Gordon Thompson Financial Disclosure Report for 2009

8/3/2019 Gordon Thompson Financial Disclosure Report for 2009

1/8

l ,~ol0 FINANCIAL D ISC LO SU R E R EP O R T R e p o r t R e q u i r e d b ) , th e E t h i c sin Government Act ofl978R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ( 5 u . S . C . ,, p p . . ~ l O l - i i ~ )I. Person R eporting I.l~t name. first, middle initial) 2. Cotlrt or Organization 3. Date of ReportThompson, Gordon United States District Court 04/23/2010

4. Title (Arlicle I11 judges indicate active or senior stalus; 5a. Report Type (check appropriate Wpe) 6. Reporting Periodmagistrate judges indicate full- or part-time) [] Nomination, I~ate 01101/2009Senior Judge [] I:fitial [] A ...... I [] Final to12/3112009

5b. [] Amended Report7. Chambers or Office A ddress ! 8. On the basis of the information contained in this Report and anymodificat ions pertaining thereto, i t is , in my opinion, in complianceUnited States District Court with applicable laws and regulations.940 Front SlreetSan Diego, Ca 92101 Itevie~ing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be Jbllosed. Complete all parts,checking the NONE box for each part where ),ou have no reportable information. Sign on last page.

I . P O S I T I O N S . ( u , m , , i , ~ individual only; seepp. 9-13 of filing i ....... ion,.)NONE ( No reportable positions.)

POSITION NAME OF ORGANIZATION~NTITYI.2.

3.

5.

! 1 . A G R E E M E N T S . (Reporting individuM only; see pp. 11-16 offiling i ....... i o n . * . )N O N E (No reportable agreements.)

~ P A R T I E S A N D T E R M S

2.


2/8

Name of Person Reporting D*te of ReportP a g e F I N A N C I A L 2 o f 8 D I S C L O S U R E R E P O R T T h o m p . .. . G o r d o n 0 4 / 2 3 / 2 0 1 0

I I l . N O N - I N V E S T M E N T I N C O M E . R,por , i ,X i,~i, , id , al~,d,po,~; ~o pp. ~7-:~ 4pli,o~ ~ . . . . .. l~o~.SA. Fliers Non-Investment Income

N O N E (No reportable non-investment income.)D AT E S O UR C E A N D T Y P E I NC O M E(yours , not spouses)

I.

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - ~ l ~ , o u were married during any portion of the reporting ),ear, complete this section.(Dollar amount not required excep~ for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

IV. REIM BURS EM ENTS -, ,o, ,oo,to,o,. ~.~gi,g. yoo~. ....... i,,,.,~

N O N E (No reportable reimbursemenls.)~ DATE~ L O C AT I O N PURPOSE Iq E M~ PA ID O R P~Q V I1 )E D

1.2.

3.4.

5.


3/8

FI N A N C I A L D I SC LOS U R E R EPOR T Nam, ofPerson Reporti, ,g DateofReportPage 3 of 8 T h o m p s o n , G o r d o n 0 4 / 2 3 / 2 0 1 0

V . G I F T S . (Includes tho.~e to ~pou~e and dep ,ndent d, i ldren; seepp. 25-31 of fil ing instructions.)[] N O N E (No repo r tab le g~f is.)

SOkJRCE DESCRIPTION V A L U EI.

2.

3.

4.

5.

V I . L I A B I L I T I E S . ( t , c t ~ a , s th o , , o f w o , , e a . d d e p e n d e n t children: see p p . t ! - J J of filing instructions,)N O N E (No repor tab le l ia b i l i ties .)

CREDITOR DESCRIPTION V AL U E C O D E1.2.

3.

4.

5.


4/8

Name of Person Reporting Date of ReportFIN AN CIALpage 4 of 8 DISCLOSURE REPORT T h o m p s o n , G o r d o n 0 4 / 2 3 , ~ 2 0 1 0

VII. INVESTMENTS and TRUSTS - i ........ ,,~ ..........io,, (Include., those of sp ......d deptnd ....hildren; s ee pp. 34-60 of filing ~ . . . .. . ions.)~ N O N E ( , ~ % reportable income, assets, or transactions.)~.... A. ] B. ~ ........... C. -[ D.

Dc~fption of Assels : Income during Gross value a[ end Tmnmctions during reining ~n~(.including t~st asscls) reporting peri~ of reporting period

Place "(X)" after c~h as~t Amount Type (c .g, Value Valac T)~ (c.g, j Dale Value [ Gain Identity ofexempt from prior disclosure Code I div.. rent, C~e 2 Method buy. sell, ~m~d$yy Code 2 Code ! ] buyer/seller: (A-H) ~int.) U-P) C~e 3 redemption) U-P) (A-II) ( "pr rate:i (Q-W) i Iransaction)

1. Citibauk A Interest L T

2. Citibank A Inlcrcst J T3. Amer Intl Group Inc Corn Stock A Div idend Sold 06/18/09 J

4. AT&T lnc A Dividend J T

5. BP PLC Spons ADR. A Dividend J T

6. Bank of A merica Corp A Dividend Sold 0 6 / 1 8 . / 0 9 J7. Bristol Myers Squibb Co A Dividend J T8. Colgate Palmolive Co Com. Stock A Dividend J T9. General Electric Co A Dividend Sold 0 6 / 1 8 1 0 9 J

1 0 . Johnson & Johnson Com. Stock A Dividend J TI 1 . Kinder Morgan E nergy Prtnrs t.P A Dividend J T12. Nike Inc A Dividend J T1 3 . Qualcomm lnc Corn Stock A Dividend J T1 4 . S m i th B a r n e y I R A A I n t e r e s t J T

15. Smith Barney IRA A Interest J T

1 6 . HWI Industries, Inc. None J T1 7 . Franklin FundTax Free B Dividend K T

(See Columns CI an d D3) N =1250,~1 - $500,~0 O =$5~ ,~1 - $1,000.000 Pl ~$1,~0,~1

(See Cclum~ C21 U =B~k Value V =Ofl~ W =Estimated


5/8

F I N A N C I A L D IS C LO S UR E R E P O R T N .... fP ..... R , p o r t i n g D a t e o f R e p o r ,Page 5 of 8 Thompson, Gordon 04/23/2010VI I . I N V ES TM EN TS a nd TR U S TS -~ N O N E ~ro reportable income~ assets, or transactions.)..... .~ ~ " ~ ~. c. ,i D .D e ~ r i p t i o n o f ASselS ~ I n c o m e d u r in g i Gross va ue at end ~ T~n~c tio~ d~ring re~ing peri~( i n c l u d in g t ~ s t a s s e t s ) [ r c p o ~ i ~ g p e r i o d : of re~aing period/~P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m ou n t Ty~ (e.g.. Value Value T ~ p e ( e g . . I Date I Value G a i n l d c n f i l y o f

[ C~e 2 M e , h o d b u y , s e l l . ~m~td&~ Code 2 C~e I buyer!~llere x e m p t f r o m p r i o r d i ~ lo s u r c ] C~e I d i v . , r e i n , i" ( A - t t) o r i n t . } : ( J . P ) C o d e 3 ~ r e d e m p t io n ) ~ ~ ( J - P ) ( A - I t ) (ifpfvale; 1( Q - W ) t r a n s a c t i o n )1 8 . Smith Barney Money Markel C Dividend M TFN AWashington Mutual Fund1 9 . Brokerage Account #1 A Dividend J T

2 0 . -looreal Ord-Eur A Dividend J T21. -Alnylam Pharmaceuticals Inc None J T B uy :05/22/09 J2 2 . -Apple None J T

23. +Citigroup A Dividend J T

2 4 . -Costco Wholesale Corp A Dividend J T2 5 . -Elan Corp ADR None

2 6 . -Ford blotor Co None J T B uy 08/20/09 J

2 7 . -Harley-Davidson Inc A Dividend J T28. -Jack in the B ox N one J T2 9 . -Eli Lilly & Co A Dividend J T3 0 . -Martha Stewart Living None J T3 1 . -Medtronic A Dividend J T3 2 . -Microsoft A Diddend J T33. -Nike A Dividend J T3 4 . -Oracle None J T


6/8

FI N A N C I A L D I S C LOS U R E R EPOR T s .... fe ..... R e p o r , i ~ g [ D , , , o f a e p o .Page 6 of 8 Thompson. nortonIN O N E (No reportab& income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross ~aluc at end T~sactions during repoaing ~riod

(includingt~st assets) ~_ reposing period of repoSing periodi (I) (2) {1)~] (2) (I) ~ (2) [ (3) (4) i (5 ) ~

Place "(X)" after each asset Amount I T yp (c g., Valu e Valu e Type (c g . , Dat~ [ Value Gain [ Idcnmy of ~exempt from prior d~sdosur Cod~ I div.. rent, Co~e 2 Mlhod buy, sell, ~ m~"d~/yv ~ C~ 2 Cod I : buycr/sllcr ~{A-H) or it~t.) ~ (J-P) ~ Code 3 redemption) (J-P} (A -H ) {if priv ate

~ ] (Q-~Q t~nsaction)

3 5 . -Qualcomm Inc A Dividend J T36 . - R e v l o n N o n e J T3 7 . -Starbucks None J T3 8 . -Sysco A Dividend J T3 9 . -Target A Dividend J T40 -Toyota Motor Corp A Dividend J T41. -Waste Mgmt Inc DEL A Dividend 3 T

42. -Yahoo N one J T4 3 . Western Assets-Money Market Fund A Dividend Redeemed 12/10/09 L A44. San Diego County. Credit Union A Interest M T45. Bank Deposit Program A Interest K T

(See Colum~ El and D3) N


7/8

FI N A N C I A L D I S C LOS U R E R EPOR TPage 7 of 8 " r h o , n p , o ., G o r d o n 0 4 / 2 3 1 2 0 1 0

VIII . ADDITIONAL INFORM ATION OR EXPLAN ATIONS.Nu mber 47, Smith Barney!Citibank Savings is now Bank Deposit Program


8/8

F I N A N C IA L D I SC L O SU R E R E P O R T N . . . .. f P . . . .. R o p o . i ~ ~ , , ~ o r R e p o r tPage 8 of 8 T h o m p ....G o r d o n 0 4 / 2 3 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spou se and minor or dependenl ch ildren, if any) isaccurate, true, and co mplete to Ihe best of my know ledge and belief, and that any information not reported ",,,as withheld because it met applicable statutoryprovision5 permitting non-disclosure.I fur{ht~r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

S i g n o r

NOTE : ANY INDIVIDUAL WtlO KNOW INGLY AND W ILFULLY FALSIFIES OR FA LLS TO FILE THIS REPORT MAY B E SUBJE CT TO CIVILAN D CRIMINAL SAN CTIONS (5 U.S.C. app. 104)

F I L ~ qG I N S T R U C T I O N SMail signed original and 3 additional copies lo:

Com mittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Columbus Circ le, N.E .Washington, D.C. 20544

Documents

Gordon Thompson Financial Disclosure Report for 2009