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Hydrogen bonds in polymer blends
Yong He, Bo Zhu, Yoshio Inoue*
Department of Biomolecular Engineering, Tokyo Institute of Technology, 4259-B-55 Nagatsuta,
Midori-Ku, Yokohama 226-8501, Japan
Received 8 April 2004; revised 1 July 2004; accepted 21 July 2004
Available online 2 October 2004
Abstract
The hydrogen bond in polymer blends is an interesting and important subject of research as its presence usually enhances the
miscibility of the blend. Here, the factors affecting the formation and stability of hydrogen bonds, the effects of hydrogen bonds
on the miscibility and the properties of blends, and methods to incorporate inter-associated hydrogen bonds into immiscible
blends are reviewed, based on work over the last twenty or so years.
q 2004 Elsevier Ltd. All rights reserved.
Keywords: Hydrogen bonds; Polymer blends; Miscibility; Glass transition temperature; Melting points
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1022
2. Hydrogen bonds and characterization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1024
2.1. Hydrogen bonds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1024
2.2. Characterization of hydrogen bonds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1024
3. Influence factors of hydrogen bonds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1025
3.1. Acidity of the proton donor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1026
3.2. Basicity of the proton acceptor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1027
3.3. Bulky side group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1027
3.4. Spacer length . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1028
3.5. Tacticity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1030
3.6. Rigidity of polymer chains . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1031
3.7. Temperature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1031
Prog. Polym. Sci. 29 (2004) 1021–1051
www.elsevier.com/locate/ppolysci
0079-6700/$ - see front matter q 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.progpolymsci.2004.07.002
* Corresponding author. Tel.: C81 45 924 5794; fax: C81 45 924 5827.
E-mail address: [email protected] (Y. Inoue).
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511022
4. Hydrogen bond and miscibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1032
4.1. Basic principles of polymer blends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1032
4.2. Free energy of mixing for hydrogen-bonded polymer blends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1033
4.3. Hydrogen bonds and miscibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1033
4.3.1. Blends of poly(4-vinylphenol) (PVPh) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1034
4.3.2. Blends of poly(vinyl alcohol) (PVAL) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1037
4.3.3. Blends of poly(acrylic acid) (PAA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1037
5. Incorporation of inter-associated hydrogen bonds: a strategy for compatibilization of polymer blends . . . . . . . . . 1038
5.1. Incorporation of terminated functional group as proton acceptor or donor . . . . . . . . . . . . . . . . . . . . . . . . . 1038
5.2. Inclusion of hydrogen-bonding monomer into the main chain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1038
5.3. Addition of third polymer containing hydrogen-bonding moieties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1039
5.4. Introduction of an inert diluent moiety to the main chain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1040
6. Effects of hydrogen bonds on the properties of polymer blends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1040
6.1. Glass transition temperature (Tg) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1040
6.2. Melting temperature (Tm) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1042
6.3. Crystallization behavior . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1042
6.4. Surface enrichment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1042
7. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1043
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1044
1. Introduction
The production of polymer materials has grown
rapidly in the past 50 years. The versatility of
plastics, not exceeded by any other class of
materials, guarantees that polymers will continue
to be very important in the future. However, at
present a distinct change is taking place in polymer
research and development. In the pioneering days
of plastics, new polymer properties were deter-
mined by the choice of suitable new monomers.
Today the commercialization of polymers from new
monomers is restricted to a few specialities. On the
other hand, the number of new polymer blends and
alloys based on known polymers is increasing very
rapidly. The market for polymer blend based
materials has increased continuously during the
past two decades.
Polymer blending is a convenient route for the
development of new polymeric materials, able to yield
materials with property profiles superior to those of the
individual components. This method is usually cheaper
and less time-consuming for the creation of polymeric
materials with new properties than the development of
new monomers and/or new polymerization routes.
An additional advantage of polymer blends is that
the properties of the materials can be tailored by
combining component polymers and changing the
blend composition.
Three different types of blends can be distin-
guished: completely miscible blends, partially mis-
cible blends (for the definition of partially miscible
blends, see the third paragraph of Section 4.1) and
fully immiscible blends. As the gain in mixing
entropy is negligible due to the high molecular weight
of polymer and the mixing is endothermic in the
majority of cases, miscible polymer blends are the
exception rather than the rule. Indeed, only a few
miscible blends have been identified. Most polymer
mixtures form immiscible blends, in which the
interphase is sharp. Since adhesion between the two
polymer components is poor in such blends, they are
usually useless unless than can be compatibilized.
On the other hand, it has becomes clear through
recent work that a large class of polymers form
miscible blends with appropriate partners through the
formation of inter-associated hydrogen bonds. Con-
sequently, it is now a well-known strategy to enhance
Nomenclature
DDA dodecanedioic acid
DMBAMA 2,3-dimethyl butadiene-stat-n-alkyl
methacrylate copolymer
DMBVPh poly(2,3-dimethylbutadiene-stat-4-
vinyl phenol)
DMTA dynamic mechanic thermal analysis
DSC differential scanning calorimetry
EVA ethylene/vinyl acetate copolymers
EVAL ethylene/vinyl alcohol copolymer
FTIR Fourier transform infrared
spectroscopy
NMR nuclear magnetic resonance
spectroscopy
P(S-b-EOx) poly(styrene-b-2-ethyl-2-oxazoline)
P(VA-co-VAL) poly(vinyl acetate-co-vinyl alco-
hol) copolymers
P2VPy poly(2-vinylpyridine)
PAA poly(acrylic acid)
PAMA poly(n-alkyl methacrylate)
PAMP poly(N-acryloyl-N 0-
methylpiperazine)
PAPP poly(N-acryloyl-N 0-
phenylpiperazine)
PAS poly(p-acetoxystyrene)
PBA poly(butyl acrylate)
PBAAA poly(butyl acrylate-co-acrylic acid)
PBMA poly(n-butyl methacrylate)
PCHMA poly(cyclohexyl methacrylate)
PCL poly(3-caprolactone)
PDI poly(dialkyl itaconate)
PDLLA poly(D,L-lactide)
PDMA poly(N,N-dimethyl acrylamide)
PEAA poly(ethylene-co-acrylic acid)
PEMA poly(ethyl methacrylate)
PEO poly(ethylene oxide)
PEOx poly(2-ethyl-2-oxazoline)
PHB poly(3-hydroxybutyrate)
PHV poly(3-hydroxyvalerate)
PLLA poly(L-lactide)
PMMA poly(methyl methacrylate)
PMMAA poly(methyl methacrylate-co-acrylic
acid)
PMOCMA poly(methoxycarbonylmethyl
methacrylate)
PMVAc poly(N-methyl-N-vinylacetamide)
PMVT poly(4-methyl-5-vinylthiazole)
POM polyoxymethylene
PP polypropylene
PPO poly(2,6-dimethyl-1,4-phenylene
oxide)
PS polystyrene
PSAA poly(styrene-co-acrylic acid)
PSSA poly(styrenesulfonic acid)
PVAL poly(vinyl alcohol)
PVAc poly(vinyl acetate)
PVDF poly(vinylidene fluoride)
PVME poly(vinyl methyl ether)
PVP poly(N-vinyl-2-pyrrolidone)
PVPA poly(vinylphosphonic acid)
PVPh poly(4-vinyl phenol)
PVPy poly(4-vinylpyridine)
SBA suberic acid
SCA succinic acid
STVPh styrene/vinyl phenol copolymer
SVBDEP styrene/4-vinylbenzenephosphonic
acid di-ethyl ester copolymer
VBDEP 4-vinylbenzenephosphonic acid di-
ethyl ester
VPh 4-vinyl phenol
XPS X-ray photoelectron spectroscopy
aPHB atactic poly(3-hydroxybutyrate)
aPMMA atactic poly(methyl methacrylate)
iPHB isotactic poly(3-hydroxybutyrate)
iPMMA isotactic poly(methyl methacrylate)
sPHB syndiotactic poly(3-
hydroxybutyrate)
sPMMA syndiotactic poly(methyl
methacrylate)
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1023
the compatibility of the immiscible blends
by the incorporation of inter-associated hydrogen
bonds.
A lot of our work over the preceding decade has
involved polyester blends with inter-associated
hydrogen bonds. The formation of inter-associated
hydrogen bonds not only promotes the miscibility,
or at least the compatibility, of the polyester blends
but also effectively modifies the properties of the
polyesters.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511024
In 1995, Coleman and Painter published an
excellent review on hydrogen-bonded polymer blends
[1]. This review mainly dealt with the association
models and the related theories. Since then, there has
been significant progress in the field of hydrogen-
bonded polymer blends through the work of many
research groups, with several hundred papers pub-
lished since 1995. This paper will review the progress
of hydrogen-bonded polymer blends made in the last
twenty years.
2. Hydrogen bonds and characterization
2.1. Hydrogen bonds
In general, the hydrogen bond is a directed,
attractive interaction between electron-deficient
hydrogen and a region of high electron density [2–4].
Most frequently, a hydrogen bond is of the X–H/Y
type, where X and Y are electronegative elements and
Y possesses one or more lone electron pairs. In most
cases, X and Y are F, O, and N atoms. The hydrogen
bonds are generally much weaker than covalent bonds
or other polar bonds, but much stronger than the van
der Waals interaction. The characteristic features of
the X–H/Y hydrogen bond are as follows: (i) the
X–H covalent bond stretches in correlation with the
strength of the hydrogen bond; (ii) a small amount of
electron density (0.01–0.03 e) is transferred from the
proton-acceptor (Y) to the proton-donor molecule
(X–H); (iii) the infrared absorbance band, which
corresponds to the X–H stretch, shifts to lower
frequency (red shift), broadens and increases in its
intensity upon formation of the hydrogen bond. The
value of the red shift and the strength of the hydrogen
bond are well correlated [4,5].
The hydrogen bond is the research subject of many
scientists from different branches of science. A
general review and historical survey, dating back to
the beginning of 20th century, has been published by
Jeffrey as a monograph: An Introduction to Hydrogen
Bonding [2]. The importance of the hydrogen bond is
obvious. It is responsible for the structure and
properties of water, an essential compound for life.
It is a fundamental component of the structure and
function of biomolecules, such as polysaccharides,
proteins and nucleic acids [6].
For polymer scientists, the hydrogen bond in
polymer blends is also an important issue. The presence
of inter-associated hydrogen bonds between the
components in a blend can promote compatibility and
also miscibility and has significant effects on the
properties of the blends. In fact, now-a-days the
introduction of hydrogen bonds is a routine and
effective strategy to achieve the compatibility and to
modify the properties of blends [7–11].
2.2. Characterization of hydrogen bonds
A variety of experimental methods, such as
infrared spectroscopy (IR), Raman spectroscopy,
gas–phase microwave rotational spectroscopy, neu-
tron inelastic scattering, nuclear magnetic resonance
spectroscopy (NMR), deuteron nuclear quadrupole
coupling, neutron diffraction, X-ray diffraction, and
so on, are employed to characterize the hydrogen
bonds in systems of low-molecular weight com-
pounds [2]. Among these methods, IR and NMR
spectroscopy are the most effective and widely
used methods to investigate the hydrogen bonds in
polymer systems.
Although the changes of energies, bond lengths
and electron densities with the formation of hydrogen
bonds are actually quite small in most cases, about
two or more orders of magnitude smaller than typical
chemical changes, IR spectroscopy is very sensitive to
the formation of hydrogen bond. In common, the
formation of hydrogen bond X–H/Y results in: (i) a
‘significant’ charge transfer from the proton acceptor
(Y) to the proton donor (X–H); (ii) weakening of the
X–H bond, which is accompanied by bond elongation
and a decrease of the X–H stretch vibration frequency
compared to the noninteracting species. This shift to
lower frequencies is called a red shift and can be
easily detected in liquid and solid phases by IR
spectroscopy. The red shift of the X–H stretch
vibration, which varies between several tens or
hundreds of wavenumbers, provide unambiguous
information about the formation of hydrogen bond.
Furthermore, in species Y, the bond that is adjacent to
the hydrogen bond, is also weakened somewhat with
the formation of the hydrogen bond. In most cases, a
red shift of the vibration of this bond occurs and can
be observed by IR spectroscopy though this red shift
may be much smaller than that of the X–H stretch
Fig. 1. The 13C chemical shift of the carbonyl (C) and the carbon of
–CH2–O– (B) resonances of PCL component in PCL/TDP (4,4 0-
thiodiphenol) blends with different TDP contents. The chemical
shifts were determined from the high-resolution 13C DD/MAS
(dipolar decoupling/magic angle spinning) NMR spectra of the
blends [14]. Reprinted from Macromol Chem Phys 2001;202:1035–
43, Copyright (2001), with permission of Wiley-VCH.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1025
vibration, which presents further evidence of the
formation of the hydrogen bond.
The weakening and elongation of the X–H bond
with the formation of a hydrogen bond leads to
changes of the local chemical and electronic environ-
ment for protons and other nuclei involved in the
bond. Thus, variations of chemical shift and line shape
observed for the hydrogen-bonded nuclei by NMR
spectroscopy provide evidence of the formation of
hydrogen bond. The resonance peak of carbon nuclei
involved in the hydrogen bond tends to shift down-
field in the high-resolution solid-state 13C NMR
spectrum. In most cases, the resonances of carbonyl
carbons show downfield shifts of several ppm
[12–15]. An example for this downshift is shown in
Fig. 1, for the 13C chemical shift of the carbonyl and
–CH2–O– (B) carbon resonances of blends of poly
Scheme 1. Chemical structures
(3-caprolactone) (PCL) with 4,4 0-thiodiphenol (TDP)
for different TDP contents [14]. A downfield shift of
about 2 and 0.8 ppm is observed for the carbonyl and
–CH2–O– carbon resonances, respectively, on the
formation of inter-associated hydrogen bonds
between PCL and TDP. Besides the NMR chemical
shift and line shape, the nuclear magnetic relaxation
times, which are related to dynamic properties of the
sample, can provide further information about the
hydrogen bond.
3. Influence factors of hydrogen bonds
Hydrogen bonding has been reported for a variety
of polymer blends. The most common proton-
donating polymers are poly(4-vinyl phenol) (PVPh)
[16–21], poly(vinyl alcohol) (PVAL) [22–27], poly
(acrylic acid) (PAA) [28–31] (see Scheme 1 for the
chemical structure), their copolymers, analogs, and
so on. Proton-accepting polymers include polyesters
[32–37], polyacrylates [38–42] and polyether [27,
43–50] (Scheme 2). Depending on the combinations
of the proton donors and acceptors, the hydrogen
bonds are strong or weak, with hydrogen bond
energies ranging from 4 to 170 kJ/mol. In general,
hydrogen bonds with strength of 60–170 kJ/mol are
called as strong hydrogen bonds, 15–60 kJ/mol as
moderate hydrogen bonds, and 4–15 kJ/mol as weak
hydrogen bonds [2].
Beside the bond energy, equilibrium constants
provide another parameter to evaluate the extent of
hydrogen bonds formation. Following the Painter–
Coleman association model [1,51,52], the formations
of self-associated hydrogen bonds between B seg-
ments and inter-associated hydrogen bonds between
A and B segments can be expressed as:
of PVPh, PVA and PAA.
Fig. 2. The experimental fraction of hydrogen bonded carbonyl
group within various PCL blend systems at 75 8C (above the
melting temperature of PCL): (&) phenolic/PCL, (C) PVPh/PCL,
(:) phenoxy/PCL. The lines are predicted from the Painter–
Coleman association model (PCAM) [32]. Reprinted from Macro-
molecules 2003;36:6653–61, Copyright (2003), with permission of
American Chemical Society.
Scheme 2. Chemical structures of polyester, polyacrylate and polyether.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511026
Bn CB1#KB
BnC1 (1)
Bn CA1#KA
BnA1 (2)
where Bn denotes the n-mers of B units. Accordingly,
the equilibrium constants for self-association and
inter-association, KB and KA, can be defined by
Eq. (3), using the volume fraction F:
KB Z nFBnC1=ðFBnFB1ðn C1ÞÞ (3a)
KA Z nrFBnA=ðFBnFA1ðn CrÞÞ (3b)
where FA1 and FB1 represent the volume fraction of
A and B segments, respectively, that are not hydrogen-
bonded, and r is the ratio of the molar volume of the
A and B segments. The inter-association equilibrium
constant KA, often given for a particular temperature,
e.g. 25 8C, provide a measure of the tendency of the
inter-associated hydrogen-bonding interaction. They
may be utilized to evaluate the effects of structure or
other factors on hydrogen bond formation.
As the hydrogen bond is a directional attractive
interaction between electron-deficient hydrogen and a
region of high electron density, the strength of the
hydrogen bond is directly related to all the elements
affecting the acidity of the proton donor, the basicity of
the proton accepter, and the accessibility of the donor
and acceptor. Among these, the chemical and stereo
structures of the donors and acceptors are essential in
determining the strength of the hydrogen bonds, with
environment conditions, such as the temperature and
pressure, also important to the properties of the
hydrogen bond.
3.1. Acidity of the proton donor
Recent reports of Kuo and Chang have addressed
the role of the chemical structure of proton donating
polymers on the strength of hydrogen bonds in binary
blends with poly(3-caprolactone) (PCL) [32,53].
With differential scanning calorimetry (DSC) and
Fourier transform infrared spectroscopy (FTIR), they
investigated the hydrogen bonds formed between the
carbonyl group of PCL and the hydroxyl group of the
phenolic formaldehyde–phenol copolymer, PVPh,
and the phenoxy bisphenol A–epichlorohydrin copo-
lymer). From Fig. 2, it is clear that the fraction of
hydrogen bond formation with PCL occurs in the
order phenolic/PCLOPVPh/PCLOphenoxy/PCL
blend [32]. Furthermore, the inter-association equili-
brium constants and relative ratio of KA/KB calculated
from the Painter–Coleman association model are in
the same order. Thus, the author concluded that the
strength of hydrogen bonds decreased in the order of
phenolic/PCLOPVPh/PCLOphenoxy/PCL, which is
the order of the acidity of the proton donors.
Goh et al. have studied the nature of interpolymer
interactions of poly(4-methyl-5-vinylthiazole) (PMVT)
with PVPh, PAA and poly(vinylphosphonic acid)
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1027
(PVPA), as well as those between poly(N-acryloyl-N 0-
phenylpiperazine) (PAPP) and PVPh, poly(styrenesul-
fonic acid) (PSSA), PVPA, and PAA, using FTIR and
X-ray photoelectron spectroscopy (XPS) [54,55]. As the
acidities of PSSA and PVPA are quite strong, each of
them formed complexes with either PMVT and PAPP or
both, where the ionic hydrogen bonds were detected by
XPS. However, PVPh and PAA only formed moderate
hydrogen bonds with PMVT and PAPP, and miscible
blends; no precipitate (complex) was obtained on
mixing them in solution. It was also pointed out that
the interactions of PAPP with acidic polymers are less
intense as compared to those of poly(N-acryloyl-N 0-
methylpiperazine) (PAMP) because of the steric
shielding effect of the phenyl groups, and the lower
basicity of the tertiary amine nitrogen [55].
Li and Goh used FTIR to study the specific
interactions between three aliphatic dicarboxylic acids:
succinic acid (SCA), suberic acid (SBA) and dodecane-
dioic acid (DDA), and two proton-accepting polymers,
poly(2-vinylpyridine) (P2VPy) and poly(N-vinyl-2-pyr-
rolidone) (PVP) [56]. They found that P2VPy interacts
with the acids through hydrogen-bonding as well as ionic
interaction, while PVP interacts with the acids only
through hydrogen-bonding. The intensity of interaction
decreases in the order of SCAOSBAODDA, which is in
the reverse order of the spacer length between two
carboxylic groups of the acid.
Kondo et al. have extensively studied the nature of
inter-associated hydrogen bonds among cellulose,
PVAL, and poly(ethylene oxide) PEO [27,57–59].
In particular, it was demonstrated by FTIR that the
inter-associated hydrogen bonds in cellulose/PVAL
blends were formed mainly between the glucose ring
ether oxygen and hydroxyl groups (OH) in PVAL
while they are also formed between secondary OH at
either the C-2 or C-3 position of the glucose ring and
the OH of the PVAL component. However, inter-
associated hydrogen bonding are formed only
between the primary OH at the C-6 position in
cellulose and the skeletal oxygen of PEO in cellulose/
PEO blends [57]. As to the PVAL/PEO blend system,
the authors found that the two polymers appeared to
be immiscible on the basis of results obtained from
optical microscopic observations, small-angle light
scattering, DSC and FTIR [27]. The immiscibility of
PVAL and PEO was regarded as evidence for the lack
of hydrogen bonds between the polymer pairs.
In contrast, the miscibility was improved, and inter-
associated hydrogen bonds were formed, in PEO
blends with hydroxypropylated PVAL derivatives,
where primary OH groups are included. Considering
that PVAL only has secondary OH, while the
derivatives have primary OH, the authors concluded
that only primary OH could engage in inter-associated
hydrogen bonding with the skeletal oxygen of PEO.
3.2. Basicity of the proton acceptor
The impact of the chemical structure of proton-
accepting polymers on the strength of hydrogen bonds
has been investigated by several groups. Goh et al.
studied binary blends of phenoxy with three isomeric
tertiary amide polymers: poly(N-methyl-N-vinylaceta-
mide) (PMVAc), poly(N,N-dimethyl acrylamide)
(PDMA) and poly(2-ethyl-2-oxazoline) (PEOx) [60].
Phenoxy forms interpolymer complexes with PMVAc
and PDMA from tetrahydrofuran solutions over the
entire feed composition range. However, complex
formation does not occur between phenoxy and PEOx
from THF solutions, indicating a weaker intermolecular
association in the phenoxy/PEOx blends than those in
the phenoxy/PMVAc and phenoxy/PDMA blends.
When using N,N-dimethylformamide as the solvent,
only miscible blends are formed between phenoxy and
all three tertiary amide polymers. FTIR studies provide
evidence of inter-associated hydrogen bonding between
the hydroxyl groups in phenoxy and the carbonyl
groups in tertiary amide polymers. The IR frequency
shifts for the phenoxy hydroxyl groups hydrogen-
bonded to the three tertiary amide polymers decrease in
the order of PMVAcOPDMAOPEOx [60].
3.3. Bulky side group
Coleman and Painter have studied the hydrogen
bonds in blends of poly(2,3-dimethylbutadiene-stat-4-
vinyl phenol) (24 wt% 4-vinyl phenol) (DMBVPh)
with a series of poly(n-alkyl methacrylate)s (PAMAs)
bearing side chains with different length (n-alkylZmethyl, ethyl, n-butyl, n-hexyl, n-octyl, n-decyl,
n-lauryl, n-hexadecyl) [61]. They utilized the inter-
association equilibrium constant KA at 25 8C as a
measure of the accessibility of the carbonyl groups for
inter-associated hydrogen bonding, where KA was
obtained from the FTIR spectra of the blends.
Table 1
Dimensionless inter-association equilibrium constants for PAMA and DMBVPh [61]
Polymer Molar vol
(cm3/mol)
KA
(100 8C)
KA (25 8C)
(hAZK4.1 kcal/mol)KSTD
A
(VBZ100 cm3/mol; TZ25 8C)
R
(cm3/mol)
PMMA 84.9 2.57 10.4 54.6 0
PEMA 101 2.58 10.4 54.7 16.5
PBMA 134 2.17 8.78 46.1 49.5
PHMA 167 1.93 7.82 41.1 82.5
POMA 200 1.91 7.72 40.5 116
PDMA 233 1.79 7.25 38.1 149
PLMA 266 1.70 6.88 36.1 182
PHDMA 332 1.56 6.3 33.1 248
PODMA 365 1.30 5.26 27.6 281
EMMA[47]a 218 3.65 14.8 77.4 133
EMMA[38] 277 3.98 16.1 84.5 192
EMMA[33] 324 4.09 16.6 86.9 239
Reprinted from Macromolecules 1996;29:6820–31, Copyright (1996), with permission of American Chemical Society.a The weight percent of methyl methacrylate in the copolymer.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511028
A decrease in KA of the carbonyl group of PAMA,
indicating a decrease in the extent of inter-associated
hydrogen bonding, was observed for blends of
DMBVPh/PAMA as the length of the side chain
increased (Table 1) [61]. The authors interpreted these
results as evidence that the bulky side groups of the
acrylates inhibit the formation of hydrogen bonds in
the blends by limiting the ability of the two chains to
arrange and orient themselves correctly to form stable
inter-associated hydrogen bonds [61].
The effect of the side group in poly(dialkyl
itaconate)s (PDIs) and poly(methoxy-carbonylmethyl
methacrylate) (PMOCMA) on the hydrogen bonds in
their binary blends with PVPh has been examined by
Goh et al. with DSC and FTIR [62]. Even though the
existence of hydrogen-bonding interactions in all the
binary blends of PDIs with PVPh has been confirmed
by FTIR, it was found that the carbonyl groups of
PDIs become less accessible to OH groups of PVPh
with increasing alkyl chain length. As a result, binary
blends of PVPh/PDI change from miscible to partially
miscible with increase of the alkyl chain length. Due
to the bulky side group of PMOCMA, the hydrogen
bonds between it and PVPh are too weak to promote
complete miscibility of PVPh/PMOCMA blends.
The effect of chain connectivity and steric crowding
on the extent of hydrogen bonding in polymer
solutions has also been studied by Coleman et al.
[63]. They examined concentrated solutions of
PAMAs (n-alkylZmethyl, ethyl, n-butyl, n-hexyl,
n-octyl, n-decyl, n-lauryl, n-hexadecyl) in 4-ethyl
phenol. The results showed an effect of steric
crowding on the extent of hydrogen bonding between
PAMAs and 4-ethyl phenol that is similar to that in
blends of PAMA/DMBVPh, with a decrease in KA
with increasing length of the alkyl groups of PAMAs.
3.4. Spacer length
The preceding section addresses the effects of
different kinds of side groups, not located in the main
chain. To some extent, larger side groups tend to
suppress the formation of hydrogen bonds. This
section deals with spacers located in the main chain,
between functional groups along the chain. Generally,
longer spacers favor the formation of strong hydrogen
bond, as shown in the following paragraphs.
Coleman and Painter have studied the hydrogen
bonds in blends of DMBVPh (vinyl phenol content:
24 wt%) with a series of ethylene/vinyl acetate
copolymers (EVA, 70, 45, 25, 18 wt% vinyl acetate)
[61]. The standard inter-association equilibrium con-
stant for the DMBVPh/EVA blends, and therefore the
accessibility of the acetate group to form inter-
associated hydrogen bonds, increases as the spacing
between the vinyl acetate groups in the ethylene/vinyl
acetate copolymer increases, until it reaches a plateau
value for a copolymer composition with about 20 wt%
vinyl acetate [61]. Subsequently, Coleman and Painter
studied the hydrogen bonds in blends of DMBVPh
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1029
and EVA as a function of spacer length between
specific interaction sites in DMBVPh and EVA, where
both the 4-vinyl phenol (VPh) content in DMBVPh and
the VA content in EVA vary from 100 to 9 wt% [64].
The IR spectra shown in Fig. 3 were recorded at 100 8C
in the carbonyl stretching region (1675–1775 cmK1)
for DMBVPh[9] blends (DMBVPh[9] content:
90 wt%) with a series of ethylene/vinyl acetate
copolymers [64]. Two IR bands can be observed: the
band at about 1738 cmK1 is assigned to ‘free’ (i.e. non-
hydrogen-bonded) carbonyl groups, while that at
1710 cmK1 is attributed to hydrogen-bonded carbonyl
groups. With decrease of VA content in the EVA
copolymer, the relative intensity of the band corre-
sponding to the hydrogen-bonded carbonyl groups
increases significantly (Fig. 3). The calculated stan-
dard inter-association equilibrium constant increases
Fig. 3. Left: Infrared spectra of DMBVPh[9] blends (DMBVPh[9]
content: 90 wt%) with PVAc and a series of ethylene/vinyl acetate
copolymers, EVA[70], EVA[45], EVA[25], EVA[18], EVA[14],
and EVA[9] recorded at 100 8C in the carbonyl stretching region
(1675–1775 cmK1). The numbers in the bracket indicate the content
of the second comonomer unit in weight percent. Right:
Corresponding synthesized spectra for single-phase blends calcu-
lated from the Painter–Coleman association model. The numbers in
the bracket of the sample code indicate the content of the second
comonomer unit in weight percent [64]. Reprinted from Macro-
molecules 1997;30:3671–7, Copyright (1997), with permission of
American Chemical Society.
with increasing spacer length between the VPh units in
DMBPVPh, as well as the length between VA units in
EVA. The authors suggested that as the average
distance between vinyl acetate units increases with
decreasing vinyl acetate content in the copolymer, the
rotational motion of the acetate groups became
independent of each other. This independence allows
more acetate groups to orient themselves properly to
form inter-associated hydrogen bonds. This process, of
course, starts to decrease when the number of acetate
groups in the copolymer becomes so low as to limit the
possible number of inter-associated hydrogen bonds
that can be created [61,64].
Coleman et al. further studied the blends of a series
of 2,3-dimethyl butadiene (DMB)-stat-n-alkyl metha-
crylate (AMA) copolymers (DMBAMAs) containing
AMA segments of increasing side chain length
(i.e., methyl, ethyl, n-propyl, n-butyl, n-decyl, and
n-hexadecyl) with DMBVPh (containing 24 wt% VPh
unit) [65]. The DMB segment in the DMBAMA
copolymers acts an ‘inert’ (non-hydrogen bonding)
diluent, spacing the AMA segments apart to a point
where the AMA segments do not interfere with one
another in forming hydrogen bonds with VPh segments
of the DMBVPh copolymer. This ‘spacing’ out of the
AMA carbonyl groups limits the effect of steric
crowding on functional group accessibility. As the
spacing between the carbonyl groups along the
polymer chain increases, the magnitude of the standard
inter-association equilibrium constant KA increases
until a plateau is reached, with no further increase in KA
for further separation of the carbonyl groups.
Coleman and Painter also examined concentrated
solutions of EVA (70, 45, 40 wt% vinyl acetate) in
4-ethyl phenol. Similar to the EVA/DMBVPh blend
system, an increase in the accessibility of the carbonyl
group to form inter-associated hydrogen bonds with
the hydroxyl group of 4-ethyl phenol was observed
with increased spacing between acetate groups in the
EVA copolymers [63]. In common with the trends
observed for miscible DMBVPh blends with EVA and
DMBAMA copolymers [61,65], the results of stan-
dard inter-association equilibrium constant KA
increased from 110, 153, 163 to 164 dimensionless
units as the VA content decreases from 100, 70,
45 to 40 wt%, respectively, demonstrating
that the ‘spacing’ effect also occurs in concentrated
4-ethyl phenol solutions.
Fig. 4. Carbonyl-stretching bands, measured at 30 8C, of aPHB,
sPHB, iPHB and their blends with catechin. In the blend, the molar
ratio of catechin to 3-hydroxybutyrate unit is 0.25 [69]. Reprinted
from Green Chem 2003;5:580–6, Copyright (2003), with per-
mission of The Royal Society of Chemistry.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511030
Radmard and Dadmun varied the composition of
styrene/VPh copolymers (STVPh) to adjust the space
length between hydroxyl groups in an examination of the
impact of the distance between hydroxyl groups along the
STVPh chain on the formation of inter-associated
hydrogen bonds between STVPh and polyethers [66].
Utilizing the difference between the stretching frequency
of the hydroxyl band in the pure styrenic polymer and that
in the blend as a measure of the extent of inter-associated
hydrogen-bonding, they revealed that the propensity for
the hydroxyl groups to form inter-associated hydrogen
bonds with the polyethers improves as the distance
between the hydroxyl groups of the STVPh copolymer
increases, consistent with the results of Coleman and
Painter [61,64,65]. The authors attributed the results to a
decreasing of the extent of self-associated hydrogen-
bonding within the STVPh, in addition to an increase in the
extentof rotational freedomof thevarioushydroxylgroups
with respect to each otherwith increasingdistancebetween
hydroxyl groups of STVPh [66].
3.5. Tacticity
An FTIR study has been performed by Iriondo and
co-workers on blends of PVPh and poly(3-hydroxy-
butyrate) (PHB) with different tacticity to check the
effect of tacticity on the strength of hydrogen bonds
[67,68]. Using the association model of Painter
and Coleman, the inter-association constant KA has
been determined, as well as the related enthalpy of
hydrogen bond formation. The absolute value of both
the hydrogen bond enthalpy and KA obtained for PVPh/
isotactic PHB (iPHB) are lower than those for PVPh/
atactic PHB (aPHB), indicating the hydrogen bonds
between PVPh and iPHB are weaker than those
between PVPh and aPHB [67].
Inoue et al. have studied the hydrogen bonds
between catechin and PHB as a function of the tacticity
of PHB [69]. FTIR measurements at 30 8C demon-
strated that strong inter-associated hydrogen bonds are
formed in aPHB/catechin and syndiotactic PHB
(sPHB)/catechin blends, while no evidence was
found to confirm the existence of inter-associated
hydrogen bonds in iPHB/catechin blends (Fig. 4) [69].
As the crystallinity of PHB is significantly affected by
the tacticity, and the crystalline phase restrains
the formation of hydrogen bonds, they also carried
out FTIR measurements on the melt at 190 8C to
separate the effect of tacticity from that of crystallinity.
In this case, strong inter-associated hydrogen bonds
were detected in iPHB/catechin blends as well as in
aPHB/catechin and sPHB/catechin blends (Fig. 5)
[69]. Furthermore, they revealed that in the melt,
higher tacticity of PHB benefits access of the OH group
of catechin to the carbonyl group of PHB, and thus
the formation of hydrogen bonds, based on a
quantitative analysis of the FTIR spectra. In the case
of poly(lactide)/catechin blends, the effect of the
tacticity of poly(lactide) on the inter-associated
hydrogen bonds between the two component is not
obvious [70].
Fig. 5. Comparison of carbonyl-stretching spectra of aPHB, sPHB
and iPHB with those of their blends with catechin at 190 8C. In the
blend, the molar ratio of catechin to 3-hydroxybutyrate unit is 0.25
[69]. Reprinted from Green Chem 2003;5:580–6, Copyright (2003),
with permission of The Royal Society of Chemistry.
Fig. 6. The FTIR spectra of the PCL/TDP 60/40 blend in the
hydroxyl vibration region (a) and the carbonyl vibration region (b)
recorded at different temperatures. From top to bottom, the
temperatures are 26, 35, 45, 65, 90, 120 and 160 8C [14]. Reprinted
from Macromol Chem Phys 2001;202:1035–43, Copyright (2001),
with permission of Wiley-VCH.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1031
3.6. Rigidity of polymer chains
Radmard and Dadmun have addressed the
influence of the rigidity of the aromatic polyether
on the formation of inter-associated hydrogen
bonds between the polyether and STVPh [66].
They revealed that the extent of inter-associated
hydrogen bonding increases when the polyether
becomes more flexible if all other parameters are
equal.
3.7. Temperature
In general, the inter-association equilibrium con-
stant KA and the number of the hydrogen bonds for a
given system decrease with increasing temperature
because the enthalpy of hydrogen bond formation is
usually negative. FTIR spectra as a function of
temperatures are summarized in Fig. 6 for a PCL/TDP
Fig. 7. Fractions of hydrogen-bonded CaO groups in percentage
versus temperature: (%) 50/50 and (C) 80/20 wt% PVPh/PMMA
blend [72]. Reprinted from Macromolecules 1997;30:286–92,
Copyright (1997), with permission of American Chemical Society.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511032
60/40 blend in the hydroxyl and the carbonyl vibration
regions [14]. The absorbance of the hydroxyl becomes
weak and shifts to high wavenumber with increasing
temperature. In the carbonyl vibration region, the
intensity of the peak corresponding to the hydrogen-
bonded carbonyl decreases with increasing tempera-
ture. These facts indicate that the inter-associated
hydrogen bonds become weak and the number of
hydrogen bond decreases with the increasing
temperature.
As was expected, the inter-association equilibrium
constants in blends of DMBVPh/EVA [61] and PVPh/
poly(vinyl acetate) (PVAc) [64], and all the fraction of
hydrogen-bonded pyridine rings in both phenolic/
P2VPy and phenolic/PVPy (poly(4-vinylpyridine)
drop with the increasing temperature. However, in a
multicomponent hydrogen-bonding system containing
competing acceptor groups with disparate enthalpies of
hydrogen bond formation, the hydrogen-bonded frac-
tion of one acceptor group may increase with increas-
ing temperature. Coleman et al. found that the fraction
of hydrogen-bonded carbonyl groups increased with
temperature in BMAVPh/poly(styrene-co-2-vinyl
pyridine) blends, in which the hydroxyl group form
hydrogen bonds with both the carbonyl groups and
pyridine groups, with very different strengths for the
resulting hydrogen bonds [71].
The number of hydrogen bonds formed with
semicrystalline polymer may increase with increasing
temperature as the crystalline phase progressively
melts. In the case of iPHB/catechin, the hydrogen
bonding between iPHB and catechin could not be
detected by FTIR at room temperature. However,
strong hydrogen bonds were confirmed at 190 8C,
which is above the melting point of iPHB (Fig. 5) [69].
In PVPh/PMMA blends, increased temperature
and annealing significantly enhance the formation of
hydrogen bonds [72]. In these blends, the extent of
hydrogen-bonding of the CO groups increases after
heating the casting film to 170 8C, and this tendency
does not stop during subsequent slow cooling from
170 to 40 8C. Overall, more hydrogen-bonded CO
groups are formed after the thermal cycle. The
percentage of CO groups bonded with the OH groups
versus temperature is shown in Fig. 7 [72]. A notable
increase of the fraction of hydrogen-bonded CO group
can be observed after heating to temperatures above
the Tg of PMMA. This result may suggest that
the increasing of the temperature above the Tg
enhances the motion of the side chain and backbone
chain and thus favors the formation of hydrogen
bonds.
4. Hydrogen bond and miscibility
4.1. Basic principles of polymer blends
Polymer blends are either homogeneous or hetero-
geneous. In homogeneous blends, the final properties
are often an arithmetic average of the properties of the
blend components. In heterogeneous blends, the proper-
ties of all blend components are present. A deficiency in
the properties of one component can be camouflaged to
a certain extent by strengths of the others.
Homogeneous miscibility in polymer blends
requires a negative free energy of mixing, that is
DGmix!0. According to Flory–Huggins equation:
DGmix=RT ZF1 lnðF1Þ=N1 CF2 lnðF2Þ=N2
Cc12F1F2 (4)
where DGmix is the change of free energy on mixing
two polymers, R is the gas constant, T is the
temperature, F1 and F2 are the volume fractions and
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1033
N1 and N2 are the segment numbers of the two blend
components, respectively, and c12 is the Flory
interaction parameter. When two high molecular
weight polymers are blended, the gain in entropy,
F1 ln(F1)/N1CF2 ln(F2)/N2, is quite small, and the
free energy of mixing, DGmix, can be negative only
if the heat of mixing is near zero or negative,
c12!w0.002.
Basically, three different types of blends can be
distinguished. In completely miscible blends, for
which c12!w0.002, homogeneity is observed at
least on a nanometer scale, if not on the molecular
level. This type of blend exhibits only one glass
transition temperature (Tg), between the Tgs of the
blend components, and in a close relation to the blend
composition. In partially miscible blends, a part of one
component is dissolved in the other. As a result, two
phases are observed, one phase rich in one component
and the other phase rich in the other component. Each
phase exhibits a Tg, which is between the Tgs of the
pure components. In this case, the interphase is wide
and interfacial adhesion is good. This type of blend,
which exhibits satisfactory properties, is often
referred to as compatible. By far most blends are
fully immiscible. They have a coarse phase mor-
phology, with a sharp interphase, and the adhesion
between the phases, each exhibiting the Tg of the pure
component, is poor.
Theoretically, it has become clear that the
miscibility of polymer blends is mainly determined
by the chemical structure, composition and molecular
weight of each component. In some cases, the
preparation condition of the blends is also a decisive
factors. Experimentally, various techniques have been
used to characterize the miscibility of polymer blends,
such as optical transparency, FTIR, electron
microscopy, DSC, dynamic mechanic thermal analy-
sis (DMTA), dielectric relaxation and high-resolution
solid state 13C NMR spectroscopy [73,74]. Tradition-
ally, DSC has been used to determine the phase
diagram of polymer blends, a single glass transition
temperature denoting a single-phase blend. DMTA
and dielectric relaxation spectroscopy have the
advantage over calorimetric techniques in that they
are more sensitive to smaller domain size, and
therefore can reveal finer details [75–77]. Among
several spectroscopic techniques, high-resolution
solid state NMR has proven to be a powerful method
to characterize the structure of polymer blends.
Detailed information about the miscibility, inter-
associated interaction and morphology of polymer
blends can be obtained by examining NMR para-
meters, such as chemical shift, line shapes and
relaxation times [78–80].
4.2. Free energy of mixing for hydrogen-bonded
polymer blends
For hydrogen-bonded polymer blends, the extent
of inter-associated hydrogen bonds is an important
parameter in determining the miscibility of the blend.
Although strong specific interactions can produce a
favorable enthalpy of mixing in the blend, it should be
noted that such interactions tend to further minimize
the entropy of the system due to limitations of the
chain mobility and its rotational freedom as the
polymer chains are forced to assume nonrandom
configurations. Thus, the effect of specific interactions
on the free energy of mixing two polymers is complex
and must be thoroughly understood to utilize them to
induce miscibility in the blends.
Painter and Coleman have proposed to add a term
of DGH/RT to the classic Flory–Huggins equations to
account for the free energy of hydrogen bonding
formation [1,52,81,82]:
DGmix=RT Z F1 lnðF1Þ=N1 CF2 lnðF2Þ=N2
Cc12F1F2 CDGH=RT (5)
where the first two terms are the combinatorial entropy.
The third term c12F1F2 is an unfavorable contribution
to the free energy of mixing from so-called ‘physical’
force, while the fourth term DGH/RT is a favorable
contribution derived from hydrogen bonding. With the
‘physical’ force deduced from solubility parameters,
DGH may be determined from the equilibrium
constants and enthalpies of hydrogen bond formation.
As the combinatorial entropy is very small, the free
energy of mixing, and thus the miscibility, are
dominated by the balance of the ‘physical’ force and
enthalpy of hydrogen bond formation.
4.3. Hydrogen bonds and miscibility
The formation of hydrogen bonds usually induces
the miscibility of the blends, as has been shown for
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511034
many hydrogen-bonded blends. Almost all blends
found to be either partially or fully miscible with
the presence inter-associated hydrogen bonds; other-
wise, miscibility is the exception rather than the rule.
In the following, the results on several kinds of
important hydrogen-bonded polymer blends are
summarized to address the relationship between
hydrogen bonds and miscibility.
4.3.1. Blends of poly(4-vinylphenol) (PVPh)
A variety of PVPh blends with side-chain polyesters,
main-chain polyesters, polyethers, and so on, have been
investigated for the last twenty years. Indeed, blends
of VPh (co)polymers are the most widely studied
hydrogen-bonded blends. A short survey of PVPh
blends was published by Landry et al. in 1994 [83]. The
following mainly summarizes work on blends of PVPh
and VPh copolymer since 1994.
The miscibility of blends of PVPh with poly(methyl
methacrylate) (PMMA) has been evaluated by several
groups. It has found that miscibility depends on the
tacticity of PMMA and the preparation condition.
Zhang et al. examined the hydrogen bonds and
miscibility of PVPh/PMMA blends using solid state13C NMR [84]. No obvious downfield shifts of 13C
resonances were observed for the carbonyl carbon of
PMMA or the phenolic hydroxyl carbon of PVPh in
PVPh/PMMA blends, suggesting that no strong hydro-
gen bond is formed between PVPh and PMMA. The
results of proton relaxation indicated poor miscibility of
PVPh/PMMA blends, with a domain size O20–30 nm.
The miscibility of PVPh/PMMA blends has also
been investigated by Dong et al. using FTIR and FT-
Raman spectroscopy [72]. Although both techniques
provided evidence for the formation of hydrogen bonds
between the hydroxyl group of PVPh and the ester
group of PMMA, the blends showed only a limited
degree of hydrogen-bonding interactions, and were
partially miscible on initial observation. However, they
gradually approached complete miscibility with pro-
longed heating. Landry and Teegarden addressed the
effect of casting solvent on the miscibility of blends of
PVPh with atactic PMMA (aPMMA) [85]. They
revealed that THF induced phase separation in these
blends, while 2-butanone promoted the miscibility of
the blends. Hsu studied the miscibility of PVPh/PMMA
blends as a function of the PMMA tacticity [17].
Isotactic, atactic, and syndiotactic PMMAs (iPMMA,
aPMMA, and sPMMA, respectively) were mixed with
PVPh in THF (or 2-butanone) to obtain blend solutions.
When the blends were cast from THF solution,
calorimetry data indicated that iPMMA was miscible
with PVPh, while partial miscibility or immiscibility
was found with either aPMMA or sPMMA. When
2-butanone was used as the solvent, both iPMMA and
aPMMA were miscible with PVPh, but sPMMA/PVPh
blends remain partially miscible, as indicated by the
observation of two Tgs for most compositions.
The effect of the PMMA tacticity on the miscibility
changes on replacing PVPh by STVPh copolymer. The
miscibility of blends of STVPh/sPMMA and
STVPh/iPMMA was studied by Jong et al. with 13C
solid-state NMR, complemented with cloud point and
DSC measurements [86]. On the time scale of the
proton spin–lattice relaxation, or a dimensional scale
of about 25 nm, sPMMA appears to be miscible with
STVPh (VPh monomer units content: 5%) in all blend
compositions studied, e.g. 30, 50, and 70% STVPh. By
contrast, iPMMA was miscible at only one compo-
sition, e.g. 70% STVPh. The glass transition tempera-
ture data of these blends were consistent with the NMR
observations. On increasing the VPh content in the
copolymer to 15 mol%, the tacticity of PMMA was no
longer an important factor in the miscibility of the
blends [87], e.g. iPMMA, aPMMA, and sPMMA
blends prepared from their 2-butanone solution were
found to be miscible, as all the blend films were
transparent, with a single glass transition temperature
observed for each composition.
Coleman and co-workers reported that PVPh was
miscible with poly(ethyl methacrylate), poly(n-propyl
methacrylate) and poly(n-butyl methacrylate) over the
entire blend composition range at temperatures
between ambient and 200 8C [88]. However, PVPh
was immiscible with poly(n-hexyl methacrylate) and
poly(cyclohexyl methacrylate) as the bulky groups
inhibited the formation of strong inter-associated
hydrogen bonds [89,90].
A number of poly(methacrylate) derivatives have
been reported to be miscible with PVPh, including
poly(2-dimethylamino ethyl methacrylate) [91],
poly(N-methyl-3-piperidinemethyl methacrylate)
[92], poly(methyl thiomethyl methacrylate) [93],
poly(2-ethoxyethyl methacrylate) [94], poly(N-
methyl-4-piperidinyl methacrylate) [95].
Fig. 8. Theoretical miscibility windows at room temperature calculated from the Painter–Coleman association model for STVPh blends with
PEMA, PBMA, PHMA, POMA, PDMA, and PLMA [61]. Reprinted from Macromolecules 1996;29:6820–31, Copyright (1996), with
permission of American Chemical Society.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1035
Based on experimental results and theoretical
analysis, Coleman and Painter constructed a miscibility
map of poly(alkyl methacrylate) (PAMA) blends
with VPh copolymers poly(2,6-dimethyl-4-vinyl
phenol) [96,97], poly(2,6-diisopropyl-4-vinyl phenol)
[96,97], STVPh [51,61,65] and DMBVPh [51,61,65].
The accessibility of the carbonyl groups of PAMA to
the hydroxyl groups of VPh copolymer decreased
with increasing length of the side chain in PAMA, due
to steric shielding. As a result, the blend changed from
miscibility to an immiscibility with increasing length
of the side chain in PAMA (Fig. 8) [61].
Using the modified equations for the free energy of
mixing of hydrogen bonded polymer blends (Eq. (5)),
Coleman, and Painter predicted the miscibility
windows of EVA blends with DMBVPh and
STVPh, finding the experimentally observed misci-
bility maps (Figs. 9 and 10) [64,98]. EVA copolymers
Fig. 9. Theoretical miscibility map at 100 8C calculated from the
Painter–Coleman association model for DMBVPh/EVA blends
using a constant KSTDA value of 58.0. The areas encompassed by the
small black dots denote predicted two-phase regions. Experimen-
tally determined single- and two-phase blends are denoted by the
unshaded and black-filled large circles, respectively [64]. Reprinted
from Macromolecules 1997;30:3671–7, Copyright (1997), with
permission of American Chemical Society.
Fig. 10. Theoretical miscibility maps calculated from the Painter–
Coleman association model. Top: STVPh/EVA blends at 25 8C.
Bottom: DMBVPh/EVA blends at 100 8C. The areas encompassed
by the small black dots denote predicted two phase regions.
Experimentally determined single and two phase blends are denoted
by the unshaded and black filled large circles, respectively [98].
Reprinted from Macromol Chem Phys 1998;199:1307–14, Copy-
right (1998), with permission of Wiley-VCH.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511036
with low ethylene unit content are miscible with
DMBVPh and STVPh, while those with high ethylene
unit content are immiscible with the VPh copolymers,
due to the decreasing number of the hydrogen bonds
(Figs. 9 and 10).
A number of main-chain polyesters are reported to be
miscible with PVPh and many VPh copolymers. The
DSC traces of pure aPHB, PVPh, and their blends with
PVPh content of 20, 30, 40, 50, and 60 wt% are shown
in Fig. 11 [35]. It is clear that a single composition-
dependent Tg is observed for the blend, indicating that
aPHB is miscible with PVPh. Other main-chain
polyester, such as sPHB [35], iPHB [67,68,99],
poly(3-hydroxyvalerate) (PHV) [100], PCL [11,33,53,
101,102], poly(ethylene succinate) [103], poly(ethylene
adipate) [103], poly(butylene adipate) [103], poly(pro-
pylene carbonate) [104], are also miscible with PVPh
and many VPh copolymers [35]. By contrast, phase
separation was observed over a wide composition
range for blends of PVPh/poly(L-lactide) (PLLA) [34]
and PVPh/poly(D,L-lactide) (PDLLA) [105]. Only
weak hydrogen-bonding interaction exists between
the carbonyl groups of PLLA (PDLLA) and the
hydroxyl groups of PVPh as evidenced in the FTIR
spectra. As a result, the blends are only partially
miscible.
Polyethers like PEO [19,50,106–112] and poly
(vinyl methyl ether) (PVME) [46,49,110,113,114] are
reported to be miscible with PVPh or VPh copolymers
over the whole composition range, due to the
hydrogen bonds between VPh unit and polyethers.
Beside polyesters and polyethers, PVP [115,116],
poly(N-acryloylthiomorpholine) [117], PEOx [118],
PAPP [55], PAMP [119], poly(1-vinylimidazole)
Fig. 11. First-run DSC traces of pure aPHB, PVPh, and their blends
with PVPh content of 20 (80/20), 30 (70/30), 40 (60/40), 50 (50/50),
and 60 wt% (40/60) [35]. Reprinted from Macromolecules
2001;34:8166–72, Copyright (2001), with permission of American
Chemical Society.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1037
[120] form miscible blends with PVPh (or VPh
copolymers) over the entire composition range as a
result of the formation of strong inter-associated
hydrogen bonds between them and VPh unit.
4.3.2. Blends of poly(vinyl alcohol) (PVAL)
Strong hydrogen bonds between PVAL and
phenolic [121], PVP [24,26,122–124], poly(aspartic
acid) sodium [125], PAA [22], hydroxypropyl lignin
[126], poly(N,N-dimethylacrylamide) [127] and copo-
lyamide [128] have been detected by FTIR and other
techniques. As a result, these PVAL binary blends are
miscible over the whole composition range. The
miscibility of methyl cellulose/PVAL [129], poly(N-
methylglycine)/PVAL [130], b-chitin/PVAL [131],
polyanilines/PVAL [25] and PVAc/PVAL [132]
blends depends on composition, but PLLA [133],
kraft lignin [134] and PVPy [135] are reported to be
immiscible with PVAL. Katime et al. have reported
that blends of PVAL and PEOx with relatively high
molecular weight (MnZ50000) prepared by casting
from water at 120 8C are opaque, and show immis-
cibility in DSC analysis [136]. However, Aoi et al.
reported that PVAL is miscible with a low molecular
weight PEOx (MnZ10300) [137]. They suggested
that the molecular weight of PEOx affects the
miscibility.
The incorporation of a second commoner unit,
such as vinyl acetate and ethylene, into the main chain
of PVAL limits the formation of self-association
hydrogen bonds, and thus enhances the miscibility
with many polymers. Copolymers (poly(vinyl acetate-
co-vinyl alcohol) and poly(ethylene-co-vinyl alcohol)
(EVAL)) with a certain composition are reported to
be miscible with PVPy [135,138–141] and PEOx
[136,142], even though PVAL itself is immiscible or
only partially miscible with them.
4.3.3. Blends of poly(acrylic acid) (PAA)
PAA forms miscible blends with PEO [143,144],
PAPP [55], poly(1-vinylimidazole) [120], or PMVT
[54], due to the inter-associated hydrogen bonds
between the blend pairs. There are a number of papers
addressing hydrogen bonds and miscibility of blends
of acrylic acid containing copolymers. Miscible
blends are reported for poly(methyl methacrylate-
co-22 mol%-acrylic acid) (PMMAA)/poly(butyl
methacrylate-co-26 mol%-4-vinylpyridine) blends
[145], poly(styrene-co-8 wt%-acrylic acid) (PSAA)/
PMMA [146], poly(ethylene-co-20 mol%-acrylic
acid) (PEAA)/PVP [147], poly(ethylene acrylate-co-
14 wt%-acrylic acid)/poly(bisphenol A dicyanate)
[148], PSAA (with acrylic acid content O20%)/
polyamides (nylon 6, 11, and 12) [149], PEAA (with
acrylic acid content of 20 wt%)/PEOx [150]. Partially
miscible blends have been reported for crystallizable
PSAA (acrylic acid content: 28 mol%)/polyurethane
[151], and immiscible blends are seen for PMMAA/
PVC [145], PEAA (acrylic acid content: 14 mol%)/
poly(2,6-dimethyl-1,4-phenylene oxide) (PPO) [152].
The addition of diblock copolymer of poly(styrene-b-
2-ethyl-2-oxazoline) (P(S-b-EOx), 2-ethyl-2- oxazo-
line content: 51 wt%) can enhance the compatibiliza-
tion between PPO and PEAA, as the polystyrene (PS)
and PEOx blocks are miscible with PPO and PAA,
respectively [152].
The miscibility of blends of PAA copolymer is a
function of the content of acrylic acid in the
copolymer. For example, PSAA are miscible with
polyamides (nylon 6, 11, and 12) if the acrylic acid
content in PSAA is higher than 20%; at a content of
14%, partial miscibility is observed with each
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511038
polyamide, and with a content of 8%, phase separation
is observed with the crystalline polyamides [149].
The effect of the copolymer sequence distribution
on the miscibility of PEO/PSAA blend has been
investigated by molecular simulations [153]. It is
observed that the sequence distribution of the PSAA
significantly affects the degree of miscibility [153].
5. Incorporation of inter-associated hydrogen
bonds: a strategy for compatibilization
of polymer blends
The formation of hydrogen bonds usually induce
the miscibility of the blends as DGH/RT!0, and is
always a significant contribution to the free energy of
mixing. In application, the incorporation of hydrogen
bonds into immiscible polymer blends has become a
routine strategy to achieve compatibilization of
otherwise immiscible blends. There are four methods
to incorporate the inter-associated hydrogen bonds:
(i) incorporation of terminated functional group as
proton acceptor or donor; (ii) inclusion of hydrogen-
bonding monomer into the main chains of the
components by copolymerization; (iii) addition of a
third polymer containing hydrogen-bonding moieties
into the immiscible blends; and (iv) introduction of an
inert diluent to the main chain to reduce any strong
self-association, and thereby enhance inter-associ-
ation hydrogen bond formation. These are addressed
in turn in the following subsections.
5.1. Incorporation of terminated functional group
as proton acceptor or donor
Massa et al. evaluated the phase behavior of blends
of acetoxyphenyl- and hydroxyphenyl-terminated
hyperbranched all-aromatic polyesters with linear
polymers, such as polycarbonate, polyesters, and
polyamides [154]. The acetoxy-terminated hyper-
branched polyester showed miscibility with few linear
polymers. However, the miscibility of hydroxy-
terminated hyperbranched polyester blend was iden-
tical to that of PVPh blends. This suggests that the
incorporation of inter-associated hydrogen bonds by
replacing the terminated acetoxy group with the
hydroxy group induces miscibility in the blend [154].
5.2. Inclusion of hydrogen-bonding monomer
into the main chain
PVPy is incompatible with PS [155]. Miscibility
between PVPy and styrene-rich copolymers is
achieved by introducing the VPh unit into the PS
main chain, which is able to complex with PVPy
through hydrogen bonding [155]. PVPy is miscible
with STVPh copolymer containing 50 mol% VPh
over the entire range of blend composition. However,
if the styrene copolymer contains only 20–30 mol%
VPh, compatibility is only achieved for the blends
which are rich in PVPy. Similarly, miscibility
between PS and PVPh, which are incompatible over
the entire range of composition, is only achieved if PS
is modified by incorporating large amounts of
4-vinylpyridine [155], e.g. miscibility is achieved
for PVPh and styrene-4-vinylpyridine copolymer
containing 50 mol% 4-vinylpyridine, but a similar
copolymer containing only 20 mol% 4-vinylpyridine
does not form a miscible blend with PVPh. These
results confirm that miscibility can only be achieved
through cumulative interactions of added functional-
ities for such dissimilar polymers.
Similarly, poly(2,2,3,3,3-pentafluoropropyl metha-
crylate) is immiscible with PVPh, while their blends
change from heterogeneous to homogeneous on
incorporation of a sufficient amount of 4-vinylpyr-
idine into the poly(2,2,3,3,3-pentafluoropropyl metha-
crylate) [156]. As demonstrated by FTIR and XPS,
inter-associated hydrogen bonds are the driving force
leading to miscibility of the blends.
Compatibility can also be achieved between
PVPh and PS by introducing 4-vinylbenzenepho-
sphonic acid di-ethyl ester unit (VBDEP) into the PS
chains, to permit hydrogen bond formation with VPh
[157]. Styrene/VBDEP copolymer (SVBDEP) con-
taining 4.3 mol% VBDEP units was immiscible with
PVPh, but with increasing VBDEP content in the
copolymer to 7.5 mol%, a single Tg was observed
when the content of SVBDEP was higher than
60 wt%. With a VBDEP content of 13.3 mol% in
SVBDEP, homogenous phase behavior was observed
for SVBDEP/PVPh blends over the entire compo-
sition range as a result of the formation of a lot of
hydrogen bonds [157].
Similar to PVPy, PVP was immiscible with PS
[116,158]. However, the blends become miscible with
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1039
11 mol% or more VPh in the PS chains, and the
resultant formation of hydrogen bonds between the
hydroxyl in STVPh and the carbonyl in PVP [116,158].
Similarly, whereas PS is not miscible with PEMA or
PMMA, polystyrene modified to contain a certain
amount of vinyl phenol unit to form STVPh can
become miscible with both PEMA and PMMA [159].
Poly(alkyl isocyanate)s are immiscible with
STVPh (VPh content: 9 mol%), while miscible blends
were suggested when the polyisocyanates are side-
chain-functionalized with ether, ester, and ketone
groups [160]: IR spectrometry demonstrates the
presence of hydrogen bonding interaction between
the phenol hydroxyl groups and the polar side-chain
functional groups.
5.3. Addition of third polymer containing
hydrogen-bonding moieties
Although PMMA and PEMA are only slightly
different in structure, they are known to be immiscible
[159]. STVPh with VPh content of 5 mol% was added
to an immiscible PMMA/PEMA blend to improve the
compatibility, as STVPh is miscible with both PMMA
and PEMA. As expected, the ternary blends composed
of PEMA, PMMA, and STVPh show a wide
miscibility window [159]. Similarly, introduction of
STVPh into immiscible blends of PS/PEOx, PS/
PMMA and PS/PBMA caused a notable reduction of
the phase domain size with the formation of hydrogen
bonds (Fig. 12) [41].
Poly(styrene-graft-ethylene oxide) was used to
enhance the compatibility of PS blends with poly
Fig. 12. Optical micrographs of 50/50 PS/PEOx (MWZ5!104/5!104) b
copolymer [41]. Reprinted from Macromolecules 1997;30:7119–26, Copy
(butyl acrylate) (PBA) and poly(butyl acrylate-co-
acrylic acid) (PBAAA) [161]. Although no significant
effect of the graft copolymer on the domain size were
found with PS/PBA blends, the addition of 3 wt%
graft copolymer reduced the domain size of the
PBAAA phase by a factor of 10 in a PS/PBAAA
blend. After functionalizing PBA with acrylic acid,
the average size of the polyacrylate domains was also
reduced considerably by the graft copolymer [161].
These results suggest that the compatibilization effect
of the graft copolymer comes from the formation of
hydrogen bonds between the PEO side chains in the
graft copolymer, and the acrylic acid segments in the
PBAAA phase.
Xu et al. examined the compatibilization effect of
diblock copolymer P(S-b-EOx), on immiscible blends
of PPO and PEAA [152]. The hydrogen bonds
between PEAA and P(S-b-EOx) were detected and
the diblock copolymer found to be an effective
compatibilizer for PPO/EAA blends, with the diblock
copolymer mainly located at the interface between the
PPO and PEAA phases. The interfacial tension
reduced and the blends exhibit a more regular and
finer dispersion on addition of a small amount of
P(S-b-EOx). Furthermore, the tensile strength and
elongation at break increased with the addition of the
diblock copolymer for the PPO-rich blends.
Frechet et al. compared the compatibilization
effect of graft and block copolymers with that of
random copolymer containing hydrogen-bonding
moieties [162]. The presence of block and graft
copolymers based on PS and PVPh at the PS/PVPy
lends: (a) without STVPh; (b) with 5% copolymer; (c) with 10%
right (1997), with permission of American Chemical Society.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511040
interface can significantly enhance the interfacial
fracture toughness. The PVPh segment length was
surprisingly effective at anchoring into the PVPy phase,
even at low degrees of polymerization, suggesting that
hydrogen bonds contribute significantly to the pull-out
resistance. Although the block and graft architectures
afford strengthening of the PS/PVPy interface, their
performance appears to be inferior to that of the simple
random copolymer structures.
As the ethylene segments in EVAL is partially
miscible with polypropylene (PP), whereas the vinyl
alcohol segments can form the hydrogen bonds with
polyoxymethylene (POM), EVAL acts as a surfactant
to reduce the interfacial tension and to increase the
interfacial adhesion between PP and POM [163].
Addition of a small quantity of EVAL into the PP/
POM blend results in a better compatibilized blend, in
terms of finer phase domains and better mechanical
properties [163].
5.4. Introduction of an inert diluent moiety
to the main chain
Several blends are reported to be immiscible due to
the strong self-associated hydrogen bonds of (at least)
one component, though it would seem at first glance
that inter-associated hydrogen bonds would easily
form between the components. In this case, it is
possible to render miscible blends by incorporation of
an inert diluent moiety into the main chain, to reduce
the self-associated hydrogen bonds and thereby
enhance inter-associated hydrogen bonds.
PVPh/PCHMA blends show two phase behavior
because strong self-associated hydrogen bonds are
formed between the units of PVPh. However,
miscibility was observed for the blends when styrene
was copolymerized with VPh at high styrene content
[90]. Another example is the blend of PVPh/poly(p-
acetoxystyrene) (PAS) [8]. PVPh is immiscible with
PAS as indicated by the existence of two glass-
transition temperatures over the entire composition
range by DSC. However, incorporation of an inert
diluent moiety such as styrene into the PVPh chain
renders the modified polymer miscible with PAS.
These results were explained by the reduction of the
strong self-associated PVPh and the increase of the
inter-associated species between PVPh and PAS
segments with the incorporation of styrene on
the PVPh chain. Similar results have been observed
for PVPh/4,4 0-bis(6-hydroxy hexyloxy) biphenyl-
TDI polyurethane [7,9]. In such cases, miscibility
can be achieved by slight structural modification of
the amorphous polymer to eliminate the self-
associated hydrogen bonds.
6. Effects of hydrogen bonds on the properties
of polymer blends
As discussed in the following, hydrogen bonding
can have a significant effect on the thermal properties,
crystallization behavior, mechanical properties, and
so on of polymer blends.
6.1. Glass transition temperature (Tg)
As emphasized above, hydrogen-bonded polymer
blends are often miscible, with a single glass
transition temperature as a function of composition
for the blend. Over the years, numerous equations
have been proposed to express the Tg-composition
dependence in miscible polymer blends including
expressions due to Fox [164], Gordon–Taylor [165],
Couchman–Karasz [166–169], Kwei [170] and
Braun–Kovacs [171] (see Table 2 for the equations).
In general, it is observed the preceding expression
do not provide a satisfactory estimate of Tg for
hydrogen-bonded blends. The difference between
experimental and predicted Tg values is sometimes
considered as a measure of the strength of interactions
between the blend components [170,172–177].
Due to the effects of strong interactions between
the components, Tg observed for a hydrogen-bonded
blend is usually higher than that predicted by a linear
additivity rule, e.g. the discrepancy for blends of
PVPh with PAMP is shown in Fig. 13 [119].
The behavior is similar for PVPh blends with
PMMA [17,87,90], poly(2-dimethylamino ethyl
methacrylate) [91], poly(N-methyl-3-piperidine-
methyl methacrylate) [92].
PVPy blends with poly(hydroxyethyl methacry-
late) [178], with polybenzoxazine [179], and with
STVPh [116] show a single glass transition which
is higher value than the glass transitions calculated
on the basis of additive behavior. Such a
positive deviation of Tg is also observed for
Table 2
The composition dependence of the glass transition temperature (Tg) of miscible blends
Equationsa Parameters
Additivity rule TgZw1Tg1Cw2Tg2
Fox [164] 1
Tg
Zw1
Tg1
Cw2
Tg2
Gordon–Taylor [165]Tg Z
w1Tg1 Ckw2Tg2
w1 Ckw2
k: adjustable parameter
Couchman [166–169]ln Tg Z
w1 ln Tg1 Ckw2 ln Tg2
w1 Ckw2
k: adjustable parameter
Kwei [170]Tg Z
w1Tg1 Ckw2Tg2
w1 Ckw2
Cqw1w2
k: adjustable parameter, q:
interaction parameter term
Braun–Kovacs [171]Tg ZTg1 C
f2fg2 Cgf1f2
f1Da1
g: interaction parameter term
a Tgi, wi, fi are the weight fraction, glass transition temperature in pure state, volume fraction of component i, respectively. Da: difference
between the volume expansion coefficients in the glassy and liquid state. fg: the free-volume fraction of one component at its Tg.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1041
poly(styrene-co-4-vinylbenzoic acid)/poly(ethyl
methacrylate-co-4-vinylpyridine) blends [180], poly
(styrene-co-cinnamic acid)/poly(ethyl methacrylate-
co-2-dimethylaminoethyl methacrylate) [181], and
so on. In cases for which the components form a
complex through hydrogen bonds, the mobility of
polymer can be greatly restrained, and Tg of the
system is not only above the weight averaged Tg, but
also higher than Tg of either component, as reported
for the systems of poly(N,N-dimethylacrylamide)/
phenol-formaldehyde resins [182], PAA/PEOx [183,
Fig. 13. Tg-composition curve of PAMP/PVPh blends (C) and
PAMP /PVPh complexes (:) [119]. Reprinted from Macromol-
ecules 1999;32:1967–71, Copyright (1999), with permission of
American Chemical Society.
184], PVP/novolac resin [185] and PVPh/poly(ethy-
leneimine) [186].
A negative deviation from linearity of the blend’s Tg
is sometimes attributed to weak specific interactions
[173]. The Tg of blends of PHB/P(VA-co-VAL9)
(poly(vinyl acetate-co-vinyl alcohol) copolymers with
vinyl alcohol content of 9 mol%) blends shown Fig. 14
demonstrates a negative deviation of the observed Tg
Fig. 14. The glass transition behavior of PHB/P(VA-co-VAL9)
blends: (C) experimental points, (– –) the Fox equation, (—) the
Gordon–Taylor equation. P(VA-co-VAL9) is the abbreviation of
poly(vinyl acetate-co-vinyl alcohol) copolymers with vinyl alcohol
content of 9 mol% [187]. Reprinted from Macromolecules 1998;
31:6898–907, Copyright (1998), with permission of American
Chemical Society.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511042
from the predicted value [187]. The Tg of PEO blends
with epoxy [188], PVP [189–191], lignin [48]
and poly(methyl vinyl ether-co-maleic acid) [192]
and blends of PVAL/PDMA [127] are all reported to
show negative deviation.
In a few cases, a sigmoid Tg-composition behavior
is observed for hydrogen-bonded blends. For example,
Tg of the phenoxy blends with PVPy [13], PMMA
[193] and PVP [194], and blends of PEOx/poly
(2-hydroxyethyl methacrylate) [195], PEOx/poly
(2-hydroxypropyl methacrylate) [195] and PCL/cate-
chin [196] all show both positive and negative
deviation, depending on the blend composition.
6.2. Melting temperature (Tm)
The depression of the melting point of a crystalline
polymer component in a blend provides important
information about its miscibility and its associated
polymer–polymer interaction parameter c12. The
temperature reduction is caused by thermodynamic
depression arising from a reduction in the chemical
potential due to the presence of the polymeric solvent.
When two polymers are miscible in the melt, the
chemical potential of the crystallizable polymer is
decreased due to the addition of the second component.
This leads to a reduction in the equilibrium melting
temperature with increasing amorphous polymer
content, especially in blends containing specific
interactions between the components. An immiscible
blend will typically not show depression of the
equilibrium melting point. Using the equation of
Nishi and Wang, which is based on the Flory–Huggins
theory [197], the melting point depression is given by
the following equation [197,198]:
1=T0mb K1=T0
m ZKRV2f21c12=ðDH0
f V1Þ (6)
where T0m and T0
mb are the equilibrium melting points
of the crystallizable polymers in the bulk and the
blend, respectively. Subscripts 1 and 2 denote the
amorphous and crystalline polymers, respectively; f
is the volume fraction; V is the molar volume of the
repeat units; and H0f is the heat of fusion per mole of
crystalline units.
Coleman and Painter modified the Nishi–Wang
equation to account for hydrogen bonding by simply
including a contribution DGH to the partial molar free
energy [199]:
1=T0mb K1=T0
m ZKRV2ðf21c12 CDGHÞ=ðDH0
f V1Þ (7)
In general, the melting point depression in hydrogen-
bonded blends is somewhat larger than that in blends
devoid of hydrogen bonds, due to significant effect of
DGH. Obvious melting point depression is observed
for almost all hydrogen-bonded blends if the blend
contains a semicrystalline component [200–202]. For
example, a melting point depression of 15 8C has been
observed for the PHB component in a PHB/PVPh
blend with PVPh a content of 30 wt% [203].
However, the melting point depression of PHB was
found to be only 1–2 8C in a miscible blend with
30 wt% PVAc.
6.3. Crystallization behavior
The formation of inter-associated hydrogen bonds
between the components usually induces miscibility
in a blend. At the same time, the crystallization
of the crystalline component is greatly suppressed
[204–210]. In some blends, the hydrogen bonds are so
strong that the crystallization of the crystalline
component is totally prohibited when its content is
low. For example, PHV was completely prevented
from crystallization in its blends with PVPh for PHV
content lower than 50 wt% [100]. In PHB/PVPh
blends, PHB loses its crystallizability in the presence
of 40 wt% PVPh [68,203]. Also, PCL, a semicrystal-
line polymer in the pure state, exists as a fully
amorphous elastomer in PCL/dihydric phenol blends
with dihydric phenol content higher than 40 wt%
(Fig. 15) [211,212].
Hydrogen bonds can also affect the crystalline
polymorph form of crystalline components. For
example, in poly(vinylidene fluoride) (PVDF)/PVP
blends with low PVP content, the specific interaction
between segmental PVDF and PVP transforms the
crystalline state of PVDF from a to g phase [213].
6.4. Surface enrichment
Many important properties of polymer materials are
determined by the composition and structure of its
surface. In a multicomponent polymer system, the
surface composition can differ greatly from that in
Fig. 15. Relationship between the crystallinity of the PCL
component and the TDP content in the blends [212]. Reprinted
from J Polym Sci Part B: Polym Phys 2000;38:1848–59, Copyright
(2000), with permission of John Wiley and Sons, Inc.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–1051 1043
the bulk, as the components of lower surface
energy tend to enrich in the surface to minimize the
free energy of the system. A lowered equilibrium
surface energy, resulting from the placement of the
lower-surface-energy component at the surface, is
achieved at the cost of maintaining a gradient between
the surface and bulk compositions. Surface segregation
in polymer blends thus reflects a balance of surface
forces and bulk mixing thermodynamics. The surface
composition of polymer blends has been found to
depend strongly on the surface energy of the
components, as well as the magnitude of the interaction
between the two polymer components that determines
their miscibility [214–216].
In hydrogen-bonded blends, specific interactions
play an important role in the surface composition and
structure. Cowie et al. compared the surface enrich-
ment in PVME/PS blends, for which no hydrogen
bonds were involved, with that for hydrogen-bonded
blends of the PVME/PS copolymer [217,218]. They
found that the surface enrichment with PVME in the
hydrogen-bonded blends is markedly less than that
observed in PVME/PS blends, and that the extent of
this effect depends on the strength of the hydrogen
bond involved. Pearce et al. have investigated the
surface enrichment in polymer blends involving
hydrogen bonding, and demonstrated that hydrogen
bond interactions reduce surface enrichment [219].
Jiang et al. characterized the surface structure of
poly(styrene-co-p-hexafluoro-hydroxyisopropyl-a-
methylstyrene)/PVPy blends spanning the immisci-
bility–miscibility–complexation transition [220]. By
increasing the hydroxyl content in the copolymer and
thus increasing the density of hydrogen bonds in the
blends, the system changed from immiscible to
miscible blend and to complex. An excess of the
copolymer was found at the surface of the immiscible
blends. In miscible blends, an increase in the PVPy
concentration was observed at the surface and the
surface excess of the copolymer decreased dramati-
cally. In complexes, the surface and bulk compo-
sitions were very similar.
7. Conclusions
On the whole, this paper summarizes the works on
hydrogen-bonded polymer blends investigated in the
last twenty years. From these work, it is clear that the
main factors that influence hydrogen bond in polymer
blends are the acidity of the proton donor, the basicity
of the proton acceptor, bulky side groups, spacer
length, stereo structure, the rigidity of polymer chain,
and so on. The strength of hydrogen bonds increases
with the acidity of the proton donor and the basicity of
the proton acceptor. Bulky side group hinder hydrogen
bond formation, while a long spacer tends to favor their
formation. In addition, good flexibility of the polymer
chain benefits the formation of hydrogen bonds.
Theoretical analysis reveals that the formation of
strong inter-associated hydrogen bonds between the
components enhances the miscibility of the polymer
blends, and experimental work has also accumulated to
support this conclusion. Based on these studies, the
incorporation of hydrogen bond has become a routine
strategy for the compatibilization of polymer blends.
There are four methods to incorporate the inter-
associated hydrogen bonds into the immiscible blends:
(i) incorporation of terminal function group as proton
acceptor or donor; (ii) introduction of hydrogen-
bonding monomer into the main chains of the blend
components by copolymerization; (iii) inclusion of
copolymers containing hydrogen-bonding moieties
into the immiscible blends; and (iv) introduction of
an inert diluent in the main chain. These methods are
effective to enhance the compatibility and to improve
the properties of the immiscible blends.
Y. He et al. / Prog. Polym. Sci. 29 (2004) 1021–10511044
The presence of hydrogen bonds significantly
affects the properties of polymer blends. In general, a
positive or negative deviation from linearity of the
blend’s Tg is observed. For hydrogen-bonded blends
with a crystalline component, crystallization is usually
suppressed and the melting point is lowered due to
the specific interaction. Other properties, such as
surface and mechanical properties, are also signifi-
cantly modified by the formation of hydrogen bonds.
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