Harold R DeMoss Jr Financial Disclosure Report for 2009

8/3/2019 Harold R DeMoss Jr Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/harold-r-demoss-jr-financial-disclosure-report-for-2009 1/8

ao w FINANCIAL DISCLOSURE REPORT R ~ o r t RequireS by t h e Ethicsin Government Act ofl978

Rev. 1/2010 FOR CALE NDAR YEAR 2009 (5 u.s.c , app. i f§ 1Or-te l)

!. P e r s o n R e p o r t i n g ( l a s t n a m e , f l i n t , m i d d l e i n i t i a l ) 2 . C o u r t o r O r ~ a n i z a t io a 3 . D a t e o f R e p o r t

D e M os s , J r . , H ar o ld R. U.S. 5th Cir . Ct o f Al : rpea ls 05/05/2010

4. T i t le (Art icle l i t judges indicate act ive or senior s ta~; 5 a . R e p o r t T y p e ( c h ~ x . k a p p r o p r ’ ia t ~ t y p e ) 6 . R e p o r t i n ~ , P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a c t - t i m e )

[ ] N o m i n a t i o n , D o t e 0 1 / 0 1 1 2 0 0 9

U . S . C i r c u i t J u d g e - S e n i o r [] Initial [] A ~ n n u a l [] Final to

12/31/2009

7 . Ch a m b e r s o r ~c e A d d r e s a 8 . O a t h e b a s h o f t h e i n f o r m a t i o ~ o m t s ln e d i n t h i s R e p o r t a n d a n y

m o d i f i c a U o n s p e r t a i n i n g t h e r e t o , i t I s , i n m y o p | l~ l o n , i l l compliance

U . S . C o u r t h o u s e w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

5 1 5 R u s k , S u i t e 1 2 0 1 5

H o u s t o n . T e x a ~ 7 7 0 0 2R e v i e ~ i . g O f f i c e r D a t e

I M P O R T A N T N O T E S : The ins truct ions accompanying th i s form mus t be fo l lowec£ Complete a l i par ts ,

checking the NO NE box for each part where yoa have no reportable Information. Sign on last pag~

[--] N ON E (N o re por tab le pos i t ion s . )

P O S I T I O N N A M ~ Q F O R G A N IZ A T I O N / E N T IT Y

I. Trustee Bo a r d o f T r u s t e e s, O p e n D o o r M i s si o n

3 .

4.

5 .

~ N O N E ~ o reportable agreements.}

~ PARTIES A~ TE~S



P a g e 2 o f 8

H I . N O N -~ S T ~ N T ~ C O M E . (~ ~vidual and spo~e; ~ p~ 17-24 of fding ~)

A . F li e r ’ s N o n - I n ve s t m e n t I n co m eN O N E ~ o reportable non-inv~ent income.)

SO~CE A~ ~E(yo~s , no t spou t ’s)

1,2009 T~able 1~ d~bution flora Ra~ond J~ ~ 6 0 , 0 0 0 . 0 0

2.

3,

4.

B . S p o u se *s N o n -In ve stm e n t In co m e - If~u

(Dollar amount not required ~cep t for h~ ora~a. )

N O N E ~ o reportable non-inv~ent income.)

SO~CE

1.

2.

3.

4.

IV . R E I M B U R S E M E N T S -( Includes those to ~pous¢ and dep~nd~nt chi ldren; s¢~ p p . 2J-27 of fil ing i~ctio~..)

N O ~ ~ o reportable reimbursements.)

~ ~ ~ PU~O~E ITEMS P~D OR PROV~ED

I.

2.

3.

4.

5.



P a g e ~ C ~ 3 of 8 D I S C L O S ~ ~ P O R T [ DeMoss, Jr. Harold ~

[0 5 / 0 S n 0 1 0

~N O N E ~ o reportable

~ D E S C N P T I O N

1.

2.

3 .

4.

5.

~-] N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUE CODE

I.

2,

3 .

4.

5.



F /N A N C IA L D IS C L O S U R E R E P O R T Name of Perroa Reporting D a t e O ! R e p o r t

P a g e 4 o f 8 D e M ~ s s , J r ., H ar o ld I L 05/05/2010

VII. I N V E S T M E N T S a n d T R U S T S - ~, .... ~.e, , . . ,~a~ ana ,~ ~o,, o~’svo~.,,~ ~ ~it~¢.; ~

N O N E ~ o reportable income, ~se~, or ~a~actio~.)

A. B. ~ C. D .D ~ c n p t io n o f ~ se t s Inc~~ng

(G ~ o ~ v a l u e ~ t ~ T~cfio~ ~fing ~ing p~

( i ~ lu ~ n g ~ s t ~ e ~ ) r~ng ~fi~I

ofr~ing ~

Pl~e’~}’~er~set ’,~nlI T~{e.g., V a ~ e V a l~ T ~ a( e , g , , ~ Dam Value Gemexert fr~ pn~ diglos~ : ~ C ~ I , 1 d i v . , ~ t , C~ 2 M e~ o d ~ y , ~ 1 1 , j m~d~ C ~ e 2

~ ( A - H } ~ o r i n t . ) ( J - F ) C ~ e 3 r~ption)]

(J-F) (A-H) ] ( i f p r i v a t e

] : : . . . . . . . . . (~ i ..~ n s ~ t i o n )

I. R a y m o n d J a m ~ T ~ t e e f o r I ~R o ll-o v e r -S e e ~se ~ be lo w :

2. Raymond J~es I~-AIM CH~R A D i ~ d e n d M T

3. A I M U . S . G o v e r n m e n t F u n d B D i vi d e nd L T

4. D W S C o r e P l u s A D i v i d e n d K T S o l d 0 7 1 0 9 / 0 9 J(par t)

5. S o l d 08/07/09 J( p a r t )

6. S o l d 09/10/09 J(par t)

7.S o l d 10/08/09 J(par t)

8.S o l d 11/10/09 J(par t)

9.S o l d 12/09 /09 J

1 0 . D W S S t r a t eg i c G o v S e ¢ F u n dB D i v i d e n d K T

1 1 . D W S H I G H IN C O M E A D D i v i d e n d L T

1 2 . D W S S t r a t e g i c V a lu e F u n d A D i v i d e n d L T

1 3 . C O H E N & S T E E R S C D i v i d e n d K T

1 4 . N A TI O N A L R E TA I L PR O PE R TI E S C D i v i d e n d K T

1 5 , N o r t h e r n q ’~ s t C o ’ ~ ] A Interest J T

1 6 . R . J , Ba n k D e p o s i t A Dist r ibut ion J T

1 7 . W e l l Fa r g o B a n k A Interest J T



F IN A N C I A L D I S C L O S U R E R E P O R T ~,~ or

Pa g~ 5 of 8 DeMo$~,Jr., Harold R.

[

05105/2010

N O N E ~ o repor~ble income, ~se~, or

A. B. [ C. ~ D .~c~pfioa of A~ ~me d~ng . G ~ s s

(l ) (2 ) ( 1 ) ( 2 ) i (1 ) ~ (2) (3)[(4)[ (5 )Place "~" ~= ~h a~l [~o~t T~¢ (e.g. , V~e Value ~ T~(e.g. , ~ D a t e Vahe[ ]~in I d ~ t i ~ o f

1 8 . Sow~ ll ~93, Ltd None J

1 9 . S u n o c o . In c . A R o y a l t y J T

-20 . D e v o n E n e r g y O p e r a t in g C o . A R o y a l t y J T

" ~ 1 , Ana darko Pet roleum B R o y a l t y J T

2 2 . Prudent i a l I ns . of Am er ica A Interest J T

2 3 . A m e g y B a n k o f T ~ x a . s A I n t e r e s ~ L T

24 . R a y m o n d J a m e s Tr u s t e e f o r Br o k e r A c c t l -Se e as s e t s b e t ow:

2 . 5 . C a p W r l d G w lh & ] n c m B D i v i d e n d L T

2 6 . C a p i t a l O n e B a n k A Interest R e d e e m e d 04/01/09 L

2 7. C D i v i d e n d L To n d Fd o f A m e r i c a

i 2 8 . G wlh F d of Ame r i ca A D i v i d e n d L T

2 9. I n c o m e F d o f A m e r i c a C D i v i d e n d L T

3 0 . R a y m o n d Ja m e s T r m te e f o r B r o k e r A e e t 1 1Se e as s e t a b e low:

3 I. A T & T A D i v i d e n d J T

l,3 2 . FPL Group A Dividend J T

33H e w l e t i Pa c k a r d C o . A D i v i d e n d J T

3 4 . J o h n s o n & J o h n s o n A D i v i d e n d J T

I . I n co m e G ain C ad e t : A =$1.000 or ~ B -$ l .O~ l - $2 ,~ 0 0 C -$2~01. $5,~ D ~.~I - $15.~0 E - $ 1 5 . 0 0 1 - $ 5 0 . ~ 0

(~e Colu~ C2) U -B~ V~ V ~ W



F I N A N C I A L IName al" Per~oa Rel~limg D~te of Repo~DISCLOS~ ~PORT

P a g e 6 o f 8

N O N E ~ o reportable income, ~sets, or ~a~tio~.)

Pla~ "~)" after ~h ~t ~ount ~ T~c (g.. V a ~ ¢ V a ~ T~ (g., D a t e V a l u e Gain ld~ti~ of

exempt ~m ~ discloswv ~I :, die.. r~t,[

C~2 Me&~ ~ y . ~ 1 1 , ~ ~e 2 C~I buy wise t l e r(A-~ o r in t . )

~(J-P) ~ C~3 ~¢d~pti~) ~ ( J - P ) (A-~ ~ (ifpfival¢

35 . Procter & G~ble Co A Dis~bu~on J T

36 . Weingaa~n ~1~ l nvs S~ Ben In t Re i t £ D iv idend J T

3 7. CAP WRLD GRTH & INCM A D i v i d e n d J T

3 8. R.J. Bank Acct A D i s t r i b u t i o n J T

3 9 . Raymond James IRA Growth Fund of A D i v i d e n d J TAmerica

,, ,

4 0 . S~curi~" Life of Denver Ins. Co.: Universal C In te res t M TLife Policy

4 1 .

42. ~



FINANCIAL DISCLOSURE REPORT N.m~ of Perle, Reporti,g[

D a t e o f R e p o r t

Pa~c 70~ 8 D eM o~s , J r . , H arold R.

[

0 5 / 0 5 F ~ 0 1 0

V III. A D D IT I O N A L IN F O R M A T I O N O R E X PL A N A T IO N S . a~,,~- o/R,~,~)

Pa r t I. T h e o rga n i z a t i on i nd i c a t ed i n Pa r t 1 . Posit i ons i s a non -p ro f i t c h a r i t a ble o rga n i z a t i on a nd Jud ge DeMoss i s no t a n " i nc ome b enef i c ia ry" o f t h i s o rga n i z a t i on .

Pan 111. Non-investment income from taxable IRA dist r ibut ion from Raymond James in the amount of $60,000.00 was inadertant ly omit ted from flier’s 2008

F i na nc i a l Di sc losu re R ep orL

Part VIL The asset shown on Line 3 was formerly known as AIM Intermediate GovLT h e a s .se t sh ow n on L ine 5 w a s fo rmer ly k now n a , s IR A DW S U SGOVT SE C.T h e a sse t sh ow n on L i ne 7 w a s fo rmer ly k now n a s DW S DR EMA N HIGH R ET GR N.The asset shown on Line 39 was opened in 2005 but inadvertant ly omit ted on since that date.The asset shown on Line 40 waS purchased in 199~ but inadvertant ly omit ted since that date.



F I N A N C I A L D I S C L O S U R E R E P O R T

[ DeMo~,, Jr. , Harold R.

05/05/2010age 8 of 8

I X. C E R T I FI C A T I O N .

I c e r ti f y t h a t a l l i n f o r m a t io n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r la l n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l dr e n , i f a n y ) i saccur a t e , t r ue , and comple t e t o t he b e s t o f my k nowle d ge and b e l i e f , and t ha t any i n fo r mat i on no t r ~ por t e d waa wi t hhe ld b e caus e i t me t app l i cab le s t a t u t o r y

p r o v i s i o n s p e r m i tt i n g n o n - d i s c l o s u r e .

! fu r t he r ce r t i fy t ha t e a r ne d i ncome f r om ouUI d e e mployme nt and honor a r i a and t he acce p t ance o f g f f t ~ whi ch have b e e n r e por t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e l. s e q. , 5 U . S . C . § 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r eg u l a t i o n s .

N O T E : A N Y I N D IV ID U A L W H O K N O W I N G LY A N D W I LF U L LY F A L S IF IE S O R F A I LS T O F IL E T i l ls R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

F I L I N G I N S T R U C T I O N S

M a i l si g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c ! o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N. E .W a s h i n g t o n , D . C . 2 0 5 4 4

Documents

Harold R DeMoss Jr Financial Disclosure Report for 2009