FUNDAMENTALS OF OFDM

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    Wireless Information Transmission System Lab.

    National Sun Yat-sen UniversityInstitute of Communications Engineering

    Introduction to Orthogonal FrequencyDivision Multiplexing (OFDM)

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    2

    OutlineOFDM Overview

    OFDM System Model

    Orthogonality

    Multi-carrier Equivalent Implementation by Using

    Inverse Discrete Fourier Transform (IDFT)Cyclic Prefix (CP)

    Summary

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    OFDM Overview (2/3)OFDM

    Orthogonal Frequency Division Multiplexing

    The basic principle of OFDM is to split a high-rate datastream into a number of lower rate streams that are

    transmitted simultaneously over a number of sub-carriers.

    It eliminates or alleviates the problem ofmulti-path

    channel fading effect, andlow spectrum efficiency.

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    OFDM Overview (1/3)

    Single carrier : data are

    transmitted over only

    one carrierSelective fading

    Multi-carrier : data are sharedamong several carriers and

    simultaneously transmittedFlat fading per subcarrier

    Single carrier (SC) vs. multi-carrier (MC)

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    OFDM Overview (3/3)OFDM modulation

    Features

    No intercarrier guard bands

    Overlapping of bands

    Spectral efficiency

    Easy implementation by IDFTs

    Very sensitive to synchronization

    Problems of Peak to Average Power Ratio (PAPR)

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    OFDM Transmitter

    Figure 1

    Data

    Encodert

    fs

    = 1 ( ) ( ){ }njbna +

    ( )ndS/P MUX

    tNffnffn

    =+=

    1,0

    ( )tD

    ChannelInput

    ( )tf02cos

    ( )tf02sin

    ( )tfN 12cos

    ( )tfN 12sin

    ( )0a

    ( )0b

    ( )1Na

    ( )1Nb

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    OFDM System Model (1/3)An OFDM system transmitter is shown in Figure 1.

    The transmitted waveformD(t) can be expressed as

    where

    Using a two-dimensional digital modulation format, the datasymbols d(n) can be represented as a(n) +jb(n)

    a(n) : in-phase component

    b(n) : quadrature component

    { } )1()2sin()()2cos()()(1

    0

    =

    +=N

    n

    nn tfnbtfnatD

    tNffnffn

    =+=

    1and0

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    8

    OFDM System Model (2/3)

    DataEncoder

    tfs

    =

    1 ( ) ( ){ }njbna +( )nd S/P MUX ( )tD ChannelInput

    ( )tf02cos

    ( )tf02sin

    ( )tfN 12cos

    ( )tfN 12sin

    ( )0a

    ( )0b

    ( )1Na

    ( )1Nb

    ( )0a

    tT

    tN1+

    ( )0a

    tT

    tN

    1+

    ( )1a ( )1Na1

    t

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    9

    OFDM System Model (3/3)The serial data elements spaced by are grouped and

    used to modulateNcarriers. Thus they are frequency

    division multiplexed.

    The signaling interval is then increased to , which

    makes the system less susceptible to channel delay

    spread impairments.

    t

    tN

    Small-scale fading(Based on multipath time delay spread)

    Flat Fading

    2. Delay spread < Symbol preiod1. BW of signal < BW of channel

    Frequency Selective Fading

    1. BW of signal > BW of channel2. Delay spread > Symbol preiod

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    Orthogonality (1/3)Consider a set of transmitted carriers as follows:

    We now show that every two carriers are orthogonal to

    each other.

    In summary:

    (2)1,...,1,0for)(2 0

    ==

    +

    Nnett

    tN

    nfj

    n

    === tNabqpqpab

    dtttb

    aqp

    )(andfor0

    for)()()( *

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    11

    Orthogonality (2/3) --- Proof

    tNabqptNqpj

    ee

    tNqpj

    ee

    dtedttt

    batN

    qpjtN

    bqpj

    tN

    aqpj

    tN

    bqpj

    b

    a

    tN

    tqpjb

    aqp

    ==

    =

    =

    =

    )(andfor,0)(2

    1

    )(2

    )()(

    )(1

    )(2)(2

    )(2)(2

    )(2*

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    12

    Orthogonality (3/3)

    tN

    Very Sensitive to

    Frequency Errors

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    13

    Mathematical Expression of

    OFDM Signal (1/2)From above, we know that is the orthogonal

    signal set. An OFDM signal based on this orthogonal

    signal set can be written as:

    nknknk

    n

    tfj

    n

    k

    N

    n

    nnk

    jbad

    tNTT

    n

    ff

    TtNnet

    kTtdtx

    n

    ,,,

    0

    2

    1

    0

    ,

    ,

    01,...,2,1,0for)(where

    (3))(Re)(

    +=

    =+=

    ==

    =

    =

    =

    ( ){ }tn

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    Mathematical Expression of

    OFDM Signal (2/2)T: OFDM symbol duration

    dk,,n : transmitted data on the n-th carrier of the k-th symbol

    If there is only one OFDM symbol ( i.e. k= 0 ), it can be

    simplified as:

    ( ) ( ){ } (4))(2sin)(2cos

    )(Re)(

    1

    0

    ,,

    1

    0

    ,

    =

    =

    =

    =

    =

    =

    k

    N

    n

    nnknnk

    k

    N

    n

    nnk

    kTtfbkTtfa

    kTtCtx

    { } (5))2sin()2cos()(1

    0

    =

    =N

    n

    nnnn tfbtfatx

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    Multi-carrier Equivalent

    Implementation by using IDFT (1/6)According to the structure of the transmitter,

    transmitting an OFDM signal requiresNoscillators, an

    extremely high cost for hardware implementation.

    Solution: An equivalent method for transmitting OFDM

    signals is using inverse discrete Fourier transform

    (IDFT).

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    Multi-carrier Equivalent

    Implementation by using IDFT (2/6)In general, each carrier can be expressed as:

    We assume that there areNcarriers in the OFDM signal.

    Then the total complex signal Ss(t) can be represented by:

    ( ) (6))()( )(2 ttfjcc ccetAtS +

    =

    ( )

    ly.respectivecarrier,th-of

    frequencycarrierphase,amplitude,are),(),(and

    where

    (7))(1

    )(

    0

    1

    0

    )(2

    n

    fttA

    fnff

    etAN

    tS

    nnn

    n

    N

    n

    ttfj

    nsnn

    +=

    =

    =

    +

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    Multi-carrier Equivalent

    Implementation by using IDFT (3/6)Then we sample the signal at a sampling frequency ,

    andAn(t) andn(t) becomes:

    Then the sampled signal can be expressed as:

    t1

    (9))(

    (8))(

    nn

    nn

    AtA

    t

    =

    =

    ( ) (10)1)(1

    0

    )(2 0

    =

    ++=N

    n

    tkfnfj

    nsneA

    NtkS

    ( )( ) (11)1)(1

    0

    22 0

    =

    + =N

    n

    tfnkjtkfj

    ns eeAN

    tkS n

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    Multi-carrier Equivalent

    Implementation by using IDFT (4/6)The inverse discrete Fourier transform (IDFT) is defined

    as the following:

    Comparing eq.(11) and eq.(12), the condition must besatisfied in order to make eq.(11) an inverse Fourier

    transform relationship:

    (12))(1

    )( 21

    0

    NnkjN

    n

    efnFN

    tkf

    =

    =

    (13)1

    tNf

    =

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    Multi-carrier Equivalent

    Implementation by using IDFT (5/6)If eq.(13) is satisfied,

    is the frequency domain signal

    is the time domain signal

    is the sub-channel spacing

    is the symbol duration in each sub-channel

    This outcome is the same as the result obtained in the

    system of Figure 1. Therefore IDFT can be used to

    generate an OFDM transmission signal.

    ( )ntkfjneA

    +02

    )( tkSs f

    tN

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    Multi-carrier Equivalent

    Implementation by using IDFT (6/6)

    tfs

    =

    1 ( ) ( ){ }njbna +

    ( )nd

    tNffnffn

    =+=

    1,0

    ( )tDChannelInput

    ( )tf02cos

    ( )tf02sin

    ( )tfN 12cos

    ( )tfN 12sin

    ( )0a

    ( )0b

    ( )1Na

    ( )1Nb

    tfs

    =

    1 ( ) ( ){ }njbna +( )nd

    fNffnffn

    =+=

    1,0

    ( )tD ChannelInput

    ( )0d

    ( )1d

    ( )1Nd

    ( )2d

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    Cyclic PrefixIn multipath channel, delayed replicas of previous OFDM signal

    lead to ISI between successive OFDM signals.

    Solution : Insert a guard interval between successive OFDM

    signals.

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    Cyclic PrefixGuard interval leads to intercarrier interference (ICI) in OFDMdemodulation

    In DFT interval, difference between two subcarriers does notmaintain integer number of cycles loss of orthogonality.

    Delayed version of subcarrier 2 causes ICI in the process ofdemodulating subcarrier 1.

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    Cyclic PrefixCyclic prefix (CP) : A copy of the last part of OFDM signal is

    attached to the front of itself.

    [ ]nd

    [ ]kD~

    symbolsdataInput

    [ ]0d

    [ ]1d

    [ ]1Nd

    [ ]2d

    [ ]0D

    [ ]1D

    [ ]2D

    [ ]1ND

    [ ]gNND

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    Cyclic Prefix

    All delayed replicas of subcarriers always have an

    integer number of cycles within DFT interval no ICI

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    OFDM Receiver

    ( )nr~ SymbolsdataOutput

    ( )nr

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    Cyclic Prefix

    One of the most important reasons to do OFDM is the efficient

    way it deals with multipath delay spread.

    To eliminate inter-symbol interference (ISI) , a guard time orcyclic prefix is introduced for each OFDM symbol.

    The length of the guard time or cyclic prefix is chosen to be larger

    than the delay spread.

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    Bandwidth Efficiency

    In a classical parallel system, the channel is divided into

    Nnon-overlapping sub-channels to avoidinter-carrier

    interference (ICI).

    The diagram for bandwidth efficiency of OFDM system

    is shown below:

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    Summary

    The advantage of the DFT-based OFDM system :

    The use of IDFT/DFT can reduce the computation complexity.

    The orthogonality between the adjacent sub-carriers will makethe use of transmission bandwidth more efficient.

    The guard interval or cyclic prefix is used to resist the inter-

    symbol interference (ISI).The main advantage of the OFDM transmission technique is its

    high performance even in frequency selective channels.

    The drawbacks of the OFDM system :It is highly vulnerable to synchronization errors.

    Peak to Average Power Ratio (PAPR) problems.