Harold A Baker Financial Disclosure Report for 2009

8/3/2019 Harold A Baker Financial Disclosure Report for 2009

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I a o ~ 0 [ FINANCIAL DISCLOSURE REPOR T ~r~q~y,~Z~in Government Act of 1978R ~ v . I /~ 0 1 o F OR C A LEN D A R YEA R 2009 (5 u.s .c , a p p . I o t . t tO1. Per~n R t , porffmg ( la~ name, f i r~ mlddl ini t ia l ) 2 . C o u r t o r O r g a n lz a t lo u ! . . . "B a ke r , H a r o l d A . C e n t r a l Do s t r i e t o f I l l in o i s 0 5 /0 2 /2 0 1 0

4 . T i ~ ( A r ~ l ~ 1~ j od~ s i nd i c ~ e ~ t i v e o~ ~ z i o r s ~ a t m ; ~. R~,port Type (c~c .k apgropri~ WOe) ~. l~por~ P~dodm a g i s m ~ j ~ g ~ i M i ~ a ~ f ~ l ~ ~ p a r t ti m e )[--] Nm~mion, D a ~ 0 1 /0 1 /2 0 0 9

.Sb. []7 . C lm m b e n o r O f f i ce A d d r e ~z ~ . O n f l z e b ~ dz o f / b e i n f o r m a t i on ~ oa t ~ I B~ d [ ~ t h i s R q ~ or t a nd s a y

U . S . C o u ~ H o u s ~2 0 1 S o u t h Vi n e S t .Ud~na, IL 61802 Reviewing Orlker

I M P O R T A N T N O T E S : T ~ e l n ~ r ~ .o n s a c co ~ , ,y ~ n g th is form m ~t ~ fol tow~ Com plete ~ ~checking the NONE box for each part where you have no reportable information. Sign on iaxt pag~

I. POSIT ION S. ao,,, ,,~[ ~ ] N O N E ( N o reportable posit ions.)

POSITION NAME OF ORGANIZATION/ENTITY

4.

~ N0~ ~o reportable a~eements.)~ p~TIES ~D ~S

1 .


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DISCLOS~~PORTP a g e 2 o f 8

HL NON-~S~NT ~CO~.~ Fliers Non-Inv~ent lncom~

~ NONE ~o repotable non-i~ i~ome.)I.

3.4.

B. S~uses Non-~v~tment Income-

~ NONE ~o repo~able non4~t~ SOURCE

3.

IV. REIMBURSEMENTS - ~,~,~,~o,,, ~s~,~~ ~( l n c lu d ~ t h o ~ e t o s p o u s e a n d d e p e ~ t e n t c h i l d r e n ; s e e p p . 2 ~ - 2 7 o f f i li n g i n x t r u c ti o n x . )

N O N E ( N o repor t ab le r e i mburs ement s . )SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 .2.3.4.5.


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FINANCIAL DISCLOSURE REPORT ~ , ~ o r e ~ . , o , a ~ - t n v , t , o ~ n q , o ~P a g e 3 o f 8 W k , ~ , H a r o l d A ~ 0 5 / 0 2 / 2 0 1 0

V. GIFTS. a,~,~~,~e,~,~n,~u~,~,~,~[] N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION VALUE1.2.

3.

4.

5.

VI. LIABILITIES. a,,a,,,~ ,~o of ,~,,,, ,~,t ~ ,-~u,~. ~ rt. 32.33 of fdi~g ~ns.)N O N E (No re portable l iab i l i t ies .)

CREDITOR D E S C ~ U P T I O N1.2.3.4.5.


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FINANCIAL DISCLOSUR E REPORTPage 4 of 8 Baker, H a r o ld A . 05/02/2010VH. INVESTMENTS and TRUSTS -

~ NONE ~o rep~able i~ome, ~, or ~a~tio~.)A. B. C. D.

I. Fi~li~ ~h ~ D l~v. M T2. Fi d e . l i t y N ew Mi l l en i n m A Di v i de nd L T

E R e n t PI W41 W y e a a i . ~ , ~ , , "~ " A D i v i d e n d S old 1 0 / 1 6 1 0 9 J D I m a r k e t m e r g e x l w i t h........ 8345. B P P L C A D i v i d e n d K T6. E r a m o n s E l e c C o . A D i v i d e n d K T7. " S c h l u m b e r g e r L i d A Di v i de nd L T8. W a l g re e n C o . A Di v i de nd L T9. Dow Jon e s Se ct Di v i de nd T ru st A Distnbufio~ K T1 0 . I ll i n o i s T o o l W o r k s A D i v i d e n d K T1 1 . S&P N l i dca p 400 ImL "x fu nd A D i v i d e n d K T1 2 . H e w l e t t P a c k a r d C o . A Di~tnbuflo~ K T1 3 . M o r g a n C h a s e C o , B D i v i d e n d L T1 4 . D u p a g e C o . S c h l . B o n d A Interest K T1 5 . T r a n s o c e a n A D i v i d e n d J T1 6 . C o o k C o o n t y C a p i t a l I m p r o v e m e n t B o n d A Interest R e d e e m e d 11/13/09 J C o o k C o u n t y1 7 . L e h n a a n T I P 3 B o n d F u n d A D i v i d e n d K T M e r g e d( w i t h I i ~ 2 1 )


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Iame o f Pe rma R e p e r t h ~ g Date of ReportFINANCIALD IS C L O SU R E R E P O R TI Baker , Harold A.

P a g e 5 o f 8 0 5 / 0 2 t 2 o 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ , , ,~ , . a . , ~ a ~ a . ~ a , ~ of ~tt~e and ~ chi/d~" ~e pp. 3~--6~ Offl//.ng~ -q (No reportable assets, orON E income, transactions.)

A. B. C. D .D e s c r i p t io n o f A . ~ t s I n c o m e d u r in g G r o s s v a l u ~ a t e n d T n n s a c t ie ~ s d u r i n g ~ p e r i o d( i n c l u d h a g l r u s | a . ~ s e ~ ) r e p o r t i n g p e r i o d o f r e p o r t in g p e h o d

e x e m p t f r o m p r i o r d i s c lo s u r e Code I [ d i v ~ r e n t , C o d e 2 M e t h o d b u y , ~ 1 1 , m m / d d / y y C o d e 2 buye.r/~e: ller{ A H ) o r i ~ t . ) ( J - P ) C o d e 3 r e d e m pt io n ) ( J - P ) (if

] 8 . S & P T o p I X 1 5 0 I n d e x F u n d A D i v i d e d S o l d 1/13/09 J m a r k e t1 9 1 " l Sh a r e s M S C I E A F I n d e x F u n d A D i v i d e n d K T2 0. P o w e r s ha re s D y n am i c M kt . A D i v i d e n d K T21 , I S h a ~ s B a r c L a y T I P S . B D i v i d ~ u l K T s a m e ~ s # 1 7

22 , ] S h a r ~ S & P G l o b a l t e l e c o m A Di v i de nd J T23. I S h a r e s T R M S C I E m e r g i n g A Di v i de nd K24 . p o w ~ r ~ h a r e s D y n a m a i c S e m i A Di v i de nd K T s a m e a ~ # 2 025 . P o w e r s l ~ a re ~ D y u a m i s o f t A D i v i d e n d K T26 . Posw e rsha re s l o t I~VD A D i v i d e n d K T27 . I S h a r e s G lo b a l 1 0 ~ I n d e x f u n d A D i v i d e n d S o l d 1/13/09 K m m - k e t2 8. W i sd o m T r ae In tl m !c f un d A D i v i d e n d S old 11/ 13/ 09 J r n ~ r k e t

2 9. W i s do m " lr ae In tl s/ e A D i v i d e n d S o l d 11113/09 J m a r k e t

30 . E v a n s t o n I L B o n d 4 % A I n t e ~ e s ~ ~ T

31 . W I L L C N 3 . 5% b o n d A lute:st I T

32. Tu l s a O kl a B / E 4 . 5 % A Int~st K T B u y 1 l / I 3 / 0 9 K market

33. Oa l da nd~ MUI Schs. 4% A Interest K T Buy 1 1 1 1 3/09 K m m k e t34 . P fize r In e A D i v i d e n d J T S p i n o f f 10/ 16/ 09 J P f i z e r b o u g h t W y e t h( f r o m l i n e 4 )


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N a m e o f I e ~ s a , , R e p o r tl a g Date of ~Page~C~6 of 8 DISCLOS~ ~PORT [ n~k~, m~o~a ~ o5~o~o

N O N E ~ o ~po~able income, ~se~, or ~actio~.)

(A-~ ~ ~) ( J - P ) C~ 3 ~n) 0~ (if ~(Q-~ m~)


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V III. A D D IT I O N A L IN F O R M A T IO N O R E X P L A N A T I O N S . a ,,m , =~ , ,~ o ~ ~ m , ~ )


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N a m e o f P e r s o n R e p o r t i n g D a ~ e o f R e p o r tFINANCIALD IS C L O SU R E R E P O R TPage 8 of 8 o5/o~o~o

I X . C E R T I F I C A T I O N .I ~ r t ~ y t h a t ~ 1 1 i n f o r m a t i o n ~ J v e n a b o v e O n c l u d i u ~ i n f o r m a t i o n p c r ~ i n i n ~ t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i t a n y ) i sa c c u r a te , t r u e q a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e l ! m e t a p p l i c a b l e s ta t u t o ryp r o v i s i o n s p e n n l t t i n g n o n - d l s c l o s u r e .I f u rt h e r c e r ti f y t h a t e a r u e d i n c o m e f r o m o u t s i d e e m p ~ y m e n t z n d h o n o r a r i a a n d t h e a c e e p t ~ c e o f g t R s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n * o f 5 U . S .C . a p p . 5 0 1 e L ~ q . 5 U . S .C . 7 35 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

NOTE: A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C Y T O C I V ILA N D C R I M I N A L S A N C T I O N S ( ~ U . S .C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SM a i l si g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n is t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Harold A Baker Financial Disclosure Report for 2009