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MEDIA@LSE MSc Dissertation Series Compiled by Dr. Bart Cammaerts, Dr. Nick Anstead and Ruth Garland
Immigration policy narratives and the politics of identity: causal issue frames in the discursive construction of America’s social borders Felicity P. Tan, MSc in Politics and Communication Other dissertations of the series are available online here: http://www.lse.ac.uk/media@lse/research/mediaWorkingPapers/ElectronicMScDissertationSeries.aspx
Dissertation submitted to the Department of Media and Communications, London School of Economics and Political Science, August 2013, in partial fulfilment of the requirements for the MSc in Media, Communication and Development. Supervised by Dr. Nicholas Anstead. The Author can be contacted at: [email protected] Published by Media@LSE, London School of Economics and Political Science ("LSE"), Houghton Street, London WC2A 2AE. The LSE is a School of the University of London. It is a Charity and is incorporated in England as a company limited by guarantee under the Companies Act (Reg number 70527). Copyright in editorial matter, LSE © 2014 Copyright, Felicity P. Tan © 2014. The authors have asserted their moral rights. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means without the prior permission in writing of the publisher nor be issued to the public or circulated in any form of binding or cover other than that in which it is published. In the interests of providing a free flow of debate, views expressed in this dissertation are not necessarily those of the compilers or the LSE.
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Immigration Policy Narratives and the Politics of Identity: Causal issue frames in the discursive
construction of America’s social borders
Felicity P. Tan
ABSTRACT
In 2013, a bipartisan proposal for comprehensive immigration reform in the United States
won an uphill battle in the Senate, but as of this writing, the House has taken no action.
Offering a pathway to citizenship for an estimated 11 million undocumented migrants, the
reform bill has proven both congruous and divisive, splitting the Republican Party. One
strand of policymaking theory highlights the role of perceptions, suggesting that policy
conflict originates from disagreements in problem definition rather than outright solutions,
and where attributing blame for the problem plays a crucial role in soliciting coalition
support. This paper situates causal attribution theory within the field of political
communications by introducing the concept of causal issue framing, or the discursive
portrayal of the problem and its causes that emphasizes agency. Drawing on theories of
identity and social distancing, this inquiry hypothesizes that causal framing necessarily
constructs social borders, which in the context of immigration policy are contingent on
competing interpretations of the American identity.
To dissect the ways Republican senators engage in the politics of policy perception, the
Narrative Policy Framework, a nascent form of critical discourse analysis, was employed on
political speeches. The identified causal frames show that solving the ‘immigration problem’
is unanimously seen as necessary to preserve the national identity but perceptions of how it
poses a problem vary: one camp views restricting migrants as endangering national identity,
whereas the other sees immigration as the threat. The findings also suggest that belief
systems underpin conceptualizations of identity, and thus the causal theories that shape
coalitions. The portrayal of these notions by political elites may impact how audiences
perceive social boundaries in America, with the potential to institutionalize or delegitimize
hegemonic relations.
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INTRODUCTION
As of this writing, one of the most sweeping reforms in United States immigration history is
stalled in Congress despite having passed in the Senate. Sponsored by the bipartisan ‘Gang of
Eight’ senators, S.744 or the Border Security, Economic Opportunity and Immigration
Modernization Act seeks to provide legal status for an estimated 11 million undocumented
migrants, while its opponents argue it insufficiently secures the border (Ward, 2013). This
inquiry examines how policy elites attempted to advance or impede the passage of S.744 in
the US Senate, with a focus on the ways in which they frame the problem in their speeches. In
so doing, present analysis also explores beliefs about national identity and America’s social
borders.
Following a free-fall in support from the United States’ largest minority during the 2012
presidential elections (Pew Hispanic, 2012), Republicans now view reclaiming their share of
the rapidly growing Hispanic voting bloc ‘a matter of political survival’ (Reuters, 2013). A
recent Latino Decisions/America’s Voice poll (2013) shows that 44-percent of Democratic
Hispanic voters would choose Republican in 2014 if the GOP led on immigration reform with
a pathway to citizenship. Americans on aggregate also view immigration more favorably, with
a decisive shift in favor of policies dealing with immigrants already in the US as opposed to
tougher border-control measures (Gallup, 2012). However, fearing ‘getting primaried’ by
voter bases that ‘hate anything that smacks of amnesty’ (Vandehei and Allen, 2012), many
Republican leaders continue to oppose reform, resulting in rifts among the political right
(Ward, 2013). The Senate debates on 9-11 June show that the GOP remain deeply divided
over immigration, with 32 out of 46 voting against S.744 when it passed the Democrat-
controlled chamber 68-32 on 27 June.
This study is an attempt engage with the questions Fryberg and others (2012: 97) raised
regarding the implications immigration frames have on ‘defining the boundaries of American
national identity.’ A linguistic, neo-institutional approach recognizes policymaking as ‘a
struggle over alternative realities’ that language ‘reflects, advances and interprets’ (Rochefort
and Cobb, 1994: 9). If policy conflict is a competition of packaged ideas, then understanding
the Republican divide necessitates an examination of the various frames through which the
GOP perceive and promote the issue.
This study, however, goes beyond simply identifying frames. According to Rochefort and
Cobb (1994: 8), frames contain statements of values, some ‘so dominant that their influence
goes unexamined.’ As such, Rosenau asserts that ‘policy proposals cry out to be…torn apart
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from within’ (cited in Rochefort and Cobb: 7). Yet previous research on framing the
immigration debate has tended to focus on identifying news frames and their effects on
public opinion 1 or how they impact Washington politics. 2 While these studies make
significant contributions to understanding the immigration debate, the frames themselves
are taken at face value, leaving their role in reflecting and directing beliefs about ‘who gets to
be American’ unexplored. Present analysis thus aims to dissect the frames themselves as they
carry latent meanings that can reform or sustain the status quo.
Specifically, this inquiry will examine the various ways the Republican Party conceives of
immigration as a social problem, under the assumption that problem definitions contain
certain beliefs and guide preferred solutions that if enacted, have bearing on social
organization. Stone (1989: 293) posits that the ‘policy tug of war’ is a result of conflicting
problem definitions – causal attributions in particular – more so than the ‘blunt instruments
of elite control’ (Baumgartner and Jones, 1991: 1050). In other words, disagreement over
policy measures is fundamentally a conflict about who or what is to blame for social
conditions that are deemed problematic. Policymaking as a ‘function of the perceived nature
of the problem’ is shaped by cultural values (Rochefort and Cobb, 1994: 4) but at the same
time ‘involves strategic efforts to manipulate the understanding of reality’ (Baumgartner and
Jones: 1049). Taken together, policymaking possesses a political sociological function that
can reveal and construct perceptions of political identities and relationships.
This paper begins by exploring the theoretical foundations of causal attribution theory and,
by applying it to the ongoing debate on US immigration reform, situates it firmly within the
field of political communication. Using an emerging approach to narrative analysis particular
to policy texts, the inquiry will systematically examine how causality is framed in political
speeches, because their narrative form renders them promisingly rich in meaning-making.
Finally, the findings aim to contribute to an understanding of social relations based on what
is here termed causal issue framing. This study hopes to illuminate cultural assumptions and
interpretations of the American identity, as well as mechanisms of exclusion in what is
traditionally considered a nation of immigrants.
1 See Nelson, 2004; Dunaway et al., 2010; Hayes, 2011; Knoll et al, 2011 2 See Suro, 2009; Westen, 2009
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THEORETICAL CHAPTER
Despite or because of the United States’ history as a nation of immigrants, reforming US
immigration policy has long been characterized by intense debates and political deadlock,
leaving Americans today ‘as conflicted as ever about [their] historical identity’ (Ewing, 2012:
7). Contained in ‘rival claims about the causes, dynamics and effects’ of immigration (Boswell
et al., 2011: 1), immigration policy debate has consistently featured talk of race, culture and
ethnicity, shaping and reshaping the face of American society for nearly two centuries (Bailey,
2013; Martin, 2013). This chapter discusses how the discursive construction of ‘the
immigration problem’ in the policy sphere can conceal, reveal and actuate beliefs about what
defines ‘American’ and delineates its social boundaries.
The Politics of Policy Perception
The ‘neo-institutionalist turn’ in policymaking emphasizes the production of ideas that
compete in a politically charged arena, where frames drive the debate and influence decision-
making (Boswell et al., 2011: 1–2). Predicated on a confluence of factors, policy change
typically occurs during episodes that Baumgartner and Jones (1991) have termed
“punctuated equilibrium,” when the policy pendulum swings from stasis and creates
potential for dramatic paradigm shifts, as appears to be the case with S.744. Wood and Doan
(2003: 641) postulate that such shifts occur when the ‘social interpretation of a condition’
changes. That is, when the cost of tolerating a condition is thought to outweigh its benefits,
individuals mobilize against it. Crucially, these interpretations are subject to manipulation.
As Bovens and others (2008) argue, what matters in policymaking is not actual consequences
but the political construction thereof.
Problems and causality in policy conflict
The power to define issues and ‘make definitions stick’ is key to policy practice (Hajer and
Laws, 2008: 252). As Ezrahi (1980: 112) explains, policy conflict goes deeper than the public
wrangling over potential impacts:
Political considerations are not confined to the substance of policies chosen, but are present in
the decisions about what problems and conditions are to be dealt with. The identification of
problems, like the policies…devised to deal with them, are as seen as part of the pursuit of
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political objectives…. [Their] very selection and definition…are often means to win support,
divert public attention from other problems, and express certain political commitments.
To make sense of policy conflict, then, Wood and Doan (2003: 640) argue that ‘how and why
conditions become defined as public problems’ at the outset must first be understood.
Problems are not simply ‘out there’ waiting to be identified, but strategically defined by
political actors to elicit salience and support in advancing their own agendas (Baumgartner
and Jones, 1991). In this way, policymaking is a strategic contest ‘to manipulate the
understanding of reality’ so as to reinforce policy positions, with problem definition as the
organizing axis (Baumgartner and Jones: 1049). Policy elites are thus, in Spector and
Kitsuse’s words, ‘claims-makers’ (cited in Rochefort and Cobb, 1994: p.6) who help
constituents make sense of phenomena and circumscribe their response options.
While problem definition initiates the sense-making process, assigning blame for the
problem forms the ‘crux of public discourse’ (Lawrence, 2004: 58). Causal attributions are
‘beliefs about what causes a social problem’ (Niederdeppe et al., 2011: 297). Stone (2012: 225)
contends policymakers make a political choice ‘about which causal factors…to address’ that
once decided become ‘the linchpin to a whole set of interdependent propositions that
construct [the issue’s] edifice’ (Rochefort and Cobb, 1994: 16). Linking participants’
perceptions of responsibility with their social motivations, Weiner (in Niederdeppe et al.)
concluded that rejection or support for policy depend on these causal attributions, moderated
by their political ideology and worldviews. For instance, key points of contention in recent
debates are whether illegal immigration is caused by lax border security or responds to
market conditions, whether migrants help or harm the economy, and whether they are a risk
to national security. Following Weiner’s logic, the causal theory that prevails will determine if
policy outcomes favor restrictive measures advocated by conservatives, or adopt a liberal
approach and streamline migrant opportunities. Indeed, the multidimensionality of an issue,
not least in immigration policy, enables actors to highlight aspects ‘on which they enjoy a
partisan advantage’ (Jerit, 2008: 4).
Frames: making policy meaningful
How policy actors articulate issues can powerfully shape action. Their ideas are expressed in
the language with which they frame the issue, enabling participants to ‘locate, perceive,
identify and label occurrences within their life space’ in ways that guide their response to the
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policy option presented (Hajer and Laws, 2008: 257). According to Entman (cited in Lee and
Chang, 2010: 71):
To frame is to select some aspects of a perceived reality and make them more salient…to
promote a particular problem definition, causal interpretation, moral valuation, and/or
treatment recommendation.
Issue frames, then, ‘emphasiz[e] a subset of potentially relevant considerations’ (Lee and
Chang, 2010: 71), thereby directing attention to those attributes, and shaping policy beliefs
for the purpose of mobilizing support (see also Benford and Snow, 2000). For Goffman (1974:
21), however, framing forges an even deeper connection between speaker and audience: not
only do frames provide context for understanding particular perspectives, they render ‘what
would otherwise be a meaningless aspect…into something meaningful.’ Following Goffman,
Nelson (2004: 584) proposes that frames’ ‘signature action’ is claiming the ‘special
importance of a value’ that resonates with the public. As with problem definitions, frames are
not simply ‘out there.’ They not only help participants make sense, but ‘are the sense we
make [emphasis mine],’ highlighting certain aspects while relegating others to the
background and ‘binding together’ features into ‘coherent and graspable’ patterns (Hajer and
Laws, 2008: 259). Policy conflict is thus inextricably enmeshed in the ‘politics of
signification’ (Benford and Snow), wherein framing enacts not only sense-making but
meaning-making.
Frames in culture
The meaning-making power of issue framing can be expounded by Giddens’ (1984)
structuration theory, in which perceptions are realized through the continual interplay
between agents and social structures, the latter being codes of signification through which
meaning is constituted. Frames, furthermore, are socially produced: ‘semantic collaboration’
between speakers and audiences establishes an ‘effective meaning [without which]
utterances…have no intrinsic communicative status’ (Jamieson, 2001: 324). Meaning is thus
negotiated in a dialogical process of production, consumption and re-production (Silverstone,
2005), such that ‘public reason’ over policy direction emerges from ‘communicative
interaction’ (Simon and Jerit, 2007: 254).
In the policy sphere, however, where the ‘movement of meaning’ (Fairclough, 2003: 30)
originates is contested. Gamson (2001) suggests that in strong democracies, public
deliberation forges a consensus that government later executes, whereas Baumgartner and
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Jones (1991: 1051) argue that the public ‘often come into the [policy] process following elite
debate and respond to symbols generated during the elite conflict.’ Immigration policy
research in the last decade shows that the connection between public opinion and legislation
is weak, but strengthens when ‘demagogic political actors elect to mobilize [emphasis mine]
popular xenophobia’ to support restrictive policies (Fetzer, 2011: 1s5). This suggests that
issue frames deployed in policy debate are ‘not above people but among them’ (Van Gorp,
2010, p.89), drawing from and contributing to a ‘social cognition’ (Van Dijk, 1993) that
organizes attitudes toward immigrants and immigration.
Policy actors seeking support for their solutions must thus tap into frames in thought – a
pre-existing ‘set of dimensions’ that affect evaluations – in order to produce frames in
communication, or articulations that ‘organize everyday reality by providing meaning…and
promoting particular…interpretations of political issues’ (Chong and Druckman, 2007: 106–
107). While meaning may be ‘in the people’ (Jamieson, 2001: 325), policy actors actively
mediate culturally embedded frames-in-thought and empower these cognitions by actually
using them in frames-in-communication (Van Gorp, 2010). Political elites therefore have the
power to produce frames that persuade: they are key agents in the mobilization of bias. In
their ability to ‘texture’ meaning (Fairclough, 2003: 12), they can generally lead the public
but are nonetheless constrained by culturally available frames (Elliott, 2005; Simon and Jerit,
2007).
Causal issue frames
The literature strongly suggests, however, that communicative frames do channel reactions,
particularly when they isolate causal agents. D. Stone (1989) posits that attributing blame is
the most powerful positioning strategy in policy conflict, noting that how an actor chooses to
portray an issue can substantially affect beliefs about what – or more compellingly, who – is
to blame for the problem as they define it. According to Sayer, actors explain the causal links
by ‘postulating and identifying mechanisms…capable of producing’ the problem (cited in
Stones, 2012: 6). In elaborating the ‘structuration’ of such frames, Stones (2012: 6) notes that
phenomena become more meaningful once conceptualized ‘as already being caught up in the
flow of the positioned-practices of variously located actors and their relations.’
Thus, by constraining ‘the range of…”reasonable” solutions and strategies’ (Benford and
Snow, 2000: 616), causal issue framing, as it were, links worldviews and ideology to what
Sabatier and Jenkins-Smith call ‘secondary beliefs’ about policy implementation (cited in
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McBeth et al., 2007: 89), paying special attention to agency. In analytic terms, diagnostic
framing, or the ‘identification of the source of causality, blame and/or culpable agents,’ is
strongly correlated to prognostic framing, ‘the articulation of a proposed solution’ (Benford
and Snow: 615–616). Frames are thus ‘normative-prescriptive stories,’ or ‘organizing
framework[s of] understanding’ that narratives weave into a ‘collective centering’ of policy
choices (Hajer and Laws, 2008: 256–257). That is, ‘causal stories’ (Stone, 1989) advance
causal issue frames, using the latter as ‘underlying structures of belief[s]’ about how the
world ought to be, thereby constructing realities and connecting them to policy action
(Boswell et al., 2011: 4): in the immigration debate, to welcome or to build walls. By this logic,
framing the cause of the immigration problem in relation to the nation’s social constitution
would trigger policy responses dependent on the beliefs used to invoke a particular
interpretation of identity or social order.
Debating immigration
Policy perception revisited: narratives, discourse and society
Treating the policy sphere as site where interpretations of a phenomenon compete (i.e.,
through causal issue frames) produces a social constructivist, ‘linguistic account’ of
policymaking, in which actors build ‘an image of the world that is acted upon and constitutes
the world at the same time’ (Hajer and Laws, 2008: 264). Because these interpretations
already circulate in the social realm, they are in effect discourses that guide discussion about
the issue and are furthermore institutionalized in social practices (Hajer and Laws). It follows,
then, that more fervid debates involve more divergent popular discourses, which Hayes (2011)
makes evident in his research on ‘welcoming’ and ‘restrictive’ frames employed in recent
immigration debates. Coinciding with Lawrence’s (2004: 54) assertion that frames are
merely ‘anchoring poles in a continuum of discourse,’ Patterson and Monroe (1998) re-orient
the locus of competition to narratives, such that political narratives, strategically constructed
and shaped in the pursuit of popular support, become the ‘lifeblood of politics’ (Shanahan,
McBeth, et al., 2011: 374). Shenhav (2006) defines political narratives as discourses
emerging from political settings or contain themes considered political, such as power
relations and collective decision-making. Crucially, he sees them as necessarily products of
perspectives: they originate and conclude in particular viewpoints. As such, political
narratives are ‘loaded’ with embedded meanings, and framed within the constraints of
existing beliefs and cultural assumptions (Feldman et al., 2004: 150).
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Narratives draw on ideology and at the same time have ideological effects. Policy actors can
use them to maintain the status quo or ‘transform…the wider culture’ (Elliott, 2005: 50);
either way, as social discourses they reflect the basic aims and values of certain social groups.
Political narratives are thus fundamentally about the struggle for dominance and hegemony,
whereby power is achieved when one group manages to impose their way of thinking on the
rest of society (Matheson, 2005; Hajer and Laws, 2008). These beliefs are embedded in a
‘primary social framework’ (Goffman, 1974) through which the group understands social
organization, perceptions that are in turn enacted in public discourse (Jones, 2009). In the
immigration debate, then, narratives have the power to structure social relations in ways that
bound citizenship, ‘shifting and blurring’ (Jones, 2009: 189) as competing frameworks reify
pre-existing interpretations (Mouffe, 1992).
Citizenship: Stories of the Self and Other
Talk of immigration cannot avoid talk of nation (Lynn and Lea, 2003). Anderson famously
defined nation as ‘an imagined political community’ (cited in Andrews, 2007: 195) whose
collective identity Andrews (2007: 196) posits ‘can be accessed through the stories it tells
about [itself].’ As Yuval-Davis suggests, identities are in fact ‘stories people tell…about who
they are’ (cited in Andrews, 2007: 9). Drake (2010: 54) further proposes that identity is ‘a
social classification that can be imposed or claimed’ by a group or individual and is thus
contestable, negotiable, and open to re-evaluation. Citizenship is, in this sense, the legal
recognition of a constructed identity, whose attributes change over time and according to
socio-political configurations.
Crucially, identity formation depends on defining an Other, a ‘“constitutive outside”…that is
the very condition of [the group’s] existence’ (Mouffe, 1992: 30). Notions of citizenship are no
exception; they inevitably create insiders who benefit from legitimacy, and outsiders whose
very exclusion gives meaning to membership (Stone, 2012). According to social identity
theory, individuals tend to organize the world into in-groups and out groups, which can be
reinforced by labels and ethnic cues such as ‘illegal’ or ‘Mexican’ (Knoll et al., 2011). These
identifiers carry ‘a range of emotive, practical and moral connotations’ (Drake, 2010: 55)
invoked to defend the in-group’s dominant status, and can consequently provoke intergroup
anxiety (Knoll et al.).
If the politics of policy perception is value-laden, then narratives can build causal frames
‘around exaggerations and outright lies playing on the fears and prejudices of the public’
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(Chong and Druckman, 2007: 111). Integrated Threat Theory postulates that anxiety develops
from realistic threats to an in-group’s political and economic power, as well as symbolic
threats that arise from ‘perceived differences in morals, values [and] norms’ (Stephan et al.,
2000: 241). While both can lead to prejudice, the latter subjective threat is most relevant to
‘symbolic racism’ wherein the out-group, due to the ‘cognitive classification’ attributed to
them, is perceived to violate the moral status quo (Osborne et al., 2008: 63–64; see also
Stephan et al., 2000). As Westen (2009: 13) notes, individuals do not easily empathize with
those ‘who do not share their language or…their culture.’ Jost and others (2003: 349)
attribute this inclination to a desire to ‘minimize group conflict by developing…belief systems
that justify the hegemony of some groups over others.’ Narratives assist these attitudes by
distilling certain understandings of political reality and therefore beliefs about participants’
places in the world (Feldman et al., 2004), socially and, in the immigration context,
territorially.
Ideology, identity and the question of immigration
The ideologies embedded in narratives are key to constructing the physical borders and social
boundaries that are at the heart of the immigration debate. Fairclough (2003: 9) defines
ideologies as ‘representations of aspects of the world’ that shape societal arrangements and
power relations. Policy narratives, then, preach specific interpretations of how ‘the world
ought to be’ in an attempt to ‘resolve the imbalance’ precipitated by the perceived problem
(Patterson and Monroe, 1998: 320–321). Causal issue frames anchor those interpretations.
On the one hand a technically complex ‘hard issue’ that should theoretically attract low
interest, immigration is simultaneously an ‘easy issue,’ a familiar, long-unresolved conflict
that triggers gut responses (Nelson, 2004; Lee and Chang, 2010). Immigration, therefore, is
what Rittel and Weber call a ‘wicked problem,’ where and disagreement on ‘what the problem
really is’ make compromise difficult to attain (cited in Hajer and Laws, 2008: 251). In such
cases, decisions become dependent on principles and belief systems (McBeth et al., 2007).
Although pivotal, ideology is only part of the persuasive formula in the immigration debate.
At its core, immigration policy and the discourses surrounding it establish a bond between
people and place, and in so doing, stir a ‘reaffirmation of national identity’ (Lynn and Lea,
2003: 426). Narratives play a key role here: they enable the expression of ideas of belonging
and ‘contribute to understanding[s] of the political universe’ (Andrews, 2007: 2). The
immigration debate thus represents a ‘deep-seated conflict’ over values as well as group
interests (Boswell et al., 2011: 3). In their cultural cognition thesis, Kahan and others (2007)
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assert that groups seek to protect their identities on the basis of perceptions of risk that are in
turn informed by their core values. As discussed, narratives not only have the power to
organize those understandings but also construct relational identities. Thus, facilitated by
narratives, causal frames in the immigration debate anchor ideologically resonant meanings
within policy positions, guiding participants in selecting identity-protective courses of action.
At the heart of the debate over immigration reform, then, lies the question of who is in and
who is out, and more precisely: Who is American?
Conceptual framework
Defining ‘American’ speaks to more than mere belonging: when discourses that form the
basis of policy draw boundaries on identity, they are legitimized and become legally
enforceable. Thus, while following structuration theory, present analysis is also rooted in
both social constructivism and constructionism. Together with a perception-driven, neo-
institutionalist view of policymaking, these approaches enable the inquiry to assume that
causal issue framing is ‘a deliberate act…to make others follow particular patterns of
signification’ (Hajer and Laws, 2008: 258), whereby policy elites ‘in their role as narrators’
can dominate, though not determine, discourse production in ways that have implications for
policy output as well as the social (Hammer, 2010: 270). Two main concepts emerge: Hajer
and Laws’ ordering devices (2008: 252-254) conceptual tools that ‘mediate between actor
and structure’ and capture how policy actors ‘allocate particular significance’ to their
interpretations; and Lascoumes and Les Gales’ political sociological approach (2007),
wherein policy is translated from dominant values and beliefs about social relations, thereby
transforming ideology into political reality.
The political sociology of policy
The political sociological approach to policymaking postulates that ordering devices reify
particular beliefs, and at the same time produce artefacts in the form of policy themselves.
The social constructivist take on policymaking emphasizes the role of problem portrayal, and
views political reality as ‘an organized universe of meanings’ derived from assumptions
‘influenced by politics and power’ (Bovens et al., 2008: 326). Furthermore, as opposed to a
strictly functionalist view of policymaking whereby measures are technical tools for meeting
objectives, Lascoumes and Les Gales (2007: 3–4,12) contend that policy instrumentation is
both product and producer of political effects:
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Every instrument constitutes a condensed form of knowledge about social control and ways of
exercising it, [thereby] organiz[ing] specific social relations…. They are bearers of values
fuelled by one interpretation of the social…, set out values and interests protected by the
state…, [and] direct social behavior.
From a social constructionist perspective, then, policies ‘incorporate differentials of power’
(Giddens, 1984: 31): by containing structures of signification, they possess a dimension of
social organization that can be institutionalized, such as when policy is signed into law. Even
when policy proposals fail, once they have entered the realm of discourse, their underlying
beliefs
are transmitted through social institutions…and day-to-day interactions [that] quickly become
part of everyday life…internalized as ‘truth’ or ‘fact’ [and] passed into the realm of ‘common
knowledge’ (Lynn and Lea, 2003: 428).
Ordering devices
Hajer and Laws (2008: 255–257) conceptualize these structures of signification as ordering
devices: beliefs, frames and narratives. In the policy sphere, belief systems ‘build societal
explanations of policy’ from a coalition of individuals with ‘clearly defined and stable value
preferences,’ informing not only their choices but their associations. In other words,
collective identities are bound together by the pursuit of core values, which produces a
‘distinctive ordering’ that bound social borders and illuminate an actor’s ‘search for a causal
theory.’ Belief systems are contained in frames, in ways that enable policy elites to
meaningfully ‘articulate and align’ events with their causal theories.
Traditional framing analysis, however, focuses on the minutiae of word choice, ‘foreclos[ing]
any examination of the broader content’ (Simon and Jerit, 2007: 256–257). A deeper analysis
of causal framing thus requires examining a higher level of ordering, the narrative. Through
emphasis, inclusion and exclusion, policy narratives are an elaborate form of framing that
provide a web of ‘evaluative commentary’ on the perceived social problem and suggest
‘recipes for change’ (Feldman et al., 2004: 148), prompting Boswell and others (2011) to term
them as ‘narratives of steering.’ Present analysis therefore seeks to specifically investigate
causal stories, which frame issues by explaining relationships of causality in a storyline that
includes characterizations and justificatory statements, and woven through the ‘symbolic
convergence’ (McGrath, 2007: 271) of perceptions between speaker and audience (see also
Stone, 2012). Indeed, Hajer and Laws (2008: 255) propose that ordering devices help
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explain social ordering by illuminating ‘elements of exchange and coalition-building,’ and
how these are tied to policy action. As ordering devices, narratives can thus extract not only
dominant assumptions, but as artefacts of structuration, can likewise reveal deeply
embedded beliefs.
Research question
Following a political sociological approach, present analysis accepts policymaking as
privileging certain actors and groups over others, ‘ordered’ through attributions of blame.
These causal theories are framed through policy narratives that, in the context of
immigration reform, promote particular notions of the national identity that not only speak
to territorial borders but also social boundaries. This study further presumes that the
‘invidious rhetoric’ (The Economist, 2013) characterizing the debate over immigration reform
results from competing interpretations of the underlying problem, themselves rooted in
different understandings of what constitutes the American identity. Given that conflict over
immigration reform is most palpable within the ranks of the Republican Party, this inquiry
seeks to uncover:
1. What causal attributions do Republicans make to frame their policy claims?
2. How do these attributions fit into beliefs about social boundaries and identity?
3. What are the implications of these attributions to hegemonic relations, and what it
means to be American?
By exploring the causal frames embedded in policy narratives, this paper hopes to empirically
converge theorizations of policy perception and causal attribution in policy studies to
structuration and framing theories located in political communications scholarship.
Furthermore, the findings hope to make explicit the underlying assumptions behind the
conflict over immigration reform, thus contributing to an understanding of how immigration
rhetoric is not only politically divisive, but can likewise shape social boundaries and what
defines ‘American’ in the 21st Century.
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METHODOLOGY
This study explores causal issue frames employed in the debate over immigration reform as
embedded in policy narratives, with a special interest in how American identity is
conceptualized, potentially carving social boundaries. Present analysis takes a top-down
perspective, given that elites ‘have special access to discourse’ and therefore leverage in
promoting their ‘preferred social cognitions’ onto the ‘public mind’ (Van Dijk, 1993: 255,280).
A narrative approach to Critical Discourse Analysis (CDA) was therefore applied to political
speeches, the ‘rhetorical scaffolding’ upon which policy actors launch their interventions
(Grube, 2010: 565), which, as acts of ‘public persuasion on public issues’ (De Landtsheer,
1998: 3), are expected to contain fuller steering narratives than other genres. This chapter
details the rationale for methodological selection as well as its limitations, and outlines the
procedures for data selection and analysis.
Research strategy
This inquiry has advanced the claim that policies are ‘translations of beliefs’ communicated
through narratives (Shanahan, Jones, et al., 2011: 540); yet as Nisbet (2010: 46) points out,
policy studies have tended to overlook ‘latent meanings…directly applicable to
understanding’ policy issues. It is therefore important to analyze not only the functional
outputs of policy, but the meanings embedded in the narratives used to frame the issue, and
to furthermore ask as Rochefort and Cobb (1994: 9) exhort: ‘who is speaking, and to what
end?’ So while policymaking is inseparable from the public, present analysis takes Van Dijk’s
(1993: 250) critical approach, focusing on ‘elites and their discursive strategies for the
maintenance of inequality,’ whether deliberate or inadvertent. Moreover, even when taking a
government-responsiveness view of decision-making, Shanahan, Jones and others maintain
that public-driven opinions will be reflected in elite narratives.
CDA is thus a natural component to a political sociological analysis of policymaking.
Qualitative methods, because they seek to shed light on the cognitions influencing the
decision-to-action process (Elliott, 2005), are especially suited for examining policymaking
as a politics of perception. Particularly, CDA’s Foucauldian roots, in which discourse is seen
as irreducible from social relations and identity, enables the examination of ordering devices
in the ‘exercise of social power’ (Van Dijk, 1993: 249) by extracting linguistic representations
of the social world that can then be identified as performing a political function, not the least
as ‘agent[s] of cultural or racial domination’ (De Landtsheer, 1998: 10; see also Matheson,
2005). Indeed, Stone (2012) argues that analyzing policy demands an examination of its
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mechanisms of inclusion and exclusion, which CDA directly addresses in seeking to unwrap
the ideologies that ‘reflect the basic aims, interests and values’ of social groups as embedded
in political discourse, and how such discourse in turn organizes social attitudes and
interactions (Van Dijk, 1993: 258; Patterson and Monroe, 1998).
If CDA is fundamentally a critique of dominant discourses and their influence on socially
shared ideologies, narrative analysis is a subset thereof, given its preoccupation with
‘conscious as well as unconscious meanings’ (Andrews et al., 2008: 3). Specifically, Narrative
Policy Analysis (NPA) ‘gets at the “why”’ of policy opinion (Shanahan, Jones, et al., 2011:
250). By uncovering the tactical selection of such ‘culturally embedded’ (Van Gorp, 2010)
values and goals in the strategic advancement of policy positions, NPA can help researchers
understand ‘complex policy controversies’ (Hajer and Laws, 2008: 260). Employed here as a
variation of framing analysis, NPA can examine ‘latent aspects’ and ‘internal structures’ of
meaning connected to the ‘web of culture’ in which the narratives are produced, thus not only
uncovering the ‘taken-for-granted beliefs’ circulating in society (Reese, 2010: 20–21,25), but
also crucially suggests the ways policy actors navigate these ‘cultural maps’ to bring their
proposed interventions ‘within the horizon of the meaningful’ (Matheson, 2005: 18). In this
way, a critical narrative approach delves into the threads, the weavers and ‘their contribution
to the cultural fabric of society’ (Elliott, 2005: 51).
Limitations
While NPA is useful in analytically deconstructing ordering devices, Fairclough (2003) warns
that the meaning-making process itself is difficult to access without complementary
audience-side research, which this inquiry is unable to perform due to resource constraints.
It is thus important to consider that this analysis cannot differentiate between how society
understands the issue in theory versus in practice, and that conclusions made herein are
‘inevitably partial’ (Fairclough, 2003: 14). Indeed, any CDA-based interpretation is
‘provisional’ because researchers are inevitably colored by their own ‘intellectual biography’
(Elliott, 2005: 154). In this way, researchers are themselves narrators positioned within a
perspective such that they are involved in mediating particular interpretations just as the
policy actors they seek to critique are involved in mediations of meaning (Elliott; Gready,
2008; Andrews, 2008).
On the other hand, because they are necessarily products of perspectives, political narratives
are uniquely useful in engaging with patterns of meaning-making (Shenhav, 2006). Shenhav
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asserts that the ‘political realities’ narratives represent can never claim to form an exclusive
truth. Consequently, narrative analysis is not concerned with external validity nor does it
need to verify internal consistency (Hajer and Laws, 2008; Feldman et al., 2004). Following
Elliott’s (2005: 148) advice then, this inquiry does not aim to ‘impose immutable or definitive
interpretations…[nor] challenge meanings,’ but attempts to expose rather than uphold beliefs
taken-for-granted in the ‘hegemonic tales’ surrounding immigration. Analytic framework
Present analysis employs a modification of the Narrative Policy Framework (NPF), a
nascent form of critical NPA that enables the study of policy debate by capturing the ‘socially
constructed elements’ to which ‘actors ascribe meaning’ (Shanahan, Jones, et al., 2011: 536).
NPF focuses specifically on the narratives deployed to solicit public attention and support,
seeking to understand the ways these ‘contain beliefs [and] mobilize citizens’ (Shanahan,
Jones, et al., 2011: 540). Unlike CDA, however, NPF is ultimately interested in the
deployment of ideologies in influencing policy outcomes rather than broader social
implications. A modified framework was tested on immigration speeches to accommodate
the latter concern while disregarding components relevant only in assessing autonomous
effects (Tan, 2013). The pilot successfully extracted identity construal and furthermore
confirmed that problem definitions are intricately linked to causal theories such that the
latter are elaborations of the former. The pilot’s weaknesses in assessing implicit assumptions
and group formations have been addressed in the final coding frame applied in this study.3
A social constructivist approach to policy analysis requires illuminating the ‘discursive space’
of policy conflict; specifically, what is discussed and what goes unnoticed (Hajer and Laws,
2008: 260). In analytic terms, these are descriptive variables and critical evaluations
scrutinized over three levels:
1. Narrative Structure (micro)
Basic narrative structures such as plotlines constitute the micro-level units of analysis.
Plots, however, are more than just the rise and fall of action; they express causality by
linking problems and solutions to characters (Elliott, 2005; Shanahan, Jones, et al.,
2011), who are cast in ‘Proto-Roles’ as agents or passive receivers of causality (Chilton,
3 See Appendix A (Coding Frame)
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2004: 53–54). In this way, characterization and causal theories are inseparable
evaluative elements. Research has found that ‘affect for characters’ can powerfully
shape opinion (Shanahan, Jones, et al., 2011: 538); speakers thus project them as
victims, heroes and villains, with the latter often portrayed to extremes in what is
termed ‘the devil shift’ (Sabatier et al., 1987).
2. Coalition-building (meso)
The above caricatures are rooted in belief systems, ‘the glue that binds’ coalitions
towards a common purpose and likewise ‘glue’ syllogisms together (Van Gorp, 2010;
Shanahan, Jones, et al., 2011: 546). These worldviews are explicitly expressed as
presuppositions (Chilton, 2004), or unspoken in enthymemes, the latter being
‘careless logical inferences’ based on cultural assumptions that both speaker and
receiver subscribe to (Feldman et al., 2004: 152). They build off each other to create
‘consensual reality’ (Chilton, 2004: 64), and can furthermore be manifested in meta-
narratives, or ‘constellation[s] of stories and non-stories’ representing ideologies at
stake in the policy debate (Hajer and Laws, 2008: 260).
Belief systems are also manoeuvred through narrative strategies. Those detailed in
NPF were matched to Benford and Snow’s (2000: 616, 624–625) frame re-alignment
processes:
a) Policy surrogates as frame bridging or linking two structurally
disconnected but ‘ideologically congruent’ issues;
b) Policy symbols as frame amplification, which ‘invigorate[s] existing values
and beliefs,’ where attributions that ‘delineate boundaries between “good” and
“evil”’ tend to be made; and
c) Counter-discourse as frame transformation, or re-aligning old
understandings to generate new meanings, potentially ‘constructing a
powerful and compelling counter-diagnosis of the problem.’
3. Social Deixis (macro)
Narrative components are anchored according to an axis with a dialectical center
plotted as the speaker (Chilton, 2004; Patterson and Monroe, 1998). As variables, the
deixis is congruent with the plot in that it provides the narrative’s temporal and
spatial settings, and flags social identities articulated by the speaker. Using the
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coalitions detected on the meso-evaluative level, the social and spatial are further
interpreted as situated within the realm of social relations such that on the macro-
evaluative level, the deixis indicates social distance (Chilton, 2004: 58).
Evaluations, according to Elliott (2005: 9), are ‘socially the most important component of the
narrative,’ the locus where actors attribute meaning and indicate response options. Van Dijk
(1993: 258) further suggests that these ‘evaluative social representations…have a schematic
form, featuring specific categories’ that bear beliefs, including about immigrants. As such,
this framework takes micro- and meso-evaluative components as constituting the causal
issue frame. The NPF facilitates these evaluations by first assessing whether characterization
and causality affirm (identify with) or threaten (oppose) the conceptualized identity, which
then enables the identification of coalitions (social identities) the speaker intends to form in
advancing their position on immigration. Because coalition-building is an exercise in defining
an ‘us,’ an Other is inevitably produced, such that the causal issue frame suggests a wide or
narrow social distance between natives and immigrants, depending on how these identities
are treated. Given NPA’s political sociological insistence on the ‘social relationality of power
and meanings’ (Hajer and Laws, 2008: 262), present analysis is interested in policy output at
the macro-level, or the institutionalization of beliefs about how immigrants belong in the
polity.
Data collection
The analyzed texts consist of seven GOP speeches, representing a spectrum of policy beliefs
on immigration from the political right. Senators were chosen over congressmen due to what
Van Dijk (1993) might argue as their possessing a wider scope of access and influence. While
three of the speeches were delivered to outside audiences whereas the rest were to Senate
peers, the corpus shares a ‘secondary audience, namely the media…and the public at large’
(Van Dijk, 1993: 275).
The senators were shortlisted based on their votes on two motions: to continue deliberation
and for passage. Senators Rubio and Graham from the Gang of Eight (vote: yea, yea)
represent those decidedly pro-reform, while three senators (vote: yea, nay) are apparent
fence-sitters: according to depictions in the media and by lobby groups,4 Senator Paul was
seen as a reform-leaner, whereas Senators Cornyn and Cruz professed to be open to passage
4 Parada, 2013, personal communication
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pending amendments. Finally, Senators Grassley and Sessions (vote: nay, nay) represent the
decidedly anti-reform section of the GOP. The speeches were collected from featured releases
on their websites and social media channels, with some recommended by their staff over e-
mail or by phone. The final corpus was selected to randomize speakers in terms of re-election
years, and to ensure representation from both border and non-border states experiencing
various immigration-related demographic trends.5
FINDINGS
In keeping with the research objectives, the findings presented here are catalogued in terms
of attributions of blame for varying definitions of the ‘immigration problem,’ explicated
through the identification of causal frames that in turn reveal conceptualizations of identity
and social boundaries.
A brief discussion of the ostensible problem is first necessary to contextualize the complexity
of the debate over reform, illuminating the crucial role cultural assumptions and political
ideologies play in characterizing the narratives’ protagonists and antagonists. The speeches
were found to concur that the status quo is unacceptable, but highlight various aspects of the
immigration system viewed as ‘broken,’ and place blame on an array of actors across the
political spectrum (Figure 1). These causal attributions are superficial, however; they do not
directly address why amnesty, lax border security or poor visa mechanisms harm Americans
and their interests. This suggests that the syllogistic leaps conceal powerful, readily shared
beliefs regarding immigrants, immigration, and what constitutes being American.
What follows, then, is a breakdown of the causal frames the selected politicians used to
advance or reject reforms, on the basis of how they see immigration as a problem, and who is
to blame. This discussion compares the treatment of belief systems and social identities –
particularizing the Self and Other (Lynn and Lea, 2003) and employing the devil shift – in
the speakers’ framing of immigration as either 1) a problem constitutive of the American
identity, 2) a political management problem, 3) problematic due to immigrants themselves,
or 4) a problem that threatens American interests.
Figure 1 – Blame Matrix for the Ostensible Problem (Broken System)
5 See Appendix B (Corpus)
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The narratives are placed in conversation with one another, capturing a snapshot of the
broader Republican discourse on immigration.
Immigration as a defining component of American identity
The idea of the United States as a nation of immigrants has been an enduring part of the
‘American Story’ not only in myth but in historical record (Fryberg et al., 2012: 107). While
fears of migrants upsetting an Anglocentric culture predates the United States’ formation as a
polity (Fraga and Segura, 2006), modern-day nationals, including 62-percent of Republicans,
do not necessarily view immigration as a ‘bad thing’ (Gallup, 2012). Seen instead as an
affirmation of identity, immigration is advocated as a good and necessary problem:
Extract 1
If they have to walk through the desert or swim a river with a kid on their back, they will come.
And that’s a testament to what we’ve done as a nation for 200 years…. America is an idea. No
one owns it. It’s not owned by race or ethnic group or any particular religion…. For 200 years
it’s grown and gotten better. We will always have a problem – as long as we keep that idea
intact – of people wanting to come here. That’s the good news. (Graham, 18 April)
to the extent that eliminating immigration poses an existential threat:
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Extract 2
Without immigration, there would be no America. And we would be just like everybody else.
(Rubio, 27 January)
The American identity is conceptualized in these extracts as constituted in a belief system, as
opposed to an ethnic polity (Hammer, 2010). Extract 1 intimates that citizenship is open to
any individual regardless of color or creed who swears ‘allegiance to [the same] constitutive
ethico-political principles’ (Mouffe, 1992: 30), here encompassed in an unstated ‘idea.’ If
coalitions are created and motivated by belief systems, then by leaving the idea ambiguous,
the speaker allows the audience to apply any belief system so as to ‘synchronize
diverse…expectations and values [into] collective action’ (Stone, 2012: 179) with the broadest
possible support (see also Hammer; Shanahan, Jones, et al., 2011). In so doing, he has
crafted an inclusive national narrative in which the Other is absorbed into and even
contributes to the improvement of the polity; however the audience chooses to conceptualize
it. Extract 2 offers a more precise notion of identity, one rooted in the ‘nation of immigrants’
meta-narrative. The speaker further suggests that immigration is elemental to American
Exceptionalism, a popular abstraction among the political right in which the United States
possesses a privileged, manifest destiny unique from any other country (Ceaser, 2012).
Particularizing the Self
Extract 3
The American dream of economic empowerment… [is] the reason why people come here…,
why they work two jobs…, why your parents gave up their own hopes and…dreams so that you
could do the things they couldn’t, so you could be what they could not be, so you could go
where they could not go, so the doors that were closed to them were open for you. Which
community in our country understands that better than ours [Hispanics], there is none. It
typifies our life. It’s who we are; it’s why we’re here. And it’s what’s made our country great.
(Rubio)
If ‘American-ness’ is embedded in belief systems, and making sense of the world ‘and our
place in it’ depends on understandings of others also occupying it (Patterson and Monroe,
1998: 322), then centrally locating immigrants in the American Story effectively weaves them
into the fabric of national identity. In the speaker’s comprehensive re-telling, separating the
United States from the rest of the world is the American Dream as pursued by the immigrant,
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an endeavor the speaker exceptionally attributes to Hispanics’ ‘core American values’ of hard
work and family-orientation (Westen, 2009: 19). The Hispanic community, popularly
associated with the immigration issue, is therefore particularized as the exceptional bearers
of the American Creed, a set of negotiable principles relating to liberty and equality under
which the nation unites (Fraga and Segura, 2006; Hammer, 2010). The speaker thus appears
to insinuate that Hispanics embody the American identity more than other ethnic groups –
possibly the Anglo majority, from whom Hispanic-Americans are rhetorically differentiated
in the preface of the speech, albeit in jest. As Billig (1985) notes, categorization does not
necessarily imply prejudice; thus, Extract 3 may simply offer a reaffirmation of belonging
within the polity. Alternatively, as Lynn and Lea (2003: 427) argue, the focus on ethnicity
may ‘encourage a sense of identity’ demarcated in ways that connote hierarchies. The speaker
is clearly presenting characters as ‘adherents to [American] principles,’ but the heroic
treatment does not indicate ‘post-ethnicism’ (Hammer, 2010: 279), which otherwise attempts
to address heritage without deference to group superiority (see also Condor, 2000). Contrary
to the social narrowing that Extracts 1 and 2 may effect, Extract 3 could threaten identity
among non-Hispanic audiences and provoke resistance to proposed integrative reforms.
Immigration as a political/management problem
In establishing commonality and cooperation between established nationals and potential
compatriots, reformist narratives reinforce the notion that immigration is not a people
problem but a political one:
Extract 4
The Republican Party…stand[s] for freedom and family values…. The vast majority of Latino
voters agree with us on in these issues but Republicans have pushed them away with harsh
rhetoric over immigration…. In our zeal for border control, we have sometimes obscured our
respect and admiration for immigrants and their contribution to America…. Many have faced
intolerance and bigotry…but through our rich history, and for many millions of immigrants
who came to America, such sacrifice and hardship was worth it. They wanted what all
Americans want—better lives for themselves, their children and grandchildren. (Paul, 14
March)
Patterson and Monroe (1998: 321) observe that narratives seeking change must also
“challenge the understanding of people within…society,” as the frame transformation in this
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extract appears to do. As in Extracts 1 to 3, the speaker depicts immigrants as members that
enrich society. He notably generalizes them to be ethnically Hispanic while interchangeably
referring to them as a voting bloc and cultural group, but always associated with a Republican
articulation of the American Creed. In this way, the speaker is constructing multiple
identities intersecting under a common political ethos, thereby creating a fluid yet substantial
political community congruent with American ideals, which, taking the belief-system
approach, connotes a collective identity. The speaker continues to build the counter-
discourse through concerted efforts to contradict stereotypes, notably reversing the role of
Hispanics/immigrants to victims of a causality performed by political peers. Agency is crucial
in storytelling due to its capacity to affect lives in ways that involve intent (Chilton, 2004;
Goffman, 1974); moreover, social acceptance ‘appears [dependent on] how closely
prospective “candidates” resemble…the “true” inhabitant’ (Lynn and Lea, 2003: 427). Thus,
by shifting blame to Republicans and describing immigrants as not only sharing native values
but also as having motivations similar to ‘all Americans,’ Extract 4 is ‘trigger[ing] a new way
of thinking about…a gridlocked problem’ (Nisbet, 2010: 44): that the trouble lies with how
the GOP has managed its politics on the issue, which coincides with the prescription to alter
the party’s views toward immigrants.
Particularizing the Other
Extract 5 The people we should be welcoming are those who are coming here to seek the American
Dream, to work hard…. If you want legal immigration improved so that we welcome high-
skilled workers, we welcome those seeking the American Dream. (Cruz, 11 June)
Some who oppose reform agree that politicians have mismanaged immigration policy, but
widely depart from the closing social distance their peers have advocated: they view the
problem as having overlooked the distinction between ‘good’ and ‘bad’ immigrants. The
implicit contrast in Extract 5 suggests that certain migrants – tacitly, the low-skilled – do not
work hard and therefore do not share the American Dream, thereby disqualifying them from
becoming part of the polity. Because outcomes tend to favor those viewed as ‘deserving and
entitled’ (Shanahan, Jones, et al., 2011: 522), portraying the problem in terms of qualities
inherent to certain types of migrants requires characterizations to that effect, and
consequently its opposite. The speaker’s discretion in selecting a ‘feature space’ (Billig, 1985)
or element of potential differentiation helps frame these stereotypes. In this case, the feature
space is a presumed exclusive possession of hard work and the American Dream, traits that
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are exaggerated through the rhetorical opposition between types of immigrants perceived to
be fundamentally different with respect to that feature space. In so doing, the speaker
particularizes some immigrants as welcome, provided they share these American values; the
prejudice lies in the unjustified assumption that only the high-skilled can identify with them.
Such evaluations are a form of social judgment made ‘about people rather than on discreet
behaviors’ (Scheufele and Tewksbury, 2007: 17). The solution calling for better border
management thus obscures a social prejudice associating certain immigrants as a category of
people with qualities considered incongruent with the ideals that constitute the national
identity, thereby making the case against their legal integration.
Immigration as a political/management problem
As noted, ‘societal perceptions’ of the beneficiaries generally determine policy support
(Rochefort and Cobb, 1994: 23). Defending restrictive decisions therefore compels the use of
‘extensive statements about the negative properties of immigration’ (Van Dijk, 1993: 267),
not least via cultural conflicts and stereotyping immigrants themselves, as the previous
extract demonstrates. Whereas in Extract 5 the speaker obscures immigrant agency, here he
dramatizes their actions through extreme acts of illegality to justify tougher border control:
Extract 6 I’ve spent real time…with people living on the border who every week have people coming in
across their property, who no longer lock their doors at home because…they just get broken
into…. Border Patrol reported 463 deaths, 549 assaults, and 1312 rescues. Let me point out
that this current system is the opposite of humane. [It] ends up having vulnerable people
coming here seeking freedom, entrusting themselves to coyotes, to drug cartels …sometimes
subject to sexual assault, to exploitation…. And when it comes to drug cartels and their role in
facilitating illegal immigration the volume is staggering. Between 2006-2013 there were 9.28
million pounds of marijuana, cocaine and methamphetamine seized in Texas alone, …two
space shuttles worth of illegal drugs seized, trafficked across the border. (Cruz)
The speaker constructs an ‘enemy in our midst’ discourse (Lynn and Lea, 2003), whereby
immigrants are portrayed as present in the here and now, inextricable from criminal activity
and unwilling to play by the rules at the natives’ expense. And while the speaker constructs
the enemy as both victim and villain, even as victims, immigrants continue to cause societal
problems. This forms the core of the speaker’s problem definition: deliberately or not,
immigrants inevitably bring with them unsavory people, behaviors and commodities. The
speaker furthermore takes pains to underline immorality, suggesting that immigrants
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threaten not only national security, but the American belief in ‘their [own] magnanimity in
pursuing a “noble course,”’ considered to be a defining feature of their exceptionalism
(Ceaser, 2012: 14). ‘Benign racism’ is thus enacted, hiding ‘behind a gloss of fairness’ while
drawing on extreme cases and categories that allows the speaker to eschew racism while
propagating it (Lynn and Lea, 2003: 435).
To paint this unsavory picture of the immigrant, the speaker plants inexplicit, ‘minimal cues’
that trigger ‘mental representations,’ cleverly affording plausible deniability in encouraging
negative stereotypes (Chilton, 2004: 122). The speaker can claim he never actually said the
number of deaths or breaking-and-entering were performed by immigrants or their
associates, just that they occurred at the border. Yet, without making explicit attributions, by
stringing together cues like ‘border,’ ‘people,’ and ‘homes broken into,’ he is suggesting a
causal connection that an uncritical audience may readily accept. For instance, the speaker
links immigrants to the ‘staggering volume’ of trafficked drugs because both cross the border,
yet no explanation as to how one facilitates the other is offered, it just is. In so doing, the
speaker is not only subliminally blaming immigrants for problems occurring along the border,
he also obscures external factors that impel what he paints to be malicious intent against
natives’ physical and symbolic security (Suro, 2009).
The Devil Shift
These ‘simplified framework[s] of illegality’ create conditions where ‘moralizing…dominate[s]
the debate’ (Suro, 2009: 19). If identity is understood as ‘a resource to set up a moral
worldview and warrant [one’s] position in it’ (Phoenix, 2008: 69), Extract 6 positions the Self
against traffickers and trespassers, as benevolent victims who are disadvantaged by
immigrants’ actions. Presenting the Self from this perspective ‘affords a greater opportunity
to maximize the sense of injustice and heighten feelings of animosity’ toward the Other (Lynn
and Lea, 2003: 437). This appears to the speaker sufficient in justifying an anti-immigrant
stance, despite a narrative incoherence that Westen (2008) posits is typical of Republican
discourse: the failure to explicate the villain’s intent. The Manichaean exaggeration of these
unexplained but nevertheless ‘malicious motives, behaviors and influence…leads to
polarization, intractability’ and inhibits reform (Shanahan, Jones, et al., 2011: 554). In devil
shifting, actors perceive their adversaries as ‘more evil than they actually are’ while
portraying themselves favorably (Sabatier et al., 1987: 450), as evident in the labeling here
(overleaf):
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Extract 7
Serious consideration must be given to amendments that strengthen our ability to remove
criminal gang members, hold perpetrators of fraud and abuse accountable…. We must be
willing to…prevent criminals and evildoers from gaining immigration benefits and ensure that
we’re improving our ability to protect our homeland…. I need to know that future lawbreakers
won’t be rewarded.... Future generations of Americans will be thankful for our efforts
to…preserve the value of one of the most sacred possessions of our people: American
citizenship. (Grassley, 11 June)
In ‘demarcating a position for [the Self] as distant…from others…described as deviant’
(Elliott, 2005: 130), the speaker manages to maintain a positive sense of identity, specified
here as citizenship. Mouffe (1992) defines citizenship as belonging to a political community
that subscribes to the same rules, or in this context, laws; Extract 7 roots American identity in
the ‘nation of laws’ meta-narrative.6 By referring to immigrants as ‘criminals and evildoers’
and ‘future lawbreakers’ within the contexts of ‘gangs,’ ‘fraud and abuse,’ and ‘homeland’
security but without the particularizations to special types of immigrants as in Extract 5, the
speaker is unequivocally inviting negative, threatening perceptions that typically lead voters
to endorse blanket exclusionary policies (Fryberg et al., 2012). As Lynn and Lea (2003: 428)
explain, because designations tend to determine ‘all subsequent interpretations of [the
designee’s] actions,’ naming categories set the boundaries of ‘apparent reality’ in ways that
facilitate prejudiced attitudes. According to devil shift theory, the degree of distortion
correlates to ‘the distance between one’s beliefs and those of [their] opponents’ (Sabatier et
al., 1987: 451); congruently, labeled repeatedly and irrevocably as threats to the rule of law,
immigrants are deemed not welcome in order to ‘preserve’ the nation’s composition.
Admittedly, Extract 7 may imply the existence of a particularized, possibly benevolent
immigrant as in Extract 5; however, no provisions are made in the text for them, if such a
typology exists to the speaker.
Immigration as against American interests
6 See Hoffer, 2010
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In a complete turnaround from the first causal frame discussed, this final set of attributions
asserts that immigration is a problem because it is in the interests of those who do not share
American values. To these speakers, blame may, though not necessarily, lie with the
immigrants themselves, but certainly with those who use immigration to advance interests
that run counter to the United States’. The speakers present immigration as a threat by
distancing particular groups from the collective identity, and bridge these notions to assaults
on the economy or to national security. The proposed solutions emphasize law enforcement
and weaken access through the border or to the job market. Nevertheless, ethnic cues persist.
In the economic frame bridge illustrated by the following extract, these cues are subsumed
under the pejorative ‘special interest groups,’ a label commonly used in Republican discourse
to delegitimize opponents, strategically applied to any group seen to undermine the perceived
common good (Anderson, 1991):
Extract 8
Powerful groups met, excluding the interests of the American people…. Even foreign countries
had a say in drafting our law.... “Mexico’s new ambassador to the US…has had a number of
meetings with the administration where the issue of immigration has come up”…. This [reform]
bill is far weaker than the 2007 legislation…rejected by the American people…. But the people
who came illegally get exactly what they wanted immediately…. They’ll be able to compete for
the jobs our husbands and sons and daughters…might be competing for out there…. The
special interests, La Raza, the unions, the corporate world, the big agriculture businesses…they
are the ones that made the agreement in this process…. What’s wrong is members of…the
United States Senate need to be representing the national interest. The people’s interests.
(Sessions, 7-8 June)
While powerful lobbies such as agribusiness are mentioned as being part of special interests,
Mexico and the Hispanic-American party La Raza are especially named, pulling ‘the fuzzy
frontiers of national identity…into sharper focus’ (Lynn and Lea, 2003: 427). The reference to
the ‘United States Senate’ indicates that identity is on the surface viewed in terms of
citizenship as in Extract 7; however, the repeated intimation of peoplehood seems to suggest
that the speaker’s concept of American identity is more deeply embedded within a specific
culture having a common interest. According to Lynn and Lea (2003: 427), ‘the language of
culture and nation…invoke[s] a “hidden racial narrative.”’ Thus, by constructing a narrative
asserting the dislodgment of US institutions from the negotiation process to make room for
foreign or foreign-sounding parties, the ‘American people’ are bounded in clear opposition to
immigrants, who are accused of serving and even benefitting from the interests of the
‘foreign’ Others. He explicates the antagonism by declaring that millions of ‘our’ family
MSc Dissertation of FELICITY P. TAN
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members are ‘immediately’ disadvantaged by the influx of immigrants, thanks to provisions
that were not only agreed between the posited anti-American interests, but were also rejected
by the native collective.
A contrast between the interests of the Self as opposed to the Other’s is likewise applied in the
following extract. Unlike the security frame in Extract 7, which blames aberrant immigrant
behavior, Extract 9 attributes causality to annihilative intent. The speaker invokes the
terrorist attacks of 11 September 2001, triggering associations with ‘rogue states that “hate
[America] and everything for which it stands”’ (Reese and Lewis, 2009: 779):
Extract 9
If we don't guarantee to the American people that we are serious about stopping the flow of
people illegally crossing our south-western or northern border for that matter, I think we
guarantee failure…. Securing our borders…became more urgent after 9/11, when we finally
realized that although we were removed from places like the Middle East, we were not
insulated by our lack of proximity to these places. So we are not safe in America just by
ourselves…we are vulnerable to attacks. (Cornyn, 11 June)
He connects immigration to the United States’ seemingly isolated cultural – and by some
accounts, existential7– conflict with the Muslim world, as cued by the mention of ‘attacks’
and ‘the Middle East.’ The image of terrorists prompted in the narrative is somehow
transported to the south-western border, to which the speaker pointedly refers in prefacing
his exposition of the immigration problem that he then immediately links to the ostensible
problem of reform: the pathway to citizenship. The juxtaposition can lead audiences to infer
that Middle Eastern terrorists are among them, and to eliminate the threat, the United States
must secure its border with Mexico. Although an absurd and arguably racist conclusion, the
incoherence is ‘neutralized…within a culturally acceptable discourse of “nation”’ (Condor,
2000: 177). Phoenix (2008: 67) contends that actors develop and rework narratives
considered key to their histories ‘to explain and justify…actions and decisions’; moreover,
Fryberg (2012) notes that activating the terrorism frame draws Americans toward leaders
who can ensure self-preservation. To rationalize his solution, then, the speaker masks
otherwise prejudiced theories about Muslims and Hispanics in Extract 9 through ‘apparently
neutral appeals to patriotism’ (Condor, 2000: 177), while clearly positioning the Self across a
wide chasm from two culturally and geographically distinct social groups portrayed as the
same.
MSc Dissertation of FELICITY P. TAN
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Discussion
These findings demonstrate how causal attributions contain beliefs about social organization,
which hinge on constructing identities and delineating their boundaries. Particularly, the
extracts reveal that among the Republican elite, reforming immigration is seen as a matter of
national survival, rendering it a defining issue of 21st Century American identity. Their views
on the same notion, however, create a scale from welcoming, whereby immigration is
essential to the national identity, to restrictive, which is consistent with previous studies
concluding anti-reformists believe immigrants ‘need to be expelled in order to preserve the
nation’ (Suro, 2009: 19). This range corresponds to social distancing that narrows with
identifications and widens with threats (Figure 2), such that ‘powerful discursive work is
accomplished’ in differentiating the Other from the Self (Lynn and Lea, 2003: 432).
Figure 2 – Frame/Social Distance across Corpus
Also consistent with existing research, this analysis finds that ‘race-neutral language’ is rare
in American political talk on immigration (Knoll et al., 2011: 449), as evident in the
7 See Center for Strategic Intelligence, 2004
MSc Dissertation of FELICITY P. TAN
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particularizations of Self and Other discussed. Worth noting is the categorization of
Hispanics in Extract 4, which corroborates Billig’s (1985: 95) assertion that classifying groups
of people is not necessarily intolerant, thus highlighting the role of language in prejudice by
treating social identities as ‘acceptable’ or ‘non-acceptable.’ Interestingly, however, not all
forms of distancing, especially devil shifts, appear to feature ethnic cues, suggesting that
American nativism may not necessarily be linked to racism, although this begs further
investigation.
Regardless of amity or animosity, all speeches attributed agency to migrants, either as active
participants in the construction of American-ness, or actively threatening or inducing threats
to the collective identity. As Stone (1989) suggests, causality situated in the realm of agency
and intent is a more powerful motivator for policy support than is passivity. Agency also
enables participants to confront specific actors responsible for events such that
characterizing immigrants as heroes or villains can help strengthen policy opinion and
therefore action (Goffman, 1974; Stone; Shanahan, McBeth, et al., 2011).
These characterizations embedded in the causal frames were utilized to affirm positions in
the socio-spatial deixis, where identities were in turn formed through attachment to belief
systems and cultural assumptions. Particularly, there was heavy use of meta-narratives
containing abstractions of the American identity, as well as enthymemes, where these notions
are tacitly negotiated. These reveal beliefs in circulation about immigrants and immigration,
since politicians are to an extent constrained to “refer to the same framework that their
constituents see as…‘political reality’” (Shenhav, 2006: 249). Benford and Snow (2000: 624)
contend that the amplification of values systems is particularly compelling in situations
where ‘constituents are strikingly different from…beneficiaries.’ This narrative strategy was
evident in extracts containing labels and stereotypes, which were found to facilitate negative
assumptions. Because these ‘hegemonic assumptions’ are implicit, they reproduce beliefs
about social organization that are difficult to openly challenge (Elliott, 2005: 146) and can
help maintain social inequality.
CONCLUSION
This paper introduced the concept of causal issue frames as a discursive tool for organizing
worldviews in the policy sphere. Following a neo-institutionalist tradition, policymaking is
seen as the manipulation of ‘problems, enemies [and] crises’ to portray a ‘series of threats
MSc Dissertation of FELICITY P. TAN
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and reassurances’ in a bid for policy support, where the struggle over causal definitions is at
the core of this ‘political spectacle’ (Gamson, 2001: 60). In-group/out-group boundaries are
delineated within culturally embedded causal issue frames, which can ‘attribute
responsibility for grievances and form the basis of a politicized collective identity’ (Drury and
Reicher, 2005: 36). In understanding the conflict over immigration reform, then, causal issue
frames can uncover notions of national identity and order social relations. Those employed in
selected speeches were identified using a narrative approach to CDA, which captured beliefs,
preferences and group alignments underlying the causal attributions made, enabling a deeper
social analysis of the policy conflict.
The analysis found causal frames to be rich sources of perceptions of social boundaries and
identity. The findings show that policy actors appear to rely heavily on characterizing
immigrants as either heroes or villains to bolster their causal theories and create coalitions
that would support their policy options. In causal frames where immigrants were vilified,
social boundaries were delineated in terms of ‘us versus them,’ whereas inclusive frames
embraced a ‘we are them’ narrative. Opponents of reform stereotyped immigrants as threats
to American values, characterizing them as bringers of ‘crime, crisis and controversy’ (Suro,
2009: 2) and thus detrimental to the nation and its sense of identity. On the other hand,
reformists cast immigrants as the backbone of the collective identity who must thus be
welcomed to preserve the polity. The discrepancy appears to stem from a conflict between
dominant belief systems: America as a nation of immigrants, of laws, and of opportunity, as
well as to some degree its sense of exceptionalism. The speakers variably invoked these meta-
narratives to gel their coalitions and trigger identity-protective responses on the basis of
these conceptualizations.
While the findings confirmed expectations that causal attributions carry beliefs about social
organization – and in the immigration context, nationhood – the assertion that policy
legitimizes discursive ordering among the public through policy could not be ascertained. As
Elliott notes, narratives’ evaluative aspects, which the analysis focused on, depend on
audience agreement. Indeed, for policy actors, the strength of a narrative lies in their
audience’s ability to fill in the blanks, but narrative analysis cannot tap into this very fillip,
leaving how audiences interpret speakers’ cues to guesswork. Furthermore, because
narratives are a ‘perpetual process of renegotiation, reconstruction and retelling’ (Andrews,
2007: 189), this study can also only offer one researcher’s perspective on the debate. Thus,
while this study has contributed to a deeper understanding of the different ways identity and
social boundaries are construed in America at this point in history, it cannot offer answers as
to whether these ultimately construct political reality today or in the future.
MSc Dissertation of FELICITY P. TAN
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Further research into audience reception is thus recommended to complement the findings
herein, in order to understand how society sees the ideas contained in elite discourse, and
whether elite positions or popular sentiment is the stronger force in directing policy. Used in
conjunction with the results of present analysis, such learnings can hopefully help
communicators erase hegemonic discourse from the policy arena and, taking a political
sociological view, from political reality.
Indeed, this study has strongly suggested that policies and the narratives justifying them are
not isolated but made in social contexts, helping contribute to a ‘social maintenance’ (Simon
and Jerit, 2007: 267) of beliefs that have implications for social relations and what it means
to be American. The findings revealed assumptions about identity, race, social boundaries
and beliefs about nation and peoplehood that can be institutionalized if the House ultimately
agrees with those who oppose immigration reform and blocks its passage into law. Hope for
inclusive policies remain, however, if Billig is right in claiming that discourse does not remain
unchanged even if tolerant views are rejected. Furthermore, as Hajer and Laws point out,
beliefs may be the foundation of social coalitions, but the narratives that carry them also have
the power to change deeply embedded beliefs. This study exposed a selection of assumptions
underlying the beliefs that bind different visions of who belongs in America in the hopes of
contributing to a more reflexive discussion of an issue fundamentally defining how – and
who – 21st Century America chooses to be.
MSc Dissertation of FELICITY P. TAN
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APPENDIX A: Coding Frame
Level of Analysis �MICRO (elements) �MESO (subsystem) �MACRO (social world) 8
Unit of Analysis P o l i c y N a r r a t i v e
^ VARIABLES (descriptive/ discussed)
Narrative structure (Plot)
^Problem ^Characters =Proto-‐Roles (P-‐Agent; P-‐patient) ^Solutions
^Belief System (explicit)
=Presupposition
+Meta-‐narratives
Deixis
=Social =Spatial =Temporal
★EVALUATION (critical/
unnoticed)
Causal issue frame
Socio-‐Spatial Deixis
= Social distancing
Narrative structure (Plot)
^Causal Theory
^Characterization
(Villains/Heroes/Victims)
^Belief System (implicit)
= Enthymemes
^Narrative Strategy
wFrame bridging wFrame amplification wFrame transformation
^Identity affirmation (identification) ^Identity threatening (opposition)
�Coalitions
*POLICY OUTPUT
*Functional Approach
^Policy beliefs ^Public opinion
*Political Sociological
Approach beliefs about social
organization
Notes: ^ present in original NPF, although may have been modified from its original place (Shanahan et al., 2011) = based on Chilton’s (2004) narrative components and modal axis ★ based on Labov and Waletzky’s evaluation model of narrative analysis (cited in Elliott, 2005, p.42) * adapted from Lascoumes and Le Gales (2007) wadapted from Benford and Snow (2000) + adapted from Hajer and Laws (2008)
8 The Macro Level in the original NPF is largely left “unspecified” but indicates analysis refering to institutional and social configurations.
APPEN
DIX A
C
oding Frame
- 3 -
APPENDIX B: Corpus
11-‐Jun9
27-‐Jun10 SENATOR STATE
BORDER
TERMEND
FOREIGN BORN POPLN IN
201111
CHANGE SINCE 2000 Speech Source
YEA
YEA
GRAHAM, Lindsey
SC
No
2015
4.70%
91%
Video Transcript Remarks on the Gang of Eight’s Immigration Reform Bill Press Briefing on April 18, 2013 Transcribed from: https://www.youtube.com/watch?v=HRdnUXeMMj0
YEA YEA RUBIO, Marco
FL Gulf 2017 19.40% 39% Press Release Hispanic Leaders Conference Keynote Speech on January 27, 2013 Retrieved from: http://www.rubio.senate.gov/public/index.cfm/2012/1/icymi-‐rubio-‐delivers-‐keynote-‐speech-‐at-‐hln-‐conference-‐in-‐miami
YEA NAY PAUL, Rand
KY No 2017 3.20% 75% News Transcript Hispanic Chamber of Commerce Conservative Political Action Conference Keynote Speech on March 14, 2013 Retrieved from: http://blogs.wsj.com/washwire/2013/03/19/text-‐of-‐rand-‐pauls-‐immigration-‐speech/
YEA NAY CRUZ, Ted
TX Mex 2019 16.40% 45% Video Transcript On Motion to Proceed to Measure S.744 in Senate Senate Floor Speech on June 11, 2013 Transcribed from: http://www.cruz.senate.gov/record.cfm?id=344031
YEA NAY CORNYN, John
TX Mex 2015 16.40% 45% Video Transcript On Motion to Proceed to Measure S.744 in Senate Senate Floor Speech on June 11, 2013 Transcribed from: http://www.youtube.com/watch?v=79-‐DHqW5MWU
NAY
NAY
SESSIONS, Jeff
AL
Gulf
2015
3.40%
85%
Video Transcript On Motion to Proceed to Measure S.744 in Senate, Staff-‐selected excerpts Senate Floor Speeches on June 7-‐8 and 11, 2013 Transcribed from: http://www.youtube.com/watch?v=c-‐mhbGPYwMk http://www.youtube.com/watch?v=fdVFjnEKapE http://www.youtube.com/watch?v=g_kMCn7-‐FWY http://www.youtube.com/watch?v=NNE0lYieVyA http://www.youtube.com/watch?v=-‐5yyvLvqI_8
NAY NAY GRASSLEY, Chuck
IA No 2017 4.40% 47% Press Release On Motion to Proceed to Measure S.744 in Senate Senate Floor Speech on June 11, 2013 Retrieved from: http://www.grassley.senate.gov/news/Article.cfm?customel_dataPageID_1502=46191
9 Source: Senate Roll-‐call vote on the Motion to Proceed to S.744 http://www.senate.gov/legislative/LIS/roll_call_lists/roll_call_vote_cfm.cfm?congress=113&session=1&vote=00147 10 Source: Senate Roll-‐call vote on the Passage of the Bill S.744 as Amended http://www.senate.gov/legislative/LIS/roll_call_lists/roll_call_vote_cfm.cfm?congress=113&session=1&vote=00168 11 Source: Migration Policy Institute http://www.migrationinformation.org/datahub/state.cfm?ID=al
- 4 -
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