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Human Landing SystemNextSTEP-2 Appendix H
BAA Final Release
Virtual Industry ForumOctober 3, 2019
National Aeronautics and Space Administration
HLS Broad Agency Announcement (BAA) Industry Forum Agenda
Topic Speaker
Welcome, Introductions, and Forum Ground Rules
JENA ROWEOffice of Communications (NASA MSFC)
Appendix H BAA Overview,Including Recent Updates
DR. LISA WATSON-MORGAN Program Manager, Human Landing System (NASA MSFC)—and—NANTEL SUZUKIProgram Executive, Human Landing System (NASA HQ)
Q&A All
2
Forum Ground Rules
• This forum is being recorded for purposes of capturing questions and answers. • NASA will address questions during this forum to clarify the content of the Announcement. • Participants may submit questions by:
– Pressing *1 on the phone– Submitting via text to WebEx Chat to the ”Host”
• Media should direct all questions in writing to:– Gina Anderson, NASA HQ Public Affairs Officer, at [email protected] AND
– Jenalane Rowe, NASA MSFC Office of Communications, at [email protected]
• NASA will not provide evaluations, opinions, or recommendations regarding any suggested approaches or concepts
• Following this forum, NASA will post an Industry Attendance list for partnering purposes. – Send an email to [email protected] by Friday, October 4, 2019 if you do not
want to be included on the participant list. NASA will post the attendance list on Monday, October 7, 2019.
3
Appendix H BAA Overview
National Aeronautics and Space Administration
Space Policy Directive 1: To the Moon, then Mars
“Lead an innovative and sustainable program of exploration with commercial and international partners to enable human expansion across the solar system and to bring back to Earth new knowledge and opportunities. Beginning with missions beyond low-Earth orbit, the United States will lead the return of humans to the Moon for long-term exploration and utilization, followed by human missions to Mars and other destinations…”
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Artemis Phase 2: Building Capabilities for Mars Missions
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Forum Purpose
Provide an overview of NASA’s HLS NextSTEP-2 Appendix H BAA, released September 30, 2019 and amended October 2, 2019https://www.fbo.gov/notices/9a740488cc6ed3469a5bce2f61ffb9a5 https://www.nasa.gov/nextstep/humanlander2
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HLS BAA Introduction
• BAA Objectives:– Primary: To enable rapid development of integrated human lunar landers and execute a crewed
demonstration mission of HLS to the Moon’s surface by 2024 – Secondary: To achieve long-term lunar lander sustainability and more permanent human access to the
surface (Contract option for development and 2026 demonstration of a sustainable lander)• Timeline
– 7/19/19 BAA Draft #1 issued as a Request for Information (RFI)– 8/2/19 ~850 industry comments received– 8/30/19 BAA Draft #2 issued as an RFI– 9/9/19 ~300 industry comments received– 9/30/19 Final BAA Issued– 10/2/19 BAA Amendment Issued (minor updates and clarifications)– 10/10/19 Inquiries Due 5 pm CT– 10/14/19 Notices of Intent due 5 pm CT (not required)– 10/15/19 Requests for GFE/GFP Agreements and Government Task Agreements (GTAs) Due– 10/25/19 Offerors notified about GFE/GFP Agreements and GTAs– 11/1/19 Proposals Due 3 pm CT– Jan 2020 Award Contracts 9
Appendix H BAA Documents(as issued 9-30-2019 and amended 10-2-2019)
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Appendix H BAA Main BodyNextSTEP-2 Omnibus BAA Amendment 13Attachment A - Reference Library
(due to size limitations Attachment A is divided into multiplefiles: A01 through A22. A portion of Attachment A02 is locatedin a separate package due to SBU content.
Attachment B - NASA Points of ContactAttachment C - Quad Chart TemplateAttachment D - Corporate Contribution WorksheetAttachment E - Model ContractAttachment F - HLS RequirementsAttachment G - Statement of Work (SOW)Attachment H - Data Procurement Document
(List of Data Requirement Deliverables (DRDs))Attachment I - Government Furnished Equipment/Property (GFE/GFP) ListAttachment J - Design and Performance Metrics TablesAttachment K - Optional GFE/GFFP Agreement TemplateAttachment L - DD Form 254Attachment M - ReservedAttachment N - ReservedAttachment O - Milestone Acceptance Criteria and Payment ScheduleAttachment P - Pricing TemplateAttachment Q - Government Task Agreement Template
Attachment A01 - HLS Concept of OperationsAttachment A02 - Referenced standards and documentsAttachment A03 - Interoperability standardsAttachment A04 - NASA CapabilitiesAttachment A05 - Orion Parameters for HLS Mission DesignAttachment A06 - Physical Capabilities and CharacteristicsAttachment A07 - Gateway-Exploration Systems Development (ESD)
Surface Suit Quad ChartsAttachment A08 - HLS Communications InformationAttachment A09 - Space Communications and Navigation (SCaN)
Services for Commercial ProposalsAttachment A10 - Elliptical Polar OrbitAttachment A11 - Global Access White PaperAttachment A12 - HLS Design Analysis Cycle 2 (DAC2) Architecture
Analyses of AlternativesAttachment A13 - Net Habitable Volume and Internal Layout
ConsiderationsAttachment A14 - Surface Mission Duration SensitivityAttachment A15 - ReservedAttachment A16 - Near Rectilinear Halo Orbit (NRHO) Reference TrajectoryAttachment A17 - Manual Control SystemsAttachment A18 - Development of HLS Preliminary Hazards ListAttachment A19 - Rocket Propulsion Test CapabilityAttachment A20 - Lunar Landing Site CharacterizationAttachment A21 - NASA Extreme Environment Mission Operations (NEEMO) 14
Final ReportAttachment A22 - Launch Availability and Quiescence
Base Period CLIN Structure
Base period: Contract award through 10 months • CLIN 001 – Base: 2024 HLS Design and Development. 2024 Design and Development, excepting long
lead items. • CLIN 002 – Base: 2026 HLS Design. Risk-reduction design work in direct support of a potential 2026
HLS performed during the Base period will be permitted. Note that long lead items necessary to support the 2026 mission are not within the scope of this CLIN.
• CLIN 003 – Base: Indefinite Delivery/Indefinite Quantity (IDIQ) for 2024 Long Lead Items. For this CLIN, long lead items are defined as flight hardware with a value of over $100,000 required to be procured during the Base period to enable a 2024 flight demonstration. Proposed long lead purchases are only allowed beginning one month after Authority to Proceed (ATP). Each long lead item shall be proposed as a separate sub-CLIN.
• CLIN 004 – Base: IDIQ - Special Studies. Special studies, analysis, and/or support tasks as initiated by written direction from the Contracting Officer.
11
Option A Period CLIN Structure
Option A period: October 2020 through 2024 flight demonstration. The Option A CLINs listed below will be incorporated into the contract at the time of initial award; Plainly stated, incorporation of a firm fixed-price for Option A at the time of initial contract award does not guarantee exercise of the Option A cited in the contract. • CLIN 005 – Option A: 2024 HLS DDT&E and Demonstration Mission. 2024 mission Design,
Development, Test and Evaluation and flight demonstration (excepting detachable docking adapter work, if proposed, to be performed under CLIN009).
• CLIN 006 – Option A: 2026 HLS Design. The period of performance for this CLIN is October 2020 through 2 months after 2024 HLS Critical Design Review (CDR), anticipated to coincide with the start of Option B.
• CLIN 007 – Option A: IDIQ for 2026 Long Lead Items. For this CLIN, long lead items are defined as flight hardware over $100,000 required to be procured during the Option A period to enable a 2026 flight demonstration. Proposed long lead purchases are only allowed beginning one month after start of Option A period of performance.
• CLIN 008 – Option A: IDIQ - Special Studies. Special studies, analysis, and/or support tasks as initiated by written direction from the Contracting Officer.
• CLIN 009 – Option A: Docking System. Work on a detachable docking adapter, if proposed, for the 2024 demonstration mission.
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Option B Period CLIN Structure
Option B: Approximately 2 months after 2024 HLS CDR through 2026 flight demonstration. The 2026 sustainability demonstration mission is referred to as “Option B” throughout this solicitation. Unlike the Base and Option A CLINs, an Option B firm fixed-price will not be incorporated into the contract at the time of initial award. • DDT&E for the 2026 HLS demonstration mission. Specific CLINs are to be determined at a later
date.
13
Notional Acquisition Timeline
14
HLS Appendix H BAA: Payment Milestones Approach: Base Period CLIN 1 & 2
15
Relative Calendar
Proposed Interim To be Proposed (TBP)
TBP TBPN/A N/A TBP None TBP
Mandatory Interim Certification Baseline Review (CBR)
Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews) ATP+3 months Apr 2020 TBP None TBP
Delivery Continuation Review
Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews)
ATP+7 months Aug 2020 TBP
At least 10% of the total CLIN 0001 price
(per FAR 32.1004 (b)(2)(ii))
TBP
0
Payment Milestones for CLIN 0001 (Base Period: 2024 HLS Design and Development)
Total CLIN 0001 Price
Proposed Completion
DatePayment Limits
Payment Amount
($K)Acceptance Criteria
Completion Due DateObjectiveMilestone
Milestone Type
Relative Calendar
Proposed Interim TBP
TBP TBPN/A N/A TBP None TBP
Delivery TBP
TBP TBP
ATP+10 months Nov 2020 TBP
At least 10% of the total CLIN 0002 price
(per FAR 32.1004 (b)(2)(ii))
TBP
0
Payment Milestones for CLIN 0002 (Base Period: 2026 HLS Design)
Milestone Type
Milestone Objective Acceptance CriteriaCompletion Due Date Proposed
Completion Date
Payment LimitsPayment Amount
($K)
Total CLIN 0002 Price
HLS App. H BAA: Payment Milestones Approach: Option A Period CLIN 5
16
Relative Calendar
Proposed Interim TBP
TBP TBPN/A N/A TBP None TBP
Mandatory Interim
Critical Design Review (CDR)Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews)
Between Continuation Review
and DCRTBD TBP None TBP
Delivery Design Certification Review (DCR)Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews)
9 months before first HLS element
launch (L-9 months)TBD TBP None TBP
Delivery
Flight Readiness Review(s) (FRR)[An FRR is required prior to each
launch of an HLS element. Propose multiple FRRs as required.]
Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews) 2 weeks before first
launch of an HLS element (L-2 weeks)
TBD TBP None TBP
Delivery Lunar Orbit Checkout Review
Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews)
Prior to HLS operation within Gateway vicinity
(approach ellipsoid)
TBD TBP None TBP
DeliveryPost-Mission Assessment Review
(PMAR)
Ref. SOW Section 5 (Milestone Reviews)
Ref. SOW Section 5 (Milestone Reviews), including definitions of primary and secondary objectives.Ref. "Mission Success Determination" section H contract clause
HLS Initial Demo Mission Completion
+ 30 days
No Later Than Jan 2025 TBP
At least 10% of the total CLIN 0005 price
(per FAR 32.1004 (b)(2)(ii))
TBP
0Total CLIN 0005 Price
Payment Milestones for CLIN 0005 (Option A Period: 2024 HLS DDT&E and Demo Mission)
Milestone Type
Milestone Objective Acceptance CriteriaCompletion Due Date Proposed
Completion Date
Payment Amount
($K)Payment Limits
HLS App. H BAA: Payment Milestones Approach: Option A Period CLIN 6 & 9
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Relative Calendar
Proposed Interim TBP
TBP TBPN/A N/A TBP None TBP
Delivery TBP
TBP TBP2024 HLS CDR + 2
months (i.e. Start of Option B)
TBD TBP
At least 10% of the total CLIN 0006 price
(per FAR 32.1004 (b)(2)(ii))
TBP
0
Payment Milestones for CLIN 0006 (Option A Period: 2026 HLS Design)
Milestone Type
Milestone Objective Acceptance CriteriaCompletion Due Date Proposed
Completion Date
Payment LimitsPayment Amount
($K)
Total CLIN 0006 Price
Relative Calendar
Proposed Interim TBP
TBP TBPN/A N/A TBP None TBP
Delivery TBP
TBP TBP
HLS Initial Demo Mission Completion
No Later Than Dec 2024
TBP
At least 10% of the total CLIN 0009 price
(per FAR 32.1004 (b)(2)(ii))
TBP
0Total CLIN 0009 Price
Payment Milestones for CLIN 0009 (Option A Period: Docking System)
Milestone Type
Milestone Objective Acceptance CriteriaCompletion Due Date Proposed
Completion Date
Payment LimitsPayment Amount
($K)
BAA Evaluation Criteria
• 3 evaluation factors in descending orderof importance:
– Technical Approach – Price– Management Approach
• Technical Approach is more important thanPrice which is more important than Management Approach
• Evaluation for Exercise of Options– NASA is currently planning to award Option A period CLINs to up to two of the Base period contractors
For option A evaluation, NASA will evaluate the following:• The Offeror’s proposal, updated from the base period proposal as needed to respond to final, agreed-
upon standards as established with NASA during the Base period; • The Offeror’s FFP for Option A, updated from the Option A FFP initially offered as needed to reflect the
final, agreed-upon specifications, interfaces, and standards as established with NASA during the Base period; and
• The Offeror’s performance during the base period (“past performance”). – NASA is currently planning to award Option B period CLINs to up to two of the Option A period contractors. 18
Evaluation Factor Area of Focus Factor 1: Technical Approach Technical Design Concept
Development,Schedule, and Risk Verification, Validation, and Certification Insight Launch and Mission Operations Sustainability Approach to Early System Demonstrations
Factor 2: Total Evaluated Price No focus areas Factor 3: Management Approach Organization and Management
Schedule Management Risk Reduction Commercial Approach Past Performance Small Business Subcontracting Plan Data Rights
Appendix H BAA Requirements (Attachment F)
• In section 3 of HLS-RQMT-001, NASA has established an HLS Statement of Objectives (SOO) that sets forth the top-level outcomes and objectives for HLS that Offerors must achieve.
• Derived from these overarching objectives, the HLS Program has established a minimal set of 26 HLS performance requirements identifying the functionality of the integrated lander system in the initial and sustained configurations excluding the launch vehicle(s).
• These requirements, contained in section 4, address the “what” to build. Offerors shall develop unique, innovative, and cost-effective solutions that achieve NASA’s overarching objectives while meeting (or exceeding) these defined functional and performance requirements.
• For some of these 26 requirements, the Government has provided thresholds (minimum requirements) as well as goals; the Contractor shall meet or exceed the thresholds, and may be evaluated more favorably if it meets or exceed the specified goals.
• Mass delivery to lunar surface - at least 865 kg threshold, 965 kg goal• Quiescent NRHO/Lunar Orbit ops capability - at least 60 days threshold, 90 days goal• Lunar surface EVA excursions per mission - at least 2 threshold, 5 goal• Sample return mass – 35 kg threshold, 100 kg goal
19
Appendix H Requirements - Docking
• For the first demonstration mission(s) beginning in 2024, the Contractor shall deliver a system that can dock to either Gateway or Orion.
– Gateway has established a passive interface mechanism for docking. • If the Contractor uses a docking adapter to interface between HLS and Gateway, and leaves
the docking adapter at Gateway during the mission, the Government will take title to the Contractor’s provided docking adapter
– Orion has established an active interface mechanism for docking.
• For the sustained mission(s) starting in 2026, the Contractor shall deliver a system that can dock to Gateway.
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Appendix H BAA Interfaces & Standards
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HLS-RQMT-001 Appendix A contains NASA's current understanding of the HLS interfaces that the providers should address within their proposal. The HLS integrated lander must successfully interface with these systems. The Offeror’s proposal must:
(1) Utilize these interface definitions as defined in Appendix A or(2) Propose interfaces that fully meet the intent defined in Appendix A
HLS-RQMT-001 Appendices B through D contain NASA standards that set forth a potential approach for how NASA would design, build, certify, and operate an HLS. These appendices areThe HLS Requirements Document (SRD) offered in this document as a starting point for the Offeror’sproposal for all work to be performed through the end of the contract. The Offeror’s proposal shall:
(1) Demonstrate that the proposal meets or exceeds each NASA standard(2) Employ an alternative approach to a specific standard which the Offeror asserts is equivalent in outcome, with a thorough explanation of such equivalency and a rationale in support of this approach in lieu of NASA’s specification (i.e., a “meets the intent of” approach); and/or(3) On a case-by-case basis, provide an approach that does not meet a particular NASA standard or its intent, but results in a demonstrably better approach that is more likely to enable the Offeror’sability to achieve one or more of NASA’s overarching objectives and functional performance requirements as set forth in section 3 and 4 of this document.
22
Requirements, Standards, and Interfaces Firm Fixed Price ApproachRequirements, Standards, Interfaces
Impact on Base and Option A Impact on Option B
Initial Proposals See Attachment F for guidance and respond with HLS Integrated Lander System Specification (Attachment 29)
Design Concept and FFP Design Concept
ATP Updated Attachment F document baseline to be delivered by the Government, primarily with TBD, TBRs resolved
Input for 1) potential adjustments to HLS Integrated Lander System Specification, Design Concept to be provided at CBR, 2) potential adjustments to FFP to be provided at CR
Input for potential adjustments to Design Concept to be presented at CBR
CBR Negotiated/baselined requirements, standards, and interfaces
Baseline for providing potential adjustments to HLS Integrated Lander System Specification, Design Concepts and Option A FFP to be provided at CRAt CBR, NASA will provide detailed guidance on providing adjusted proposals to support the planned option exercise after CR
Baseline for providing potential adjustments to Design Concepts will be provided at CR
CR No changes expected Updated HLS Integrated Lander System Specification, design concepts presented, adjusted proposals provided and evaluated to determine whether to exercise Option A
CR presentation and adjusted proposals reflect adjusted Option B design concept
Option A CDR No changes expected Updated Option A design provided. NASA provides guidance for providing adjusted proposals to include FFP for Option B.
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Use of Government ResourcesType of
ResourceOptional/
Mandatory
Listed in Solicitation or
Contract
To Keep or to Return to Govt
(a Loan)
Special Agreement Required
Property-specific contract clauses that apply
Mandatory GFE/GFP M
Yes; listed in tab 1 of Attachment I
A Mix; Item-specific
No Contractor Keeps Loan52.245-1 (ALT I), 1852.245-76, 1852.245-78, 1852.245-80, Contractor Use of Govt Furnished Equipment (GFE), Govt Furnished Property (GFP), or Govt Furnished Information (GFI)
52.245-1 (ALT I), 52.245-9,1852.245-76, 1852.245-78, 1852.245-80, Contractor Use of GFE, GFP, or GFI
Non-enumerated Optional GFE/GFP
O
No (fillable blank tab 3 provided in Attachment I)
Keep Yes –OGFPA Contractor Keeps* Loan52.245-1 (ALT I), 1852.245-78, 1852.245-80, Contractor Use of GFE, GFP, or GFI
52.245-1 (ALT I), 52.245-9, 1852.245-76, 1852.245-78, 1852.245-80, Contractor Use of GFE, GFP, or GFI
Enumerated Optional GFE/GFP*
OYes; listed in tab 2 of Attachment I
Keep Yes – OGFPA 52.245-1 (ALT I), 1852.245-78, 1852.245-80,Contractor Use of Government Furnished Equipment, Property, or Information
NASA On-Site Resources* O
No Neither, Contractor shall use on-site
Yes – GTA 1852.245–82Use of Government Resources
NASA FTEs/EPs O No Neither Collaboration Plan
Use of Government Resources
GFI* ONo Keep Yes – OGFPA 52.245-1 (ALT I)
Limitations on the Use or Disclosure of Government-furnished Information Marked with Restrictive Legends
*The cost of these items are added to the Contractor’s FFP for proposal evaluation and, if added anew during contract performance, the cost is the responsibility of the Contractor.
Proposal, Base Period, and Option A Period Deliverables (1 of 2)
24
Proposal, Base Period, and Option A Period Deliverables (2 of 2)
25
HLS Appendix H BAA: Launch Vehicles
26
The Contractor shall secure a commercial launch vehicle service for transportation of HLS module(s) or integrated landing system to lunar orbit, as well as all necessary launch slots and licenses in accordance with Contract H clause – Launch, Flight, or Reentry Licenses, Permits, and Other Authorizations. The proposed launch vehicles, by three (3) months prior to the FRR, must either:
• Have been NASA Launch Services (NLS) II certified vehicle (reference NASA Policy Directive (NPD) 8610.7);
• Have at least three (3) successful demonstrated launches of a common launch vehicle configuration prior to launching HLS elements; or
• Be a commercial, cargo-version of the Space Launch System (SLS)
- NASA is open to providing the VAB, MAF and the ML as well as other requested items to offerors to facilitate use of a commercial SLS launch approach. The cost of these NASA-provided services will be added to the proposal price of any offeror who proposes to use them for proposal evaluation purposes (same as any other negotiated Government Task Agreement).- As part of the proposal, the Offeror would have to show how they can meet HLS schedule requirements without impacting any other NASA missions and operations.
Legend
Property liability is capped. In exchange for waiving PSO claims against the KTR, NASA requires the KTR to obtain up to $100M in insurance. NASA waives all claims to U.S. Govt. property that exceed the insured amount.
Cross-Waiver of Liability Contract Clauses
27
Prox-OpsDocking
On-OrbitPre-LaunchContractual Activities
ReentryActivities and Splashdown
Gateway/Orion Operations
Celestial Body
Protected Space Ops
(PSO)
Prep for Launch and Launch
Prox-OpsUndocking
Recovery
Liability is capped per the terms of the FAA license. NASA does not require insurance beyond the amounts required by the FAA.
Property liability is waived. No property insurance is required. Except for damage caused by willful conduct, NASA waives contractor liability for damage to on-orbit Gateway or Orion structures, modules, or systems.
Liability covered under separate clause.
Generally, the clauses significantly limit the contractor’s potential liability. When the contractor is performing protected space operations, NASA waives its claims against the contractor for: (1) bodily injury, including death; (2) damage/ loss/loss of use of any property; (3) loss of revenue or profits; and (4) other direct,
indirect, or consequential damages.
Launch Reentry
Protected Space Operations
Travel to a celestial body
28
Additional Liability Provisions
• Clause to cover cross-waiver for lunar surface operations– The final HLS solicitation extended the Government-contractor cross-waiver to cover lunar surface
activities.– Subject to certain limited exceptions, this enables NASA and the contractor to waive the same types
of claims against each other for activities conducted on the lunar surface as are currently covered by the extended cross-waivers for Gateway and Orion operations.
• Approach to address contractor liability in the event of non-performance– If the contractor fails to comply with any material term of the contract, including to such an extent
that it is considered default, the contract’s performance-based payment clause (FAR 52.232-32) allows NASA to reduce, suspend, or “claw back” interim milestone payments (but not delivery milestone payments).
– In addition, the standard default clause (FAR 52.249-9) allows NASA to re-procure the HLS requirements from a new source and hold the contractor liable for “any excess costs for the similar work.”
– To address industry’s concerns about these sources of liability, NASA added additional delivery milestones (which limits NASA’s ability to recoup milestone payments) and used a deviated default clause to cap default liability at 10% of the CLIN value.
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