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Governance, Risk, and ComplianceBill Greene

Senior Industry Director

Risk Efficiency

Corporate PerformanceCorporate Performance

Enable organizations to operate a risk ‘aware’ business

with confidence and integrity through the active and integrated management of governance, risk, and

compliance activities.

Oracle Governance Risk and ComplianceOur Mission

Proactive

Contextual

Integrated

Proactive

Contextual

Integrated

Financial ServicesFinancial Services

Finance Risk

Delivering Integrated Best in Breed Industry Specific

Solutions that are Adaptable to A Dynamic Environment

RAPM

FS EPM

Oracle Governance, Risk and Compliance

Footprint

GRC Application Controls

TransactionMonitoring

SOD & Access

Application Configuration

AML/Fraud Broker/TraderCompliance

Risk MgmtBasel II

Financial Services GRC

GRC Process Management

AuditManagement Assessment

Custom or Legacy Applications

GRC Infrastructure

Systems/Data Governance

Data Security

Identity Mgmt

Records & Content Mgmt

Issue & Remediation

Event & Loss Mgmt

Reporting KRI & AlertsDashboards

GRC Reporting & Analytics

Delivering a Comprehensive

Platform for Governance, Risk, and Compliance

Management

Governance Risk and ComplianceFinancial Services Enterprise

Performance Management

Enterprise Performance Management

Customer Insight

Customer Insight

Governance Risk &

Compliance

Governance Risk &

Compliance

Enterprise Risk

Management

Enterprise Risk

Management

Financial Services

Data Model

Financial Services

Data Model

Complex Event Processing• Event Aggregation• Event Correlation• Rules Processing• Profiling

Complex Event Processing• Event Aggregation• Event Correlation• Rules Processing• Profiling

Alert Correlation Engine• Subject Association• Prioritization• Assignment• Promotion to Case

Alert Correlation Engine• Subject Association• Prioritization• Assignment• Promotion to Case

Information Management• Alert Analysis & Research• Case Creation• Configurable Case Workflows• Case Relationship Management• Document Generation and Document Management• Email Generation and Feedback

Information Management• Alert Analysis & Research• Case Creation• Configurable Case Workflows• Case Relationship Management• Document Generation and Document Management• Email Generation and Feedback

Behavior Detection• Rule Patterns• Profiling• Sequence Matching• Link Analysis• Text Mining

Behavior Detection• Rule Patterns• Profiling• Sequence Matching• Link Analysis• Text Mining

RE

AL

-TIM

ER

EA

L-T

IME

BA

TC

HB

AT

CH

Standard WebServices• Post Alert• Post Action

Standard WebServices• Post Alert• Post Action

ExternalAlert

Submissions

ExternalAlert

Submissions

ActionsActions

EventSubmissions

EventSubmissions Standard Adapters

• Queues• Web Services

Standard Adapters• Queues• Web Services

Data InterfaceSpecificationData InterfaceSpecificationData File

SubmissionsData File

Submissions

Oracle Real Time Decisioning• Alert Resolution Advice• Self Learning • Improve Analyst Productivity

Oracle Real Time Decisioning• Alert Resolution Advice• Self Learning • Improve Analyst Productivity

Oracle Adaptive Access Mgmt• Access Fraud (External and

Internal)• Card Not Present Fraud• Click-Through Fraud

Oracle Adaptive Access Mgmt• Access Fraud (External and

Internal)• Card Not Present Fraud• Click-Through Fraud

Emerging Regulatory Drivers & SolutionBringing Together Oracle Solutions

Real Time Fraud Detection