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University of Calgary PRISM: University of Calgary's Digital Repository Graduate Studies The Vault: Electronic Theses and Dissertations 2017 Geometry Reconstruction and Finite Element Modelling of Porcine Knee Joint Zheng, Xiaoyue Zheng, X. (2017). Geometry Reconstruction and Finite Element Modelling of Porcine Knee Joint (Unpublished master's thesis). University of Calgary, Calgary, AB. doi:10.11575/PRISM/26291 http://hdl.handle.net/11023/4197 master thesis University of Calgary graduate students retain copyright ownership and moral rights for their thesis. You may use this material in any way that is permitted by the Copyright Act or through licensing that has been assigned to the document. For uses that are not allowable under copyright legislation or licensing, you are required to seek permission. Downloaded from PRISM: https://prism.ucalgary.ca

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Page 1: Geometry Reconstruction and Finite Element Modelling of

University of Calgary

PRISM: University of Calgary's Digital Repository

Graduate Studies The Vault: Electronic Theses and Dissertations

2017

Geometry Reconstruction and Finite Element

Modelling of Porcine Knee Joint

Zheng, Xiaoyue

Zheng, X. (2017). Geometry Reconstruction and Finite Element Modelling of Porcine Knee Joint

(Unpublished master's thesis). University of Calgary, Calgary, AB. doi:10.11575/PRISM/26291

http://hdl.handle.net/11023/4197

master thesis

University of Calgary graduate students retain copyright ownership and moral rights for their

thesis. You may use this material in any way that is permitted by the Copyright Act or through

licensing that has been assigned to the document. For uses that are not allowable under

copyright legislation or licensing, you are required to seek permission.

Downloaded from PRISM: https://prism.ucalgary.ca

Page 2: Geometry Reconstruction and Finite Element Modelling of

UNIVERSITY OF CALGARY

Geometry Reconstruction and Finite Element Modelling of Porcine Knee Joint

by

Xiaoyue Zheng

A THESIS

SUBMITTED TO THE FACULTY OF GRADUATE STUDIES

IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE

DEGREE OF MASTER OF SCIENCE

GRADUATE PROGRAM IN MECHANICAL AND MANUFACTURING ENGINEERING

CALGARY, ALBERTA

SEPTEMBER, 2017

© Xiaoyue Zheng 2017

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Abstract

Arthritis is a leading cause of disability in North America. It is believed to be associated

with the abnormal contact mechanics of articular cartilage. Contact analyses are widely used to

determine the mechanical interplays among the different tissues in the joint. Animal joints are

often used to validate a computational model and understand human joint mechanics.

The objectives of this research are to construct the geometry of the porcine stifle joint using

a combined CT and automated indentation mapping method, and build a finite element model in

ABAQUS to determine the joint mechanics.

The porcine knee joint model were reconstructed using MATLAB and Rhinoceros. A knee

compression was simulated with ABAQUS, which considered fluid pressure and flow in articular

cartilages and menisci. The reaction predicted by the model generally agrees with the

measurements from laboratory tests, which partially validates the modelling methodology.

Keywords: porcine knee joint; geometry reconstruction; CT images; automated indentation

mapping; finite element analysis

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Acknowledgements

I wish to thank my supervisor Dr. LePing Li for his patience and guidance throughout this

research study.

I would like to express my gratitude to Marcel Rodriguez, Di Zhu and Baaba Sekyiwaa

Otoo for their willingness to share knowledge and always provide constructive suggestions for

model enhancement.

I would like to acknowledge the use of Dr. Walter Herzog’s laboratory in the Faculty of

Kinesiology for sample treatment and loading tests on MTS device, of Dr. Steven Boyd’s

laboratory at the Cumming School of Medicine for the high-resolution micro CT scanner, and of

Dr. Martin Garon’s laboratory at Biomomentum Inc. in Laval for automated indentation mapping

tests.

I want to thank Ke Gu who compiled the subroutines for material modelling in the

simulation and Marcel Rodriguez for providing mechanical testing data.

Last, but not least, I wish especially to thank my parents for their support, encouragements

and patience during my graduate studies.

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Table of Contents

Abstract ............................................................................................................................... ii Acknowledgements ............................................................................................................ iii Table of Contents ............................................................................................................... iv List of Tables ..................................................................................................................... vi List of Figures and Illustrations ........................................................................................ vii List of Symbols, Abbreviations and Nomenclature ........................................................... xi

CHAPTER ONE: INTRODUCTION ..................................................................................1 1.1 Anatomy of the knee joint .........................................................................................1 1.2 Osteoarthritis ..............................................................................................................1 1.3 Motivation ..................................................................................................................2 1.4 Research objectives ....................................................................................................3

CHAPTER TWO: LITERATURE REVIEW ......................................................................4 2.1 Anatomy of human and porcine knee joints ..............................................................4 2.2 Experimental studies on articular cartilage ................................................................9 2.3 Constitutive modelling of soft tissues ......................................................................12 2.4 Geometrical acquisition of joint surfaces ................................................................13 2.5 Geometry reconstruction of knee joint ....................................................................15 2.6 Meshing generation ..................................................................................................17 2.7 Finite Element modelling.........................................................................................17

CHAPTER THREE: METHODS OF MODEL CONSTRUCTION .................................20 3.1 Data acquisition of joint components ......................................................................20

3.1.1 CT scan for bones ............................................................................................20 3.1.2 Automated indentation mapping and cartilage thickness determination .........21 3.1.3 Meniscus thickness measurement ....................................................................25

3.2 Segmentation and geometry generation ...................................................................27 3.2.1 Geometrical construction of the bones ............................................................27 3.2.2 Cartilage surface generation ............................................................................31 3.2.3 Meniscus surface generation ...........................................................................34 3.2.4 Ligament reconstruction ..................................................................................37

3.3 Finite element model of porcine knee joint .............................................................38

CHAPTER FOUR: MATERIAL MODELLING AND GEOMETRY MESHING ..........41 4.1 Split-line pattern of articular cartilage and meniscus ..............................................41 4.2 UMAT formulation in the numerical model ............................................................43 4.3 Implementation of material properties with ABAQUS ...........................................44 4.4 Geometry remeshing ................................................................................................47

4.4.1 Femoral cartilage meshing ..............................................................................49 4.4.2 Tibial cartilage meshing ..................................................................................50 4.4.3 Meniscus meshing ...........................................................................................50 4.4.4 Bones meshing .................................................................................................51 4.4.5 Ligaments meshing ..........................................................................................52

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CHAPTER FIVE: RESULTS ............................................................................................53 5.1 Load, boundary conditions and constraints .............................................................53

5.1.1 Loading and boundary conditions ...................................................................53 5.1.2 Interactions and constraints .............................................................................53

5.2 Numerical results .....................................................................................................54 5.2.1 Contact status ...................................................................................................56 5.2.2 Fiber orientation and principal directions ........................................................58 5.2.3 Reaction force ..................................................................................................60 5.2.4 Fluid pressure ..................................................................................................61 5.2.5 Contact pressure ..............................................................................................64

CHAPTER SIX: DISCUSSION, CONCLUSION AND FUTURE WORK .....................67 6.1 Summary ..................................................................................................................67 6.2 Comparison with experimental data ........................................................................68 6.3 Significance .............................................................................................................70 6.4 Limitations and future directions .............................................................................70

REFERENCES ..................................................................................................................72

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List of Tables

Table 1-1 Advantages of pig model ................................................................................................ 2

Table 2-1 Direct measurement and the tibial index of MM and LM in human and pig knees (MM=medial meniscus; LM=lateral meniscus). Adapted from Proffen et al. (2012) ............ 9

Table 3-1 CT scanning parameters ............................................................................................... 21

Table 3-2 The thickness measurements of lateral meniscus ......................................................... 26

Table 3-3 The thickness measurements of medial meniscus ........................................................ 27

Table 3-4 Morphological operations on binary images ................................................................ 29

Table 3-5 Interpolation methods of the griddata function ............................................................ 34

Table 4-1 Average instantaneous modulus 𝑬𝑬 at different regions ................................................ 46

Table 4-2 Corresponding equilibrium modulus 𝑬𝑬𝑬𝑬 at different regions ..................................... 47

Table 4-3 Material properties implemented in the USER MATERIAL ....................................... 47

Table 5-1 Summary of five loading protocols with boundary and constraint conditions in ABAQUS modelling ............................................................................................................. 54

Table 6-1 Maximum reaction force at the compressive displacement of 200 μm ........................ 69

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List of Figures and Illustrations

Figure 2-1 Tibial plateau width (orange dash line) defined in the frontal plane (only femur and tibia are shown in the knee joint) ..................................................................................... 5

Figure 2-2 Direct measurements of range of motion for: a) human knee; b) pig knee with respect to the neutral 0º axis. Adapted from Proffen et al. (2012) .......................................... 6

Figure 2-3 Anterior aspect of a: a) human left knee; b) pig left knee. Lateral on the right. Redrew using Proffen et al. (2012) as a reference .................................................................. 7

Figure 2-4 Posterior aspect of a: a) human left knee; b) pig left knee. Lateral on the left. Redrew using Proffen et al. (2012) as a reference .................................................................. 8

Figure 2-5 Tibial attachments and menisci shape of a: a) human left knee; b) pig left knee. Interior view, Lateral on the right. Redrew using Proffen et al. (2012) as a reference ........... 8

Figure 2-6 Loading protocols and cartilage responses in the: a) stress relaxation test; b) creep test. Redrew using Jin (2014) as a reference ......................................................................... 11

Figure 2-7 Statistical femoral attachment sites of the cruciate ligaments and menisci in a right pig knee. From left to right are the lateral aspect of the medial femoral condyle, posterior aspect of femoral condyles and medial aspect of the lateral femoral condyle. Redrew using from Fuss et al. (1989) as a reference ............................................................ 16

Figure 2-8 Tunnel positions in the ACL reconstruction on the femur of a right porcine knee. The green circle represents the location of high AM and the yellow circle stands for the middle position of ACL. Redrew using Kato et al. (2010) as a reference ............................ 17

Figure 2-9 The modelling procedures of knee joint ...................................................................... 19

Figure 3-1 The equipment and specimen for bone scan: a) XtremeCT scanner; b) The porcine knee joint (kept in a plastic bag while scanning) .................................................................. 21

Figure 3-2 Uniform extraction of the articular surface (Red lines show the cuts) ....................... 22

Figure 3-3 Automated mapping system for cartilage (https://pbs.twimg.com/media/Co2qcKFWcAA-DvD.jpg:large) ......................................... 23

Figure 3-4 Mapping tips: a) spherical indenter; b) needle probe (http://biomomentum.com/wp-content/themes/biomomentum/library/images/zoho/Accessories/BMMT_MA680-1.jpg and http://www.farlamedical.com/images/product_images/popup_images/2455_0.jpg) ..... 24

Figure 3-5 Load vs. position curve in automated thickness mapping ........................................... 25

Figure 3-6 The gridding positions of menisci ............................................................................... 26

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Figure 3-7 Automated thresholding algorithm: a) Segmentation procedures; b) Processed image samples corresponding to each procedure .................................................................. 28

Figure 3-8 Reconstructed femur with: a) isosurfaces (composed of a loose upper part and a compact lower part); b) smoothed triangular surfaces .......................................................... 30

Figure 3-9 Reconstructed tibia with: a) isosurfaces; b) smoothed triangular surfaces ................. 31

Figure 3-10 Femoral cartilage surfaces: a) interpolated with ‘natural’ method and plotted in MATLAB; b) trimmed in Rhinoceros .................................................................................. 32

Figure 3-11 Reconstruction of femoral cartilages in SolidWorks: a) Side surfaces creation with Boundary Surface tool (yellow region represents boundary surface); b) Solid formation with Kit Surface tool ............................................................................................ 33

Figure 3-12 Reconstruction of tibial cartilages in SolidWorks: a) Side surfaces creation with Boundary Surface tool (yellow region represents boundary surface); b) Solid formation with Kit Surface tool ............................................................................................................. 33

Figure 3-13 Inferior surfaces construction of menisci: a) Rough sketch; b) Final profile (the menisci faces are in gray, the tibial cartilages are in green and the tibia is in pink. Black lines are outlines and loft lines) ............................................................................................ 35

Figure 3-14 Superior surfaces construction of menisci (the menisci faces are in gray, the femoral cartilages are in yellow and the tibial cartilages are in green. Red lines represent the measured thicknesses of menisci. Black lines are outlines and loft lines) ...................... 36

Figure 3-15 Reconstructed lateral and medial menisci from different viewing angles ................ 36

Figure 3-16 Reconstructed four main ligaments: a) LCL; b) MCL; c) ACL; d) PCL. Each ligament has six surfaces ...................................................................................................... 38

Figure 3-17 A geometrical model of porcine knee joint with femur, tibia, femoral and tibial cartilages, menisci, ACL, PCL, MCL and LCL (pink lines are the center axes of femur and tibia in right view) .......................................................................................................... 39

Figure 3-18 Detailed drawings of contact pairs in the pig knee joint: a) Femur-femoral cartilage, femoral cartilage-meniscus, meniscus-tibial cartilage and tibial cartilage-tibia pairs in the lateral; b) Femur-femoral cartilage, femoral cartilage-meniscus, meniscus-tibial cartilage and tibial cartilage-tibia pairs in the medial; c) Lateral meniscus-femur and medial meniscus-tibia pairs; d) Meniscus-tibia pairs in the lateral and medial ............. 40

Figure 4-1 Fiber split lines of femoral cartilages for porcine stifle joint assigned in ABAQUS (Gu, 2010) ............................................................................................................................. 42

Figure 4-2 Fiber split lines in pig menisci from: a) the surface layer; b) the bulk tissue in the middle zone. Sectional view. Redrew using Aspden et al. (1985) as a reference................. 43

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Figure 4-3 Divided regions with the same average instantaneous modulus in the simulation: a) Femoral cartilages; b) Tibial cartilages............................................................................. 46

Figure 4-4 A typical structured piece in: a) shaded view; b) wireframe ...................................... 48

Figure 4-5 Lateral tibial cartilage partitioned by the datum planes .............................................. 49

Figure 4-6 FE meshing on femoral cartilages ............................................................................... 50

Figure 4-7 FE elements of tibial cartilages ................................................................................... 50

Figure 4-8 FE meshing of menisci ................................................................................................ 51

Figure 4-9 FE meshing of bones: a) Femur; b) Tibia ................................................................... 51

Figure 4-10 FE meshes of LCL .................................................................................................... 52

Figure 5-1 Schematic diagram of node penetration from the master surface into the slave surface resulting from rough meshes (indicated by the arrow). Redrew using ABAQUS Documentation 2014 as a reference ...................................................................................... 55

Figure 5-2 Operations to tight the contact surfaces: a) Interference Fit; b) Slave Node/Surface Adjustment. Redrew using ABAQUS Documentation 2014 as a reference ......................... 56

Figure 5-3 Contact status at 2 s (right before relaxation) on: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (CSTATUS = contact status) .................................................................................................................................... 57

Figure 5-4 Contact status at 1800 s (right after relaxation) on the: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (CSTATUS = contact status) ........................................................................................................................ 58

Figure 5-5 Material orientation plotted on the deformed shape of the: a) femoral cartilages; b) menisci. Interior view, lateral on the right (1-axis represents the fiber orientation)............. 59

Figure 5-6 Maximum principal stress tensor plotted at 2 s in the: a) femoral cartilages; b) menisci. Interior view, lateral on the right (Max. Principal = Maximum principal stress) .. 60

Figure 5-7 Reaction force of the tibia in the relaxation simulation .............................................. 61

Figure 5-8 Maximum pore pressure in soft tissues as a function of time ..................................... 62

Figure 5-9 Pore pressure distribution at 2 s on: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (POR = pore pressure) .................... 63

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Figure 5-10 Pore pressure distribution at 1800 s on: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (POR = pore pressure) ........ 64

Figure 5-11 Contact pressure distribution at 2 s on: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (CPRESS = contact pressure) ................................................................................................................................ 65

Figure 5-12 Contact pressure distribution at 1800 s on: a) the bottom surfaces of femoral cartilages; b) the top surfaces of tibial cartilage; c) the top surfaces of menisci; d) the bottom surfaces of menisci. Interior view, lateral on the right (CPRESS = contact pressure) ................................................................................................................................ 66

Figure 6-1 Reaction force vs. compression at varied rates from experiment and simulation ....... 69

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List of Symbols, Abbreviations and Nomenclature

Symbol Definition ACL AL

Anterior cruciate ligament Anterior lateral

ALM AM

Anterior lateral meniscus Anterior medial

AMM DOF FE FEA FEM

Anterior medial meniscus Degree of freedom Finite element Finite element analysis Finite element method

LCL LM MCL MM OA PBS PCL PL

Lateral collateral ligament Lateral meniscus Medial collateral ligament Medial meniscus Osteoarthritis Phosphate Buffered Saline Posterior cruciate ligament Posterior lateral

PLM PM

Posterior lateral meniscus Posterior lateral

PMM Posterior medial meniscus 𝐸𝐸𝑚𝑚

𝑣𝑣𝑚𝑚

𝐸𝐸𝑥𝑥𝑓𝑓

𝐸𝐸𝑥𝑥0, 𝐸𝐸𝑥𝑥𝜀𝜀

𝜀𝜀𝑥𝑥

𝜎𝜎𝑥𝑥𝑓𝑓

Young’s modulus of non-fibrillar matrix Poisson’s ratio Fibrillar modulus in x direction As in 𝐸𝐸𝑥𝑥

𝑓𝑓 = 𝐸𝐸𝑥𝑥0 + 𝐸𝐸𝑥𝑥𝜀𝜀𝜀𝜀𝑥𝑥, 𝐸𝐸𝑥𝑥0 and 𝐸𝐸𝑥𝑥𝜀𝜀 are constants

Tensile strain in x direction Tensile stress in x direction

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CHAPTER ONE: Introduction

1.1 Anatomy of the knee joint

The knee joint is the largest joint in the human body. It consists of femur, tibia, fibula and

patella. The ends of the bones are covered with articular cartilage layers, among which femoral

cartilages, tibial cartilages and patellar cartilages are of great interest. Between femur and tibia,

there are two wedge-shaped menisci: lateral meniscus and medial meniscus. Articular cartilages

and menisci help to protect and cushion the bones and joint as the legs perform mechanical

functions. Ligaments are long fibrous straps to connect the bones and provide the stability of the

joint. Anterior cruciate ligament and posterior cruciate ligament control the relative anterior-

posterior movements (rotation, sliding, etc.) of the femur in relation to the tibia. The medial

collateral ligament and lateral collateral ligament are located at the sides of the knee to restrain

valgus and varus angulation of the knee, respectively. Tendons and muscles are not modeled in

the present study.

1.2 Osteoarthritis

Osteoarthritis is commonly characterized by degeneration, wear and tear of cartilage, with

the knee being one of the most commonly affected joints. When knee osteoarthritis advances,

cartilage in the joint gradually wears away. Cartilage loss narrows the joint space and results in

more bone rubbing. Subsequently, pain, stiffness and swelling occur in the joint and even worse,

bone spurs come into being over time.

Although knee osteoarthritis is known to initiate from cartilage, the exact mechanism is

not fully understood. While age is a major risk factor for knee osteoarthritis, mechanical factors

are believed to play a vital role in developing osteoarthritis of the knee.

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1.3 Motivation

The contact mechanics of articular cartilage is the key to better understanding the

mechanism of knee osteoarthritis. A thorough understanding of joint mechanics is in urgent need

for OA prevention and treatment. Progress has been continually made with constitutive models

describing the mechanical behaviors of articular cartilage, and these are successfully implemented

on cartilage disc samples or fresh cadaver human joint specimens. Our research group has

published a 3D human knee FE model with user-defined subroutines. However, this model is not

well validated against experimental data because large numbers of fresh cadaver human knee joints

are unavailable. Therefore, it is indispensable to use animal explants (Gregory et al., 2012).

Because of the availability and similarity in size to human knee, pig knee is a good substitute for

mechanical testing and simulation (Aspden et al., 1985; Gregory et al., 2012; Proffen et al., 2012),

as illustrated in Table 1-1. Therefore, the porcine knee is utilized to investigate the mechanics and

mechanobiology of the joint in this study and other studies in our research group.

Table 1-1 Advantages of pig model

Feasibilities of pig knee joint

Anatomically Proximity in size and morphology of the intra-articular structures of human knee joint

Pathologically Prone to spontaneous OA

Economically Low cost

Availability Easily obtained from the slaughter house nearby

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1.4 Research objectives

The objectives of this study are to:

1) develop an alternative method for the construction of knee joint geometry;

2) build a finite element model of a pig knee joint to determine the joint mechanics.

Recently, magnetic resonance imaging (MRI) and computed tomography (CT)

technologies are widely used to measure the anatomical structures of the joint. MRI scanning has

sufficient contrast for all joint components (especially for soft tissues), but the cost is relatively

high and the waiting time is long. Although CT scan can only identify the geometries of bones, a

unique automated indentation mapping can be combined to capture the thickness of the articular

cartilages and menisci.

The described method for geometrical reconstruction is relatively straightforward. Meshes

can be then generated on the reconstructed model for finite element analysis, in which contact

status, stress and strain distribution, fluid pressure, etc. are calculated. These results can be

validated with mechanical tests of porcine joints performed by a team member. The validated finite

element model can also be used to predict the mechanics of human knee joints with confidence.

Furthermore, the mechanics of porcine joints may be able to aid another study in our group where

the links between mechanical factors and cartilage metabolism are investigated.

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CHAPTER TWO: Literature review

This chapter investigates the anatomic similarities and differences between the human and

pig knee (stifle) joints. Typical standardized mechanical testing (stress relaxation and creep) and

constitutive models for soft tissues in the last decades are then introduced. Finally, techniques for

knee geometry reconstruction and the subsequent procedures of FE modelling are presented.

2.1 Anatomy of human and porcine knee joints

A knee joint consists of the femur, femoral cartilages, tibia, tibial cartilages, menisci and

ligaments in either species. Differences do exist in the intra-articular structures of the joint such as

menisci, ligaments and cartilages. Efforts have been made on the determination of anatomical

differences in the knees between species, for better serving the medical and clinical studies. It was

found that the meniscus of all the mammals has the same semilunar shape, despite of their walking

style or the size of the meniscus (Parson, 1899). The pig meniscus was identified as a practicable

and economically feasible model for meniscal biomechanical study (Aspden et al., 1985). The

anatomy and function of the cruciate ligaments of the domestic pig (Sus scrofa domestica) were

investigated in comparison with the human cruciate ligaments (Fuss, 1991). Specific to ACL, a

further functional comparison was conducted between species and it was concluded that the pig

was the preferred experimental animal model most closely resembles human beings (Xerogeanes

et al., 1998). Besides, the thickness of articular cartilage in pig knee joint was measured with an

average thickness of 1.5 mm, in comparison with 2.2 - 2.5 mm in humans (Hembry et al., 2001).

Proffen et al. (2012) first systematically and quantitatively compared the anatomy of the

joint tissue in the knee between human and pig. Statistical differences in motion range and tissue

size were found. To eliminate the impact on the size of different knees, all the measurements were

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normalized by the width of the tibial plateau (highlighted in Fig. 2-1). The ratio between the width

of the tibial plateau and the direct measurement was referred to as the tibial index.

Figure 2-1 Tibial plateau width (orange dash line) defined in the frontal plane (only femur

and tibia are shown in the knee joint)

The major difference between human and porcine knees (and all animal knees) was the

extension angle. The human knee could be brought to almost full extension but the porcine knee

had a comparatively larger extension angle (~42º), as shown in Fig. 2-2. The difference in flexion

angle was unapparent between human and pig knees.

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a) b)

Figure 2-2 Direct measurements of range of motion for: a) human knee; b) pig knee with

respect to the neutral 0º axis. Adapted from Proffen et al. (2012)

The menisci have two components (medial and lateral meniscus) with four horns attached

on the tibia. In the human knee, the medial meniscus is a bit narrower but significantly longer

compared with the pig medial meniscus (Table 2-1). Relative to the tibial plateau width, the tibial

index of the human medial meniscus in width was significantly smaller than the porcine one but

only slightly larger in length (Table 2-1). In both species, the bony insertion of AMM was the most

anterior structure in the tibial plateau right above the tibial tuberosity (Fig. 2-3 and Fig. 2-5). The

PMM was inserted on the most anteromedial facets of the posterior intercondylar area (Fig. 2-5).

The human lateral meniscus was a little narrower but much longer than the pig lateral meniscus

(Table 2-1). Neither the tibial index of the lateral meniscus in width nor in length was significantly

different between the species (Table 2-1). For human lateral meniscus, it only occupied a small

portion of the lateral tibial plateau and the ALM was attached to the most medial edge of the lateral

intercondylar eminence (Fig. 2-5). In pig knee, the lateral meniscus split the ACL bundles into

two parts (Fig. 2-5). The PLM connected the menisco-femoral ligament on the lateral back wall of

Flexion

Extension

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the medial femoral condyle more inferiorly in the human specimen than in the pig one (Fig. 2-4

and Fig. 2-5).

For the cruciate ligaments (ACL and PCL), the femoral ACL insertion site is located at the

posteromedial edge of the lateral condyle in both species, but the tibial insertion sites varied. For

the human knee, the ACL attachment on the tibia was adjacent to the tibial ALM insertion, as

demonstrated in Fig. 2-3 and Fig. 2-5. In comparison, a pig knee had the tibial ACL insertion of

the AM and PL bundles separated by the tibial ALM attachment (Fig. 2-5). In human and pig

knees, PCL attachment to the femur and tibia had the same location (Fig. 2-3, Fig 2-4 and Fig 2-

5).

a) b)

Figure 2-3 Anterior aspect of a: a) human left knee; b) pig left knee. Lateral on the right.

Redrew using Proffen et al. (2012) as a reference

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a) b)

Figure 2-4 Posterior aspect of a: a) human left knee; b) pig left knee. Lateral on the left.

Redrew using Proffen et al. (2012) as a reference

a) b)

Figure 2-5 Tibial attachments and menisci shape of a: a) human left knee; b) pig left knee.

Interior view, Lateral on the right. Redrew using Proffen et al. (2012) as a reference

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Table 2-1 Direct measurement and the tibial index of MM and LM in human and pig knees

(MM=medial meniscus; LM=lateral meniscus). Adapted from Proffen et al. (2012)

Species

MM LM

Width Length Width Length

Human

Direct measurement/mm 9.50 39.80 9.83 33.28

Tibial index/mm 0.14 0.57 0.14 0.48

Pig

Direct measurement/mm 10.44 25.32 10.26 25.60

Tibial index/mm 0.20 0.49 0.20 0.50

In conclusion, comparative studies on the size and morphology show that the pig knee joint

has a considerably similar structure to the human knee joint, except for the limited extension which

is less of an important factor in compressive testing. Overall, the porcine knee joint is the optimal

animal model for simulating the mechanics of the human knee.

2.2 Experimental studies on articular cartilage

Articular cartilage consists of proteoglycan, collagen fiber and interstitial fluid (Mow et

al., 1989). From the cartilage surface to the subchondral bone, articular cartilage is often

subdivided into three zones: superficial, middle and deep zones (Kempson et al., 1973; Muehleman

et al., 2004; Schenk et al., 1986). The depth of the three zones from the articular surface to the

subchondral bone is 10-20%, 40-60% and 20-50% of the total thickness of the tissue, respectively.

The collagen fibers are distributed tangentially to the articular surface in the superficial zone but

perpendicular to the cartilage-bone interface in the deep zone. The collagen fibers in the middle

zone are randomly oriented (Choi and Gold, 2011; Mow, 2005)

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Articular cartilage is highly inhomogeneous and anisotropic and its mechanical properties

vary throughout the tissue depth. To perform experimental observations and evaluate the

mechanical properties of cartilage, three different standardized compression tests are frequently

used: confined compression, unconfined compression and indentation test (Buschmann et al.,

1997; Suh and Mow, 1990; Suh et al. 1990).

Relaxation and creep loading protocols are often used in the standardized experiments. In

stress relaxation, a ramp displacement is applied to the cartilage specimen and the position is held

for a period of time, which is shown in Fig. 2-6a. At the beginning, the stress increases with the

compressive displacement before the fluid pressure reaches the maximum. As the compression

remains constant, the reaction force starts to decrease till the fluid pressure ceases. This behavior

can be explained by the fluid exudation and intrinsic viscoelasticity in the tissue (Mow et al., 1980).

In the creep protocol, a given force is applied to the specimen and kept constant. The resulting

displacement continues going up before reaching its asymptote at equilibrium, also on account of

the fluid exudation and viscoelasticity (Mow et al., 1980).

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a)

b)

Figure 2-6 Loading protocols and cartilage responses in the: a) stress relaxation test; b) creep

test. Redrew using Jin (2014) as a reference

Articular cartilage plays a vital role in joint mechanics owing to its unique structure. This

study mainly focuses on the compression of the knee. Therefore, cartilage and meniscus are very

important to be taken into account. Other soft tissues such as ligament and tendon are not

introduced in detail because they make less contribution to the compressive stiffness in the joint.

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2.3 Constitutive modelling of soft tissues

The simplest constitutive models of the articular cartilage are single-phase elastic models,

which only consider the solid phase in the tissue. These models are commonly assumed as a linear

elastic solid matrix (Bahrani and Gardner, 1980; Hayes et al., 1972; Kempson et al., 1971), and

are inadequate to explain the effects due to the fluid-flow. Therefore, they only have the capability

of capturing cartilage behavior in two extreme cases: at the instant of loading before flow comes

into being; at equilibrium when the fluid-flow has ended (Goldsmith et al., 1996). The responses

are elastic in both cases. Researchers then provided amendments accounting for the viscoelasticity

in the cartilage (Coletti et al., 1972; Hayes and Mockros, 1971; Parsons and Black, 1977). In short,

the single-phase models are unsuitable to describe the fluid-flow that causes the time-dependent

behavior of the cartilage.

Biphasic models are the second generation of constitutive models for cartilage, and

consider both solid and fluid phases, which enables them to describe the effect of the fluid flow in

the tissue. These models represent hydrated tissues (collagen fibers and proteoglycan matrix) as

comprised of a solid phase and an interstitial fluid phase (Mow et al., 1980). The solid phase is

treated as a linearly elastic, homogenous, isotropic and permeable matrix, and the fluid is basically

assumed to be inviscid and no shear stress is considered. The early linear biphasic model

considered the permeability as a constant and has been widely employed for modelling the

mechanical behavior of cartilage (Mow et al., 1980). Later, a nonlinear biphasic model was

proposed to consider the permeability as a function of volumetric strain of the solid matrix (Lai et

al., 1980; Mow and Roth, 1981). Large deformation biphasic model was first formulated with a

hyperelastic solid matrix (Holmes and Mow, 1990; Kwan et al., 1990). Biphasic models have

limitations in modelling the mechanical response of articular cartilage with the short-term and

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time-dependent response at a high compressive strain-rate. One probable cause is that the fluid

pressure is fairly high with respect to the compressive stress in the tissue (Brown and Singerman,

1986; Miller, 1998).

The fibril-reinforced poroelastic models have made a progress describing the cartilage

response at high strain-rate compressions (Li et al., 1999; Soulhat et al., 1999). In these models,

the solid phase is further divided into two parts: the porous non-fibrillar matrix representing the

proteoglycans; the fibrillar network, which represents the collagen fibrils reinforcing the non-

fibrillar solid matrix. The tensile loads in the cartilage are carried by both of the components but

the compressive ones are only supported by the non-fibrillar matrix, due to the fact that the

collagen fibers cannot resist compressive loading. Therefore, the fibrils are usually described by

the tensile modulus, and the non-fibrillar matrix is modelled as a linearly elastic material with

Young’s modulus and Poisson’s ratio. The early fibril-reinforced poroelastic model was first

proposed where the non-fibrillar matrix was assumed to be comprised of linear elastic

proteoglycans reinforced by linear elastic collagen fibrils (Soulhat et al., 1999). Li and his

coworkers (1999, 2001 and 2002) amended the fibril-reinforced poroelastic model and considered

the nonlinear permeability, nonlinear fibrillar modulus and finite deformation. It was also proposed

that pore fluid pressurization dominated the transient mechanical response of the tissue in

compression (Li et al., 2004b). In conclusion, the fibril-reinforced poroelastic models are able to

account for the fluid pressurization and accurately define the strain- and time-dependent

mechanical response in the cartilage.

2.4 Geometrical acquisition of joint surfaces

Many methods have been used to quantify knee joint geometries. Mechanical techniques

include the production of plastic moldings (Seedhom et al., 1972), the production of a silicone

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rubber mold used to make a plaster casting (Scherrer, 1977; Scherrer and Hillberry, 1979), and the

use of a mechanical measuring pin attached to a dial gauge (Wismans et al., 1980). Other methods

such as slicing (Meachim et al., 1977; Shiba et al., 1988), radiographs (Armstrong and Gardner,

1977; Hall and Wyshak, 1980) and ultrasound (Modest et al., 1989; Rushfeldt et al., 1981) have

also been commonly used. Optical techniques have been used such as successively photographing

specimen slices (Mcleod et al., 1976), close-range photogrammetry (Ghosh, 1983) and analytical

stereophotogrammetry (Ateshian et al., 1988; Huiskes et al., 1985; Soslowsky et al., 1989). CT

and MRI technologies have also been used to image the anatomical structures of the joint (Belsole

et al., 1988; Feldkamp et al., 1989; Garg and Walker, 1990; Moon et al., 1983).

CT imaging is superior to conventional radiography because it offers a sectioning

evaluation and high-contrast resolution of osseous changes (Chan et al., 1991). Micro CT has been

successfully implemented in rabbit and canine models to accurately image subchondral bone

changes and thereby follow disease progression of osteoarthritis (Batiste et al., 2004; Boyd et al.,

2000 and 2002). A limitation of μCT is its inferior contrast for soft tissue due to the low X-ray

attenuation, so cartilage is unable to be directly imaged by this modality (Piscaer et al., 2008;

Renders et al., 2014). μCT-arthrography provides the possibility of indirect visualization of

cartilage morphology by injection of a radio-opaque contrast agent into the joint cavity ex vivo

(Roemer et al., 2005).

MRI scan has the capability of direct multi-planar imaging and provides a higher contrast

for soft tissues than CT scan (Chan et al., 1991). MRI imaging is considered as a non-invasive tool

for accessing pathologic variations in the articular cartilage, meniscus, and ligament of the knee

(Braunstein et al., 1990; Disler et al., 2000). Researchers have demonstrated that MRI was

sensitive to the changes of cartilage integrity in the rabbit (Batiste et al., 2004; Calvo et al., 2001;

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Laurent et al., 2003; Wachsmuth et al., 2003), guinea pig (Tessier et al., 2003), and rat (Kapadia

et al., 1998; Loeuille et al., 1997; Spandonis et al., 2004). MRI imaging is widely used to identify

the geometry of soft tissue in vivo but the cost is relatively high and the waiting time is long.

2.5 Geometry reconstruction of knee joint

Image processing software packages, such as Mimics (Materialise, Leuven Belgium),

Simpleware (Exeter, UK) and Rhinoceros 3D (Seattle, WA, USA), are available to reconstruct the

3D geometry of knee joint from 2D images with different tools including segmentation, model

construction and model refinement (Kazemi Miraki, 2013). First of all, segmentation of 2D images

is to precisely identify the tissues and their boundaries. This process can be performed

automatically, semi-automatically or manually. It is time-consuming when the collection data set

is large. A built-in tool called 3D LiveWire in Mimics is commonly used to segment the tissues

from MRI/CT slices (Bowers et al., 2008; Gougoutas et al., 2004; Steines et al., 2000). After using

the thresholding tool and performing some manual edits, a 3D surface model can be obtained from

the segmented mask; or marching cubes algorithm (Ferrant et al., 2001; Viceconti et al., 1999;

Wang et al., 2005) and NURBS algorithm (Lee et al., 2002; Wu et al., 2007) are other good choices

for the primary surface generation. The coarse facets generated from the segmentation procedure

have many bumps and invalid areas superficially. To deal with these issues, the smoothing tools

like open-sources or programs such as MeshLab (Cignoni et al., 2008) are utilized to acquire the

optimal surface condition.

Bones (femur and tibia) and soft tissues (femoral cartilages, tibial cartilages and menisci)

can be reconstructed with the approaches mentioned above. However, for ligament reconstruction,

only a smooth surface with accurate insertion sites to the bones is required. In most of the finite

element models, they were modelled as springs (Bendjaballah et al., 1995; Blankevoort & Huiskes,

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1991; Li et al., 1999). Proffen and his group (2012) located the tibial attachments of menisci and

ligaments. To confirm the locations of femoral attachments, Fuss et al. (1989) performed a novel

dissection technique on 20 fresh knee joints from 20 pigs (sus scrofa domestica) and showed the

insertion sites of ACL, PCL and PLM on the femur, as shown in Fig. 2-7. Bowman et al. (2009)

compared the single-bundle and the double-bundle (AL and PM) reconstructions of PCL for

providing surgical technique support. Iriuchishima et al. (2009) explored how intercondylar roof

impingement pressure changed with different tunnel reconstructed positions (AM-AM and PL-

High AM) in the single-bundle ACL model with the concept of AM and PL bundles. Kato et al.

(2010) further defined three more different tunnel positions (PL-PL, MID-MID and DB) for single-

bundle ACL reconstruction with AM and PL bundle admitted and figured out which method

provided the best stability and more closely restored normal knee kinematics.

Figure 2-7 Statistical femoral attachment sites of the cruciate ligaments and menisci in a

right pig knee. From left to right are the lateral aspect of the medial femoral condyle,

posterior aspect of femoral condyles and medial aspect of the lateral femoral condyle.

Redrew using from Fuss et al. (1989) as a reference

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Figure 2-8 Tunnel positions in the ACL reconstruction on the femur of a right porcine

knee. The green circle represents the location of high AM and the yellow circle stands for

the middle position of ACL. Redrew using Kato et al. (2010) as a reference

2.6 Meshing generation

FE meshing can be generated using the built-in functions of the image processing tools,

such as MATLAB (Mathworks, Natick, MA, USA), or in FE programs, such as ABAQUS

(Simulia, Providence, USA), or in specialized meshing programs, such as MeshLab and

HyperMesh (Altair, Troy, MI, USA). On the other hand, automatic or free meshing normally yields

triangular elements which have limited ability to generate specific meshes such as meshes with

hexahedral elements. Nevertheless, the commercial packages are able to achieve it. Specifically,

when contact interaction and fluid pressurization are both considered, convergence is relatively

faster with hexahedral elements (ABAQUS Documentation 2014).

2.7 Finite Element modelling

FE technique is one of the effective numerical methods to predict the biomechanics of

articular cartilage. Chand and his colleagues (1976) proposed a 2D FE model of the knee joint in

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NASTRAN (MSC Software Corporation, Santa Ana, CA, USA) to attain the relation between

force and deformation. FEAP (University of California, Berkeley, USA), another FE package, was

then utilized by Huber-Betzer et al. (1990) for the development of a plane-strain knee model, in

order to investigate the contact mechanics in the joint. van der Voet et al. (1992 and 1993) used

the poroelastic elements in ABAQUS to model 2D joint contact problems. Li and Soulhat (1999)

started to model the fibrillar network in ABAQUS with discrete spring elements or continuum

elements. So far, computational modelling of articular cartilage had been mostly performed with

the FE package ABAQUS.

Fig. 2-9 shows a general work flow how the knee joint is reconstructed and analyzed by

FEM. First of all, anatomically accurate geometries are obtained from MRI or CT slices. Then, all

the geometrical images are imported to a data processing software package like Mimics to get a

smoothed joint model. After generating structured meshes in ABAQUS CAE, FEA can be running

with a user-defined material subroutine (UMAT) to get joint mechanics.

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Figure 2-9 The modelling procedures of knee joint

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CHAPTER THREE: Methods of model construction

This chapter describes the various technologies that were employed for geometrical

acquisition and reconstruction. A micro CT (µCT) was used to obtain femur and tibia geometries

of the porcine knee joint. An automated indentation mapping tester was adapted to gain the surface

data of articular cartilages. Menisci thicknesses were measured by needle probe testing. Surface

generation was achieved in MATLAB for all the joint components. Coarse facets were trimmed

and assembled in Rhinoceros 3D for further FEA use. At last, ligaments were constructed at the

attachment sites where they insert into the bones.

3.1 Data acquisition of joint components

There are a few preliminary preparations before collecting the geometrical information.

Firstly, a porcine knee (stifle) joint with intact joint capsule was obtained within 24 hours after

slaughter. Secondly, an electric saw was used to cut the excess bones in order to make sure the

knee joint could fit the cylindrical cast for the CT and did not exceed the maximum scan size.

Thirdly, the joint was kept hydrated in a sealed plastic bag with PBS solution and stored in a

refrigerator at 4°C for 15 hours before testing.

3.1.1 CT scan for bones

After muscles and tendons were removed (still with complete joint capsule), the porcine

knee joint was scanned with a high-resolution of 60.7 µm CT scanner in Dr. Steve Boyd’s lab at

the University of Calgary. The XtremeCT scanner (Fig. 3-1a) is a clinical scanner located in the

Foothills Hospital. The slice thickness for the scanned pig joint was 0.607 mm and the CT images

were saved as DICOM format. Other main parameters for the CT scanner in data acquisition

process are shown in Table 3-1.

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Table 3-1 CT scanning parameters

Specifications Parameters

Scan field of view 139.85 mm

Display field of view 102.58 mm

Image matrix 1690 × 1633

Data collection number 3401

a) b)

Figure 3-1 The equipment and specimen for bone scan: a) XtremeCT scanner; b) The

porcine knee joint (kept in a plastic bag while scanning)

3.1.2 Automated indentation mapping and cartilage thickness determination

Once completing the CT scan (3 hours later), the joint capsule was opened up carefully.

Femoral cartilage and tibial cartilage were cut off by an electric saw for thickness mapping tests.

The condyles were removed in a plane with at least 5 mm of bone left on all sides (Fig. 3-2), which

ensured the integrity and uniformity of the testing samples.

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Figure 3-2 Uniform extraction of the articular surface (Red lines show the cuts)

Automated indentation mapping test of the cartilage was conducted with a Mach-1™

V500css tester (Biomomentum, Laval, Canada), as shown in Fig. 3-3. Cartilage sample was fixed

in a testing chamber and kept hydrated with PBS. A camera-registration system was equipped

alongside for image acquisition. A position grid was superimposed on the cartilage sample for a

mechanically-controlled surface mapping (illustrated in the detailed drawing of Fig. 3-3).

Mechanical properties were first mapped ex vivo (1 measurement per site) using the automated

indentation mapping and then mapped for thickness using the automated thickness mapping.

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Figure 3-3 Automated mapping system for cartilage

(https://pbs.twimg.com/media/Co2qcKFWcAA-DvD.jpg:large)

The steps of automated indentation mapping are described in the following. In order to be

optimal with the species (pig cartilage), the radius of the spherical indenter used was 0.5 mm (Fig.

3-4a) and it was installed under a tri-axial load cell (70N range and 3.5mN resolution on the vertical

axis, 50N range and 2.5mN resolution on the horizontal axes). At each projected position, the

spherical indenter measured the contact coordinates (x, y, z) of the grid point itself and four

neighboring locations (Δx = Δy = ± 1 mm), so that the surface orientation could be calculated. The

perpendicular indentation was performed by using three displacement components simultaneously

to provide perpendicular displacement based on the measured surface orientation. Finally, the

normal force was calculated using multiaxial load cell components (Fx, Fy and Fz) (Sim et al.,

2014).

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a) b)

Figure 3-4 Mapping tips: a) spherical indenter; b) needle probe (http://biomomentum.com/wp-

content/themes/biomomentum/library/images/zoho/Accessories/BMMT_MA680-1.jpg and

http://www.farlamedical.com/images/product_images/popup_images/2455_0.jpg)

After finishing the indentation test, the spherical indenter was replaced by a needle probe

for automated thickness mapping. The optimized needle tip corresponding to the porcine cartilage

is a 26G 3/8” PrecisionGlide intradermal bevel needle (BD, Franklin Lakes, NJ, USA) (Fig. 3-4b).

A vertical needle penetration test was performed at each predefined grid and led to a force curve

as a function of position, which was demonstrated in Fig. 3-5. There was a small force increase as

the needle reached the cartilage surface. The load kept rising steadily along the cartilage thickness

but a sharp growth in force occurred at the subchondral bone. Therefore, cartilage thickness could

be determined by the vertical distance multiplying the cosine of the surface angle, as illustrated in

Fig. 3-5 (Sim et al., 2014).

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Figure 3-5 Load vs. position curve in automated thickness mapping

Combining automated indentation mapping with automated thickness mapping, the

instantaneous modulus can be obtained by fitting the load-displacement curve to an elastic model

in the indentation (Sim et al., 2014). The elastic modulus will be used later in Chapter 4 for

implementation of material property in the FE model.

3.1.3 Meniscus thickness measurement

Thicknesses of the menisci were manually measured at a various predefined positions (Fig.

3-6). At first, a uniform position grid was imposed on the menisci sample. Then, a needle probe

vertically penetrated the menisci till the bottom. A mark was put on the needle where it was just

exposed on the menisci surface. Thickness could be denoted by the distance between the needle

tip and the mark site. The thicknesses of lateral and medial menisci at each gridding point were

listed in Table 3-2 and Table 3-3.

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Figure 3-6 The gridding positions of menisci

Table 3-2 The thickness measurements of lateral meniscus

Position # 1 2 3 4 5 6 7 8 9 10

Thickness/mm 4.0 6.0 11.0 10.0 10.0 10.0 10.0 7.0 7.0 4.0

Position # 11 12 13 14 15 16 17 18 19 20

Thickness/mm 5.0 4.5 2.0 1.5 2.0 6.0 4.5 4.0 5.0 11.0

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Table 3-3 The thickness measurements of medial meniscus

Position # 1 2 3 4 5 6 7 8 9 10

Thickness/mm 10.0 6.5 8.5 9.0 11.5 7.0 3.5 2.0 2.0 3.5

Position # 11 12 13 14 15 16 17

Thickness/mm 4.5 8.5 12.0 8.5 3.5 11.5 5.0

3.2 Segmentation and geometry generation

3.2.1 Geometrical construction of the bones

In order to distinguish the bone tissues from the non-bone tissues, the image processing

toolbox in MATLAB was utilized to identify and obtain the boundaries of bones from the high-

resolution CT slices. As mentioned before, CT images were stored in the standard DCM format,

which MATLAB was unable to modify directly. Thus, Sante DICOM Viewer Free (Santesoft,

Athens, Greece) software was utilized to view DICOM files and transform them into JPG format

in grayscale mode. Grayscale images were then segmented by an automated thresholding

algorithm compiled in MATLAB (Fig. 3-7). Transforming grayscale images to binary images, all

the biological tissues (muscles, tendons or ligaments) visible in CT slices were removed except

for bones. For example, the femur had maximum contrast in CT scanning so that it had a

sufficiently high brightness value (a pixel depth of 127) in grayscale images. MATLAB could

filter out the darker pixels with a grayscale value lower than 127. As a consequence, only the femur

was kept in pure white (a pixel depth of 1) with a pure dark background (a pixel depth of 0) in

binary images.

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However, there still existed many noisy points around the bones. The ‘clean’ mode of built-

in morphological operation in MATLAB was applied on binary images to eliminate the isolated

white pixels (noises). Table 3-4 summarizes a couple of morphological operations commonly used

in binary image processing. Although the morphological-operated images were good enough to

generate the primary surface of the bones, the ‘remove’ operation was further applied to acquire

the boundary of the cross-section for the sake of fast reconstruction. All the operated slices were

then saved in a 3D array called volume data 𝑉𝑉 for surface generation at next step.

a)

b)

Figure 3-7 Automated thresholding algorithm: a) Segmentation procedures; b) Processed

image samples corresponding to each procedure

Grayscale

image

Binary

image

Morphological-

operated image

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Table 3-4 Morphological operations on binary images

Operation Description

'clean' Removes isolated pixels (individual 1s that are surrounded by 0s)

'fill' Fills isolated interior pixels (individual 0s that are surrounded by 1s)

'remove' Removes interior pixels and leaves only the boundary pixels on, by setting a pixel to 0 if all its 4-connected neighbors are 1

'thicken' Adds pixels to the exterior of objects and thickens the boundaries, until doing so would result in previously unconnected objects being 8-connected

'thin' Removes pixels so that an object without holes shrinks to a minimally connected stroke, and an object with holes shrinks to a connected ring halfway between each hole and the outer boundary

There were two major steps to generate the bone surface. First, the isosurface function in

MATLAB was used to make up a coarse surface with triangle meshes (Fig. 3-8a). Second, the

Poisson algorithm in MeshLab was used to get a smoothed surface (Fig. 3-8b).

An isosurface is a surface that represents points of a constant value (isovalue) within a

volume of space. The isosurface function in MATLAB connects the points that had the same color

value much the way contour lines connect the points of equal elevation. The isosurface function

computes from the 3D volume data 𝑉𝑉 at a specific value and returns a 2D array of faces and a 2D

array of vertices, which constitute the reconstructed object. Here, the given isosurface value was

255 representing the bone boundary in comparison with the black background, which was 0. To

generate the isosurface for the femur without femoral condyles, 64 CT images out of 960 were

uniformly selected out. Note that the femoral condyles were built separately with more slices (15

CT images chosen out of 90) because of their small dimensions; otherwise, inadequate information

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would be obtained and holes would be formed on the apex of condyles for lack of details. The

same procedures applied to the tibia and 70 CT images out of 770 were used for reconstruction

(Fig. 3-9).

Poisson Surface Reconstruction operation in MeshLab was used to remesh the bony models

and get smoothed triangular surfaces. Several parameters are available to enhance the remeshing

result, including Depth, SolverDivide, IsoDivide, SamlePerNode, Scale and Offset. Especially the

parameters Depth and SamplesPerNode have a great influence on the generated mesh. The higher

the value of depth is, the more detailed the results are. A high SamplesPerNode parameter provides

a smoothing with loss of vertices, while a low value keeps the detail level high. In this study, femur

and tibia were managed by default options and values in Poisson Surface Reconstruction operation.

a) b)

Figure 3-8 Reconstructed femur with: a) isosurfaces (composed of a loose upper part and a

compact lower part); b) smoothed triangular surfaces

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a) b)

Figure 3-9 Reconstructed tibia with: a) isosurfaces; b) smoothed triangular surfaces

3.2.2 Cartilage surface generation

For cartilage surface reconstruction, the griddata function in MATLAB was utilized to

interpolate the scattered surface coordinate data (Fig. 3-10a), which was collected from the

automated indentation mapping. The syntax of griddata specifies the triangulation interpolation

method to compute the surface value. The triangulation method uses Renka's algorithm (Renka,

1984) to perform a Delaunay triangulation (Okabe et al., 1992) for the scattered points nearby, and

identify a neighborhood to be used in the interpolation. Table 3-5 lists different interpolation

operations generally utilized for 2D/3D scattered data. Here, ‘natural’ mode was chosen because

it worked best among available trials.

Since the fitting surfaces had irregular shapes that were not suitable for FE meshing in the

subsequent step, all the cartilage surfaces were trimmed properly with a structured contour in

Rhinoceros (Fig. 3-10b). Side faces of articular cartilages were then built by Boundary Surface

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command and connected with the rest to form a solid model by Knit Surface command in

SolidWorks, as shown in Fig. 3-10. The Boundary Surface feature created surfaces between

boundaries using two types of guidelines. First, the Direction 1 lines were set, which were actually

the edges of the two surfaces where the boundary surface was required. Then Direction 2 of

guidelines were defined, along which the curvature combs were generated (Fig. 3-11a and Fig. 3-

12a). Having selected all the cartilage surfaces, an enclosed volume was created with Knit Surface

tool under default Gap Control. A solid model could also be produced if the Create Solid option

was checked.

a) b)

Figure 3-10 Femoral cartilage surfaces: a) interpolated with ‘natural’ method and plotted in

MATLAB; b) trimmed in Rhinoceros

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a) b)

Figure 3-11 Reconstruction of femoral cartilages in SolidWorks: a) Side surfaces creation

with Boundary Surface tool (yellow region represents boundary surface); b) Solid formation

with Kit Surface tool

a) b)

Figure 3-12 Reconstruction of tibial cartilages in SolidWorks: a) Side surfaces creation with

Boundary Surface tool (yellow region represents boundary surface); b) Solid formation with

Kit Surface tool

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Table 3-5 Interpolation methods of the griddata function

Operation Description

'linear' Triangulation-based linear interpolation (default)

'nearest' Triangulation-based nearest neighbor interpolation

'natural' Triangulation-based natural neighbor interpolation. This method is an efficient tradeoff between linear and cubic

'cubic' Triangulation-based cubic interpolation supporting 2D interpolation only

'v4' Biharmonic spline interpolation supporting 2D interpolation only

3.2.3 Meniscus surface generation

As mentioned, only the thicknesses of menisci at grid positions were obtained. Portions of

tibial articular cartilages were determined to be the datum surfaces for thickness construction (Fig.

3-13a). Referring to the realistic anatomical features in the pig knee joint, the outlines of menisci

inferior surfaces were modified based on the datum surfaces, and then lofted into smoothed faces

in Rhinoceros (Fig. 3-13b). According to the reconstructed inferior surfaces, the measured

thicknesses were precisely indicated by vectors (red lines in Fig. 3-14). The other end of the vectors

roughly located the superior surfaces of menisci, which were also constrained by the femoral

cartilages in space (Fig. 3-14). In compliance with these rules, the profiles of superior menisci

were represented by splines. Superior surfaces of menisci were then generated by lofting these

splines (Fig. 3-14). Similar to cartilage side surface reconstruction, structured menisci side surfaces

were constructed in SolidWorks with Boundary Surface tool and combined to make a solid with

Kit Surface tool (Fig. 3-15).

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a) b)

Figure 3-13 Inferior surfaces construction of menisci: a) Rough sketch; b) Final profile (the

menisci faces are in gray, the tibial cartilages are in green and the tibia is in pink. Black lines

are outlines and loft lines)

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Figure 3-14 Superior surfaces construction of menisci (the menisci faces are in gray, the

femoral cartilages are in yellow and the tibial cartilages are in green. Red lines represent the

measured thicknesses of menisci. Black lines are outlines and loft lines)

a) b)

Figure 3-15 Reconstructed lateral and medial menisci from different viewing angles

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3.2.4 Ligament reconstruction

After getting the bony models and reconstructing soft tissues, ligaments were created as

structured hexahedrons in Rhinoceros (Fig. 3-16). The insertion sites of all the ligaments (ACL,

PCL, MCL and LCL) were manually located on the 3D model in accordance with the statistical

results of their attachment distributions from published experimental data (Fuss, 1991; Kato et al.,

2010; Proffen et al., 2012), which were specified in details in Chapter 2. Hexahedral ligaments

were then imported to SolidWorks for a solid generation.

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a) b)

c) d)

Figure 3-16 Reconstructed four main ligaments: a) LCL; b) MCL; c) ACL; d) PCL. Each

ligament has six surfaces

3.3 Finite element model of porcine knee joint

Finally, all the components were assembled in Rhinoceros with the correct orientation.

Thus, a complete 3D solid model of a porcine knee joint was obtained and ready to be meshing for

FEA (Fig. 3-17). Angle tool in Rhino showed the angle between the femur and tibial was 39.54°.

Contact state in the reconstructed geometry is illustrated in Fig. 3-18.

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Figure 3-17 A geometrical model of porcine knee joint with femur, tibia, femoral and tibial

cartilages, menisci, ACL, PCL, MCL and LCL (pink lines are the center axes of femur and

tibia in right view)

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a) b)

c) d)

Figure 3-18 Detailed drawings of contact pairs in the pig knee joint: a) Femur-femoral

cartilage, femoral cartilage-meniscus, meniscus-tibial cartilage and tibial cartilage-tibia

pairs in the lateral; b) Femur-femoral cartilage, femoral cartilage-meniscus, meniscus-tibial

cartilage and tibial cartilage-tibia pairs in the medial; c) Lateral meniscus-femur and medial

meniscus-tibia pairs; d) Meniscus-tibia pairs in the lateral and medial

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CHAPTER FOUR: Material modelling and geometry meshing

In this study, femoral cartilages, tibial cartilages and menisci were modeled as fibril-

reinforced fluid-saturated composites. The non-fibrillar matrix represented the solid phase

excluding collagen fibers, which was described as linearly elastic by Young’s modulus 𝐸𝐸𝑚𝑚 and

Poisson’s ratio 𝑣𝑣𝑚𝑚. The fibrillar matrix referring to the collagen network was considered to be

nonlinearly viscoelastic. However, the zonal difference of cartilage was ignored in FE modelling

for simplification, which means the fibers at a certain region were oriented in a specific direction

across the tissue thickness. Material properties and fiber orientation were incorporated in a user-

defined material subroutine for numerical implementation. Finally, the meshing techniques for

each joint tissue were presented.

4.1 Split-line pattern of articular cartilage and meniscus

The alignment of collagen fibers in femoral cartilages for the human knee joint has been

approximated from the experimental results by Below et al. (2002). A dissecting needle dipped in

India ink was inserted into the superficial layer of femoral cartilages. The resulting direction of

ink diffusion identified the preferential orientation of the collagen fibers at each needle insertion

point (Below et al., 2002). It has been found that the collagen content and network architecture in

articular cartilages of pig stifle joint were analogous to humans (Rieppo et al., 2009). Due to the

absence of relevant literature for the fiber orientation in the porcine knee joint, the split-line pattern

from human femoral cartilages was utilized in this study (Fig. 4-1).

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Figure 4-1 Fiber split lines of femoral cartilages for porcine stifle joint assigned in

ABAQUS (Gu, 2010)

Aspden et al. (1985) made an observation to explore the fiber orientation in pig meniscus.

Fig. 4-2a indicates the split-line on the inferior surfaces of pig menisci in a shallow manner. At the

surface, the collagen fibrils were aligned in the radial direction (Aspden et al., 1985; Fithian et al.,

1990). If the split lines were sufficiently deep, the reorientation could be seen from their surface

direction to a different one in the bulk tissue, as shown in Fig. 4-2b. The split-line pattern was

more diffuse and the fibers tended to be oriented circumferentially in the bulk tissue (Aspden et

al., 1985; Fithian et al., 1990). The latter pattern was adopted for entire menisci in this study.

The split-pattern of tibial cartilage was not considered in the current FE modelling. Fiber

orientations in the medial and lateral tibial cartilages were both arranged to point to the medial

direction.

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a) b)

Figure 4-2 Fiber split lines in pig menisci from: a) the surface layer; b) the bulk tissue in the

middle zone. Sectional view. Redrew using Aspden et al. (1985) as a reference

In ABAQUS CAE, the command ORIENTATION defines the material orientation (x was

the fiber orientation) for soft tissues by specifying the local coordinate system oxyz. Under the

global Cartesian coordinate system OXYZ, the local frame of reference can be oriented in any

direction, thus creating anisotropic properties for cartilages (Li et al., 2009).

4.2 UMAT formulation in the numerical model

The fibril-reinforced model can be implemented numerically in a user-defined material

subroutine with ABAQUS modelling. The Jacobian matrix of the material 𝐷𝐷 = 𝜕𝜕∆𝜎𝜎/𝜕𝜕∆𝜀𝜀 was

introduced in the subroutine calculations, which describes the material behavior at each time

increment. However, the total stress 𝜎𝜎 in the fibril-reinforced solid included the normal stress in

the fibrillar matrix 𝜎𝜎𝑓𝑓𝑓𝑓𝑓𝑓 and the stress in the linear elastic non-fibrillar matrix 𝜎𝜎𝑛𝑛𝑛𝑛𝑛𝑛𝑓𝑓𝑓𝑓𝑓𝑓. The tensile

stress in the fibirillar matrix could be determined by quasi-linear viscoelasticity integral (Fung,

2013; Suh and Bai, 1998; Weiss and Puso, 1998). Li and Herzog (2004b) further deduced a

numerical form of the fibrillar stress for the sake of iterative steps. The stress in the non-fibrillar

solid matrix could be easily approximated from the Hooke’s law for isotropic behavior. Only small

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deformation theory was considered in this research. The Young’s modulus 𝐸𝐸𝑥𝑥𝑓𝑓 was simplified as a

linear function of the tensile strain 𝜀𝜀𝑥𝑥, for example, at the instantaneous loading, the effective

fibrillar modulus was

𝐸𝐸𝑥𝑥𝑓𝑓(𝜀𝜀𝑥𝑥) = 𝐸𝐸𝑥𝑥0 + 𝐸𝐸𝑥𝑥𝜀𝜀𝜀𝜀𝑥𝑥, (4-1)

where 𝐸𝐸𝑥𝑥0 and 𝐸𝐸𝑥𝑥𝜀𝜀 were the constants independent of strain but dependent on the direction.

On the other hand, the time-dependent response arising from the fluid-flow should also be

combined in the numerical procedure with anisotropic permeabilities specified in the local

Cartesian coordinate system oxyz at an element level. The permeability perpendicular to the fiber

orientation was considered to be smaller compared to the permeability parallel to the fiber direction

(Federico and Herzog, 2008).

4.3 Implementation of material properties with ABAQUS

As mentioned in Chapter 3, the instantaneous modulus 𝐸𝐸 of the non-fibrillar matrix in

articular cartilages could be determined from mechanical tests, when the indentation data were

curve fit to the elastic model of Hayes et al (1972) with the measured thickness. Fig. 4-3 illustrates

the distribution of the grid positions on articular cartilages and the divided regions with the same

modulus. Table 4-1 shows the average instantaneous modulus 𝐸𝐸 at each region in femoral

cartilages (①~⑧) and tibial cartilages (⑨~⑬). Sim et al. (2014) observed a strong correlation

between instantaneous modulus 𝐸𝐸 measured in indentation test and equilibrium modulus 𝐸𝐸𝑚𝑚 in

confined compression. The ratio between 𝐸𝐸 and 𝐸𝐸𝑚𝑚 is 4.8 with a coefficient of determination value

of 0.4480, which means that about 45% of the total variation in y can be explained by the linear

relationship between x and y. Table 4-2 demonstrates the corresponding equilibrium modulus 𝐸𝐸𝑚𝑚

at different regions. The tensile properties of the fiber network in articular cartilages were

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approximated from the methodology in the previous models created by Li et al. (2003) and Woo

et al. (1976). With respect to the menisci, Young’s modulus 𝐸𝐸𝑚𝑚 and Poisson’s ratio 𝑣𝑣𝑚𝑚 of the non-

fibrillar matrix were taken as 0.5 MPa and 0.36, respectively. The modulus of the fibrillar matrix

in menisci were set as 28 and 5 MPa in the circumferential and radial directions respectively

(Shirazi et al., 2008). The hydraulic permeability of soft tissues was orthotropic in different

directions (Li et al., 2009 and Proctor et al., 1989). Table 4-3 lists all the material properties of

articular cartilages and menisci in the ABAQUS modelling. The coefficient of friction 0.087 on

the articular surfaces was taken from a reference of the average value of a pendulum technique test

in the intact guinea pig tibiofemoral joint (Teeple et al. 2007), which was slightly greater than the

ones found in the previous studies for cadaver finger, knee, and ankle joints (0.005~0.024)

(Charnley & Dintenfass, 1959). The higher coefficients of friction could be explained by the

restraint from capsular and ligamentous attachments (Teeple et al. 2007). Femur and tibia were

considered as rigid bodies during the analysis.

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a) b)

Figure 4-3 Divided regions with the same average instantaneous modulus in the simulation:

a) Femoral cartilages; b) Tibial cartilages

Table 4-1 Average instantaneous modulus 𝑬𝑬 at different regions

Region ① ② ③ ④ ⑤ ⑥ ⑦ ⑧

𝑬𝑬/MPa 1.714 2.123 2.623 2.353 2.212 2.414 2.359 2.159

Region ⑨ ⑩ ⑪ ⑫ ⑬

𝑬𝑬/MPa 2.879 3.994 0.002 2.166 3.480

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Table 4-2 Corresponding equilibrium modulus 𝑬𝑬𝑬𝑬 at different regions

Region ① ② ③ ④ ⑤ ⑥ ⑦ ⑧

𝑬𝑬𝑬𝑬/MPa 0.357 0.442 0.546 0.490 0.461 0.503 0.491 0.450

Region ⑨ ⑩ ⑪ ⑫ ⑬

𝑬𝑬𝑬𝑬/MPa 0.600 0.832 0.0004 0.451 0.725

Table 4-3 Material properties implemented in the USER MATERIAL

Tissue

Fibrillar Moduli

/MPa

Non-fibrillar

Porous Matrix

Permeability

/(10-3mm4/Ns)

𝐸𝐸𝑥𝑥𝑓𝑓 𝐸𝐸𝑦𝑦

𝑓𝑓 𝐸𝐸𝑧𝑧𝑓𝑓 𝐸𝐸𝑚𝑚/MPa 𝑣𝑣𝑚𝑚 x y z

Femoral

Cartilage

3+2400𝜀𝜀𝑥𝑥

0.9+1200𝜀𝜀𝑦𝑦

0.9+1200𝜀𝜀𝑦𝑦

0.357~0.600 0.36

2

1

1 (region-dependent)

Tibial

Cartilage

2+1600𝜀𝜀𝑥𝑥

2+1600𝜀𝜀𝑦𝑦

2+1600𝜀𝜀𝑧𝑧

0.0004~0.832 0.36

2

1

1 (region-dependent)

Meniscus 28 5 5 0.5 0.36 2 1 1

Bone Rigid

Coefficient of friction between all sliding surfaces: 0.087

4.4 Geometry remeshing

After importing to ABAQUS CAE, smoothed surfaces of all the joint tissues were meshed

part by part. In this study, soft tissues were discretized with pure hexahedral elements on account

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of its relatively fast convergence, comparing with tetrahedral elements when contact interactions

and fluid pressurization were both considered (ABAQUS Documentation 2014).

To get the pure hexahedral meshes of soft tissues in ABAQUS, the solid was partitioned

into smaller structured and meshable pieces (Fig. 4-4) by the datum planes (Fig. 4-5). In general,

the shape of the small piece should be close to a cube. To ensure the entire mesh was uniform,

transitions between partitioned cubes were mild at edges (Fig. 4-5). The distortion of elements was

eased somehow because the meshes fit nicely with the actual geometry.

Structured, sweep and bottom-up meshing techniques were performed on the partitioned

cubes according to the local geometry.

a) b)

Figure 4-4 A typical structured piece in: a) shaded view; b) wireframe

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Figure 4-5 Lateral tibial cartilage partitioned by the datum planes

4.4.1 Femoral cartilage meshing

The femoral cartilage was meshed using 8-node brick elements with linear displacement

and constant pore pressure (C3D8P) (Fig. 4-6). Since the cartilage was too thin, only 3 layers of

elements were generated as illustrated. The total number of elements was 2295 with average aspect

ratio 1.76. None of the elements were distorted which means that they had an angle on quadrilateral

faces no greater than 135° or no less than 45°.

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Figure 4-6 FE meshing on femoral cartilages

4.4.2 Tibial cartilage meshing

Similar to femoral cartilages, tibial cartilages were meshed with C3D8P elements and also

have 3 layers of the thickness (Fig. 4-7). In total, the number of elements was 2757 with average

aspect ratio 2.17 and no distortion.

Figure 4-7 FE elements of tibial cartilages

4.4.3 Meniscus meshing

Since the menisci are wedge-shaped, the meshes were yielded along the peripheral

direction using C3D8P (Fig. 4-8). The number of the layers across the thickness was 4. In total,

the number of elements was 1808 with average aspect ratio 2.03. Only 2 elements were distorted

(~0.3%).

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Figure 4-8 FE meshing of menisci

4.4.4 Bones meshing

All the bony components were modeled as discrete rigid bodies in ABAQUS because they

are three orders of magnitude stiffer than the soft tissues. In this study, a 3-node 3D rigid triangular

facet element (R3D3) was selected for bone discretization (Fig. 4-9) and the numbers of elements

were 4248 and 5394 for femur and tibia, respectively.

a) b)

Figure 4-9 FE meshing of bones: a) Femur; b) Tibia

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4.4.5 Ligaments meshing

Four ligaments (ACL, PCL, MCL and LCL) were considered as fibril-reinforced solids in

the FE simulations, because they were in tension with little fluid pressure. Each one was meshed

with 8-node linear brick elements (C3D8) and in total, 735 elements were used without distortion.

The meshing of LCL is illustrated in Fig. 4-10 as an example.

Figure 4-10 FE meshes of LCL

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CHAPTER FIVE: Results

This chapter introduces the loading conditions such as boundary conditions, constraints,

and contact interactions. Finally, principal stress direction, reaction force, contact status and fluid

pressure were analyzed.

5.1 Load, boundary conditions and constraints

5.1.1 Loading and boundary conditions

A 0.2 mm of displacement was applied to the femur along the vertical axis with a rate of

10 µm/s, 50 µm/s, 100 µm/s, 1000 µm/s and 2000 µm/s, respectively. Tibia was completely fixed

in all six DOF during analysis.

5.1.2 Interactions and constraints

To address the contact problem, the implicit FE technique in ABAQUS/Standard was

utilized. The nonlinear node-to-surface contact discretization was applied on the contact surfaces.

The hard contact option was chosen for pressure-overclosure behavior and the linear penalty

method was used for the contact constraint enforcement. The friction coefficient was 0.087, an

average value in the normal range of friction of pig knees (Teeple et al. 2007). Here, six contact

pairs were considered with three on the medial compartment and the other three on the lateral

compartment: femoral cartilages- menisci, tibial cartilages-menisci and femoral cartilages-tibial

cartilages. For each contact pair, meniscus interface was always defined as the master surface and

cartilage interface as the slave on account of their different stiffness. With the node-to-surface

discretization method, the contact conditions are established such that each slave node on one side

of a contact interface effectively interacts with a point of projection on the master surface on the

opposite side of the contact interface. Thus, each contact condition involves a single slave node

and a group of nearby master nodes from which values are interpolated to the projection point. The

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slave nodes are constrained not to penetrate into the master surface; however, the nodes of the

master surface can, in principle, penetrate into the slave surface (ABAQUS Documentation 2014).

Table 5-1 Summary of five loading protocols with boundary and constraint conditions in

ABAQUS modelling

Compression rate 10 μm/s 50 μm/s 100 μm/s 1000 μm/s 2000 μm/s

Ramp displacement 𝑈𝑈3 = −0.2 mm (total knee compression)

Loading time 20 s 4 s 2 s 0.2 s 0.1 s

Relaxation time 1800 s

Boundary condition

1) Fixed the tibia 2) Fixed the horns of the menisci to tibia 3) Uniformly applied the displacement on the femur within

the total time

Interactions

1) Medial femoral cartilage and medial meniscus 2) Lateral femoral cartilage and lateral meniscus 3) Medial tibial cartilage and medial meniscus 4) Lateral tibial cartilage and lateral meniscus 5) Medial femoral cartilage and medial tibial cartilage 6) Lateral femoral cartilage and lateral tibial cartilage

Constraints 1) Articular cartilages tied on the bones 2) Attachments of the ligaments inserted to the bones

5.2 Numerical results

The numerical computation for contact analysis in the joint is extremely time-consuming.

The Lattice cluster (Compute Canada, WestGrid) was used to perform the large jobs. 19 tokens

were taken for a typical run on the platform of 24 CPUs and the wallclock time was about 1600 s

(~26 min). There were two effective measures to reduce the computational cost. First, nice meshes

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were achieved for contact pairs in order to avoid uneven penetration of master surface into slave

surface (Fig. 5-1), which would increase the difficulty of calculating. However, the master surface

shouldn’t be too coarse in case the program produced wrong results.

a)

b)

Figure 5-1 Schematic diagram of node penetration from the master surface into the slave

surface resulting from rough meshes (indicated by the arrow). Redrew using ABAQUS

Documentation 2014 as a reference

Second, the incremental time for each step was allocated efficiently. For example, at the

beginning, while the stable contact was establishing, the increment of time was confined within a

small limit. After a quarter of the running time, the time increment was gradually raised so that the

total iteration was significantly cut down.

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To assure contact convergence, the most challenging work was to eliminate the gap or

overclosure between contact areas. Here, two main arrangements were made: Interference Fit and

Slave Node/Surface Adjustment. As indicated in Fig. 5-2a, ABAQUS would try to reduce the

overclosure h between master and slave surfaces at the first analysis step if the Interference Fit

option was checked. In Slave Node/Surface Adjustment option, the tolerance a could be specified

so that the nodes on slave surface would be adjusted (Fig. 5-2b).

a)

b)

Figure 5-2 Operations to tight the contact surfaces: a) Interference Fit; b) Slave

Node/Surface Adjustment. Redrew using ABAQUS Documentation 2014 as a reference

Incorporated with the techniques mentioned above, the stress relaxation of the porcine knee

joint was simulated with small deformation modelling. Displacement, fluid pressure and stress

distribution were obtained. The following results are illustrated taking 100 μm/s as an example.

5.2.1 Contact status

Fig. 5-3 and Fig. 5-4 demonstrate the contact regions and statuses among contact pairs

before and after relaxation. ABAQUS assigns one of the three contact statuses to individual nodes

on the master and slave surfaces: Closed (Sticking) if any of the overlapping nodes are sticking;

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Closed (Slipping) if none of the overlapping nodes are sticking and one or more of the overlapping

nodes are slipping; Open if all of the overlapping nodes are open (ABAQUS Documentation 2014).

Therefore, green and red parts are the contact regions. Almost all of the interactive nodes present

to be slipping in compression at 2 s. However, most of the overlapping nodes are sticking at 1800

s after relaxation and just a few are still in slipping, which means the system has approached its

equilibrium.

a) b)

c) d)

Figure 5-3 Contact status at 2 s (right before relaxation) on: a) the bottom surfaces of femoral

cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom

surfaces of menisci. Interior view, lateral on the right (CSTATUS = contact status)

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a) b)

c) d)

Figure 5-4 Contact status at 1800 s (right after relaxation) on the: a) the bottom surfaces of

femoral cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d)

the bottom surfaces of menisci. Interior view, lateral on the right (CSTATUS = contact

status)

5.2.2 Fiber orientation and principal directions

Material orientation was plotted on the deformed model, as shown in Fig. 5-5. It can be

observed that the maximum principal stress is tensile stress with its direction in accord with the

fiber orientation (Fig. 5-6). For femoral cartilages, it obeys the split-line pattern specified in

Chapter 4; for menisci, the maximum principal stress is aligned circumferentially. No matter in

femoral cartilages or menisci, the maximum principal stress was larger on the medial side.

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a)

b)

Figure 5-5 Material orientation plotted on the deformed shape of the: a) femoral cartilages;

b) menisci. Interior view, lateral on the right (1-axis represents the fiber orientation)

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a)

b)

Figure 5-6 Maximum principal stress tensor plotted at 2 s in the: a) femoral cartilages; b)

menisci. Interior view, lateral on the right (Max. Principal = Maximum principal stress)

5.2.3 Reaction force

Fig. 5-7 shows the amplitude of reaction force on the tibial plateau at a typical rate of 100

μm/s. The reaction force reaches a maximum (25.9332 N) at 2 s and then goes down to equilibrium

(~900 s) during stress relaxation process.

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Figure 5-7 Reaction force of the tibia in the relaxation simulation

5.2.4 Fluid pressure

Fig. 5-8 plots the maximum fluid pressure for articular cartilages and menisci with respect

to time in the stress relaxation simulation. When the ramp displacement is gradually loading within

2 s, the fluid starts to get trapped in the tissues and causes pore pressure. After relaxation, the fluid

pressure is decreasing because the water-flow has ceased. In general, soft tissues need to take at

least 900 s (~15 mins) to come to the equilibrium and reach an asymptote.

-5

0

5

10

15

20

25

30

-100 100 300 500 700 900

Rea

ctio

n fo

rce/

N

Time/s

100 μm/s

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Figure 5-8 Maximum pore pressure in soft tissues as a function of time

Fig. 5-9 and Fig. 5-10 show the distribution of the fluid pressure in the articular cartilages,

which are represented by the output POR in ABAQUS. The maximum pore pressure on the contact

surfaces is 0.341 MPa for the femoral cartilages and 0.314 MPa for the tibial cartilages. In menisci,

maximum fluid pressures on the upper and lower surfaces are 0.266 and 0.208 MPa, respectively.

However, maximum pore pressure in the entire femoral cartilages reaches 0.602 MPa (0.314 MPa

of the whole tibial cartilage pieces). Similarly, pore pressure is much severer at the medial side in

the whole knee, which coincides with the changes of contact pressure in the joint. As time increases

to 1800 s, the fluid pressure decreases and gets more uniformly redistributed, whereas the soft

tissues are still pressurized by the trapped fluid and the medial components are under more pressure

than the lateral components (Fig. 5-10).

-0.1

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

-100 100 300 500 700 900

Max

imum

por

e pr

essu

re

Time/s

Femoral cartilage

Tibial cartilage

Menisci

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a) b)

c) d)

Figure 5-9 Pore pressure distribution at 2 s on: a) the bottom surfaces of femoral cartilages;

b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom surfaces

of menisci. Interior view, lateral on the right (POR = pore pressure)

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a) b)

c) d)

Figure 5-10 Pore pressure distribution at 1800 s on: a) the bottom surfaces of femoral

cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom

surfaces of menisci. Interior view, lateral on the right (POR = pore pressure)

5.2.5 Contact pressure

Fig. 5-11 and Fig. 5-12 show the contact pressure (normal stress) distribution in the

cartilages and menisci. For femoral cartilages, the maximum contact pressure is 0.091 MPa found

in the medial condyle. In tibial cartilages, the largest contact pressure is also on the medial side

with a value of 0.049 MPa. In menisci, consequently, the medial surfaces withstand more pressure

than the lateral ones. On the other hand, the pressure is more concentrated within the interaction

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between the femoral cartilages and menisci. Nevertheless, the contact pressures on the tibial

cartilages and the top surfaces of menisci are more uniformly distributed.

As time increases (Fig. 5-12), the maximum contact pressures on the tibial cartilages and

menisci increase to an equilibrium level (~0.04MPa). Pressures in the femoral cartilages decrease

to the same value. Also, pressure distribution on all the contact surfaces turns to be more uniform.

It is notable that the lateral condyles and menisci are more pressurized later comparing to the

beginning.

a) b)

c) d)

Figure 5-11 Contact pressure distribution at 2 s on: a) the bottom surfaces of femoral

cartilages; b) the top surfaces of tibial cartilages; c) the top surfaces of menisci; d) the bottom

surfaces of menisci. Interior view, lateral on the right (CPRESS = contact pressure)

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a) b)

c) d)

Figure 5-12 Contact pressure distribution at 1800 s on: a) the bottom surfaces of femoral

cartilages; b) the top surfaces of tibial cartilage; c) the top surfaces of menisci; d) the bottom

surfaces of menisci. Interior view, lateral on the right (CPRESS = contact pressure)

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CHAPTER SIX: Discussion, conclusion and future work

The objectives of this study were to develop a new combined CT-based and automated

indentation mapping method for porcine knee construction, and determine the joint mechanics

using ABAQUS subroutines. Displacement, reaction force, contact pressure and pore pressure

were obtained from the FE knee model.

6.1 Summary

In general, the thesis can be summarized as follows:

1) The geometry of each joint component was acquired and constructed separately. Femur

and tibia were scanned by a micro CT device and were reconstructed with MATLAB. For articular

cartilages, automated indentation mapping on a micromechanical tester was used to get the

thickness and compressive Young’s modulus. The thicknesses of menisci were obtained by needle

probe testing. The four main ligaments (ACL, PCL, LCL and MCL) were constructed in a narrow

and long hexahedral shape with their attachments on the bones precisely located. All the soft

tissues were then processed and exported as IGES format in Rhinoceros 3D or SolidWorks.

2) Bones and soft tissues were discretized with different FE elements and meshing

techniques in ABAQUS. Femur and tibia were considered as rigid shell parts and meshed with the

3-node 3D rigid triangular facets. 8-node hexahedrons with linear displacement and constant pore

pressure were used to discretize articular cartilages and menisci in three or four layers across the

thickness. The ligaments were meshed with 8-node linear brick elements.

3) Relaxation tests at five different loading rates were simulated with small deformation

theory. A ramp displacement was applied on the femur, the tibia was fixed in the six DOF. Tie

constraints and contact interactions were defined in ABAQUS to mimic the bone-cartilage

interfaces and the contact pairs between soft tissues. The fibril reinforcement and fluid

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pressurization were both considered with a UMAT subroutine developed previously by our

research group.

4) In the relaxation simulation, displacement of the femur, reaction force on the tibia,

contact pressure and pore pressure of articular cartilages and menisci were investigated. Once

verified, they may have significance in studying the contact mechanics of the human knee.

6.2 Comparison with experimental data

The FE modelling can be validated by mechanical testing under same conditions. Fresh

porcine knee joints with intact capsule were tested on MTS in an independent study. The two ends

of the joint were fixed and the angle between the femur and tibia was kept under natural conditions

during the testing (~40°). After preconditioning was performed, an 800 µm ramp compression was

applied on femur at 6 rates: 10, 50, 100, 500, 1000 and 2000 µm/s, respectively, followed by a 20

min relaxation period. The displacement and reaction force were monitored. The tests were

conducted by a member of our research group, Marcel Rodriguez. As a matter of convenience,

three rates (10, 100 and 1000 μm/s) were considered for comparison with model prediction. Also,

only the front compression section ranging from 0 to 200 μm was selected as compared with the

simulation. The reaction force versus compressive displacement curves at different rates in testing

and modelling groups are shown in Fig. 6-1. The maximum reaction forces on the tibia at the

displacement of 200 μm for all cases are shown in Table 6-1.

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69

Figure 6-1 Reaction force vs. compression at varied rates from experiment and simulation

Table 6-1 Maximum reaction force at the compressive displacement of 200 μm

Cases

Maximum reaction force/N

10 μm/s 100 μm/s 1000 μm/s

Mechanical testing 24.12 25.35 31.80

FE modelling 25.03 25.93 25.91

Fig. 6-1 and Table 6-1 indicate that the simulation results are within the range of the

experimental ones, but the FE modelling shows a weaker rate-dependency when the displacement

is relatively small. To a certain degree, the simulated reaction force agrees with the test data.

0

5

10

15

20

25

30

35

0 50 100 150 200

Rea

ctio

n fo

rce/

N

Compression/μm

10 μm/s (experiment)100 μm/s (experiment)1000 μm/s (experiment)10 μm/s (simulation)100 μm/s (simulation)1000 μm/s (simulation)

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6.3 Significance

Soft tissues are prevalently detected via MRI scanning and processed with Mimics

software, both of which are expensive. This study proposes a combined CT scan and automated

indentation mapping method to collect the tissue geometries of the porcine knee joint, which is

beneficial in saving time and cost. Joint tissues were reconstructed and smoothed with customer-

defined codes in MATLAB. The FE mesh was nicely generated in ABAQUS with manual partition

and adjustment.

The FE analysis shows the contact stresses in the porcine knee joint under compression,

which may have similarities with the mechanical behavior of human knee joint. With the validation

of the mechanical tests on the pig knee, the FE modelling can be used to better understand the joint

mechanics of the human knee.

Another group member, Baaba Sekyiwaa Otoo has made a progress on the determination

of the site-specific changes in the gene expression level for porcine stifle knee at compression. The

present study may help to explain the influence of the mechanical loading on cartilage metabolism

through the analysis of contact pressure and fluid flow.

6.4 Limitations and future directions

First of all, for geometry construction, thicknesses of menisci were roughly obtained with

a needle probe and the accuracy may not be satisfactory. In future, the automated mapping

approach (Chapter 3) or MTS can be applied to meniscus thickness measurement. Menisci sample

along with tibia and tibial cartilages can be fixed in the chamber together. As the indenter or the

needle penetrates into the tissue, the vertical displacement can be detected for thickness

reconstruction thereafter.

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71

In the present research, viscoelasticity in the knee was investigated using small deformation

theory. The current model can be further improved by applying large deformation theory. On the

other hand, the loading protocol utilized here was a preliminary study for the real physiological

condition, which is more realistic.

Moreover, the effect of meniscectomy in the pig knee joint may be explored using the

current FE model. Thus, the mechanical responses of intact and meniscectomized joints can be

determined, the results of which could be further used to compare with test data obtained from our

group.

In conclusion, FE relaxation analysis on porcine knee joint demonstrates that the reaction

force is consistent with mechanical tests. As joint mechanics of human knee may have similarities

with pig knee, the present study supports the fact that FE modeling of human knees may serve as

an effective methodology for the prediction of mechanical testing results.

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72

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