IMPORTANT POINTS REGARDING SUBMISSION OF INTERNAL

PROJECTS.

1. DATE AND TIME OF SUBMISSION OF INTERNAL PROJECTS

AND VIVA – VOCE 22ND OF JULY 2017 AT 11 AM.

2. STUDENTS HAVE TO SUBMIT THE PROJECTS ON A4 SIZE

FULLSCAPE PAPER IN HANDWRITTEN FORM ONLY.

3. THEY HAVE TO REMAIN PRESENT IN PERSON.

4. THEY HAVE TO CARRY THEIR HALL TICKET OR FEE

RECEIPT (IF HALL TICKET NOT COLLECTED OR RECEIVED)

FOR THE VIVA- VOCE.

5. THEY HAVE TO WEAR FORMAL DRESS.

6. THEY HAVE TO ASSEMBLE IN THE RESPECTIVE CLASS

ROOM (AS MENTIONED ON THE WEBSITE).

7. THEY HAVE TO MAINTAIN DISCIPLINE DURING THE

PRESENTATION. ANY STUDENT FOUND MISBEHAVING MAY

BE SUSPENDED AND NECESSARY ACTION WILL BE TAKEN.

8. DISCRETION OF SUBJECT TEACHER IS FINAL AND NO CLAIM

WHATSOEVER WILL BE ENTERTAINED.

9. STUDENTS FAILING TO SUBMIT THE PROJECTS AND

APPEARING FOR VIVA-VOCE WILL BE DECLARED AS FAIL

IN THAT SUBJECT.

BFM Internal ATKT July 2017 Exam

SYBFM SEM IV

SUBJECT: Computers

Roll No: 267

1. Explain the excel functions with example: Lookup(), Vlookup() , Hlookup ()

2. Explain the concept Database and their terms present within Access

3. What is CRM? Explain in detail.

4. Explain various modules of JD Edwards.

5. Explain database models in detail.

Roll No: 266

1. Explain the term ERP in detail.

2. Explain the data types present in Access.

3. Explain the feature: Goal seek and Format as table.

4. Explain financial functions and Logical functions

5. Explain meaning of SAAS ERP in detail

SUBJECT: Commodity Derivatives

Roll No: 269

1. Define Derivative and Explain Features.

2. Distinguish between Futures and options.

3. Explain Powers and Functions of FMC.

4. Brief a note on Kabra Committee Report.

Roll No: 262

1. Explain participants in Derivative Markets.

2. Define Call Option and produce Payoff Table and Pay off graph for Call

Holder.

3. Explain the commodity- Cotton or Oil.

4. Explain the rules governing Commodity Derivative Exchange.

Roll No: 257

1. Explain the Functions of Derivative Markets.

2. Define Call Option and produce Payoff Table and Pay off graph for Call

Writer.

3. Explain the procedure for settling forward contracts at expiration.

4. Specify Option Contract Specification.

Roll No: 266

1. Distinguish OTC Derivative and Exchange Traded Derivatives.

2. Define Put Option and produce Payoff Table and Pay off graph for Put

Holder.

Short note on:

3. MCX

4. NCDEX

Roll No: 267

1. Distinguish between Forward and Futures.

2. Define Put Option and produce Payoff Table and Pay off graph for Put

Writer.

Short note on:

3. NMCE

4. Mustered and Soyabean

SUBJECT: Business Law II

Roll No: 229

1. Explain MOA.

2. Enumerate the requirements of a prospectus.

3. Explain the legal position of directors of a company.

4. Explain the circumstances under which a firm is compulsory dissolved.

Roll No: 204

1. What is Trade Mark?

2. Distinguish between LLP and Company.

3. What are the advantages of Competition Act

4. “LLP on registration is a body corporate” Comment.

Roll No: 262

1. What are the functions of trade mark?

2. Explain Consumer

3. Explain Dissolution of Firm

4. Write a note on special general meeting.

Roll No: 257

1. What is included under copyright?

2. Write a note on Annual General Meeting

3. Write a note on Prospectus

4. Explain the modes of appointment of directors.

Roll No: 266

1. What is IPR?

2. Describe BOD meeting.

3. What is the nature of IPR?

4. Explain the doctrine of ultra vires.

Roll No: 205

1. What are the effects of ultra vires transactions?

2. What is Patent?

3. Explain different types of Partnership.

4. Explain the doctrine of ‘corporate veil’.

Roll No: 267

1. What is Patent and what is not patentable?

2. Explain Copyright. What is included under copyright?

3. Explain the contents of a prospectus.

4. Features of LLP.

SUBJECT: Foreign exchange markets

Roll No: 243

1. Differentiate between Direct rates and indirect rates.

2. Explain transaction risk and translation risk.

3. What is the role of RBI in forex market in India?

4. Explain different factors affecting foreign exchange rates.

Roll No: 222

1. Explain in detail SWIFT & CHIPS.

2. Explain different types of forex order

3. Features of international forex market

4. What is Fixed Exchange rate system

Roll No: 230

1. What is Flexible Exchange rate system

2. What is Managed Float Exchange rate system

3. What is currency convertibility?

4. What is Direct rate?

Roll No: 253

1. What is indirect rate?

2. What is vehicle currency?

3. Explain in detail FERA

4. Explain in detail FEMA

Roll No: 255

1. Explain in detail FEDAI

2. Explain in detail Role of Robots in forex trading

3. What are Pro’s and Con’s of currency convertibility

4. What are Advantages of Fixed Exchange rate system?

Roll No: 262

1. What are Advantages of Flexible Exchange rate system?

2. Explain in detail Structure of forex market in India.

3. What are internal hedging techniques in risk management?

4. Explain in detail future contract.

Roll No: 257

1. Explain in detail option contract.

2. Prepare the contract specification of currency future contract.

3. Who are different participants in forex market?

4. Explain in detail speculation.

Roll No: 266

1. Explain in detail arbitrage.

2. Explain in detail bulls and bears.

3. What is Bretton woods system?

4. What is Gold Standard system?

Roll No: 267

1. What are Nostro, Vostro and Loro account?

2. What is cross rate and CHAPS?

3. Explain different types of risks in forex market.

4. Explain the purpose of forex market in India/

SUBJECT: Equity markets -2

Roll No: 247

1. Define equity markets. Explain the functions of Equity Markets.

2. State the various participants of equity markets.

3. Define Retail Investors and their role in equity markets.

4. Explain the various advantages of Dematerialization.

Roll No: 230

1. Explain Dematerialization. What are the disadvantages of

Dematerialization?

2. Explain the concept of FDI and it’s advantages.

3. Write a detailed note on FII.

4. What is volatility and Volatility Index? Explain the various causes that result

in volatility of equity markets.

Roll No: 270

1. Explain the primary functions of RBI.

2. State the objectives and composition of SEBI.

3. Enlist the various powers of SEBI.

4. What role does SEBI have to play in the Indian Capital Market?

Roll No: 229

1. What do you understand by the term Fundamental Analysis? Elaborate on

the various tools of Fundamental Analysis.

2. Give critical analysis of Fundamental Analysis.

3. What is Technical Analysis? Explain the following terms:-

(i)Open (iii)Low (v)Volume (vii)Bid

(ii)High (iv)Close (vi)Open Interest (viii)Ask

4. Undertake a critical evaluation of Technical Analysis.

Roll No: 204

1. Explain the following concepts (with diagram) :-

(i)Stock Charts (iii)Volume (v)Moving Averages

(ii)Trends (iv)Pattern and Indicators (vi)Support and Resistance

2. Discuss the Micro Factors affecting the share prices of company.

3. Discuss the Macro Factors affecting the share prices.

4. Differentiate between Fundamental and Technical Analysis.

Roll No: 262

1. With the help of diagrams explain the charting techniques:-

(i)Line Chart (ii)Bar Chart (iii)Candlestick Chart (iv)Point and Figure Chart

2. Discuss the various sources of issue of shares.

3. Discuss the 5 approaches of finding the cost of Equity Shares.

4. Explain the fundamental concept behind EMH. Describe the 3 versions of

EMH.

Roll No: 257

1. Explain the limitation of EMH. Also state the misconceptions involved in

EMH.

2. Write a detailed note on Random Walk Theory.

3. Discuss Brownian Motion and it’s features.

4. Write a note on Elliot Wave Theory. Support your answer with diagram.

Roll No: 266

1. Discuss the limitations of Brownian Motion.

2. Write a note on Stochastic Model.

3. Who is a Stock Broker? Enlist the various duties of a Stock Broker.

4. Explain the role of Stock Broker in Equity Markets.

Roll No: 205

1. Explain the registration process of a broker.

2. Explain the procedure for dealing in the stock markets.

3. What do you understand by BOLT? What are the objectives of BOLT?

4. What are the functions of BOLT?

Roll No: 267

1. What is NEAT? State the objectives of NEAT.

2. List of all the categories of shares traded in BSE and NSE.

3. Who is a member of stock market? Explain the various members of stock

markets.

4. Write a note on NSCCL.

SUBJECT: Debt markets

Roll No: 229

1. Explain the risks associated in debt instruments.

2. Explain Bond Duration. State relation between duration and volatility.

3. Explain Principal Protected ELD with diagram.

4. Explain Black Scholes formula.

5. Explain Option Greeks.

Roll No: 204

1. Write a note on Collateralised Debt Obligation(CDO).

2. Explain Bond Index. State the features of sovereign bond index.

3. Explain the relation between currency valuation and debt market.

4. Explain subprime crises. State the role of credit rating agencies in the crisis

5. Explain McCulay Duration

Roll No: 262

1. Write a note on Active bond strategy

2. Write a note on Neutral bond strategy

3. Discuss the relation between inflation and debt market

4. Write a note on Passive Bond Strategy.

5. Discuss Convexity.

Roll No : 263

1. Write a note on Mortgage Backed Security

2. Write a note on Liquidity preference theory

3. Write a note on MIBOR. Explain MIBOR construction.

4. Explain Governtment deficits and its impact on debt markets.

5. Write Immunisation strategy.

Roll no: 267

1. Explain in detail fixed income securities.

2. Explain monetary policy and its impact on debt markets.

3. Write a note on Credit Default Swap

4. Discuss shapes of yield curve

5. Explain bonds with embedded options

SUBJECT: Corporate Finance

Roll No: 226

1. Define corporate finance. Write down its features.

2. Explain the need and importance of corporate finance

3. Finance is the life blood of any business” Explain the statement.

Roll No: 247

1. Explain cost of debt

2. Explain cost of equity

3. Explain cost of preference capital

Roll No: 243

1. Explain cost of retained earnings

2. Weighted Average cost of capital

3. Explain marginal cost of capital

Roll No: 222

1. Company’s equity shares are quoted at Rs. 23. Growth rate in dividend (Rs.

2.5) is expected to be 10.5%. Find cost of equity shares.

2. Rate of interest is 9%. Tax rate is 40% find cost of debt after tax and before

tax if the face value of debentures is Rs. 1000 each.

3. Determine the Optimal debt equity mix cost of capital

Debt as % of total Cost of debt (%)

Cost of Equity

(%)

0 6 13

10 6 13

20 6 13.5

30 6.5 14

40 7 15

50 7.5 17

60 8 18

Roll No: 252

1. Dis-advantages of marginal costing

2. Break even point and Margin of safety

3. Sales are Rs. 500000, variable cost is Rs. 300000 and fixed costs are Rs.

200000. Find out PV ratio, break even point and margin of safety

Roll No: 269

1. Year Sales (Rs.) Costs (Rs.)

2015 400000 360000

2016 600000 520000

Find PV ratio, Margin ofsafety, Profit if Sales are Rs. 375000

2. For first half of the accounting year Sales are Rs. 200000, Fixed expenses

Rs. 50000 and Profit Rs. 50000. During the second half of the year, it

projected a loss of Rs. 10000. Calculate, PV ratio, BEP and MOS for the

first half of the year. Prepare the income statement for the second half

assuming selling price and fixed expenses remaining unchanged.

3. Define and explain term loan. Give its classification

Roll No: 230

1. What is moratorium?

2. Steps involved in Term loans

3. Explain wealth maximization as a decision criterion.

Roll No: 270

1. Explain the Harshad Mehta scam

2. Explain the Ketan Parekh scam

3. Explain the Multiple demat scam

Roll No: 229

1. Commercial paper

2. Certificate of Deposits

3. Explain the classification of sources of finance according to period

Roll No: 261

1. Explain equity shares as a source of finance

2. Explain preference shares as a source of finance

3. Explain debentures as a source of finance

Roll No: 204

1. Bonus shares

2. Internal sources of finance

3. Determinants of ploughing back of profits

Roll No: 225

1. What is capital structure? What are the components of capital structure?

2. What are the essentials of an optimum capiotal structure?

3. Explain indifference point

Roll No: 253

1. Net income approach

2. Net operating income approach

3. Traditional approach

Roll No: 220

1. A Ltd. needs Rs. 300 lakhs that can be funded by 12% Loan. EBIT is Rs. 12

crores, tax rate is 40%. Number of equity shares 6 lakhs. Find EPS.

2. Calculate financial BEP. Total funds Rs. 100 lakhs.

Plan Equity 10% Debt 12% Preference

A 100%

B 60% 40%

C 30% 50% 20%

Tax rate 50%

3. Define and explain capital budgeting

Roll No: 255

1. Sensitivity analysis

2. Payback period

3. Average rate of return method

Roll No. 262

4. Explain the role of treasurer

5. Explain the role of controller

6. Explain the different types of risks.

Roll No. 201

1. A company is considering to raise Rs. 300 lakhs by issue of 12%

debentures of Rs. 100 each. The debentures are to be issued at 2% discount

and would attract floatation cost is 1%. Tax rate is 30%. Find cost of debt.

2. Earnings per share is Rs. 40. Dividend payout ratio is 60%. Market price

of share is 120. It is expected that dividend will grow @ 10%. Find cost of

equity.

3. Marginal cost and marginal costing are one and the same. Do you agree with

the statement.

Roll No. 267

7. Features of marginal costing

8. Sales are 10000 units, selling price is Rs. 10 p.u. and variable cost is Rs. 7

per unit. Fixed cost is Rs. 10000. Determine break even point in units and

Margin of safety in units

9. Year Sales (Rs.) Profit (Rs.)

2015 500000 100000

2016 750000 200000

Roll No. 257

Find PV ratio, Break even point, Sales to earn a profit of Rs. 150000.

1. Fixed charge and floating charge

2. What are covenants? Explain the different types of covenants.

3. Wealth maximization is more critical than profit maximization. Explain

Roll No. 216

4. What is corporate governance? Explain its role and importance

5. Explain the Satyam scam

6. Explain the Harshad Mehta scam

Roll No. 263

7. Explain the classification of sources of finance according to ownership

8. Explain the classification of sources of finance according to source of

generation

9. Explain rights shares

Roll No. 266

10. Distinguish between preference shares and equity shares

11. Advantages of internal financing

12. Hire purchase

Roll No. 206

13. financial BEP

14. Determinants of capital structure

4. MM Approach

Roll No. 205

5. A new Co. needs Rs.300 lakhs that can be raised either by equity shares or

by equity shares of Rs. 200 lakhs and balance in 14% loan. Tax rate 40%.

Find out point of indifference.

6. Features of capital expenditure

7. Capital rationing

Roll No. 267

4. NPV method

5. Profitability index method

6. Definecost of capital. Explain its meaning

BFM Internal ATKT July 2017 Exam

SYBFM SEM III

SUBJECT: Money Market

Roll No: 229

1. Explain Money Market. Explain the types of Indian Money Market?

2. Explain the importance of Call Money market?

3. What are the advantageous of Commercial Paper?

4. Explain the Meaning and importance of Money Market?

Roll No: 253

1. Explain the types of T-Bills?

2. What are the functions of call Money market?

3. What are the deficiency currently existing in Indian Money market?

4. Explain regulatory frame work of Indian money market.

Roll No: 257

1. Write a short note on Certificate of Deposit.

2. What are the advantages of Bills of Exchange?

3. Write a note on Organised and Unorganised sector of Indian Money Market.

4. What are the tools for Regulatory power of RBI.

Roll No: 266

1. What are the functions of Money market

2. Write a note on IBP.

3. Explain FEDAI and its characteristics.

4. Discuss disadvantages of Money Market.

Roll No: 267

1. Write a note on Government dated securities.

2. Write a note on Money market mutual funds and its strengths.

3. Explain Inland, Foreign & Indigenous Bills ?

4. What are the advantages of Commercial Paper?

SUBJECT: Commodity Market

Roll No: 262

1. Brief on the Role of NABARD in Contract farming.

2. Explain the commodities – Sugar or Gold

3. Who are participants in Commodity Future Markets?

4. Explain orders in Commodity Future Trading.

SUBJECT: Business Law I

Roll No: 257

1. What are the kinds of Contract.

2. What are the essentials of Contract of Guarantee?

3. What are the essentials of Negotiable Instrument.

4. Define Contract of Sale. Explain essential features of such a contract.

5. Discuss briefly the position of minor with regard to the contracts entered

into by him.

Roll No: 266

1. Explain the essentials of Contract of Bailment.

2. Explain with example Invitation to Offer.

3. Who is an Unpaid seller?

4. What are the essential requirements of a promissory note?

5. Distinguish between Sale and Agreement to Sell.

Roll No: 267

1. What is Contract of Guarantee?

2. Define Negotiable Instrument.

3. Explain the rules regarding consideration.

4. Describe the various modes of termination of an agency.

5. What are the types of Cheque

SUBJECT: Equity Markets

Roll No: 204

1. Distinguish between Primary Market VS Secondary Market

2. Explain Red Herring prospectus & its Features.

3. Explain the Process of IPO

4. List down the functions of Stock ExchangeS

5. Define ASBA. Explain its Features

SUBJECT: Management accounting

Roll No: 243

1. Distinguish between treasurer and controller

2. Importance of financial statements

3. Wasting assets and Fictitious Assets

4. Vertical financial statements V/s Horizontal financial statements

5. Owners fund V/s Owed fund

Roll No: 253

1. Comparative financial statement

2. Commonsize statements

3. Trend analysis

4. Types of working capital

5. Working capital cycle of a trader

Roll No: 262

1. Working capital cycle of a manufacturer

2. Cash budget

3. Motives for holding cash

4. Steps in credit analysis

5. Features of Marginal costing

Roll No: 257

1. Dis-advantages of marginal costing

2. Costs associated with receivables

3. Factors affecting working capital

4. Functions of management accountant

5. What is working capital? Why is it necessary to have sufficient working

capital?

Roll No: 266

1. List different types of financial statement analysis

2. Advantages of presenting financial statement in a vertical format

3. Parties interested in financial statements

4. Horizontal financial statements

5. Vertical financial statements

Roll No: 267

1. Owners fund

2. Owed fund

3. Cash management v/s receivables management

4. Variable working capital and fixed working capital

5. Gross working capital, net working capital and negative working capital

SUBJECT: Debt market

Roll No: 204

1. What is debt market? How does it differs from equity?

2. Discuss the components of financial system

3. State any 4 advantages of investing in debt market.

4. Who are the major participants in debt market?

5. What are Government securities? State its features

Roll No: 262

1. What are Treasury bills ?State its features.

2. Discuss the concept of Time value of money.

3. What is call money market? Who are the participants in it?

4. Write a note on financial engineering.

5. Distinguish between capital market and money market.

Roll No: 266

1. What is call money market? Who are the participants in it?

2. Discuss day count convention.

3. What are bonds? Who are the issuers of bond?

4. Explain the role of Primary dealers in the debt market.

5. Explain different kind of debentures.

SUBJECT : Direct tax

Roll no. 204

1. Define the following concepts under the Income Tax Act, 1961:

a. Assessee

b. Assessment Year

2. Explain the basic conditions and additional condition of residential status?

3. Explain the provision of Income from salary in detail.

4. Mr. Tanish has provided you with the details of his income as follows.

Particulars Amount in ₹

a. Profits from a business set up in Japan, controlled from India.

40,000

b. Income from property in Mumbai, received in UK 70,000

c. Income from a USA based company received in India. 2,00,000

d. Income from shop given on rent in Japan. 50,000

e. Income from providing services Paris and deposited in Paris

80,000

f. Interest from investments held in Dubai, received in Dubai 12,000

g. Dividend received from an Australian Company 23,000

h. Dividend received from an Indian Company 17,000

i. Profits from Singapore business, wholly managed in Singapore

1,00,000

From the above information, you are required to calculate Gross Total Income for Mr.

Tanish for the AY 2016-17 if he is a –

a. Resident and Ordinarily Resident. b. Resident and Not Ordinarily Resident. c. Non-Resident.

5.Using the following information of Dr. Maithili, compute her income from profession for the AY 2016-17.

Income and Expenditure Account for the year ended 31st March, 2016

Particulars ₹ Particulars ₹

To Staff Salaries 1,20,000 By Consulting Fees 4,00,000

To Dispensary Expenses 67,500 By Visit Fees 1,00,000

To Dispensary Rent 60,000 By Gifts from Patients 40,000

To Purchase of Medicines 45,000 By Rent from House Property 1,20,000

To Income Tax 35,000 By Sale of medicines at dispensary

80,000

To Professional Fees to Doctors

22,000

To Car Expenses 36,400

To Membership Fees 2,000

To Municipal Taxes for Rented House

12,000

To Interest on Housing Loan for Rented House

18,000

To Printing Charges 4,000

To Depreciation 48,000

To Charity 1,500

To Surplus for the Year 268,600

7,40,000 7,40,000

Additional Information: a. Gifts from patients include ₹ 1,000 from her father in personal capacity. b. Depreciation as per income tax rules is ₹ 45,000.

Roll no. 257

1. Explain the provision of Income from other sources in detail.

2. Define the following concepts under the Income Tax Act, 1961:

a. Previous Year

b. Person

3. Discuss Section 80C and 80 D and its provisions.

4.Ms. Veena is a practicing lawyer, she has furnished the details of her receipts and payments account for the year ended 31st March, 2016 as follows:

Receipts ₹ Payments ₹

To balance b/f 5,000 By Computer Repairs 30,000

To Fees from clients 1,25,000 By interest on loan from UBI 12000

To Salary from College as a lecturer

45,000 By General Expenses 22,000

Income from Agricultural Land 40,000 By Office Salaries 20,000

Gifts and Presents from Clients

15,000 By Computer Stationery 10,000

To interest from P.P.F A/c 5,000 By Gifts to Staff and Client 10,000

To Gift from Mother 10,000 By Household Withdrawal (Personal)

82,000

By Membership Fees 5,000

By Income Tax Paid 20,000

By Car Expenses 10,000

By Balance c/f 24,000

2,45,000 2,45,000

Additional Information: a. Half of the car expenses were personal usage. b. The loan from UBI was taken for purchase of furniture for her own residence. c. Books worth ₹ 2,000 purchased for her son, were included in general expenses.

Compute the Income of Ms. Veena from profession.

5. Mr. Aacharya is a lecturer in a college at Mumbai. The details of his salaries and other expenses for the PY 2015-16 are as follows.

Particulars Amount in ₹

a. Basic Salary 40,000

b. Dearness Allowance (Shall be forming a part of salary) 7,000

c. City Compensatory Allowance 3,000

d. Education Allowance For his son (Exempt under the Rules @ 100 per month for 2 Children)

4,000

e. House Rent Allowance Exemption u/s 10 (13A)

6200 2400

f. Remuneration from Mumbai University for acting as an examiner

3,000

g. Remuneration from Chennai University for acting as a paper setter

500

h. Allowance per month for looking after the evening shift of the college

500

i. He incurred an expenditure for attending a seminar at Jaipur. This expenditure was reimbursed by college.

1,000

j. During the year he spent on books for teaching purposes 3,000

k. Professional Tax 1,600

Determine the taxable salary of Mr. Aacharya for the AY 2016-17.