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[CANCER RESEARCH 62, 4711– 4721, August 15, 2002] Identify Metastasis-associated Genes in Hepatocellular Carcinoma through Clonality Delineation for Multinodular Tumor 1 Siu Tim Cheung, 2 Xin Chen, Xin Yuan Guan, San Yu Wong, Lai Shan Tai, Irene O. L. Ng, Samuel So, and Sheung Tat Fan Departments of Surgery [S. T. C., S. Y. W., S. T. F.], Clinical Oncology [X. Y. G., L. S. T], Pathology [I. O. L. N.], Centre for the Study of Liver Disease, The University of Hong Kong Medical Centre, Queen Mary Hospital, Hong Kong, China, and Departments of Biochemistry [X. C.] and Surgery [S. S.], Howard Hughes Medical Institute, Stanford University School of Medicine, Stanford, California 94305 ABSTRACT Disease recurrence and metastasis are frequently observed in many successfully treated localized cancers, including hepatocellular carcinoma in which intrahepatic and extrahepatic recurrence (metastasis) are fre- quently observed after curative resection. The present study aimed at identifying metastasis-associated genes through delineation of the clonal- ity for multinodular liver cancer. The clonal relationship of 22 tumor foci from six patients was investigated by the genome-wide expression profile via cDNA microarray consisting of 23,000 genes. Tumor molecular prop- erties including p53 protein overexpression and gene mutation, hepatitis B virus integration pattern, and genetic alteration examined by comparative genomic hybridization were compared. Results indicated that gene expres- sion patterns could serve as the molecular fingerprint for clonality iden- tification. Together with the molecular data from p53, hepatitis B virus integration and comparative genomic hybridization profiles, tumor nod- ules from five patients were confirmed with clonal relationship, and the expression profiles of the primary nodules were compared with their corresponding intrahepatic metastatic nodules. A total of 90 clones were found to be correlated with intrahepatic metastasis by Student’s t test (P < 0.05). With reference to the primary tumor, 63 clones (39 known genes and 24 express sequence tags) were down-regulated whereas 27 clones (14 known genes and 13 express sequence tags) were up-regulated in the metastatic nodules. These metastasis-associated genes may provide clues to reveal patients with increased risk of developing metastasis, and to identify novel therapeutic targets for the treatment of metastasis. INTRODUCTION Metastasis is the major cause of cancer morbidity and mortality. Comprehensive analysis of gene expression profiles between a pri- mary tumor and its derived tumors can identify differential genes associated with the metastatic phenotype, which help to elucidate the molecular mechanism of cancer metastasis (1, 2). There are a number of experimental models for the examination of genes responsible for the enhancement or suppression of cancer metastasis (3, 4). However, the clinical relevance of these genes is sometimes difficult to consol- idate. The most direct method to identify genes associated with clinical metastasis is to examine the human specimens, and to com- pare the primaries with their corresponding metastatic tumors. Sample availability can be the major hurdle, as reflected in the long time interval between the primaries and the appearance of secondaries. The tumor type or anatomical site may not allow for the collection of specimens in some cancers. To study clinical metastasis, HCC 3 may be the best choice because tumor invasion into blood vessels and intrahepatic metastasis are frequently observed and presented as mul- tiple nodules at the time of surgical resection (5). To identify metastasis-associated genes, the first crucial step is to delineate the clonal relationship among the multiple tumor nodules, and to determine which tumor clones were derived from the primary. However, reliable parameters to define the clonality for multiple nodular HCC have not been established. Conventional discriminations are mostly based on clinical and pathological findings (5–7), which cannot always provide a definitive answer. Commonly used ap- proaches include comparison for the HBV integration site to differ- entiate between intrahepatic metastasis and independent occurrence (8 –10). However, this is only applicable to HCC with HBV integra- tion, whereas tumors related to hepatitis C virus (HCV) or alcohol, which are the common associations in North America (11), cannot be validated. Clonal analysis can be examined based on X chromosome inactivation (12, 13), which can be investigated only in female pa- tients. In East Asia, including Hong Kong, HCC patients are predom- inantly male; thus, the approach based on X chromosome inactivation does not have a wide implication. DNA fingerprinting (14) and fractional allelic loss (15) analysis have also been used for clonality studies. However, the demanding technique involved combined with the problem of reproducibility and the subjective data analysis all hinder their wide application in clonality examination. In a recent study, we used the cDNA microarray approach to examine the genome-wide expression profile of over 200 samples consisting of majority HCC and the tumor adjacent liver tissues (16). A consistent expression difference was observed between the tumors and their adjacent nontumor livers. To investigate whether the expres- sion profile can help to elucidate the clonal relationship of the multi- nodular liver cancers, samples from individual tumor foci were further examined with the conventional molecular genetic approach for tumor properties and genetic aberrations. The expression data of 22 individ- ual tumor foci in six patients with multinodular HCC were compared with the conventional molecular genetic data including p53 protein overexpression and p53 gene mutation, HBV integration, and genetic aberrations as investigated by CGH. The data up until now had suggested that gene expression profiles were unique for each tumor and could provide sufficient information to delineate clonal relation- ships. The identity of primary and intrahepatic metastasis tumor nodules was further confirmed by conventional molecular genetic approaches, and the expression profiles of the original and metastatic tumor clones were compared with those of the genes associated with intrahepatic metastases. MATERIALS AND METHODS Patients and Samples. Informed consent was obtained from the patients for the collection of liver specimens, and the study protocol was approved by Received 1/28/02; accepted 6/13/02. The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact. 1 Supported in part by grants from the Sun Chieh-Yeh Research Foundation for Hepatobiliary and Pancreatic Surgery, and Seed Funding Programme, The University of Hong Kong (to S. T. C. and S. T. F.), and H. M. Liu Foundation, Stanford University (to X. C. and S. S.), and a fellowship from Howard Hughes of the Life Science Research Foundation, Stanford University (to X. C.). 2 To whom requests for reprints should be addressed, at Department of Surgery, Centre for the Study of Liver Disease, The University of Hong Kong Medical Centre, Queen Mary Hospital, Hong Kong, China. Phone: 852-2855-3995; Fax: 852-2818-4407; E-mail: [email protected]. 3 The abbreviations used are: HCC, hepatocellular carcinoma; HBV, hepatitis B virus; CGH, comparative genomic hybridization; EMP3, epithelial membrane protein 3. 4711 Research. on December 7, 2020. © 2002 American Association for Cancer cancerres.aacrjournals.org Downloaded from

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[CANCER RESEARCH 62, 4711–4721, August 15, 2002]

Identify Metastasis-associated Genes in Hepatocellular Carcinoma through ClonalityDelineation for Multinodular Tumor1

Siu Tim Cheung,2 Xin Chen, Xin Yuan Guan, San Yu Wong, Lai Shan Tai, Irene O. L. Ng, Samuel So, andSheung Tat FanDepartments of Surgery [S. T. C., S. Y. W., S. T. F.], Clinical Oncology [X. Y. G., L. S. T], Pathology [I. O. L. N.], Centre for the Study of Liver Disease, The University of HongKong Medical Centre, Queen Mary Hospital, Hong Kong, China, and Departments of Biochemistry [X. C.] and Surgery [S. S.], Howard Hughes Medical Institute, StanfordUniversity School of Medicine, Stanford, California 94305

ABSTRACT

Disease recurrence and metastasis are frequently observed in manysuccessfully treated localized cancers, including hepatocellular carcinomain which intrahepatic and extrahepatic recurrence (metastasis) are fre-quently observed after curative resection. The present study aimed atidentifying metastasis-associated genes through delineation of the clonal-ity for multinodular liver cancer. The clonal relationship of 22 tumor focifrom six patients was investigated by the genome-wide expression profilevia cDNA microarray consisting of 23,000 genes. Tumor molecular prop-erties including p53 protein overexpression and gene mutation, hepatitis Bvirus integration pattern, and genetic alteration examined by comparativegenomic hybridization were compared. Results indicated that gene expres-sion patterns could serve as the molecular fingerprint for clonality iden-tification. Together with the molecular data from p53, hepatitis B virusintegration and comparative genomic hybridization profiles, tumor nod-ules from five patients were confirmed with clonal relationship, and theexpression profiles of the primary nodules were compared with theircorresponding intrahepatic metastatic nodules. A total of 90 clones werefound to be correlated with intrahepatic metastasis by Student’s t test(P < 0.05). With reference to the primary tumor, 63 clones (39 knowngenes and 24 express sequence tags) were down-regulated whereas 27clones (14 known genes and 13 express sequence tags) were up-regulatedin the metastatic nodules. These metastasis-associated genes may provideclues to reveal patients with increased risk of developing metastasis, andto identify novel therapeutic targets for the treatment of metastasis.

INTRODUCTION

Metastasis is the major cause of cancer morbidity and mortality.Comprehensive analysis of gene expression profiles between a pri-mary tumor and its derived tumors can identify differential genesassociated with the metastatic phenotype, which help to elucidate themolecular mechanism of cancer metastasis (1, 2). There are a numberof experimental models for the examination of genes responsible forthe enhancement or suppression of cancer metastasis (3, 4). However,the clinical relevance of these genes is sometimes difficult to consol-idate. The most direct method to identify genes associated withclinical metastasis is to examine the human specimens, and to com-pare the primaries with their corresponding metastatic tumors. Sampleavailability can be the major hurdle, as reflected in the long timeinterval between the primaries and the appearance of secondaries. Thetumor type or anatomical site may not allow for the collection of

specimens in some cancers. To study clinical metastasis, HCC3 maybe the best choice because tumor invasion into blood vessels andintrahepatic metastasis are frequently observed and presented as mul-tiple nodules at the time of surgical resection (5).

To identify metastasis-associated genes, the first crucial step is todelineate the clonal relationship among the multiple tumor nodules,and to determine which tumor clones were derived from the primary.However, reliable parameters to define the clonality for multiplenodular HCC have not been established. Conventional discriminationsare mostly based on clinical and pathological findings (5–7), whichcannot always provide a definitive answer. Commonly used ap-proaches include comparison for the HBV integration site to differ-entiate between intrahepatic metastasis and independent occurrence(8–10). However, this is only applicable to HCC with HBV integra-tion, whereas tumors related to hepatitis C virus (HCV) or alcohol,which are the common associations in North America (11), cannot bevalidated. Clonal analysis can be examined based on X chromosomeinactivation (12, 13), which can be investigated only in female pa-tients. In East Asia, including Hong Kong, HCC patients are predom-inantly male; thus, the approach based on X chromosome inactivationdoes not have a wide implication. DNA fingerprinting (14) andfractional allelic loss (15) analysis have also been used for clonalitystudies. However, the demanding technique involved combined withthe problem of reproducibility and the subjective data analysis allhinder their wide application in clonality examination.

In a recent study, we used the cDNA microarray approach toexamine the genome-wide expression profile of over 200 samplesconsisting of majority HCC and the tumor adjacent liver tissues (16).A consistent expression difference was observed between the tumorsand their adjacent nontumor livers. To investigate whether the expres-sion profile can help to elucidate the clonal relationship of the multi-nodular liver cancers, samples from individual tumor foci were furtherexamined with the conventional molecular genetic approach for tumorproperties and genetic aberrations. The expression data of 22 individ-ual tumor foci in six patients with multinodular HCC were comparedwith the conventional molecular genetic data including p53 proteinoverexpression and p53 gene mutation, HBV integration, and geneticaberrations as investigated by CGH. The data up until now hadsuggested that gene expression profiles were unique for each tumorand could provide sufficient information to delineate clonal relation-ships. The identity of primary and intrahepatic metastasis tumornodules was further confirmed by conventional molecular geneticapproaches, and the expression profiles of the original and metastatictumor clones were compared with those of the genes associated withintrahepatic metastases.

MATERIALS AND METHODS

Patients and Samples. Informed consent was obtained from the patientsfor the collection of liver specimens, and the study protocol was approved by

Received 1/28/02; accepted 6/13/02.The costs of publication of this article were defrayed in part by the payment of page

charges. This article must therefore be hereby marked advertisement in accordance with18 U.S.C. Section 1734 solely to indicate this fact.

1 Supported in part by grants from the Sun Chieh-Yeh Research Foundation forHepatobiliary and Pancreatic Surgery, and Seed Funding Programme, The University ofHong Kong (to S. T. C. and S. T. F.), and H. M. Liu Foundation, Stanford University (toX. C. and S. S.), and a fellowship from Howard Hughes of the Life Science ResearchFoundation, Stanford University (to X. C.).

2 To whom requests for reprints should be addressed, at Department of Surgery, Centrefor the Study of Liver Disease, The University of Hong Kong Medical Centre, QueenMary Hospital, Hong Kong, China. Phone: 852-2855-3995; Fax: 852-2818-4407; E-mail:[email protected].

3 The abbreviations used are: HCC, hepatocellular carcinoma; HBV, hepatitis B virus;CGH, comparative genomic hybridization; EMP3, epithelial membrane protein 3.

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the Ethics Committee of The University of Hong Kong. Between April andJuly 2000, six patients with multiple nodular liver tumors were treated bysurgical resection (Table 1). A total of 22 samples were obtained fromindividual tumor foci of the surgical specimens. Samples were snap-frozen inliquid nitrogen and stored at �70°C until use. Paralleled tumor specimenswere formalin fixed and paraffin embedded for histological examination andimmunohistochemical study. Total RNA was extracted with RNeasy kit (Qia-gen, Hilden, Germany) and mRNA was isolated from total RNA using Fast-Track (Invitrogen, Carlsbad, CA) or Poly(A)Pure (Ambion, Inc., Austin, TX)mRNA purification kit. DNA was extracted with DNAeasy kit (Qiagen)according to the manufacturer’s instructions.

Microarray Expression Study. The cDNA microarray slides were printedwith 23,075 cDNA clones. Protocols have been established and the detailsdescribed previously (17, 18). In brief, a fluorescent-labeled (Cy5) cDNAprobe was synthesized by reverse transcription using the Superscript II reversetranscription kit (Invitrogen) from each experimental tumor RNA sample toserve as the “test”’ case. The “reference” mRNA was prepared by a differentfluorescent (Cy3) from a pool of mRNAs isolated from different cultured celllines. This common reference provided an internal standard against which thegene expression of each experimental sample was compared. The two fluo-rescent-labeled probes were combined, purified, and put onto the arrays. Afterhybridization, arrays were scanned with a microarray scanner for the fluores-cent images. The image files were analyzed with the program GenePix Pro 3.0(Axon Instruments, Inc., Union City, CA) to quantitate the relative amount ofmRNA between the two samples. Data were deposited into the StanfordMicroarray Database at: http://genome-www4.stanford.edu/MicroArray/SMD/index.html. Areas of the array with obvious blemishes were flagged. Eachfluorescent signal in the array element with intensity 1.5-fold greater than localbackground was considered as valid data, and those genes with less than 75%valid data points in the sample set were excluded. Genes with expression levelsthat differed by at least 3-fold from the mean in at least one sample wereselected. Hierarchical clustering algorithm (19, 20) was applied to both thegenes and the arrays using the Pearson correlation coefficient as the measureof similarity. The results were further analyzed with TreeView (Eisen; http://rana.lbl.gov).

p53 Protein Staining and Gene Sequencing. Immunohistochemistry wasperformed as described previously (21) with modification. Briefly, antigenretrieval was performed by microwave with sections immersed in citratebuffer. Followed by endogenous peroxidase blocking and biotin blockingreagents (DAKO, Copenhagen, Denmark), antibody DO-7 (DAKO) in 1:100dilution was applied. Signal was detected by horseradish peroxidase-conju-gated secondary antibody and color development with diaminobenzidine(DAB) as the chromogen. Tissue sections were counterstained with hema-toxylin.

Direct DNA sequencing was performed for exon 4 to exon 9, which residedwith mutational hot-spot and accounted for over 80% of all of the mutationsobserved (22–24). Primer sets and reaction conditions were adopted fromLehman et al. (25). DNA was amplified by PCR, and direct DNA sequencingwas performed with a BigDye sequencing kit (Applied Biosystems, FosterCity, CA). Electrophoresis and sequence analysis were performed with ABIPRISM 310 (Applied Biosystems).

HBV Integration by Southern Blot Analysis. DNA was digested overnightwith restriction endonuclease (Ref. 10; HindIII or EcoRI, Invitrogen) at 37°C with10 units per �g of DNA. Fragments were electrophoresed on 1% agarose gel andtransferred overnight to Hybond membrane (Amersham Pharmacia Biotech, Pis-cataway, NJ). The probe was full-length HBV fluorescein-labeled by randomprime system (Amersham Pharmacia Biotech). After hybridization, stringency

washes, and incubation with anti-fluorescein-horseradish peroxidase conjugate,ECL detection reagent (Amersham Pharmacia Biotech) was used, and a signal wasdeveloped by X-Omat AR film (Kodak, Rochester, NY).

CGH. Protocols have been established and details described previously(26, 27). In brief, DNA from tumor and normal reference were labeled withdifferent fluorescent dUTPs by nick translation. Labeled probes were mixedand hybridized onto metaphase cells prepared from the lymphocytes of healthydonors. The slide was counterstained with 4�,6-diamidino-2-phenylindole di-hydrochloride (DAPI) for digital image analysis using the Quips CGH program(Vysis, Downers Grove, IL). The thresholds used for the interpretation of gainsand losses of a DNA sequence copy number were defined as the tumor:reference ratio and were �1.25 and �0.75, respectively. The thresholdsapplied for both the standard and the reverse hybridization methods.

RESULTS

Gene Expression Profile. We applied a cDNA microarray with23,075 cDNA clones to study the gene expression patterns in 103 livercancer samples from 81 patients. The tumors and genes were groupedon the basis of their similarity in expression pattern by hierarchicalclustering algorithm (19, 20). A total of 7,830 cDNA clones wereshown to have significant variation (genes with at least 3-fold ofexpression difference in at least one array and 75% valid data points;Fig. 1A). The characteristic expression relationship of the 22 tumorfoci from the six patients (Table 2) with multinodular liver tumors ishighlighted in Fig. 1B.

The gene expression patterns of the two tumor foci from patient M1were very different, and they are separated into different major sub-branches in the dendrogram. The correlation coefficient of the overallgene expression patterns between T1 and T2 was 0.28. In patient M2,T1 (tumor nodule 1, as assigned according to gross size and proximityto the main tumor mass) to T6 demonstrated similar gene expressionprofiles and they were clustered into one terminal branch. Correlationcoefficient ranged from 0.45 to 0.89. Tumor nodule T7 of patient M2showed a distinct pattern of gene expression and it segregated intoanother major branch different from T1 to T6 of the same patient, withan overall very low correlation, around 0.1 to 0.2 with other nodulesfrom patient M2. The two tumor foci from patient M3 showed similargene expression patterns, residing in one terminal branch with acorrelation of 0.52. Similarly, in patient M4, T1 to T5 clustered intoone terminal branch with an overall correlation coefficient rangingfrom 0.79 to 0.85. Expression patterns of T2 and T3 from patient M5were more similar. They were clustered into one terminal branch witha correlation of 0.80. Whereas T1 of the same patient M5 was lesstightly linked to T2 and T3, they nonetheless resided closely togetherin the same major branch of the dendrogram with a correlation of0.51. Correspondingly, in patient M6, T2 and T4 showed a moresimilar expression pattern with a correlation of 0.51. Tumor nodule T1of the same patient M6 resided in the same subbranch with thecorrelation of 0.30 for T2 and 0.28 for T4. These data suggest acomplex gene expression program between the multiple tumor nod-ules from the same patients.

As a control, we investigated whether sampling the same nodule

Table 1 Clinical patient details

Patienta Sex/AgeTNMstage HBsAgb

Edmonsongrade

Venousinvasion

Survival(mo) Current status

M1 F/66 II � 2 absent 14.9 Alive, disease freeM2 F/54 III � 2–3 present 0.2 DeceasedM3 F/43 IVA � 3 present 5.1 DeceasedM4 M/66 III � 3 absent 13.1 Alive, disease freeM5 M/13 IVA � 3 present 6.2 DeceasedM6 M/70 IVB � 2–3 absent 8.5 Deceased

a Patients M1 to M5 had primary liver tumors, and M6 had recurrent HCC after primary HCC resection and TOCE treatment for recurrence.b HBsAg, hepatitis B surface antigen; TOCE, transarterial oily chemoembolization..

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from the same tumor multiple times would also show variation similarto that seen from the multiple nodular tumors which were the discretetumor nodules. Replicated samples, a total of 10, were taken from fourpatients from different regions of a single tumor nodule for compar-ison. All of the replicate samples from an individual were clusteredinto one terminal branch of the dendrogram with high correlation.(Fig. 1B). This demonstrates that each tumor nodule has its owndistinct gene expression patterns, and the differences that we observedin the expression profiles in multiple nodular tumors are not attribut-able to a sampling artifact.

p53 Protein Expression and Mutation. To investigate the molec-ular genetics of these multiple nodular HCC samples, we studied theexpression of p53 in these samples by immunohistochemistry. Tissuesections from tumor foci of patients M1, M2, and M4 all showed anegative staining result for p53 protein. And all of the tumor foci frompatient M3 showed a positive signal of p53. In patient M5, a hetero-geneous staining pattern was observed (Fig. 2A). For M5T1, some ofthe tumor areas had less than 10% cells positive, whereas some of thetumor patches had more than 50% of cells positive. For M5T2 and T3,a homogeneous staining pattern was observed, and the majority oftumor cells showed overexpression of p53 protein. In patient M6, asimilar heterogeneity pattern was observed. The majority of tumorcells in M6T2 were negative, although a rare positive signal could beobserved in some of them (Fig. 2B). In M6T1, the majority of tumorcells showed overexpression of the p53 protein.

The p53 gene sequence was further analyzed in those patients whohad exhibited p53 protein overexpression to confirm the presence ofgene mutation. Direct DNA sequencing was performed for exon 4 toexon 9, in which �80% of all mutations were observed (22, 24). Bothof the tumor foci T1 and T2 from patient M3 showed a mutation at

exon 6, amino acid 213. In patient M5, all three of the tumorscontained a single mutation at exon 7, amino acid 249 (Fig. 2A). Forpatient M6, all three of the tumors exhibited a mutation at exon 5,amino acids 160 and 161 (Fig. 2B).

HBV Integration Pattern. To further confirm the clonality ofthose multiple tumor nodules with distinct gene expression profilesand heterogeneous p53 overexpression patterns, we applied Southernblot analysis for the HBV integration site. As the HBV integration isgenerally an early event during tumorigenesis, tumors arising from thesame clone generally have the same integration pattern. The twotumor nodules, T1 and T2, of patient M1 had different HBV integra-tion patterns (Fig. 3), which indicated that T1 and T2 were formedfrom two distinct clones. Tumor nodules T1 and T2 from patient M3showed identical integration patterns. Patient M6 also demonstratedthe same HBV integration pattern in both T1 and T2. This suggeststhat tumors from M3 and M6, respectively, were clonally related.

CGH. Using CGH, we further explored the genetic alterationsamong the multiple tumor nodules (Fig. 4; Table 3). The CGH profilesof the two tumor foci T1 and T2 in patient M1 were basically distinct.T1 to T6 from patient M2 shared similar genetic aberrations that weredifferent from T7. Patient M3 showed similar structural changes inboth of the tumor foci, with T1 showing additional genetic aberrationscompared with the common ones observed in T2. T1 to T5 in patientM4 showed a common structural change. T2 and T3 from patient M5showed additional genetic aberrations when compared with T1. Inpatient M6, common genetic aberrations were observed in both T1and T2, whereas T1 exhibited additional chromosomal changes.

Determination and Delineation for the Clonality of Multinod-ular Liver Cancer Samples. Through the above analysis, we wereable to determine the clonality of these multinodular liver cancer

Fig. 1. Hierarchical clustering of 7830 genes in103 liver cancer tissues (from 81 patients, 6 ofwhom had multiple tumor foci and contributed 22samples). In A, the figure is turned 90° for ease ofpresentation. Rows, results of individual samples;columns, individual genes. The color in each cell ofthe cluster reflects the mean-centered expressionlevel of the gene. The scale bar extends fromfluorescence ratios of 0.25 to 4 (�2 to �2 in logbase 2 units). Red, a high expression level as com-pared with the mean; green, a low expression levelas compared with the mean; grey, missing or ex-cluded data. In B, the dendrogram at the left of thefigure in A is magnified. The samples were color-coded for individual patients; blue, replicate spec-imens that were taken from single tumor nodules.

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samples. It also helped to determine the primary tumor nodules versusmetastatic nodules.

For patient M1, the two nodules T1 and T2 showed distinct geneexpression patterns (Fig. 1B). The HBV integration site was different(Fig. 3) and the genetic composition of the two nodules was discreteby CGH (Fig. 4). In addition, the two nodules were separated by aphysical distance of 7 cm, which clinically would be classified as amulticentric occurrence (7) or multicentric HCC (6). All of the data

obtained supported the observation from the gene expression profile,which suggested that the two tumor nodules were independent clones.

For patient M2, the gene expression profiles of T1 to T6 were verysimilar (Fig. 1B). T7, however, segregated to a different major branch,and was likely to be different in clonality. Clinically, T1 to T6 fit thedefinition for unicentric HCC (6). They appeared as a solitary tumormass surrounded by contiguously smaller nodules located within 1 cmof each other. However, T7 was an isolated nodule away from the

Table 2 Clonality details for the multinodular liver tumors

PatientTumornodulea

Grossappearanceb

Size(cm)

Separationdistancec

Array p53

HBVintegration Histology

Derived clonalrelationshipClustering

Correlationcoefficient

Proteinoverexpression

Mutation,exon 4–9/a.a.d

M1 T1 Nodular 2 Different branch 1 and 2 � 0.28 Negative Different site HCC Separate cloneT2 2 7 Negative Multicentric occurrence

M2 T1 Massive 3.5 T1 to 6, same branch 1 and 2 � 0.58 Negative HCC T1, 2, 4, 5 and 6T2 3 0 2 and 3 � 0.45 Negative HCC Same cloneT3 2.5 0 T7: far away 3 and 4 � 0.52 Negative Mixede Intrahepatic metastasisT4 3 0 4 and 5 � 0.69 Negative HCCT5 2.5 0 5 and 6 � 0.89 Negative HCC T7T6 2 0 6 and 7 � 0.18 Negative HCC Separate cloneT7 1 5 1 and 7 � 0.15 Negative adenoCA Multi-centric

occurrence

M3 T1 Massive 14 Same branch 1 and 2 � 0.52 Positive E6/213 Same site HCC Same cloneT2 5.5 0 Positive E6/213 Intrahepatic metastasis

M4 T1 Massive 5 Same branch 1 and 2 � 0.79 Negative HCC Same cloneT2 3 0 2 and 3 � 0.79 Negative HCC Intrahepatic metastasisT3 3 0 3 and 4 � 0.84 Negative HCCT4 3 0 4 and 5 � 0.80 Negative HCCT5 3 0 1 and 5 � 0.85 Negative HCC

M5 T1 Massive 8 T1 further away 1 and 2 � 0.51 Positive (some) E7/249 HCC Same cloneT2 1 4 1 and 3 � 0.51 Positive E7/249 HCC Intrahepatic metastasisT3 3 6 T2 and 3 same branch 2 and 3 � 0.80 Positive E7/249 HCC

M6 T1 Nodular 2 0 T1 further away 1 and 2 � 0.30 Positive E5/160 and161

Same site HCC Same clone

T2 2 0 1 and 4 � 0.28 Rare positive E5/160 and161

HCC Intrahepatic metastasis

T4 2 0 T2 and 4 same branch 2 and 4 � 0.51 Rare positive E5/160 and161

HCC

a For each patient, tumor nodule 1 (T1) was the largest tumor foci on gross morphology and T2 was the tumor next to it, and so forth.b Gross appearance: Eggel’s classification.c Separation distance: calculated with reference to the major tumor mass. 0 cm � immediately adjacent with the main tumor mass but grossly separated foci.d a.a., amino acid; adenoCA, adenocarcinoma.e Mixed: presence of both HCC and adenocarcinoma cell types.

Fig. 2. p53 protein overexpression and p53 gene mutation analysis. In patient M5, different patterns of positive signals were observed in the tumor nodules (A). T1 was heterogeneouswith respect to the p53 protein expression. Some areas of the tumor cells had less than 10% of the population showing protein accumulation, whereas some had more than 50%. T2(and T3) were similar in that the majority of tumor cells showed overexpression. Sequence analysis supported the observation that the mutant sequence had already emerged in T1.This population was further selected and expanded in T2, which had a larger proportion of cells demonstrating mutant sequence at exon 7, amino acid 249. Similar observation forthe p53 aberration in patient M6 (B). T2 was heterogeneous in p53 protein overexpression with positive signal shown only rarely. Sequence analysis demonstrated that mutation haddeveloped at exon 5, amino acid 160–161, in the background of wild-type sequence. The p53 aberration was further accumulated in T1, with the majority of tumor cells overexpressingthe protein and exhibiting predominantly the mutant sequence.

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main tumor mass. The histological parallel sections of T1 to T2 andT4 to T6 were all confirmed to be HCC. Interestingly, T3 wasreported to have a mixture of tumor cell types, HCC and adenocar-cinoma, in the same section. The expression profile by microarray andgenetic changes by CGH of T3 were indistinguishable from the otherclosely surrounded nodules, which suggested that the HCC trait over-whelmed and masked the other tumor cell components. However, T7was histologically confirmed to be adenocarcinoma without an inter-mix of HCC components. T7 was clearly demonstrated to be distinctwith its gene expression by microarray and chromosomal aberrationsby CGH. The data obtained suggested that T1 to T2, and T4 to T6,were clonally linked. T1 revealed the fundamental genetic aberrationscommon to all of the other tumor nodules and, therefore, was regardedas the primary tumor. T7 was an independent tumor clone.

For patient M3, T1 and T2 were clustered into one terminal branchwith a high correlation coefficient of gene expression, suggestive ofclonal linkage. Tumor cells from both nodules overexpressed p53protein with identical mutation point. The HBV integration patternswere also identical. Common genetic aberrations were observed byCGH analysis with T2 showing the basic chromosomal changes. T1exhibited additional alterations and, thus, should be the derived met-astatic tumor nodule as defined by the genetic approach on cancerprogression. The gross size of T1 (14 cm) was much bigger than thatof T2 (5.5 cm). The difference in tumor size could be explained if theadditional genetic changes had conferred it with growth advantage.Nonetheless, the two nodules were situated immediately adjacent andcould be clinically classified as unicentric HCC. All of the data agreedwell with the gene expression profiles: the two nodules were derivedfrom the same clone and T1 was the metastatic nodule.

All of the tumor nodules from patient M4 showed similar expres-sion profiles. They clustered in one terminal branch of the dendrogramwith high values of correlation coefficient, which indicated intrahe-patic spread from the original tumor clone. Chromosomal changes asexamined by CGH were also similar and supported the clinical ob-servation of clonal relationship. All of the tumor nodules revealed thefundamental genetic alterations specific to this patient, and subtledifferences were observed among different nodules. Thus, for thedesignation of primary tumor, the conventional approach was used,which referred the major tumor mass T1 as the primary.

In patient M5, expression profiles of T2 and T3 were tightly linkedand showed some distinct differences from T1. As shown in thedendrogram and by the correlation coefficient, T2 and T3 should beclonal with closer linkage to each other than to T1. The p53 expres-sion pattern corresponded well with the overall gene expression

difference, in which the majority of tumor cells in T2 and T3 werepositive, and only a proportion of tumor cells in T1 were positivelystained for the p53 protein (Fig. 2A). However, all of the nodulesshowed an identical point mutation of the p53 gene at exon 7, aminoacid 249. Consistent with the p53 protein overexpression pattern, themutant sequence in T1 barely emerged, whereas a predominant mu-tant sequence was observed in T2. The p53 data here indicated thatthis gene mutation and protein accumulation had conferred growthand/or metastasis advantage to the tumor cells, and such property wasselected for and expanded during tumor progression. In addition,common chromosomal aberrations were observed with T1 demon-strating the fundamental changes, whereas T2 and T3 showed addi-tional alterations. Grossly, T1 was the major tumor mass, whereas T2and T3 were smaller surrounding nodules. Expression profiles sup-ported other genetic data and clinical observation that all three nod-ules arose from the same clone, and T2 and T3 were metastatic clonesderived from the T1 tumor nodule.

Patient M6 presented a similar situation. The expression profiles ofT2 and T4 were tightly linked suggesting definite clonal linkage,whereas T1 was not as tightly clustered but still resided on the samesubbranch in the dendrogram. The p53 protein expression patterncoincided with the global gene expression profile. T2 and T4 weresimilar in the way that only rare tumor cells showed a positive signal,but T1 clearly demonstrated a positive expression for p53 (Fig. 2B).Identical gene mutations were observed in all three of the tumor foci.Coherent with the p53 protein expression pattern, the mutant sequencein T2 and T4 had just emerged, whereas a predominant mutantsequence was observed in T1. Similar with the situation in patient M5,the p53 aberration in patient M6 accumulated during tumor progres-sion from T2 to T1. The genetic alterations as revealed by CGHindicated that both T1 and T4 had extra changes in addition to thoseobserved in T2. The similar global gene expression patterns togetherwith p53 aberration, HBV integration site, and common chromosomalaberrations, all implicated that the nodules had clonal relationship andthat T1 and T4 were the metastatic tumor and that T2 was the primary.

Differential Genes between Primary and Metastatic Tumor.Having established the clonal relationship of the multiple nodules andthe delineation for the primary and metastatic tumors by the aboveinvestigations, the next step was to identify genes differentially ex-pressed between the original and their derived clones. The expressionprofiles of the primary (T1, unless otherwise indicated that it was notthe primary, as described in the following) and their metastatic nod-ules with the longest physical distance demonstrated with more ge-netic aberrations were compared. For patient M1, the two tumor fociwere independent clones and thus were not included in this part of thestudy. For patient M2, T1 (primary) was compared with T6 (metas-tasis) because they indicated clonal linkage and the latter was thefurthest away from T1. Similarly, M4T1 was compared with M4T5;and M5T1 was compared with M5T3. For patient M3, T2 wasrevealed as primary, and T1 would be the metastasis foci. In patientM6, T2 was the primary whereas T1 was the metastasis tumor foci.

The expression profiles of M2T1, M3T2, M4T1, M5T1, and M6T2were considered as one group representing the primaries. M2T6,M3T1, M4T5, M5T3, and M6T1 were considered as another grouprepresenting the metastatic tumors. Student’s t test was used to selectfor genes that could differentiate between these two groups with acutoff value at 0.05; 90 representative clones passed the criterion (Fig.5). A total of 63 clones were down-regulated in the metastatic tumorscompared with the primary tumors, where 39 clones represented 35known genes; and 24 clones were ESTs with limited information fortheir biological function (Table 4). A total of 27 clones were up-regulated in the metastatic tumor, in which 14 clones were knowngenes and 13 clones were ESTs.

Fig. 3. Southern blot analysis of integrated HBV DNA in liver tumors. The separatetumor nodules from patient M1 showed different patterns of HBV integration. For patientsM3 and M6, identical HBV integration patterns were observed for the individual tumorfoci from each patient.

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DISCUSSION

Examination of the HBV integration site is the conventionalmethod to confirm HCC clonality. Southern blotting was commonlyused (6, 9) but was labor intensive, time consuming, and applicableonly to tumors with HBV infection. Cloning and PCR of the inte-grated HBV DNA could examine archive tissue in paraffin (28).However, it encountered a similar restriction in applicability. Molec-ular cytogenetic studies by CGH had also been used to determinetumor clonality (29). It is noteworthy that assessment of HBV inte-

gration and chromosomal content involved complicated protocols andprocedures. However, expression profiles examined by microarrayinvolved standard labeling, hybridization, and a data analysis ap-proach that were researcher-independent. Microarray technique hadthe potential of standardization and automation (including array man-ufacture, probe synthesis, hybridization, and signal detection), sug-gesting a wider application compared with conventional investigationapproaches to confirm the clonal relationship of separate tumor foci.

Comparison of the expression profiles from multiple specimenstaken from an individual patient could indicate the unique character-

Fig. 4. CGH profiles. In A, in patient M1, the chromosomal alterations in T1 were distinctly different from T2. In patient M2, common genetic changes were observed from bothtumor foci at chromosomes 1, 4, 8, 11, 13, and 17; and T6 revealed additional alterations at chromosomes 6, 12, and 22. In patient M3, similar genetic changes were observed fromboth tumor foci at chromosomes 2, 3, 4, 5p, 8, 10, 12, 17, and 22; and T1 exhibited additional aberrations at chromosomes 1, 5q, 11, 13, 14, 16, 17, 18, 20, and 21. In B, in patientM4, comparable alterations were observed at chromosomes 1, 5, 8, 16, 17, 19, 20, 21, and 22; and T5 exhibited extra aberrations at chromosome 4. In patient M5, similar genetic changeswere observed at chromosomes 1, 5, 6pter, 15, 16, 17p, 19, and 21; and T3 exhibited extra alterations at chromosome 4, 6p, 8, 13, 17q, 18, 19, and 22. In patient M6, similar geneticalterations were observed from both tumor foci at chromosomes 1, 4, 6q, 7, 8p, 16, and 17; and additional genetic aberrations of T1 were observed at chromosomes 8q, 9, and 20;additional genetic aberrations of T4 were observed at chromosomes 6p, 7, 8q, 11, and 16.

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Fig. 4. Continued

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istics of the tumor that represented the patient’s distinctive feature.The specific similarity and differences in gene expression pattern haveprovided fundamental information for the clonality relationship ofindividual tumor nodules. Tumor characteristics including the p53tumor suppressor gene, HBV integration, and chromosomal alter-ations by CGH analysis all helped to elucidate the lineage of individ-ual nodules. The present study indicated that the genome wide ex-pression data contributed substantial information to the molecularcharacterization and clonality of HCC. Poor prognosis is frequentlyassociated with a high recurrence rate and metastasis. Discriminationfor independent multicentric occurrence or intrahepatic metastasiswould, therefore, be essential for multiple nodular tumors and inpatients with recurrence after curative surgery. Verification in clonal-ity will affect prognosis and disease management. Conventional dis-criminations are mostly based on clinical and pathological findings,which cannot always provide a definitive answer. Using the presentmethod, we confirmed that four patients demonstrated unicentric HCCwith intrahepatic metastatic lesions (M3, T1–2; M4, T1–5; M5, T1–3;M6, T1, 2, and 4). One patient (M2) had intrahepatic metastasis (T1,2, 4–6) as well as an independent tumor clone (M2, T7). Anotherpatient (M1) had multicentric liver tumor (T1 and T2 were independ-ent clones). The present approach can provide reliable parameters todefine the clonality of multiple nodular liver cancer, which has notbeen established before.

The lineage of the multiple nodules had been elucidated throughexpression and genetic data. A number of metastasis-associated geneshave been identified through gene expression profiling. The nextcrucial step is to identify the key gene/pathway responsible for me-tastasis. Although a large number of genes are associated with me-

tastasis, some of the changes are believed to be the secondary events;the expression changes as a result of metastasis rather than as aninitiator of the metastasis event. Furthermore, as the present data arebased on the study on intrahepatic metastasis, further investigationand validation on extrahepatic metastasis are necessary to consolidatethe clinical significance.

Primarily, special attention has been paid to the genes that weredown-regulated in the metastatic tumors because they could bemetastasis-suppressor genes (1, 2), responsible for regulating thegrowth of disseminated cancer cells. This may lead to the identifica-tion of novel therapeutic targets for the treatment of metastatic dis-ease. The present study has identified 63 clones, with 35 known genesthat exhibited a lower expression level in metastatic tumors comparedwith the primaries. One of these genes, the breast-cancer metastasissuppressor 1 (BRMS1), has been shown to possess the functionalcapability of decreasing the metastatic potential of breast cancer cellsthat have been transfected with the gene (30). This would be veryimportant in the investigation of its functional role in liver cancer celllines and other cancer types, and to explore whether this gene,BRMS1, is the common key gene as “metastasis-suppressor.” At leasttwo other genes may have a key participation: the CD53 and theEMP3 (Fig. 5A). CD53 is a member of the transmembrane 4 super-family (TM4SF), which is expressed in a number of different celltypes and may be involved in transmembrane signal transduction,regulation of cell proliferation, and differentiation (31). EMP3 en-codes for transmembrane protein and could be responsible for cellgrowth, differentiation, and apoptosis (32). Both of these genes, CD53and EMP3, are membrane proteins that consist of four transmembranedomains, and possess an important feature of KAI1, a recently dis-

Table 3 Genetic aberrations by CGH

Tumors from individual patients were compared for their differential similarities and differences.

PatientTumornodule Differential chromosomal changes Common alterations in the same patient

M1 T1 �1pter-p31.2, �2q22-q32.3, �4p, �4q21.1-q27, �5p, �7q11.23-qter, �16, �18q �1q31-qter, �6q22.3-qter, �8pter-p12, �17p, �19, �22qT2 �3p, �5q13.3-qter, �6q13-qter, �8q, �10p, �13q31-qter, �17q22-qter

M2a T1, 3, 4, 6, 7 �4q21.1-q26, �11p �1q21.1-qter, �8p, �17p, �17q21-qterT1, 2, 3, 4, 6 �13qT2, 3, 4, 6 �22qT3, 6 �12q13.2-qterT3, 4, 6 �6pter-p21.1T1, 4 �6q22.1-q25.1T3 �6q21-q25.3T6 �6q16.1-q25.3T4 �10q11.2-q23.3T7 �2q12-qter, �3q25.1-qter, �10, �13q12.1-q21.2, �14q11.2-q21, �14q24.1-qter,

�18q, �20p, �21p, �22q

M3 T1 �1p32.3-p13.1, �1q21.1-q44, �5q31.1-q35.3, �6, �11p14-q25, �12, �13q14.1-q22,�14q, �16q12.2-qter, �17q22-qter, �18, �20, �21q

�2q, �3p, �4, �5p, �8p, �10q22.1-qter, �12, �17p, �22q

T2 �1pter-p34.2, �11pter-p15.1

M4 T1, 2, 3, 5 �1q21.1-q41, �5p �5, �8p, �8q, �16, �17q, �19, �20T1, 4, 5 �17p, �21, �22T2, 3, 5 �4p12-q13.1T1 �2q12-q32.3T3 �2q21.1-q32.3T4 �1q21.1-qter, �5pT2 �18pter-q12.1

M5 T1 �4q28-q32, �13q14.1-qter �1q23-qter, �5p, �6pter-p21.1, �15q, �16, �17p, �19p,�21p

T1, 2 �22T1, 3 �1pter-p22.2T2, 3 �4q13.2-q27, �6p12-p11.1, �8p, �8q12-qter, �13q, �18p, �18q21.3-qter,

�18q11.2-21.2, �19qT3 �13q12.3-qter, �17q24-qter, �22q13.1-qter

M6 T1 �6q22.3-qter, �8q22.1-qter, �9p, �20q �1q21-qter, �4, �6q11-q22.1, �7q31.1-qter, �8p, �16q, �17pT4 �6p, �6q22.1-qter, �7, �8q, �11q, �16p

a M2, T1 to T4, and T6 to T7 were examined.

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covered metastasis-related gene the down-regulation of which hadbeen associated with lymph node or distant metastases in prostatecancer (33), pancreatic cancer (34), and colon cancer (35). Reducedexpression of KAI1 has also been observed in liver cancer (36). As theprotein structure of both CD53 and EMP3 shows a high resemblanceto that of KAI1, it is crucial to further investigate their functional rolein liver cancer progression to consolidate their role in metastasis.

In summary, the present study demonstrated that expression pro-files could provide a reliable method to delineate the clonal relation-ship of multiple nodules of liver cancer. Clonality verification is

essential because prognosis and disease management are different forindependent multicentric occurrence and intrahepatic metastasis. Thesame approach can be applied to recurrent disease and distant metas-tasis in various cancer types to elucidate the clonal lineage. Mostimportantly, metastasis-associated genes can be identified through thepresent approach. Identification of candidate genes can help to im-prove the ability to distinguish between unambiguously malignantlesions and indolent lesions, and to assist in the differentiation oftumors that are more likely to metastasize (1). Through elucidation ofthe molecular pathways of cancer progression, these intrahepatic

Fig. 5. Hierarchical clustering of 90 metastasis-associatedgenes. The primary and metastasis tumors were analyzed byStudent’s t test with a cutoff value at P � 0.05 to identifydifferentially expressed genes. A decreased level of gene ex-pression was observed in 63 clones (A), and increased expres-sion was shown in 27 clones (B) with reference to the primarytumors.

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metastasis-associated genes will ultimately be targeted not only forthe improvement of patient management but, more importantly, forthe treatment of metastasis diseases.

ACKNOWLEDGMENTS

We thank the members of Hepatobiliary and Pancreatic Surgery at TheUniversity of Hong Kong and members of Stanford Microarray Database atStanford University.

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Table 4 Continued

hypothetical protein MGC4604KIAA0513 gene productlikely ortholog of mouse testis expressed gene 27, Hs.6120

ESTs: 13 clones110609118053 AA229650DKFZP566C134 protein, Hs.20237ESTs, Hs.290259ESTs, Hs.36034ESTs, Hs.303520clone LNG02039, Hs.186180clone HEP02442, Hs.28465clone RP11-16L21 on chromosome 9, Hs.297143hypothetical protein FLJ22174hypothetical protein FLJ10036KIAA0090 proteinKIAA1530 protein

Table 4 Metastasis-associated genes

Metastasis-suppressed genes (decreased expression in metastatic nodules), knowngenes: 39 clones representing 35 genes

Signal transductiondocking protein 1, Mr 62,000 (downstream of tyrosine kinase 1)3-phosphoinositide-dependent protein kinase-1phospholipase D2protein tyrosine phosphatase, nonreceptor type 7ribosomal protein S6 kinase, Mr 90,000, polypeptide 2

Othersankylosis, progressive (mouse) homologankylosis, progressive (mouse) homologbreast cancer metastasis-suppressor 1crystallin, � AEMP3FAST kinaseHIV-1 inducer of short transcripts binding proteinfibroblast growth factor 12Bcell membrane glycoprotein, 110,000 Mr (surface antigen)anchor attachment protein 1 (Gaa1p, yeast) homologinterleukin 1 receptor, type IImitogen-activated protein kinase kinase 2macrophage stimulating 1 (hepatocyte growth factor-like)brain-specific protein p25 �protein tyrosine phosphatase, receptor type, Ftumor necrosis factor (ligand) superfamily, member 10

Transcription factornuclear receptor corepressor 1nuclear factor I/X (CCAAT-binding transcription factor)transcription factor AP-2 �

Transporter/Kinasecytochrome P450, subfamily IIA (phenobarbital-inducible), polypeptide 73-hydroxyanthranilate 3,4-dioxygenaseketohexokinase (fructokinase)peroxisome biogenesis factor 10phosphomevalonate kinasesolute carrier family 2, (facilitated glucose transporter) member 8solute carrier family 4, anion exchanger, member 2

Leukocyte-relatedCD3D antigen, � polypeptide (TiT3 complex)CD4 antigen (p55)CD53 antigenimmunoglobulin heavy constant � 3 (G3m marker)immunoglobulin � locusimmunoglobulin � locusimmunoglobulin � locusimmunoglobulin � locus

Metastasis-enhanced genes (increased expression in metastatic nodules), Known genes:14 clones

BUB3 (budding uninhibited by benzimidazoles 3, yeast) homologcentrin, EF-hand protein, 2choline dehydrogenaseeyes absent (Drosophila) homolog 3hepatic leukemia factor3-hydroxy-3-methylglutaryl-Coenzyme A reductasekinesin family member 5Bmitochondrial ribosomal protein S28oculocerebrorenal syndrome of Loweprofilin 2nuclear phosphoprotein similar to S. cerevisiae PWP1STRIN proteintumor protein, translationally-controlled 1tumor rejection antigen (gp96) 1

ESTs: 24 clones107377 T64192114260 AA598950EPI64, Hs.17719LOC51295, Hs.22199ESTs Hs.14425ESTs Hs.273741ESTs Hs.128436ESTs Hs.339725ESTs Hs.260644Homo sapiens gene from PAC 426I6, Hs.105911cDNA DKFZp586E1624, Hs.94030clone MGC:17259 IMAGE:4149333, Hs.348136clone MGC:20737 IMAGE:4563636, Hs.38163clone MGC:15403 IMAGE:4126342, Hs.337772Human TB1 gene mRNA, 3� end, Hs.75639hypothetical protein DKFZp547O146hypothetical protein FLJ10479hypothetical protein FLJ10761hypothetical protein FLJ20186hypothetical protein MGC3181hypothetical protein MGC4172

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