POSITION NAME OF ORGANIZAIION/ENTITY

�ARTIES AND TERMS

(Q Ga :::0 ("")

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 19 78

FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§JOI-Ill)

1. Person Reporting (last name, firs middle initial)

Haight, Jr., Charles S.

2. Court or Ori:snl.Zlltlon

District Court, SONY

3. Dale or Report

05/12/2010

4. Title (Article Ill judges indicate active or &enior status; magistrate judges indicate full- or part-time)

Senior United States District Judge

Sa.. Report Type (check appropriate !ypc)

D Nomination, Date

D Initial IZJ Annual D Final

6. Reporting Period

01/0112009 to

1213112009 Sb. 0 Amended Report

7. Chatnben or Ofr e Addrus

U.S. District Court 141 Church Street New Haven, CT 06510

8. On !he basb ofthe lnformallon contained In !his Report ind any modifications pertaining thereto, it Is, in my opinion, In compliance with applicabl< laws and rci;ulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must befollowed. Complete all parts, checking the NONE box for each part where you have no reporlab/e information. Sign on last page.

I. POSITIONS. (R portlnt Individual only; supp. 9-13 of filing instructions.)

NONE (No reportable positions.) 0

I. Advisory Trustee American Scandinavian Foundation

2.

3.

4.

(:::J ......., =5.

II, AGREEMENTS, (Rtportint individual only; Ste pp. U-16 of filing instruction<.)

[Z] NONE (No reportable agreements.)

, . C·

<":' · .. L_ :. :.i ... ·-r·ri . c:.:;:..· 'lr -·

.,

("") l'l

-<

w

-0 ¥.J w _J

rn 0 r; I

< r;1 0

I.

2.

3.

Haight Jr., Charles S.

SOURCE ANP IYPE

SOURCE AND IDE

SOURCE LOCATION PlJRPOSE

INCOME

ITEMS PAID OR PROVIDED

I.

4.

FINANCIAL DISCLOSURE REPORT

Page 2of10

N amt of Person Reporting

Haight, Jr., Charles S.

Date of Report

05/1212010

Ill, N 0 N-INVESTMENT IN CO ME. (Reporting indfridual and •po11•e; see pp. 17-U of filing instructions.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

(yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - Qyou ""'re married during anyportion of the r.porting year, complete thi$ section.

(Dollar amount not required exceptfor honoraria.)

NONE (No reportable non-investment income.) [Z]

I.

2.

3.

4.

IV. REIMB u RSEMENTS - traruportation, lodging, food, enterlainm•nL

(Includes those to spouse and dependent children; set pp. 15-17 of filing lnstructloru:.)

[Z] NONE (No reportable reimbursements.)

I.

2.

3.

5.

of fWng

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

s.

4.

FINANCIAL DISCLOSURE REPORT

Page 3 of IO

Na mt of Penon Reporting

Haight, Jr Charles S.

Date of Report

05/12/2010

V. GIFTS, (lnduda those to spoia• and d•pouf•nt children; supp. 18-3/

[Z] NONE (No reportable gifts.)

Instructions.)

I.

2.

3.

4.

VI. LIABILITIES. (lndudes llrose of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

l.

2.

3.

5.

'

I

I I

FINANCIAL DISCLOSURE REPORT

Page 4of10

Name of Pc.non Reporting

Haight. Jr., Charles S.

Date or Report

05/12'2010

VII. INVESTMENTS and TRUSTS - income, •abu, transactions (lnc/•ul<J tho .. ofspouu anti dependent children; Se< pp. 34.(!0 offWng Instructions.)

D NONE (No reportable income, assets, or transactions.)

A.Description of Assets (including trust assets) Place "(X)" after each asset

exempt from prior disclosure

1. Bank of America Money Market

2. Comcast Corp.

3. Walt Disney Co.

4. Home Depot Inc.

s. Staples Inc.

6. CVS Caremark Corp.

7. Diageo Pie

8. Nestles S.A.

9. Procter & Gamble Co.

10. Exxon Mobil Corp.

11. Berkshire 1 lathaway

12. J.P. Morgan Chase

13. Markel Corp.

14. T. Rowe Price Group

15. Gilead Sciences Inc.

16. Johnson & Johnson

17. Quest DiagnosJics

J. lncome Gain Codes: A •S 1,000 or lc.<11

B.Income during reporting period (I) (2)Amount Type(e.g.,Code I div... rent,(A-H} or int.)

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

None

A Dividend

None

A Dividend

A Dividend

B•Sl,001-$2,500

c.

Gross value at end of reporting period (I) (2)Value Value

Codc2 Method(J-P) Codc3

(Q-W)

M T

J T

J T

J T

K T

K T

J T

J T

K T

K T

J T

J T

(I)Type(e.g., buy, sell,redemption)

Sold

Sold

Sold

Sold

Sold

C •$2,50 I - Sl ,000

D.

Transactions during reporting period (2} (3)Date Valuemm/dd/yy Code 2(

J-P)

11/10/09 J

05104109 J

04129/09 K

07/07/09 J

11/10/09 J

D •SS,001. Sll.000

(4) ,, Gain

Code I(A-H)

B

(5) Identity of

buyer/seller (if private

transaction)

E =Sll,001- SS0,000 (See CQlumn1 Bl and 0"4) F •Sl0,001-SI00,000 G ·SI 00,00 I • S 1,000,000 HI •SI ,000,001 -Sl,000.000 H2 =More than Sl,000.000

l. Value Coda J su.ooo or lcu K •S 1 l,001 • $5-0,000 L-=S50.001-s100.ooo M -=SI00,001 -$250.000 (See Columns Cl Ind DJ) N •$2l0,00I • $500,000 O •Sl00,001 - Sl,000.000 Pl •Sl ,000,001 - $5,000,000 P2 •Sl,000,001 • $25,000,000

P3 •$25,000,001 • $50,000,000 P4 =Mono than $50,000,000 3. Value Method Codes Q cAppraisal R •Cast (Real Estate Only) S -=Assessment TaCashMarket

(See CGhunn Cl) U•Book Value V=Oth.,. W -EstimalC"d

(l)[-·-(2)""" ---- -----

! '

29.

33.

(2)

Date or Report Name of rcnon Reporting FINANCIAL DISCLOSURE REPORT

Page 5of10 05/1212010Haight, Jr., Charles S.

VII. INVESTMENTS and TRUSTS - inconu, •alue, IT'tlnsactions (Includes those uf spouse and depend<nt children; ... PP· 31 0 offiling inscructions.)

D NONE (No reportable income, assets, or transactions.) ---·· ·-

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reporting period of reporting period -· ·---·- - -- . ----- --- ··-·

(1)(1) (2) (3) (4) (l) PlBGe "(X)" after each asset

exempt from prior disclosure

18. Sttyker Corp.

19. General Electric Co.

20. Lockheed Martin Co.

21. Cisco Systems

22. Microsoft Corp.

23. Baron Growth Fund

24. Columbia Marsico Focused Equities Fund ClassZ

25. Eaton Vance Structured Emerging Mkts Fund

26. !Shares S&P Midcap 400 Index Fund

27. Royce FWld Premier Ser

28. Thornberg Intl Value Fund

Amount Code I

(A-H)

A

A

A

A

A

A

B

Type (e.g., div., rent.

or int.)

Dividend

D ividend

Dividend

None

Dividend

None

Dividend

None

Dividend

None

Dividend

Value

Code2

(J-P)

J

J

J

L

Value

Method Code3

(Q-W)

T

T

T

T

Type (e.g.,

buy, sell, redemption)

Sold

Sold

Sold

Sold

Sold

Sold

Sold

Date mm/dd/yy

06/01/09

07131/09

07131109

04/29/09

11/12/09

11112/09

07/28/09

Identity of

Code2

Value Gain buyer/sellerCode I

(ifprivate transattion)

(A-H)(J-P)

J

J

J

J

K

L

J B

US Treas NT Due 03/15/09 D Interest Redeemed 03/15/09 0

30. New York NY GO Bonds 3/18/99 A Interest Redeemed 03/16/09 K

31. Conn St Gen Rev Bonds Interest M Tc

32. NY State Dorm Auth Bonds Interest K TB

Niagara Falls NY City School Dist Bonds B Interest K T

34. New York State GO Bonds 7/15/98 B Interest K T

I. Income GiMn Cocks: (See Columns Bl an.l 04)

2. Value Cod"s (See CJlumns Cl and DJ)

3. Value Mcihod Codes

(Sec Column Cl)

A •S1,000 or Im F •SS0,001 • Sl00,000 J • !I l,000 °'kn N •Sll0,00 I • SS00,000

Pl •Sll,000.001 • SS0,000,000 Q•Appraiul U •Book Value

B =S 1,00 I· S2,SOO

G ·SI00,001 ·Sl,000.000 K s I S.00 I • SS0.000

0 =SlOO.UO I • S 1,000,000

R ..Cosl (Real E.!tate Only) y --O:hcr

C =S2,l0 I - SS,000

HI •Sl ,000,00 1 -Sl,000,otlO

L--SSO.OOl -Sllltl,000 Pl =Sl.OOO,OOl -SS,000,000

P4 =Moro than 550,000,000 S =Assessment Wc:Estimated

D=SS,OOl -Sll,000

H2 -=More than $5,000,000 M •Sl00,001 • SlS0,000 Pl =SS,000,001 - S2l,OOO,OOO

T-C..h Mar et

E •SI S,001- Sl0,000

--

J

T

·-

I

0

(1)

Dalt of Report Nam< of Perso11 ReportJn2FINANCIAL DISCLOSURE REPORT

Page 6of10 0511212010Haight, Jr., Charles S.

VII. INVESTMENTS and TRUSTS - income, '""''· transactions c1nc1uJc rhose of spouu ant1 dependent children; su PP· 14 0 "'filing ins1ruc1ions.1

NONE (No reportable income, assets, or transactions.)

D.A.

Transactions during reporting periodDescription of Assets

redemption)

(including trust assets)

(2) DatePlace "(X)" after each asset Type (e.g.,

buy, sell, exempt from prior disclosure mm/dd/yy

B.

Income during

reporting period

c.

Gross value at end

of reporting period

(I) Amount Code I

(A-H)

(2)

Typc(c.g.,

div., ren

or int.)

(l) Value

Code2

(J-P)

----·-

(2) Value

Method

CodcJ

(Q·W)

(3) (5)(4) Identity of GainValue

Code I buyer/sellerCodc2 (if private (J-P) (A-ff)

transaction)

35. New York State Twy Auth Bonds B Interest K T

36. Conn State GO Bonds 6/26/08 c Interest M T

37. Stamford Conn GO Bonds c Interest M T

38. Conn State HSG Auth Bonds D Interest M T

39. Conn State Spc Tax Oblig Rev Bonds D Interest M T

40. Pimco Foreign Bond Fund B Interest Sold 04130109 M

41. Pimco Commodity Real Return Fund A Dividend Sold 05/04/09 K

42. Baron Fifth Ave Growth Fund None Sold 04/30/09 K

43. Pimco Total Return Fund Insl Class A Dividend Sold 01/14/09 J

44. HSBC CJD A Interest Closed 03/01/09 J

45. Vanguard Money Mkt Fund A Interest K T

46. ING Direct Savings Bank B Interest L T

47. US Trust Co of NY Bank of America None ] T Checking Account

48. HSBC Checking Account A Interest Closed 03/01/09 ]

49. Guilford Savings Bank None T Open 03/01/09 ]

50. Columbia Select Large Cap. Fund None K T Buy 04/30/09 K

51. Amazon.com, Inc. None J Buy 05/04/09 J

l. Income Cain Codes: A •Sl,000 o<leu B-Sl,001-$2,SOO c •$2,501 • $5.000 D •SS.00 I • SI 5,000 E •SIS,001 • $50.000 (See Colwnn> BI end 04) F•SS0,001-$100,000 a--s100.001- s1.ooo.ooo H1 s 1.000,001 - ss.000.000 lil a:More than SS,000,000

2. Value Codea J •I I S1000 or less K •SIS,001 • SS0.000 L •SS0,001 • SI00,000 M •SI00,001 • $250.000 (Sec C0Jumn1 Cr and 03) N •$250,001 • S500.ooo o •ssoo,001- s1.ooo.ooo Pl •Sl,OOO,OOl -$5,000.000 r2 -ss.000,00 1 - s2s.ooo,ooo

PJ -s2s.ooo.001 • sso,000,000 P4 ,,..Mon: than SS0,000,000 ). Value Method Codc!i Q •Appraisal R -CO.I (Real Estate Only) S '""Assessment T =Cash Mukct

(See Colwnn C2) U•Book Value V=Other W -Estima1cd

!

! (2) (3) (l)

I

T

T

]

(I) (I)

54.

55.

67.

Date ofReport Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

Page 7of10 0511212010Haight, Jr., Charles S.

VII. INVESTMENTS and TRUSTS - Income, value, ITOllSactiDllS (Includes those of spouse anti dependent childun; ...pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transiu:tions during reporting period

(including trust assets) reporting period of reporting period

(2) (4) Ga.in ldenlily of

(2) (I)

IValueAmount Type (e.g., Value ValuePlace '(X)" after eiu:h asset Type(c.g., Date

ICode I buyerliellerCode 2 I Code I div., rent, buy, sci MethodCode2 mm/dd/yyexempt from prior disclosure (A-H) (ifprivate(J-P) (A-H)or int.) CodeJ redemption)(J-P)

I transaclion)(Q·W)

52. Lerner Corp. None J T Buy 05/04/09 J

53. McKesson Corp. A Dividend J T Buy 11116/09 J

Cwnmins Inc. A Dividend J T Buy 08/07/09 J

Accenture Ltd. A Dividend J T Buy 08/07/09 J

56. MasterCard Inc. A Dividend J T Buy 11/16/09 J

57. Barrick Gold Corp. A Dividend J Buy 11/16109 J

58. Oracle Corp. A Dividend J T Buy 05104109 J

59. FPL Group A Dividend K T Buy 05/04/09 J

60. IShares China Index Fund A Dividend K T Buy 11/16/09 ]

61. !Shares Australia Index Fund B Dividend K T Buy 11/16/09 K

62. IShares Brazil Index Fund

63. I Shares Canada Index Fund

64. IShares South Korea Index Fund

65. Pimco Total Return Fund

66. Discovery Communications Inc.

A

A

A

D

Dividend

Dividend

Dividend

Dividend

None

K

K

K

M

J

T Buy 11116/09 K

Buy 11/16/09 K

T Buy 11/16/09 K

T Buy 11/12/09 M

T Buy 11116/09 J

Apache Corp. A Dividend J T Buy 11116/09

68. Litchfield, CT GO Bonds c Interest M

I. Income Gaia Codes: A -S 1.000 or lcu B •Sl,001 • S2.SOO

(See Columns DI and 04) F •SS0,001-$100,000 G -i100,001 -$1,000,000

2. Value Codes J •SI S, 000 orlou K •$15,00t • SS0,000

(See Columns Cl and DJ) N •S250,00I - SS00,000 o •s500,001-s1.ooo.ooo

Pl •$25.000,001 - SS0.000,000 3. Value Method Codca Q•Apprai&1I R -Cost (Real E.late Only)

(See Column C2) U •Book Value v --Other

T Buy 12/17/09 M

C •S2,SOI • SS,000 D sSS,OOt • SIS,000 E "'SIS,001 · SS0,000

HI -s1.ooo,001. ss.000.000 Hl •More than SS,000,000

L sso.001- s100.ooo M •SJ00,001 • $250,000 P I -S 1,000,00 I - SS.000,000 P2 ss,000.001 -s2s,ooo,ooo

P4 •Mou than SS0,000,000

S cAs5 sme"t T=CashMartet

W Estimated

of 1wng

T

V-othcr

M

Date of Report Name of Person ReportlnFINANCIAL DISCLOSURE REPORT

Page 8of10 05/1212010Haight, Jr., Charles S.

VII. INVESTMENTS and TRUSTS -facom•, "a1 ••• 1ransucr1uns <1nc1udes 1hau of•pouu ant1 dependent children; see PP· J4-6o insrructwns.J

D NONE (No reportable income, assets, or transactions.}

A.

Description of Assets

(including trust assets)

Place "(X)• after ea.ch asset

exempt from prior disclosure

B. c. D.

Income during Gross value at end Transactions during reporting period

reporting period of reponing period

(I) Amount Code I

(2) Type (e.g.,

div., rent,

(I) Value

Codc2

(2) Value

Method

(I) Type (e.g.,

buy. sell.

(2)

I (3)

Date Value rnm/dd/yy Code 2

(4) Gain

Code!

(.S) Identity of

buyer/seller {A-H) or int.) (1-P) Codc3

{Q-W)

redemption) I (1-P) (A-1-1) {if private transaction)

69. Cheshire, CT GO Bonds c Interest M T Buy 06/26/09 M

70. Manchester, CT GO Bonds c Interest M T Buy 07/02/09 M

71. Southington, CT GO Bonds

72. Easton, CT GO Bonds

c

c

Interest

Interest

M

M

T Buy

Buy

06/05/09

05/28109

M

73. West Hartford, CT GO Bonds c Interest M T Buy 07/21/09 M

74. Regional School District 18 CT Bonds D Interest M T Buy 09115/09 M

75. Wethersfield, CT GO Bonds D Interest M T Buy 06/18/09 M

J. looome Gain Codes: A •$1,000 or Im B •S l ,001 • $2.SOO C •S2,50 I - SS ,000

( e Columns ll I ond D-1) F •SS0,001 • SJ00,000 G •SI00,001 -Sl,000,000 HI =SJ ,000,001 -$5,000,000 2. Value Codes J •SI S,000 or lc:s.s K•SIS,001-SSO.OOO L =$50,001-SIDO,ooo

(Set Columns Cl aod 03) N =SlS0,001 -SS00,000 O•sl00,001-Sl,000,000 Pl •Sl.000,001 - $5,000,000 Pl •Sll,000,001 - SS0,000,000 P4 •Mor< than SS0,000,000

J. Value Method Cod<1 Q•App<a;,al R •Cost {Real Estale Only) S =Assessment (See Column 0) U •Book Value W =Estimated

D •SS,001 -SIS,000

Hl •Mon: th.on Sl,000,000

M.-,SI00,001-$250,000

Pl =SS,000,001 - $25,000,000

T-i:ash Marl:et

E =$15,001- SS0,000

D1te or Report Name or Pttson Reporting FINANCIAL DISCLOSURE REPORT

05/1212010Haight, Jr., Charles S. Page 9of10

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {lndicatqarto/Report.)

Page 4, Par1 VII, line I of the 2008 Report lists "Columbia Govt. Plus Reserves Trust Class" as an asset. This is a money market fund. During 2009 our financial adviser replaced Columbia with a Bank of America Money Market Savings Account, which is listed on Page 4, Part VII, line I of the 2009 Report in place of Columbia. This was a transfer of cash from one fund to the other. It did not generate any gains or losses.

FINANCIAL DISCLOSURE REPORT

Page 10 oflO

Name or Penon Repor!lni

Haight, Jr., Charles S.

Date of Report

05/1212010

IX. CERTIFICATION.

I certify that all Information given above (including lnformatlon pertaining to my rpouse and minor or dependent children, if any} ls accurate, true, and complete to the best or my knowledge and belief, and that any Information not reported mu withheld because It met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honoraria and the acceptance or gifts which have been reported are in compliance with the provisions or 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sign at

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544