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IGNOU MS-02 Solved Assignments Jan - June 2013 2
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MS-02 SOLVED ASSIGNMENT 2013
Course Code : MS-02 Course Title : Management of Human Resources Assignment Code : MS-02/TMA/SEM-I/2013 Coverage : All Blocks
Note: Attempt all the questions and submit this assignment on or before 31st March, 2013 to the coordinator
of your study center. Late Fee will be applicable for late submissions till 30th April, 2013 “Borderless world, Diversity Management, and Knowledge power, are some of the overarching factors being
encountered by the Human Resource Mangers of 21st century business world”. How do they affect the
dynamics of Human Resource Management in today’s organizations? Explain with examples from the
organization you are familiar with or have been working for. Briefly describe the organization, you are
referring to.
“Each employee in an organization performs various roles. Role perception of a manager and an employee
make a complex web as they interact”. Elaborate this statement in the light of socialisation factors in
organizational socialization process. Outline the importance of initial Job socialization on the employee and
the organization. Explain with the help of your personal experience and organizational experience with
respect to the above concepts. Explain the situation and describe the organization, you are referring to.
Consider Potential Appraisal, Assessment Centres, and Career and Succession Planning in an organizational
context. Describe the dynamics of these concepts, their interactional outcomes, and impact on overall
functioning and management of the organization. Put down your experience with respect to the dynamics of these factors in totality as seen by you in an
organizational situation or the situations which you are familiar with. Briefly describe the situation and the
organization, you are referring to.
How do you see the role, presence, necessity, and impact of ‘Mentoring and Performance Coaching’ in
organizational situations in Indian context in general? Critically describe the experience the organizations have with respect to these concepts, their applicability,
effectiveness and prospect. You may like to compare few organizations you have known or familiar with or
even you can come out with your own experience in organizational context. Describe the context, and the
organization you are referring to.
SOLUTIONS Q 1: “Borderless world, Diversity Management, and Knowledge power, are some of the
overarching factors being encountered by the Human Resource Mangers of 21st century
business world”. How do they affect the dynamics of Human Resource Management in
today’s organizations? Explain with examples from the organization you are familiar with
or have been working for. Briefly describe the organization, you are referring to.
Ans:
The 21st century would see the following inter-related phenomena emerging, posing
challenges to the corporate world and culminating in Olympian competition:
! Borderless world
! Diversity ! Knowledge Power
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The cross-cultural, cross-border mingling has resulted in the creation of a new class of
people—global citizens with global attitudes, tastes and networks. Since it unleashes
multiple variables, the borderless world precludes immense complexity—complexity in the
environment, in inter-organizational relationships, in modes of conducting business and in
socio-cultural diversity.
One of the important duties of the modern HR manager is to get things done through
people. He has to bring employees into contact with the organization in such a way that
the objectives of both groups are achieved. He must be interested in the people, the work
and the achievement of assigned objectives. To be effective, he must balance his
concerns for people and work. In other words, he must know how to utilize human as well
as non-human resources while translating goals into action. It is in managing human assets
that the manager’s capabilities are tested fully, because of the following reasons:
! Human resources are heterogeneous. They consist of many different individuals, each of
whom has a unique personality, a combination of different emotional responses to
different stimuli and different values, attitudes, motives and modes of thought.
! Human beings behave in widely different and complicated ways. Their reactions to
promises, praise or criticism, for example, can be quite different. It is very difficult to predict
their behaviour especially in an organization where they work in-groups. Their behaviour
is neither consistent nor readily predictable.
! Modern employees are better educated, possess greater skills, have more sophisticated
technology available for their use and enjoy higher standards of living than previous
generations.
! A human being himself determines what he contributes. If he is motivated, he
will work for an organization more efficiently and effectively.
So, it must be recognized by the manager that individuals, not organizations, create
excellence. Recognizing the importance of the human element in the production
process, PF Drucker had remarked that “man, of all the resources available to man, can
grow and develop”. The problem of establishing the right climate to maximize employee
motivation and commitment is still with us.
The most significant resource of any organization is often said to be its people. Such claims
appear in organizations’ annual reports and mission statements. Of course, an
organization is nothing but a group of people whose activities have been planned and
coordinated to meet organizational objectives. An organization that exists to produce
goods and services has a good chance to survive and prosper if it consists of the Right
People. This is true for all organizations. In a similar fashion, people need organizations. The
vast majority of people must work to support themselves and their families. But people
work for many reasons other than economic security. For example, many also work to
keep busy and feel useful, to create and achieve something. They want to gain
recognition and achieve status or to test and stretch their capabilities. To meet these
multifarious needs, people and organizations join forces. Unfortunately, this union seldom
approaches perfection. Organizations encounter several obstacles in meeting their goals
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and in a similar way all employees report some problems in their attempts to be
productive and efficient in their jobs and to feel satisfied in their work lives. The challenge
of human resource management is to minimize these obstacles and problems.
The central challenge facing society is the continued improvement of our organizations,
both private and public. Another important purpose of human resource management is
to improve the contribution made by people to organizations, (Davis) through effective
and efficient use of resources. Efficient means that it must use the minimum amount of
resources needed to produce results. Effective means producing right things through right
ways. The resultant productivity (ratio of output to input) gains obtained through HR efforts
enable managers to reduce costs, save scarce resources, enhance profits and offer
better pay, benefits and working conditions to employees.
! Pervasive force: HRM is pervasive in nature. It is present in all enterprises. It permeates all
levels of management in an organization.
! Action oriented: HRM focuses attention an action, rather than on record keeping, written
procedures or rules. The problems of employees at work are solved through rational
policies.
! Individually oriented: It tries to help employees develop their potential fully. It encourages
them to give out their best to the organization. It motivates employees through systematic
process of recruitment, selection, training and development coupled with fair wage
policies.
! People oriented: HRM is all about people at work, both as individuals and groups. It tries
to put people on assigned jobs in order to produce good results. The resultant gains are
used to reward people and motivate them toward further improvements in productivity.
! Development oriented: HRM intends to develop the full potential of employees. The
reward structure is tuned to the needs of employees. Training is offered to sharpen and
improve their skills. Employees are rotated on various jobs so that they gain experience
and exposure. Every attempt is made to use their talents fully in the service of
organizational goals.
! Integrating mechanism: HRM tries to build and maintain cordial relations between
people working at various levels in the organization. In short, it tries to integrate human
assets in the best possible manner in the service of an organization.
! Comprehensive function: HRM is, to some extent, concerned with any organizational
decision which has an impact on the, workforce or the potential workforce (Bernardin).
The term ‘workforce’ signifies people working at various levels, including workers,
supervisors, middle and top managers. It is concerned with managing people at work. It
covers all types of personnel. Personnel work may take different shapes and forms at each
level in the organizational hierarchy but the basic objective of achieving organizational
effectiveness through effective and efficient utilization of human resources, remains the
same. “It is basically a method of developing potentialities of employees so that they get
maximum satisfaction out of their work and give their best efforts to the organization”
(Pigors and Myers).
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! Auxiliary service: HR departments exist to assist and advise the line or operating managers
to do their personnel work more effectively. HR manager is a specialist advisor. It is a staff
function.
! Inter-disciplinary function: HRM is a multi-disciplinary activity, utilizing knowledge and
inputs drawn from psychology, sociology, anthropology, economics, etc. To unravel the
mystery surrounding the human brain, managers, need to understand the appreciate the
contributions of all such ‘soft ‘disciplines.
! Continuous function: According to Terry, HRM is not a one short deal. It cannot be
practiced only one hour each day or one day a week. It requires a constant alertness and
awareness of human relations and their importance in every day operations.
TheD ynamicso fP ersonnel/Human Resource Management (P/HRM)
P/HRM (both terms used interchangeably) is a dynamic discipline as it mostly deals with
ever-changing work settings, characterized by people having varied cultural, social and
religious backgrounds, diverse goals, multifarious expectations and attitudes. The
personnel scene itself has been changing quite dramatically over the years. Government
regulations, competitive pressures, unionization of employees, do exert a strong influence
on the way the personnel function is carried out in various organizations. Further, the
nature of the work goals, make-up of the workgroup, in the long run. Over the years,
employees have become more sophisticated in their demands for high quality work
environments, adequate pay and benefits, proper training and career growth
opportunities. All these factors compel human resource professionals to look for ways to
improve their interactions with employees, other managers and outside groups in order to
maximize worker productivity and satisfaction. However, as pointed out by
Rudrabasavaraj, personnel administration in India, as it is interpreted, discussed and
practiced is largely static, legalistic and ritualistic. There seems to be a lot of confused
thinking and a plain lack of awareness of what P / HRM is.
Organisational Example: METRO Cash & Carry
METRO Cash & Carry pioneered the self-service business-to-business wholesale concept.
Their dynamic business model adapts seamlessly to the most demanding markets.
Headquartered in Dusseldorf, Germany, METRO Cash & Carry is the largest sales division
of the € 67.3 Billion METRO Group, one of the world’s leading international trading and
retail companies.
METRO’s success story began over 4 decades ago in 1964, with the opening of its first
wholesale distribution centre in Germany. Today, the company is a leading player in
almost every market it operates in, with around 700 wholesale centres across 30 countries.
METRO Cash & Carry opened its first wholesale centre in the country in 2003 at Bangalore.
With this, METRO introduced the concept of Cash & Carry in India. Since then METRO has
opened one more centre in Bangalore, two in Hyderabad, two in Mumbai and one each
in Kolkata, Ludhiana, Delhi, Jaipur, Vijayawada, Amritsar, Zirakpur, Jalandhar & Indore .
These centres offer the benefit of quality products at the best wholesale prices.
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India is a key market in the company’s global expansion strategy. With modern trade on
the threshold of exponential growth in India, METRO is poised to extend its presence in
existing markets by further deepening its network of customers and suppliers. The
company will also expand its footprint into newer markets within the country bringing
these markets the benefit of its unique wholesale concept.
TheM ETROC oncept:
Wholesale exclusively for business customers
Customers are registered and need a customer card to enter the premises
The point of sale is a large warehouse
The customer picks merchandise, pays and transports the goods or uses our transportation
services
A high percentage of the goods are from local suppliers
Because of Dynamic Business model, METRO Cash and Carry has created a new class of
people, global citizens with global attitude, tastes and networks. Every leading
organization should look at developing employees in a dynamic manner as well as
developing the business in dynamic fashion. Greater level of innovations, involvement of
HR people in day to day life of employee is becoming the norm of the day for companies
which are looking for greater commitment towards customers and becoming leading
and dynamic in global market.
Q 2: “Each employee in an organization performs various roles. Role perception of a
manager and an employee make a complex web as they interact”. Elaborate this
statement in the light of socialisation factors in organizational socialization process. Outline
the importance of initial Job socialization on the employee and the organization. Explain
with the help of your personal experience and organizational experience with respect to
the above concepts. Explain the situation and describe the organization, you are referring
to.
Ans:
Introductiono f Socialisation:
“Socialisation refers to the process by which persons acquire the knowledge, skills, and
disposition that make them more or less able members of their society”. We have all
undergone this process many times. Certainly, significant socialisation occurs during
infancy and early childhood. We are born into this world with potential for a very wide
range of behaviour, but we learn from our parents and other close associates to behave
within a narrower range that is customary and acceptable. People face re-socialisation
on entering the first grade, joining and athletic team or the scouts, matriculating into
college, and learning their first job. With all of these early socialisation experience it might
be thought that the adult should easily adapt to new social situations.
DifferentR oles ofE mployee int he light of Socialisation Factors int he Organization
The idea of role comes form sociology and it is the pattern of actions expected of a person
in his activities involving others. It arises as a result of the position one occupied in the social
structure as he/she interacts with other people. In order to be able to coordinate his work
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with others in an organization, one needs some way to anticipate their behaviour as one
interacts with them. Role performs this functions in the social system.
A person functions in roles both on the job and away from it, as shown in given figure. One
person performs the occupational role of worker, the family role of father, the social role
of club president, and many others. In his various roles he is both buyer and seller, boss
and subordinate, a father and son, and an advisor and seeker of advice. Each role calls
for different types of behaviour. Within the work environment alone, a worker has more
than one role. He may be a worker in group A, a subordinate of foreman in B, and
machinist, a member of a union, and a representative on the safety committee.
Undoubtedly role is the most complexly organized response pattern of which a human
being is capable. Activities of manager and workers a like are guided by their role
perceptions, that is, how they think they are supposed to act in a given situation. Since
mangers perform many different roles, they must be highly adaptive in order to change
from one role to another quickly.
The factory foreman’s role particularly requires that he be adaptive in working with the
extremes of subordinate and superior, staff and line, technical and non-technical, and
education and uneducated.
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that of a hard boiled pusher, but his employees expect the opposite.
When role expectations of a job are materially different or opposite, the incumbent in the
job tends to be in role conflict because he cannot meet one expectation without
rejecting the other. A president in one company faced role conflict, for example, when
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he learned that both the controller and the personnel director expected him to allocate
the new organizational planning function to their departments.
Regarding the existence of role conflict research suggests that a manager bases his
decision primarily on legitimacy (which expectations he thinks is more “right” and
reasonably) and sanction (how he thinks he will be affected if he follows one expectation
in preference to the other).
In case role expectations are substantially unknown because of poor communication or
are inadequately defined, role ambiguity exists, and it is more difficult to predict how a
person in that role will act.
From a manager’s point of view, a fuller understanding of roles should help him know what
others expect of him and how he should act. Knowing this he should be more adaptable
to each unique role relationship. His decision making should improve because he will
understand why other people are acting the way they are. He will also recognize the
variety of roles each employee plays and will try to provide motivations and satisfactions
for those several job roles.
Importanceo f Initial Job Socialisation
Some people believe that the period of early organizational socialisation is not particularly
important. The newcomer is there to get acquired with the organization, to learn about
the task requirements, and to size up the situation without too much involvement. The
organization should look the newcomer over and really not expect much. The newcomer
should play it cool and not make too many commitments to the organization.
There is very strong evidence that this approach is inappropriate for the individual and the
organization. The first year is one of the most significant periods in the work career of the
individual. The development of values, attitudes, and behavior patterns during this period
strongly influences future career development.
Why is this so? There is a low of primacy which holds that the earlier an experience, the
more important its effect because it influences how later experiences will be interpreted.
The newcomer entering the organization is uniquely subject to new influences. When he
enters the organization he is uncertain about the role that he will play and his concept of
himself is thrown into question. Finding himself in a stressful and “unfrozen” situation, “he is
motivated to reduce this stress by becoming incorporated into the ‘interior’ of the
company. Being thus motivated to be accepted by this new social system and to make
sense of the ambiguity surrounding him, he is more receptive to cues from his environment
than he will ever be again, and what he learns at the beginning will becomes the core of
his organizational identity” (Berlew & hall, 1966). This is the very period when recruits can
best test their own self-concepts and expectations of organizational life. It is during this
time when the most important components of the psychological contract will be
negotiated, thus determining the new recruit’s organizational commitment. The
researches have shown that very early in his organizational career an individual will
develop enduring attitudes and aspirations which will have development opment of
performance standards and job attitudes.
From the moment he enters the organization, a new manager is given cues about the
quality of performance that this expected and rewarded A few studies have confirmed
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that managers given challenging initial jobs with high expectations jobs. They were
socialized to have higher aspirations and performance standards. The moral seems to be
that “success breeds success”; numerous other studies seem to confirm the findings
(Buchanan, 1974). Newcomers should thus be given challenging but obtainable goals
rather than “snap assignments.” They should be involved in the
Q 3: Consider Potential Appraisal, Assessment Centres, and Career and Succession
Planning in an organizational context. Describe the dynamics of these concepts, their
interactional outcomes, and impact on overall functioning and management of the
organization.
Put down your experience with respect to the dynamics of these factors in totality as seen
by you in an organizational situation or the situations which you are familiar with.
Briefly describe the situation and the organization, you are referring to.
Ans:
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Dynamic Nature of Potential Appraisal, Assessment Centres, and Career and Succession
Planning ina n organizational context:
Many companies, which carry out performance appraisal, also keep records on the
potential of their employees for future promotion opportunities. The task of identifying
potential for promotion cannot be easy for the appraising manager, since competence
of a member of staff to perform well in the current job is not an automatic indicator of
potential for promotion. Very often the first class salesman is promoted to become a
mediocre sales manager, the excellent chief engineer is promoted to become a very
poor engineering director, and the star football player struggles to be a football manager.
Potential can be defined as ‘a latent but unrealised ability’. There are many people who
have the desire and potential to advance through the job they are in, wanting the
opportunity to operate at a higher level of competence in the same type of work. The
potential is the one that the appraiser should be able to identity and develop because of
the knowledge of the job. This requires an in-depth study of the positions which may
become vacant, looking carefully at the specific skills that the new position may demand
and also taking into consideration the more subjective areas like ‘qualities’ required. These
may be areas where the employee has not had a real opportunity to demonstrate the
potential ability and there may be areas with which you, as the appraisers are not familiar.
There are few indicators of potential (Box 1) which may be considered.
Indicators of Potential
! A sense of reality: This is the extent to which a person thinks and acts objectively, resisting
purely emotional pressures but pursuing realistic projects with enthusiasm.
! Imagination: The ability to let the mind range over a wide variety of possible causes of
action, going beyond conventional approaches to situations and not being confined to
‘This is the way it is always being done!’
! Power of analysis: The capacity to break down, reformulate or transform a complicated
situation into manageable terms.
! Breadth of vision: The ability to examine a problem in the context of a much broader
framework of reference; being able to detect, within a specific situation, relationships with
those aspects which could be affecting the situation.
! Persuasiveness: The ability to sell ideas to other people and gain a continuing
commitment, particularly when the individual is using personal influence rather than
‘management authority’.
Assessment Centres
Employees are not contended by just having a job. They want growth and individual
development in the organization. An “assessment centre” is a multiple assessment of
several individuals performed simultaneously by a group of trained evaluators using a
variety of group and individual exercises.
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Assessment centers are a more elaborate set of performance simulation tests, specifically
designed to evaluate a candidate’s managerial potential. Line executives, supervisors,
and/or trained psychologists evaluate candidates as they go through one to several days
of exercises that simulate real problems that they would confront on the job. Based on a
list of descriptive dimensions that the actual job incumbent has to meet, activities might
include interviews, in-basket problem-solving exercises, leaderless group discussions, and
business decision games. For instance, a candidate might be required to play the role of
a manager who must decide how to respond to ten memos in his/her in-basket within a
two-hour period. Assessment centers have consistently demonstrated results that predict
later job performance in managerial positions.
This method is now regarded as one of the most accurate and valid assessment
procedures and is widely used for selection and development.
The following are the essential elements for a process to be considered an assessment
center:
a) Job Analysis
A job analysis of relevant behaviors must be conducted to determine the dimensions,
competencies, attributes, and job performance indices important to job success in order
to identify what should be evaluated by the assessment center. The type and extent of
the job analysis depend on the purpose of assessment, the complexity of the job, the
adequacy and appropriateness of prior information about the job, and the similarity of
the new job to jobs that have been studied previously. If past job analyses and research
are used to select dimensions and exercises for a new job, evidence of the comparability
or generalizability of the jobs must be provided. If job does not currently exist, analyses
can be done of actual or projected tasks or roles that will comprise the new job, position,
job level, or job family. Target dimensions can also be identified from an analysis of the
vision, values, strategies, or key objectives of the organization.
Competency-modeling procedures may be used to determine the
dimensions/competencies to be assessed by the assessment center, if such procedures
are conducted with the same rigor as traditional job analysis methods. Rigor in this regard
is defined as the involvement of subject matter experts who are knowledgeable about
job requirements, the collection and quantitative evaluation of essential job elements,
and the production of evidence of reliable results. Any job analysis or competency
modeling must result in clearly specified categories of behavior that can be observed in
assessment procedures.
A competency, as used in various contemporary sources, refers to an organizational
strength, an organizational goal, a valued objective, a construct, or a grouping of related
behaviors or attributes. A competency may be considered a behavioral dimension for the
purposes of assessment in an assessment center if
it can be defined precisely
expressed in terms of behaviors observable on the job or in a job family and in simulation
exercises.
a competency also must be shown to be related to success in the target job or position
or job family.
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Behavioural Classification
Assessment centre requires that Behaviors displayed by participants must be classified into
meaningful and relevant categories such as dimensions, attributes, characteristics,
aptitudes, qualities, skills, abilities, competencies, and knowledge.
Assessment Techniques
The techniques used in the assessment center must be designed to provide information
for evaluating the dimensions previously determined by the job analysis. Assessment
center developers should establish a link from behaviors to competencies to exercises/
assessment techniques. This linkage should be documented in a competency-by
exercise/ assessment technique matrix.
Multiple Assessments
Multiple assessment techniques must be used. These can include tests, interviews,
questionnaires, sociometric devices, and simulations. The assessment techniques are
developed or chosen to elicit a variety of behaviors and information relevant to the
selected competencies/ dimensions. Self-assessment and 360 degree assessment data
may be gathered as assessment information. The assessment techniques will be pretested
to ensure that the techniques provide reliable, objective and relevant behavioral
information. Pre-testing might entail trial administration with participants similar to
assessment center candidates, thorough review by subject matter experts as to the
accuracy and representativeness of behavioral sampling and/or evidence from the use
of these techniques for similar jobs in similar organizations.
Simulations
The assessment techniques must include a sufficient number of job related simulations to
allow opportunities to observe the candidate’s behavior related to each competency/
dimension being assessed. At least one—and usually several—job related simulations must
be included in each assessment center. A simulation is an exercise or technique designed
to elicit behaviors related to dimensions of performance on the job requiring the
participants to respond behaviorally to situational stimuli. Examples of simulations include,
but are not limited to, group exercises, in-basket exercises, interaction (interview)
simulations, presentations, and fact-finding exercises. Stimuli may also be presented
through video based or virtual simulations delivered via computer, video, the Internet, or
an intranet. Assessment center designers also should be careful to design exercises that
reliably elicit a large number of competency-related behaviors. In turn, this should provide
assessors with sufficient opportunities to observe competency-related behavior.
Assessors
Multiple assessors must be used to observe and evaluate each assessee. When selecting
a group of assessors, consider characteristics such as diversity of age, sex, organizational
level, and functional work area. Computer technology may be used to assess in those
situations in which it can be shown that a computer program evaluates behaviors at least
as well as a human assessor. The ratio of assessees to assessors is a function of several
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variables, including the type of exercises used, the dimensions to be evaluated, the roles
of the assessors, the type of integration carried out, the amount of assessor training, the
experience of the assessors, and the purpose of the assessment center. A typical ratio of
assessees to assessors is two to one. A participant’s current supervisor should not be
involved in the assessment of a direct subordinate when the resulting data will be used for
selection or promotional purposes.
Assessor Training
Assessors must receive thorough training and demonstrate performance that meets
requirements prior to participating in an assessment center. The training should focus on
processing of information, drawing conclusions, interview techniques and understanding
behaviour.
Recording Behaviour
A systematic procedure must be used by assessors to record specific behavioral
observations accurately at the time of observation. This procedure might include
techniques such as handwritten notes, behavioral observation scales, or behavioral
checklists. Audio and video recordings of behavior may be made and analyzed at a later
date.
Reports
Assessors must prepare a report of the observations made during each exercise before
the integration discussion. It is suggested that assessors must prepare the report
immediately after the assessment is over otherwise they are likely to forget the details. Not
only this, these reports must be independently made.
Data Integration
The integration of behaviors must be based on a pooling of information from assessors or
through a statistical integration process validated in accordance with professionally
accepted standards. During the integration discussion of each dimension, assessors
should report information derived from the assessment
techniques but should not report information irrelevant to the purpose of the assessment
process. The integration of information may be accomplished by consensus or by some
other method of arriving at a joint decision. Methods of combining assessors’ evaluations
of information must be supported by the reliability of the assessors’ discussions. Computer
technology may also be used to support the data integration process provided the
conditions of this section are met.
Career Planning
Career is viewed as a sequence of position occupied by a person during the course of his
lifetime. Career may also be viewed as amalgam of changes in value, attitude and
motivation that occur, as a person grows older. The implicit assumption is that an individual
can make a different in his destiny over time and can adjust in ways that would help him
to enhance and optimize the potential for his own career development. Career planning
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is important because it would help the individual to explore, choose and strive to derive
satisfaction with one’s career object.
The process by which individuals plan their life’s work is referred to as career planning.
Through career planning, a person evaluates his or her own abilities and interests,
considers alternative career opportunities, establishes career goals, and plans practical
developmental activities.
Career planning seeks to achieve the following objectives:
It attracts and retains the right persons in the organisation
It maps out careers of employees suitable to their ability, and their willingness to be trained
and developed for higher positions
It ensures better use of human resources through more satisfied and productive
employees
It ensures more stable workforce by reducing labour turnover and absenteeism
It utilizes the managerial talent available at all levels within the organisation
It improves employee morale and motivation by matching skills to job requirements and
by providing job opportunities for promotion
It ensures that promising persons get experience that will equip them to reach
responsibility for which they are capable
It provides guidance and encouragement to employees to fulfill their potential
It helps in achieving higher productivity and organizational development
Succession Planning
Succession planning is an ongoing process that identifies necessary competencies, then
works to assess, develop, and retain a talent pool of employees, in order to ensure a
continuity of leadership for all critical positions. Succession planning is a specific strategy,
which spells out the particular steps to be followed to achieve the mission, goals, and
initiatives identified in workforce planning. It is a plan that managers can follow,
implement, and customize to meet the needs of their organisation, division, and/or
department.
The continued existence of an organization over time require a succession of persons to
fill key position .The purpose of succession planning is to identify and develop people to
replace current incumbents in key position for a variety of reasons.
Some of these reasons are given below:
! Superannuation: Employees retiring because they reach a certain age.
! Resignation: Employees leaving their current job to join a new job ! Promotion: Employees
moving upward in the hierarchy of the organization.
! Diversification: Employees being redeployed to new activities.
! Creation of New Position: Employees getting placed in new positions at the same level.
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Succession can be from within or from outside the organization. Succession by people
from within gives a shared feeling among employee that they can grow as the
organization grows. Therefore organization needs to encourage the growth and
development with its employee. They should look inward to identify potential and make
effort to groom people to higher and varied responsibilities. In some professionally run
large organizations, managers and supervisor in every department are usually asked to
identify three or four best candidate to replace them in their jobs should the need arise.
However, the organization may find it necessary to search for talent from outside in certain
circumstance. For example, when qualified and competent people are not available
internally, when it is planning to launch a major expansion or diversification programmes
requiring new ideas etc..
Complete dependence on internal source may cause stagnation for the organization.
Similarly complete dependence on outside talent may cause stagnation in the career
prospects of the individual within the organization which may in turn generate a sense of
frustration.
Succession planning provides managers and supervisors a step-by-step methodology to
utilize after workforce planning initiatives have identified the critical required job needs in
their organization. Succession planning is pro-active and future focused, and enables
managers and supervisors to assess, evaluate, and develop a talent pool of individuals
who are willing and able to fill positions when needed. It is a tool to meet the necessary
staffing needs of an organization/department, taking not only quantity of available
candidates into consideration, but also focusing on the quality of the candidates, through
addressing competencies and skill gaps.
OrganizationalE xample: MarutiU dyogL imited (Now MarutiS uzuki)
Maruti Suzuki India Limited (MSIL, formerly Maruti Udyog Limited) is a subsidiary of Suzuki
Motor Corporation of Japan. Maruti Suzuki is a leading manufacturer of passenger
vehicles in India. Lovingly referred to as the people's car maker; over the past three
decades Maruti Suzuki has changed the way people in India commute and travel.
The Company employs over 9000 people (as on 31st March, 2012). Maruti Suzuki's sales
and service network is the largest among car manufacturers in India. The Company has
been rated first in customer satisfaction in the JD Power survey for 12 consecutive years.
Besides serving the Indian market, Maruti Suzuki also exports cars to several countries in
Europe, Asia, Latin America, Africa and Oceania.
Continuous self and staff development are essential to continuous performance
improvement. One’s own self-development needs to be related to your personal strengths
and weaknesses and to the career aspirations. This requires planning of career progression
and setting career goals. This can be achieved by identifying potentialities of employees
with the help of potential appraisal and various methods involved in it viz. assessment centre.
Potential Appraisal at MarutiU dyogLt d
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The Performance Appraisal form of Maruti Udyog Ltd. solicits information to assess the
future potential and ability of its L8 and above categories of workers to assume a position
of higher responsibility (L13) in the following format.
Group effectiveness (Maintaining and improving morale of group and helping its
identification with organisational objectives; optimal utilisation of available manpower
resources; directing and co-ordinating efforts and effective follow up action to ensure
accomplishment of planned objectives).
Ability to develop subordinates (Sensitivity to develop subordinate’s mental skills; ability to
provide professional guidance to produce group results)
Potential Capability (Overall rating for managerial capability to head a department
based on your assessment related to the above two points).
Q 4: How do you see the role, presence, necessity, and impact of ‘Mentoring and
Performance Coaching’ in organizational situations in Indian context in general?
Critically describe the experience the organizations have with respect to these concepts,
their applicability, effectiveness and prospect. You may like to compare few organizations
you have known or familiar with or even you can come out with your own experience in
organizational context. Describe the context, and the organization you are referring to.
Ans:
Performance coaching is important as it helps the employees to realise their potentials,
knowing their weaknesses and to grow and develop. There are few conditions associated
with these developments and also for effective coaching. The process of coaching
involves communication, influencing and helping and there are also phases of coaching.
Mentoring is the process where a person (the mentor) provides support, training and
guidance to a less experienced person. It involves two phases i.e. dependence and
interdependence.
Ther ole, presence,n ecessity, and impact of‘ Mentoring and Performance Coaching’ in
organizational situations inI ndian contexti ng eneral is asun der:
Mentoring
Mentoring is the process where a person (the mentor) provides support, training, and
guidance to a less experienced, usually younger person (the mentee, mentoree, or
protege). Some benefits of mentoring are that it enhances productivity and teamwork, it
encourages continued learning, it improves the self-esteem of the protege, and it
improves the chances of success in the protege’s endeavours.
Levinson et al. (1978) have contributed the most to the understanding of the mentoring
process. Levinson’s concept of a mentor includes being a teacher, sponsor, counsellor,
developer of skills and intellect, host, guide, exemplar, and most importantly supporter
and facilitator in the realization of the vision the young person has about the kind of life
he wants as an adult. Mentoring integrates characteristics of the parent-child relationship
and peer support without being either. According to Levinson not having a mentor in
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formative years of a young person could be a great handicap to one’s psychological
and career development.
Although young person during their professional journey, unknowingly research and
discover appropriate mentors, organisations are increasingly paying attention to this
phenomenon. Generally, more promising young managers are given mentoring
experience. A young manager assigned to a mentor, who is senior in position and age
sometimes several levels senior to the protege; not necessarily from the protege’s
department. Mentors are selected on the basis of their interest, availability, and
“mentoring competence” (image of competence, empathy, and ability to provide
emotional support). One mentor may have not more than five protege. Tata Iron
successfully used this arrangement.
There are two main phases in mentoring process: dependence and inter- dependence,
although counter-dependence may in some cases be an intermediary phase between
the two. During dependence phase admiration for the mentor is followed by identification
with him, followed by approval (getting guidance and checking alternative action ideas).
The inter-dependence phase is characterised by trust-building and mutuality when the
mentor and the protege may begin to collaborate and provide emotional support to
each other, If the mentor is experienced as overwhelming and overpowering, counter-
dependence may develop before inter-dependence. The protégé may reject the
mentor and may develop his own independence. Search of one’s own identity may later
lead to appreciation of the mentor’s role and relationship, leading to inter-dependence.
Several well-known persons in the west having famous mentors passed through the
counter-dependence phase, and some could not make much progress to inter-
dependence.
Mentoring process is quite similar to the counselling process. The dynamics of the phases
discussed with counselling are also applicable to mentoring. The ultimate goal of both
counselling and mentoring is to help an employee attain psychological maturity and
effectiveness.
PerformanceC oaching
Coaching is helping the employee to grow and develop in the organisation. Every
manager is coaching his employee, knowingly or unknowingly, in his day-to-day work-life.
An effective manager coach is one who helps his employees to become more aware of
their strengths and weaknesses and helps them to improve further on the strong points
and overcome weaknesses. By the process of mutuality and support, he helps the
employee to develop, by providing the proper emotional climate. Mutuality involves
working together with the employee and developing future plans of action for the
employee’s growth and contribution to the organisation. Support involves acceptance of
the employee as a total person, with his strengths and weaknesses, and encouraging him
with warmth.
Coaching requires certain interpersonal skills which can be acquired easily if a manager
is genuinely interested in developing his subordinates. Coaching skills are important for a
manager, particularly at the time of performance review.
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Good managers, whenever the necessity arises, coach their employees in their jobs.
Annual performance reviews provide formal opportunities for formal coaching. Such a
formal coaching process passes through certain stages, which are important for the
managers to note. The coaching process has the following three phases: rapport building,
exploration, and action planning.
In the rapport-building phase, a good coach attempts to establish a climate of
acceptance, warmth, support, openness and mutuality. He does this by empathizing with
the employee and his orientations, by listening to his problems and feelings, by
communicating his understanding to the employee, and by expressing empathy with and
genuineness of interest in him.
Sequential Process of Performance Coaching
Rapport Building
Rapport building is essential for any effective coaching outcome. This phase involves
generating confidence in the employee to open up and frankly share his perceptions,
problems, concerns, feelings, etc. The coach-manager should level himself with his
employee and tune himself to his orientations. This can be done by adopting the
employee’s frame of reference.
Attending
The opening phase of coaching is very important in rapport building. General opening
rituals may communicate messages of attending to the employee and give importance
to the coaching transaction. Inviting rituals like offering the chair, closing the door to
indicate privacy, asking the secretary not to disturb or not to connect telephonic calls
during the conversation, may indicate that the coach is attending to the employee.
However, all such rituals should come out of the genuine concern for and full attention to
the employee during the coaching session.
Listening
It has already been discussed that listening is important for effective coaching. As already
stated it is important to listen to what the employee says, as well as to his feelings and
concerns. Physical posture (e.g., leaning forward) and keeping eye contact with the
employee are indicators of listening.
Acceptance
Establishing a climate of acceptance is a necessary part of establishing rapport. The
employee must feel that he is wanted and that his coach is interested in understanding
him as a person rather than as a role or a position in an organisation. The coach
communicates this to the employee by listening to all the problems of the employee and
communicating back to the employee that he is listening. The coach can communicate
back to the employee by paraphrasing or mirroring or reflecting what the employee says.
For example, when an employee says, “I am really mad. I have tried to do my best in the
past year. I have worked twice as hard as anyone else in the office. But I never get
promotion,” he is expressing his anger. The coach may reflect back and say, “You feel
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that your superiors have not shown proper recognition for your hard work.” Such a
reflection or mirroring would help the employee feel that he is being understood and that
his coach is interested in him. This builds a climate of acceptance and facilitates the
process.
Exploration
Besides accepting the employee, listening to him, and establishing a climate of openness,
the coach should attempt to understand as well as help the employee understand his
own situation, strengths, weaknesses, problems and needs. Nobody would like to be
directly told his weaknesses. Coaching skill lies in making the employee discover his own
weaknesses, and identify his problem. At the most, the coach may use open and
exploring questions. Exploring helps an employee to search various dimensions of the
problems, or discover unidentified problems and bring to the surface unnoticed issues.
Exploring can be done by using questions and suggesting to the employee to talk more
on a problem he mentions. As already discussed, a variety of questions may be used.
Problem Identification
After general exploring, questions may be asked to help the employee focus on the
problem. It is necessary for the coach to use questions, both to generate information on
some concerns and problems and to narrow down focus to identify a more probable
problem. For example, if an employee feels that his problem is that others do not
cooperate with him, the coach may ask questions to narrow down the problem to the
employee’s relationship with a few colleagues, and then questions may be asked to help
the employee see what he does that prevents possible cooperation. Eventually, the
problem may turn out as to how the employee may deal with competitive relationship,
and yet collaborate. Identification of a problem is the necessary step in planning for
improvement.
Diagnosis
Diagnosis of the problem is the next step in exploration. Explorations should lead to the
diagnosis. Without diagnosis there is little scope for solving any problem. Open questions
like “Why do you think people are put off when you talk with them?”, “Can you recall
occasions when you got full cooperation?”, “What do you attribute it to?”, “What
personal limitations mainly bother you?” may help the employee more towards a better
diagnosis. The main attempt should be to generate several alternative causes of a
problem.
Action Planning
Managers are expected to guide their employees and contribute to their development.
Coaching interviews should end with specific plans of action for the development of the
employee.
Identifying a training need, job rotation, sponsoring for further training, increased
responsibility, role clarity, etc., are some of the likely outcomes in such action plans. Three
sub-phases can be identified in action planning.
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Searching
The main contribution of the coach to action planning is the help he provides to the
employee in thinking of alternative ways of dealing with a problem. In addition to
encouraging the employee in brain-storming such alternatives, the coach at a later stage
can also add to this list of alternatives for further exploration. This should, however, be done
only after some time. The employee should primarily take the responsibility of generating
alternatives.
Decision Making
After the alternatives have been generated, the coach may help the employee assess
the advantages and disadvantages of each alternative, raise questions on the feasibility
of the various alternatives, and help finalise a plan to be implemented. This may, however,
be regarded as a contingency plan, to be altered in the light of further experience.
Supporting
The final and, crucial stage of coaching is to communicate support and plan for such
support in implementing the agreed action plan. Psychological contract of providing help
should emerge after considerable exploration and discussion. Support and help should
facilitate in further increasing the autonomy of the employee, and not his dependence
on the coach. A system for monitoring and follow up of the action plan may be prepared.
This closes the coaching interaction.
Organizational Example: The Largest Car Rental Company in North America
Creating a successful Mentoring Program for the Largest Car Rental Company in North
America challenged:
Improving Program Quality
Increasing Employee Satisfaction
Enterprise Holdings, the parent company of the well-known Enterprise Rent-A-Car, Alamo
Rent A Car, and National Car Rental brands, owns and operates the largest fleet of
passenger vehicles in the world today - more than 1 million cars and trucks. It employs
68,000 people, and Forbes ranks it #21 in the Top 500 Private Companies in America.
Enterprise prides itself on promoting from within, so it's no surprise that the company
embraced corporate mentoring early on since studies show corporate mentoring helps
attract, develop, , and retain top talent. But in 2002, the corporation faced a crossroads
in regards to its mentoring program.
Chris Tabourne, Assistant Vice President of Diversity & Inclusion, says, "In 2002, our
Employee Opinion Survey revealed that too many of our employees weren't satisfied with
the quality of mentoring they were getting."
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While Enterprise's continued research and employee feedback clearly pointed toward a
need to increase the effectiveness of its informal and formal mentoring programs across
many, if not all groups and regions, the question became how to accomplish this.
Solution: Fostering "True" Mentoring, Designing a Goal-Oriented Program, Getting the Most
Out of Technology
Enterprise brought in several corporate mentoring vendors to discuss program design and
implementation. Management Mentors eventually won the business.
”We selected Management Mentors because they did a nice job of identifying the
opportunities that existed in our mentoring programs at the time, and then providing a
fresh approach to improving their effectiveness. Management Mentors shifted our
paradigm towards true mentoring by helping us to understand the difference between
coaching, which is how most of our programs had always been run, and mentoring, which
is what we really needed,” Tabourne says.
Enterprise identified four key goals it wanted its mentoring program to achieve:
! Provide leadership development
! Increase the diversity of management
! Help improve retention
! Increase employee satisfaction in the area of mentoring.
Management Mentors President Rene Petrin worked with Enterprise in designing and
implementing a program that would meet these objectives. Petrin says, “Working with a
design team, we were able to transition into a true mentoring model and link mentoring
to the four strategic goals while avoiding making the program a performance-based
initiative, which had caused the previous programs to be unsuccessful.”
The initial pilot program involved two groups with a total of six programs and 68 pairs. After
Enterprise completed the 12 months of the pilot program, it started an annual roll out in
North America that ran for the next three years and averaged about 14 groups per year.
Tabourne notes, “To date, we've had 44 local groups or about 2700 employees that have
participated in the program over the last five years.”
As the company's corporate mentoring program grew, so did the opportunities in
integrating technology to help streamline the program managers' work. Petrin says,
“Multiple benefits exist for using an online mentoring system. First, it provides ease of
management because everything from forms, reports, and so forth are all in one central
place. It can be accessed 24/7. And it's a perfect solution for organizations that have
multiple branches or locations."
Tabourne remarks, "As we looked at and evaluated the time and effort it takes to manage
a mentoring program of our size, the online option made sense. Having
MentoringComplete manage the program has made a huge difference in the program's
effectiveness. As the person responsible for overseeing a companywide program, having
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all pairs' information at my fingertips via my computer saves me time and effort in following
the progress and success of the program. The time our program managers spend
managing the program has been reduced significantly since we added the online system,
too.”
Results: Mentoring Success, Happier Employees, Fulfilled Mentors
In Enterprise's current 12-month rolling report, it has 450 pairs at an over 89 percent pairs'
retention percentage. Its mentee retention percentage is over 92 percent, including over
94 percent for both women and minorities. In addition, the overall promotion percentage
for mentees participating in the program has continued to exceed expectations.
As for the "buzz" from employees?
Tabourne says, "Both the feedback from the mentees and mentors continues to be terrific.
The feedback on how much the program has benefitted our mentors has been a nice
surprise. We weren't expecting the great feedback from the mentors on the impact of the
program on their own development. In fact, we occasionally get mentors who say they
may have benefited more from the program than their mentees. Also, the high retention
rate of our mentee's exceeds our initial expectations."
Petrin adds, “It's always satisfying for me when a client has embraced a true mentoring
model and begins to create a mentoring culture. The fact that Enterprise's mentors and
mentees have commented they're significantly changed through mentoring supports the
research that indicates corporate mentoring, when done properly, is truly transformational
and makes a difference to the bottom line.”
In addition, the program has helped position Enterprise to compete more effectively for
top talent. Tabourne remarks, “Our formal mentor program is a great attribute to our
company's recognition of the needs of our many Gen Y employees we hire. We recognize
that today's generation places a high value on training and personal career
development. They prefer daily contact with managers to ask questions and ensure they
are meeting required expectations or goals. Having a mentor that they can speak with
regularly about personal and professional goals is a good way for employees to enhance
their access to career guidance. Because we promote from within our organization, our
mentors all have been (professionally) where their mentees have been, so they are
uniquely qualified to provide helpful advice, guidance, and tips.”
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