

Call Type 2 06/15/2013 c@i 102 417

General Elec Co 5 000% 2/1/13 100,000.000 99,860.00 104,401 00 021% 5,000 4.79%

G E Cap Corp 6.000% 4/24/47 82 000 2,093 52 2,091.82 0.00% 123 5.88%

Call 4/24/12 ( 25 000

General Elec Cap Corp 170.000 4,34636 4,336 70 001% 257 5.93%

6 050% 2/6/47

Georgia Pacific Corp 18,000 000 23,081 40 22,728 24 005% 1,440 6.34%

Goldman Sachs Group Inc 500,000 000 495,1 10 00 501,020 00 1 02% 23,750 474%

Goldman Sachs Group Inc - Prf 250 000 6,14809 6,175 00 001% 406 658%

6 500% 01/11/2061Call 11/0 1/2016 c@i 25 000

Goldman Sachs 6 125% 11/1/60 316 000 7,751 64 7,723 04 002% 483 626%

1-Ica Holdings Inc 6 500% 02/15/2020 35.000 000 35,751.30 34 825.00 007% 2.275 653%

Hanesbrands Inc 6 375% 35,000 000 35,096.60 40,1 10 92 008% 2,231 5 56%

Call Type 2 12/15/2015 @ 103 188Call Type 2 12/15/2016 a 102 125

Vale Inco LTD 5.700% 450,000 000 489,824 70 493,879 50 101% 25,650 5 19%

JP Chase Cap XI Pfd 5 875% 6/15/33 267 000 6,701 70 6,675 00 0.01% 392 5.88%

Call 6/15/08 (a 25 000

JP Morgan Chase Cap Xiv 64 000 1,619 20 1,614 08 000% 99 615%

JPM Chase Cap Xrvin 7 .200% 12/22/39 92 000 2 ,34738 2 332 20 000% 165 7 10%

Jpmorgan Chase Cap Xxix 373 000 9,541 64 9,489 12 002% 624 658%

6 700% 4/2/40

. . &



List of Assets

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Market Percent Of Pi ojected Current


KY St Ppty & Bldgs Commn Revs Ser-C 400,000.000 400,000 00 439,284 00 0 90% 17,760 4 04%

Lamar Media Corp 7 875%Call 04/15/2014 @ 103 938Call 04/15/2015 ( 101 969

34,000 000 35,701.20 35,105 00 007% 2,677 763%

Life Technologies Corp 4 400% 3/1/15 250 000 000 252,265.00 260,527 50 0 53% 11,000 4.22%

Lloyds Banking 7 750% 7/15/50 443 000 11,282 14 1 1,300 93 002% 850 7.53%

M&t Capital Trust I V 8 500 1/31 /68 19 000 494 38 496 47 000% 40 813%

Markel Corp 7 500% 8/22/46 213 000 5,491 50 5,371 86 001% 399 7 43%

Medtronic Inc 4 500% 3/15/14 200,000 000 202,684 00 215,806 00 044% 9,000 4 17%

Merrill Lynch Capital Trust I 228 000 4,913 94 4,580. 52 001% 367 802%

Merrill Lynch Capital Trust 11 151 000 3,253.36 3,027 55 001% 243 804%6 450% 6/15/62

NRG Energy Inc 8 250% 25,000 000 25,182 50 24,625 00 005% 2,062 8 38%Call 09/01/2015 rJ 104 125Call 09/01/2016 @ 102 750

Nasdaq Omx Group Inc 4 000% 1/15/15 250,000 000 249.105 00 257,337 50 0 52% 10,000 3 89%

Navistar Intl Corp 8 250% 11/01/2021 33,000 000 35,275 90 34,402 50 007% 2,722 791%

Call 11/01/2014 a 104 125Call 11/01/2015 a 102 750

Newfield Exploration Co 34,000 000 35,755 00 35,827 50 007% 1,955 546%

Nextera Energy Cap Hldgs Inc 25 000 728 35 718 75 000% 54 761%

Gtd SD-F 8 75% 3/1/69

Novant Health Inc 4 650% II/l/14 300.000 000 299,745 00 322,515 00 066% 13,950 4 33%

PNC Capital 7 750% 3/15/68 87 000 2,264 19 2,241 12 000% 168 7 52%

PPL Cap Fdg Inc 44 000 1,167.54 1,15992 000% 75 649%

6.850% 7/1/47



List of Assets

Page 34 of 167

Market Percent Of Projected Curt ent

Description Shares Cost Value Total Market Annua l Income Yield

Parker Co Ctfs Partn Rev 250,000.000 250,000 00 274,165 00 0 56% 12,125 4 42%

Pimco Corm-nod Real Ret Strat 16,789 830 140,974 53 131,128 57 0 27% 25,705 19 60%

Plains Exploration & Production Co 24,000 000 24,000 00 24,480 00 0 05% 1,620 6 62%

6 750% 02/01/2022Call 02/01/2017 @ 103 375Call 02/01/2018 r(7i. 102 250

Prudential Financial Inc 270.000 7,51091 7,23060 001% 607 840%9 000% 6/15/68Qwest Corp 7.375% 144 000 3,684 96 3,667 68 001% 265 7 24%

SBC Comm Inc 5.100% 9/15/14 250,000.000 250,867 50 275,557 50 056% 12,750 463%

Sangamon Cnty IL S/D No 186 250,000 000 250,000 00 269,832 50 0 55% 10,000 3 71%

Steel Dynamics Inc 7.750% 04/15/2016 22,000 000 22,770 00 22,632 50 005% 1,705 7 53%

Call 04/15/2012 @ 103 875Call 04/15/2013 Cad 101 938

Stryker Corp 3 000% 1/15/15 250 000 000 250,41500 262,885.00 0 54% 7,500 2 85%

Suntrust Capital IX 7 875% 3/15/68 72 000 1,83970 1,81800 0 00% 141 7 80%

Telephone & Data Sys Inc 7.000% 106 000 2,716 25 2,737 98 0.01% 185 6 78%Call 03/15/2016

Telephone and Data Systems 6 875% 64.000 1,624 00 1,630.08 0 00% 110 6 75%

11/15/2059

Toys R US Ppty Co II LLC 8 500% 34,000 000 35,555 00 34,765 00 007% 2,890 831%Call 12/01/2013 @ 104 250Call 12/01 /2014 @ 102 125

Usb Cap Xii 6 300% 2/15/67 48 000 1,21944 1,21440 000% 75 623%

Usb Cap VIII 95 000 2,408 73 2,406 35 000% 150 627%

6 350% 12/29/65

T Y J



List of Assets

Page 35 of 167



United States Cellular Corp 6 950% 53 000 1,361 11 1,359.98 000% 92 677%

Verizon GIbI Fdg Corp 4.375% 6/1/13 500,000 000 483.385 00 525,225 00 107% 21,875 4 16%

Viacom Inc 4 250% 9/15/15 500 000 000 499 075 00 534,810 00 109% 21,250 3 97%

Vornado Rlty LP 7 875% 10/1/39 422 000 11 , 522 79 11,482.62 002% 830 724%

Wachovia Cap Tr IX 6 375% 6/1/67 44 000 1 , 10770 1,10000 0.00% 70 638%

Weingarten Realty Invest8 100% 9/15/19

29 000 678 77 687 30 0 00% 46 6 84%

Wells Fargo & Co 5 000% 11/15/14 500 000 000 512 , 555 00 529,885 00 1 08% 25,000 4 72%

Wells Fargo Cap IX5.625% 4/8/34

100 000 2,503 33 2,501 00 001% 140 562%

Wells Fargo Cap 6 250% 6/15/67 237 000 5,992 51 5,98662 001% 370 6 19%

Xcel Energy Inc 7 600% 1/1/68 190 000 5,23260 5,28390 001% 361 683%

Total Fixed Income $ 9,025,454.15 $ 9,423,364.04 19.21% $ 425,253 4.51%

Miscellaneous

Public Storage 6 875 27.000 734 18 742 50 000% 0 000%

Public Storage 6 60 Ser C 48 000 1,217 52 1,22304 0.00% 0 0 00%

Public Storage 6 45% Series X Pfd 42 000 1,064 38 1,06638 0 00% 0 0 00%

Regency Ctrs Corp 7 25% Ser D 45 000 1,13092 1,12500 000% 0 0.00%

Total Miscellaneous $ 4,147.00 $ 4,156.92 0.01% $ 0 0.00%

Total Assets $ 43,923,462.29 $ 49,058,091.28 100.00% $ 1,201,092 2.45%

Documents

Foundation Center990s.foundationcenter.org/990pf_pdf_archive/200/... · Return of Private Foundation Form 990-PF or Section 4947(a)(1) NonexemptCharitable Trust Department of the