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Groundwater-Dependent Wetlands in the UK and Ireland: Controls, Functioning and Assessing the Likelihood of Damage from Human Activities Stefan Krause & A. Louise Heathwaite & Felicity Miller & Paul Hulme & Andrew Crowe Received: 24 July 2006 / Accepted: 14 May 2007 / Published online: 28 June 2007 # Springer Science + Business Media B.V. 2007 Abstract Under the Water Framework Directive (WFD) the requirement for good groundwater statusis dependent upon there being no significant damageto groundwa- ter-dependent terrestrial ecosystems, i.e. groundwater-dependent wetlands. An ecohydro- geological framework was developed to assess the risk of significant damage for groundwater-dependent terrestrial ecosystems in the UK and the Republic of Ireland. The framework will be used by the competent authorities implementing the WFD as a decision support system to apply the WFD guidelines on a local to regional basis. The framework considers the variety of groundwater controls and pathways of different wetland types and allows a specific assessment to be made of the vulnerability of different wetland types to groundwater related risks. Seven distinct wetland types were identified and the potential pressures were evaluated. A GIS framework was developed in order to analyse the spatial coincidence of potential risks to each wetland type. The framework was tested for a trial dataset of 10 groundwater controlled wetland ecosystems in England and Wales in order to evaluate their current risk of damage. Keywords Wetlands . Groundwater . Risk . Vulnerability . Eco-hydrology . Water framework directive Water Resour Manage (2007) 21:20152025 DOI 10.1007/s11269-007-9192-x S. Krause (*) : A. L. Heathwaite : A. Crowe Centre for Sustainable Water Management, Lancaster Environment Centre, Lancaster University, Lancaster LA1 4YQ, UK e-mail: [email protected] F. Miller : P. Hulme Environmental Agency, Eco-systems Science, Olton Court, 10 Warwick Road, Olton, Solihull B92 7HX, UK

Groundwater-Dependent Wetlands in the UK and Ireland: Controls, Functioning and Assessing the Likelihood of Damage from Human Activities

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  • Groundwater-Dependent Wetlands in the UKand Ireland: Controls, Functioning and Assessingthe Likelihood of Damage from Human Activities

    Stefan Krause & A. Louise Heathwaite & Felicity Miller &Paul Hulme & Andrew Crowe

    Received: 24 July 2006 /Accepted: 14 May 2007 / Published online: 28 June 2007# Springer Science + Business Media B.V. 2007

    Abstract Under the Water Framework Directive (WFD) the requirement for goodgroundwater status is dependent upon there being no significant damage to groundwa-ter-dependent terrestrial ecosystems, i.e. groundwater-dependent wetlands. An ecohydro-geological framework was developed to assess the risk of significant damage forgroundwater-dependent terrestrial ecosystems in the UK and the Republic of Ireland. Theframework will be used by the competent authorities implementing the WFD as a decisionsupport system to apply the WFD guidelines on a local to regional basis. The frameworkconsiders the variety of groundwater controls and pathways of different wetland types andallows a specific assessment to be made of the vulnerability of different wetland types togroundwater related risks. Seven distinct wetland types were identified and the potentialpressures were evaluated. A GIS framework was developed in order to analyse the spatialcoincidence of potential risks to each wetland type. The framework was tested for a trialdataset of 10 groundwater controlled wetland ecosystems in England and Wales in order toevaluate their current risk of damage.

    Keywords Wetlands . Groundwater . Risk . Vulnerability . Eco-hydrology .

    Water framework directive

    Water Resour Manage (2007) 21:20152025DOI 10.1007/s11269-007-9192-x

    S. Krause (*) : A. L. Heathwaite :A. CroweCentre for Sustainable Water Management, Lancaster Environment Centre, Lancaster University,Lancaster LA1 4YQ, UKe-mail: [email protected]

    F. Miller : P. HulmeEnvironmental Agency, Eco-systems Science, Olton Court, 10 Warwick Road, Olton,Solihull B92 7HX, UK

  • 1 Introduction

    1.1 The Water Framework Directive

    The Water Frame Work Directive (WFD; EU Directive 2000/60/EC) represents a paradigmshift in policy for the regulation of water. The WFD takes a holistic approach to theassessment of water bodies (Carter and Howe 2006), which involves the attainment andmaintenance of good status through a programme of measures. The status of a water bodyunder the WFD is defined by both chemical and ecological measures. This represents amove away from defining water quality based on critical thresholds. The directive alsobrings together the management of coastal, surface and ground waters into one framework,leading to the requirement to manage the landscape as one interconnected unit on the RiverBasin Scale. This change in both definition of status and the geographic management unithas led to a significant change in the requirements for monitoring and assessment (Allan et al.2006; Moss 2004). Both ecological and chemical measures must now be considered asinterdependent functions, leading to organizations that once had quite separate rolescooperating in the regulatory process (Moss 2004).

    One of the major hurdles to be overcome in the implementation of the WFD is in the useof current data for assessment of status. Organisations have collected data to be used for aspecific purpose under a specific directive or policy (SEPA 2002). When the WFD isimplemented this data then forms the basis on which the assessment of status is made. Theproblem in using the data for this assessment is that the original purpose for which the datais collected may not be closely associated with its use in terms of the WFD (Dworak et al.2005). For example measures for monitoring groundwater abstraction, which were collectedto allow regulation of water supplies for human consumption, may now be used to assessthe impacts of abstraction on ecosystems.

    1.2 Groundwater-Dependent Terrestrial Ecosystems

    TheWFD specifies the assessment of damage to groundwater-dependent terrestrial ecosystems(GWDTEs) as a component of the assessment of groundwater status. If the assessment of aGWDTE results in the site being recorded as damaged then the groundwater body with which itis associated becomes of poor status. GWDTEs represent a substantial fraction of the wetlandswithin the UK and Ireland. Similar to other aquatic ecosystems, they are under multiplepressures due to intensive agricultural land use and land management practices, waterabstraction, pollution from industry and waste from households. As a result, many GWDTEsare damaged and no longer offer full ecohydrological functions or ecosystem services(Heathwaite et al. 2005; Hayashi and Rosenberry 2002; Hughes and Heathwaite 1995).

    This paper reports on the development of an ecohydrogeological framework to assess thesite specific risks of significant damage for GWDTEs in order to meet the targets of theWFD. The objective is to use the framework to evaluate the degree of risk of damage forgroundwater controlled wetland sites in order to focus actions and measures on the mostimportant sites. In subsequent sections the term wetlands can be considered synonymouswith groundwater-dependent terrestrial ecosystems.

    The framework presented in this paper takes into account related approaches of other EUcountries which are using similar strategies for the determination of groundwater status.This has been guided by the IMPRESS working group report and the adoption of thedriver-pressure-state-impact-response (DPSIR) framework (European Communities 2003).Most countries in the EU are using a combination of pressure-vulnerability assessments

    2016 S. Krause, et al.

  • coupled with monitoring data, while the Netherlands has implemented a modelling basedapproach to identifying potential site status (European Communities 2005)

    2 Methods

    2.1 Ecohydrogeological Framework

    The WFD requires an integrated assessment of the status of groundwaters. The inclusion ofboth chemical and ecological status requires a new framework that incorporates ecological,hydrological and hydrogeological measures. The framework presented in this paper is basedon the concept that the damage to a GWDTE is the result of pressures influencing one ormore wetland processes that control the dynamics and functions of the wetland as well asthe wetland characteristics (hydrological, ecological, chemical). The vulnerability of awetland is characterised by its potential for damage which is dependent upon the pressure itis exposed to and how this pressure affects the wetland functions. The ecohydrogeologicalapproach presented here is based on the assessment of risks for different types ofgroundwater influenced wetlands. The first step differentiates between wetland types basedon controlling processes and characteristics. The second step comprises the framework forthe assessment for potential and actual risks of damage.

    3 Data Availability

    The characterisation of the different parameters within the risk assessment approach relieson the currently available data. A first trial of the risk assessment framework was carriedout for ten wetlands in England and Wales as the data availability is best for these countries.The following data were available for use in the framework:

    & Information for ca 900 wetland site locations, including geographic boundaries [Environ-mental Agency (EA), English Nature (EN) and the Country Council for Wales (CCW)].

    & Information about the hydrological, geomorphological and ecological characteristicsderived from geological data [drift permeability, thickness, aquifer depth, digitalelevation data (DEM), and ecological information; National Vegetation Classification(NVC) communities; British Geological Survey (BGS), EA].

    & Information on pressures to groundwaters for point source pollution, phosphate, nitrateand abstraction (Environmental Agency).

    & Information on recent damage to wetland sites of special scientific interest (SSSI)(English Nature http://www.natureonthemap.org.uk); Countryside Council for Wales).

    This data was placed in a GIS framework in order to perform spatial analysis of the data forthe risk assessment. The implementation of the ecohydrogeological framework is based on theevaluation of the specific vulnerability of a wetland site to particular pressures, followed by atest to determine if these vulnerabilities are coincident with known or suspected groundwater-related pressures. The framework comprises four main steps (Fig. 1) to assess the likely risk ofdamage for groundwater-dependent wetland sites. The steps are explained in detail below:

    Step 1 Wetland classification and assignment of specific wetland sites to wetland typesA classification scheme based on wetland processes was developed that leads to a

    differentiation of wetland types according to their unique geomorphic and hydrodynamic

    Groundwater-dependent wetlands in the UK and Ireland 2017

  • settings and takes into account their biological and hydrochemical status (Sniffer 2006).The characterisation of the wetland types is based on an adaption of the WETMECSclassification for wetlands (Wheeler and Shaw 2000).

    Seven distinct wetland types have been defined which can be summarised in three mainclasses (Fig. 2):

    A. Seepage slope wetlands, with the sub types:artesian + strong spring flows (A1)diffuse and permanent seepage slope (A2)intermittent and shallow subsurface seepage slope (A3)

    B. Seepage basin wetlands, with the sub types:fluctuating seepage basins (B1)seepage and summer dry percolation basins (B2)

    C. Valley bottom wetlands, with the sub types:small floodplain valley fens (C1)wet valley bottoms (C2)

    This classification allows to assign wetland locations to distinct wetland types, takinginto account the currently available data described above. However, given better dataavailability and quality as well as more detailed information in future, the classification canbe easily adapted to become more sophisticated and detailed such as in the originalWETMEC classification for instance.

    Within the first step of the framework, any pre-existing classifications and associateddata for the wetlands under investigation are assessed in order to examine whether they

    Fig. 1 The framework approach for a risk assessment of groundwater influenced wetlands

    2018 S. Krause, et al.

  • have the appropriate supporting data for use in the framework (Fig. 1).If, for a particularwetland site, the available data is of sufficient quality to justify the classification, thewetland sites can be directly assigned to a wetland class (Fig. 1).

    For those cases where the quality of the available supporting data is not sufficiently high,a matrix of wetland type vs key ecohydrogeological control (Table 1) can be applied to helpdetermine the wetland type classification for a particular site. The matrix shown in Table 1lists the ecological, chemical, hydrodynamic and geomorphic characteristics for the threemain wetland classes. Comparing these characteristics to those of a particular wetlandshould lead to the appropriate classification for that wetland.

    Fig 2 The wetland classification scheme including seven distinctive types of groundwater controlledwetlands

    Groundwater-dependent wetlands in the UK and Ireland 2019

  • In some cases the available information may not be sufficient to apply this matrix. Thereare two further possibilities in the framework for providing the required information toallow sites to be assigned to a particular wetland type:

    a. incorporation of local expert knowledge where it is available for example in thedescription of a wetland site (e.g. for SSSI status) or in conservation reports

    b. a generic GIS derived classification filter based on the hydro-geomorphic (HGM)approach (Brinson et al. 1995, Clairain 2002). Such approach requires topograph-ical, hydrological and geohydrological information, soil type and vegetation data.A preliminary test was performed for a small number of trial locations whichindicated that the HGM approach is viable, however further development isrequired at this stage.

    In some cases, such as sites of greater spatial extent and heterogeneous characteristics, itmay become necessary to separate the wetlands present within the site and assign a type toeach wetland.

    Step 2 Analysis of the wetland vulnerabilityA list of groundwater pressures that affect wetlands was identified (Sniffer 2006). This

    list contains qualitative (abstraction and drainage), quantitative (point source and diffusivepollution of nitrate and phosphorus) and aesthetical pressures (dereliction).

    Each wetland type was then compared to the list of pressures to determine whichpressures have the potential to specifically affect that wetland type. This resulted in a matrix(Sniffer 2006) which can then be applied in the second step of the framework to determinethe pressures which may affect wetlands at a specific site. At this time the matrix onlyprovides a qualitative indication of the vulnerability of the wetland types. Further researchis required to rank the sensitivities of the wetland types to a particular pressure.

    Table 1 Characteristics and settings of the different wetland types

    Seepage slopewetlands (A)

    Seepage basinwetlands (B)

    Valley bottomwetlands (C)

    Hydrochemical and ecological settingAlkalinity Base richbase poor base richsub neutral

    base poorbase richsub neutral

    Fertility Eutrophicoligotrophic Eutrophicmesotrophic/eutrophicoligotrophic

    Eutrophicmesotrophic/eutrophichypertrophic

    Water source Groundwater soligenous Groundwater topogenous Groundwater + surfacerunoff topogenous

    Hydrostatic settingFlushing High Lowmoderate NolowStanding Nolow High HighPressure head driven Lowmoderate Lowmoderate NomoderateGeomorphic settingValley head High Lowmoderate ModerateBasin valley head Moderate Moderatehigh ModerateHill slope High No NoFlood plain Lowmoderate Nomoderate ModerateCoastal plain Low Nomoderate No

    2020 S. Krause, et al.

  • Step 3 Assessment of the potential riskHaving established the wetland vulnerability in the previous step of the framework, the

    next step is to evaluate spatial coincidence of a particular site with the pressures to which itis vulnerable.

    In a first step in a GIS framework the BGS data of drift permeability are analysed andintersected with the wetland geometries in order to assess the connectivity between wetlandand pressure/risk. In a second step the maps of the identified pressures (e.g. WFD risk mapsfor N and P pollution, abstraction) are intersected with the wetland locations. This producesa preliminary index of risk of damage due to groundwater pressures which can be used toprioritise sites for investigation. If a site is characterised as being at potential risk (due to theprior intersection) but the drift data show that the aquifer is only very poorly connected thepotential risk is finally evaluated to be low.

    Particularly large wetlands are usually already subdivided into a number of smallerwetlands in the English Nature SSSI database. However, while intersection in the GISframework it may occur that wetland area and the extend of the pressure only partiallyoverlay. In such cases the entire wetland is characterised as being at potential risk.

    Step 4 Current state of damage - final risk assessmentFollowing from the analysis of potential risk of damage, a check is made as to whether

    damage is already been recorded for the wetland site and how the recorded damage can becategorised. Finally, a combination of the potential risk of damage (step 3) with the list ofrecorded damages produces the final rankings for prioritising actions for each wetland site.

    Four risk classes will be assigned in accordance with the surface water risk framework:

    & at riskthe site is significantly damaged and is of a type that is vulnerable togroundwater pressures within that zone

    & probably at riskthe wetland is not perceived to be significantly damaged but is ofa type that is vulnerable to the groundwater pressures in that zone

    & probably not at riskthe site is perceived to be significantly damaged but is of atype not vulnerable to the groundwater pressures in that zone (so it can be assumedthat the damage is not caused by the groundwater related pressures)

    & not at riskthe sites is not perceived to be significantly damaged and is notvulnerable to the groundwater pressures within the zone.

    All sites within the not at risk class are treated as low priority and do not need not to beconsidered for any measures under current circumstances. However, they remain on the listin case new data becomes available on which they can be reassessed. For the sitescharacterised as at risk or probably at risk, a programme of measures for remediation orprotection needs to be defined by the appropriate regulatory bodies. For sites characterisedas probably not at risk, additional investigation, site visits and the collection of furtherinformation may be considered.

    4 Results and Discussion

    For a first cycle of site assessments the approach has been tested for 10 trial sites (Fig. 2)within East Anglia, Southern England and Wales (Table 2). The trial wetland sites arechosen from the list of SSSI designated groundwater controlled wetland sites and representsthe broad range of wetland types found within England and Wales. The trial framework was

    Groundwater-dependent wetlands in the UK and Ireland 2021

  • applied using data on pressures resulting from diffuse and point source nutrient pollutionand groundwater abstraction as described in the methods section.

    Within step 1 of the framework, the wetland type classification step, the geometries ofthe investigated wetlands were extracted from the SSSI database. A majority of the sitescontained a number of separate wetlands often of differing wetland type. This required thesites to be subdivided so that each wetland type within the site could be assessed.

    The assessment of the vulnerability and subsequently of the potential risk is shown inTable 2. If a site is assessed to be at high potential risk of damage (Upton Broad &Marshes) this site is very vulnerable to all of the pressures which are spatially coincident atthe site. Being classified as low potential risk (Cors Barfog) suggests that the site is notvulnerable to the pressures occuring at that site. Only two of the sites are are considered tobe under high potential risk, six sites are designated to be under moderate potential risk andtwo of sites are designated as low potential risk.

    The information about the observed damage for the sites, derived from the SSSI sitereports, indicates an only slightly different scenario:

    & The two sites designated to be low potential risk do not show significant damage.& Four of the sites designated to be at moderate potential risk are recorded as being

    significantly damaged, one is recorded with a level of damage which is not consideredsignificant and one is currently considered to not be damaged.

    & Two sites, Upton Broad & Marshes and The Moors, Bishops Waltham, which are bothdesignated as high potential risk, are currently considered to not be damaged or minorlydamaged only.

    The occurrence of wetland sites that are designated by the framework to be at moderateor high potential risk with minor or no damage could be explained by the fact that theexisting pressures which constitute the risk have not yet resulted in noticeable damage or insome cases may indicate the presence of successful local measures which have released thesite from that pressure.

    In order to better explain the framework procedure in the following the execution of theparticular framework steps are presented for the example of the Baddesley Commonwetlands in South England (Fig. 3).

    According to the English Nature SSSI characterisation Baldesley Common issubdivided into 3 singular wetlands which could in framework step 1 be assigned towetland type C2 Wet valley bottom wetlands.

    Table 2 Results of a test run of the risk assessment approach for ten sites in England and Wales

    SSSI ID Site name Region Potential risk Current conditions RISK

    735 Upton broad and marshes Anglian High Not damaged Probably at risk126 Bure broads and marshes Anglian Moderate Damaged At risk5 Alderfen broad Anglian Moderate Minor damage Probably at risk430 LudhamPotter Heigham marshes Anglian Moderate Not damaged Probably at risk695 The Moors, Bishops Waltham Southern High Minor damage Probably at risk655 Stockbridge common marsh Southern Moderate Damaged At risk565 River Itchen Southern Moderate Damaged At risk25 Baddesley common Southern Moderate Damaged At risk432 Lye Heath marsh Southern Low Not damaged Not at risk732 Cors Barfog Wales Low Not damaged Not at risk

    2022 S. Krause, et al.

  • The application of the wetland type vs. pressure matrix (Sniffer 2006) in step twoindicates that the wetlands of Baldesley Common are vulnerable to diffusive and pointsource pollution in particular, not so much to abstraction and drainage.

    Subsequently the shape files for the wetland geometries are intersected with the WFDrisk maps for diffusive and point sources Nitrate and Phosphate pollution and theconnectivity between aquifer and pressure is checked by the drift characteristics based onBGS geological data. As a result it was found that the Baldesley Common wetlands arevery well connected to the groundwater and coincide with moderate risks of Nitrate andPhosphate pollution according to the WFD risk maps. Hence, they are evaluated as to be atpotentially moderate risk (Table 2).

    However, in step 4 the potential risk assignment made in step 3 is compared with the EnglishNature SSSI database wherein the Baldesley Commonwetlands (last observation 06.09.2003)are characterised as being in unfavourable conditions. Thus, in the last step of the frameworkthe Baldesley Common wetlands are finally characterised to be at risk (Table 2).

    Within the test data set, no case occurred where a site designated as low potential riskwas found to be damaged. Records of damage for low potential risk sites could indicate thatthe damage is due to a non-groundwater related pressure, but may also indicate a systemfailure within the framework.

    In the final step of the framework, the results of the assessment of the potential risks arecombined with the current states of damage in order to come to a final assessment of therisk of assigning poor status to the groundwater body. With four out of the ten sitesdesignated to be at risk, four to be probably at risk and only two sites not at risk, the finalassessment shows a rather dramatic picture of the condition of the tested wetlands. If thissample can be taken as indicative of the whole of the UK and Ireland, then it would appearthat the majority of groundwater-dependent wetlands are at risk of causing their associatedgroundwater bodies to be of poor status.

    Fig 3 SSSI sites in England and Wales (grey circles) and the results of the test risk assessment for tenexemplary wetland sites

    Groundwater-dependent wetlands in the UK and Ireland 2023

  • The trial of the framework has proved how crucial the quality of the information about thewetland conditions is. Whereas the WFD risk maps represent a good basis for the evaluationof risk and pressures, the information about characteristics and current conditions of thewetland sites are not always of high enough quality to perform a reasonable classification.Thus, taking into account the current data limitations, the assignment of a wetland type to aparticular wetland based on the SSSI descriptions involves a high level of uncertaintyresulting from inconsistencies within the descriptions. Similarly, the SSSI descriptionsprovide good information about the current wetland conditions but contain limitedinformation on the extent to which reported damage is groundwater related. Taking intoaccount that the trial of the risk assessment was carried out in England and Wales, for whichthere is more extensive data available than in Scotland and Ireland, the results of the trialindicate that the framework may be more reliant on the available local expert knowledge toreduce uncertainty in the results for Scotland and Ireland than in England and Wales.

    5 Conclusions

    With the ecohydrogeological framework, an appropriate tool has been developed whichallows the assessment of the site specific risks to groundwater influenced wetlands. Itincorporates a process based wetland type classification for the assessment of type specificvulnerability and risk. The framework incorporates data from a variety of sources andassesses their applicability for assessment and monitoring under the WFD. Where thesedata are found to be lacking, the framework is flexible enough to incorporate alternatesources in support of the core data. This flexibility is also required to enable management atthe river basin scale where the river basins cross administrative borders.

    The approach was successfully tested for a trial data set of ten wetland sites in Englandand Wales. It was shown that a ranking of the investigated sites in regard to theirgroundwater related risks is possible and thus, that the framework provides an adequate toolfor the incorporation into the measures employed to address the WFD in the UK andIreland.

    However, the successful application of the framework is determined by the quality of theavailable spatial data used to characterise the pressures and risks. The testing of the approachhas proved the framework is appropriate for England and Wales, but for other countries itmight be necessary to adapt some of the routines of the framework. Future developments ofthe approach will focus on the incorporation of a methodology that enables the quantificationof the uncertainties associated with the prediction of risk of damage based of uncertainspatial data within the proposed approach. The development of the framework may involvethe use of fuzzy classification techniques to improve the appropriateness of the frameworksinternal decision transfer as well as the final risk assessment. The most recent developmentalversion of the framework has trialled the use of semi-quantitative values (low, moderate,high) for evaluation within the classification matrices.

    Acknowledgements The work reported here was funded under SNIFFER project WFD62. The authorswould like to thank Natalie Phillips for the preparation of the majority of spatial data used within the GISframework and the project partners from the Environmental Agency, SNIFFER, SEPA, WWT, EnglishNature and the Geological Survey of Ireland. The authors would also like to thank Steve Fletcher (EA) andthe members of the project expert panel: Penny Johnes (Reading University), Andrew Binley (LancasterUniversity), Andrew Baird (Queen Mary, University of London) and Paul Johnston (Trinity College Dublin)for their engagement and constructive input which substantially improved the risk assessment framework. Weare very grateful to the reviewers comments which greatly improved the manuscript.

    2024 S. Krause, et al.

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    Sniffer (2006) Project WFD62: wetland and groundwater interactions. Phase 1 Report: knowledge base andoutline framework for risk assessment of groundwater dependent terrestrial ecosystems [05/2006], p 95,http://www.fwr.org/environw/wfd62.htm, cited 09 Jan. 2007

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    Groundwater-dependent wetlands in the UK and Ireland 2025

    Groundwater-Dependent...AbstractIntroductionThe Water Framework DirectiveGroundwater-Dependent Terrestrial Ecosystems

    MethodsEcohydrogeological Framework

    Data AvailabilityResults and DiscussionConclusionsReferences

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