Ica Diploma Compliance Flyer

8/2/2019 Ica Diploma Compliance Flyer

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ICA DIplomA In

ComplIAnCe

A proessional qualication awardedin association with University oManchester Business School


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The role o the nancial services compliance proessional

s growing in prole. The changing regulatoryenvironment has determined the critical part you play in

helping to ensure success or your rms. The challengescompliance proessionals ace mean it is vital to have

he right knowledge and skills, and the ICA Diploma inCompliance can help meet this need.

The programme is a benchmark qualication, illustratinghe highest standards in compliance practice. Attainment

o the Diploma is a recognised mark o excellence. It

delivers what you as a compliance proessional need inorder better understand your responsibilities, and ull

hem accordingly.

The Diploma is a detailed, proessional education

programme. It is awarded in association with University oManchester Business School and is endorsed by the British

Bankers Association. These quality assurances make theDiploma distinct rom other oerings.

Those who complete the Diploma will be able to

undertake their responsibilities more efciently andeectively. By drawing upon international best practice

as well as UK rules and regulations, the Diploma helps youto adapt to meet the challenges created by the constantly

evolving external environment.

Many who graduate rom the Diploma nd that

their perormance in the workplace improves andopportunities or career progression are enhanced.

I wud cd tat a ciac ssia sudcsid t ICA Dia i Ciac. T stud atias a vcsiv ad ctiu t b a xct it c st-Dia. T wkss ab u t bc at a ivauabsut twk wit w ssias ad t assigts adxa a big t subjct t i.

T stuctu t cus awd t stud w ad w Iwatd but it ds tak ti ad t t gai a bts tga at ta just a quaicati. T ICA vid xctsut ad t cus was w acd, awig t a quick

but i dt. T ga is xct vau advids a bad udstadig t UKs guat awkwit t bt a idust cgisd quaicati.

Kda Sit, Ciac maag,Group Compliance - Northern Rock plc

An InTroDUCTIon To The

ICA DIplomA In ComplIAnCe


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A graduate level programme resulting in a proessional

qualication

9 - 12 months duration

Comprehensive, detailed course materials that can be used inthe workplace

Written and delivered by experienced industry practitioners

Specialist and sector specic modules

Extensive support and resource material

Awarded in association with University o Manchester

Business School

Mapped into the UK National Occupational Standards or

Compliance

Endorsed by the British Bankers Association

Key FeATUreS

Career progression

Improved knowledge, developed skills

Enhanced workplace perormance

Proessional designation

Reduced reputational and nancial risk or rms

Veriable evidence o learning

Proessional membership o the International

Compliance Association

Key BeneFITS

T ICA Dia i Ciac is a xctquaicati givig cadidats a a ctitivadvatag ad a d isigt it vattdgis.

Gat Gdig, Ciac ofcDuncan Lawrie Ltd, UK


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Who The DIplomA In ComplIAnCeIS DeSIGneD For Compliance Ofcers and their Deputies

Managers with responsibility or internal compliance

controls

Risk Managers

Internal Audit Sta

Regulatory Representatives

Individuals who completed the ICA Certicate in

Compliance

Accountants

Lawyers

Company Secretaries

proGrAmme DelIVery Excellent course manuals, support readings and texts

Dedicated online support

Attendance at our one-day workshops

Two written assignments (approx 3,000 words in length)

One open book examination (3 hours and 15 minutes)

For those who have already amassed a degree o knowledge

and experience, the ICA oers an exam only option (i.e. no

attendance at workshops or submission o assignments). To

apply or this route to qualication, please send your CV to

[email protected]

proFeSSIonAl QUAlIFICATIonAWArDFollowing completion o the ICA Diploma in Compliance you

will be able to use the designation Dip (Comp).

The ICA Diploma in Compliance is awarded in association

with University o Manchester Business School.

ADmISSIon reQUIremenTSThe ICA Diploma in Compliance has a practical ocus and is

designed or individuals who intend to carry out the role o

Compliance Ofcer or work within the compliance unction.

The entry criteria are:

Sound educational background, e.g. degree

or proessional qualication in an appropriate

discipline or,

Attainment o the ICA Advanced Certicate

in Compliance (International or UK) or,

Three years relevant work experience

I you would like to discuss the Diploma and how it might tin with your current role and career aspirations, contact the

ICA on 0121 362 7534 or an inormal discussion with the

Course Director.

FeeSPlease see ICA or approved training provider website or

details. Prices or in-house delivery vary depending on the

number undertaking the programme. Please contact the ICA

or a quotation.

hoW To ApplyComplete an enrolment orm online at

www.int-comp.org/enrol or contact us on [email protected]

or +44 (0) 121 362 7501.


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Module 1: The Regulatory Environment

Unit 1 - Understanding the Regulatory Environment

Unit 2 - Regulatory Structure

Module 2: Key Compliance Issues

Unit 3 - The Role o the Compliance Ofcer

Unit 4 - Risk Management

Unit 5 - Designing an Internal Compliance System

Unit 6 - Dealing with Regulatory Issues and EnorcementModule 3: Current Areas o Compliance Focus

Unit 7 - Compliance with Prudential Regulation

Unit 8 - Corporate Governance, Creating a Compliance

Culture and the Benets o Compliance

Module 4: Managing the Risk o Financial Crime

Unit 9 - Managing the Risk o Money Laundering and

Terrorist Financing

Unit 10 - Market Abuse, Insider Dealing and Fraud

Prevention

CoUrSe ConTenT


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nTernATIonAl ComplIAnCeASSoCIATIon

he ICA is a proessional,

warding body with a global

membership. Since it was

ounded in 2001, thousands

individuals haveompleted ICAs diploma

nd certicate programmes all over the world. ICAs internationally

ecognised qualications are a benchmark o proessionalism,

ompetence and excellence. The ICA is the government appointed

ead Provider o Financial Industry Competency Standards,

ccredited training and assessment programmes in the eld o

ompliance in Singapore. The ICA helps businesses, regulatory

uthorities, government agencies and clients promote best practice

hrough education, dialogue, inormation exchange and detailed

esource material. The ICA aims to help improve the perormance

individuals, rms and the industry as a whole.

DeTAIlS oF oTher ICA QUAlIFICATIonSAVAIlABle

he ICA delivers a wide range o qualications, appropriate to the

nancial services sector, both in the UK and overseas. For beginners

nd experienced practitioners alike, the ICA Certicate and Diploma

ualications increase knowledge, improve skills and enhance

nderstanding. Certicate programmes are designed or entry-level

ta new to a particular discipline. Content ocuses on awareness

nd on the introduction o the key issues involved. They orm a solid

oundation or uture learning. Diploma programmes are designedor more senior practitioners, those who have already amassed a

evel o experience. Certicate and Diploma qualications cover the

ollowing subjects:

Anti Money Laundering

Compliance

Financial Crime Prevention

The ICA STAnDArDS oF CompeTenCeCA qualications are awarded in association with the University

Manchester Business School and are mapped into The NationalOccupational Standards o Competence. These standards, created

by the UK Financial Skills Partnership, (FSP), are in Anti Money

aundering, Compliance and Countering Financial Crime. All ICA

Diplomas are recognised by the FSP at the highest level. They are

lassied as recommended on the FSP ofcial Examination List. Full

etails can be ound at www.ssc.org.uk.

Additionally, ICA qualications are recognised by regulators and

ducation authorities globally as a benchmark o competence and

xcellence.

memBerShIp oF The InTernATIonAlComplIAnCe ASSoCIATIonUpon successul completion o the ICA Diploma in Compliance, an

invitation is extended to become a member o the International

Compliance Association and use the designation MICA, (Member,

International Compliance Association). Ater a urther 5 years

proessional experience Members o the ICA are invited to apply orFellowship status and use the designation FICA, (Fellow, International

Compliance Association). For more inormation on ICA Membership

please visit the ICA Website.

InTernATIonAl ComplIAnCe TrAInInG

International Compliance Training is

the approved training partner o the

International Compliance Association.

ICT is dedicated to supporting nancial

services practitioners as they study ICA

qualications. Their unique blended learning approach, combininghigh quality materials, interactive workshops and dedicated

support, ensures a successul learning experience or all. The

emphasis is on helping individuals succeed, develop their careers

and reach their ull potential. ICT has regional ofces in Singapore

and Dubai.

UnIVerSITy oF mAnCheSTerBUSIneSS SChool

MBS is the UK's leading centre or businessresearch, oering an impressive range o

programmes and services to both students

and businesses. We provide world-class

business and management education to

undergraduates, postgraduates, highly-experienced practitioners

and people wishing to pursue academic careers. We compete

on a global scale or the best students and sta, and continue to

generate ground-breaking research that is recognised by peers and

practitioners across the globe.

BrITISh BAnKerS ASSoCIATIonThe BBA is the leading association or the

UK banking and nancial services sector,

speaking or over 200 banking members

rom 60 countries on the ull range o UK and

international banking issues and engaging

with over 50 associated proessional rms.

Collectively providing the ull range o services, our member banks

make up the worlds largest international banking centre, operating

some 140 million accounts.

www.int-comp.org [email protected] +44 (0)121 362 7534

http://www.acebook.com/intcompassoc

http://www.linkedin.com/company/international-compliance-association

http://www.twitter.com/intcompassoc


7/7ICTB281

Regional Ofce:10 Shenton Way

#12-01 MAS Building

Singapore079117

+65 6500 0010

[email protected]

Head Ofce:Wrens Court

52-54 Victoria Road

Sutton ColdfeldBirmingham

B72 1SXUnited Kingdom

+44 (0) 121 362 7501

[email protected]

www int-comp org

Regional Ofce:Dubai International Financial CentreCentre of Excellence

The Gate VillageBuilding 2, Level 3PO Box 506745DubaiUAE

+971 (0) 4 4019310

info@ictmiddleeast com

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Ica Diploma Compliance Flyer