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Foundations of the Imperial State

Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

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Page 1: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Foundations of the Imperial State

Page 2: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

1. Historical and geographic overview2. 100 Schools revisited: Legalism3. Emergence of the centralized, bureaucratic state4. New ruler, new rituals5. History in the making

Foundations of the Imperial State

Page 3: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Classical Periodca. 600-200 BCE

Bronze Ageca. 2000-600 BCE

Early Imperial Periodca. 200 BC-600 CE

Western Zhou 周1045 – 771 BCE

Spring and Autumn period(Chunqiu 春秋), 770-403 BCE

Warring States period(Zhanguo 戰國), 403-221 BCE

Qin dynasty 秦221-206 BCE

Han dynasty 漢206 BCE-220 CE

Page 4: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Major states of the Warring States Period, ca. 400 BCE

ca. 400 BCE

CHU

QIN

Page 5: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Wei R. valley

"Region within the passes"guanzhong 關中

Central States

Sichuan basin

Sichuan basin

Qin

Qin conquestcompleted 221 BCE

Page 6: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Sichuan Basin

Min River

China Proper

Page 7: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

秦Qin Empire221-206 BCE

"All under Heaven"tianxia 天下

Page 8: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Xiang Yu 項羽232 - 202 BCE

Liu Bang 劉邦d. 195 BCE

Page 9: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Chinese personal names

family name

Liu Bang

Xiang Yu

Page 10: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

China Proper

Liu Bang 劉邦d. 195 BCE

Han Dynasty 206 BCE - 220 CE

Western Han / Former Han206 BCE - 9 CE

Interregnum of Wang Mang9-25 CE

Eastern Han or Later Han25 - 220 CE

Page 11: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

秦Qin Empire221-206 BCE

Ordos plateau

Page 12: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

漢Han Empire206 BCE-220 CE

Emperor WuHan Wudi 漢武帝r. 140-87 BCE

Xiongnu Empire

Page 13: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

1. Historical and geographic overview2. 100 Schools revisited: Legalism3. Emergence of the centralized, bureaucratic state4. New ruler, new rituals5. History in the making

Page 14: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

The Hundred Schools

ConfucianismDaoismLegalism

Page 15: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Legalismfajia 法家

Shang Yang (d. 338)商鞅

Han Feizi (d. 233 BCE)韓非子

Page 16: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

fa法

model, standard, law

Page 17: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

1. Historical and geographic overview2. 100 Schools revisited: Legalism3. Emergence of the centralized, bureaucratic state4. New ruler, new rituals5. History in the making

Page 18: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Shang Yang 商鞅d. 338

The Book of Lord ShangShang jun shu 商君書

Page 19: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

junxian systemdirectly administered geographic units

jun 郡 (prefecture)xian 縣 (county)

Page 20: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Implementation of legal codes

Fragments of the Qin legal codeDiscovered at Yunmeng, Hubei

Page 21: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Great Wall of China

Page 22: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Standardization of Writing SystemQin "small seal" script ca. 220 BCE

Page 23: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

weight standard volume standard

Standardization of Measuring System

Page 24: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Coins of the various states before Qin’s unification

Page 25: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Standardization of Currency

Page 26: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Li Si 李斯 (ca. 280-208 BCE)Chancellor of Qin, ca. 235-208 BCE

Page 27: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

mutual responsibilitycorvée labor

"burning of the books" (213 BCE)burying alive of 460 scholars (212 BCE)

Page 28: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

1. Historical and geographic overview2. 100 Schools revisited: Legalism3. Emergence of the centralized, bureaucratic state4. New ruler, new rituals5. History in the making

Page 29: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

王king (wang)

Page 30: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

King Zheng of QinQin Zheng Wang 秦正王

r. 246-221 BC

The First Emperor of QinQin Shi Huangdi 秦始皇帝

r. 221-210 BC

Huangdi 皇帝=Emperor/Thearch

Page 31: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Liu Bang 劉邦 Emperor GaoHan Gao di 漢高帝r. 202/206-195 BCE

Yao 堯 (mythical ruler and culture hero)

Page 32: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

imperial progress

sites of sacred mountains during Early Empire

Page 33: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

.

Mt. Tai 泰山Shandong Province

feng and shan sacrificesfeng shan ji 封禪

Page 34: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Qin stele inscriptionThe August Emperor embodies sagehood,And after having pacified all under HeavenHe has not been remiss in rulership.He rises early, retires late at night;He establishes and sets up enduring benefits,Radiates and glorifies His teachings and instructions.His precepts and principles reach all around,The distant and the near are completely well-orderedAnd all receive His sage will.The noble and the mean are distinguished and made clear,Men and women embody compliance,Cautious and respectful to their professions and duties.

Page 35: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Xi'an

Xianyang (Qin)咸陽

Chang'an (Han)長安

Page 36: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Reconstruction of the palace in Xianyang (Qin capital)

Page 37: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

sacrifices to Heaven tian 天

sacrifices to the Five Emperorswu di 五帝

State cults in the Han

Page 38: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

The Funerary Park of the First Emperor (built 246-210 BCE)

Page 39: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,
Page 40: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,
Page 41: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,
Page 42: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

1. Historical and geographic overview2. 100 Schools revisited: Legalism3. Emergence of the centralized, bureaucratic state4. New ruler, new rituals5. History in the making

Page 43: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

Records of the HistorianShiji 史記compiled by Sima Qian 司馬遷 (145-86 BCE)

standard (dynastic) historyzhengshi 正史

Page 44: Foundations of the Imperial State€¦ · 1. Historical and geographic overview 2. 100 Schools revisited: Legalism 3. Emergence of the centralized, bureaucratic state 4. New ruler,

History of the [Former] HanHanshu 漢書submitted to throne in 92 CEcompiled by Ban Gu 班固 (32-92 CE)completed by Ban Zhao 班昭 (?48-?116 CE)

History of the Later HanHou Hanshu 後漢書submitted to throne in 445 CEcompiled by Fan Ye 范曄 (398-445 CE)

Standard Histories of the Han Dynasty