16
Kryste Ferguson, MEd, NPA Lening Chen, MS, NPA Tracy Costello, PhD, Coach4Postdocs Growing Progress in Supporting Postdocs 2021 National Postdoctoral Association Institutional Policy Report

Growing Progress in Supporting Postdocs

  • Upload
    others

  • View
    7

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Growing Progress in Supporting Postdocs

Kryste Ferguson, MEd, NPALening Chen, MS, NPA

Tracy Costello, PhD, Coach4Postdocs

Growing Progress in Supporting Postdocs2021 National Postdoctoral Association

Institutional Policy Report

Page 2: Growing Progress in Supporting Postdocs

P.O. Box 139753200 Chapel Hill Nelson HighwayCape Fear Building, Suite 300Research Triangle Park, NC 27709800-243-6534 • 919-549-4691www.sigmaxi.org

Supplemental materials and links are available online at: https://www.sigmaxi.org/publications

National Postdoctoral Association15800 Crabbs Branch Way, Suite 300 Rockville, MD 20855Phone: 301-984-4800www.nationalpostdoc.org

Sponsors

AcknowledgmentsThe National Postdoctoral Association (NPA) would like to give our sincere thanks to the Burroughs Wellcome Fund and Sigma Xi, which allowed the NPA to develop the Institutional Policy Survey, complete data collection, analyze the results, and develop this report. We are extremely grateful to their support for NPA projects over the years.

We are grateful for the talents and wisdom of the Institutional Policy Survey Taskforce:

• Tracy Costello, PhD, Coach4Postdocs• Christine Des Jarlais, EdD, University of California, San Francisco • Kryste Ferguson, MEd, NPA• Imogen Hurley, PhD, University of Wisconsin-Madison• Kelly Phou, MS, National Science Foundation• Sofie Kleppner, PhD, Stanford University • Amy Wilson, BA, NPA

An enormous thank you to the team that analyzed the data and/or contrib-uted to the final report:

• Lening Chen, MS, NPA• Tracy Costello, PhD, Coach4Postdocs• Kryste Ferguson, MEd, NPA• Imogen Hurley, PhD, University of Wisconsin-Madison• Thomas P. Kimbis, Esq., NPA• Barbara J. Natalizio, PhD, Professional Development Hub (pd|hub)• Amy Wilson, BA, NPA

Cover image: Science Photo Library/ Alamy Stock Photo

www.sigmaxi.org

Bringing together science, engineering, and technology for a better FUTURE.

Postdoctoral scholars receive a

20% discount on membership fees

when elected to Sigma Xi

and concurrently join the National Postdoctoral

Association.

Build your professional network and become part of a distinguished group of scientists and engineers dedicated to research excellence.• Growyourconnectionsina

Sigma Xi chapter

• Build your curriculum vitae with volunteeropportunities

• Apply for jobs in the Sigma Xi Career Center

• Receive American Scientist and discountsonotherpublications,researchevents,andsciencecommunicationcoaching

Page 3: Growing Progress in Supporting Postdocs

1

Over the past 19 years, the National Postdoctoral Association (NPA) has grown from a committee of postdoc-toral leaders from across the country to an established nonprofit with the continuous mission to improve the postdoctoral experience. Through advocacy and outreach activities, the NPA provides a unified national platform to facilitate connections, raise awareness, and collaborate with stakeholders within the post-doctoral community at all levels (individual, organizational, and na-tional). This report represents the re-sults of the third iteration of the NPA Institutional Policy Survey, which seeks to understand the needs of the postdoc community, to document institutional and training environ-ments, and to assess the supporting policies and training opportunities led by the offices of postdoctoral affairs that direct and manage these activities. The NPA Institutional Policy Survey is typically conducted the year prior to the release of each Institutional Policy Report.

Postdoctoral scholars, or postdocs, are defined by the National Institutes of Health and other institutions as in-dividuals who hold doctoral degrees and who are engaged in a temporary period of mentored research and/or scholarly training for the purpose of acquiring the professional skills needed to pursue their chosen career path.1 Although postdoc fellowships have existed for more than a century, it is only in the past 30 years that this training model has been more widely adopted and subsequently studied. The most recent comprehensive re-port from the National Academies of Sciences, Engineering, and Medicine, published in 2018, noted continued challenges affecting the postdoctoral community, such as: the need for professional development appropri-ate for a diversity of career options; the collection and dissemination of alumni career outcomes; increased diversity, equity, and inclusion; increased compensation and benefits; mentor training; and expanded

NIH individual postdoc fellowship awards, among other challenges.2 Numerous other research teams and publications are beginning to look at training outcomes and career options, creating comprehensive training programs, and postdoc sala-ries, as well as examining inequities within subgroups of U.S. postdocs (women, minorities, and people from other countries).3,8

Since 2005, the NPA’s Recommen-dations for Postdoctoral Policies and Practices has served as a benchmark for an optimal postdoc training en-vironment. These recommendations include four overarching themes:

1. establishing a postdoctoral of-fice (PDO) and/or postdoctoral association (PDA) that actively engages and represents postdoc-toral scholars

2. establishing postdoctoral policies3. maintaining an office for interna-

tional scholar services4. establishing a diversity office

to ensure diversity, equity, and inclusion (DEI)4

The Institutional Policy Survey was established to examine the institutional environments and adop-tion rates of the recommendations, and to summarize these findings for the benefit of all stakeholders in the postdoctoral community.

The Need for Data Collection and Analysis Data collection and analysis to evalu-ate the postdoctoral training environ-ment continues to be vital for institu-tional- and national-level advocacy and policy that promotes initiatives to support postdoc training, includ-ing equitable compensation and benefits, professional development, DEI initiatives, and more. This report represents the third in a series started in 2014. It summarizes findings from the 2019 survey data and examines trends across the series. The ques-tions used in the 2019 survey were based on the 2013 and 2016 surveys and were expanded to examine spe-cific findings from the prior surveys in greater detail. The NPA’s Institu-

2021 National Postdoctoral Association Institutional Policy Report

2019 npa Institutional Policy Survey RespondentsArizona State University

Boston College

Boston University

Broad Institute of MIT and Harvard

Case Western Reserve University

Children’s Hospital of Philadelphia Research Institute

Cincinnati Children’s Hospital

Cleveland Clinic, Lerner Research Institute

Columbia University

Cornell University

Drexel University

Duke University

East Carolina University

Emory University

Georgetown University

Georgia Institute of Technology

Gladstone Institutes

Harvard Medical School

Harvard University Faculty of Arts and Sciences

Indiana University Bloomington

Iowa State University

King Abdullah University of Science and Technology

Maine Medical Center Research Institute

Medical College of Wisconsin

Medical University of South Carolina

National Institutes of Health, Office of Intramural Training & Education

New York University

New York University Langone Health

North Carolina State University

Pennsylvania State University

Purdue University

Rice University

Rosalind Franklin University

Roswell Park Comprehensive Cancer Center

Salk Institute for Biological Studies

Billion Photos /Shutterstock

Introduction

Page 4: Growing Progress in Supporting Postdocs

2

tional Policy Survey remains the only comprehensive survey of institutions that train postdoctoral scholars.

To understand the national land-scape of postdoctoral issues, the NPA surveys its member postdoctoral offices to record the general demo-graphics of their postdoc popula-tions; structure of the office that serves them; postdoc-specific insti-tutional policies, compensation, and benefits; and career and professional development services.

Previous Studies and Recommendations Previous NPA Institutional Policy Re-port recommendations highlighted the need for continued support to

expand funding for PDOs, to expand professional development training programs, to expand health benefits and retirement account options for postdocs, to limit the postdoc training period to five years, and to capture data both through exit surveys and longitudinally about career outcomes of alumni.5,6 In re-cent years, more surveys/studies to examine aspects of the postdoctoral experience have been conducted on a variety of topics (including professional development, diversity issues including gender, parenting, and minorities, and sexual harass-ment).7,8,9,10 Although these studies have been focused at the individual postdoc level, the findings from these surveys corroborate our previously published institution-level findings and highlight the need for continued work in these areas.

Methodology 2019 NPA Institutional Policy Survey Each of the 199 NPA institutional members received a unique link to the 2019 NPA Institutional Policy

Survey via email in April 2019, followed by scheduled reminders. These members consisted of U.S. uni-versities and research institutes train-ing postdocs. Of these, 89 institutions (45 percent) started the survey and 79 institutions (40 percent) completed the survey in its entirety. This unique, comprehensive survey was designed to facilitate understanding of the current state of the postdoc environ-ment at institutions nationwide, and covered the following topics:

• institution demographics (in-cluding postdoc office structure)

• appointment, review, and exit processes

• postdoc-specific institutional policies

• compensation and benefits• professional development/train-

ing programs• demographics of the postdoc

populationThe same four postdoc appoint-

ment categories were used to ensure direct comparison between the 2013, 2016, and 2019 surveys:

Institutionally Funded Post-doc Employees (IFPE): The classification(s) an institution typi-cally uses for a postdoc funded on a principal investigator’s grant (for example, an NIH R01 grant).

Institutionally Funded Postdoc Trainees (IFPT): The classification(s) an institution typically uses for a postdoc funded on a principal investigator’s grant (for example, an NIH T32 grant) but who cannot be an employee of the institution.

Individually Funded Postdocs (IFP):The classification(s) an insti-tution typically uses for a postdoc individually funded by a fellowship that is paid to the institution (such as an NIH National Research Service Award).

Externally Funded Postdocs (EFP): The classification(s) an institu-tion typically uses for a postdoc funded by a fellowship that is paid directly to the postdoc (such as a fel-lowship from a foreign country).

Expanding the Survey for 2019After analyzing the findings of the 2016 survey, it was clear that addi-tional questions were necessary to al-low the 2019 survey to clarify certain structures and policies highlighted in the 2017 report. Eighteen new ques-tions were strategically added by

Sanford Burnham Prebys Medical Research Institute

Scripps Research

Seattle Children’s Research Institute

Stanford University

Stony Brook University

Stowers Institute

The Ohio State University

Thomas Jefferson University

Tufts University

Tulane Univesity

University of Arizona

University of California, Los Angeles

University of California, San Francisco

University of Central Florida

University of Connecticut

University of Georgia

University of Illinois at Chicago

University of Illinois at Urbana-Champaign

University of Maryland, College Park

University of Miami

University of Michigan

University of Missouri

University of Nevada, Las Vegas

University of North Carolina, Chapel Hill

University of North Texas Health Science Center

University of Notre Dame

University of Pennsylvania

University of Pittsburgh

University of Rochester

University of South Florida

University of Texas Health Science Center at Houston

University of Texas MD Anderson Cancer Center

University of Texas Southwestern Medical Center

University of Vermont

University of Virginia

University of Washington

University of Wisconsin-Madison

Van Andel Institute

Vanderbilt University

Virginia Commonwealth University

Virginia Tech

Wake Forest School of Medicine

Washington University in St Louis

Wayne State University

2019 npa Institutional Policy Survey Respondents(continued)

Although postdoc fellowships have existed for more than a century, it is only in the past 30 years that this training model has been more widely adopted and subsequently studied.

Page 5: Growing Progress in Supporting Postdocs

3

the NPA Institutional Policy Survey Taskforce (“survey taskforce”) to provide insight regarding postdoc office (PDO) structures and admin-istrative functions, postdoc-specific policies, and benefits equity among different classifications of postdocs. Anecdotal evidence of PDO expan-sion at some member institutions required additional questions to identify and define the nuances of how PDOs are structured, and to bet-ter understand their role in shaping the postdoc experience. Although different PDO structures can achieve the same goals, it is important to know how they are supported at the institutional level.

These new questions queried basic information, such as the name of the PDO and the year the office was established, the scope and reach of PDO activities within the institution, and which individuals are responsible for postdoctoral affairs activities, including that individual’s title and percent effort. These new data allow analysis and clearer understanding of the various ways PDOs can be successfully structured and supported at institutions. Upon reflection on the institutional needs that were identi-fied in 2016, the survey taskforce also added more detailed questions to ascertain the success of institutional processes to ensure that postdocs are

accurately identified and counted, and whether PDOs are adhering to and enforcing these related policies. Lastly, additional questions were created to clarify institutional administrative functions (e.g., appointment process, orientation, exit surveys, and alumni tracking), benefits (e.g., fringe rates and clarifying access to benefits across appointment types), and access to mental health and wellness programs.

Overview of FindingsThe NPA Institutional Policy Survey was initiated in 2013 to measure the implementation of the NPA Recom-mended Policies and Practices, estab-lished as best practices for institu-tions hosting postdocs; this report is written with that framework in mind. The data have been analyzed to vi-sualize the growth and sustainability of policies and programs, including subgroup analyses by institution type, number of postdocs, and NIH funding levels. Additionally, this re-port examines trends across the three survey years (2013, 2016, and 2019) for the subset of institutions with longitudinal data, to see if certain areas have decreased, increased, or remained the same. The distribu-tion of postdocs among respondents to this survey mirrors those across

the NPA’s overall institutional distribution, providing confidence that our sample is representative of the overall population. Indeed, the respondents represent about 35,000 postdocs, approximately half of the estimated 70,000 postdocs at all 199 NPA member institutions in 2019.

The extent of institutional adop-tion over time of key NPA Recom-mended Policies and Practices is rep-resented in the radar graph. There is anecdotal evidence that when these 10 best practices are achieved at institutions, the success of postdocs hosted at such institutions increases during and after their postdoc, as outlined in the NPA’s Core Compe-tencies.11

Overall, it is encouraging that there is consistent growth in adoption of these policies and practices over time, despite asymmetrical adoption. Some of the 10 recommendations have been heavily adopted whereas others have seen minimal change over the past six years. The overarch-ing picture still highlights opportu-nities for significant improvement across institutional postdoc training programs.

Postdoc Office Role and ChallengesThe postdoc office (PDO) is the lifeblood of postdoc affairs, providing a central resource for all policies and programs pertaining to postdocs at the institutional level. At each survey

Historical Trends and Opportunities for Growth for NPA Recommendations

Track PostdocAlumni

Ensure FamilyBenefits

Increase PDOBudgets

Have RetirementBenefits

Ensure Health Care

Establish PostdocPolicies

Maintain TrainingPrograms

EstablishPDO/PDA

Maintain OfficeFor International

Scholars

Establish ClearAppointment

Periods

201320162019

0.75

1

0.25

0.5

0

Per

cent

age

Before 20002001−20052006−2010

2011−20152016−2020Don't know

What year did your postdoc office (PDO) begin?

20

25

15

10

5

0

Before 2000

2001–2005

2006–2010

2011–2015

2016–2020

Don’t know

3%

15%

24%23%

19%

16%

Page 6: Growing Progress in Supporting Postdocs

4

time point, there has been a continuous increase in the number of dedicated postdoc offices at member institutions, from 167 in 2013 to 199 in 2019, mir-roring the known growth from fewer than 25 PDOs in 2003 when the NPA was founded, to 202 in early 2021. The greatest growth in this space occurred between 2006 and 2010, following a period in which the NIH budget was doubled, and has continued over the years to near-universal adop-tion among institutions that support postdocs. This trend is welcome, as we have seen a positive link between establishing a formal postdoc office and improved postdoc policies and programs within an institution.

The newly added questions within the 2019 survey that examine postdoc office structure indicate that 83 percent of PDOs are responsible for

all postdocs at their institutions, with only a fraction of institutions having either discipline-specific or multiple PDOs. The survey clarified that PDOs overwhelmingly initiate within the medical science area of their institu-tions, with 100 percent of respondents indicating they represent postdocs in the medical sciences and 89 percent in biosciences, and these data also reflect where the majority of postdocs are found within institutions. Similar to prior survey findings, the majority of PDOs report to and are funded by a graduate school, provost, or research affairs division. Overall, the data reveal that different structures are applied at different institutions and that no one standard exists that fits all institution types.

The impact of the PDO can only be as strong as the number of employ-

ees who support it. Unfortunately, this area has seen little growth; the mode remains 1 full-time equivalent (FTE) staff per PDO, indicating that the majority of PDO offices who responded to the current survey are an office of 1 FTE. It is encouraging that the average FTE per PDO rose from 1.24 FTEs in 2016 to 1.84 FTEs in 2019, but this increase primarily occurred in offices that already had more than 1 FTE. With an average of roughly 450 postdocs per insti-tution, it is a significant challenge for a single individual to serve all postdocs, as well as faculty and other administrators who require support and data. It is important to note that there are many one-person PDOs across the country that currently manage many more postdocs than this average.

It is encouraging to see a trend of PDOs receiving budgets, but the average budget (excluding personnel salaries) remains in the same range of $20,000 to $40,000 found in 2016, and the top quartile of budgets shows no growth. The most positive trend ob-served in the data is that the number of PDOs with no annual operating budget (excluding personnel salaries) has decreased from 39 percent in 2013 to 16 percent in 2019.

Because of these conditions, the success of the PDO often comes through partnerships with other departments within the institution or with other offices at nearby institu-tions. Shared resources across these partnerships represent a creative solution for achieving impactful

0

20

40

60

Yes, standard templateletter to all postdocs

Yes, a letter toall postdocs

(not standardized)

No Don't know

Per

cent

age

Is there a standard appointment letter or reappointment letter for postdocs?

70%

38%

18%

10% 9%

38%

4%

14%

Appointment Letter

Reappointment Letter

Per

cent

age

of In

stitu

tions

No se

para

te PDO bu

dget

$1,0

00–$

9,99

9

$10,

000–

$19,

999

$20,

000–

$39,

999

$40,

000–

$59,

999

$60,

000–

$79,

999

$80,

000–

$99,

999

$100

,000

–$20

0,00

0

abov

e $2

00,0

00

40% 39%

18%

16%

13% 13% 13%

17%

12%

33%

19%

13%

8%7%

3%5%

3%3%5%5%

4%

7%

2%

8%7%

9%9%

5%

30%

20%

10%

0%

2013

2016

2019

PDO Annual Operating Budget (excluding personnel salaries)

Share budget dollars

Share materials

Programs are open to postdocs

In what ways do you partner with and/orshare resources with other offices?

87%

70%35%

Page 7: Growing Progress in Supporting Postdocs

5

training for postdocs, as well as ef-ficiency for the institution: 35 percent of respondents indicated they share budget dollars with other offices at their institution, 70 percent share materials, and 87 percent conduct programs that are open to postdocs.

Postdoc Onboarding and Appointment The appointment process for on-boarding postdocs provides crucial information about the training envi-ronment and institutional policies, and establishes expectations critical to a successful postdoc experience at an institution. Providing contact information for the PDO at this step ensures postdocs know before they arrive whom they can contact for various needs outside their research area. Beyond the fact that a defined appointment process brings structure to the onboarding process, it can also lead to the creation and enforcement of related policies, such as consistent classification and streamlined, succinct postdoc titles that enable accurate counting of the number of postdocs at a given institution. This standardization translates to a better understanding of the number of postdocs nation-wide when surveyed for this type of data. The use of consistent titles is of greater importance than it may appear at first glance. The ability to more accurately count and measure not only the number of postdocs in an institution and across institu-tions, but also their demographic and specialization data, can pro-foundly affect the ability to convey both postdoc needs and impact.

The 2019 data showed 94 percent of institutions have a uniform ap-pointment process, and 70 percent is-sue a standardized letter to incoming postdocs that includes important de-

tails such as date of appointment and description of their project. A smooth, comprehensive onboarding process for new postdocs increases certainty, helps minimize misunderstandings, and maximizes productivity.

Because the typical postdoc train-ing experience lasts between two and five years, the reappointment process is an important component of a postdoc’s experience. In 2019, ques-tions were added to the Institutional Policy Survey inquiring if institutions have a standardized reappointment process. Although nearly all reported having a formal initial appointment process, only 39 percent maintain a formal reappointment process.

Another critical component of PDO success is to know when new postdocs are arriving at their institu-tion, allowing the PDO to begin out-reach to the postdocs immediately. A new 2019 survey question found that 85 percent of PDOs are either a part

of the new postdoc approval process or can retrieve the records of incom-ing postdocs from an institutional system. Because previous survey data showed postdoc offices were providing an orientation for post-docs at a very high rate (a trend that continued in 2019 at 90 percent), the 2019 survey added additional ques-tions to better understand the types of orientations offered. The data reveal that only a third of institutions consider postdoc-specific orientation mandatory, and 74 percent of these orientations are conducted by the postdoc office. Other orientations are typically provided by the institu-tion’s human resources office; being inherently more general in nature, these orientations may lack specific information important to postdocs.

Compensation and Term LimitsOne of the hallmarks of NPA’s ad-vocacy efforts is to increase postdoc

0

25

50

75

Per

cent

age

Is there a minimum stipend/salary for postdocs at your institution?Do postdocs receive an annual stipend increase?

Yes, required Yes, recommended No Don’t know

Minimum Stipend

Annual Increase

89%

33%

6%

42%

5%

20%

0%5%

15

27

62 0 24

0

9

62

843

05

25

39

3

Num

ber

of In

stitu

tions

80

60

40

20

0

$20,

000–

$37,9

99

$38,

000–

$39,

999

$40,

000–

$46,

999

$47,0

00–$

49,9

99

$50,

000–

$55,

999

$56,

000–

$75,

000

2013 2016 2019Minimum Postdoc Stipends

A defined appointment process brings structure to the onboarding process, and can lead to the creation and enforcement of related policies, such as consistent classification and streamined, succinct postdoc titles.

Page 8: Growing Progress in Supporting Postdocs

6

compensation to levels appropriate to experience and education. Over the past 16 years, the amount of the Ruth L. Kirschstein National Re-search Service Award (NRSA) issued by the NIH, which has provided certain minimum postdoc stipend levels, has increased by 60 percent. This stipend scale is widely used as the standard for minimum postdoc compensation policies at institu-tions, and increases are evident in the postdoc stipend data over the course of the three Institutional Policy Surveys. In 2019, 50 percent of institutions set a required minimum compensation level for postdocs at the NRSA minimum level or higher. Notably, 29 percent of institutions

are still compensating postdocs at the 2017 NRSA level, a year when there was a substantial increase in postdoc compensation because of the proposed Fair Labor Standards Act revisions. Even though this revision was ultimately not passed into law, the revisions pushed many institu-tions to promise a proposed higher stipend level of $47,476. This cohort of entities therefore lags current recommendations.

Although a minimum stipend policy is crucial, another impor-tant component to ensure that fair compensation continues is a policy to provide annual increases. Changes from 2016 to 2019 show movement in the direction of recommended

policies. The data show in 2016 that annual increases were required among 36 percent of surveyed insti-tutions and recommended among 43 percent; in 2019, the data changed to 43 percent required and 33 percent recommended.

Along with compensation poli-cies, it is important to set term limits to the postdoc appointment period. The postdoc is a defined period of enhanced research training; thus, it should be a stepping-stone and not a permanent landing for a career. Eighty-nine percent of institutions do set a term limit for postdocs and, of that group, 54 percent count prior years of postdoc experience toward the term limit. This point is very important for ensuring individuals do not spend 10 years or more going from one postdoc appointment to another. The majority of institutions have a policy limit-ing the maximum length of time as a postdoc to five years. Many institu-tions do allow a one-year extension for extenuating circumstances, such as parental leave or time lost because of the COVID-19 pandemic.

$52,000

$50,000

$48,000

$46,000

$44,000

$42,000

$40,000

$38,000

$36,000

$34,000

$32,000

$30,000

NIH NRSA Stipend Scale History

NIH Minimum StipendActual Postdoc Stipend (Mean ± SEM)

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2018

2017

2019

0

20

40

Yes No Don't know

Per

cent

age

Does your institution count prior years of experience as a postdoc towards the term limit?

32%

54%

14%

0

10

20

30

All postdocsare offeredthe samebenefits

Sourceof

Funding

Connectionto

InstitutionalPayroll

ClassificationTitle

Departmentor Discipline

Percent ofPosition

FTE

MinimumSalary/StipendLevel

Other

Per

cent

age

If the same benefits are not offered to all postdocs, which of thefollowing criteria impacts benefits eligibility?

30%

38%

28%

23%

0%4% 3%

35%

0

10

20

30

40

Insuranceplans

Time off Retirementhealth

benefits

Workman'scompensation

Payroll Taxes,Social Security,and Medicare

Other

Per

cent

age

What does the fringe benefit rate cover or what is the poolof money collected from the fringe rate cover?

39%

20% 19%

29%25%

9%

0

20

40

Yes No Don't know

Per

cent

age

Has your institution establisheda fringe benefit rate for postdocs?

56%

19%

25%

Page 9: Growing Progress in Supporting Postdocs

7

Policy is only effective and benefi-cial to postdocs if it is implemented and enforced. The 2019 survey added a new question to help better understand who enforces postdoc policy. As was expected, 66 percent of respondents said PDOs do actively enforce postdoc policy. For instance, the head of the PDO often mediates situations between postdocs and their supervisors.

Equal Benefits for All PostdocsThe NPA Recommended Policies and Practices states: “Provide a compre-hensive, fair, and equitable benefits package to postdocs, comparable to that which is received by standard employees whether national or international at the same institution.” Basic insurance plans are offered to

the vast majority of postdocs, which is a positive sign. Looking at benefits offered by institution type, we see the greatest increases—roughly 15 percent—between 2016 and 2019 in vision, life, short-term disability, and long-term disability insurances at private institutions. For both public and private institutions there are marginal increases among the other insurance benefits. For the important topic of family leave, we see positive gains in paternal leaves, both paid and unpaid, as well as an increase in general paid time off.

Although benefits are improving overall for postdocs, data segmented by postdoc classification shows gains in subsectors that are much smaller, to the point of being insig-nificant (see Methodology for defini-

tions of different postdoc classifications). For instance, external postdocs saw virtually no increase in any benefit category, significantly trailing their peers. For individually funded postdocs, the 2019 data showed a

marginal increase of 2–5 percentage points in all benefit categories over three years. The comparison data between 2016 and 2019 was done

2016

94

86

86

61

88

80

80

57

92

84

82

59

90

80

80

51

84

73

73

47

88

78

78

49

90

78

76

49

82

69

67

43

86

73

71

45

82

65

61

37

67

53

45

24

65

49

43

27

53

24

16

12

82

43

37

20

65

37

31

16

82

69

67

53

86

71

67

57

65

57

57

49

61

55

47

33

65

57

51

43

57

49

43

29

57

49

43

35

20

12

8

2

45

41

35

27

16

14

10

6

43

31

27

12

33

24

22

16

47

45

41

27

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100Benefits: Postdoc Type

2019

98

88

88

60

92

82

82

56

96

86

84

58

92

80

80

50

86

74

74

46

90

78

78

48

94

80

78

48

86

72

70

42

90

76

74

44

84

64

60

36

68

52

44

24

68

48

42

26

56

24

16

12

86

42

38

20

68

36

30

16

86

70

68

52

90

74

68

56

68

60

58

48

66

58

48

32

68

60

52

42

62

52

44

28

58

50

42

34

24

12

8

2

48

40

34

26

20

16

12

6

46

32

28

12

34

26

24

16

50

48

44

28

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100

Lorem ipsum

2016

94

86

86

61

88

80

80

57

92

84

82

59

90

80

80

51

84

73

73

47

88

78

78

49

90

78

76

49

82

69

67

43

86

73

71

45

82

65

61

37

67

53

45

24

65

49

43

27

53

24

16

12

82

43

37

20

65

37

31

16

82

69

67

53

86

71

67

57

65

57

57

49

61

55

47

33

65

57

51

43

57

49

43

29

57

49

43

35

20

12

8

2

45

41

35

27

16

14

10

6

43

31

27

12

33

24

22

16

47

45

41

27

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100Benefits: Postdoc Type

2019

98

88

88

60

92

82

82

56

96

86

84

58

92

80

80

50

86

74

74

46

90

78

78

48

94

80

78

48

86

72

70

42

90

76

74

44

84

64

60

36

68

52

44

24

68

48

42

26

56

24

16

12

86

42

38

20

68

36

30

16

86

70

68

52

90

74

68

56

68

60

58

48

66

58

48

32

68

60

52

42

62

52

44

28

58

50

42

34

24

12

8

2

48

40

34

26

20

16

12

6

46

32

28

12

34

26

24

16

50

48

44

28

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100

Lorem ipsum

2016

94

86

86

61

88

80

80

57

92

84

82

59

90

80

80

51

84

73

73

47

88

78

78

49

90

78

76

49

82

69

67

43

86

73

71

45

82

65

61

37

67

53

45

24

65

49

43

27

53

24

16

12

82

43

37

20

65

37

31

16

82

69

67

53

86

71

67

57

65

57

57

49

61

55

47

33

65

57

51

43

57

49

43

29

57

49

43

35

20

12

8

2

45

41

35

27

16

14

10

6

43

31

27

12

33

24

22

16

47

45

41

27

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100Benefits: Postdoc Type

2019

98

88

88

60

92

82

82

56

96

86

84

58

92

80

80

50

86

74

74

46

90

78

78

48

94

80

78

48

86

72

70

42

90

76

74

44

84

64

60

36

68

52

44

24

68

48

42

26

56

24

16

12

86

42

38

20

68

36

30

16

86

70

68

52

90

74

68

56

68

60

58

48

66

58

48

32

68

60

52

42

62

52

44

28

58

50

42

34

24

12

8

2

48

40

34

26

20

16

12

6

46

32

28

12

34

26

24

16

50

48

44

28

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

IFPE

IFPT

IFP

EFP

0

20

40

60

80

100

Lorem ipsum

2016

100

95

100

83

79

100

96

95

100

88

89

100

83

79

100

88

95

100

88

84

100

83

68

100

88

79

100

79

79

83

54

47

83

54

68

67

46

42

50

58

74

100

54

63

83

46

79

100

88

84

83

75

68

67

54

47

67

62

58

67

46

42

50

58

63

83

12

26

17

50

42

17

12

26

0

46

63

0

42

47

33

54

42

67

Public

Private

Other

0

20

40

60

80

100Benefits: Institution Type

2019

100

100

100

96

95

83

96

100

100

88

100

100

88

89

83

88

95

100

92

100

100

88

89

83

88

95

100

80

95

83

56

89

67

60

79

83

60

42

83

88

89

83

60

68

100

84

89

83

92

100

67

64

84

67

64

84

50

76

68

50

56

84

50

60

63

50

20

16

83

56

53

17

20

16

33

40

58

50

20

42

67

32

84

33

Public

Private

Other

0

20

40

60

80

100

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

2016

100

95

100

83

79

100

96

95

100

88

89

100

83

79

100

88

95

100

88

84

100

83

68

100

88

79

100

79

79

83

54

47

83

54

68

67

46

42

50

58

74

100

54

63

83

46

79

100

88

84

83

75

68

67

54

47

67

62

58

67

46

42

50

58

63

83

12

26

17

50

42

17

12

26

0

46

63

0

42

47

33

54

42

67

Public

Private

Other

0

20

40

60

80

100Benefits: Institution Type

2019

100

100

100

96

95

83

96

100

100

88

100

100

88

89

83

88

95

100

92

100

100

88

89

83

88

95

100

80

95

83

56

89

67

60

79

83

60

42

83

88

89

83

60

68

100

84

89

83

92

100

67

64

84

67

64

84

50

76

68

50

56

84

50

60

63

50

20

16

83

56

53

17

20

16

33

40

58

50

20

42

67

32

84

33

Public

Private

Other

0

20

40

60

80

100

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

2016

100

95

100

83

79

100

96

95

100

88

89

100

83

79

100

88

95

100

88

84

100

83

68

100

88

79

100

79

79

83

54

47

83

54

68

67

46

42

50

58

74

100

54

63

83

46

79

100

88

84

83

75

68

67

54

47

67

62

58

67

46

42

50

58

63

83

12

26

17

50

42

17

12

26

0

46

63

0

42

47

33

54

42

67

Public

Private

Other

0

20

40

60

80

100Benefits: Institution Type

2019

100

100

100

96

95

83

96

100

100

88

100

100

88

89

83

88

95

100

92

100

100

88

89

83

88

95

100

80

95

83

56

89

67

60

79

83

60

42

83

88

89

83

60

68

100

84

89

83

92

100

67

64

84

67

64

84

50

76

68

50

56

84

50

60

63

50

20

16

83

56

53

17

20

16

33

40

58

50

20

42

67

32

84

33

Public

Private

Other

0

20

40

60

80

100

Sing

le H

ealth

Ins.

Two-

Pers

on H

ealth

Ins.

Fam

ily H

ealth

Ins.

Sing

le D

enta

l Ins

.

Two-

Pers

on D

enta

l Ins

.

Fam

ily D

enta

l Ins

.

Sing

le V

isio

n In

s.

Two-

Pers

on V

isio

n In

s.

Fam

ily V

isio

n In

s.Li

fe In

s.

Shor

t-ter

m D

isab

ility

Long

-term

Dis

abilit

y

Mat

ched

Ret

irem

ent

Tax-

Def

erre

d R

etire

men

t

Flex

Spe

ndin

g Ac

ct.

Empl

oyee

Ass

t. Pr

ogra

mPa

id T

ime

Off

Unp

aid

Tim

e O

ffPa

id M

ater

nity

Unp

aid

Mat

erni

ty

Paid

Pat

erni

ty L

eave

Unp

aid

Pate

rnity

Lea

ve

Adop

tion

Assi

stan

ce

On-

site

Chi

ld C

are

Subs

idiz

ed C

hild

Car

eTu

ition

Ass

ista

nce

Tran

spor

tatio

n As

sist

ance

Dis

coun

ted

Athl

etic

Mem

bers

hip

Although benefits are improving overall for postdocs, data segmented by postdoc classification shows gains in subsectors that are much smaller.

Page 10: Growing Progress in Supporting Postdocs

8

with a subset of the institutions that answered both surveys.

A fringe benefit rate can cover a range of categories, such as health ben-efits and paid time off. Postdocs can either have the same fringe benefit rate as other employees at the institution, or the fringe benefit rate can cover just insurance benefits. Fifty-five percent of institutions have established a fringe

benefit rate for postdocs that averages between 22–25 percent. When institu-tions establish this pool of money, it can allow for all postdocs to have access to more benefits regardless of funding source. However, this access depends on whether the fringe benefit rate applies to all postdocs and/or the pool of money is accessible to all postdoc classifications.

Importance of Training ProgramsProfessional development and career services are two areas paramount to postdocs’ future successes. The NPA recommends that institutions offer programs that allow postdocs to explore the multiple career paths available to them, and to improve on the important professional skills essential to help them achieve their

desired career goals. When averaged across all institutions, there is a very small decline in the total number of programs offered, and this decrease warrants attention by institutions.

For professional development pro-grams, results are mixed when look-ing at institution type and program-matic offerings in 2019 compared to 2016. There were increases in diversity and outreach programs, but a decline in academic project management and workshops on negotiation skills and time management. When looking at NIH funding, the highest-funded

Development Programs: NIH Funding

94

100

88

94

62

83

47

76

75

78

76

82

50

50

47

71

56

50

41

47

62

67

76

82

38

39

47

71

25

17

12

29

56

72

71

59

19

11

18

18

56

61

65

82

75

78

88

100

25

28

41

47

25

28

41

29

94

94

100

82

88

94

82

82

38

50

71

76

50

33

59

71G

rant Writing

Science W

riting

Diversity and O

utreach

English Language Training

International Legal Issues

Interpersonal Skills

Academ

ic Lab Mgm

t

Industry Lab Mgm

t

Leadership

Mock S

tudy Sections

Negotiation S

kills

Presentation S

kills

Academ

ic Project M

gmt

Industry Project M

gmt

Responsible C

onduct

Teaching Skills

Tech Transfer

Tim

e Managem

ent

Q1

Q2

Q3

Q4

0

20

40

60

80

100

Development Programs: Number of PDO Staff

86

95

96

59

68

79

73

77

82

36

50

68

41

45

50

45

82

86

23

55

64

5

23

36

36

73

82

5

18

21

32

82

75

77

100

82

14

41

46

0

45

43

86

91

96

68

86

100

45

59

71

36

41

71

Grant W

riting

Science W

riting

Diversity and O

utreach

English Language Training

International Legal Issues

Interpersonal Skills

Academ

ic Lab Mgm

t

Industry Lab Mgm

t

Leadership

Mock S

tudy Sections

Negotiation S

kills

Presentation S

kills

Academ

ic Project M

gmt

Industry Project M

gmt

Responsible C

onduct

Teaching Skills

Tech Transfer

Tim

e Managem

ent

0−1

1−2

2+

0

20

40

60

80

100

Development Programs: Number of Postdocs

90

91

89

100

100

100

50

65

72

90

75

67

50

87

61

100

75

100

20

52

44

100

50

50

30

52

44

50

75

33

60

65

61

100

100

83

30

61

28

50

50

100

10

26

11

30

50

33

40

65

50

90

100

83

10

22

0

30

0

33

30

52

72

90

100

67

70

87

83

90

100

100

20

22

28

70

50

67

10

22

33

60

50

33

70

96

89

100

100

100

50

87

89

100

100

100

30

57

61

70

75

83

30

43

39

90

75

67

Gra

nt W

ritin

gSc

ienc

e W

ritin

g

Div

ersi

ty a

nd O

utre

ach

Engl

ish

Lang

uage

Tra

inin

g

Inte

rnat

iona

l Leg

al Is

sues

Inte

rper

sona

l Ski

lls

Acad

emic

Lab

Mgm

t.

Indu

stry

Lab

Mgm

t.Le

ader

ship

Moc

k St

udy

Sect

ions

Neg

otia

tion

Skills

Pres

enta

tion

Skills

Acad

emic

Pro

ject

Mgm

t.

Indu

stry

Pro

ject

Mgm

t.

Res

pons

ible

Con

duct

Teac

hing

Ski

llsTe

ch T

rans

fer

Tim

e M

anag

emen

t

1−100

101−250

251−500

501−750

751−1000

1000+0

20

40

60

80

100

Development Programs: Number of Postdocs

90

91

89

100

100

100

50

65

72

90

75

67

50

87

61

100

75

100

20

52

44

100

50

50

30

52

44

50

75

33

60

65

61

100

100

83

30

61

28

50

50

100

10

26

11

30

50

33

40

65

50

90

100

83

10

22

0

30

0

33

30

52

72

90

100

67

70

87

83

90

100

100

20

22

28

70

50

67

10

22

33

60

50

33

70

96

89

100

100

100

50

87

89

100

100

100

30

57

61

70

75

83

30

43

39

90

75

67

Gra

nt W

ritin

gSc

ienc

e W

ritin

g

Div

ersi

ty a

nd O

utre

ach

Engl

ish

Lang

uage

Tra

inin

g

Inte

rnat

iona

l Leg

al Is

sues

Inte

rper

sona

l Ski

lls

Acad

emic

Lab

Mgm

t.

Indu

stry

Lab

Mgm

t.Le

ader

ship

Moc

k St

udy

Sect

ions

Neg

otia

tion

Skills

Pres

enta

tion

Skills

Acad

emic

Pro

ject

Mgm

t.

Indu

stry

Pro

ject

Mgm

t.

Res

pons

ible

Con

duct

Teac

hing

Ski

llsTe

ch T

rans

fer

Tim

e M

anag

emen

t

1−100

101−250

251−500

501−750

751−1000

1000+0

20

40

60

80

100

The data in 2016 and 2019 show that the more PDO staff at an institution, the more programs and services available to posdocs. This data point is critical for institutions that desire to advocate for more PDO staff.

2016

89

95

100

63

89

80

22

37

40

44

63

60

22

74

60

11

47

40

81

84

80

89

84

80

81

74

60

63

79

80

93

100

100

52

79

60

48

79

60

56

47

60

59

74

80

67

79

60

Public

Private

Other

0

20

40

60

80

100

Developmental Programs: Institution Type

2019

92

94

100

69

76

67

8

18

67

35

71

67

35

41

17

23

47

17

88

82

67

96

88

67

62

65

67

69

76

83

96

82

100

69

82

83

54

65

33

46

53

17

42

59

67

54

76

33

Gra

nt W

ritin

gSc

ienc

e W

ritin

g

Moc

k St

udy

Sect

ions

Acad

emic

Lab

Mgm

t.

Acad

emic

Pro

ject

Mgm

t.

Indu

stry

Pro

ject

Mgm

t.Te

achi

ng S

kills

Pres

enta

tion

Skills

Neg

otia

tion

Skills

Inte

rper

sona

l Ski

lls

Res

pons

ible

Con

duct

Div

ersi

ty a

nd O

utre

ach

Engl

ish

Lang

uage

Tra

inin

g

Inte

rnat

iona

l Leg

al Is

sues

Tim

e M

anag

emen

tTe

ch T

rans

fer

Public

Private

Other

0

20

40

60

80

100

2016

89

95

100

63

89

80

22

37

40

44

63

60

22

74

60

11

47

40

81

84

80

89

84

80

81

74

60

63

79

80

93

100

100

52

79

60

48

79

60

56

47

60

59

74

80

67

79

60

Public

Private

Other

0

20

40

60

80

100

Developmental Programs: Institution Type

2019

92

94

100

69

76

67

8

18

67

35

71

67

35

41

17

23

47

17

88

82

67

96

88

67

62

65

67

69

76

83

96

82

100

69

82

83

54

65

33

46

53

17

42

59

67

54

76

33

Gra

nt W

ritin

gSc

ienc

e W

ritin

g

Moc

k St

udy

Sect

ions

Acad

emic

Lab

Mgm

t.

Acad

emic

Pro

ject

Mgm

t.

Indu

stry

Pro

ject

Mgm

t.Te

achi

ng S

kills

Pres

enta

tion

Skills

Neg

otia

tion

Skills

Inte

rper

sona

l Ski

lls

Res

pons

ible

Con

duct

Div

ersi

ty a

nd O

utre

ach

Engl

ish

Lang

uage

Tra

inin

g

Inte

rnat

iona

l Leg

al Is

sues

Tim

e M

anag

emen

tTe

ch T

rans

fer

Public

Private

Other

0

20

40

60

80

100

2016

89

95

100

63

89

80

22

37

40

44

63

60

22

74

60

11

47

40

81

84

80

89

84

80

81

74

60

63

79

80

93

100

100

52

79

60

48

79

60

56

47

60

59

74

80

67

79

60

Public

Private

Other

0

20

40

60

80

100

Developmental Programs: Institution Type

2019

92

94

100

69

76

67

8

18

67

35

71

67

35

41

17

23

47

17

88

82

67

96

88

67

62

65

67

69

76

83

96

82

100

69

82

83

54

65

33

46

53

17

42

59

67

54

76

33

Gra

nt W

ritin

gSc

ienc

e W

ritin

g

Moc

k St

udy

Sect

ions

Acad

emic

Lab

Mgm

t.

Acad

emic

Pro

ject

Mgm

t.

Indu

stry

Pro

ject

Mgm

t.Te

achi

ng S

kills

Pres

enta

tion

Skills

Neg

otia

tion

Skills

Inte

rper

sona

l Ski

lls

Res

pons

ible

Con

duct

Div

ersi

ty a

nd O

utre

ach

Engl

ish

Lang

uage

Tra

inin

g

Inte

rnat

iona

l Leg

al Is

sues

Tim

e M

anag

emen

tTe

ch T

rans

fer

Public

Private

Other

0

20

40

60

80

100

Page 11: Growing Progress in Supporting Postdocs

9

institutions (Q4) continue to offer the largest number of development programs and career services.

Importantly, data in 2016 and 2019 show that the more PDO staff at an institution, the more programs and services are available to its postdocs. We saw in 2016 as well that hav-ing dedicated staff allowed for this increase. This data point is critical for institutions that desire to advocate for more PDO staff. For career services, overall we saw an increase in the num-ber of programs offered by institutions, regardless of type, in 2019 versus 2016. There were a few exceptions, such as networking events that decreased slightly, which are critical components of a robust program. When looking at the comparison with NIH funding, PDO staff, and the number of postdocs at an institution, we saw the same results as we did with the professional development programs. More grant money, staff, and a higher number of postdocs generally equate to a greater number of programs.

The important topic of mental health and wellness prompted a new question for the 2019 survey, asking institutions if they provide programs on this topic. Eighty-eight percent of institutions responded

that they do offer mental health and wellness programs to their postdocs. Given the long hours postdocs often work and the isolation caused by the COVID-19 pandemic, this area has increased in importance.

201685

72

80

74

67

60

56

39

20

37

39

40

89

89

80

67

67

80

93

89

80

63

50

60

89

83

80

67

83

100

81

83

80

19

22

20

56

50

80

85

83

100

15

22

0

30

28

60

67

56

100

Public

Private

Other

0

20

40

60

80

100

Career Services: Institution Type

201972

75

80

68

81

60

28

44

60

28

62

60

92

94

100

72

88

80

92

94

80

48

69

20

76

69

80

76

88

80

76

75

80

20

31

40

48

62

80

76

81

80

16

19

40

24

44

60

60

81

80

Acad

emic

Job

Sea

rch

Car

eer F

airs

/Sym

posi

um

Car

eer I

nter

est A

sses

smen

tsC

aree

r Lib

rary

Car

eer P

anel

s/Ta

lks

Car

eer−

rela

ted

Res

ourc

es

CV/

Cov

er L

ette

r Rev

iew

Empl

oyer

Pre

sent

atio

nsID

P W

orks

hops

Indi

vidu

al C

aree

r Cou

nsel

ing

Job

Sear

ch W

orks

hops

Job

Shad

owin

gM

ock

Inte

rvie

ws

Net

wor

king

Eve

nts

On−

Cam

pus

Inte

rvie

ws

On−

Site

Vis

its

Self−

Asse

ssm

ent P

rogr

ams

Public

Private

Other

0

20

40

60

80

100

201685

72

80

74

67

60

56

39

20

37

39

40

89

89

80

67

67

80

93

89

80

63

50

60

89

83

80

67

83

100

81

83

80

19

22

20

56

50

80

85

83

100

15

22

0

30

28

60

67

56

100

Public

Private

Other

0

20

40

60

80

100

Career Services: Institution Type

201972

75

80

68

81

60

28

44

60

28

62

60

92

94

100

72

88

80

92

94

80

48

69

20

76

69

80

76

88

80

76

75

80

20

31

40

48

62

80

76

81

80

16

19

40

24

44

60

60

81

80

Acad

emic

Job

Sea

rch

Car

eer F

airs

/Sym

posi

um

Car

eer I

nter

est A

sses

smen

tsC

aree

r Lib

rary

Car

eer P

anel

s/Ta

lks

Car

eer−

rela

ted

Res

ourc

es

CV/

Cov

er L

ette

r Rev

iew

Empl

oyer

Pre

sent

atio

nsID

P W

orks

hops

Indi

vidu

al C

aree

r Cou

nsel

ing

Job

Sear

ch W

orks

hops

Job

Shad

owin

gM

ock

Inte

rvie

ws

Net

wor

king

Eve

nts

On−

Cam

pus

Inte

rvie

ws

On−

Site

Vis

its

Self−

Asse

ssm

ent P

rogr

ams

Public

Private

Other

0

20

40

60

80

100

201685

72

80

74

67

60

56

39

20

37

39

40

89

89

80

67

67

80

93

89

80

63

50

60

89

83

80

67

83

100

81

83

80

19

22

20

56

50

80

85

83

100

15

22

0

30

28

60

67

56

100

Public

Private

Other

0

20

40

60

80

100

Career Services: Institution Type

201972

75

80

68

81

60

28

44

60

28

62

60

92

94

100

72

88

80

92

94

80

48

69

20

76

69

80

76

88

80

76

75

80

20

31

40

48

62

80

76

81

80

16

19

40

24

44

60

60

81

80

Acad

emic

Job

Sea

rch

Car

eer F

airs

/Sym

posi

um

Car

eer I

nter

est A

sses

smen

tsC

aree

r Lib

rary

Car

eer P

anel

s/Ta

lks

Car

eer−

rela

ted

Res

ourc

es

CV/

Cov

er L

ette

r Rev

iew

Empl

oyer

Pre

sent

atio

nsID

P W

orks

hops

Indi

vidu

al C

aree

r Cou

nsel

ing

Job

Sear

ch W

orks

hops

Job

Shad

owin

gM

ock

Inte

rvie

ws

Net

wor

king

Eve

nts

On−

Cam

pus

Inte

rvie

ws

On−

Site

Vis

its

Self−

Asse

ssm

ent P

rogr

ams

Public

Private

Other

0

20

40

60

80

100

Career Services: NIH Funding

56

61

59

83

81

94

88

89

56

56

59

78

31

22

18

72

69

50

76

78

88

83

76

89

50

39

35

56

25

28

24

50

69

61

71

78

62

56

65

83

75

61

59

83

31

22

12

33

56

33

47

61

69

50

76

83

25

22

12

17

38

28

18

33

44

56

59

72

Academ

ic Job Search

Career P

anels/Talks

Career Fairs/S

ymposium

Career Library

Career−

related Resources

CV

/Cover Letter R

eview

Em

ployer Presentations

Career Interest A

ssessments

Individual Career C

ounseling

IDP

Workshops

Job Search W

orkshops

Job Shadow

ing

Mock Interview

s

Netw

orking Events

On−

Cam

pus Interviews

On−

Site V

isits

Self−

Assessm

ent Program

s

Q1

Q2

Q3

Q4

0

20

40

60

80

100

Career Services: PDO Staff

43

73

75

70

95

96

43

68

79

9

50

43

39

82

75

61

86

96

30

41

61

9

27

50

48

77

82

39

68

82

43

82

82

4

32

32

22

55

68

43

77

82

13

18

21

9

45

29

30

64

75

Academ

ic Job Search

Career P

anels/Talks

Career Fairs/S

ymposium

Career Library

Career−

related Resources

CV

/Cover Letter R

eview

Em

ployer Presentations

Career Interest A

ssessments

Individual Career C

ounseling

IDP

Workshops

Job Search W

orkshops

Job Shadow

ing

Mock Interview

s

Netw

orking Events

On−

Cam

pus Interviews

On−

Site V

isits

Self−

Assessm

ent Program

s

0−1

1−2

2+

0

20

40

60

80

100

Career Services: Number of Postdocs

18

74

61

80

75

100

55

96

89

100

100

100

9

83

61

80

75

83

27

43

11

50

50

50

18

83

50

90

75

100

45

83

89

100

100

100

0

39

50

80

50

83

0

39

22

50

50

33

36

70

67

100

75

100

36

74

56

70

100

83

27

78

61

90

100

100

9

30

22

30

0

33

9

65

33

90

50

50

36

74

56

90

100

100

0

17

22

30

25

17

9

39

17

40

0

50

18

61

61

80

75

67

Acad

emic

Job

Sea

rch

Car

eer P

anel

s/Ta

lks

Car

eer F

airs

/Sym

posi

umC

aree

r Lib

rary

Car

eer−

rela

ted

Res

ourc

es

CV/

Cov

er L

ette

r Rev

iew

Empl

oyer

Pre

sent

atio

ns

Car

eer I

nter

est A

sses

smen

ts

Indi

vidu

al C

aree

r Cou

nsel

ing

IDP

Wor

ksho

ps

Job

Sear

ch W

orks

hops

Job

Shad

owin

gM

ock

Inte

rvie

ws

Net

wor

king

Eve

nts

On−

Cam

pus

Inte

rvie

ws

On−

Site

Vis

its

Self−

Asse

ssm

ent P

rogr

ams

1−100

101−250

251−500

501−750

751−1000

1000+0

20

40

60

80

100

Career Services: Number of Postdocs

18

74

61

80

75

100

55

96

89

100

100

100

9

83

61

80

75

83

27

43

11

50

50

50

18

83

50

90

75

100

45

83

89

100

100

100

0

39

50

80

50

83

0

39

22

50

50

33

36

70

67

100

75

100

36

74

56

70

100

83

27

78

61

90

100

100

9

30

22

30

0

33

9

65

33

90

50

50

36

74

56

90

100

100

0

17

22

30

25

17

9

39

17

40

0

50

18

61

61

80

75

67

Acad

emic

Job

Sea

rch

Car

eer P

anel

s/Ta

lks

Car

eer F

airs

/Sym

posi

umC

aree

r Lib

rary

Car

eer−

rela

ted

Res

ourc

es

CV/

Cov

er L

ette

r Rev

iew

Empl

oyer

Pre

sent

atio

ns

Car

eer I

nter

est A

sses

smen

ts

Indi

vidu

al C

aree

r Cou

nsel

ing

IDP

Wor

ksho

ps

Job

Sear

ch W

orks

hops

Job

Shad

owin

gM

ock

Inte

rvie

ws

Net

wor

king

Eve

nts

On−

Cam

pus

Inte

rvie

ws

On−

Site

Vis

its

Self−

Asse

ssm

ent P

rogr

ams

1−100

101−250

251−500

501−750

751−1000

1000+0

20

40

60

80

100

Page 12: Growing Progress in Supporting Postdocs

10

Postdoc DemographicsThe range of research fields is as di-verse as the people who fill postdoc positions. The current demographics data are similar to the 2016 survey data. International, visa-holding postdocs continue to represent more than half of the postdocs (57 per-cent) in the United States. The U.S. research enterprise is dependent on this talent from all around the world, further demonstrating the impor-tance of this sector of our community and the need to provide services to them. Ninety percent of surveyed institutions provide services for inter-

national postdocs. International post-docs mainly utilize the J-1 scholar program, with the H1-B visa and F-1 OPT used a lesser amount.

Across genders, the past three years saw only a minor increase in female representation among post-docs, from 43 percent to 44 percent. Meanwhile, separate research by the Council of Graduate Schools shows women earned 53 percent of doctorate degrees in 2019, a level that has increased significantly and consistently, 4.4 percent year-over-year, over the past decade since 2009 (however, this research may not

include research on graduate degrees earned outside of the United States). The 2019 NPA survey also added a gender option for those who identify as nonbinary. Although some institu-tions may not collect these data, those that do showed nonbinary individuals represented 0.2 percent of the overall postdoc population.

Gaining a better understanding about whether postdocs identify with underrepresented groups, have dis-abilities, and/or are from disadvan-taged backgrounds, raises awareness among the greater postdoc and PDO population, allowing both academic

institutions and the NPA to improve programs and practices to make the postdoc experience as equitable and inclusive as possible. As in past years, 65 percent of institutions do collect data on underrepresented

The U.S. research enterprise is dependent on international talent from all over the world, further demonstrating the importance of this sector of our community and the need to provide services to them.

Postdoc Status

Institutions

100

80

60

40

20

0

Pos

tdoc

s (%

)

TemporaryVisa

PermanentResident

US Citizen

Postdoc Gender

Institutions

100

80

60

40

20

0

Pos

tdoc

s (%

)

Female

Male

Non-binary

Unspecified

Institutions

Temporary Visa Status

Post

docs

(%)

0

20

40

60

80

100

J–1H–1B

TNE–3

F1–OPTO

J–2

Page 13: Growing Progress in Supporting Postdocs

11

groups, but only 14 percent collect data on postdocs with a disability, and even fewer (4 percent) collect data on postdocs from disadvan-taged backgrounds. The data from 2019 was very similar to 2016. The sample sizes are too small to have statistical significance.

Tracking Postdoc Outcomes Postdoc career progression is an area of data collection that is slowly gaining traction. Two 2019 survey questions asked about tracking post-docs after they leave their positions, with the data showing an increase of 20 percent in institutions track-ing this information. In 2016, the survey asked those institutions not yet tracking postdoc careers whether

they planned to do so in the next 12 months; 33 percent said they were likely to begin doing so in the next year. Indeed, the 2019 survey re-sponse shows that many institutions did as planned, with 48 percent now tracking postdoc career outcomes versus 28 percent that stated they did so in the 2016 survey. Institu-tional career tracking can generate data that can then be shared nation-ally in surveys such as this one, or with other interested parties such as the National Science Foundation’s National Center for Science and En-gineering Statistics and the Coalition for Next Generation Life Sciences. Locally, these data can be used for postdoc recruitment.

Exit surveys are an important part of the postdoc pathway to ascertain both their career trajectory and feed-back on the postdoc’s experience at the institution. Topics include future employment, demographic infor-mation, and satisfaction with the postdoc program. There has been no change in the use of exit surveys between the NPA 2016 and 2019 surveys, with 44 percent of institu-tions continuing to conduct exit surveys for postdocs. New questions in the 2019 survey show that only 5 percent of institutions maintain mandatory exit surveys or exit inter-views. Interestingly, PDOs seem to be disengaged from the exit survey process, as data show that very few know when the exit process is con-ducted or if it is mandatory. How-ever, many PDOs proactively collect data on planned career pathways while postdocs are still at their insti-tutions. Sixty-one percent of PDOs survey postdocs about their future career plans, and 47 percent collect these data on an annual basis. The data are mostly collected through self-administered surveys, whereas a small percentage of institutions conduct interviews.

RecommendationsInstitutions should accelerate the productive and effective actions the community took between 2016 and 2019, which resulted in the favorable findings from the current survey. Similarly, they should take into serious consideration areas that are not showing improvement and/or

are deteriorating. The NPA Recom-mended Policies and Practices were created to assist institutions in iden-tifying areas for improvement within their own organizations and can be consulted as a resource when assess-ing current programs and policies.

This 2019 survey reveals several areas that should elicit the attention of senior leadership at institutions serving postdocs. The NPA is pre-pared and eager to work with institu-tions to continue developing best practices and to tackle challenges that arise in addressing these issues. As institutions review the results of this survey, the NPA encourages them to consider the recommendations below to gain the full benefit of this nationwide data collection effort. The aggregate data from the survey ques-

tions will be available on the NPA website for its members. Subsequent reports that will conduct a more in-depth analysis on various sections of this survey are planned.

Given the results from the 2019 Institutional Policy Survey, the NPA proposes the following list of central recommendations.

Budgets for PDOs Increase funding and staffing for post-doc offices. PDOs are the lifeblood of the postdoc community and are most closely tied to the overall postdoc ex-perience. Yet, despite some improve-ment in staffing, these offices are woe-fully under-resourced and unable to provide the critical attention postdocs need in all areas outside their niche research expertise and in addition to guidance from their supervisors. Examine current funding and staffing levels to ensure positive progress can continue to meet or exceed the standards outlined in the NPA Recom-mended Policies and Practices.

Postdoc Onboarding Create and provide a postdoc-specific onboarding process with appointment policies that help set expectations for

0

25

50

75

Yes No Don't know

Per

cent

age

Does your institution provide mental health and wellness programs for postdocs?

87%

4%9%

0

10

20

30

40

Yes No Not ableto do so

Per

cent

age

Does your institution conductan exit survey or exit interviewwith postdocs when theirappointments end?

43%41%

16%

Postdoc offices are the lifeblood of the postdoc community and the most closely tied to the overall postdoc experience.

Page 14: Growing Progress in Supporting Postdocs

12

postdocs as soon as they arrive at institutions and lay the foundation for their success. Institution-wide onboarding by human resource offices is important for accommodating all members of the university communi-ty, but postdocs have special require-ments and needs that require atten-tion. Special consideration should be given to international postdocs.

Postdoc Compensation Create a mandatory minimum stipend/salary for postdocs that matches the NIH NRSA recommen-dation each fiscal year. Only half of the institutions surveyed met this standard of $50,004 in 2019 (which increased to $52,704 in 2020 after the survey was completed). This bench-mark is a nonpartisan, carefully cal-culated figure, designed to meet the needs of postdocs and their families.

Despite nearly all institutions having some form of minimum stipend, only one-third require annual increases. During their postdoc fellowship, many postdocs consequently struggle with financial planning.

Equal Benefits Ensure equal benefit plans for all postdocs regardless of funding source, along with fair leave poli-cies for family and medical leave. Examine your postdoc program to determine any differences that exist among various categories of postdocs in terms of benefits conferred. The NPA continues to build resources and can assist in formulating institution plans to remedy identified inequities.

Training Offer carefully orchestrated training programs for postdocs to help them

maximize their postdoc experience at your institution and attain their preferred career goals. Ultimately, this training will help postdocs continue to make valuable contributions to the re-search community at the highest level. The widespread adoption of virtual programming in 2020–2021, necessi-tated by the COVID-19 pandemic, may lead to opportunities for smaller in-stitutions to share programming with one another even after the pandemic is over. It is worth noting that the 2020 National Postdoctoral Appreciation Week virtual events that took place at specific institutions served as an exem-plar for this type of collaborative effort, coordinating virtual events open to all postdocs nationwide. This type of col-laboration can be extremely beneficial for one-person PDOs.

Building a Diverse Postdoc Population Work to remedy the gender gap among postdocs, which is currently out of sync with female majorities in undergraduate and graduate enrollment and awarded degrees in the United States. Develop means to open doors to a more diverse popula-tion of postdocs, especially among traditionally underrepresented groups in the United States. Track demographic data extensively and implement best practices in equity and inclusion for current postdocs.

Career Tracking Build or improve implementation of career-tracking practices for post-docs, which will help your institution better understand the needs and

0

25

50

75

100

Perc

enta

ge

How often are data collected?

Bi-annuallyAnnuallySemi-annuallySporadicallyOther

Satisfactionwith Current

Position

13%

38%

33%

15%

Other

8%

42%

17%

33%

IncomingExpectations

4%

35%

17%

43%

Evaluation ofProgramsOffered

4%

2%

25%

35%

33%

CareerPlans

10%

46%

21%

23%

0

25

50

75

100

Per

cent

age yes

no

Which of the following topics does your institution collect data on?

Satisfactionwith Current

Position

Evaluation ofProgramsOffered

IncomingExpectations

CareerPlans

Other

49%

51%

63%

63%

37%

72%

28%

60%

40%

37%

0

10

20

30

40

50

Yes No Don't know

Per

cent

age

Does your institution trackpostdocs' career outcomes afterthey leave your institution?

48%47%

5%

Page 15: Growing Progress in Supporting Postdocs

13

desires of current postdocs; increase your engagement with potential employers; and develop robust rela-tionships with postdocs that last after they leave the institution.

Growing SupportAlthough institutions remain with significant opportunity to advance the postdoc experience, this report demonstrates that there is cause to cel-ebrate the successes that have already been achieved, and optimism that further change is possible. The NPA stands ready to assist institutions as they implement these changes. Look-ing forward, the NPA fully recognizes

that the current COVID-19 pandemic, which began in the United States in 2020 and is ongoing at the time of this report, is having a significant impact on academic institutions. The NPA plans to capture and analyze post-COVID data in the next 12–18 months to determine its impact on the progress of best-practices adop-tion with the upcoming 2022 NPA Institutional Policy Survey. It will be crucial to document how changes in the administrative and training environment impact all postdocs, with special attention to any differential changes seen across the many layers of diversity and inclusion.

NPA Recommendations: Opportunities for Growth

Track PostdocAlumni

Increase PDOBudgets

Ensure FamilyBenefits Maintain Office

For InternationalScholars

EstablishPDO/PDA

Establish ClearAppointment

Periods

Have RetirementBenefits

EnsureHealth Care

Establish PostdocPolicies

Maintain TrainingPrograms

0

25

50

75

100

CareerPlans

Evaluationof Programs

Offered

IncomingExpectations

Other Satisfactionwith Current

Position

Per

cent

age

Self-administeredsurvey such as aweb survey

Interview

Other

How are data collected?

68%

9%

23%

64%

9%

50%

50%

27%

89%

6%6%

91%

9%

1. National Postdoctoral Association. What is a Postdoc? Accessed March 12, 2021. http://www.nationalpostdoc .org/?page=What_is_a_postdoc

2. National Academies of Sciences, Engineering, and Medicine. 2018. The Next Generation of Biomedical and Behavioral Sciences Researchers: Breaking Through. Washington, DC: The National Academies Press. https://doi.org/10.17226/25008

3. Rybarczyk, B. J., L. Lerea, D. Whit-tington, and L. Dykstra. 2016. Analysis of postdoctoral training outcomes that broaden participation in science careers. CBE—Life Sciences Education 15(3):ar33.

4. National Postdoctoral Association. NPA Recommendations for Postdoctoral Policies and Practices. Accessed March 12, 2021. http://www.nationalpostdoc .org/?recommpostdocpolicy

5. National Postdoctoral Association. 2014. National Postdoctoral Association Institutional Policy Report 2014: Support-ing and Developing Postdoctoral Schol-ars. Accessed March 12, 2021. http://www.nationalpostdoc.org/?page=policy _report_databa

6. National Postdoctoral Association. 2017. National Postdoctoral Association Institutional Policy Report 2017: Support-ing the Needs of Postdocs. Accessed March 12, 2021. http://www.nationalpost-doc.org/?page=policy_ report_databa

7. Bixenmann, R., B. J. Natalizio, Y. Hussain, and C. N. Fuhrmann. 2020. Enhancing Dissemination of Evidence-Based Models for STEM PhD Career Development: A Stakeholder Workshop Report. Worcester, MA: Professional Development Hub, University of Mas-sachusetts Medical School. https://doi .org/10.13028/79a5-ym66

8. Woolston, C. 2020. The precarity of postdocs. Nature 587:505–508.

9. Lee, J., J. C. Williams, and S. Li. 2017. Parents in the Pipeline: Retaining Postdoctoral Researchers with Families. Accessed March 12, 2021. http://www .thepregnantscholar.org/wp-content /uploads/Parents-in-the-Pipeline-Posdoc -Report.pdf

10. National Academies of Sci-ences, Engineering, and Medicine. 2018. Sexual Harassment of Women: Climate, Culture, and Consequences in Academic Sciences, Engineering, and Medicine. Washington, DC: The National Academies Press. https://doi .org/10.17226/24994

11. National Postdoctoral Association. NPA Core Competencies. Accessed March 12, 2021. https://www.nationalpostdoc.org /page/CoreCompetencies

References

Page 16: Growing Progress in Supporting Postdocs

14

JOIN OURCOMMUNITY

To improve the pos tdoctora lexper ience by support ing a

cu l ture o f inc lus iveconnect ion .

15800 Crabbs Branch Way · Suite 300Rockville, MD 20855

[email protected]

www.nationalpostdoc.org

bwfund.org | @bwfund

Science | Education | SocietyThe Burroughs Wellcome Fund serves and strengthens

society by nurturing a diverse group of leaders in biomedical sciences to improve human health

through education and powering discovery in frontiers of greatest need.