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1 History of Flood Management in the United States Martin Reuss, Ph.D. U.S. Army Corps of Engineers, Retired Consulting Historian [email protected] The Constitution of the United States of America Commerce Clause: . . . To Regulate Commerce With Foreign Nations, And Among The Several States And With The Indian Tribes;. . .

History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 1: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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History of Flood Management in the United States

Martin Reuss, Ph.D.U.S. Army Corps of Engineers,

Retired

Consulting [email protected]

The Constitution of the United States of America

Commerce Clause:. . . To Regulate Commerce With Foreign Nations, And Among The Several States And With The Indian Tribes;. . .

Page 2: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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General Survey Act---April 30, 1824

An Act to Improve the Navigation of the Ohio and

Mississippi Rivers---May 24, 1824

What is a Navigable River?

Those waters must be regarded as public navigable rivers in law which are navigable in fact. And they are navigable in fact when they are used, or are susceptible of being used, in their ordinary condition, as highways for commerce over which trade and travel are or may be conducted in the customary modes of travel and travel on water.

---The Daniel Ball (1870)

Page 3: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Mississippi River Commission1879

MRC president and two other members from the Corps of EngineersOne member from Coast and Geodetic SurveyThree civilians, two of whom had to civil engineers

Page 4: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 5: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 6: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 7: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Flood Control Act of 1917

---applied only to the Mississippi and Sacramento rivers

Page 8: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 9: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 10: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Flood Control Act of 1928---rejected “levees only” policy

---large scale flood relief for lower Mississippi Valley

---also some funds for Sacramento River flood control

Page 11: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 12: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 13: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Flood Control Act of 1936

---established a federal responsibility for nationwide flood control

---established benefit-cost analysis as basic tool for evaluating proposed

projects

Page 14: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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“ABC Requirements”

n Provide without cost to the United States lands, easements, and rights-of-way

n Hold and save the United States free from damages due to the construction works

n Maintain and operate all the works after completion

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Page 16: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Flood Control Act of 1944

---established right of states to review federal water plans

---authorized recreation facilities

---prescribed primacy of “beneficial consumptive use” for federal projects west

of 98th meridian

Page 17: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Page 18: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Total Dams in the United States---over 75,000

Dams Owned by the Federal Government

---less than 5%

Page 19: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Federal Expenditures for Flood Control

1856-1936: $400 million1936-1952: $3.5 billion (about

100 Projects)To late 1970s: $13 billion (Grand

Total)

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Page 21: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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0

10

20

30

40

50

60

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

FLOOD DAMAGES SUFFERED FLOOD DAMAGES PREVENTED

POTENTIAL FLOOD DAMAGES

Bill

ion

s o

f Do

llars

10-Year Average = 27.3 26.8

16.2

54.4

28.431.9

18.2

48.6

8.8

19.219.2

Page 22: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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DAMAGES PREVENTED

17.6 17.5

8.1

32.3

17.1

26.8 22.3

45.5

13.4

21.2

05

101520253035404550

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

Bill

ion

s o

f Do

llars

10-Year Average = 22.3

Flood Damages Prevented in the U.S.A. by the U.S. Army Corps of Engineers

Flood Related Lives Lost

125

58

87

109

70

103

131

98 102 105

0

20

40

60

80

100

120

140

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

10-Year Average =99

Liv

es L

ost

Fiscal Year

Page 23: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Real Flood Damages 1903 - 1996 (Billions ‘95 $’s)

The Situation in the USn Over 150,000 square miles (94 million acres)

or 7% of country prone to floodsn Almost 10 million households and $390 billion

in property are at risk todayn Rate of urban growth in flood plain twice the

rest of countryn Average annual loss of life from floods stablen Average annual flood losses risingn Loss of natural flood storage continuesn But damages have increased in real dollars and

disaster relief average $3 billion per year and uninsured losses are growing.

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Page 25: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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1

Future Flood Control & Protection Considerations

August 19, 2008

2

Why Care about the future?

What is a flood?

Principles of Flood Plain Management

USACE Flood Damage Reduction Considerations

How flood control and disasters impact Public WorksExamples

Barriers

Trends

Strategies and Tools for Flood Plain Management

Agenda

Page 26: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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3

What we do on the land affects the water!Recognize and address barriersRe-think design standards and methods

Human health and safetyLevel of riskAccountabilityHaphazard and un-coordinated flood protection system

Why care about future flood control and protection?

4

What is a Flood?Defining a Flood...100 year flood, 1% annual chance flood or base flood, a flood of size that has a 1% chance of being equaled or exceeded in any given year. (Properties beyond 1% flood area still at risk)

Normal Channel FlowBase Flood

RegulatoryFloodDatum

Secondary FloodHazard Area

(a)Primary FloodHazard Area

Secondary FloodHazard Area

FloodwayFringe

Floodway FloodwayFringe

Freeboard

Page 27: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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5

What is Floodplain Management?

…continuous decision making process that aims to achieve the wise use of the Nation’s flood plain lands and watersSimultaneously present, near future, long term Balancing of relative costs - benefits and best mix structural and non structural toolsReducing risk through loss reduction strategies and toolsWise Use: …activities compatible with naturaland human (life & property)

6

Principles of US Floodplain ManagementMajor federal interest but basic responsibility

with state and local governmentsSee floodplains in context of total community,

regional and national planning and management

Flood loss reduction seen in larger context of floodplain management - not an objective in itself; integrated water resources management

Resource management often focuses on resources that extend beyond the floodplain.

Evaluate alternative strategies

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7

USACE Flood Damage Reduction Considerations

Local DrainageHistorical ReductionReasonableness of DamagesFuture DevelopmentResidual RisksBenefits During ConstructionInduced FloodingRecreationMitigation vs. Restoration

8

Land Use decisionsStructural development and infrastructureEmergency response, evacuation plans, disaster response – displaced residentsBuilding codesEarly warning systemsChanges in state and federal regulations

Flood insurance - Changes and updates to flood plain mappingDam Safety (also addresses impoundments, dikes surrounding facilities such as POTWs, PW yards and operations centers)Municipal stormwater management facilities – MS4 Program

Application of design requirementsConcern for rising water levels in low-lying areas (Global warming)

How flood control and disasters impact Public Works

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9

FEMA Tracking of Displaced Residents

Louisiana

Mississippi

AlabamaCirca May

2006

10

Building Codes

Bayou La Batre, AL May 2006

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11

Bayou La Batre, AL - Coastal devastation…

12

Bayou La Batre, AL - Coastal devastation…

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13

Post-Katrina:Updated building code requirementNew construction first floor occupied level 16-feet above MSL (Katrina storm surge – 16-feet @ Bayou La Batre)Previously established at ~11-feet above MSLDoesn’t protect pre-existing properties

Trends Continuing to Impact PW – Mobile County, Alabama

14

USACE Levee Safety Certification/De-certification (Wednesday’s StormwaterSummit at Congress)

Previous FIRM Mapping missed some PW facilities

Changes in dam safety law - Virginia Increased inundation zone analysisExtended and applied to stormwatermanagement facilities

Trends Continuing to Impact PW

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15

Water Surface

Anatomy of a Levee

Water-side Berm

Levee Crown

Land-side Berm

16

August 29, 200580% of City inundatedConfirmed fatalities – 1,118More than 400,000 residents fled CityEducational and healthcare systems are crippled, recovering50 levees breached, most failed due to over-topping & erosionAugust 29, 2005

Peak water level estimated at 1.7-feet over the top of floodwalls

New Orleans - Katrina

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Basically two types:Traditional levee (43 over-topping & erosion)Levee with I-wall (7 failures)

Flawed design:Low factor of safetyInappropriate interpretation and application of geotechnical dataSPH (101 – 111 mph) versus PMH (NWS 151 mph) meteorological parameters (wind speed)

Katrina maximum recorded wind speed – 161 mphPiecemeal levee system constructionDifferent vertical datum - some floodwalls were 1.7-feet lower than other areas

New Orleans – Levee Breaches

18

17th Street Canal

0 ftLevee Fill-2 ft Marsh

Soft Clay

Sand

+5 ft

+12 ft

+7 ft

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19

London Avenue Canal

Levee FillMarsh

Sand

Top of I-wall

20

London Avenue Canal

Levee FillMarsh

Sand

Top of I-wall

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21

Pumping stations collect storm runoff, were not in those areas where levee breaches occurredOperators in Jefferson & St. Bernard parishes were evacuatedStations lost power, suffered significant damageUnintended reverse flows occurred through pumps, adding to flooding

New Orleans – Storm Pump Stations

22

Plant site

Berms

Crown

To waterway

Original Height

Proposed Height

Page 36: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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23

Virginia Dam Safety Regulations

Most Probable Flood Analysis

Dam Breach Analysis

Emergency Action Plans (EAPs) need to be modified

May be applied to stormwatermanagement facilities

Inundation Zone Analysis – Most Probable Flood Elevation

24

Auxiliary Spillway Analysis

400

410

420

430

440

Valley Floor

SC1

SC2SC3SC4

0 100 200 300 400Distance, feet

Elev

atio

n, f

eet

Aux. Spillway Erosion

Page 37: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Constructed Flood Control FacilitiesVirginia Flood Control Facilities may be subjected to Dam Breach AnalysisTrickle-down effect on smaller regional stormwatermanagement facilities

26

Non-Structural BarriersAssessing environmental quality and intangible social benefits is difficultProcedures used for benefit/cost analysis are based on certain assumptions that limit non-structural Emergency flood relief and recovery payments by Government create incentives against non structuralFloodplain management not being pursued in comprehensive fashion at all levels of governmentThose who live and work in flood zones not paying proportional cost of the decisionsNational policy on disaster response and assistance not aligned to management: in some cases incentives still exist for locating in flood plain.

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Barriers (cont.)

Unprotected development in the 100-year flood plain and continued development just outside the 100-year plain.Those deciding to live and do business in flood plain not paying proportionate costs of the decisionsGrants and other post flood assistance reduce incentives to develop preventive program.20,000 communities in flood plains, 90% participate in national flood insurance program, but less then 20% of occupants buy insurance.

28

BarriersFederal System: state, local

resistance to Federal interferencelimited coordination on water

Property rightsindividualismfree market, private ownership

Resistance to land use planningFlood management must integrate land use

Lingering culture of primary structural responsesTradition of helping the victims

assistance vs.mitigation, prevention

Page 39: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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TrendsMovements to coastal communities, adjacent to lakes and rivers

Reduced ability to fund large capital measures. Increased scrutiny, enhancing codes, regulations, zoning, and multipurpose management

Flood insurance a primary management tool. Increased litigation over local government failure to endorse flood plain ordinances.

Application of probable maximum hurricane (MPH) instead of standard project hurricane (SPH). Katrina levee breaching in New Orleans is example.

New awareness of natural functions of wetlands and of environmental quality values

Balance between public and private rights shifting in favor of stronger public rights as public nuisance costs grow

30

Strategies and Tools for Flood andFloodplain Management

Modify Human Susceptibility to Flood Damage and DisruptionModify the Impact of Flooding on Individual and the CommunityPay attention to structural factor of safety, geotechnical dataPreserve and Restore the Natural Resources Regulations, comply with RPAsIncreased Ratcheting Down on StormwaterManagement Facilities

Page 40: History of Flood Management in the United States · Those deciding to live and do business in flood plain not paying proportionate costs of the decisions Grants and other post flood

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Conclusions

Flood Management & Control is ComplexWe have much experience but still tryingWe have moved from attempts to control to attempts to manage floodsStructural and non-structural measures must work together.Changing behavior is critical.We must acknowledge and accept risk.The civic culture and civic infrastructure come together in flood management: a learning ground for building democratic civic culture.

32

ASCE June 2007 Civil Engineering Journal The ERP Report – What Went Wrong And Why, Hurricane Katrina External Review PanelAvailable for purchase: [email protected]

USACE - Planning Community Of Practice-policy Review Conference, May 2006

Acknowledgments

Contact:

Ken Eyre, P.E.Greeley and Hansen6564 Loisdale Court – Suite 100Springfield, VA 22150703.922.7302e-mail: keyre@greeley-

hansen.com