FY FOIA Number - NSF · 2011; 2011-36 11/5/2010; Completed A copy of the closing memo and final report associated with the complaint/investigation regarding Professor Donna Nelson

Requester's Name Organization FY FOIA Number Perfected Date Status Requested Records Column1

Jones, Nate The National Security Archive 2011 2011-1 10/1/2010 Completed

All documents related to the several specific steps that White House Chief of Staff Rahm Emanuel and White House Counsel to the President, Bob Bauer instructed NSF to take in a 16 March 2010 memo to all agency and department heads.

Bakhoum, Ezzat University of West Florida 2011 2011-2 10/4/2010 Completed #1038272Kaw, Autar University of South Florida 2011 2011-3 10/4/2010 Completed #0817596, 0920616, 0817332King, Lawrence University of Cambridge 2011 2011-4 10/5/2010 Completed #0136995; reportsLacy, Linda North Kansas City Schools 2011 2011-5 10/7/2010 Completed #0928924Boster, John Self 2011 2011-6 10/7/2010 Completed #0851812, 0851912, 1004447, 0851783, 0649229, 0851841, 0755462, 0647018, 0755407Vega, Rudy Self - Prisoner 2011 2011-7 10/12/2010 Completed Grant Policy ManualBudhlall, Bridgette M. University of Massachusetts 2011 2011-8 10/12/2010 Completed 9 proposals - only summaries and project descriptionsChatakonda, Vijaya Self 2011 2011-9 10/12/2010 Completed 1035400, 1035480, 0901348, 1011894, 1006633Lin, Ma Clemson 2011 2011-10 10/12/2010 Completed 6 proposalsDeNinno, Debbie Boise State University 2011 2011-11 10/15/2010 Completed #0851084Ghosh, Tirthankar St. Cloud State University 2011 2011-12 10/15/2010 Completed 1011840Khatri, Daryao S. Sigma Information Management Corporation 2011 2011-13 10/18/2010 Completed 5 SBIR ProposalsChristian, Lance Self 2011 2011-14 10/19/2010 Completed #0711339; correspondence with Mr Jay Banner related to grantHirshon, Bob AAAS 2011 2011-15 10/21/2010 Completed #0840266, 1010974, 0732142Bourland, William Self 2011 2011-16 10/21/2010 Completed #0716348Arceo, Herbert Francisco Curry The World Bank 2011 2011-17 10/21/2010 Completed #0612414; final reportDolan, Garrett Rice University 2011 2011-18 10/22/2010 Completed #0925071, 0541673, 0955897, 0639252Mueller, Ulrich University of Texas at Austin 2011 2011-19 10/24/2010 Completed #0747002, 0702025, 0731822, 1011519, 0608078Davoudi, Ali University of Texas-Arlington 2011 2011-20 10/25/2010 Completed #0238523

Denbow, James University of Texas at Austin 2011 2011-21 10/25/2010 Completed#1042665, 1041948, 1046035, 1035319, 1028851, 1037863, 1037927, 1041495, 1048453, 1032294, 1015863

Cutler, Charles Self 2011 2011-22 10/25/2010 CompletedInterested in submitting a proposal re: process to reduce oil in Gulf; names and address of NIH; Howard Hughes Medical, names of contacts for submitting proposal.

[Ex. 6 & 7C] Self 2011 2011-23 10/25/2010 Completed Any info regarding [Ex. 6 & 7C]; investigations for violations

Yue, Jeffrey NSSF 2011 2011-24 10/25/2010 Completed

Any and all communications, documents, letters, research materials, proposals, reports, memoranda, information, and other records (collectively, “Records”) (whether print or electronic) that NSF maintains, or has received from and/or has sent to the parties identified in Part B below, concerning:“The Deliberative E-Rulemaking Project (Project DeER); B. In addition to Records NSF has created itSelf, NSF is requested to provide any and all Records that it has received from, and/or that NSF has sent to: 1) the U.S. National Park Service, 2) the U.S. Environmental Protection Agency, 3) Texas Tech University, 4) the University at Albany— SUNY, 5) The Research Foundation, and 6) Project DeER and any of its representatives.

Frey, Anne Texas A&M University 2011 2011-25 10/27/2010 Completed #1016383, 1009197

Morris, Kelly Self 2011 2011-26 10/26/2010 CompletedOPP-0000373 U.S. Antarctic Program NSF Authorization for Raytheon to revise its Human Resources recruitment process to allow re-hire employees to be given priority in recruiting and hiring

Lynch, Kristel Minnesota State University 2011 2011-27 10/27/2010 Completed #1010058Sherman, Peter Iowa State University 2011 2011-28 11/1/2010 Completed #1042995, 1043026, 1043020, 1043040, 1042944Mackaben, Shawnie BHSU 2011 2011-29 11/1/2010 Completed #0918126, 0918326, 1008770, 1020155

Owens, Chris Principal Investigators Association 2011 2011-30 11/2/2010 Completed#1063093, 1102500, 1101836, 1066483, 1064684, 1063287, 1059860, 1048974, 1035176, 1032339, 1068838, 1058283, 1065633, 1064912, 1061750, 1049451, 1037936, 1101148, 1067183, 1057766

Schubert, Jutta Self 2011 2011-31 11/2/2010 Completed All documents written by NSF executives in Jan 2010

McElhatton, Jim Washington Times 2011 2011-32 11/3/2010 Completed

Letter sent by Senators Grassley and Mikulski dated Apr 6, 2009 to Director of NSF and the Chairman of the NSB; and copy of complete NSF response dated April 2009 to Senator Grassley and Mikulski in response to the Senators' letter of inquiry

Snyder, Caroline Self 2011 2011-33 11/8/2010 Completed Article: Pathogens in Biosolids: Are they safe?

Ravnitzky, Michael Self 2011 2011-34 11/5/2010 CompletedA copy of any and all materials in the office of [Ex. 6 & 7C], relating to a July 20 appeal for a waiver to a dept associated with Debt ID[Ex. 6 & 7C]

Ravnitzky, Michael Self 2011 2011-35 11/5/2010 Completed

A copy of the complete NSF response dated April 2009 to Senator Grassley and Senator Mikulski (sent to Brian Downey on the Finance Committee Staff) in response to the Senators' letter of inquiry dated April 6, 2009 sent to Dr. Bement and Dr. Steven Beering. see also 11-032F

1


A copy of the closing memo and final report associated with the complaint/investigation regarding Professor Donna Nelson at the University of Oklahoma Chemistry Dept. Professor Nelson filed a compliant with the NSF OIG in the last couple years.


A copy of the answers provided by NSF to the questions for the record posted by the Committee on Science and Technology, Subcommittee on Investigations and Oversight and its members in the letter dated Apr. 2, 2009

Lin, En-Bing Central Michigan University 2011 2011-38 11/8/2010 Completed #0835735, 0941470, 0941741

Forsch, Kevin Office of South Dakota Governor Mike Rounds 2011 2011-39 11/8/2010 CompletedTranscripts and Meeting Minutes from NSB meeting and teleconferences related to DUSEL; Aug 5, 2009; Aug. 6, 2009; Sep 24, 2009; Sep 24, 2009, Oct 13, 2010

Merryman, Julie Research Associates: The Grant Experts 2011 2011-40 11/8/2010 Completed #1019672Gwyn, Lori Southwestern Oklahoma State University 2011 2011-41 11/9/2010 Completed #0949947, 0958739, 0958372Pellnitz, Lori SRI 2011 2011-42 11/9/2010 Completed #0555206 and related task ordersAyyar, Akilesh Self 2011 2011-43 11/9/2010 Completed #9910420Liu, Lichuan Norther Illinois University 2011 2011-44 11/9/2010 Completed #0958355, 1043084Hastert, Andrew Self 2011 2011-45 11/10/2010 Completed #1029553Song, Xueyan West Virginia University 2011 2011-46 11/10/2010 Completed #1040588, 1040229

[Ex. 6 & 7C] University of Rochester 2011 2011-47 11/10/2010 CompletedWritten panel review (10/10/09); composition of the Nov. Panel; origin of 2nd panel summary; reconsideration of grant request

Avdeez, Ilya University of Wisconsin-Milwaukee 2011 2011-48 11/12/2010 Completed #1030687, 0928320, 1000579Gomes, Susan Harvard University 2011 2011-49 11/12/2010 Completed #0822283, 0822613, 0551153Hill, Adriene Self 2011 2011-50 11/15/2010 Completed #0538072He, Qiang University of Tennessee 2011 2011-51 11/15/2010 Completed #1046017

Bush, Larry Self 2011 2011-52 11/15/2010 Completed

Agency directive on implementing President Obama's Jan. 21, 2009 Executive Order on Open Govt, including office that received the guidance; Agency guidance on fees that can be charged for FOIA responses; Agency contracts for any and all aspects of Agency policy and implementation of FOIA and FOIA responses including search, reviews, policy guidance and related issues; Agency billings in 2008, 2009 and 2010 for the contract work performed under Item 3.

Bass, Frank Bloomberg News 2011 2011-53 11/15/2010 Completed

Request copies of written or electronic correspondence to the NSF sent between Jan 2, 2010 and the present from U.S. House of Representatives: John Boehner, Eric Cantor, Jeb Hensarling, Paul Ryan, Spencer Bachus, Ralph Hall, Michele Bachman, Dave Camp, Darrell Issa

D'Souza, Roshan UW Milwaukee 2011 2011-54 11/17/2010 Completed #1028894, 1027963, 1027781, 1028261Elahmadi, Salam Menara Networks 2011 2011-55 11/19/2010 Completed 1046760Roberts, Rick Self 2011 2011-56 11/24/2010 Completed #1030831, 0642718Skelton, Marcus AASCU 2011 2011-57 11/29/2010 Completed #0552876, 0944255

Barr, David Self 2011 2011-58 11/30/2010 Completed

Any and all records of communication between NSF and Newton Leroy Gingrich or his offices (1995-1999, 1989-1995, 1979-1999) and Haley Reeves Barbour or his offices (1984-present, 1985-present); any and all FOIA requested filled by NSF mentioning Mitchell Daniels, Piyush Jindal, Sarah Palin, Timothy Pawlenty, John Thune, Michael Huckabee, or Willard Romney; if this request generates a substantial number of documents then an index of the documents.

Calderone, Warren Shepherd University 2011 2011-59 11/30/2010 Completed #0933957, 0933964Lynch, Kristel Minnesota State University, Mankato 2011 2011-60 11/30/2010 Completed #1024852

Spretnak, Robert Law office of Robert Spretnak 2011 2011-61 11/30/2010 Completed

All records of phone activity for 703-292-4439 including calls placed from that number and calls received at that number 01/2006 - present; all records of phone activity for any other phone assigned to [Ex. 6 & 7C] 01/2006 - present; copies of all email communications sent from or to [Ex. 6 & 7C] 01/2006-present, omitting any to or from any email address with nsf.gov; Copies of all email communications sent from, or sent to any other email adderss assigned to[Ex. 6 & 7C] 01/2006 - present, omitting any to or from email addresses with nsf.gov

Tozzi, Jim Center for Regulatory Effectiveness 2011 2011-62 11/30/2010 Completed

Public comments received on "Notice of Public Hearings and the Availability of a Draft Programmatic Environmental Impact Statement/Overseas Environmental Impact Statement" 75 Fed. Reg. 62433-62435, Oct 8, 2010

He, Qiang University of Tennessee 2011 2011-63 12/2/2010 Completed #1045960

2

Schubert, Jutta Self 2011 2011-64 12/6/2010 Completed

All documents sent by Dr Tom Peterson that pertain to Smart Lighting ERC; all documents received by Dr. Tom Peterson that pertain to the Smart Lighting ERC; All documents sent by Dr. Tom Peterson to Rensselaer Polytechnic Institute; All documents received by Dr. Tom Peterson from Rensselaer Polytechnic Institute; relevant time frame: Nov. 1 - Nov. 30; 2010


All documents sent by Lynn Preston that pertain to the Smart Lighting ERC; all documents received by Lynn Preston that pertain to the Smart Lighting ERC; all documents sent by Lynn Preston to Rensselaer Polytechnic Institute; all documents received by Lynn Preston from Rensselaer Polytechnic Institute; relevant time from Nov 1 - 30, 2010


All documents sent by Matt Powell that pertain to the Smart Lighting ERC; all documents received by Matt Powell that pertain to the Smart Lighting ERC; all documents sent by Matt Powell to Rensselaer Polytechnic Institute; all documents received by Matt Powell from Rensselaer Polytechnic Institute; relevant time from Nov 1 - 30, 2010

McMillan, Gloria University of Arizona 2011 2011-67 12/7/2010 Completed #0943769


All documents sent by Deborah Jackson that pertain to the Smart Lighting ERC; all documents received by Deborah Jackson that pertain to the Smar Lighting ERC; all documents sent by Deborah Jackson to Rensselaer Polytechnic Institute; all documents received by Deborah Jackson from Rensselaer Polytechnic Institute; relevant timeframe Nov 1 - 30, 2010

Jacobovitz, Jeffrey Law offices of McCarthy, Sweeney & Harkaway 2011 2011-69 12/17/2010 CompletedCopies of all email communications sent from or to [Ex. 6 & 7C]or any other email address which was assigned to him.

Salzmann, Douglas Self 2011 2011-70 12/10/2010 Completed Documents relating to #0602751 and #0833675 (final versions, progress reports, corresponence)

Shields, Helane Self 2011 2011-71 12/6/2010 Completed

All documents, articles, references, literature cited to support Dr Ian Pepper's Powerpoint statement at Northwest Biosolids Management Conference, Sep 19-21, 2010 alleging that prions in biosolids are inactive at mesophilic and thermophilic temperatures.

Keenan, Douglas informath.org 2011 2011-72 12/14/2010 Completed #1019743Freeve, Imre Self 2011 2011-73 12/13/2010 Completed #0836047Nedelka, Gina Molloy College 2011 2011-74 12/15/2010 Completed #0921330, 0921193, 0841897Kim, Yoon Virginia State University 2011 2011-75 12/20/2010 Completed #1022552, 0922996, 0959584

Co, Anne Ohio State University 2011 2011-76 12/20/2010 Completed #1012641, 0952083, 0955885, 1101814, 0543067, 0547610, 0967434, 0967466, 0730190, 1047563

Moy, Russell Southeastern Universities Research Association 2011 2011-77 12/20/2010 CompletedCopies of Open Session presentations from recent NSB meeting; 2 discussion items and 3 information items from 11/30 CPP mtg and the Oil Spill and SEES presentations from Dec. 2 plenary session

Wolfe, Tim Samford University 2011 2011-78 12/20/2010 Completed #0543363, 0516387Newman, Morgan McAllister & Quinn 2011 2011-79 12/21/2010 Completed #1020678, 1020548, 0940959, 0941022, 0940243, 1028125, 0965927, 0966387, 0966225

Walker, Thomas Self 2011 2011-80 1/3/2011 Completed#1033082, 1033102, 1033111, 0933812, 0931539, 0930213, 0832873, 0832870, 0832862, 0832861, 0832852, 0734919, 0629416, 0629454

Cheng, Gang University of Akron 2011 2011-81 1/3/2011 Completed#1006735, 1041535, 1006999, 0954919, 0955358, 0954380, 1032187, 0847436, 0907453, 0845592, 0907688, 0847641, 1033212, 0969261, 1033316

Brown, Lander Univesity of South Caroline 2011 2011-82 1/3/2011 Completed #1003389

Love, James Knowledge Ecology International 2011 2011-83 1/5/2011 CompletedIntellectual property provisions of grants under "Basic Research to Enable Agricultural Development or BREAD";

Collier, Sharon Archer Norris 2011 2011-84 1/6/2011 Completed #0303539Henderson, Matt World Technology Inforation Program 2011 2011-85 1/10/2011 Completed #0555206; see also 11-042F PellnitzLeVold, J. Barlow University of Illinois 2011 2011-86 1/10/2011 Completed #1045412Galvin, Marianne Lesley University 2011 2011-87 1/11/2011 Completed #1035342, 1035391, 1035268, 1035503

Bolger, Darci LexisNexis 2011 2011-88 1/19/2011 Completed

Any and all grant applications/proposals, award letters, reporting records, and history/log printouts for #7913022, Thomas Wenzel, Martin Ashley, Robert Sievers; any and all items tthat would provide information on the grant application(s)/proposal(s) becoming publicly available, published or listed in the NSF index.

Schubert, E. Fred Self 2011 2011-89 1/13/2010 Completed Report written that Edward Petrow contributed to the Smart Lighting ERC review in June 2009

Moss, James Bald Mountain Air Service 2011 2011-90 1/13/2011 CompletedAll NSF contracts awarded for Aviation Fixed Wing Air Transportation - Passenger and Freight - Service Contracts awarded from 1/1/06 - 12/31/10 and identify all that are due to expire in 2011 and 2012.

Martinez, Christian Museo del Hombre Dominicano 2011 2011-91 1/14/2010 Completed #1042835, 1042794Graves, Scott Bowling Green State University 2011 2011-92 1/18/2011 Completed #0747304, 9980597, 0346556, 0815787Porter, Robert University of Tennessee 2011 2011-93 1/18/2011 Completed #0948021, 0947836, 0946502, 0947790

3

Schubert, E. Fred Self 2011 2011-94 1/19/2011 Completed

All documents provided by Lynn Preston to Edward Petrow in connection with the Smart Lighting ERC in 2009; all documents provided by Deborah Jackson to Edward Petrow in connection with the Smart Lighting ERC in 2009.

Ding, Wei University of Massachusetts Boston 2011 2011-95 2/7/2011 Completed#0931969, 0916439, 0953330, 1054903, 1055113, 10176142nd request #0904497, 1036868, 0916345, 0916736, 1017718

Schubert, Jutta Self 2011 2011-96 1/13/2011 CompletedAll documents notifying Lynn Preston that the OIG is conducting an investigation re: Dr. Fred Schubert, NSF Award #0812056

Schubert, Jutta Self 2011 2011-97 1/14/2011 CompletedAll documents notifying Deborah Jackson that the OIG is conducting the following investigation: re: Dr Fred Schubert, NSF Award #0812056


All documents notifying Deborah Jackson that OIG is conducting an "investigation concerning allegations regarding an NSF Engineering Research Center award granted to RPI and allegations regarding NSF Officials. All paper and electronic requets received by Deborah Jackson to provide information and documents relating to the above investigation.


All documents notifying Lynn Preston that OIG is conducting an "investigation concerning allegations regarding an NSF ERC award granted to RPI and allegations regarding NSF officials; all paper and/or electronic requests received by Lynn Preston to provide information and documents relating to the above investigation.

Roberts, Nick Research Associate 2011 2011-100 1/20/2011 Completed #0956765


All documents sent to Thomas Peterson that pertain to the Smart Lighting ERC; all documents received by Thomas Peterson that pertain to the Smart Lighting ERC; all documents sent by Thomas Peterson to Rensselaer Polytechnic Institute; all documents received by Thomas Peterson frm Rensselaer ; relevant time frame: 12/1 - 12/31/2010

Davoudi, Ali University of Texas-Arlington 2011 2011-102 1/20/2011 Completed #0746599, 0844707, 0845333, 0846533, 0846631, 0955023, 0955111, 0955265, 1063484Ganahl, Rolf Self 2011 2011-103 1/20/2011 Completed Technical Report DES 74-23535


2011-01-21 JMS-FOIA-Preston-ERC-RPI-Dec DocumentsAll documents sent by Lynn Preston that pertain to the Smart Lighting ERC; all documents receivedby Lynn Preston that pertain to the Smart Lighting ERC; all documents sent by Lynn Preston to Rensselaer Polytechnic Institute; all documents received by Lynn Preston from Rensselaer Polytechnic Institute - 12/1 - 12/31/10


2011-01-22 JMS-FOIA-DJackson-ERC-RPI-Dec-documentsAll documents sent by Deborah Jacon that pertain to the Smart Lighting ERC; all documents received by Deborah Jackson that pertain to the Smart Lighting ERC; all documents sent by Deborah Jackson to Rennselaer Polytechnic Institute; all documents received by Deborah Jackson from Rennselaer Polytechnic Institute - timeframe 12/1 - 12/30/10


2011-01-20 JMS-FOIA-Powell-ERC-RIP-Dec-DocumentsAll documents sent by Matt Powell that pertain to the Smart Lighting ERC; all documents received by Matt Powell that pertain to the Smart Lighting ERC; all documents sent by Matt Powell to Rensselaer Polytechnic Institute; all documents received by Matt Powell from Rensselaer Polytechnic Institute - timeframe 12/1 - 12/31/10

Conway, David Venable 2011 2011-107 1/24/2011 Completed #9306208

Estrada, Joan Professional Carpet Service 2011 2011-108 1/24/2011 CompletedOne invoice for furniture cleaning, carpet cleaning, carpet installation and carpet repairs performed in the last 2 yrs


Email from Lynn Preston to Deborah Jackson, date 1/29/09 re conversation; email from Timothy Wei cc: Deborah Jackson, Lynn Preston, date 2/24/09 re: Fred; email from Timothy Wei to Deborah Jackson, Lynn Preston, date 2/27/09 re: Fred

Figer, Don RIT 2011 2011-110 1/25/2011 Completed #0939564, 0939454, 0939511, 0939370, 0939514


2011-01-31- JMS-FOIA-Misconduct Investigation notification; All documents notifying any Directorates for Engineering official that the OIG is conducting an investigation concering allegations regarding an NSF award and allegations regarding NSF officials; all documents received by any Engineering Directorate official requesting information and documents related to the above investigations; 05/01/09 - 10/31/10

Shah, Aekta Harvard 2011 2011-112 1/31/2011 Completed #0929544, 1003418, 0903055Wang, Liang Mississippi State University 2011 2011-113 2/1/2011 Completed #0917936Showalter-Loch, Abbey Macalester College 2011 2011-114 2/1/2011 Completed #0839966McPherson, Nathanial Weil, Gotshal & Manges 2011 2011-115 2/1/2011 Completed #0232449, 0349460Nicholson, Gay Self 2011 2011-116 2/3/2011 Completed Any and all documents regarding NSF grant #0833675 and #0602751Hensel, Mary University of Massachusetts Dartmouth 2011 2011-117 2/2/2011 Completed #1035813, 1035562Williams, Lester Self 2011 2011-118 2/3/2011 Completed FOIA policy and fee schedule; FOIA report to Congress;http://www.science360.govWright, Jacob Center for Ecoliteracy 2011 2011-119 2/3/2011 Completed 1020163, 0952160, 0733276, 0554652, 0554579

4

Shepard-Smith, Andrew Austin Peay State University 2011 2011-120 2/4/2011 Completed 0942293DeSalvo, Andrew Seattle, WA 2011 2011-121 1/31/2011 Completed Records re: LIGOReich, Eugenie Samuel Nature Reporter 2011 2011-122 2/4/2011 Completed Records re: antenna sale to ASIAANembhard, Rhonda University of Texas at Austin 2011 2011-123 2/7/2011 Completed #1060916, 1061026, 1024496, 0822967, 0823763


2011-02-04 JMS-FOIA-Peterson-ERC-Jan2011; all documents sent by Thomas Peterson that pertain to the Smart Lighting ERC; all documents received by Thomas Peterson that pertain to the Smart Lighting ERC; all documents sent by Thomas Peterson to Rensselaer Polytechnic Institute; all documents received by Thomas Peterson from Rensselaer Polytechnic Institute; Jan 1 - 31, 2011

Iverson, Shannon Self 2011 2011-125 2/8/2011 Completed #1024347/1024269

Guidos, Lori Lockheed Martin 2011 2011-126 2/7/2011 CompletedContract OPP0000373, Raytheon: All contract mods, FY2011 Annual Program Plan, 2009-2010 After Operations Report

[Ex. 6 & 7C] Self 2011 2011-127 2/7/2011 Completed

DGA report produced in response to appeal of termination of [Ex. 6 & 7C] and also any other documents generated by NSF or sent to NSF by OIG having a bearing on the termination or him personally.


2011-02-05-JMS-FOIA-Preston-ERC-Jan2011All documents sent by Lynn Preston that pertain to the Smart Lighting ERC; all documents received by Lynn Preston that pertain to the Smart Lighting ERC; all documents sent by Lynn Preston to Rensselaer Polytechnic Institute; all documents received by Lynn Preston from Rensselaer Polytechnic Institute

Silver, Robin Biological Diversity 2011 2011-129 2/8/2011 CompletedEach and every document establishing that NSF has done its due diligence in reviewing and/or funding the Mount Graham related projects dince April 9, 2009

Gardner, Dara Self 2011 2011-130 2/8/2011 Completed #9150158Gblerkpor, William University of Texas at Austin 2011 2011-131 2/9/2011 Completed #1049434


2011-02-09 JMS-FOIA-DJackson-ERC-RPI-Jan2011All documents sent by Deborah Jackson that pertain to the Smart Lighting ERC; all documents received by Deborah Jackson that pertain to the Smart Lighting ERC; all documents sent by Deborah Jackson to Rensselaer Polytechnic Institute; all documents received by Deborah Jackson frm Rensselaer Polytechnic Institute


2011-02-09 JMS-FOIA-Powell-ERC-RPI-Jan2011All documents sent by Matt Powell that pertain to the Smart Lighting ERC; all documents received by Matt Powell that pertain to the Smart Lighting ERC; all documents sent by Matt Powell to Rensselaer Polytechnic Institute; all documents received by Matt Powell from Rensselaer Polytechnic Institute; timeframe 1/1 - 1/31/2011

Schubert, Jutta Self 2011 2011-134 2/10/2011 CompletedAll documents at NSF stating the contributions of Dr. Robert Karlicek to the vision of the Smart Lighting ERC; June 1, 2009 - present

Conte, Silverio UMB 2011 2011-135 2/10/2011 Completed #0917750, 0855374, 0234365

Korte, Gregory USA Today 2011 2011-136 2/11/2011 Completed

Complete export of NSF data submitted to the Real Property Asset Management Database, as required by Executive Order 13327 of Feb. 4, 2004. Database should include all records and data elements described in the 2009 Guidance for Real Property Inventory Reporting

Jean-Philippe, Sharon University of Tennessee 2011 2011-137 2/15/2011 Completed #0424599, 0911805Magpili, Luna Old Dominion University 2011 2011-138 2/15/2011 Completed #0423914, 0939511Rahbar, Nima University of Massachusetts Dartmouth 2011 2011-139 2/16/2011 Completed #0845592, 0847390, 0955873, 0953798; project reports and referencesClark, Cindy Center for Research Program Development and Enrichment 2011 2011-140 2/16/2011 Completed #0966524, 0933392, 0966861, 1066206

Sternhell, Philip Quinn Emanuel Trial Lawyers 2011 2011-141 2/18/2011 Completed

All releaseable documents and information relating to #9306208; all releaseable documents and information referencing ARPA Orders A410, E253, or 8272, USAF Contract F19628-92-C-0045, or DoD Contract #DABT63-96-C-0039

Reich, Eugenie Nature 2011 2011-142 2/22/2011 Completed Copy of the FOIA log for NSF for the past yearDelFatti, Kelly Lewis & Clark College 2011 2011-143 2/22/2011 Completed #1044721

Venhuizen, Tony Office of Governor Dennis Daugaard 2011 2011-144 2/22/2011 Completed

All minutes of any session, open or closed, in which DUSEL, Homestake, South Dakota, and/or the University of California at Berkeley were mentioned, referred to, or discussed at the NSB meeting that took place between 2/14-16/2011.


All documents that NSF received from or sent to Boston University during Jan 1 - Dec 31, 2010 in conjunction with US Patent 6,294,475 entitled "Crystallographic wet chemical etching of III-nitride material", invented by D.A. Stocker and E.F. Schubert

Schubert, Jutta Self 2011 2011-146 2/22/2011 Completed2011-02-22 JMS-FOIA-Notification-request-Change of PI EFredSchubert to TimWei;NSF record documenting the Change in PI from Fred Schubert to Timothy Wei; #0812056

5

Cusack, Bob The Hill 2011 2011-147 2/22/2011 CompletedFOIA logs from 11/1/2010 through 2/18/11; including name of requester, affiliation and what he or she was looking for.

Ghosh, Tirthankar St Cloud State University 2011 2011-148 2/23/2011 Completed #1044858, 1044861

Moy, Russell Southeastern Universities Research Association 2011 2011-149 2/23/2011 Completed

Presentations given at the Open Sessions of the NSB: 2/14/11 CPP meeting: LHC, NEON, TeraGrid XD, IRIS, EpSCoR, Any Recompetiton Policy presentations made at this session; 2/15-16 NSB meeting: America COMPETES, Reauthorization Act, NRC Study on Research UniversitiesCyberinfrastructure Planning, NSF Annual Facilities PlanMid-Scale Instrumentation, Stewardship of Large Facilities;8/25/10 CSB Task Force on Data Policies: update presentation

Greenberg, Scott The Wall Street Journal 2011 2011-150 2/23/2011 Completed

Copy of information provided to the chairman of the House Committee on Oversight and Government Reform, Darrell Issa; FOIA logs for the preceding five years and all communications relating to all pending requests identified in the logs as having been sent more than 45 days prior to his letter.


2011-02-26-EFR-FOIA-Privacy-LJensen-AssistDir-BioSci-NSF-Res-Centers-2011;All emails received and/or sent by the NSF Assistant Director of Biological Sciences in regards to any NSF-funded Research Centers during the time period 1/1 - 1/31/11.

Santos, Rose FOIA Group 2011 2011-152 2/28/2011 Completed Contract RFQ511171Santos, Rose FOIA Group 2011 2011-153 2/28/2011 Completed Contract RFQ511054Schubert, E. Fred Self 2011 2011-154 2/25/2011 Completed All emails received and/or sent to Mr Matthew Powell on 12/1/10

Korte, Gregory USA Today 2011 2011-155 2/28/2011 CompletedNSF plan submitted to OMB pursuant to the presidential memo dated 6/10/10: Disposing of Unneeded Real Estate


2011-02-28-EFS-FOIA-Privacy-DMPowell-Emails-received-2010-Dec-02-15All emails received by Matt Powell between 12/2 - 12/15/2011. Emails only, not attachments to emails

Wang, Yuan University of California, Berkeley 2011 2011-157 2/28/2011 Completed Annual and Final reports: #0641523, 0335765, 0646094, 0647560

Wereschagin, Mike Pittsburgh Tribune-Review 2011 2011-158 2/28/2011 Completed

Legal expenses charged to the agency for services involving Congressional testimony, hearings, investigations and inquiries from 2000 through the day NSF compiles these records. Amounth charged; amount paid, attorney and firm contracted, relevant Congressional committee and dates of services rendered.

Ross, Jenna Star Tribune 2011 2011-159 2/28/2011 Completed NSF investigation into fund misuse by Dennis Polla, researcher at Unviersity of Minnesota


2011-02-27-EFS-FOIA-Privacy-Designated-Ethics-Official-Emails-received-2010-Dec-1-15; all emails received by NSF Designated Ethics Official during the timeframe 12/1-12/15/2010; limited to emails only not attachments

Kieffer, Mishele Kirkland & Ellis LLP 2011 2011-161 3/1/2011 Completed Records associated with Contract # DMI-9660741Hammond, John Patent Innovations LLC 2011 2011-162 3/1/2011 Completed #0645348Phillips, Anna George Washington University 2011 2011-163 3/1/2011 Completed #0939564, 0939454, 0939511, 0939370, 0939514Cataneo, Kathryn University of new Hampshire 2011 2011-164 3/1/2011 Completed #1022186/1022806, 0715698Morris, Heather Texas Tech University 2011 2011-165 3/1/2011 Completed #0939511, 0939454, 0423914, 0425247, 0120967Celebi, Emri Louisiana State University, Shreveport 2011 2011-166 3/1/2011 Completed #0932113, 0917026, 0943455, 1059312, 1016900, 0653711Wright, Gwendolyn Duke University 2011 2011-167 3/2/2011 Completed #0847329

Megaw, Stu BlueStar Engergy 2011 2011-168 3/2/2011 Completed

Any and all records in the possession of the National Science Foundation relating to the purchase of electricity and natural gas (as applicable) from competitive (non-utility) suppliers for facilities located in Illinois, Texas, California, New York, Michigan, Ohio, Massachusetts, Maryland, Connecticut, Washington DC, New Jersey, Delaware, Oregon, Maine, New Hampshire, and Pennsylvania. This request shall include all contracts and related documents, as well as correspondence, bids, awards, and the three (3) most recent invoices for electricity and natural gas service at each NSF facility within those States. The timeline for this request is all such documents generated January 1, 2008 to the present.


2011-03-02-EFS-FOIA-Privacy-Patents-returned-to-inventor-RobinClay-2010-Jan-Jun; All emails sent by Robin Clay in conjunction with any US patent's return from any assignee institution to any inventor during 1/1 - 6/30/10

Surles, Stephanie agilemind.com 2011 2011-170 3/3/2011 Completed #1047122, 1046229Sharma, Archana University of Tennessee 2011 2011-171 3/4/2011 Completed #1054062, 1053237, 1004623, 0508091Leyse, Bob Self 2011 2011-172 3/7/2011 Completed Annual report for period 9/2009 - 8/2010 for #0553571

6

Schubert, E. Fred Self 2011 2011-173 3/7/2011 Completed2011-03-04-EFS-FOIA-Privacy-Documents-disclosing-avenue-for-appeal-PI-removal; All documents that disclose any avenue for any appeal available for the PI under described circumstances


2011-03-05-EFS-FOIA-Privacy-Documents-disclosing-avenue-for-appeal-Company exclusion; All documents that disclose any avenue for any appeal available for the company under the described circumstances


2011-03-06-EFS-FOIA-Privacy-emails-DMPowell-to-Directorate-SocSci-2010-Oct-Dec; All emails received by the head of the NSF Directorate for Social, Behavioral & Economic Sciences from Matt Powell during 10/2010 - 12/31/2010

Lyon, Douglas Fairfield University 2011 2011-176 3/7/2011 Completed # 0442581Woodward, Amy Independence Institute 2011 2011-177 3/7/2011 Completed Copies of the NSF FOIA Log from July 1, 2010 to Jan 1, 2011

Hollon, Tom Falcon River Biomedical Communications 2011 2011-178 3/8/2011 Completed #0938517, 1042086, 1042028, 0836520, 0624457, 0928903, 0811807, 1036313, 0928821, 0928213Calebs, Kim Kentucky Community and Technical College System 2011 2011-179 3/9/2011 Completed #0722176, 0722172, 0506164, 0849587, 0965756, 1103972, 0802396Falk, Michael Johns Hopkins University 2011 2011-180 3/8/2011 Completed #0962840Yang, Sichun Case Western Reserve University 2011 2011-181 3/10/2011 Completed #0845668, 0845099

Korte, Gregory USA Today 2011 2011-182 3/8/2011 CompletedAny NSF contingency plans, guidance, reports or correspondence with OMB regarding preparations for a government "shutdown" in the absence of an appropriation or continuing resolution

Shepard-Smith, Andrew Austin Peay State University 2011 2011-183 3/14/2011 Completed #0942809Luo, Hongmei New Mexico State University 2011 2011-184 3/14/2011 Completed #1048613, 1040541Price, Jenifer College and Career Planning Services 2011 2011-185 3/14/2011 Completed #1046036, 1013194, 1046381

Schubert, Jutta Troy Research Corporation 2011 2011-186 3/14/2011 Pending2011-03-TRC-01-FOIA-Emails-Written-by-DMPowell-2011-Feb-1-15; all emails written by Matt Powell during 2/1 - 2/15/11

Schubert, Jutta Troy Research Corporation 2011 2011-187 3/14/2011 Pending2011-03-TRC-03-FOIA-Emails-written-by-DesignatedEthicsOfficial-2011-Jan-1-15; all emails written by the NSF Designated Ethics Official during Jan 1-15, 2011

Schubert, E. Fred Self 2011 2011-188 3/14/2011 Pending

2011-03-14A-EFS-FOIA-Privacy-Allegation-documents-against-EFS-with-Assist-Dir-Eng; all documents residing with the NSF Assistant Director of the Directorate for Engineering that contain any allegations made against Fred Schubert. The allegations may include, but not limited to, fraud, failure to disclose interest in any entity, violation of any law, violation of NSF procedures, providing false and/or misleading information to NSF and or Rensselaer, unethical conduct etc

Schubert, Jutta Troy Research Corporation 2011 2011-189 3/14/2011 Pending

2011-03-TRC-04-FOIA-ERC-Partner-companies-2011-Jan; all NSF documents disclosing the names and/or addresses of industry partner companies of the Engineering Research Center program of the Directorate of Engineering of Jan. 2011


2011-03-14B-EFS-FOIA-Privacy-Allegations-documents-against-EFS-with-Div-Dir-Centers; all documents residing with the NSF Division Director (Centers) of the Directorate for Engineering that contain any allegations made against Fred Schubert. The allegations may include, but not limited to, fraud, failure to disclose interest in any entity, violation of any law, violation of NSF procedures, providing false and/or misleading information to NSF and or Rensselaer, unethical conduct etc


2011-03-14C-EFS-FOIA-Privacy-Allegation-documents-against-EFS-with-Deputy-Div-Dir-Centers; all documents residing with the NSF Deputy Div. Director (Centers) of the Directorate for Engineering that contain any allegations made against Fred Schubert. The allegations may include, but are not limited to fraud, failure to disclose interest in any entity, violation of any law, violation of NSF procedures, providing false and/or misleading information to the NSD and/or Rensselaer Polytechnic Institute, unethical conduct, deviations from the ethical standard etc


2011-03-14D-EFS-FOIA-Privacy-Allegation-documents-against-EFS-with-ERC-ProgramDirector; all documents residing with the NSF Program Director (NSF Award #0812056, Smart Lighting ERC) that contain any allegations made against Fred Schubert. These allegations may include, but are not limited to fraud, failure to disclose interest in any entity, violation of any law, violation of NSF procedures, providing false and/or misleading information to the NSF and/or Rensselaer Polytechnic Institute, unethical conduct, deviations from the ethical standard, deviation from standard practices etc.

Panagiotakopoulos, George Self 2011 2011-193 3/14/2011 Completed #0968573Radnofsky, Louise Wall Street Journal 2011 2011-194 3/15/2011 Completed Copies of all correspondence between members of Congress and NSF since 1/1/11Moore, Karyn University of CA, Santa Cruz 2011 2011-195 3/17/2011 Completed #0730277

7

Eisbrenner, Louis M. RWR Products, LLC - Division of CADmeleon 2011 2011-196 3/17/2011 Completed

the NSF FY 2010 Sustainability Plan with baselines, DOE/FEMP Inventory management plan and documentation, including ubilding drawings with energy audit results for buildings located at 4201 and 4121 Wilson Blvd., Arlington, VA.

Ko, Steve Buffalo 2011 2011-197 3/17/2011 Completed #0916307, 546216, 0916649, 0747283, 1040123, 0964471, 1059372Komogortsev, Oleg Texas State University, San Marcos 2011 2011-198 3/21/2011 Completed #1048975, 0952959, 0845874, 1017593Dunning, Rebecca Duke University 2011 2011-199 3/22/2011 Completed #0647650Meshoulam, David Self 2011 2011-200 3/23/2011 Completed #6828302Kosar, Tevfik University of Buffalo SUNY 2011 2011-201 3/25/2011 Completed #0939370, 0424422, 1059372; 3/28/11 requester withdrew request for 1059372.

Page, J Self 2011 2011-202 3/24/2011 CompletedDocuments relating to Operation/Project MOON Dust, retrieval and analysis of foreign aerospeace technology, run by USAF's Foreign Technology Division (FTD) circa 1950-1970s

Meshoulam, David Wisconsin University 2011 2011-203 3/29/2011 Completed #68W3100, 68W3101Weld, David MIT 2011 2011-204 3/30/2011 Completed #0955650, 0847801, 0847748, 0846788, 0847776, 0847469, 0748742, 0747907

Milam, Erika UMD 2011 2011-205 3/29/2011 Pending

Records regarding 2 educational programs sponsored by NSF known as Man: A Course of Study (MACOS) and Exploring Human Nature; Awards 65E3430, 66E3430, 67W2244, 67E3430, 68E3430, 69E3430, 70371006, 70W5209, 7142215, 7250809, 7250810, 7360013, 7360014, 7469230, 7469231, 7469232

Dunning, Rebecca Duke University 2011 2011-206 3/30/2011 Completed #0961426Li, Chunqiang University of Texas El Paso 2011 2011-207 3/30/2011 Completed #0940681

Moy, Russell Southeastern Universities Research Association 2011 2011-208 3/30/2011 Completed

Copies of the presentations, presenter-prepared white papers and "as prepared" statements from the open public sessions of the March 25-28 Expert Panel Discussion on Data Policies; preferably in color and in electronic format

Chen, Quanfang University of Central Florida 2011 2011-209 3/31/2011 Completed #0939514

Shah, Aekta Harvard University 2011 2011-210 4/5/2011 Completed#0917808, 0917787, 0650271, 0650251, 1010818, 1010888, 1008603, 1010624, 0962804, 0962919, 1003680, 1013143, 0929061

Crowley, Elaine OSTP 2011 2011-211 4/6/2011 Completed OSTP referral of records for reviewYoun, Eunseog Texas Tech University 2011 2011-212 4/11/2011 Completed #0850256, 0953881, 0845685, 0845827, 0845494, 1054631Near, Craig Genziko Inc 2011 2011-213 4/11/2011 Completed #0800263Cataneo, Kathryn University of New Hampshire 2011 2011-214 4/12/2011 Completed #0234075Ziotopoulou, Katerina Self 2011 2011-215 4/14/2011 Completed #9003785

Schubert, E. Fred Self 2011 2011-216 4/18/2011 CompletedAll documents that Leslie Jensen received by email on April 16, 2011, from non-NSF senders including documents received from Mr. Fred Schubert.

Magpili, Luna Old Dominion University 2011 2011-217 4/18/2011 Completed #0903715

Svoboda, Robert Self 2011 2011-218 4/18/2011 Completed

Meeting notes from the Committee on Plans and Programs of the NSB on Nov. 30. 2010; deliberations on the request for funds to continue development of the Deep Underground Science and Engineering Lab.

Petak, Matt CDW-G 2011 2011-219 4/19/2011 Completed Copy of NSFDACS11P1257 and the associated quote(s) submitted by awardeeLi, Weidong University of Connecticut 2011 2011-220 4/21/2011 Completed #1019603, 1020485, 0909151, 1035968, 0911642Gedafa, Daba University of Connecticut 2011 2011-221 4/22/2011 Completed #0952402Bommisetty, Venkateswara South Dakota State University 2011 2011-222 4/25/2011 Completed #0939514, 0939370, 0939564Zhao, Tian University of Wisconsin 2011 2011-223 4/26/2011 Completed #1100890, 0927739, 0963718, 0838639, 0758484Lindstrom, Kara Drexel University 2011 2011-224 4/26/2011 Completed #0949599, 0939564, 0939514, 0939511, 0939370, 0939454Scheinberg, Michael Scheinberg & Griner LLP 2011 2011-225 4/27/2011 Completed #0741150Zhang, Chuanrong University of Connecticutt 2011 2011-226 4/27/2011 Completed #0825165, 0753124, 1031779, 1030670Bourne, Jenny Clemson University 2011 2011-227 4/28/2011 Completed #1056997, 1003947, 1048865, 0846845Crowe, Phil 2020 Company LLC 2011 2011-228 4/28/2011 Completed NSFDACS0733650Kimball, Godfrey Clemson University 2011 2011-229 4/29/2011 Completed #0806518Ahmed, Waquar Mount Holyoke College 2011 2011-230 4/29/2011 Completed #0956022, 1042888, 0847133, 0847722Meet, Ming Chan Self 2011 2011-231 5/2/2011 Completed #0089412Black, John D Reverend 2011 2011-232 5/2/2011 Completed Civil Action Files 4/24/2008 No 5:08-cv-193-f Appeal 1317 and Case No: 5:10-cv45-DBourne, Jenny Clemson University 2011 2011-233 5/4/2011 Completed #0748834, 1055652, 0952758, 0847711Rodrigues, Olga RAI Stone Group 2011 2011-234 5/4/2011 Completed #1047239, 1013413Jones, Myron OU 2011 2011-235 5/5/2011 Completed #9710213, 0208024, 0316623Kraeutler, Hadwig Smithsonian Center for Education and Museum Studies 2011 2011-236 5/5/2011 Completed #70W5046LeBlanc, Allison Virginia Tech 2011 2011-237 5/5/2011 Completed #1003654Johnson, Carolyn The Boston Globe 2011 2011-238 5/5/2011 Completed Annual reports: 0725125Huang, Jack Rensselaer Polytechnic Institute 2011 2011-239 5/18/2011 Completed 0966130 - added 5/17Edelstein, Karen Self 2011 2011-240 5/6/2011 Completed Any and all documents regarding 0833675 and 0602751

8

Meet, Ming Self 2011 2011-241 5/9/2011 Completed #0845951Ding, Wei University of Massachusetts Boston 2011 2011-242 5/9/2011 Completed #0968309Lowenstein, Simon Self 2011 2011-243 5/9/2011 Completed #1014075Mahoor, Mohammad University of Denver 2011 2011-244 5/9/2011 Completed #1066174, 1114831, 1110358, 1031394Fini, Elham North Carolina A&T State University 2011 2011-245 5/10/2011 Completed #0952300, 0730277

Venhuizen, Tony Office of the Governor, South Dakota 2011 2011-246 5/11/2011 Completed

Copy of all minutes of any session including committees, open and closed in which DUSEL, Homestake, South Dakota and/or the University of California at Berkeley were mentioned, referred to, or discussed at either the NSB meeting that took place 12/1- 2/2010 or 2/14-16/2011

Schubert, E. Fred Self 2011 2011-247 5/12/2011 CompletedAll documents exchanged between NSF and any individuals asociated with any of the legislative branches of the US Government during the period March 1-10, 2011

Schubert, E. Fred Self 2011 2011-248 5/12/2011 PendingAll emails written by NSF Assistant Directors during March 1-10, 2011; Joan Ferrini-Mundy, Myron Gutmann, Farnam Jahanian, Timothy Killeen, Thomas Peterson, Joann Roskoski, Edward Seidel

Wingate, Richard Hallman & Wingate 2011 2011-249 5/12/2011 CompletedState Dept. Referral: Settlement with Fort Valley State University for falsely certifying compliance with grants

Beckham, Jeremy PETA 2011 2011-250 5/12/2011 Completed #0620042, 0921706

Hudak, John Self 2011 2011-251 5/12/2011 CompletedCopies of list of the FOIA requests from 2010 about which a political appointee personally made an inquiry, personally reviewed or personally had a hand in the disposition of the request.

Lewis, Saskia Self 2011 2011-252 5/12/2011 CompletedAgency FOIA log from 2010 or equivalent listing the FOIA request number, name of requester and a description of the records being requested.

Lee, Dongwon Penn State University 2011 2011-253 5/12/2011 Completed #0812677Simpson, Amanda Self 2011 2011-254 5/13/2011 Completed #0532755Qu, Leming Boise State University 2011 2011-255 5/16/2011 Completed #0649099, 9300473, 0703392Mohsenian-Rad, Hamed Texas Tech University 2011 2011-256 5/16/2011 Completed #0931748, 1035906, 1059265, 0547692, 1055061, 0930868Sezen, Halil Ohio State University 2011 2011-257 5/17/2011 Completed #1100146Zeilberger, Doron Rutgers 2011 2011-258 5/16/2011 Completed 1049513

Oberlin, Melanie George Mason University School of Law 2011 2011-259 5/18/2011 CompletedCopies of information realted to greenhouse gas emissions and the 15th United Nations Climate Change Conference held Dec 7-18, 2009 in Copenhagen Denmark

Abedin, Sarah Cotton & Company LLP 2011 2011-260 5/20/2011 Completed Copy of all interagency agreements between NSF and DCAA for services provided in FY 2011Worley, Alfred Children's Choice Family Services 2011 2011-261 5/23/2011 Completed #1038654, 1011086, 1010609Schubert, E. Fred Self 2011 2011-262 5/24/2011 Completed Intellectual Property associated with Smart Lighting ERC


All documents related to the NSF ERC showing any type of approval by the NSF Director Dr. Suresh. Including by not limited to approvals of NSF funding continuations, renewals, supplements, increments and/or additions

Schubert, E. Fred Self 2011 2011-264 5/24/2011 CompletedAll documents related to the NSF ERC showing any type of approval by any and all members of the NSB. A document showing the full names of the associated NSB members.

Stec, John Self 2011 2011-265 5/23/2011 CompletedFull and complete copy of the Confirmatory License dated March 7, 2002, for the subject Patent No. 6,285,999

Grant, Jennifer UW Stout 2011 2011-266 5/24/2011 Completed #0942090Li, Yanan University of Tennessee 2011 2011-267 5/26/2011 Completed #0922165, 0952352, 0902386Seidel, Dena Rutgers 2011 2011-268 5/26/2011 Completed #1038654, 0959026Cataneo, Kathy University of New Hampshire 2011 2011-269 5/27/2011 Completed #0952816, 0649468Torres, Laurianne University of Central Florida 2011 2011-270 5/27/2011 Completed #0846325, 0954606Shah, Aekta Harvard 2011 2011-271 5/31/2011 Completed #0550403

Johnson, Gbemende Vanderbilt Unversity 2011 2011-272 5/31/2011 Completed

Copies of resumes of all persons appointed to a Schedule C position from Aug 15, 2009 to May 15, 2011; Copies of resumes of all persons employed by the agency as non-career members of the SES employed from Aug 15, 2009 to May 15, 2011; copies of all resumes of all persons employed as Senate-confirmed presidential appointments by the agency same time frame. List of all appointees serving in the agency between Jan 20, 2001 and May 15, 2011 including a list of title, dates of service, and appointment authority for each appointee.

Lin, Hongfei University of Nevada, Reno 2011 2011-273 5/31/2011 Completed #0937895, 0747996

9

Selin, Jennifer Self 2011 2011-274 5/31/2011 Completed

List of reports that the agency made to Congress in 2010 that were mandated in statute and to whom they were sent; a list of House and Senate committees and subcommittees that heard testimony from agency officials in 2010. Copy of all written communications from the agency to the Speaker of the House, John Boehner or Chair of the House Committee on Oversight and Government Reform, Darrell Issa between 1/3/11 - 5/15/11


Documents showing any type of formal or informal approval or disapproval by Thomas Peterson related in any way to NSF Smart Lighting ERC; documents showing the NSF notification of awardee institution of NSF approval of funding for the NSF Smart Lighting ERC; documents showing the NSF funding amount for the NSF Smart Lighting ERC project "distributed ad hoc lighting systems"; documents showing the NSF funding amount for the NSF Smart Lighting ERC; documents showing the dates on which any type of approval for federal funding of the NSF Smart Lighting ERC occurred; documents detailing the NSF approval process for funding for the NSF Smart Lighting ERC (Award #0812056); documents containing electronic signatures or actual signatures of NSF approval of federal funding for the NSF Smart Lighting ERC; documents relating in any way to NSFs approvals of federal funding for the NSF Smart Lighting ERC

hernandez Cartagena, Cristina Caribbean University 2011 2011-276 5/31/2011 Completed #1060598, 0965872, 0807171, 0960153


Documents showing any type of formal or informal approval or disapproval by the National Science Board (NSB) related in any way to the NSF Smart Lighting ERC. This request includes any type of recognition that the NSB may have given to Dr. Thomas W. Peterson, Ms. Lynn Preston, or any NSF ERC Program Director for their accomplishments associated with any of the ERC awards. This request includes any type of question that the NSB may have asked to Dr. Thomas W. Peterson, Ms. Lynn Preston, or any NSF ERC Program Director about any of the ERC awards. This request includes any type of comment that the NSB may have given to Dr. Thomas W. Peterson, Ms. Lynn Preston, or any NSF ERC Program Director about any of the ERC awards.This request includes any type of disapproval that the NSB may have conveyed to Dr. Thomas W. Peterson, Ms. Lynn Preston, or any NSF ERC Program Director about any of the ERC awards.

Schubert, Jutta Self 2011 2011-278 6/1/2011 Pending

All documents received by NSF Director Dr. Subra Suresh containing my name “Ms. Jutta Schubert”, “Ms. Schubert”, "Jutta Schubert”, "Schubert", “Schuberts"; Relevant time frame: November 30, 2010 – May 31, 2011

Schubert, Jutta Self 2011 2011-279 6/2/2011 PendingAll documents from Matt Powell concerning in any way the NSF Smart Lighting ERC, received by Dr. Subra Suresh; relevant timeframe: Nov 30, 2010 - May 31, 2011

DeNunzio, Andrea Northwestern University 2011 2011-280 6/2/2011 Completed #0313747, 0540879


Documents where the NSF, during 2009, 2010, and 2011 under "Executive Order 12,600 [notified] the submitter (Principal Investigator) of the request for records to allow for their review of any confidential/proprietary business information that may be contained in the funded grant". This request pertains only to the NSF Smart Lighting ERC.


Documents sent by the NSF "FOIA Public Liaison, Office of the General Counsel" to Ms. Lynn Preston during 2010 and 2011. and Documents sent by the NSF "Office of the Inspector General" to Ms. Lynn Preston during 2010 and 2011.


Documents residing with the NSF Office of the General Counsel commenting on the number of FOIA requests made by Mr. E. Fred Schubert; Documents residing with the NSF Office of the Inspector General commenting on the number of FOIA requests made by Mr. E. Fred Schubert. Documents sent by any member of the NSF "Office of the General Counsel" to Dr. Subra Suresh during the period December 1, 2010 to December 31, 2010; documents sent by any member of the NSF "Office of the Inspector General" to Dr. Subra Suresh during the period December 1, 2010 to December 31, 2010.

10


Documents showing any type of corrective measure, directive, recommendation, question, request, suggestion, approval, disapproval, or comment made by Dr. Subra Suresh in conjunction with the NSF Smart Lighting ERC;Documents showing that the NSF Director has directed anything in conjunction with the NSF Smart Lighting ERC.

Frey, Anne Texas A&M International University 2011 2011-285 6/7/2011 Completed #0966838, 0841958, 0919594, 1020443, 1027270, 0955090, 0924905, 0745372, 0821924

Hanson, Jaydee Center for Food Safety 2011 2011-286 6/7/2011 Completed

All documents from the past 10 yrs realted to any financial support (grants, contracts etc) from NSF to project, programs involving genetically engineered algae, GE algae; all NEPA documentation relating to any of the subjects; all documents concerning regulatory action by NSF involving GE algae, including regulations governing research involving GE algae, safety guidelines for such research; communications with other federal govt agencies, the U.S. Patent and Trademark Office and the U.S. Congress related to any GE algae programs; If NSF claims exemption from NEPA for any of the mentioned actions, provide supporting citation of the pertient statutes, regulations, and any other laws claimed by NSF; all documents in any of the above categories that become availabe to NSF while this request is being processed.

Hewett, Jessica Qwest 2011 2011-287 6/7/2011 Completed #0723668

Schubert, E. Fred Self 2011 2011-288 6/8/2011 CompletedDocuments originating from NSF Office of the Director that were sent during 01/2011 - 05/2011 to any RPI official

Huang, Jie University of Texas, San Antonio 2011 2011-289 6/9/2011 Completed #0628782, 0741764

Schubert, E. Fred Self 2011 2011-290 6/9/2011 CompletedDocuments sent from the NSF domain @nsf.gov to the email address [email protected],[email protected],[email protected]; during the period 01/01/11 to 06/08/11

Schubert, E. Fred Self 2011 2011-291 6/9/2011 PendingDocuments sent by the NSF General Counsel and any Assistant General Counsel to the domain @rpi.edu during the period from 01/01/11 to 06/08/11


Email conversation documents exchanged between Leslie Jensen and Matt Powell; Leslie Jensen and any other member of the NSF FOIA Office related in any way to the NSF Smart Ligthting ERC during 01/01/11 to 05/31/11; documents originating from the NSF Office of the General Counsel that were sent during 01/01/11 to 05/31/11 to any RPI Official; documents origniating from the NSF FOIA Office and NSF OIG FOIA Office that were sent 01/01/11 to 05/31/11 to any employees of NSF in conjunction with FOIA requests made by Mr Fred Schubert.

Jones, Kristin Rocky Mountain Investigative News Network 2011 2011-293 6/9/2011 Completed #0335203Seal, Sudipta University of Central Florida 2011 2011-294 6/10/2011 Completed #112185

Schubert, E. Fred Self 2011 2011-295 6/9/2011 CompletedRecords of telephone calls from the NSF Office of the General Counsel to the telephone exchange 518-276-XXXX during the period from 01/01/11 to 06/08/11

Radnofsky, Louise Wall Street Journal 2011 2011-296 6/10/2011 Completed

Referral from GSA; Records of all assets categorized and coded as "under-utilized" or "not utilized" in the Federal Real Property Profile as of the date on which processing of this request begins; summary data covering the number of assets currently in the Federal Real Property Profile, the total number which are "over-utilized" or "utilized", the corresponding building use categories/codes, using organization, size, value, condition index, mission dependency, annual operating costs and congressional district; a copy of any response from the GSA to a similar inquiry made for Federal Real Property Profile (FRPP) records under the FOIA in the previous two years.

Hollon, Tom Falcon River Biomedical Communications 2011 2011-297 6/13/2011 Completed #0702976, 1104210, 0802253, 1003637, 1002688, 0903286, 0603327, 0903193, 0903261, 0202296Dix, Nancy DLA Piper US LLP 2011 2011-298 6/7/2011 Completed #9261361, #8420908 both retired to FRC and/or NARA

Dumitrica, Traian University of Minnesota 2011 2011-299 6/16/2011 Completed# 0951145

Das, Soumen University of Central Floria 2011 2011-300 6/20/2011 Completed #1135101Moriarty, Ben McAllister & Quinn 2011 2011-301 6/20/2011 Completed #0969153, 1060582, 1103972, 1060058, 1060502, 0969428Biernacki, Richard Self 2011 2011-302 6/21/2011 Completed Full proposal and all interim and final reports #9701966,

Sur, Peter Hawaii Tribune-Herald 2011 2011-303 6/21/2011 Completed

Report Number: 09-4-032. Subject: 9-07 TMT Observatory Corporation - CA 2. Report Number: 10-4-009. Subject: 9-08 TMT Observatory Corporation - CA 3. Report Number: 10-4-137. Subject: 9-09 TMT Observatory Corporation - CA

Schubert, Jutta Troy Research Corporation 2011 2011-304 6/16/2011 Completed 2011 Annual Report of the NSF Smart Lighting Engineering Research Center (Award #0812056)

11

Salvador-Morales, Carolina MIT 2011 2011-305 6/23/2011 Completed #0652073, 0649552, 0242256, 0730392Love, Norman University of Texas, El Paso 2011 2011-306 6/27/2011 Completed #0946628

Schubert, Jutta Troy Research Corporation 2011 2011-307 6/27/2011 Completed

TRC requests the “logs”; TRC requests documents stating the NSF reference numbers of FOIA requests that were logged; TRC requests documents stating the requests and associated NSF reference numbers that were not logged and any documents stating the reasons that they were not logged.

Schubert, Jutta Troy Research Corporation 2011 2011-308 6/27/2011 PendingTRC requests documents showing the approval of any aspect of the Smart Lighting ERC by NSF Director Dr. Subra Suresh.

Schubert, Jutta Troy Research Corporation 2011 2011-309 6/27/2011 Completed Documents that state the meaning of "overall responsibility" of NSF for NSF programs

Shah, Aekta Harvard 2011 2011-310 6/29/2011 Completed #1002653, 0903317, 0802350, 0802595, 0929544, 0929421, 0929109, 0833624, 0833624, 0833751


TRC requests documents showing any activity by Dr. Ken Connor under the NSF Smart Lighting ERC, including but not limited to research and education activities; TRC requests documents showing any "ethics" "education" and / or "training" under the NSF Smart Lighting ERC; TRC requests documents showing any "ethics" "education" and / or "training" under any NSF ERC.


Documents related in any way to the “Bylaws” of the “Smart Lighting ERC” in possession of Dr. Subra Suresh, Dr. Thomas Peterson, Mr. D. Matthew Powell, Mr. Lawrence Rudolph, Ms. Allison Lerner, and their respective staff personnel.

Schubert, Jutta Troy Research Corporation 2011 2011-313 6/27/2011 PendingDocuments showing any activity by the PI of the Smart Lighting ERC under any NSF program, including but not limited to any research, education, and commercialization activity.


Documents disclosing all (i) titles of US patent applications and associated USPTO patent application numbers and all (ii) titles of US patents and US patent numbers of Intellectual Property (IP) developed under any NSF Engineering Research Center (ERC) program (not limited to the NSF Smart Lighting ERC). This request is limited to patent applications filed and patents issued during the time period January 1, 2005 to June 30, 2011.

Wang, Huanzhong The Samuel Roberts Noble Foundation 2011 2011-315 6/30/2011 Completed #1051675, 0952579, 0845837

Hojka, Cory Winston & Strawn LLP 2011 2011-316 7/1/2011 Pending

Any and all Very High Speed Backbone (vBNS) proposals submitted to NS before 1/1/96; identification of experts that reviewed any vBNS proposals submitted; any and all recommendations, comments, reports or other documents regarding proposals; any and all technical and financial recommendations, comments, reports or other documents discussing vBNS proposals

Schubert, Jutta Troy Research Corporation 2011 2011-317 7/1/2011 Completed 2010 Annual Report of the NSF Smart Lighting ERC (#0812056)

Schubert, Jutta Troy Research Corporation 2011 2011-318 7/1/2011 PendingAll documents listing all FOIA requests for information on, about, or concerning Troy Research Corporation

Greenberg, Joel Chicago Academy of Sciences 2011 2011-319 7/5/2011 Completed #1038654, 1010900, 1049231


TRC requests documents disclosing all (i) titles of US patent applications and associated USPTO patent application numbers and all (ii) titles of US patents and associated US patent numbers developed under any NSF program at Rensselaer Polytechnic Institute (RPI). This request is limited to patent applications filed and patents issued during the time period January 1, 2000 to June 30, 2011.

Shepard-Smith, Andrew Austin Peay State University 2011 2011-321 7/1/2011 Completed #0856796, 0856549, 0856435, 0969603

Corbin, Richard Self 2011 2011-322 7/5/2011 Completed

Description of the office of the National Science Foundation function of scientific studies conducted and a list of description of records maintained including those relating to the administration of the office, and studies that are within the division's subject matter.

DelFatti, Kelly Lewis & Clark College 2011 2011-323 7/6/2011 Completed #0951489

12

Hanson, Jaydee Center for Food Safety 2011 2011-324 7/5/2011 Completed

All NEPA documentation including EAs, EISs generated pursuant to Council on Environmental Quality regulations related to NSF awards (see attached); names, citations, and synopses of all other research projects over the past 20 yrs involving genetically engineered algae, GE algae, genetically modified algae; all accompanying NEPA documentation for the projects cited in 2 submitted pursuant to 40 C.F.R; all patent applications by NSF or its grant beneficiaries concerning algae and GE algae filed with the U.S. PTO; all documents involving pending or ongoing litigation related to algae and GE algae; all documents in any of the above categories that become available to NSF while this request is being processed

Namin, Akbar Texas Tech University 2011 2011-325 7/8/2011 Completed #1054876, 1050343, 0916605, 0953478, 0915400Bridges, Lisa Georgia Southern University 2011 2011-326 7/8/2011 Completed #1101150Rouzbehani, Anousheh ASME 2011 2011-327 7/13/2011 Completed #7402316Wadoo, Sabiha Self 2011 2011-328 7/13/2011 Completed #1030246Marisol Ortega-Perez University of Central Florida 2011 2011-329 7/14/2011 Completed 0652968; 0855730Kourouma, Mathieu Southern University and A&M College 2011 2011-330 7/18/2011 Completed #0448055, 031488, 1055950Rexha, Glediana University of Arkansas 2011 2011-331 7/18/2011 Completed #0848567Mihelcic, James University of South Florida 2011 2011-332 7/20/2011 Completed #1039062Crowe, Philip 2020 Company LLC 2011 2011-333 7/20/2011 Completed NSFDACS09D1261Shah, Aekta San Francisco State University 2011 2011-334 7/18/2011 Completed #1036593, 0931373, 0932421

Schubert, Jutta Troy Research Corp 2011 2011-335 7/20/2011 PendingAll documents in possession of the Office of the NSF Director concerning the NSF News Release: NSF Launches as Engineering Research Center to Develop Smart Lighting, Jan. 6, 2011

Schubert, Jutta Troy Research Corp 2011 2011-336 7/20/2011 Completed

All emails sent by Ms. Julie Beglin to Mr Charles Carletta, General Counsel of Rensselaer Polytechnic Institute; all emails received by Julie Beglin from Mr. Charles Carletta, GC, Rensselaer Polytechnic Institute; between 1/1/10 - 7/18/11


All emails sent by Leslie Jensen to the current Principal Investigator of the NSF Smart Lighting ERC, Dr. Robert Karlicek; all emails received by Leslie Jensen from the current Principal Investigator of the NSF Smart Lighting ERC Dr. Robert Karlicek; between 1/1/10 - 07/18/11


All emails sent by Julie Beglin to the current Principal Investigator of the NSF Smart Lighting ERC, Dr. Robert Karlicek; all emails received by Julie Begling from the current Principal Investigator of the NSF Smart Lighting ERC, Dr. Robert Karlicek; between 01/01/10 - 07/18/11


All emails sent by Leslie Jensen to Charles Carletta, General Counsel of Rensselaer Polytechnic Institute; all emails received by Leslie Jensen from Charles Carletta, GC of Rensselaer Polytechnic Institute; between 1/1/10 - 7/18/11

Kimn, Jung-Han South Dakota State University 2011 2011-340 7/21/2011 Completed #1062633, 0649099, 0852032 Bommisetty, Venkat South Dakota State University 2011 2011-341 7/21/2011 Completed #0812348, 0506968, 0812121, 0813570, 0812056Britton, Andrea University of Notre Dame 2011 2011-342 7/20/2011 Completed #0921414Franzen, Stefan North Carolina State University 2011 2011-343 7/21/2011 Completed #0414527Nakai, Aaron Self 2011 2011-344 7/22/2011 Completed #1031901Farley, Judith URI College of Pharmacy 2011 2011-345 7/21/2011 Completed #1043033, 1047784, 1059176, 1063955, 1135101

Schubert, Jutta Troy Research Corp. 2011 2011-346 7/18/2011 Pending

All documents in possession of Dr. Deborah Jackson concerning the NSF News Release January 6, 2011: NSF Launches an Engineering Research Center to Develop Smart Lighting(<http://www.nsf.gov/news/news_summ.jsp?cntn_id=112339&org=ENG&from=news >)Relevant Time frame: January 1, 2010 -July 17, 2011

Marilyn Cameron Self 2011 2011-347 7/26/2011 Completed 0905060, 0905044, 1062055, 1025048, 0925907, 1065216, 0959096Kelly L. DelFatti Lewis & Clark College 2011 2011-348 7/20/2011 Completed 1002938Chunqi Qian NIH 2011 2011-349 7/21/2011 Completed 0847375

Erik Houser Democratic Senatorial Campaign Committee 2011 2011-350 7/26/2011 Completed

Correspondence betwwen NSF and Keystone International 1991-1995; Correspondence between NSF and Representative Heather A. Wilson, 1998 to 2009; NSF and Jay Hone of The Hone Law Firm 1996 to present; Contracts between NSF and Jay Hone 1991 - 1998.

Ganesh Thiagarajan University of Missouri-Kansas City 2011 2011-351 7/28/2011 Completed 1068260Stefan Preble Rochester Institute of Technology 2011 2011-352 7/28/2011 Completed 1128208; 1128709; withdrew request for this on 8/2/11 1055941Nikolai Smolin Oakridge National Laboratory 2011 2011-353 7/29/2011 Completed 0748358Natalie Villacorta Science Magazine 2011 2011-354 7/29/2011 Completed Comments NSB Task Force on Merit ReviewHao Ling The University of Texas at Austin 2011 2011-355 7/29/2011 Completed 0625313; 0329808; 0825486

13

Yang Li The University of Texas at austin 2011 2011-356 7/29/2011 Completed 1055852Yu "Mike" Chi Self 2011 2011-357 8/1/2011 Completed 0945118Lillian Hyatt Fluor 2011 2011-358 8/2/2011 Completed 8504460 all reports.

Yongjie Xu Wright State University School of Medicine 2011 2011-359 8/3/2011 Completed0918161; 1052018; 1050470

Kent Scheidegger Criminal Justice Legal Foundation 2011 2011-360 8/4/2011 Completed 9013252

Mary V. Kendrick VERGE 2011 2011-361 8/3/2011 CompletedThe name of NSF's Women's business advocate; copy of "Forecast of Contracting Opportunities" and dollar amounts of vendors for various NIACS codes.

Amy Love Appalachian State University 2011 2011-362 8/4/2011 Completed 0832873 see also 11-080FJack Montgomery University of California, Davis 2011 2011-363 8/4/2011 Completed Report under 8311873

Jianxiong WANG Higher Education Mega Centre. 2011 2011-364 8/5/2011 CompletedLinguistics based information modeling for design decision making, PI Maria Yang, MIT0900255

Cindy Clark Oklahoma University Center for research Program Development and enrinchment 2011 2011-365 8/5/2011 Completed 1039043; 1058038; 1039192Erik Houser Democratic Senatorial Campaign Committee 2011 2011-366 8/5/2011 Completed Records re: Scott Stanzel to President George Bush January 2011 to January 2009.Vince Carney Self 2011 2011-367 8/8/2011 Completed 0917767Vincent Carney Self 2011 2011-368 8/9/2011 Completed 0924692; 0917767; 0915922Warren Calderone Shepherd University 2011 2011-369 8/10/2011 Completed 1136274; 1136295

ZJ Pei Kansas State University 2011 2011-370 8/10/2011 Completed0854463; 0930909; 0932606; 0933250; 1137677; 1032487; 1033017; 1055227 Project summary, description and reference only.

Anjan Mukherjee Democratic Senatorial Campaign Committee 2011 2011-371 8/12/2011 CompletedRecords re Adam Hasner and various political officials from the State of Florida for the period 2002 to 2010.

Adam Rawnsley Self 2011 2011-372 8/16/2011 CompletedDocuments that reference quantum computing or quantum cryptography between May 11, 1976 and May 17, 2011 created or held by the Office of Science and Technology Policy.

Barbara N. Flagg Multimedia Research 2011 2011-373 8/16/2011 Completed 1114690Mo Ahmadian Eastern New Mexico University 2011 2011-374 8/18/2011 Completed 1118897Starkey, Sarah Florida State College at Jacksonville 2011 2011-375 8/18/2011 Completed #1044769, 1043999, 0837307, 0968970,

Eissman, Mark Mergermarket/Financial Times 2011 2011-376 8/19/2011 Completed

All FOIA requests received between 1/1/11 - 03/31/11; 06/01/11 - 7/31/11; all written responses to the FOIA requests from 1/1/11 - 03/31/11; All documents reflecting the disposition of or compliance or non-compliance with the FOIA requests in the first request

Marcelo DaSilva Graduate Student 2011 2011-377 8/19/2011 Completed Project report under 0408840Adam O'Brien Self 2011 2011-378 8/22/2011 Completed 7600389Harold Rose Omni Corporation 2011 2011-379 8/23/2011 Completed Conteract under #DACS11P2185 - Facilities Support Services; copy B, mods.F. Michael Ayokanmbi Alabama A&M University 2011 2011-380 8/24/2011 Completed 0908516; 0909243; 1106529; 1130006Tian Tang Mississippi State University 2011 2011-381 8/24/2011 Completed 0546528; 1030836; 0800417; 0969570Penny s. Sympson Wiss, Janney, Elstner Associates Inc 2011 2011-382 8/26/2011 Completed Report under #0324471Zepu Zhang University of Alaska Fairbanks 2011 2011-383 8/29/2011 Completed All records/reports associated with 1011336

Robert H. Leyse Self 2011 2011-384 8/30/2011 Completed

5 grant proposals: 11344241134104113335310669171034242

Shawn Hils Democratic Senatorial Campaign committee 2011 2011-385 8/31/2011 Completed All records re Josh Mandel 1998 to the present.Fenggguang Song University of Tennessee Knoxville 2011 2011-386 9/1/2011 Completed 0910735

Ben Moriarty McAllister & Quinn 2011 2011-387 9/2/2011 Pending

10 Proposals:#1027425- Award # 1027521- #0929967- #1106890-#0928971 #1102729-#1104229- #1104176 #1139415 #1114499

Shyam Aravamudhan North Carolina A&T State University and the University of North Carolina at Greensboro 2011 2011-388 9/6/2011 Pending1) #1036494 - 2) #1132628 - 3) #1130006 - 4) #0908810 5) #0934218 - 6) #0934115 - 7) #1126455 8) #0965843 9) #1055852 -

14

Cindy Clark Oklahoma University 2011 2011-389 9/6/2011 Pending

112715811277281127786112779311278311127200112732011277551127833

Kaywana Y. Adams Fulbright & Jaworski LLP 2011 2011-390 9/6/2011 Completed 0450436Bryan Sanders Self 2011 2011-391 9/6/2011 Completed 0618411Bala Murthy K4 Solutions 2011 2011-392 9/7/2011 Completed Copy of the contract issued to the incumbent for Facilities Management Services.

David Menicovich Case Center for Architecture Science and Ecology 2011 2011-393 9/8/2011 Pending

Award No:1031038 Award No:1131509 Award No:1030027

Joshua Curtiss Burgeongroup.com 2011 2011-394 9/13/2011 Pending 1122886Michelle Jeung Self 2011 2011-395 9/14/2011 Completed Correspondence from Congresswoman Shelley Berkley from 1/1/1999 to the present.Andrew Shepard-Smith Austin Peay State University 2011 2011-396 9/15/2011 Pending 1136358; 1068477David P. Mika GE Global Research 2011 2011-397 9/15/2011 Pending 1127362

Cristina Hernandez Caribbean University 2011 2011-398 9/15/2011 Pending

1) 10684632) 10681503) 075677384) 0969571

Tian Tang Mississippi State 2011 2011-399 9/15/2011 Pending

1. Computational and Experimental Multiscale Analysis of Heterogeneous Solids and MetamaterialsMassimo [email protected] (Principal Investigator)Julian Rimoli (Co-Principal Investigator) 2. CAREER: Novel Homogenization Approaches to Study the Electromechanical Behavior and Stability of Soft Electrostrictive CompositesOscar [email protected] (Principal Investigator)

Mary S. Connolly University of Dayton 2011 2011-400 9/19/2011 Pending

ORG/Award No. CBET 1055786Title CAREER: Bacteriophages in activated sludge bioreactors and effect on process performance and process sustainability.ORG/Award No. CBET 0955124Title CAREER: Electromicrobiological studies using microbial electrochemical systems capable of sustainable energy production and waste treatment.ORG/Award No. MCB 0546353Title CAREER: Kinetic mechanism of DEAD-Box RNA Helicase ATPase.ORG/Award No. CBET 0954501Title CAREER: Pathogen control for a sustainable reuse of wastewater: Role of surface interactions on natural removal of cryptosporidium parvum oocysts.ORG/Award No. DMR 1055164Title CAREER: Extreme band engineering in polarization graded nanowire heterostructures for high efficiency photonics.ORG/Award No. CMMI 1055611Title CAREER: Revolutionizing Surface Wave Methods for Engineering Analyses - from Deterministic and Incoherent to Probabilistic and Standardized (DIPS).ORG/Award No. EEC 1055950Title CAREER: Student Motivation and Learning in Engineering.ORG/Award No. BCS 0847350Title CAREER: Testing a Memory-Systems Model of the Expression and Reduction of Racial Prejudice: A Plan for Research and Training in Social Cognitive Neuroscience

15

Chun Zhang Florida State University 2011 2011-401 9/21/2011 Pending

112018711203821120329

Sabiha Wadoo Self 2011 2011-402 9/22/2011 Completed 0958406John Albers Self 2011 2011-403 9/26/2011 Pending 1134872

Luna Magpili Old Dominion University 2011 2011-404 9/27/2011 Pending

(Award No.1055555) (Award No. 0948415) (Award No. 1030472) (Award No. 1031400) (Award No. 0449309) (Award No. 1116923)

Don Green Self 2011 2011-405 9/28/2011 Pending #1113653Patrick J. Markey O'Shea Getz PC 2011 2011-406 9/29/2011 Pending All records re: 0209793 from [Ex. 6 & 7C]Michael Ravnitzky Self 2011 2011-407 9/30/2011 Pending 0949121 - Final report - project description and presentation slides, if any.Julia Fulghum University of New Mexico 2011 2011-408 9/29/2011 Pending Final report under 0930301

Scubert, Jutta Troy Research 2011 2011-409 7/20/2011 Pending

All documents in the Possesion of Deborah Jackson, Lynn Preston, Thomas Peterson the Office of the General Counsel and the Office of the Director that Mention SolidUV Inc., for the period July 1, 2009 through July 19, 2011.

Frankel, Mark American Association for the Advancement of Science 2011 2011-410 10/5/2010 CompletedRequest for copies of case closeout documents for cases illustrating various areas of research misconduct, for use in development of a Responsible Professional Practices workshop

[Ex. 6 & 7C] University of Minnesota 2011 2011-411 10/15/2010 Completed Request for a copy of the close of investigative review for OIG matter [Ex. 6 & 7C]. Kempf, Robin Self 2011 2011-412 10/18/2010 Completed I am interested in getting the total dollars of the OIG's budget

Braaten, Norm South Dakota State University 2011 2011-413 10/15/2010 CompletedRequest for investigation reports and case closeout memoranda from three (3) cases of research misconduct proceedings closed within the last 18 months.

[Ex. 6 & 7C] University of Arizona 2011 2011-414 10/19/2010 CompletedRequest for a copy of the investigation report and closeout memoranda for the NSF OIG matter [Ex. 6 & 7C].

[Ex. 6 & 7C] The University of New Mexico 2011 2011-415 10/25/2010 Completed Request for a copy of Case Number [Ex. 6 & 7C]

[Ex. 6 & 7C] University of California Berkeley 2011 2011-416 11/1/2010 Completed

Request for a copy of Case Number [Ex. 6 & 7C]

Ward, Jennifer University of Colorado 2011 2011-417 11/1/2010 CompletedRequest a copy of the investigative review that was conducted on one of our awards, reference number [Ex. 6 & 7C].

Parrish, Debra Parrish Law Offices 2011 2011-418 12/8/2010 Completed Request for copies of the NSF Closeout Memorandum for each case closed in 2009.

Parrish, Debra Parrish Law Offices 2011 2011-419 11/5/2010 CompletedAllegation of Plagiarism against [Ex. 6 & 7C] - request for a copy of the NSF OIG Closeout Memorandum and Investigation Report for the allegation of plagiarism

Ravnitzky, Michael Self 2011 2011-420 11/3/2010 CompletedRequest for a copy of the closing memo and final report associated with the complaint/investigation regarding [Ex. 6 & 7C] at the University of Oklahoma.

Parrish, Debra Parrish Law Offices 2011 2011-421 12/10/2010 Completed Request for Closeout Memoranda for 2008 Non-Findings

Parrish, Debra Parrish Law Offices 2011 2011-422 12/10/2010 Completed Request for a copy of the NSF Closeout Memorandum for each 2007 case that did not result in a finding of research misconduct

Parrish, Debra Parrish Law Offices 2011 2011-423 12/10/2010 Completed

Request for a copy of the NSF Closeout Memorandum for each 2009 case that did not result in a finding of research misconduct

16

Schubert, Jutta Self 2011 2011-424 11/9/2010 CompletedRequest for the NSF Office of the Inspector General investigation report for the completedinvestigation concerning allegations regarding the Smart Lighting ERC

[Ex. 6 & 7C] [Ex. 6 & 7C] 2011 2011-425 12/7/2010 Completed Request for a written statement of what OIG said to NSF that led NSF to terminate the grant.

Button, Richard Hamilton Correctional Institution Annex 2011 2011-426 11/23/2010 Completed I'm requesting assistance with the Dietary Reference Intakes of the Food and Nutrition Board. My

Schubert, Jutta Self 2011 2011-427 12/22/2010 CompletedRe: FOIA / Privacy Act request for information and closeout memoranda of OIGinvestigations

Schubert, Jutta Self 2011 2011-427 12/22/2010 CompletedRe: FOIA / Privacy Act request for information and closeout memoranda of OIGinvestigations

[Ex. 6 & 7C] [Ex. 6 & 7C] 2011 2011-428 12/16/2010 Completed Request for a copy of the closeout memorandum and investigative report for OIG matter [Ex. 6 & 7C][Ex. 6 & 7C] Self 2011 2011-429 12/15/2010 Completed Request for a copy of the closeout memorandum for OIG matter [Ex. 6 & 7C].

Simpson, Amanda Self 2011 2011-430 12/17/2010 CompletedRequest for any records concerning any complaints, investigations or conclusions that were filed about research conducted at a private university located in Worcester Massachusetts.

Johnson, J.I. Langston University 2011 2011-431 1/3/2011 CompletedLangston University's FOIA request for the close-out memoranda concerning Case Number [Ex. 6 & 7C].

Corrello, William Moraine Valley Community College 2011 2011-432 1/6/2011 Completed Request for a copy of the closeout memorandum for OIG matter [Ex. 6 & 7C].Du, Xiaojiang Temple University, Department of Computer and Information Sciences 2011 2011-433 1/3/2011 Completed Request a copy of the closeout memorandum for OIG matter [Ex. 6 & 7C].

Schubert, E. Fred Self 2011 2011-434 1/13/2011 CompletedRequest for Closeout Memorandum / Investigation Report,Reference Number [Ex. 6 & 7C].

Schubert, Jutta Self 2011 2011-435 1/21/2011 Completed Request regarding the OIG closeout memorandum [Ex. 6 & 7C]Feeley, Todd Montana State University, Department of Earth Sciences 2011 2011-436 1/20/2011 Completed Request a copy of the closeout memorandum for OIG matter [Ex. 6 & 7C]. Schubert, Jutta Self 2011 2011-437 1/21/2011 Completed Request regarding the OIG closeout memorandum [Ex. 6 & 7C]Troy Research Corporation Troy Research Corporation 2011 2011-438 1/31/2011 Completed Request regarding the Investigation Closeout Memorandum [Ex. 6 & 7C].

Schubert, E. Fred Self 2011 2011-439 2/3/2011 Completed Request regarding compliance with Attorney General Holder's March 19, 2009Schubert, E. Fred Self 2011 2011-440 2/3/2011 Completed Request regarding compliance with Attorney General Holder's March 19, 2009


Request for the release of all information and documents associated with the NSF Smart Lighting Engineering Research Center that was awarded to Rensselaer Polytechnic Institute, all information and documents about me, etc.


Request for copies of the NSF Closeout Memorandum, Institutional Report, OIG Report and any related NSF correspondence, such as Notice of Misconduct Determination, Debarment Letter, return of funding letter, etc.


Request for copies of the NSF Closeout Memorandum, Institutional Report, OIG Report and any related NSF correspondence, such as Notice of Misconduct Determination, Debarment Letter, return of funding letter, etc.

Gleason, William University of Minnesota Medical School 2011 2011-444 2/14/2011 CompletedRequest for records surrounding the disciplinary action against [Ex. 6 & 7C] that resulted in the University of Minnesota returning over a million dollars to the NSF because of malfeasance

DOSECC DOSECC, Inc., Director of Finance and Administration 2011 2011-445 2/11/2011 Completed "DOSECC requests a copy of the Closeout Memorandum for OIG matter [Ex. 6 & 7C].[Ex. 6 & 7C] Self 2011 2011-446 2/14/2011 Completed Request regarding compliance with Attorney General Holder's March 19, 2009

Honda, Renee University of Hawaii System, Office of Legal Affairs/General Counsel 2011 2011-447 2/7/2011 Completed Request for Closeout Memorandum Or Investigative Report for NSF OIG Case No. [Ex. 6 & 7C]

[Ex. 6 & 7C] [Ex. 6 & 7C] 2011 2011-448 2/4/2011 CompletedRequest for any documents OIG has sent to NSF related either to me or to the termination of [Ex. 6 & 7C] that have been created in the time since 5 December 2010.

Schubert, E.Fred Self 2011 2011-449 2/14/2011 Completed Request regarding compliance with Attorney General Holder's March 19, 2009

Worman, Kristen The Texas A&M University System, Office of General Counsel 2011 2011-450 2/23/2011 CompletedRequest for a copy of the closeout memoranda and NSF OIG Investigation Report for OIG matter [Ex. 6 & 7C]

Schubert, E. Fred Self 2011 2011-451 2/22/2011 Completed All documents received by the OIG that state specific allegations made against me, E. Fred Schubert."

17

Schubert, E. Fred Self 2011 2011-452 2/22/2011 Completed"All documents pertaining to NSF OIG personnel requesting to meet with me, E. Fred Schubert, during the NSF OIG investigation that has the Case Number [Ex. 6 & 7C]

Schubert, Jutta Self 2011 2011-453 2/22/2011 Completed Request for documents concerning the OIG investigation with the Case No [Ex. 6 & 7C].

Schubert, Fred Self 2011 2011-454 2/23/2011 Completed"All documents pertaining to me (E. Fred Schubert) allegedly declining requests by OIG personnel tomeet with me during an OIG investigation. The investigation has the Case Number [Ex. 6 & 7C]

Troy Research Corporation Troy Research Corporation, ATTN: Ms. Jutta Schubert 2011 2011-455 2/17/2011 CompletedRequest for the the Closeout Memorandum [Ex. 6 & 7C] of investigation concerning NSF SBIR Awards made to Troy Research Corporation (TRC)

Schubert, Jutta Self 2011 2011-456 2/25/2011 CompletedRequest for a copy of the OIG summary reports of its activities, including investigations closed by the OIG, to the U.S. Congress

Abramson, Norman Harvard University 2011 2011-457 2/28/2011 CompletedRequest for a copy of the Closeout Memorandum or Investigation Report for an NSF OIG Case. This Case involved [Ex. 6 & 7C]

Ross, Jenna Minneapolis StarTribune 2011 2011-458 2/28/2011 CompletedRequest access to all grant files and investigatory files related to grantee [Ex. 6 & 7C], now a University of Minnesota employee.

Baker, Gavin OMB Watch, Federal Information Policy Analyst 2011 2011-459 2/25/2011 Completed

Request for any information that the OIG been involved in any investigations or audits of compliance with or enforcement of the Foundation’s policy on Dissemination and Sharing of Research Results since August 2007

Troy Research Corporation Troy Research Corporation 2011 2011-460 3/7/2011 CompletedRequest for information pertaining to the OIG Investigation Report “Closeout Memorandum[Ex. 6 & 7C]

Parrish, Debra Parrish Law Offices 2011 2011-461 3/7/2011 Completed Request for any cases closed with a Finding of Misconduct in 2010Parrish, Debra Parrish Law Offices 2011 2011-462 3/7/2011 Completed Request for Closeout Memoranda for 2010 Non-Findings of Misconduct

Wassink, Alicia University of Washington 2011 2011-463 3/10/2011 Completed Request for two copies of the Investigation Report NSF OIG reference number [Ex. 6 & 7C].Herman, Louis University of Hawaii at West Oahu 2011 2011-464 3/3/2011 Completed Request for a copy of the closeout memorandum for OIG matter [Ex. 6 & 7C]


Please provide me with copies of the NSF Closeout Memorandum, Institutional Report, OIG Report and any related NSF correspondence, such as Notice of Misconduct Determination, Debarment Letter, return of funding letter, etc.


Please provide me with copies of the NSF Closeout Memorandum, Institutional Report, OIG Report and any related NSF correspondence, such as Notice of Misconduct Determination, Debarment Letter, return of funding letter, etc.

Urquidez, Elvira Association of Universities for Research in Astronomy, National Optical Astronomy (Gemini) Observato2011 2011-467 3/17/2011 CompletedPlease provide the Closeout Memorandum or Investigative Report for NSF OIG Case Number [Ex. 6 & 7C]

Schubert, Jutta Self 2011 2011-468 3/15/2011 CompletedRequest for information pertaining to the OIG Investigation Report “Closeout Memorandum [Ex. 6 & 7C]

[6] Self 2011 2011-469 3/24/2011 Completed Request for any records concerning myself as a former student at a private university[Ex. 6 & 7C] Florida Atlantic University 2011 2011-470 4/4/2011 Completed Request for the closeout memorandum for reference number [Ex. 6 & 7C]

Parrish, Debra Parrish Law Offices 2011 2011-471 4/11/2011 Completed Request for Case Files for Cases Closed with a Finding of Misconduct in 2010Schubert, E. Fred Self 2011 2011-472 4/18/2011 Completed Request regarding compliance with Attorney General Holder's March 19, 2009


Email communication between NSF and Rensselaer Polytechnic Institute (RPI) reveal that a letter was employed jointly by NSF and RPI in the attempt to force the first Director and PI of the Smart Lighting ERC, E. Fred Schubert, to resign from Smart Light Enginnering

Schubert, E. Fred Self 2011 2011-474 5/2/2011 Completed Request for documents pertaining to the OIG Investigation Case [Ex. 6 & 7C][Ex. 6 & 7C] Self 2011 2011-475 5/9/2011 Completed Request for a copy of the closeout memorandum [Ex. 6 & 7C]

Parrish, Debra Parrish Law Offices 2011 2011-476 5/6/2011 Completed Request for a copy the institutional report for each case closed in 2008 with a finding of misconduct

Gudrais, Elizabeth Harvard Magazine 2011 2011-477 5/19/2011 CompletedRequest for a list of all investigations of research misconduct involving Harvard University researchers concluded within the past five years

Young, Alice Texas Tech University, Associate Vice President for Research (Research Integrity) 2011 2011-478 5/24/2011 Completed Request for the Investigation Report and Case Closeout Memoranda for OIG matter [Ex. 6 & 7C]

Aray, Elias Self 2011 2011-479 5/12/2011 Completed

Request for the name and title of the OIG employee who signed a letter to Senator Bennet’s office, which was subsequently furnished by the senator’s office to the requester with the signature and name obscured.”

Schubert, E.Fred Self 2011 2011-480 5/23/2011 Completed

18

[Ex. 6 & 7C] Self 2011 2011-481 5/31/2011 Completed Request for documents concerning myself as a former student at a private university

[Ex. 6 & 7C] Self 2011 2011-482 5/31/2011 CompletedRequest for the final Investigation report and any records concerning any complaints, investigations or conclusions that were filed about research conducted at a private university located [Ex. 6 & 7C]

Haglund, Evan Self 2011 2011-483 5/31/2011 Completed Request for copies of the below listed sets of records from the National Science Foundation.

Haglund, Evan Self 2011 2011-484 5/31/2011 Completed Request for copies of the below listed sets of records from the National Science Foundation.

Haglund, Evan Self 2011 2011-485 5/31/2011 Completed

A list of the closed investigations by the National Science Foundation Office of Inspector General

Schubert, E. Fred Self 2011 2011-486 5/12/2011 Completed All email related to case [Ex. 6 & 7C].


The National Science Foundation conducted an investigation into possible conflicts of interests (COIs) that I may have had as Principal Investigator of the Smart Lighting Engineering Research Center (NSF Award # 0812056).

Leiba, Rebecca Provident Healthcare Partners, LLC 2011 2011-488 5/24/2011 Completed Request to see if the following companies are under (or have been) OIG investigations.


Documents that show the time and location where any NSF official (such as the NSF director or the head of NSF OIG) will address representatives of the United States Government (executive or legislative branch)


Documents relating in any way to NSF's approvals of federal funding for the NSF Smart Lighting ERC (Award # 0812056). Documents containing electronic signatures or actual signatures of NSF approval


Documents, sent during 2010 and 2011, by NSF OIG personnel to Dr. Cora Marrett relating in any way to the NSF Smart Lighting ERC (Award # 0812056). Documents, received during 2010 and 2011, by Dr. Cora Marett

Schubert, E. Fred Self 2011 2011-492 5/31/2011 Completed Documents in the NSF OIG containing the name "Schubert".


All documents received by Dr. Subra Suresh associated in any way with the NSF Smart Lighting ERC. (06:41) All documents sent by Dr. Thomas W. Peterson to Dr. Subra Suresh associated in any way with the NSF Smart"

Schubert, E. Fred Self 2011 2011-494 6/1/2011 CompletedAll documents sent by any NSF OIG personnel to Dr. Subra Suresh associated in any way with the NSF Smart Lighting ERC.


All documents recording FOIA requests of Mr. E. Fred Schubert. This includes documents listing FOIA requests received by NSF, pending FOIA requests, and completed FOIA requests, as well as associated NSF FOIA tracing numbers. Since the requested documents

Troy Research Corporation Troy Research Corporation 2011 2011-496 6/1/2011 Completed All documents that contain statements concerning the founding of Troy Research Corporation (TRC).

Schubert, E. Fred Self 2011 2011-497 6/3/2011 Completed"Documents residing with the NSF Office of the General Counsel commenting on the number of FOIA requests made by Mr. E. Fred Schubert

Schubert, E. Fred Self 2011 2011-498 6/3/2011 CompletedDocuments showing that the NSF Director has directed anything in conjunction with the NSF Smart Lighting ERC.


"Documents sent by any member of the NSF ""Office of the General Counsel"" to Dr. Subra Suresh during the period December 1, 2010 to December 31, 2010 and Documents sent by any member of the NSF ""Office of the Inspector General"" to Dr. Subra Suresh

Schubert, E. Fred Self 2011 2011-500 6/3/2011 CompletedDocuments containing any type of communications between any NSF official and any United States Senator in conjunction with any aspect of the NSF Smart Lighting ERC.


"Documents sent by the NSF ""FOIA Public Liaison, Office of the General Counsel"" to Ms. Lynn Preston during 2010 and 2011. [and]Documents sent by the NSF ""Office of the Inspector General"" to Ms. Lynn Preston during 2010 and 2011."

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Documents originating from the NSF FOIA Office and NSF OIG FOIA Office that were sent, during January 1, 2011 to May 31, 2011, to any employees of NSF in conjunction with FOIA requests made by Mr. E. Fred Schubert.

Schubert, E. Fred Self 2011 2011-525 6/8/2011 CompletedDocuments originating from the NSF Office of the General Counsel that were sent, during January 1, 2011 to May 31, 2011, to any RPI official.


Documents sent from the NSF domain ""@nsf.gov"" to the email address ""[Ex. 6 & 7C]@rpi.edu"" during the period from January 1, 2011 to June 8, 2011. Documents sent from the NSF domain ""@nsf.gov""

Schubert, E. Fred Self 2011 2011-525 6/9/2011 CompletedRecords of telephone calls from the NSF Office of the General Counsel to the telephone exchange [Ex. 6] during the period from January 1, 2010 to June 8, 2011.


Documents stating the date on which Mr. Schubert allegedly resigned as the Principal Investigator of the NSF Smart Lighting ERC. Documents that identify any Principal Investigator (PI) of the NSF Smart L"

Troy Research Corporation Troy Research Corporation 2011 2011-507 6/9/2011 Completed All documents stating the date the OIG mailed the copies of the TRC documents.

Sur, Peter Hawaii Tribune-Herald 2011 2011-508 6/9/2011 CompletedRequest for reports on the TMT Observatory Corporation, which is proposing to build a large telescope

Dewar, William Florida State University, Chair, Department of Oceanography 2011 2011-509 6/10/2011 Completed Request for a copy of the Closeout Memorandum associated with the reference number [Ex. 6 & 7C].

Troy Research Corporation Troy Research Corporation 2011 2011-510 6/27/2011 CompletedRequest for information pertaining to NSF ERC Award # 0812056: ""National Science Foundation Smart Lighting Engineering Research Center""



Troy Research Corporation Troy Research Corporation 2011 2011-513 6/27/2011 CompletedRequest for information pertaining to NSF ERC Award # 0812056: "National Science Foundation Smart Lighting Engineering Research Center".


Request for a copy of the Institutional Report, OIG Report and any related correspondence in the NSF file, such as Notice of Misconduct Determination, debarment letter, return of funding letter, retraction letter, etc., for NSF Case No. [Ex. 6 & 7C]


Request for a copy of the Institutional Report, OIG Report and any related correspondence in the NSF file, such as Notice of Misconduct Determination, debarment letter, return of funding letter, retraction letter, etc., for NSF Case No.[Ex. 6 & 7C]


Request for a copy of the Closeout Memorandum, Institutional Report, OIG Report and any related correspondence in the NSF file, such as Notice of Misconduct Determination, debarment letter, return of funding letter, retraction letter, etc., for [Ex. 6 & 7C]

Parrish, Debra Parrish Law Offices 2011 2011-517 8/22/2011 CompletedRequest for a copy of the institutional report for each case closed through June 30,2011 for which NSF made a finding of misconduct.

Parrish, Debra Parrish Law Offices 2011 2011-518 7/11/2011 CompletedRequest for a copy of the institutional report and any other related correspondence/documents in the NSF file for Case No. [Ex. 6 & 7C].

[Ex. 6 & 7C] Self 2011 2011-519 8/15/2011 Completed Request for all documents relating to an NSF SBIR award was placed in suspension.


This inquiry concerns the NSF Smart Lighting Engineering Research Center (NSF Award number 0812056) that was awarded to Rensselaer Polytechnic Institute.

Mirza, Alliyah Self 2011 2011-521 9/28/2011 CompletedRequest for any and all investigative records on the nonprofit organization, [Ex. 6 & 7C] dating from 2000"

Magliocca, Jaime UNAVCO, Inc. 2011 2011-522 9/29/2011 Completed

UNAVCO is requesting the closeout memorandum for a matter with the reference number I-09070034. UNAVCO will promptly pay the total fees chargeable under the regulation (see 45 C.F.R. § 612.10) or set a maximum amount on $25.00.

Troy Research Corporation Troy Research Corporation 2011 2011-523 6/27/2011 CompletedThis request is made in conjunction with the NSF ERC Award # 0812056: ""National Science Foundation Smart Lighting Engineering Research Center"".

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Mirza, Alliyah Self 2011 2011-524 9/28/2011 Completed I am requesting any and all investigative records on the nonprofit organization, [Ex. 6 & 7C] dating from 2000"

Magliocca, Jaime UNAVCO, Inc. 2011 2011-525 9/29/2011 CompletedUNAVCO is requesting the closeout memorandum for a matter with the reference number[Ex. 6 & 7C]

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