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Frontline therapy with high-dose imatinib vs. 2 nd generation tyrosine kinase inhibitor in patients with chronic-phase chronic myeloid leukemia – A propensity score analysis by Koji Sasaki, Hagop Kantarjian, Elias Jabbour, Farhad Ravandi, Koichi Takahashi, Marina Konopleva, Gautam Borthakur, Guillermo Garcia-Manero, William Wierda, Naval Daver, Preetesh Jain, Toshihisa Satta, Sherry Pierce, May Beth Rios, and Jorge E. Cortes Haematologica 2016 [Epub ahead of print] Citation: Sasaki K, Kantarjian H, Jabbour E, Ravandi F, Takahashi K, Konopleva M, Borthakur G, Garcia-Manero G, Wierda W, Daver N, Jain P, Satta T, Pierce S, Rios MB, and Cortes JE. Frontline therapy with high-dose imatinib vs. 2 nd generation tyrosine kinase inhibitor in patients with chronic-phase chronic myeloid leukemia – A propensity score analysis. Haematologica. 2016; 101:xxx doi:10.3324/haematol.2015.139089 Publisher's Disclaimer. E-publishing ahead of print is increasingly important for the rapid dissemination of science. Haematologica is, therefore, E-publishing PDF files of an early version of manuscripts that have completed a regular peer review and have been accepted for publication. E-publishing of this PDF file has been approved by the authors. After having E-published Ahead of Print, manuscripts will then undergo technical and English editing, typesetting, proof correction and be presented for the authors' final approval; the final version of the manuscript will then appear in print on a regular issue of the journal. All legal disclaimers that apply to the journal also pertain to this production process. Copyright 2016 Ferrata Storti Foundation. Published Ahead of Print on May 12, 2016, as doi:10.3324/haematol.2015.139089.

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Frontline therapy with high-dose imatinib vs. 2nd generation tyrosine kinase inhibitor in patients with chronic-phase chronicmyeloid leukemia – A propensity score analysis

by Koji Sasaki, Hagop Kantarjian, Elias Jabbour, Farhad Ravandi, Koichi Takahashi, Marina Konopleva, Gautam Borthakur, Guillermo Garcia-Manero, William Wierda, Naval Daver, Preetesh Jain, Toshihisa Satta, Sherry Pierce, May Beth Rios, and Jorge E. Cortes

Haematologica 2016 [Epub ahead of print]

Citation: Sasaki K, Kantarjian H, Jabbour E, Ravandi F, Takahashi K, Konopleva M, Borthakur G, Garcia-Manero G, Wierda W, Daver N, Jain P, Satta T, Pierce S, Rios MB, and Cortes JE. Frontline therapy with high-dose imatinib vs. 2nd generation tyrosine kinase inhibitor in patients with chronic-phase chronic myeloid leukemia – A propensity score analysis. Haematologica. 2016; 101:xxxdoi:10.3324/haematol.2015.139089

Publisher's Disclaimer.E-publishing ahead of print is increasingly important for the rapid dissemination of science.Haematologica is, therefore, E-publishing PDF files of an early version of manuscripts thathave completed a regular peer review and have been accepted for publication. E-publishingof this PDF file has been approved by the authors. After having E-published Ahead of Print,manuscripts will then undergo technical and English editing, typesetting, proof correction andbe presented for the authors' final approval; the final version of the manuscript will thenappear in print on a regular issue of the journal. All legal disclaimers that apply to thejournal also pertain to this production process.

Copyright 2016 Ferrata Storti Foundation.Published Ahead of Print on May 12, 2016, as doi:10.3324/haematol.2015.139089.

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Frontline therapy with high-dose imatinib vs. 2nd generation tyrosine kinase inhibitor in

patients with chronic-phase chronic myeloid leukemia – A propensity score analysis

Koji Sasaki1,2, Hagop Kantarjian1, Elias Jabbour1, Farhad Ravandi1, Koichi Takahashi1, Marina

Konopleva1, Gautam Borthakur1, Guillermo Garcia-Manero1, William Wierda1, Naval Daver1,

Preetesh Jain1, Toshihisa Satta1, Sherry Pierce1, May Beth Rios1, Jorge E. Cortes1

1 Department of Leukemia, The University of Texas MD Anderson Cancer Center, Houston, TX

2 Department of Hematology, Graduate School of Medical and Dental Sciences, Tokyo Medical

and Dental University

Corresponding Author:

Jorge E. Cortes, MD

The University of Texas MD Anderson Cancer Center

1515 Holcombe Blvd., Unit 428

Houston TX, 77030, USA

Phone: +1-713-794-5783

Fax: +1-713-794-4297

Email: [email protected]

Conflict of interests:

J.C. received research support from Ariad, BMS, Novartis, Pfizer, and Teva, and is a consultant

for Ariad, BMS, Novartis and Pfizer. F.R. received research funding from Novartis and BMS.

E.J. received consultancy for Ariad, BMS, and Pfizer, and research grants from Ariad, BMS,

TEVA, and Pfizer. N.D. received research funding from BMS, Novartis, Sunesis, Incyte, and

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Bioline. H.K. received research grants from Novartis, BMS, Pfizer, and Ariad. Other authors

have nothing to disclose.

Running Title: High-dose imatinib vs. each 2nd generation TKI in CML

Word Count: 1488 words without title page, acknowledgements, references, tables, and figures

References: 13

Tables: 1 tables (1 supplemental table)

Figure: 2 composite figures

Key words: Chronic myeloid leukemia, high-dose imatinib, nilotinib, dasatinib

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Tyrosine kinase inhibitors (TKI) improve survival in patients with chronic myeloid leukemia in

chronic phase (CML-CP), with the survival of patients treated with such agents approaching that

of the general population.(1, 2) High-dose imatinib has also been reported to induce higher rates

of deep and earlier molecular responses compared to the standard dose of imatinib.(3, 4)

However, the efficacy of high-dose imatinib has never been compared to that of nilotinib and

dasatinib. The aim of this study is to compare cytogenetic and molecular response rates and

survival outcomes obtained with high-dose imatinib or second generation TKIs.

Patients with newly diagnosed CML-CP who enrolled in four consecutive or parallel prospective

single-institution clinical trials of imatinib (single-arm 800 mg daily; randomized 800 mg daily ±

pegylated interferon)(5), nilotinib (400 mg twice daily)(6), dasatinib (50 mg twice daily, or 100

mg daily)(7) were analyzed. Patients who received imatinib 800 mg daily + pegylated interferon

were excluded from this analysis. These trials were registered at www.clinicaltrial.gov

(NCT00038649, NCT00050531, NCT00254423, NCT00129740). The inclusion criteria were

similar for all the trials including age ≥15 years, adequate organ function, and performance status

0-2.Standard definitions for cytogenetic and molecular response were used.(8) The definition of

overall survival (OS), event-free survival (EFS), transformation-free survival (TFS), and failure-

free survival (FFS) were as previously published.(2, 3)

Logistic regression was used for propensity score calculation from baseline patient

characteristics including age at diagnosis, gender, race, Sokal, Hasford and European Treatment

and Outcome Study scores, white blood cell, hemoglobin, platelets, blasts, eosinophils, and

basophils in peripheral blood and bone marrow, albumin, urea nitrogen, creatinine, lactate

dehydrogenase, total bilirubin, alanine aminotransferase, the proportion of Philadelphia

chromosome by conventional karyotype and fluorescence in situ hybridization, the presence of

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clonal evolution, the type of BCR-ABL transcript, and time from diagnosis to therapy.

Propensity score analysis with 1:1 matching was performed with the caliper matching method

using calipers of width equal to 0.2 of the standard deviation of the logit of the propensity

score.(9) Cox proportional hazards for survival were performed for unbalanced variables after

propensity score matching.

From June 2001 to November 2014, 456 patients with CML-CP were enrolled in these clinical

trials (imatinib 800 mg/day [IM800], n=158; nilotinib, n=148; dasatinib; n=150). One patient in

nilotinib was excluded from the analysis due to incomplete baseline data for propensity score

matching. After propensity score matching, 87 patients each for the IM800 vs dasatinib analysis,

and 97 patients each for the IM800 vs nilotinib analysis were identified (table 1). The median

follow-up was 120.5 and 67.3 months in the IM800 and dasatinib cohorts, respectively

(p<0.001), and 124.4 and 60.7 months in the IM800 and nilotinib cohorts, respectively

(p<0.001). Baseline differences identified between the IM800 and dasatinib and between the

IM800 and nilotinib did not affect FFS, TFS, EFS, and OS by univariate analysis with Cox

proportional hazards models except univariate analysis for OS between the IM800 and nilotinib

showing shorter days from diagnosis to therapy as an adverse prognostic factor (HR, 0.948; 95%

CI, 0.913-0.984; p=0.005). In the IM800 and nilotinib cohorts, the medians of days from

diagnosis to therapy were 26 days (range, 1-196; 25%-75% IQR, 9-35.5), and 14 days (range, 0-

168; 25%-75% IQR, 5-33.5) (p<0.001). The IM800 cohort required dose reduction within 3

months more frequently due to hematologic toxicity compared to the nilotinib and dasatinib

cohorts (p=0.003; p=0.005). Cumulative incidence of toxicities is described in supplemental

table 1. Median 3-year actual dose was 600 mg/day in IM800, 80 mg/day in dasatinib, and 800

mg/day in the nilotinib.

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For the propensity-matched cohorts there were no significant difference in the rates of CCyR or

molecular response (MMR, MR4 or MR4.5) between IM800 and either dasatinib or nilotinib

(table 1). There were no differences in FFS, TFS, EFS, or OS between IM800 and dasatinib, or

between IM800 and nilotinib, except for TFS between the IM800 and nilotinib matched cohorts

(p=0.011) (figure 1; figure 2).

Among the IM800 and dasatinib matched cohorts, 17 died (IM800, 13 deaths; dasatinib, 4

deaths). Of the 13 deaths on IM800, 2 died of complications of stem cell transplant performed

after progressive disease; 5 of cardiovascular diseases; 2 each of dementia, and unknown causes;

and 1 each of suicide, and surgical complications after bowel obstruction. The 4 patients on the

dasatinib cohort died of disease progression, car accident, complications after heart surgery, and

unknown cause, respectively. One of the 2 patients on imatinib who died after disease

progression did not receive 2nd generation TKIs (unavailable at the time). In IM800 and nilotinib

matched cohorts, 16 deaths were recorded (IM800, 13; nilotinib, 6). Of the 13 deaths on IM800,

3 died of cardiovascular events, 2 each of car accidents, and unknown causes, and 1 each of

progressive disease, stem cell transplant complications after progressive disease (to blast phase),

progression of concomitant chronic lymphocytic leukemia, metastatic breast cancer, dementia,

and end stage live failure due to hepatitis C. Of 6 deaths on nilotinib, 2 patients died of sepsis (in

MMR and MR4.5, respectively), 1 each of accidental fall, cardiovascular event, surgical

complications after femur fracture, and unknown cause at the age of 92 years. Among the IM800

and nilotinib matched cohorts, 14 had progression to advanced phase (IM800, 4; nilotinib, 10).

Of 4 patients on imatinib, 1 had disease progression on study, and 3 died while on study (car

accident, cardiovascular event, and metastatic breast cancer, respectively). Of 10 patients on

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nilotinib, 4 had disease progression while on study, and 6 died as described in preceding

paragraph.

To our knowledge, this is the first report of a comparative analysis of patients with CML-CP

treated frontline with IM800 or second generation TKIs. IM800, and second generation TKIs

induce faster and deeper responses than those seen with imatinib 400 mg/day. (3, 4, 10, 11)

However, no randomized trial has compared the outcome of treatment with 2nd generation TKI to

IM800 and to our knowledge none is ongoing. Therefore, we performed this analysis to

investigate the possible differences or similarities in outcome by these two strategies. The

cumulative response rates and 5-year survival endpoints for the IM800 cohort were nearly

identical to those of their matched dasatinib or nilotinib counterparts except 5-year TFS between

the IM800 and nilotinib cohorts. This difference appears to be due to deaths on the nilotinib arm

from unrelated causes (which were counted within the definition of TFS that includes deaths

from any cause while on study). Because of this and the fact that multiple comparisons may yield

a false positive statistically significant difference suggest that there is likely no difference in

outcome between IM800 and either nilotinib or dasatinib.

As the patent for imatinib expires and generic versions become available, the medical cost

related to TKIs will decrease. Annual price estimates in the U.S. in 2013 were $92000 for

imatinib 400 mg/day, $115500 for nilotinib, and $123500 for dasatinib.(12) In this setting,

doubling the dose of imatinib would result in increased costs. We recently reported the OS in

patients with CML-CP who have access to TKI is similar to that of general population.(2)

However, the Surveillance, Epidemiology, and End Results (SEER) reported 5-year relative

survival from 2005 to 2011 was 63.2% in all ages ranging from 87.3% in age <45 to 26.5% in

age equal to or over 75.(13) The decrement of relative survival particularly in young ages might

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be influenced, at least partially, by the lack of access to TKI. As generic imatinib becomes less

expensive and more widely available, these barriers will be lowered. The use of high-dose

imatinib could potentially then become a valid alternative to second generation TKIs.

There are several limitations in our study. First, the median follow-up in IM800 cohort was

significantly longer compared to the nilotinib or dasatinib cohort. We thus selected time points

for evaluation of cumulative response rate that are shorter than the median follow-up in the

nilotinib or dasatinib cohorts. It is possible that longer follow-up could alter these comparisons.

However, the current data with dasatinib and nilotinib suggests that the incremental

improvement of the deepest responses seems to slow down or plateau after approximately 5

years. Second, several baseline patient characteristics were still significant different after

propensity score matching. However, univariate analysis for FFS, TFS, EFS, and OS with Cox

proportional hazards model did not show any correlation of these variables with outcome, except

days from diagnosis to therapy with univariate analysis for OS between the IM800 and nilotinib.

The difference of median days from diagnosis to therapy between the cohorts was only 12 days.

There is still however the possibility of latent variables not account for by this matching.

In conclusion, patients treated with high-dose imatinib may have similar response and long-term

survival endpoints compared to those treated with 2nd generation TKIs. In the absence of a

randomized trial to confirm this observation, these results suggest that such approach might be a

valid initial therapy approach for patients with CML-CP. A prospective, randomized trial is

warranted to confirm these observations.

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Acknowledgements:

The authors would like to acknowledge Osamu Miura at Tokyo Medical and Dental University

for useful feedback.

Authorship contributions:

K.S. treated the patients, collected data, designed the study, analyzed the data, and wrote the

manuscript. J.C. treated the patients, designed the study, analyzed the data and edited the

manuscript. S.P. managed the data. P.J. and T.S. treated the patient and collected the data. S.O.,

E.J., F.R., M.K., K.T., G.B., N.P., N.D., H.K. treated the patients. All authors provided

significant intellectual input, and reviewed and approved the final version of the manuscript.

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REFERENCES:

1. Jain P, Kantarjian H, Alattar ML, et al. Long-term molecular and cytogenetic response and

survival outcomes with imatinib 400 mg, imatinib 800 mg, dasatinib, and nilotinib in patients with

chronic-phase chronic myeloid leukaemia: retrospective analysis of patient data from five clinical trials.

Lancet Haematol. 2015;2(3):e118-e128.

2. Sasaki K, Strom SS, O'Brien S, et al. Relative survival in patients with chronic-phase chronic

myeloid leukaemia in the tyrosine-kinase inhibitor era: analysis of patient data from six prospective

clinical trials. Lancet Haematol. 2015;2(5):e186-e193.

3. Cortes JE, Baccarani M, Guilhot F, et al. Phase III, randomized, open-label study of daily imatinib

mesylate 400 mg versus 800 mg in patients with newly diagnosed, previously untreated chronic myeloid

leukemia in chronic phase using molecular end points: tyrosine kinase inhibitor optimization and

selectivity study. J Clin Oncol. 2010;28(3):424-430.

4. Deininger MW, Kopecky KJ, Radich JP, et al. Imatinib 800 mg daily induces deeper molecular

responses than imatinib 400 mg daily: results of SWOG S0325, an intergroup randomized PHASE II trial

in newly diagnosed chronic phase chronic myeloid leukaemia. Br J Haematol. 2014;164(2):223-232.

5. Cortes J, Quintas-Cardama A, Jones D, et al. Immune modulation of minimal residual disease in

early chronic phase chronic myelogenous leukemia: a randomized trial of frontline high-dose imatinib

mesylate with or without pegylated interferon alpha-2b and granulocyte-macrophage colony-

stimulating factor. Cancer. 2011;117(3):572-580.

6. Cortes JE, Jones D, O'Brien S, et al. Nilotinib as front-line treatment for patients with chronic

myeloid leukemia in early chronic phase. J Clin Oncol. 2010;28(3):392-397.

7. Cortes JE, Jones D, O'Brien S, et al. Results of dasatinib therapy in patients with early chronic-

phase chronic myeloid leukemia. J Clin Oncol. 2010;28(3):398-404.

8. Baccarani M, Deininger MW, Rosti G, et al. European LeukemiaNet recommendations for the

management of chronic myeloid leukemia: 2013. Blood. 2013;122(6):872-884.

9. Austin PC. Optimal caliper widths for propensity-score matching when estimating differences in

means and differences in proportions in observational studies. Pharm Stat. 2011;10(2):150-161.

10. Cortes JE, Saglio G, Baccarani M, et al. Final Study Results of the Phase 3 Dasatinib Versus

Imatinib in Newly Diagnosed Chronic Myeloid Leukemia in Chronic Phase (CML-CP) Trial (DASISION,

CA180-056). Blood. 2014;124(21):152.

11. Richard A. Larson D-WK, Saengsuree Jootar, et al. ENESTnd 5-year (y) update: Long-term

outcomes of patients (pts) with chronic myeloid leukemia in chronic phase (CML-CP) treated with

frontline nilotinib (NIL) versus imatinib (IM). J Clin Oncol. 2014;32:5s (suppl; abstr 7073).

12. Experts in Chronic Myeloid Leukemia. The price of drugs for chronic myeloid leukemia (CML) is a

reflection of the unsustainable prices of cancer drugs: from the perspective of a large group of CML

experts. Blood. 2013;121(22):4439-4442.

13. Howlader N NA, Krapcho M, Garshell J, et al. SEER Cancer Statistics Review, 1975-2012, National

Cancer Institute. Bethesda, MD, http://seer.cancer.gov/csr/1975_2012/, based on November 2014 SEER

data submission, posted to the SEER web site, April 2015.

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TABLE:

Table 1. Main patient characteristic after propensity score matching, and clinical outcome

Abbreviations: IM800, imatinib at a dose of 800 mg/day; M, month; CCyR, complete cytogenetic response; MMR, major molecular response; MR4, more than or equal to 4 log reduction of BCR-ABL on the international scale; MR4.5, more than or equal to 4.5 log reduction of BCR-ABL on the international scale; FFS, failure-free survival; TFS, transformation-free survival; EFS, event-free survival; OS, overall survival.

No. (%) or Median (range) P

No. (%) or Median (range) P IM800

[n=87] Dasatinib

[n=87] IM800 [n=97]

Nilotinib [n=97]

Age at diagnosis, (y) 46.5 (17.2-81.6) 45.8 (18.5-82.5) .576 48.2 (17.2-79.6) 49.1 (17.0-86.4) .790 Sokal risk, No. (%) Low 55 (63) 63 (72)

.356 65 (67) 64 (66)

.922 Intermediate 25 (29) 17 (20) 25 (26) 27 (28) High 7 (8) 7 (8) 7 (7) 6 (6) BCR-ABL <10% at 3M 96 92 .260 91 95 .296 Full dose at 3 months, (%) 62 (67) 80 (87) .002 49 (67) 63 (86) .006 Reason for dose reduction within 3 months, (%) Hematologic toxicity 11 (12) 1 (1) .003 12 (16) 2 (3) .005 Non-hematologic toxicity 19 (21) 11 (12) .110 12 (16) 8 (11) .336 Cumulative response within 1 year, (%) MR4.5 43 37 .438 37 50 .082 MR4 49 40 .223 45 54 .196 MMR 81 72 .211 78 81 .591 CCyR 91 90 .818 90 92 .621 Full dose at 1 year, (%) 56 68 .177 57 54 .767 Toxicity-related discontinuation at 1 year, (%)

6 3 .404 7 4 .515

Cumulative response within 3 years, (%) MR4.5 67 63 .634 64 67 .651 MR4 74 66 .249 71 71 1.000 MMR 87 83 .395 88 90 .651 CCyR 91 91 .981 91 92 .800 Full dose at 3 years, (%) 41 43 .841 45 39 .455 Toxicity-related discontinuation at 3 year, (%)

10 8 .771 10 4 .150

5-year outcome, (%) FFS 71 70 .780 75 72 .298 TFS 92 91 .929 96 88 .011 EFS 83 89 .483 87 85 .381 OS 92 96 .465 94 94 .681

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FIGURES LEGENDS:

Figure 1. High-dose imatinib and dasatinib outcome after matching: 1A) failure-free survival, 1B) transformation-free survival, 1C) event-free survival, 1D) overall survival

Abbreviations: IM800, imatinib at a dose of 800 mg/day

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Figure 2. High-dose imatinib and nilotinib outcome after matching: 2A) failure-free survival, 2B) transformation-free survival, 2C) event-free survival, 2D) overall survival

Abbreviations: IM800, imatinib at a dose of 800 mg/day

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Supplemental table 1. Cumulative toxicity after propensity score matching*

* Grading of toxicity spans different versions of CTC/CTCAE from version 2 to version 4

Toxicity, No. (%) IM800 [n=87]

Dasatinib [n=87] P

IM800 [n=97]

Nilotinib [n=97] P

G1/2 G3/4 G1/2 G3/4 G1/2 G3/4 G1/2 G3/4 Non-hematologic toxicity Fatigue 52 (60) 2 (2) 53 (61) 7 (8) 0.184 62 (64) 1 (1) 41 (42) 1 (1) 0.010 Musculoskeletal pain 67 (77) 3 (3) 42 (48) 5 (6) <0.001 74 (76) 3 (3) 22 (23) 3 (3) <0.001 Nausea/vomiting 48 (55) 3 (3) 36 (41) 1 (1) 0.082 49 (51) 4 (4) 24 (25) 1 (1) <0.001 Diarrhea 45 (52) 4 (5) 38 (44) 4 (5) 0.554 50 (52) 3 (3) 11 (11) 0 <0.001 Mucositis/Oral pain 7 (8) 0 24 (28) 0 0.001 6 (6) 0 3 (3) 0 0.306 Skin rash/pruritus 49 (53) 10 (12) 29 (33) 1 (1) <0.001 55 (57) 8 (8) 55 (57) 1 (1) 0.047 Sensory neuropathy 5 (6) 0 27 (31) 3 (3) <0.001 5 (5) 0 7 (7) 0 0.551 Anxiety 7 (8) 0 5 (6) 0 0.550 6 (6) 0 2 (2) 0 0.149 Depression 11 (13) 0 7 (8) 0 0.319 13 (13) 0 3 (3) 0 0.009 Memory impairment/Dizziness 16 (18) 0 38 (44) 6 (7) <0.001 14 (14) 1 (1) 10 (10) 0 0.404 Edema 70 (81) 1 (1) 33 (38) 0 <0.001 76 (78) 3 (3) 5 (5) 0 <0.001 Liver function test 28 (32) 4 (5) 16 (18) 0 0.010 29 (30) 4 (4) 59 (61) 2 (2) <0.001 Bilirubin 2 (2) 0 1 (1) 0 0.560 2 (2) 0 54 (56) 6 (6) <0.001 Amylase/Lipase 0 0 0 0 1.000 0 0 3 (3) 4 (4) 0.026 Pleural effusion 0 0 15 (17) 4 (6) <0.001 0 0 2 (2) 0 0.155 Hematologic toxicity Neutropenia 21 (24) 22 (25) 2 (2) 8 (9) <0.001 32 (33) 23 (24) 5 (5) 3 (3) <0.001 Anemia 56 (64) 6 (7) 27 (31) 2 (2) <0.001 63 (65) 10 (10) 11 (11) 1 (1) <0.001 Thrombocytopenia 18 (21) 17 (20) 10 (12) 10 (12) 0.050 29 (30) 20 (21) 1 (1) 5 (5) <0.001

1