D

POSITION ORGANIZATION/ENTITY

TERMS

C:-J

( ::tJ j I I

( . (') r-:·1

AO 10 R . 1120/0

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

FUSTE, JOSE A. District Court • Puerto Rico

4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full· or pan-time)

D Nomination, Date U.S. DISTRICT JUDGE (ACTIVE)

D lnirial [l] Annual

5b. Amended Report

D Final

Report Required by the Ethics in Government Act of1978 (5 U.S.C. app. §§ 101-111)

3. Datt of Report

05/11/20 JO

6. Reporting Period

01/0112009 to

12/3112009

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinlo in compliance

RM. CH-133 U.S. COURTHOUSE with applicable laM and regulations.

ISO CHARDON AVENUE SAN JUAN PR00918-1758

Ruiewing Officer Date

I !ti PO RT ANT N 0 TES: The instrucJions accompanying this form must be followed. Complete all parts, checking the NONE box for eac/z part where you have no reportable informatiorL Sign on last page.

I. P 0 SI TI 0 NS, (Reporting indivU!uai<>rtly; Ut pp. 9-IJ of filing instructions.)

D NONE (No reportable positions.)

I. EXPLANATORY NOTE):

NAME OF

(SEE SECTION vm FOR

2.

3.

4.

5.

fTJ NII. AGREEMENTS. (RtportingindMduatonly;supp. U-16offilinxinstrucnons.) a) [Z] NONE (No reportable agreements.)

PARTIES AND

I.

Fuste, Jose A.

( ._,.. a - · ·-

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2.

3.

TYPE

SOURCE

SOURCE DATES LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

FUSTE, JOSE A.Page 2of8 05/11/2010

Ill. NON-INVESTMENT INCOME. (Reporting in.tli>'idual ""'/spouse; supp. li-U offili11g instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, comp/etethissection.

(Do/lar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

AND TYPE

I. 2009 Self-employment as an attorney

2.

3.

4.

IV• REIMB URSEI\.1.ENTS - transportation, lodging.food, enterlainmenL

(Includes tlrouto spouse ""d d<pe11dent children; see pp. 25-17 offiling instmctions.)

[{] NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

of fWng instructiom ..

SOURCE DESCRIPTfON

CREDITOR

VALUE

VALUE

Page 3of8

Name or Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

FUSTE, JOSE A. 0511112010

V• GIFTS. (Includes thou to spouse and dependent children; supp. 18-JI )

[Z] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (lncludesthou of spouse and dependentchi/drtn; see pp. 32-33 of filing insmu:tions.)

D NONE (No reportable liabilities.)

DESCRIPTION

I. BANCO POPULAR DE PUERTO LfNE OF CREDIT RICO

2. CIT!BANK, PUERTO RICO CREDIT CARD

3. CIT!BANK, PUERTO RICO CREDIT CARD

CODE

K

4.

5.

__ _

I I

-:m1 · 72-)--·-(1)-- 1 ·-(2;--- 1

______ _

CC

CC

(BANCC

--·----------·-

--------···----·····-····------------

I

i

Name or Person Reporting Datr of ReportFINANCIAL DISCLOSURE REPORT Page 4of8 FUSTE, JOSE A. 05/1112010

VII. INVESTMENTS and TRUSTS -income, value, transactions (/nd11,desthost ofspoust and Jepcndtnt drildren; SU PP· 14-60 of filing instructions.}

D NONE (No reportable income, assets, or transactions.) r------· ----· - -·;: -·- D.! Description of

-

Assets ----r lncon! uring -! Gro: v��::d Transactions during reporting period (induding <ru<t assets) I reporting period I of reporting period

f (i) (2) . (3) (5)I <4> 1-Place "(X)" after each asset IAmount Type (e.g., Value ' Type (e g.. Dare 1 Identity of Value Value

i Codexempt from prior disclosure e I div., renl, I Code 2 Method buy, sell, mmldd!yy Code 2 /c ' I buyer/seller] : orint -- '.-P) ; ; de - , ___LJ:P) I (A-H) i (ifprivatetransaction)L-·----

_ ! I

I. G!NNIE MAE BONDS D !nterest L T

2. AMERICAN FUNDS GROUP: c Dividend L T EUROPACIFIC GROWTH FUND

3. AMERICAN FUNDS GROUP: B Dividend K T EUROPACIFIC GROWTH FUND

4. AMERICAN FUNDS GROUP: A Dividend J T EUROPACIFIC GROWTH FUND

5. AMERICAN FUNDS GROUP: A Dividend M T SMALLCAP WORLD FUND

6. JOHNSON & JOHNSON (COMMON A Dividend K T STOCK)

7. SAVINGS ACCT. (CAR!BE FEDERAL A Dividend J T CREDIT UNION)

8. CHECKING & SAVINGS ACCT. (BAN A Interest J T POPULAR)

9. CHECKING & SA VfNGS ACCT. (BAN A Interest J T POPULAR)

10. SAVINGS ACCT. (BANCO POPULAR DE A Interest J T P.R.)

11. CHECKING & SAVINGS ACCT. A Interest K T POPULAR P. R. )

12. IRA ORIENT AL FED. BANK B Interest K T

13. IRA ORIENT AL FED. BANK c Interest K T

14. SAVINGS ACCT. (BANCO POPULAR) A Interest K T

15. AMERICAN FUNDS GROUP: A Dividend K T EUROPACIFIC GROWTH FUND

16. AMERICAN FUNDS GROUP: CAPITAL B Dividend L T WORLD G+l

17. SAVINGS ACCT. (BANCO POPULAR) A Interest K T

- - ··-----------··- -------··

I. Income Gain Codes: · A •S 1.000 or less D •SS.001 · Sll.000 E =SIS,001 • Sl0,000

(See Columns BI aod 04) F •$50.001- SI00,000 G •SI00.001 -Sl,000.000 HI s1.ooo.001 - SS,000,000 Hl •More than Sl.000,000

2. Value Cod"-"'5 (S.. Columns CI and DJ)

J •St 5,000 or less

N °U50,00I • SS00.000 Pl -m.000.001 • sso.000.000

K •SI l,00 I • SS0,000

0 •SS00.001 - S 1.000.000

L •$50.001 - S I00.000 Pl Sl.000.001 -SS.000,000

P4 - !or< than sso.000.000

M -SI00,001 - S250,000

P2 ss.000.001 • s2s.ooo.ooo

3. Value Method Codes Q •Appr>iul R -Cost (Real ESLlte Only) S •Assessment T "(:ash Market (See Column C2) U •Boole \'alu< V =Other W "'"Estimated

I D j

(2) ----<2->

_ _____ L_

J

I

'

!

I

Name of Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

Page 5 of 8 FUSTE, JOSE A. os111no10

VII. INVESTl\1ENTS and TRUSTS -income, ""'ue, transacrions r1nc1udes those of spouse and dependent chi/dun; supp. u-60 offiling ins1ructlons.J

D NONE (No reportable income, assets, or transactions.) --T---

----·--------A. B. c.-· · · Description of Assets Jncome during Gross value at end Transactions during reporting period i

(including trust assets) reporting period l. of reporting period ! i o> (2) I c1i

Place "(X)" after each asset 1 Amount Type (e g, I Value

exempt from prior disclosure Code I div., rent I Code 2l

(A-H) or mt) j (J-P}

L - --- . -- .

ii)-- 1 · <J> 1·-(4l1 --(5)-· - __J Value Type (e g, Date

-··

Value 1 Gain 1 Identity of Method buy, sell, mmldd!yy I Code 2 i Code I buyerfseller

Code 3 redemption) (J-P) · (A-H) (if private(Q-W) transaction)

__ .. _______L___ _l_L

18. LEHMAN BROS. 1993 GRANTOR TRUST CORP BOND

19. WESTMORELAND MUNL BOND

20. NORTH YORK COUNTY SCHOOL DIST. MUNL BOND

21. POWER & CASSIA CTYS. SCHOOL DIST. MUNI. BOND

22. ST CLAIR CO. SCHOOL DIST MUNI BOND

23. HOUSTON TX !SD PUB FAC CORP. MUNI BOND

24. FOOTHILL EAS TERN TRANSP. MUNL BOND

25. NORTH ADAMS COMMUNITY SCHOOLS MUNI BOND

26. ELLIS CTY. GENERAL OBLIG. BOND

27. AMERICAN FUNDS GROUP: AMCAPFUND

28. AXA ROSENBERG US SMALLCAP FUND

29. DUPAGE CTY FOREST PRESERVE BON D

30. GT ATLANTIC & PACIFIC TEA(PREFERRED STOCK)

31. CHICAGO ILL GEN OBLIG MUNI BOND

32. DETROIT Ml CONVENTION FAC MUNI BOND

33. PR CONSERVATION TRUST MUNICIPAL BOND

34. PR MORTGAGE-BACKED & US GOV'T SECURITIES FUND

A

A

B

B

B

B

c

B

c

A

A

A

B

c

A

A

A

Interest K

Interest

Interest L

Interest

Interest L

Interest K

Interest L

Interest K

Interest L

Dividend J

Dividend J

Interest K

Dividend K

Interest L

Interest

Dividend J

Dividend J

T

T

T

Redeemed

T

T

T

T

T

T

T

T

T

T

Redeemed

T

T

08/01/09 K

09!30!09 K

L Income Gain Codes: A •S 1.000 or kss B =Sl,001 • Sl,lOO D •Sl.001-Sll,OOO E •Sll,001 • $50.000 (Soc Columns Bl and 04) F•SlO.OOl-SI00,000 G =S 100,001 - S 1,000,000 HI =Sl.000,001 - $5,000,000 H2 =-More tha11 $5,000,000

2. Value Codes I •Sll,000 orless K -S 15,00 I • S50,000 L •Sl0,001 -SI00.000 M •SI00,001 • S2l0,000 (Soc Columm Cl and DJ) N •SZl0,001. Sl00.000 0 •S500.00 I • $1,000,000 Pl =Sl.000.0QI -Sl.000.000 P2 =Sl.000.001 - $25,000,000

PJ •m.000,001 • Sl0,000,000 P4 •More th•n $50.000.000

). V.Jue Method Codes Q•Approisal R ..Cos! (Real Esl.i<c Only) S ::zAssessment T ><Cash Market (Soc Colunvi C1) U •Book \'atuc V =Other W •Eslimucd .i

,- -I

O ; rtin p<� °<fJ -1(2) · r I

r;: :: c:i: t :- ! 000-,000----- E-=-S-IS-,OO-I

2. Value

-·-v- : -···----·

(;;poning!'_��---+ ;--- .. (J) I

(4) r-··--(SJ ..

·- I

.

35. INT'L HOSPITALITY ASSOC.. CLASS A PREF SPEC P'SHIP INTEREST

None K T

36. GATEWAY TR INDEX PLUS FUND A Dividend J T Sold 07/15/09(part)

J

37.

38.

GMAC (PREFERRED STOCK)

American Funds Group: New World Fund

A

A

Dividend

Dividend

J

K

T

T

39. Evergreen Equity Trust Asset Fund B Dividend J T

40. Oppenheimer Developing Markets Fund B Dividend J T

41. Barron Asset fund A Dividend J T

42. Hamor Capital Appreciation fund A Dividend J T

43. Evergreen lnt'I Fund A Dividend J T

44. Illinois Development Finance Authorization Muni. Bond

B Interest K T

45. PR Fixed Income Fund A Dividend J T

FINANCIAL DISCLOSURE REPORT Page 6of8

Namo or P•rson Roporting Oare <>f Rrpon

FUSTE, JOSE A. 05/11/2010

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (tnc1udes those ofspauu and dependent children;·'" PP· J.f-60 of filing ins1ruc1ions.J

D NONE (No reportable income, assets, or transactions.) ·------· ··---- -·

A. B. c. D. Gross value at endDescription ofAssets

(including trust assets)

!nrome during I Transactions during reponing period

1 Identity ofPlace "(X)" after each asset exempt from prior disclosure

iValue Value Dale Value Gain1 Type (e.g., Code 2 Method : buy, sell, mm!ddlyy ,. Code 2 I Code I

redemption)

.Amount Type (e.g.,Code I d1\'., rent,

or int.) II

buyer/seller(A-H) (A-H) (if private

transaction) (J-P) CodeJ (J-P)i (Q-W) ! I

i--·--··-·-·---, ------·---jI •. --�----- · · - ·----- ·· -· -·-

·

04) -- :�=l : .:00 . -- ----- f ::.�: : :.=--- --·-s· !T� . ·�5:0::= . -- i"SO:OOO-,

Code• J •SI 5.000 or less K •SI l.001 - $50,000 L •$50,001 - SI00,000 M •SI00,001 - $250,000 (Sec Cotwnn• Ct anJ DJ) N •$250.00t - SI00.000 0 •$500,001 - s 1.000.000 Pl s1.ooo.001 - Sl,000.000 P2 =$5,000.001 - $25,000,000

3. Value M.-thud Codes

1 (Sec Column CZ)

-·--·----- -· ------.

Pl •Sll,000.001 - $50,000.000 P4 •Mcxc 1han Slo.000.000 R K{:'ost (Real Estate Only) S =Assessment T-CashMari<ctQ rArr•»sal

U •Bool; Value -· . .. --· ·-···--- --' ·- - �� - ------. ------- . - .. ·- _______ .. _________ J

I

Namo of Person Rrportini: Ullc of ReportFINANCIAL DISCLOSURE REPORT

FUSTE, JOSE A. 05/11/2010Page 7of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (fndicaUparto/Report)

SEC. I. POSITIONS. I O\\!N AN APARTMENT IN IBE CONDOMINIUM AND RESIDE lN THE SAME. I RECEIVE l'O COMPENSATION AND MY DUTIES ARE CONFINED TO NON-PROFIT OPERATION AND MAINTENANCE OF THIS RESIDENCIAL FACILITY. SEE ADVISORY oPINION 29 & CANONS.

SEC. IV. REIMBURSEMENTS & GIFTS. I HAVE ONLY RECEIVED OFFICIAL COURT-RELATED REIMBURSEMENTS ON AUTHORIZED EXPENDITURES REGARDING OFFICIAL TRAVEL ON BEHALF OF THE U.S. COURTS.

SEC. VU. INVESTMENTS & TRUSTS. THE IRAs OWNED BY AND MYSELF ARE CASH-EQUIVALENT ACCOUNTS MAINTAINED AT A FINANCIAL INSTITUTION. THEY ARE COMPOSED OF GINNIE MAE BONDS AND OTHER SECURITIES WHICH ARE NOT DIRECTED OR MANAGED B Y EITHER OF US. WE HA VE NO ABILITY TO SELECT THE ASSETS WITl!lN THE ACCOUNTS AND, IN FACT, WE ARE NOT NOTIFIED OF THEIR CONTENTS.

. .

FiNANCIAL DISCLOSURE REPORT Page 8of8

N amo of Person Reporting Date of Roport

FUSTE, JOSE A. 05111/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance "ith the pro,isions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sig

NOTE: ANY INDIVIDUAL \\110 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544