11
Gene Expression Profiling of the Irinotecan Pathway in Colorectal Cancer Jinsheng Yu, 1,6 William D. Shannon, 1,5,6 Mark A. Watson, 3,6 and Howard L. McLeod 1,4,6 Departments of 1 Medicine, 2 Genetics, 3 Pathology, and 4 Molecular Biology and Pharmacology and 5 Division of Biostatistics, Washington University School of Medicine and 6 Siteman Cancer Center, Saint Louis, Missouri ABSTRACT The exact mechanism responsible for large variation of response to chemotherapy remains unclear. This study profiled the gene expression for the entire irinotecan pathway to provide insights into individualized cancer therapy. The RNA expressions of 24 irinotecan pathway genes were measured in paired tumor and normal tissues from 52 patients with Dukes’ C colorectal cancer using a real-time quantitative reverse transcription-PCR assay. The relative expression levels across the 24 pathway genes varied considerably, with a 441-fold range from highest to lowest expression levels for the tumor tissues and a 934-fold range for the normal tissues. Interpatient variability was also quite large, with a 33.6 median fold change in the tumor tissue genes and a 30.1 median fold change in the normal tissue genes. Six of the 24 irinotecan pathway genes had dramatically lower expression levels in the tumor samples than did the genes in the normal tissues (median range, 1.28- 4.39 folds; P = 0.001-0.029). Eight genes had significantly higher levels (median range, 1.35-2.42 folds; P = 0.001-0.011). Using hierarchical clustering, three gene clusters and three patient groups were observed with high similarity indices by the RNA expressions in colorectal tumors. The three patient groups had no unique clinical pathologic features but could be differentiated by the statistically significant differences in RNA expression level of seven genes. Our study indicates that gene expression profiling could be valuable for predicting tumor response to chemotherapy and for tailoring therapy to individual cancer patients. INTRODUCTION Irinotecan, a semisynthetic derivative of the natural alkaloid camptothecin, was approved by the Food and Drug Administra- tion in 1996 for the treatment of colorectal cancer. Irinotecan belongs to the topoisomerase I interactive class of anticancer agents, which targets the DNA-topoisomerase I complex, preventing the reannealing of the nicked DNA strand and thus arresting DNA replication and subsequent cell death (1, 2). Clinical studies with irinotecan have shown a broad spectrum of efficacy against solid tumors (1 – 4) and tolerable side effects. Of special interest was a demonstration of considerable activity against 5-fluorouracil-refractory colorectal cancer, leading to a comprehensive evaluation program of irinotecan both as a single agent and as part of combination therapies (5, 6). The results of the various studies have showed irinotecan to be one of the most active drugs in the first- and second-line treatment of colorectal cancer (5 – 8). Irinotecan acts as a prodrug; it is converted in vivo primarily by CES2 3 to an active metabolite, SN-38 4 , that is generally 100 to 1,000 times more potent than its parent drug (Fig. 1; refs. 1, 2, 9–11). SN-38 itself is glucoronidated in the human liver by UGT1A1 to an inactive compound, SN-38G. Recently, other quantitatively important inactive metabolites of irinotecan (whose formation are dependent on CYP3A) have been identified (12 – 14). Of these, 7-ethyl-10-[4-N -(5-amino- pentanoic acid)-1-piperidino] carbonyloxy camptothecin is one of the most important. It is detectable in plasma and is formed by CYP3A-mediated oxidation of the distal piperidine group at C10 of irinotecan. 7-Ethyl-10-(4-amino-1-piperidino) car- bonyloxy camptothecin is also formed through this pathway, by cleavage of the distal piperidino group of irinotecan. Recent studies have shown that the subtype CYP3A4 is the main isoenzyme involved in formation of both 7-ethyl-10-[4- N -(5-aminopentanoic acid)-1-piperidino] carbonyloxy campto- thecin and 7-ethyl-10-(4-amino-1-piperidino) carbonyloxy camptothecin, although CYP3A5 has shown weak catalytic activity (13, 14). Irinotecan and its metabolites are eliminated mainly through biliary and renal excretion (12). Transport occurs via ABCC2, a canalicular multispecific organic anion transporter, located mostly on hepatic cells and the bile canalicular membrane (15). Efflux of irinotecan and SN-38 in tumor cells is recognized as a potential determinant of anticancer activity; several ATP- binding cassette transmembrane proteins (ABC) have been shown able to efflux camptothecins (16 – 18). On the other hand, overexpression of ABC proteins such as ABCB1 and ABCC1 seems to trigger multidrug resistance, a major obstacle in cancer chemotherapy. Another member of the ABC family of drug transporters, the breast cancer resistance protein ABCG2, also mediates resistance to camptothecins (18). Many studies have shown that chemotherapy-induced cell death involves a number of cellular pathways, such as apoptosis and DNA damage repair systems (19, 20). Deficiency in the DNA repair systems has been shown to affect both intrinsic and acquired resistance to several drugs, including irinotecan (20 – 24). For example, functional complementation of MLH1 in an MLH1- defective cell line resulted in resistance to topoisomerase Received 6/30/04; revised 11/12/04; accepted 12/9/04. Grant support: NIH grants U01 GM63340 and P3O CA091842. The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact. Requests for reprints: Howard L. McLeod, Washington University School of Medicine, 660 South Euclid Avenue, Campus Box 8069, Saint Louis, MO 63110-1093. Phone: 314-747-5183; Fax: 314-362-3764; E-mail: [email protected]. D2005 American Association for Cancer Research. Vol. 11, 2053–2062, March 1, 2005 Clinical Cancer Research 2053 Research. on January 6, 2020. © 2005 American Association for Cancer clincancerres.aacrjournals.org Downloaded from

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Page 1: Gene Expression Profiling of the Irinotecan Pathway in ... · pathway using gene expression data for 24 irinotecan pathway genes in human colorectal neoplastic and normal tissues

Gene Expression Profiling of the Irinotecan Pathway

in Colorectal Cancer

Jinsheng Yu,1,6 William D. Shannon,1,5,6

Mark A. Watson,3,6 and Howard L. McLeod1,4,6

Departments of 1Medicine, 2Genetics, 3Pathology, and 4MolecularBiology and Pharmacology and 5Division of Biostatistics, WashingtonUniversity School of Medicine and 6Siteman Cancer Center,Saint Louis, Missouri

ABSTRACT

The exact mechanism responsible for large variation

of response to chemotherapy remains unclear. This study

profiled the gene expression for the entire irinotecan

pathway to provide insights into individualized cancer

therapy. The RNA expressions of 24 irinotecan pathway

genes were measured in paired tumor and normal tissues

from 52 patients with Dukes’ C colorectal cancer using a

real-time quantitative reverse transcription-PCR assay. The

relative expression levels across the 24 pathway genes varied

considerably, with a 441-fold range from highest to lowest

expression levels for the tumor tissues and a 934-fold range

for the normal tissues. Interpatient variability was also quite

large, with a 33.6 median fold change in the tumor tissue

genes and a 30.1 median fold change in the normal tissue

genes. Six of the 24 irinotecan pathway genes had

dramatically lower expression levels in the tumor samples

than did the genes in the normal tissues (median range, 1.28-

4.39 folds; P = 0.001-0.029). Eight genes had significantly

higher levels (median range, 1.35-2.42 folds; P = 0.001-0.011).

Using hierarchical clustering, three gene clusters and three

patient groups were observed with high similarity indices by

the RNA expressions in colorectal tumors. The three patient

groups had no unique clinical pathologic features but could

be differentiated by the statistically significant differences in

RNA expression level of seven genes. Our study indicates

that gene expression profiling could be valuable for

predicting tumor response to chemotherapy and for tailoring

therapy to individual cancer patients.

INTRODUCTION

Irinotecan, a semisynthetic derivative of the natural alkaloid

camptothecin, was approved by the Food and Drug Administra-

tion in 1996 for the treatment of colorectal cancer. Irinotecan

belongs to the topoisomerase I interactive class of anticancer

agents, which targets the DNA-topoisomerase I complex,

preventing the reannealing of the nicked DNA strand and thus

arresting DNA replication and subsequent cell death (1, 2).

Clinical studies with irinotecan have shown a broad spectrum of

efficacy against solid tumors (1–4) and tolerable side effects. Of

special interest was a demonstration of considerable activity

against 5-fluorouracil-refractory colorectal cancer, leading to a

comprehensive evaluation program of irinotecan both as a single

agent and as part of combination therapies (5, 6). The results of

the various studies have showed irinotecan to be one of the most

active drugs in the first- and second-line treatment of colorectal

cancer (5–8).

Irinotecan acts as a prodrug; it is converted in vivo

primarily by CES23 to an active metabolite, SN-384, that is

generally 100 to 1,000 times more potent than its parent drug

(Fig. 1; refs. 1, 2, 9–11). SN-38 itself is glucoronidated in the

human liver by UGT1A1 to an inactive compound, SN-38G.

Recently, other quantitatively important inactive metabolites of

irinotecan (whose formation are dependent on CYP3A) have

been identified (12–14). Of these, 7-ethyl-10-[4-N-(5-amino-

pentanoic acid)-1-piperidino] carbonyloxy camptothecin is one

of the most important. It is detectable in plasma and is formed

by CYP3A-mediated oxidation of the distal piperidine group

at C10 of irinotecan. 7-Ethyl-10-(4-amino-1-piperidino) car-

bonyloxy camptothecin is also formed through this pathway,

by cleavage of the distal piperidino group of irinotecan.

Recent studies have shown that the subtype CYP3A4 is the

main isoenzyme involved in formation of both 7-ethyl-10-[4-

N-(5-aminopentanoic acid)-1-piperidino] carbonyloxy campto-

thecin and 7-ethyl-10-(4-amino-1-piperidino) carbonyloxy

camptothecin, although CYP3A5 has shown weak catalytic

activity (13, 14).

Irinotecan and its metabolites are eliminated mainly through

biliary and renal excretion (12). Transport occurs via ABCC2, a

canalicular multispecific organic anion transporter, located

mostly on hepatic cells and the bile canalicular membrane

(15). Efflux of irinotecan and SN-38 in tumor cells is recognized

as a potential determinant of anticancer activity; several ATP-

binding cassette transmembrane proteins (ABC) have been

shown able to efflux camptothecins (16–18). On the other hand,

overexpression of ABC proteins such as ABCB1 and ABCC1

seems to trigger multidrug resistance, a major obstacle in cancer

chemotherapy. Another member of the ABC family of drug

transporters, the breast cancer resistance protein ABCG2, also

mediates resistance to camptothecins (18).

Many studies have shown that chemotherapy-induced cell

death involves a number of cellular pathways, such as apoptosis

and DNA damage repair systems (19, 20). Deficiency in the DNA

repair systems has been shown to affect both intrinsic and acquired

resistance to several drugs, including irinotecan (20–24). For

example, functional complementation of MLH1 in an MLH1-

defective cell line resulted in resistance to topoisomerase

Received 6/30/04; revised 11/12/04; accepted 12/9/04.Grant support: NIH grants U01 GM63340 and P3O CA091842.The costs of publication of this article were defrayed in part by thepayment of page charges. This article must therefore be hereby markedadvertisement in accordance with 18 U.S.C. Section 1734 solely toindicate this fact.Requests for reprints: Howard L. McLeod, Washington UniversitySchool of Medicine, 660 South Euclid Avenue, Campus Box 8069,Saint Louis, MO 63110-1093. Phone: 314-747-5183; Fax: 314-362-3764;E-mail: [email protected].

D2005 American Association for Cancer Research.

Vol. 11, 2053–2062, March 1, 2005 Clinical Cancer Research 2053

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inhibitors irinotecan and etoposide, proving that MMR is a critical

determinant for chemosensitivity (21). In addition, irinotecan

enhanced chemotherapy activity on human colon cancer cell lines

when combined with oxaliplatin, via either reducing ERCC1 and

XPA mRNA expression or poisoning topoisomerase I activity,

showing an important role of DNA repair enzymes in cancer

chemotherapy (22). Pharmacogenomic analysis also supports that

polymorphisms in nucleotide excision repair genes ERCC2 and

XRCC1 have been an important determinant in predicting the

clinical outcome of irinotecan-containing chemotherapy (23, 24).

A number of genes, ADPRT, CDC45L , DRG1 , FDXR,

NFKB1 , TDP1 , TNFSF6 , and TP53 , have been implicated in

the regulation of irinotecan activity through the apoptosis

pathway (25–39). For example, ADPRT has been identified as

a key enzyme in ADP ribosylation: this process of eukaryotic

post-translational modification of proteins is strongly induced

by the presence of DNA strand breaks and plays a role in DNA

repair and the recovery of cells from DNA damage (25, 26).

Other studies have indicated that the activation of NFKB1 is

initiated by the formation of single- and double-strand breaks

in DNA induced by topoisomerase poisons such as irinotecan.

Inhibition of NFKB1 enhances gemcitabine’s antitumor activity

(31–33) but diminishes therapeutic response in tumors that

retain wild-type p53 (33). In addition, two recent studies have

indicated that FDXR is a putative contributor to p53-mediated

apoptosis from anticancer drugs through the generation of

oxidative stress in the mitochondria (37, 38). Yet another study

has suggested that DRG1 may modulate sensitivity to

irinotecan in colon cancer cells (39). All these downstream

elements associated with chemotherapy-induced apoptosis were

included in this study to be further assessed with gene

expression profiling.

Although genes regulating irinotecan metabolism and

transport and several downstream elements have been defined

for yeast, bacteria, or mammalian cell lines, little information

exists on the expression of most of these genes in human tumors.

In addition, there has been no comprehensive analysis of the

entire drug pathway in both neoplastic and normal tissues. In this

study, we have done a comprehensive analysis to the irinotecan

pathway using gene expression data for 24 irinotecan pathway

genes in human colorectal neoplastic and normal tissues. This

will allow us to further understand differential tumor and normal

gene expression, intraindividual variation, and coregulation/

coexpression of the irinotecan pathway genes and provide

insights into the use of gene expression profiling for individu-

alized cancer therapy.

MATERIALS AND METHODS

Patients and Samples. In this study, gene expression was

profiled in tumor specimens and paired normal tissues from 52

consecutive patients with Dukes’ C colorectal cancer. The age of

the patients ranged from 32 to 96 (median, 69.5); 29 males and

23 females were included. Samples were snap frozen in liquid

nitrogen immediately after surgery and stored at �80jC. Noneof the patients had received preoperative radiation or chemo-

therapy. Histologic examination was done in all of the cases to

Fig. 1 Illustration of the irinotecan pathway, along with the quartile of median T/N ratios from the RNA expressions of 24 pathway genes in 52colorectal cancer patients. The four colors of the pathway genes are matched to each quartile.

Irinotecan Pathway in Colorectal Cancer2054

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evaluate tumor histotype (41 enteric and 11 mucinous) and grade

of differentiation (1, 38, 13 in grades 1, 2, 3, respectively)

according to WHO criteria. Twenty-seven tumors were localized

in the right colon, 19 in the left colon, and the remaining six in

the rectal portion. Written informed consent was obtained from

all patients to bank tumor tissue and to perform genetic analysis.

This study was approved by the Washington University Human

Subjects Committee.

Reverse Transcription for Preparation of cDNA.

Regions of high tumor cellularity were selected for RNA

extraction (median, 86.3%; range, 65-95%). Tissue total RNA

was isolated from the tumor or adjacent normal mucosa using

a TRIzol RNA isolation kit (Invitrogen, Carlsbad, CA). The

quality of RNA (A260/280 > 1.8; clear RNA bands for 28S,

18S, and 5S) was confirmed in the Siteman Cancer Center

Tissue Procurement Core. cDNA was prepared in a 20-ALreaction containing 1 Ag total RNA, 0.5 Ag oligo(dT)20VN

primer, and 100 units of Superscript II reverse transcriptase

(Invitrogen). The cDNA samples were then adjusted to a

concentration of 10 ng/AL.Quantitative Real-time PCR. Primers and Taqman

probes used in this study were designed using Primer Express

version 1.5 (ABI, Foster City, CA). The sequence of primer

and probe specific for each gene is displayed in Table 1. The

specificity of each primer/probe set was determined with a

pretest showing the specific amplification for a specific gene

by gel visualization. The 10-AL reaction mixture was composed

of 5 AL of 2� Taqman universal PCR master mix (ABI), 3 ALof primer and probe mix (600 nmol/L each forward and reverse

primers, 200 nmol/L specific Taqman probe), and 2 AL of

cDNA. All real-time PCR assays were done in triplicate in

MicroAmp optical 384-well reaction plates closed with Micro-

Amp optical adhesive covers (ABI) on an ABI PRISM 7700

Sequence Detector System (ABI) according to the following

program: 50jC for 2 minutes to activate uracil N-glycosylase

enzyme, 95jC for 10 minutes to denature uracil N-glycosylase

and activate DNA polymerase, 40 cycles at 95jC for 20

seconds and at 60jC for 1 minute. The sequence detection

program calculated a threshold cycle number (CT) at which the

reporter fluorescence generated by cleavage of the probe was

statistically greater than that of the background signal (40).

Measurement of Relative Expression of mRNA. The

relative RNA expression levels were calculated via a modified

comparative CT method (40, 41), which uses actual real-time

PCR amplification efficiency instead of assuming all sets of gene

primers and probes have approximately equal efficiency. Thus, a

standard curve for each gene was established according to the

equation E = 10(�1/slope) (41) to obtain PCR amplification

efficiency. A mathematical model was applied to determine

expression levels of the target gene in individual samples,

relative to a reference gene and a calibrator sample, using the

following formula:

(E target)DCTtarget (calibrator-sample)/(E reference)

DCT(calibrator-sample)

where Etarget is PCR efficiency of the target gene transcript and

Ereference is PCR efficiency of reference gene transcript. The

reference gene used in this study was the amyloid h precursor

protein, as it had nearly identical expressions between colon

tumor and normal tissues (46:31 copies per cell) in previous

SAGE analysis (42) and <3-fold change between the tumor and

normal samples in our study. To allow comparison of gene

expression in the 52 paired RNA samples, as well as comparison

of the 24 target genes, all assay CT values were standardized to a

calibrator sample (also called 1� sample). This calibrator sample

had the largest CT value of any target gene from the 104 RNA

samples, which was the tumor sample from patient 23, detected

with ABCC2 . In addition, a pooled RNA sample from each of

the 104 samples was run on every PCR plates as quality control

for reproducibility of the real-time PCR assay. The coefficient of

variance in CT value was 0.1% to 5.7% (mean, 2.4%) for intra-

assay variability (from triplicate reactions each sample) and

0.2% to 7.6% (mean, 4.3%) for interassay variability (from the

pooled RNA sample on four runs each gene) in this study.

Hierarchical Clustering Analysis. Unsupervised cluster

analysis of gene expression was done using the hierarchical

clustering software Spotfire DecisionSite (Spotfire, Inc., Somer-

ville, MA). The clustering method used was unweighed pair-

group with arithmetic mean, including the similarity measure of

correlation and the ordering function of unweighed average

value. Profiles with identical shape have maximum similarity

index of correlation (+1.0); and perfectly mirrored profiles have

the minimum similarity index of correlation (�1.0).

Statistical Analysis. Descriptive statistical analyses were

done using the software STATISTICA from StatSoft, Inc. (Tulsa,

OK). The ratio of tumor (T) to matched normal sample (N) RNA

expression values (T/N) was considered increased when T/N >

1.2 (i.e., tumor higher than normal), or decreased when T/N <

0.8 (tumor lower than normal). The significance of difference

between paired tumor and normal samples was evaluated via the

Wilcoxon matched pairs test. ANOVA was used to determine

whether or not there was a significant difference in the pathway

gene expression between different patient groups. The influence

of gender, tumor location, or pathologic variables on RNA

expression was evaluated with the Mann-Whitney or the

Kruskal-Wallis tests. Spearman rank correlations were used to

compare the variables; and a P < 0.001 was chosen to highlight

the correlations between the pathway genes for hypothesis

formation purpose.

RESULTS

Differential Expression of the Pathway Genes. With the

Wilcoxon matched pairs test, six genes (ABCB1 , ABCG2 , CES1 ,

CES2 , MLH1 , and UGT1A1), or 25%, had significantly lower

RNA expression levels in the 52 colorectal tumor samples than the

paired adjacent normal tissues (median range, 1.28-4.39 folds

lower; P = 0.001-0.029). In contrast, eight genes (ABCC1 ,

CDC45L , DRG1 , ERCC1 , ERCC2 , FDXR, TDP1 , and TP53) in

the tumors, or 33%, had significantly higher expression levels

than those in the normal tissues (median range, 1.35-2.42 folds

higher; P = 0.001-0.011). There were no significant differences

between paired tumor and normal samples in 10 of 24 (42%) genes

(P = 0.259-0.764). Figure 2 shows the RNA expression levels of

the 24 pathway genes in the colon tumor and normal samples.

Variability of RNA Expression of the Pathway Genes.

Variability for each gene was quite large; the coefficient of

variance ranged from 57.0% to 110.6% (median, 90.4%) in the

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Table 1 Gene name and primer/probe sequence for the irinotecan pathway

Gene symbol Description Forward primer 5V to 3V Reverse primer 5V to 3V Taqman probe 5V to 3V

ABCB1 ATP-binding cassette,subfamily B (MDR/TAP),member 1 (MDR1)

GCTGGCACAGAAAGGCATCT

CAGAGTTCACTGGCGCTTTG

TCCAGCCTGGACACTGACCATTGAAA

ABCC1 ATP-binding cassette,subfamily C (CFTR/MRP),member 1 (MRP1)

CCAAGACTCAGACTTGCTAAGAATTACG

AATAAATATATGCGTTTTCGCCTAAAAGA

CGCCGACTTCAAACCCAGAGAGCATC

ABCC2 ATP-binding cassette,subfamily C (CFTR/MRP),member 2 (MRP2)

AGGGCTCTGCTTCGGAAATC

AATGAGGTTGTCTGTCTCTAGATCCA

CAGTGGCCTCATCCAGGACCAGGA

ABCG2 ATP-binding cassette,subfamily G (WHITE),member 2 (BCRP)

CAGGTCTGTTGGTCAATCTCACA

CATATCGTGGAATGCTGAAGTACTG

CCATTGCATCTTGGCTGTCATGGC

ADPRT ADP-ribosyltransferase(NAD+; poly (ADP-ribose)polymerase)

CTGTCCCAGGGTCTTCGGAT

TTGGCACTCTTGGAGACCATG

AAGCGCCCGTGACAGGCTACATG

CDC45L CDC45 cell divisioncycle 45-like(Saccharomyces cerevisiae)

TGGACAAGCTGTACCATGGC

CTGGGAGATGACGAGGTTGG

CAGCTGCGAGCCACCCAGCA

CES1 Carboxylesterase 1(monocyte/macrophageserine esterase 1)

TGAGTTTCAGTACCGTCCAAGCT

CTCATCCCCGTGGTCTCCTA

CTCATCAGACATGAAACCCAAGACGGTG

CES2 Carboxylesterase 2(intestine, liver)

AATCCCAGCTATTGGGAAGGA

CTGGCTGGTCGGTCTCAAAC

TGGCCTCAAGCCATCCTCCCATCT

CYP3A4 Cytochrome P450,subfamily IIIA(niphedipine oxidase),polypeptide 4

TCTCCTTTCATATTTCTGGGAGACA

GCATCGAGACAGTTGGGTGTT

TGTTTCCCTACACCTCTTGCATTCCATCCT

CYP3A5 Cytochrome P450, subfamilyIIIA (niphedipine oxidase),polypeptide 5

AAGAAACACAGATCCCCTTGAAATTA

CATCTCTTGAATCCACCTTTAGAACAA

ACACGCAAGGACTTCTTCAACCAGAAAAACC

DRG1 Developmentally regulatedGTP binding protein 1

CCGGACGAACCACAACA

CTGCCAAAACCAGAAAGAACTG

CGTTCCCCATGATCAAGCACCCTACC

ERCC1 Excision repair cross-complementingrodent repair deficiency,complementation group 1

TACCCCTCGACGAGGATGAG

CAGTGGGAAGGCTCTGTGTAGA

CCTGGAGTGGCCAAGCCCTTATTCC

ERCC2 Excision repair cross-complementingrodent repair deficiency,complementation group 2 (XPD)

TTGGCGTCCCCTACGTCTAC

CTGGTCCCGCAGGTATTCC

CACAGAGCCGCATTCTCAAGGCG

FDXR Ferredoxin reductase AGCAGGGAAGGGATGAGTGTT

GGATCAGCAGAGGTGCAAAGT

CCACTCAGACGGACCCAGCCCTT

MLH1 mutL homologue 1, colon cancer,nonpolyposis type 2(Escherichia coli)

CCATCCGGAAGCAGTACATATCT

ATGGAGCCAGGCACTTCACT

AGGAGTCGACCCTCTCAGGCCAGC

MSH6 mutS homologue 6 (E. coli) GGTGCTTGTGGATGAATTAGGAA

GCAAGTTCTTTAACAACTGCATTTG

TATTGCCGTCCCATCAAATGTTGCAGTA

NFKB1 Nuclear factor of kappalight polypeptide geneenhancer in B cells 1 (p105)

AGCAAATAGACGAGCTCCGAGA

GGCACCACTGGTCAGAGACTC

CGCCGCTGTCGCAGACACTGTC

TDP1 Tyrosyl-DNA phodphodiesterase AATCTGTCCAAGGCTGCCTG

CCAAATGCTGAAGGGAGGAA

ACCCAGCTGATGATCCGCTCCTACG

TNFSF6 Tumor necrosis factor (ligand)superfamily, member 6

TGAGCCAGACAAATGGAGGAA

TTTCATGCTTCTCCCTCTTCAC

TGGCAGCCCAGAGTTCTATGTTCTTCCGT

TOP1 Topoisomerase (DNA) I GGCGAGTGAATCTAAGGATAATGAA

TGGATATCTTAAAGGGTACAGCGAA

ACCATTTTCCCATCATCCTTTGTTCTGAGC

TP53 Tumor protein p53 AGACTGGGTCTCGCTTTGTTG

AGGCAAAGGCTGCAGTAAGC

AAGATCACGCCACTCCACTCCAGCC

UGT1A1 UDP glycosyltransferase1 family, polypeptide A1

TTGGGAGTGCGGGATTCA

AGATAAGATTAAAACTGCCATTTGCA

TGGTCCCACCGCTGCCCCTA

XPA Xeroderma pigmentosum,complementation group A

TCTGTGATTGCCTTCTTACAACAGA

CCTTGGTATCTTGTCCTCAAATTTG

TGGGAGCTGAGTGCTAGAGTAGGTGCAGA

XRCC1 X-ray repair complementingdefective repair inChinese hamster cells 1

GAACACCAGGAGCCTCCTGAT

AAGAAGTGCTTGCCCTGGAA

TGCCAGTCCCTGAGCTCCCAGATTT

APP Amyloid beta precursorprotein (reference gene)

CTCATGCCATCTTTGACCGA

GGGCATCAACAGGCTCAACT

AGTTCAGCCTGGACGATCTCCAGCC

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tumor tissues and from 50.9% to 108.3% (median, 82.3%) in the

normal tissues. Five genes (ABCG2 , CES1 , TDP1, TP53 , and

UGT1A1) all had >100% coefficient of variance in the tumors,

as did three genes (CDC45L , TDP1 , and TP53) in the normal

colons. Similarly, the fold change of gene expression in the 52

colon cancer patients was wide for most of the 24 pathway

genes; it ranged from XRCC1 8.8 to ABCC2 118.7 (median,

33.6) in the tumor and from XRCC1 11.3 to TP53 96.9

(median, 30.1) in the normal tissue (Table 2; Fig. 2).

Relative Expression/Contribution of the Pathway

Genes. As shown in Fig. 2, the median RNA expression of

the 24 pathway genes ranged from the highest DRG1 (6,923.3

units) to the lowest TNFSF6 (15.7 units; 441-fold) for the

tumor samples, and from CES2 (15,129.3 units) to TNFSF6

(16.2 units; 934-fold) for the normal samples. The median T/N

ratio of RNA expression may reflect the relative contribution of

each single gene to drug pathway activity. To assess this

relative contribution (as a balance between efficacy and

toxicity), we ordered the median T/N ratio of RNA expression

for the 24 pathway genes and compared quartiles. The ratios

ranged from 0.23 (CES1) to 2.42 (TP53); each quartile had six

genes (Fig. 1).

Coexpression/Coregulation of the Pathway Genes. Of

the 24 irinotecan pathway genes in the colon tumor tissues,

three groups were found to have a Spearman rank score of

z0.45 (all P < 0.001). For instance, the DNA damage repair–

related genes (ADPRT, CDC45L , MSH6 , NFKB1 , and TDP1 ,

and the drug transporter ABCC2) correlated closely with one

another. These genes were found on chromosomes 1q41,

22q11, 2p16, 4q24, and 14q32. In addition, ABCC1 , ERCC2 ,

TP53 , and XPA formed a group, and TOP1 had a closely

correlation with XRCC1 . The Spearman rank score of all 24

pathway genes is shown with a matrix table of correlation

(Table 3).

Clinicopathology and RNA Expression of the Pathway

Genes. For 22 of the 24 genes in this study, no significant

correlation was found between tumor RNA level and patient

age. The Spearman rank scores ranged from �0.27 to 0.26. (For

the two other genes, CDC45L and TDP1 , the scores were 0.36

and 0.47, P < 0.01 and 0.001, respectively.) Also, statistically

there was no significant difference in the tumor RNA

expression levels with respect to gender, tumor location,

pathologic grade, or classification for most of the 24 genes

studied (P = 0.07-0.97).

Hierarchical Clustering of the Pathway Genes. Gene

clustering analysis of RNA expression may provide insights

into functional correlation or coregulation within the pathway

genes. The higher the similarity index is, the greater the

possibility that such correlation or coregulation occurs between

the clustered genes. The unweighed pair-group method with

Fig. 2 Box-Whisker plot of the differential expression and the variability in relative RNA level (log scale) for the 24 irinotecan pathway genes in the52 colorectal normal (^N) and neoplastic (^T) tissues. Wilcoxon matched pairs test: *, P < 0.05; ***, P < 0.001 when comparing between tumor and

normal tissues for each gene.

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arithmetic mean used in this study revealed three gene clusters

in the tumor tissue genes (Fig. 3) with a similarity index range

from 0.0028 (one 24-gene cluster) to 0.9 (24 single gene

clusters). Cluster number one had seven genes (ADPRT,

ABCC2 , CDC45L , CYP3A4 , MSH6 , NFKB , and TDP1), with

a similarity index of 0.316; it had one subcluster (ADPRT,

CDC45L , MSH6 , NFKB , and TDP1) with a higher similarity

index of 0.644. Cluster number two also contained seven genes

but had a low overall similarity index of 0.0944. Cluster

number three was larger (10 genes), with a similarity index of

Table 2 Variation and T/N category of the RNA expression in 52 colon cancer patients

Genesymbol

CV% of RNAexpression intumor (median)

CV% of RNAexpression in

normal (median)

Fold change of RNAexpression intumor (median)

Fold change of RNAexpression in

normal (median)

n of case incategory ofT/N < 0.8

n of case incategory ofT/N = 0.8-1.2

n of case incategory ofT/N > 1.2

ABCB1 95.2 85.2 37.7 29.0 36 5 11*ABCC1 77.2 61.3 26.0 19.7 14 2 36*ABCC2 99.8 94.9 118.7 31.7 24 6 22ABCG2 108.3 86.5 42.2 47.8 31 7 14*ADPRT 83.4 76.2 41.4 41.7 21 8 23CDC45L 91.6 104.4 20.8 19.8 10 12 30*CES1 105.7 65.0 33.1 29.0 41 5 6*CES2 99.5 65.3 75.4 53.2 39 3 10*CYP3A4 97.9 92.1 31.2 22.7 28 6 18CYP3A5 95.5 86.5 63.8 50.6 19 10 23DRG1 85.1 80.5 94.3 42.4 12 6 34*ERCC1 60.0 58.0 29.4 22.2 8 10 34*ERCC2 64.0 50.9 13.0 12.9 8 8 36*FDXR 94.2 93.5 38.9 24.6 8 11 33*MLH1 71.9 66.9 13.5 31.7 27 11 14yMSH6 89.2 97.9 68.5 68.5 18 4 30*NFKB1 89.1 87.0 50.7 72.3 22 8 22TDP1 110.6 104.8 47.7 31.1 12 8 32*TNFSF6 80.6 81.7 15.3 25.4 19 13 20TOP1 69.2 82.0 24.3 30.4 20 12 20TP53 103.6 108.3 101.7 96.9 12 4 36*UGT1A1 109.0 84.5 34.1 47.8 40 7 5*XPA 74.2 69.1 18.0 17.1 16 9 27yXRCC1 57.0 54.6 8.8 11.3 25 10 17

Abbreviation: CV, coefficient of variance.

*v2 test: P < 0.001 when comparing between categories of T/N < 0.8 and T/N > 1.2.yv2 test: P < 0.05, when comparing between categories of T/N < 0.8 and T/N > 1.2.

Table 3 The Spearman rank correlation between 24 pathway genes in 52 colon cancer patients

ABCB1 ABCC1 ABCC2 ABCG2 ADPRT CDC45L CES1 CES2 CYP3A4 CYP3A5 DRG1 ERCC1

ABCB1 1.000ABCC1 �0.132 1.000ABCC2 0.042 0.183 1.000ABCG2 0.106 �0.083 �0.094 1.000ADPRT �0.154 0.099 0.564 0.054 1.000CDC45L �0.132 0.071 0.511 0.062 0.724 1.000CES1 0.256 �0.176 0.124 0.160 0.182 �0.027 1.000CES2 0.179 �0.214 0.108 0.164 0.113 0.082 0.033 1.000CYP3A4 0.303 �0.053 0.311 0.052 0.258 0.459 0.161 0.215 1.000CYP3A5 0.128 0.279 0.213 0.072 0.025 0.152 �0.278 0.122 0.145 1.000DRG1 0.066 0.194 0.398 0.097 0.249 0.297 �0.211 0.057 0.281 0.355 1.000ERCC1 �0.087 0.270 �0.243 0.253 �0.128 �0.201 �0.182 0.049 �0.174 0.026 �0.076 1.000ERCC2 �0.166 0.639 0.127 0.170 0.004 �0.001 �0.279 �0.032 �0.027 0.350 0.308 0.521FDXR �0.060 0.351 0.255 �0.202 �0.120 �0.005 �0.344 �0.287 0.002 0.306 0.339 0.193MLH1 0.132 0.121 �0.082 0.135 �0.140 �0.385 0.135 0.078 �0.175 �0.168 0.025 0.152MSH6 0.085 �0.056 0.525 �0.065 0.657 0.581 0.346 0.000 0.273 0.010 0.250 �0.333NFKB1 �0.229 �0.005 0.485 �0.027 0.730 0.703 0.221 �0.058 0.212 0.022 0.156 �0.256TDP1 �0.009 0.115 0.569 0.102 0.720 0.727 0.126 0.026 0.318 0.055 0.414 �0.365TNFSF6 �0.025 0.448 �0.184 0.098 �0.075 �0.109 0.138 0.052 �0.045 �0.024 �0.236 0.481TOP1 0.350 0.047 �0.090 0.228 0.109 �0.016 0.156 0.190 0.187 0.081 �0.036 0.041TP53 �0.012 0.606 0.093 0.047 �0.034 0.062 0.009 �0.179 0.170 0.112 0.134 0.377UGT1A1 0.159 0.037 �0.206 0.265 �0.016 �0.017 �0.198 0.200 0.005 0.262 0.078 0.195XPA �0.131 0.692 0.284 �0.170 0.186 0.210 �0.165 �0.162 0.246 0.463 0.398 0.160XRCC1 0.165 0.168 0.026 0.277 0.286 0.045 0.260 0.085 0.064 �0.160 �0.190 0.123

NOTE. The score is in bold if the P < 0.001. The range of the higher scores is between 0.448 and 0.730.

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0.178; it had a four-gene subcluster (ABCC1 , ERCC2 , TP53 ,

and XPA) with a much higher similarity index (0.574).

Clustering Analysis of Gene Expression in Cancer

Patients. Consistent with what is generally known regarding

response to chemotherapy, there was no significant correlation

between the gene expression and the clinicopathology in this

study. The gene expression pattern itself, however, may be

valuable in tailoring therapy for cancer patients. As shown in

Fig. 3, 52 patients were divided into three groups based upon

the RNA expression of the pathway genes. The similarity index

was 0.744, 0.635, and 0.545, respectively, for groups 1, 2, and 3.

The three groups were 17% (9 of 52), 23% (12 of 52), and 60%

(31 of 52) of the patient population. The ANOVA revealed

significant differences (P = 0.001-0.036) between the groups

for 7 of the 24 pathway genes (CES1 , CES2 , CYP3A5 , DRG1 ,

FDXR , TP53 , and XPA). Analysis also revealed no statistically

unique clinicopathology (P = 0.057-0.909) for gender, tumor

location, grade, and classification but did show particular RNA

expression patterns for the seven genes (Fig. 3).

DISCUSSION

Tumor response in patients in the same stage of colorectal

cancer varies widely even with the use of uniform chemother-

apy. The reason for this variation in chemotherapy activity

remains unclear. The evaluation of single genes, or a small

panel of candidate genes, has promise for predicting therapeutic

benefit from chemotherapy (43, 44). However, it is clear that a

polygenic disease such as colorectal cancer requires a

polygenic approach to predict outcome. In this study, we

carried out a comprehensive analysis to profile gene expression

of the irinotecan pathway. Our data reveal both large

interpatient and intergene variations in RNA expression levels.

This large interpatient variability could be a major source for

predicting the diverse responses of cancer patients to

chemotherapy; it certainly indicates a need for individualized

chemotherapy. The large variability in transcription levels of

drug pathway genes demands identification of the key

determinants in whole pathway genes. Individual difference

in gene expression may be based on many factors, including

variable physiologic and pathophysiologic states, environmental

stimuli (such as smoking, drug intake, or diet), genetic variants,

as well as technological variation in the RNA expression

measurement.

The difference in RNA expression between tumor and

normal tissues may help determine a strategy for individualized

treatment of cancer patients, either to obtain maximal benefit,

or to avoid toxicity from chemotherapeutic agents. Our results

show statistically significant differences between the colon

tumor and the normal tissues for 14 of the 24 irinotecan

pathway genes (58%), which is comparable to the fundamental

difference in biological behavior between tumor and normal

tissues. In general, each of the pathway genes can be classified

as either a drug response gene or a drug resistance gene,

according to their known functions. Higher expression of the

drug response genes or lower expression of the drug resistance

genes in tumors may benefit patients. At the same time, if the

normal tissues have higher expression of the drug resistance

genes or lower expression of the drug response genes, the

patients may experience little toxicity. For example, a patient

with higher tumor RNA expression for CES1 or CES2 may

have a better response of tumor cells to the same dose of

irinotecan chemotherapy than a patient with the lower tumor

expression of those activating enzymes. Furthermore, those

with lower CES1/CES2 expression in normal tissues will be

able to tolerate higher doses of irinotecan than those with high

expression; those with high CES1/CES2 expression in normal

tissues will likely have more toxicity to the same dose of

Table 3 Continued

ERCC2 FDXR MLH1 MSH6 NFKB1 TDP1 TNFSF6 TOP1 TP53 UGT1A1 XPA XRCC1

1.0000.363 1.0000.083 0.079 1.000

�0.185 �0.032 �0.070 1.000�0.121 �0.127 �0.224 0.592 1.000�0.057 �0.025 �0.204 0.651 0.676 1.0000.273 0.036 0.172 �0.292 �0.094 �0.253 1.0000.018 �0.284 0.371 0.127 0.077 0.007 0.236 1.0000.516 0.329 0.043 0.001 �0.009 0.082 0.303 0.124 1.0000.143 �0.018 0.169 �0.189 �0.064 �0.090 0.162 0.377 0.075 1.0000.569 0.454 0.087 0.057 0.111 0.095 0.349 0.070 0.519 0.224 1.0000.035 �0.388 0.299 0.154 0.167 0.142 0.306 0.539 0.015 0.002 �0.009 1.000

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irinotecan. Indeed, gut toxicity from irinotecan can be due in

part to direct drug conversion by local CESs present within the

small intestine (45). However, it should be pointed out that the

expression of hepatic CESs is a major determinant of toxicity

of irinotecan.

The gene expression level is a reflection of gene function

status. For the 52 patients in this study, individual expression

values varied widely, with up to a 119-fold change. It is

difficult to tell how gene function affects drug pathway activity,

based only on the expression level of a single gene in an

individual patient. Thus, we were trying to evaluate the

irinotecan pathway activity based on the RNA expressions of

whole pathway genes. In addition, because some of the

pathway genes may physiologically have constitutive expres-

sion, a gene with a higher expression level may not have a

greater effect on drug pathway activity than a gene with a

lower expression level. Nonetheless, the T/N ratio of RNA

expression reflects a kind of normalized relative level in colon

tumor tissues, and could thus be more valuable for evaluation

of effect of the pathway genes on tumor chemotherapy activity.

Consequently, we assessed the relative contribution of each of

the 24 irinotecan pathway genes to drug pathway activity based

upon the median T/N ratio of RNA expression. The top (high

T/N ratio) and bottom quartile (low T/N ratio) genes (Fig. 1)

may make more difference in direction of pathway movement

than the genes in the midquartiles, with regard to the response

or resistance of tumor tissue, or the toxicity of normal tissue to

the irinotecan chemotherapy. Because TP53 had the highest

median T/N ratio (2.42) in the pathway, which is favorable to

the antitumor activity of the drug, it may be a critical variable

in the killing of tumor cells. In addition, as CES1 and CES2

had the lowest median T/N ratios (0.23 and 0.35, respectively),

the conversion of irinotecan to SN-38 may take place mainly in

the normal tissue rather than the colon tumor. In fact, the

conversion of irinotecan to its active form SN-38 has been

found to occur heavily in liver and intestinal cells (9, 10).

Moreover, ABCC1 had a higher median T/N ratio (2.00) than

other drug transporters (e.g., ABCB1, ABCC2, and ABCG2).

Thus, the relative functional contributions of ABCC1 to

irinotecan effect need to be evaluated and ranked to understand

the clinical relevance of this finding. It is commonly accepted

that FDXR contributes to TP53-mediated apoptosis; in

addition, DRG1 has recently been shown a target for mod-

ulating sensitivity to CPT-11 in colon cancer cells (37–39).

Both FDXR and DRG1 had higher median T/N ratios in

pathway gene expression, suggesting they may play an

important role in the antitumor activity of the drug.

Gene expression profiling and clustering analyses have

been become one of the most useful tools to characterize

classification and prediction markers for cancer and other

Fig. 3 Hierarchical clusteringof tumor RNA expression of 24irinotecan pathway genes in 52colorectal patients. Three geneclusters (gene names colored ingreen, blue, and red) and threepatient groups (labeled with 1,2, and 3) were found, and sevengenes had statistically signifi-cant difference in the RNAexpression among the threepatient groups (P in bold font).The map coloring done in theindividual auto range with max-imum (42,644 units, red), me-dian (284 units, yellow), andminimum (1 unit, green) of thewhole data set.

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diseases (46–50). In our study, we made an effort to assess

coregulation or coexpression of the irinotecan pathway genes.

Analysis of the RNA expression of the 24 irinotecan pathway

genes revealed three gene clusters. These clusters are not groups

of gene family members, but the genes in the largest clusters

(ADPRT, CDC45L , MSH6 , NFKB1 , and TDP1) are involved in

the cellular DNA repair reaction initiated by irinotecan-induced

DNA strand breaks. TOP1 , MLH1 , and XRCC1 , which

participated in the process of DNA replication and repair, were

also grouped together. Further study is needed, however, to

determine if these findings imply functional associations

between irinotecan pathway genes. Three patient groups were

also observed after unsupervised clustering. These three patient

groups had no unique clinical pathologic features but could be

differentiated using the particular expression patterns of the

seven genes (CES1 , CES2 , CYP3A5 , DRG1 , FDXR , TP53 , and

XPA). These seven genes had statistically significant differences

in RNA expression among the three patient groups. Based on the

particular RNA expression profiles of the seven genes, we may

be able to predict tumor response to irinotecan (sensitive or

resistant). For example, high expression of CES1/CES2 will

increase the production of active SN-38; low expression of

CYP3A5 will decrease the formation of inactive 7-ethyl-10-[4-

N-(5-aminopentanoic acid)-1-piperidino] carbonyloxy campto-

thecin and 7-ethyl-10-(4-amino-1-piperidino) carbonyloxy

camptothecin. Moreover, low DRG1 expression will increase

the sensitivity of tumor cells to apoptosis, whereas low XPA

expression will decrease the repair of tumor cells with drug-

induced DNA damage. We chose not to analyze the association

between gene expression and outcome, because of the limited

number of patients and the large number of treatment variables.

Therefore, clinical trials are needed to study if these seven genes

can be used as markers for determining individualized treatment

for cancer patients. This and other studies (46, 48) suggest that

large-scale gene expression profiling (DNA microarrays, high

throughput real-time reverse transcription-PCR, etc.) can provide

more information for tailoring therapy to individual cancer

patients than will the patients’ clinical features. The data from

this and related studies can now form the basis for constructing a

clinical trial to evaluate the relevance of these drug pathway

groups.

In conclusion, our data show that there is quite large

interpatient and intergene variability in the RNA expression of

irinotecan pathway genes. The data in this study also provides

preliminary evidence for the use of gene expression profiling as

an approach to predicting response to irinotecan chemotherapy

and for tailoring therapy individual cancer patients.

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2005;11:2053-2062. Clin Cancer Res   Jinsheng Yu, William D. Shannon, Mark A. Watson, et al.   Colorectal CancerGene Expression Profiling of the Irinotecan Pathway in

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