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IN THE SHEFFIELD COUNTY COURT Claim No: B28YM485
BETWEEN:
SUSAN SWAIN Claimant
- and -
ROTHERHAM NHS FOUNDATION TRUST Defendant
JUDGMENT
Introduction
1. The Claimant is now 61 years old, having been born on the 5th May 1958. She is married
to Adrian. They have had a long married life together, facing the Claimant’s undoubted
trials without self-pity or complaint. The Defendant is the Trust responsible for the
various places at which the Claimant was treated.
2. In 2009 the Claimant had a bunion on her left big toe. The bunion needed surgery.
Surgery was performed by Mr Gary Boon, a consultant podiatric surgeon employed by
the Defendant. Mr Boon first performed surgery on the Claimant’s big toe in June 2009.
No complaint is made about that surgery. However, it was ultimately unsuccessful in
relieving the Claimant’s pain, and in 2010 she again consulted Mr Boon. That
consultation led to further surgery on 27th August 2010. That surgery was also
unsuccessful and the subsequent chain of events led to the Claimant losing first her left
great toe and then her left leg below the knee. The complaint she makes is about that
further consultation and surgery.
3. The surgery performed in August 2010 was a Keller’s Arthroplasty (Keller’s). This is a
2
procedure whereby about one third of the proximal phalanx of the great toe (in this case
the left) is excised by being dissected away from the surrounding tissue. That leaves a
gap. Although there is a dispute in this case about whether soft tissue was then
interposed in the gap, there is no dispute that this is what was intended to happen here.
The purpose is to provide a fibrous joint between the metatarsal head and the proximal
phalanx, which preserves some function, whilst stopping the pain.
4. In brief, the Claimant makes three allegations about this surgery. First, that the Keller’s
should never have been offered to her because it was so unsuitable for her that it was
negligent to offer it. Secondly, that she did not give informed consent to that surgery
because the leaflets she was given and the advice offered in consultation – itself
something about which there is a dispute of fact – was inadequate in failing to draw
attention to the likely outcome, and did not recommend the fusion operation that she
ought to have had. Thirdly, that the operation itself was negligently performed, because
the soft tissue that should have been interposed between 2 bones so as to create a false
joint and prevent painful bone on bone friction, was not interposed.
5. The Claimant says that if her first or second allegations are made out, the entirety of the
subsequent chain of events is caused by the Defendant’s negligence. Although those
allegations are not, strictly speaking, alternatives, if I were to find that the first was made
out, the second would add nothing. If I were to find in the Defendant’s favour on the
first and second allegations, the Claimant says that the negligent performance of the
operation is in any event causative because a properly performed procedure – even if
negligently offered and not genuinely consented to – would have ensured relief from
pain. The subsequent chain of events flows from the next procedure carried out – as a
direct consequence of the negligently performed procedure being negligently performed
– which in turn led to a deep lying infection, to which all the following events can be
traced. But for the negligent procedure, the Claimant would have been pain free and
3
complication free.
6. The Defendant vigorously contests every issue. The Defendant says that the operation
was a perfectly proper one to offer and is one which a respectable body of medical
opinion would have offered, this meeting the test in Bolam v Friern Hospital Management
Committee [1957] 1 WLR 582 as explained in Bolitho v City and Hackney HA [1988] AC 232.
It says that the Claimant gave fully informed consent to that procedure and that the
operation was properly performed, with the medical notes indicating – albeit not
expressly stating – that the soft tissue was interposed in the usual way.
7. The Defendant disputes causation on the basis that the operation was properly offered
did succeed. The subsequent breakdown was a foreseeable risk, not a consequence of
negligence. That, again, is based on facts that the Claimant disputes and about which I
must decide. The Defendant also posits, albeit gently, that even if the soft tissue was not
interposed, there is a study indicating that this makes no difference as to outcome.
Alternatively, the Defendant says that if the Claimant’s consent was not properly
obtained, she would, in any event, have declined any other surgery.
8. The parties have agreed quantum subject to liability and causation at £870,000.
Approach to the Evidence
9. Before setting out my findings, it is appropriate that I say something about my approach
to the evidence in this case. Both the Claimant and Mr Boon – together with the
Claimant’s husband – gave factual evidence in the case. There were, in addition, 4
volumes of factual evidence, largely consisting of the clinical notes. About half this
evidence was, in the event, irrelevant because it went to quantum, which the parties then
agreed.
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10. That means I was very much in the position of Leggatt J (as he then was) in Gestmin
SGPS S.A. v Credit Suisse (UK) Ltd [2013] EWHC 3560. As is well known, at paragraphs
15-22 he set out the modern approach to assessing evidence:
15 An obvious difficulty which affects allegations and oral evidence based on recollection of events which
occurred several years ago is the unreliability of human memory.
16 While everyone knows that memory is fallible, I do not believe that the legal system has sufficiently
absorbed the lessons of a century of psychological research into the nature of memory and the unreliability
of eyewitness testimony. One of the most important lessons of such research is that in everyday life we are
not aware of the extent to which our own and other people's memories are unreliable and believe our
memories to be more faithful than they are. Two common (and related) errors are to suppose: (1) that the
stronger and more vivid is our feeling or experience of recollection, the more likely the recollection is to be
accurate; and (2) that the more confident another person is in their recollection, the more likely their
recollection is to be accurate.
17 Underlying both these errors is a faulty model of memory as a mental record which is fixed at the
time of experience of an event and then fades (more or less slowly) over time. In fact, psychological
research has demonstrated that memories are fluid and malleable, being constantly rewritten whenever
they are retrieved. This is true even of so-called ‘flashbulb’ memories, that is memories of experiencing or
learning of a particularly shocking or traumatic event. (The very description ‘flashbulb’ memory is in fact
misleading, reflecting as it does the misconception that memory operates like a camera or other device that
makes a fixed record of an experience.) External information can intrude into a witness's memory, as
can his or her own thoughts and beliefs, and both can cause dramatic changes in recollection. Events can
come to be recalled as memories which did not happen at all or which happened to someone else (referred
to in the literature as a failure of source memory).
18 Memory is especially unreliable when it comes to recalling past beliefs. Our memories of past beliefs
are revised to make them more consistent with our present beliefs. Studies have also shown that memory
is particularly vulnerable to interference and alteration when a person is presented with new information
or suggestions about an event in circumstances where his or her memory of it is already weak due to the
passage of time.
5
19 The process of civil litigation itself subjects the memories of witnesses to powerful biases. The nature of
litigation is such that witnesses often have a stake in a particular version of events. This is obvious where
the witness is a party or has a tie of loyalty (such as an employment relationship) to a party to the
proceedings. Other, more subtle influences include allegiances created by the process of preparing a witness
statement and of coming to court to give evidence for one side in the dispute. A desire to assist, or at least
not to prejudice, the party who has called the witness or that party's lawyers, as well as a natural desire
to give a good impression in a public forum, can be significant motivating forces.
20 Considerable interference with memory is also introduced in civil litigation by the procedure of
preparing for trial. A witness is asked to make a statement, often (as in the present case) when a long
time has already elapsed since the relevant events. The statement is usually drafted for the witness by a
lawyer who is inevitably conscious of the significance for the issues in the case of what the witness does nor
does not say. The statement is made after the witness's memory has been “refreshed” by reading
documents. The documents considered often include statements of case and other argumentative material
as well as documents which the witness did not see at the time or which came into existence after the
events which he or she is being asked to recall. The statement may go through several iterations before it
is finalised. Then, usually months later, the witness will be asked to re-read his or her statement and
review documents again before giving evidence in court. The effect of this process is to establish in the mind
of the witness the matters recorded in his or her own statement and other written material, whether they
be true or false, and to cause the witness's memory of events to be based increasingly on this material and
later interpretations of it rather than on the original experience of the events.
21 It is not uncommon (and the present case was no exception) for witnesses to be asked in cross-
examination if they understand the difference between recollection and reconstruction or whether their
evidence is a genuine recollection or a reconstruction of events. Such questions are misguided in at least
two ways. First, they erroneously presuppose that there is a clear distinction between recollection and
reconstruction, when all remembering of distant events involves reconstructive processes. Second, such
questions disregard the fact that such processes are largely unconscious and that the strength, vividness
and apparent authenticity of memories is not a reliable measure of their truth.
22 In the light of these considerations, the best approach for a judge to adopt in the trial of a commercial
6
case is, in my view, to place little if any reliance at all on witnesses' recollections of what was said in
meetings and conversations, and to base factual findings on inferences drawn from the documentary
evidence and known or probable facts. This does not mean that oral testimony serves no useful purpose –
though its utility is often disproportionate to its length. But its value lies largely, as I see it, in the
opportunity which cross-examination affords to subject the documentary record to critical scrutiny and to
gauge the personality, motivations and working practices of a witness, rather than in testimony of what
the witness recalls of particular conversations and events. Above all, it is important to avoid the fallacy of
supposing that, because a witness has confidence in his or her recollection and is honest, evidence based on
that recollection provides any reliable guide to the truth.
11. To my mind, that approach is plainly applicable to this case. That is so particularly
because these events are now of considerable age, and because the Claimant has had
continual problems with her foot, leading to her current unhappy position. She has,
plainly, had numerous encounters with the medical profession both before and after this
event and Mr Boon conducted a procedure on her foot both before and after this event.
Although Mr Baker, for the Claimant, criticised the clinical records as being not so full as
they might be, there was no suggestion that they did not reflect reality, or that they were
not contemporaneous, or that they were deliberately false.
12. I conclude, therefore, that the clinical notes are likely to be the most reliable guide to the
events described within them, and that the oral accounts of the witnesses are to be
treated as secondary in terms of reliability.
13. That accords with the judgements I formed of the factual witnesses during the case. It
was plain to me that no one was attempting to mislead me, or to tell me lies. However,
that does not mean that the evidence I was given was necessarily reliable. My assessment
of the Claimant, and to a lesser extent of Mr Swain, was that the enormity of what has
happened to the Claimant has tended to overwhelm them. For example, the Claimant
7
clearly recollects bits of bone being dissected out of her foot during the operation. Mr
Boon agrees that this is what happened. However, the Claimant has decided, in her own
mind, that this is either an example of – or more likely proof of – the fact that the
operation went wrong. That is incorrect in fact, but there is no doubt that the Claimant
has that impression. Again, the Claimant’s recollection is at odds with the chronology in
the medical notes. There is no doubt in my mind that the Claimant is genuinely trying to
assist me, but, equally, no doubt that she is wrong.
14. In my view the Claimant was a vulnerable witness. Although this was not foreshadowed
in the preparation for the trial, she required frequent breaks, and those breaks were taken
every three quarters of an hour. She found more difficulty than is usual in adult witnesses
in dealing with compound questions, although she could deal adequately with tag
questions. She had evident difficulty in articulating complex formulations, frequently
defaulting to assertions that bore on only part of the answer. I am in no position to judge
the aetiology of this condition, but I note that the Claimant suffers from fits during
which she can lose physical control. Not unnaturally this upsets her and, in my
judgement, it has affected her confidence. Moreover, it was clear that the Claimant had
been warned about going off at a tangent during her evidence. Such warnings are
frequently given and I make no criticism of the practice at all. But in this case, the
Claimant was constantly apologising for, as she put it, “going on”. Again, that was both an
example of her difficulty articulating complex ideas and a further impediment to her
attempts to express them.
15. I have therefore adopted an approach to the Claimant’s evidence, which I discussed with
Ms Whittaker, for the Defendant, in final submissions and which I understood her to
accept as fair. Namely, that I would – obviously – take note of the Claimant’s evidence
of fact and reach findings as to its reliability both generally and specifically. My general
findings are recorded above. It may be necessary to return to specific findings. However,
8
I would not penalise the Claimant for not giving evidence of matters that might
otherwise constitute a lacuna in her case, unless I was satisfied that it was within the
Claimant’s capabilities to be able to understand the need for that evidence and to
articulate it whilst in the witness box.
16. Insofar as Mr Boon’s evidence is concerned I also consider that Gestmin provides the
appropriate test. Mr Boon struck me as a competent but defensive witness. He was
plainly concerned at the allegations made against him and was disturbed by them. His
notes were not of a significantly poor standard – and were not criticised as such – but
they had gaps. For example, the note says that the risks and benefits of the Keller’s
procedure were discussed on 27th July 2010 but not exactly what was said. Mr Boon
attempted to recall the conversation. The note aided him, but the details he added were
new, and it will be necessary for me to assess their reliability. Mr Boon initially placed
some reliance on the Claimant being a smoker as supporting his description of the risks
and benefits of the various options on 27th July 2010. This is capable of being a relevant
point: smoking increases the risk of non-union and everyone agreed that one option for
the Claimant was a fusion operation. But the contemporaneous note of 27th July 2010
did not mention smoking.
17. This is an example either of memory being unreliable, or of a deliberate attempt to
mislead. In my view it is not such a deliberate attempt. Not only was any such attempt
doomed to failure, but Mr Boon very quickly acknowledged the problem and conceded
that he might, in oral evidence, be giving the issue more importance than it had at the
time. That was in the face of a direct challenge that he was taking a makeweight factor
and exaggerating its importance. It was an honest response. However, it serves to
emphasise the matters to which Leggatt J (as he then was) drew attention in Gestmin.
Consequently, I have examined Mr Boon’s evidence with care against the clinical notes,
and have been cautious about accepting later explanations, unless there is something in
9
the clinical notes, which can anchor those explanations to the occasion on which the
information was supposed to have been given.
18. Insofar as the experts are concerned, I found both helpful in terms of their clinical
explanations. Mr Chell was, in my view, anxious to persuade me that his view was
correct. That is, perhaps, because the prospect that Keller’s was negligently offered was a
difficult one to advance. Mr Smith was laconic to the point of occasionally needing a
verbal prod to put his own position. But I am satisfied that both were attempting to
assist me with the expertise and personal knowledge. Mr Chell was criticised for not
referring to literature; Mr Smith for drawing too much from it. In my judgement, neither
criticism adds much, amounting to no more than the proposition that the experts might
perhaps each have approached matters a little differently. That is, as it often is, almost
certainly true. But it does not, in my judgement, serve to undermine their opinions to the
extent that I cannot rely upon them, or to assist me to prefer one to the other.
19. On this topic, I ought finally to say this: this was a complicated case. The issues
regarding negligence were multi-fold, causation is not straightforward and quantum was
complicated. The evidence was often divergent, and occasionally depended on inference.
Both counsel were of enormous assistance. The issues were presented in a clear, sensible
and straightforward way. Agreement was sought on all manner of matters, and that
agreed in respect of quantum saved an enormous amount of court time. Cross-
examination was to the point and the balance between assertively putting a case and
examining the issues was finely and properly judged. My, probably too frequent,
interruptions and questions were addressed head on. In my view, the case would have
been impossible to decide justly without proper representation, but the skills on show
went considerably further than that. It would be remiss for this Judgment not to contain
a genuine expression of gratitude and appreciation for the help I was given.
10
My Approach to the Issues.
20. In her final written submissions Ms Whittaker suggested the following order of
consideration, from which Mr Baker did not dissent. I intend to adopt that approach.
1. Was Keller’s Arthroscopy (Keller’s) an appropriate procedure per Bolam/Bolitho?
If yes, D succeeds/go to Q2.
If no, C succeeds and go to causation.
2. Did C consent, in the legal sense of that word?
If yes, go to Q3.
If no, C succeeds and go on to causation.
3. Was there a negligent failure to perform soft tissue interposition during Keller’s?
If no, D succeeds.
If yes, C succeeds and go to causation.
21. In my view, the first question is almost exclusively a matter for the experts. I remind
myself that I do not have to accept the expert evidence on any topic, but that it is likely
to be of considerable assistance to me in determining matters about which I do not
myself have any expertise. The second question is a matter of mixed fact and law. It
requires consideration of what a patient is properly to be told, a determination of what
the Claimant was told and an assessment of whether the treatment of the Claimant came
within a reasonable range. That exercise is also informed by the experts’ evidence, but no
part of it is exclusively dependant on that evidence. The third question would have been
one of expert evidence, had it not been for the agreement that the factual question of
whether the Claimant had pain immediately after the operation – or close enough to it
for the pain caused by the operation itself to have reasonably ended – will determine it.
If the Claimant had pain immediately after the operation then that pain was, it is agreed
caused by bone on bone (Mr Chell) or bone on cartilage (Mr Smith) articulation. These
are, for these purposes, the same thing, and the pain would indicate that the operation
was negligently carried out.
11
22. Insofar as causation was concerned, Ms Whittaker suggested the following, again without
dissent from Mr Baker. I intend to adopt that approach as well.
4. What would have been the outcome for C if Keller’s had not been recommended?
This depends on:
What the likely alternative treatments would have been.
The choice that C would have been likely to make.
The likely outcome of any such procedure.
5. If Keller’s treatment was a reasonable alternative, but the counselling process with
regard to it was deficient, what would C have done if provided with adequate
information? This depends on:
What an adequate warning would have been.
How such adequate warning would have impacted the choice that C would have
been likely to make.
The likely outcome of any procedure (if different from Keller’s) to which C would
have consented.
6. If soft tissue interposition was not achieved, what injuries has C suffered as a result?
This depends on:
Whether there was bone-on-bone articulation and, if so, when it began.
Whether the pain that C reported was a consequence of bone-on-bone articulation
or some other process.
Whether Keller’s with a soft tissue interposition would have achieved a painless
outcome.
23. The fourth question is largely a matter of fact. It is agreed that conservative treatment
was not a genuine option, because it could never have relieved the Claimant’s pain. Mr
Chell dissented mildly from this, but in my judgement it is plainly correct. It is agreed
that the intra-operative findings (at least) meant that a revision of the previous procedure
12
was not appropriate, because the Claimant’s joint was too damaged by arthritis. That
leaves, Keller’s, implant, fusion or, perhaps a cheilectomy. The latter was not pleaded or
really adverted to in the experts’ reports, but it made an appearance in oral evidence and
I have considered it. The issues are what the Claimant would have done and what would
have happened. That last is also an issue that divided the parties on the basis of the
burden of proof.
24. The fifth question is, again, largely a question of fact. The experts differed on the advice
to be given, but in my judgement, these were matters of emphasis rather than principle.
The issue of the burden of proof again divided the parties.
25. The sixth question resolved, as I have already said, into the question of whether the
Claimant suffered immediate post-operative pain. If so causation is made out.
26. Plainly, arriving at the actual result – whoever succeeds – does not require me to
determine all the issues. But in deference to the arguments and the parties, and in an
effort to ensure that the losing party understands the reasoning to be applied to all the
issues, I have done so.
Was Keller’s an Appropriate Procedure to Offer?
27. In my judgement, Keller’s was an appropriate procedure. On this matter, I preferred the
evidence of Mr Smith to Mr Chell for the following reasons:
a. Mr Smith told me so. He was clear that Keller’s was not a procedure he would
perform for very minor arthritic change, but he would perform it, “even for minor
arthritic change”. He agreed that particular procedures came and went in popularity,
but that does not, in my view, indicate that performing a less popular procedure is
negligent. He also agreed that Keller’s did not suit someone who was going to make
a significant functional demand on the toe, but specifically excluded the Claimant
13
from the category of those who would. Mr Smith’s answer to the point about the
literature not assisting him was, in my view persuasive. He said, “O’Doherty can be
criticised, but he does say Keller’s gives a decent result. … I tried to show that Keller’s was a
recommended procedure and had a satisfactory outcome”. I agree that the literature is capable
of supporting both those statements. And I bear in mind Lord Brown-Wilkinson’s
view in Bolitho p243 that, “I emphasise that in my view it will very seldom be right for a judge
to reach the conclusion that views genuinely held by a competent medical expert are unreasonable.
… It is only where a judge can be satisfied that the body of expert opinion cannot be logically
supported at all that such opinion will not provide the benchmark by reference to which the
Defendant’s conduct falls to be assessed.”
b. Mr Smith also pointed out that fusion was not an option in fact, because the
Claimant had refused it. I have separated this issue from the consent issue, because
– of course – if the Claimant’s consent was not properly obtained, that is the
negligence. This discussion must proceed on the basis that the consent was properly
obtained.
c. Once fusion is ruled out, the experts agreed that fusion was not an option at that
time. That would make Keller’s the only option properly left. Not only was
cheilectomy an option that arrived on the table late, but Mr Smith was clear that it
would not assist. The Claimant had both hallux rigidus (an arthritic toe) and hallux
valgus (a bent toe). Cheilectomy would not correct the latter condition. But it was
the hallux valgus that caused the Claimant to revisit Mr Boon in 2010, after the first
procedure, in 2009. As the clinical notes record (C1/1.30), “I’m smashing. I think my
toe is coming across though, I haven’t got a pain where my bunion was it’s just a bit tender across
my toe”.
d. Mr Smith considered that the combination of hallux rigidus and hallux valgus took
the Claimant out of the normal position, in which fusion would automatically have
been the first choice. In fact, he accepted – as did Mr Boon – that fusion would
have been the preferable procedure, but the Claimant had declined fusion, and
14
Keller’s would have been his alternative. Mr Smith was not confusing this issue with
that of proper consent and suggesting that a negligent option can be offered
because the non-negligent option was refused: He was specific that, “In order to
discuss Keller’s it would have to be appropriate”. It was the combination of conditions that,
in his view, contributed to that appropriateness.
e. Nor, in Mr Smith’s view, was fusion an automatic choice; even had the Claimant
wished it. The Claimant was a smoker who had regularly tried and failed to give up.
The risk of non-union was much higher in a smoker (the evidence was 2.7 times).
In Mr Smith’s view a surgeon today would not perform fusion unless the patient
stopped smoking first. That may not have been true in 2010, of course. But it is an
indication that although fusion was the first choice, it was not automatic, nor was
offering Keller’s negligent.
f. The one piece of factual evidence, which has a minor impact on my decision on this
issue, was that the Claimant had seen many clinicians since 2010. On her own
account, there was considerable criticism of the implant operation, which is not the
subject of these proceedings and which came after the Keller’s. But no other
clinician had criticised the Keller’s procedure or the fact that it was offered.
28. I have set out the Defendant’s evidence first, because the nature of the burden of proof
means that it was this evidence the Claimant had to overcome in order to succeed on
this issue. In my judgement she comprehensively failed to do so. Mr Chell made an all-
out attack on the decision to offer Keller’s. However, I did not find his evidence
persuasive for these reasons:
a. Mr Chell told me he derived his view from his experience, the outcomes on the
patients on whom he performed the procedure and the literature. On examination,
each of these supports fell away. Mr Chell did not offer the operation to those with
any degree of mobility at all. Hence, his experience cannot be a reliable guide to the
outcome of the procedure to anyone with mobility. I accept that Orthopaedic
15
surgeons may see more complicated cases, and more serious instances of difficulty,
than Podiatric Surgeons, the latter not being medically qualified. But in my
judgement Mr Chell simply gave too much weight to his own experience, in
circumstances where, objectively speaking, it offers no particularly reliable guide.
Equally, Mr Chell did not produce any literature because, “fusion is the gold standard
and Keller’s isn’t. I didn’t need to produce anything”. That, however, is not the issue. There
is no doubt that fusion was the first choice (although in these particular
circumstances it does not follow that it is the gold standard): the question was
whether Keller’s should have been offered, not whether there was a better
alternative. As I have said, the literature supports the proposition that Keller’s gives
a reasonable outcome.
b. The Claimant had ample time to direct Mr Chell to that literature by the time he
completed his liability and causation report, because that report is dated 15th August
2017, and the Defence, which specifically pleads the literature, was dated 10th
November 2016. Mr Chell’s report does not state that he had seen the Defence and
Mr Chell could not remember whether he had reviewed it or not.
c. I therefore ask myself upon what Mr Chell bases his view that offering Keller’s was
negligent, given that the literature I have seen does not support his thesis, and that
neither his experience nor the outcomes he has seen are set out in his report or are
particularly relevant. The answer is that nothing of substance supports that
assertion. Mr Chell sought to buttress his view by attacking the literature that Mr
Smith produced. He made some perfectly sensible points about the cohorts
involved in the studies and the differentiation that could be made between them
and the Claimant. But I reject without hesitation his conclusion that the literature
therefore supports his thesis. Even if the literature does not assist the Defendant, it
does not come close to proving that offering Keller’s was negligent.
d. Mr Chell’s evidence essentially came down to the proposition that because fusion
was available and the best option, nothing else would have been appropriate. He
16
sought to justify this in a variety of ways, but particularly by the argument that the
consequences of Keller’s would not have suited the Claimant and were not properly
explained to her. These are, in my judgement, really matters of consent and I
consider them under that head. Insofar as this allegation is concerned, Mr Chell
sought to argue that Keller’s was not indicated, because there was not the degree of
arthritis that justified it. As I have already said, I preferred Mr Smith’s evidence on
this issue, but in any event, the Keller’s was specifically offered to the Claimant on
the basis that it would only be performed if the conditions found intra-operatively
justified a procedure that destroyed the joint. A fusion is also such a procedure. As
Mr Chell said, “I accept there was sufficient arthritis [intra-operatively] to justify a destructive
procedure”.
e. When Mr Chell considered the two issues advanced by Mr Smith as justifying
Keller’s, namely the refusal of fusion and the combination of hallux rigidus and
hallux valgus, he seemed to me to make what amounted to concessions. He said
that where there is only hallux valgus Keller’s is a better procedure than fusion,
“because it [fusion] affects your walking ability more”. That is simply inconsistent with his
evidence that a wholly defunctioned big toe is an inevitable consequence of Keller’s.
However, it does fit with both Mr Smith’s and Mr Boon’s experience that whilst
Keller’s always produces some compromise of function, it is not a procedure that
renders a moderately active life impossible. Insofar as the refusal of fusion was
concerned, Mr Chell was adamant that refusal of fusion did not move the Claimant
into the group in which Keller’s is appropriate. The difficulty with that answer is
that it is a conclusion that proceeds from its premise, namely that Keller’s was
negligently offered. It does not actually engage with the issue of whether the
Claimant had a genuine option or not.
f. I was unpersuaded by Mr Chell’s assertion that the literature does not show that
Keller’s allowed a rapid return to normality and footwear, as Kilmartin found,
because “normal” was dependant on the cohort being studied. That is in one sense
17
obviously true, but there was nothing in the study that suggested that it treated
“normal” as outwith the regular meaning of that word. All the participants
presented with painful hallux rigidus. The authors acknowledged that the failure to
measure ability before the procedure was a weakness. But that does not entitle Mr
Chell to suppose that the ability prior to the procedure was so impaired as to mean
that the subsequent satisfaction with the procedure was meaningless and/or
supported his thesis that offering Keller’s was negligent.
29. In deference to Mr Baker’s efforts to persuade me otherwise, I deal briefly with the
points he made in his final submissions. I do not consider that Mr Smith’s retirement
from NHS practice in 2006 weakens the weight of his evidence. His evidence is not
based simply on his experience (he edited The Foot for a number of years), but on the
logic of his position. There was no evidence that matters had moved on in the 5 years or
so between Mr Smith’s retirement and the index events. Indeed, Mr Baker criticised
O’Doherty on the basis that it compared Keller’s with a 1990 fusion, where the fusion
procedure has much improved over the ensuing year. That was a justifiable criticism
because the evidence was that the procedure had changed.
30. I do agree that Mr Smith cannot rely on O’Doherty as regards the comparison between
fusion and Keller’s, and that he did so in his report (albeit regarding consent). But Mr
Smith accepted that criticism without abandoning his point that it showed that Keller’s
gave a good result. Similarly – and again as regards consent – Mr Smith accepted that his
reliance on the Mackey paper was unhelpful because it examined a different type of
Keller’s procedure to that performed on the Claimant. But that does not detract from Mr
Smith’s view that Mackey also shows that Keller’s can give a good result and that it is
helpful in considering how to treat patients with hallux valgus and hallux rigidus. The
issue is not whether Keller’s was the best choice: it is whether offering the Claimant
Keller’s was negligent.
18
31. In my view, the slightly loose wording in Mr Smith’s report was corrected in oral
evidence and Mr Smith did not seek to stand by the inappropriate conclusions. That
does not so flaw Mr Smith’s evidence as to persuade me that Mr Chell’s approach should
be preferred, first because it is only a part of Mr Smith’s evidence and secondly because
Mr Chell’s evidence is itself flawed.
32. Because I prefer the evidence of Mr Smith to Mr Chell on this issue, I reject the
allegation that offering the Claimant a Keller’s was negligent and this aspect of the
Claimant’s case fails.
Did the Claimant Consent in the Legal Sense of the Term?
33. This seemed at one stage to be the most difficult part of the case. However, because I
have determined that offering Keller’s was not negligent, the task is eased somewhat.
34. I find as a fact that the Claimant was given the leaflet dealing with the Keller’s
procedure. It is right to record that the Claimant did not remember having received it,
but the consent form records that it was given to her and I see no reason to doubt its
accuracy. I reject the criticism made of the leaflet, which seems to me to be largely after
the event and with the benefit of hindsight. The leaflets are those published by the
faculty and Mr Chell accepted in the joint report that the leaflets were of an acceptable
standard. There was an argument that what was listed as a “risk” was in fact an inevitable
outcome. That argument seems to me to be largely semantic. At no stage did the
Claimant ever express surprise that her big toe was shorter, or weak. She did not
mention it in her witness statement, in her oral evidence or in the clinical notes. There is
simply no evidence to support the proposition that the Claimant’s understanding of what
she was being told was that these “risks” were unlikely to eventuate.
19
35. My conclusion thus far means only that the form was with the Claimant on the 27th July
2010, when she signed the consent form. Mr Boon believed that it was received earlier.
He said he could not remember fusion being ruled out on the 18th May (and the notes do
not record that) but that the leaflets were given on the 18th May and that fact is recorded
in the note. The note says only “info sheets provided”, without specifying which sheets.
However, it seems clear that there was, at least, a discussion about revision surgery
(specifically mentioned in the note) and at least one other form of surgery because by
June the Claimant thought she might be in a pot.
36. It seems to me that on the balance of probabilities there was a discussion about various
types of treatment on the 18th May. The x-ray of the 13th May had been received by then,
it specifically referred to degenerative changes and it was specifically referred to in the
letter to the GP, which Mr Boon told me, and I accept, was written immediately after the
appointment. That was one of the indicators that revision of the original procedure
would not be sufficient. With that in mind, I find that the note of the 18th May did not
mean to confine “revision of surgery” to a further Scarf Akin osteotomy, but referred more
generally to further surgery. The information sheets are in my judgement those
describing the general effects of surgery and those referring to the specific operations.
The leaflet referring to Keller’s specifically mentions fusion as an alternative.
37. However, I am not prepared to find that fusion was ruled out, or that any particular
advice was given on the 18th May 2010. In my judgement, the Claimant was told that
further surgery was an option, there was a basic description of the available choices and
the Claimant was asked to read the leaflets and consider her choices. She was, I find,
given the leaflet regarding fusion as well. That is the only rational conclusion given that
fusion was an option and had not been ruled out.
38. That does not mean the Claimant understood those leaflets without more. I am satisfied
20
that she would have found it difficult to understand the options without help. That is not
because she had a problem comprehending the leaflets, or because the leaflets are
unclear or badly written, but because she was faced with a choice. As at the 18th May, as
per the clinical notes, no one had explained the choices to her. They may have outlined
the choices, but that is not the same thing. The Claimant had not received any advice.
That seems clear from the note of the 24th June 2010. It is apparent from that note that
the Claimant had not understood what, if anything, was being proposed. That is hardly
surprising. It seems that fusion (which is the only operation which would have led to her
being in a pot) was then what she may have been expecting, but that she understood
neither the procedure, nor the choices. Therefore – and properly – Ms Park did not
obtain the Claimant’s consent to anything. Instead, she arranged a review appointment
with Mr Boon.
39. At that review appointment, the Claimant is adamant that Mr Boon simply said he would
shave off some of the bone. Her husband supports her in that recollection. I cannot
accept that evidence as reliable. It is simply not a description of any procedure then
being contemplated. It might be a description of a cheilectomy, but there is no note of a
cheilectomy being offered. That is unsurprising because a cheilectomy would not correct
the hallux valgus from which the Claimant suffered. I conclude that the Claimant is mis-
remembering the conversation, importing it from a different discussion and placing it at
a time when it could not, on the balance of probabilities, have taken place.
40. To look at what was said requires consideration of the clinical note of 27th July 2010. Mr
Boon’s evidence is that he waited until after a consultation to write up his note and
dictate the letter, if any, to the GP. That accords with Mr Swain’s evidence that he did
not see Mr Boon make a note. The practice Mr Boon describes is not criticised by the
Claimant, and nor, in my judgement, should it have been. It means, however, that the
note is not necessarily a representation of the order in which matters were discussed.
21
41. The note records the X-ray of the 13th May 2010 and its result. It records a range of
movement and a pain score. When asked in cross-examination, Mr Boon thought that
the pain score related to the general level of pain, rather than that found at the extremity
of movement. I reject that evidence. It is inconsistent with the note of 18th May 2010
that tenderness was palpable over the joint and the recorded history that the joint was
very painful to touch. Neither expert said that the progression would have been so
speedy as to lead to a 10/10 pain score absent any movement at all, 2 months later. Nor
is the pain score finding consistent with Mr Boon’s evidence that he was not certain
what the arthritic changes were and so consented both eventualities – simple revision
and joint destruction. Had the pain been 10/10 absent touch, it seems to me to be more
likely than not that arthritis would have been the inevitable diagnosis. Nor was it the
Claimant’s evidence. I find that the pain was that referable to the extremes of movement.
42. The note then records that the options were repeated. I accept that this was the case, but
in my judgement this was the first occasion upon which the Claimant was offered
choices and had them explained to her by Mr Boon. The note then records the 4 choices
being nothing, injection, repeat Scarf osteotomy with Keller’s, or just Keller’s. It goes on
to say that the Claimant declined fusion and why, and that implant was not appropriate.
43. I find that the discussion about fusion preceded the discussion about the 4 options.
Nothing else makes sense. Mr Boon’s evidence was that fusion was an option. He was
not challenged about that and it was not the Claimant’s case that he deliberately or
negligently failed to offer fusion. The note only makes sense if fusion was mentioned as
an option, but the Claimant declined it, as a result of which there were only 4 options,
rather than the 5 there would otherwise have been. Equally, the note records why the
Claimant declined fusion, and the Claimant accepts at least one of those reasons. Unless
22
Mr Boon has made an extraordinarily lucky guess1, he can only have known that the
Claimant had a previous fusion in her hand if the Claimant had told him that fact.
44. Thereafter, the note records that the Claimant was given the Scarf, Keller’s and general
leaflets. Given that the Claimant agreed she had seen the fusion leaflet, that leaflet must
have been provided on the 18th May 2010. It is therefore likely on the balance of
probabilities that this was the second occasion on which the Keller’s leaflet was given to
the Claimant. The only alternative is that on the 18th May 2010 the only leaflet the
Claimant was given was the fusion leaflet. That, however, cannot be right on the balance
of probabilities because in that event the Claimant would be correct on the 24th June
2010 in her description of what would happen to her, whereas she was evidently not
thought to be correct. However, on 27th July 2010 the fusion leaflet was not given to the
Claimant again because she had declined that procedure.
45. The note records that the Claimant understood the proposed procedure having read the
advice note, and that the benefits, risks and complications were again discussed with the
Claimant. I find that the word “again” is a general reference to the earlier discussion. I do
not find that there was a previous discussion that included this level of detail. Indeed, it
is difficult to see how there could be. On 18th May 2010 Mr Boon came in to the
appointment for a short time and on the 24th June 2010 he was not there at all and Ms
Park clearly wished him to discuss these matters with the Claimant.
46. The Claimant was then taken through the consent procedure and consented to the
revision of the Scarf Akin osteotomy or Keller’s to be decided intra-operatively,
depending on the state of her arthritis. The leaflets are recorded as being provided to
her. The Claimant signed the form. Both the note and the consent form record the fact
that the Keller’s procedure was explained to the Claimant and she understood the
1 The clinical notes podiatry notes record the Claimant’s hand fracture but not its resolution – C1/1.1
23
procedure. Consistent with my approach that the clinical notes are likely to provide the
best evidence in this case I find that the notes are accurate.
47. It follows that I reject the Claimant’s evidence that she did not understand the
procedure. In my judgement the Claimant has a reasonable memory of the conversation
during the procedure in which Mr Boon informed her that he was to do the Keller’s
procedure as opposed to a further Scarf Akin procedure. She remembers him saying that
her bones were “crumbling” and I am satisfied that this equates to Mr Boon’s evidence
that he told the Claimant he had discovered arthritis, which he then depicted in picture
form on the operation note, and which Mr Chell agreed was likely to be accurate. But the
Claimant has not remembered the consultation or the consent form at all. She cannot be
correct in her recollection that Mr Boon told her he was going to shave off some bone,
because he was not going to do so.
48. Accordingly, having found that Keller’s was properly offered to the Claimant I find that
she gave an informed consent to the Keller’s procedure, having had its risks and benefits
explained to her.
49. That is not the end of this issue, because the Claimant’s case is that there is no evidence
that fusion was put forward before the other options were discussed, no evidence that
the Claimant was told it was best, that it was incumbent on Mr Boon to tell her that, and
that she would, if properly advised, have had the fusion operation. My finding that the
Claimant consented to the procedure she underwent, which was a proper one to offer to
her is not in itself determinative of the issue of whether the Claimant consented.
50. Consent, legally speaking, means an informed decision taken by the patient following a
comprehensible explanation of the material risks of the proposed treatment and a similar
explanation of any reasonable alternative treatment – see Montgomery v Lanarkshire Health
24
Board [2015] UKSC 11; Duce v Worcestershire Acute Hospitals NHS Trust [2018] EWCA Civ
1307. Because it focuses on the decision taken by the patient, or a reasonable person in
the patient’s position, it has a subjective element. As Green J pointed out in Thefaut v
Johnston [2017] EWHC 497 (QB) (§55), the extent to which the subjective element is
relevant is not always clear. In that case, at paragraphs 81-82, Green J went on to apply
paragraph 89 of Montgomery as indicating that the patient’s own (subjective) views and
reactions to matters that are typically important to individuals, but upon which they may
differ in terms of relative importance, both because of personal circumstances and
personal tolerances, should be part of the test.
51. I agree with that approach and it is the one I have adopted. I find as a fact that the
Claimant knew that fusion was an alternative. That is because of the note of 24th June
2010, which is only compatible with fusion having been discussed, because the leaflet for
Keller’s mentions fusion as an alternative, because the clinical notes say that the
Claimant rejected fusion and because the Claimant’s evidence was that she rejected
fusion.
52. I find as a fact that the Claimant was concerned about wearing high heels. I find this
because the clinical note records the concerns contemporaneously, and because the
Claimant told me so. She referred to the fusion operation in her witness statement and
made it clear that even after the Keller’s had failed she did not want a fusion because Mr
Boon told her that her toe would be permanently stiff (as would have been the case) so
she then opted for the implant.
53. In oral evidence the Claimant said she was not bothered about heels. I do not accept that
was accurate as a statement of her contemporaneous feeling. Quite apart from the fact
that it is in the note, the Claimant’s witness statement makes clear that she was a social
person and, interestingly, that she had not been out regularly between the amputation of
25
her leg (which finally stopped the pain) and 2011. She told the psychiatrist, Dr Hayes,
that before the last several years she would go out every Friday and Saturday night. The
medical notes constantly record advice to the Claimant – at least some of which she
accepts she recollects – to modify her footwear. The first operation in 2009 had as one
of its aims as expressed on the consent form, “aid footwear tolerance”. The index procedure
had as an aim, “ease with footwear”. In my judgement the Claimant was concerned to wear
footwear of her choice.
54. That was a rational perspective, and an issue about which the Claimant was entitled to be
concerned. I find that it was a factor in her choice of operation and that it should be
taken into account when considering whether she gave informed consent to the Keller’s
procedure as an alternative to fusion.
55. I also find that the Claimant was concerned about fusion because of the previous failure
(as she saw it) of the fusion operation in her hand/wrist. In evidence the Claimant said
she refused fusion and that it was offered as a choice to her. She refused it because she
knew it was bad because of her hand. She repeated a little later that she remembered
being given fusion as a choice but she didn’t want it. That was specifically in response to
the proposition that paragraph 4 of her witness statement did not mention it.
56. Moreover, later on the Claimant said she would have had a fusion if she had been told
that the Keller’s would leave her sore. She said, “I’d have had to have the fusion. The fusion
would have made the joint stiff but it doesn’t matter given the pain that I went through. It’s not just what
the operation looked like, but the pain afterwards as well. … I don’t say anything about fusion in my
witness statement because I just didn’t think of everything”. That evidence supports my view that
the Claimant was, consistent with her account to me, more concerned about the pain of
a failed fusion (a risk because she was a smoker), rather than anxious to fix her toe
without movement. Her objection to the Keller’s after the event was not that it left her
26
with limited movement, a floppy toe or, particularly, a shortened toe. Her major genuine
concern was that it did not resolve the pain. Without determining the issue of negligent
performance at this stage, the Keller’s procedure was expected to resolve the issue of
pain. No advice as to the relative merits of fusion or Keller’s would have focused on the
issue of pain, because both procedures were properly expected to resolve that issue.
57. Having found that the Claimant did have these subjective considerations and had
communicated them to Mr Boon, I turn to the Claimant’s contention that Mr Boon
ought to have told her that fusion was the best alternative. I reject that argument for two
reasons.
58. First, given the Claimant’s own wishes and rational objectives, fusion was not the best
option. This was not simply a matter of one procedure being clinically suitable and
another one not. Nor was it a matter of fusion being the “gold standard”. That
proposition is based on a person who has no particular views about the outcome of the
procedure or particular priorities thereafter. The Claimant had a concern about fusion
not working and the pain it would cause. She wanted to wear heels after the procedure.
The phrase “gold standard” is inapplicable in this particular case. It was not
unreasonable for Mr Boon to conclude that Keller’s was an appropriate procedure for
the Claimant, and the best procedure in view of her refusal of fusion, and to couch his
advice to take account of that conclusion.
59. Secondly, I am not persuaded that fusion was the first choice by such a distance as to
require Mr Boon to seek to dissuade the Claimant from that procedure into one the
Claimant had positively rejected. As Mr Smith pointed out, at the time that Mr Boon
would have provided this advice, it would have been on the basis that the Keller’s was
capable of dealing with the hallux valgus and the hallux rigidus, providing the Claimant
with a reasonable chance of activity afterwards, and the ability to dress as she wished.
27
The fusion would fix the toe. Both operations would resolve the pain. Fusion was a
better choice because it was less prone to break down, but the Claimant believed it
would break down. In my judgement Mr Boon did not err in not seeking to persuade the
Claimant to change her mind. The relative merits of the procedures did not justify such
an attempt, both because patient autonomy was important and because the Claimant
would have felt pressured into a procedure she did not want.
60. In my judgement, the Claimant refused fusion because she felt the procedure would not
work, would leave her unable to wear heels and would cause pain because in her
experience that is what fusion did. Absent pain, the Claimant would have preferred the
toe to be flexible. Given those subjective desires and priorities it seems to me inevitable
that the Claimant chose the Keller’s procedure and rejected fusion for rational reasons of
her own. It was not incumbent on Mr Boon to seek to persuade her otherwise, and his
failure to do so did not negative her consent.
61. Nor do I accept that the Claimant would then have chosen fusion. As I have found, she
rejected fusion for reasonable reasons of her own. In my judgement, what Mr Boon
could have said – even had he referred to fusion as the gold standard – would not have
persuaded the Claimant to alter her view. Mr Baker’s case on this was that most patients
would follow clinical advice. That rather begs the question of whether Mr Boon should
have advised positively that the Claimant should have fusion, rather than present it as an
alternative or the best alternative. I think that is over-generous to the Claimant, but even
so I do not accept the submission.
62. Throughout her contact with Mr Boon the Claimant had been advised to stop smoking.
She had not done so, although I accept she had tried. She had consistently been advised
about footwear and she had consistently attended appointments in footwear that meant
that the advice was repeated.
28
63. The Claimant told me that the only occasion that happened was the one recorded in the
medical notes where she had attended in narrow boots. That would mean that on all
other occasions the advice was given even though the Claimant was wearing appropriate
footwear. I do not accept that was correct. The clinical note of 13th May 2010 records
the Claimant as complaining that she did not even go to the pub because she could not
wear nice shoes and that she was advised to modify her footwear. It seems to me that
the most likely explanation is that the Claimant thought the footwear she was compelled
to wear was unacceptably dowdy, and the clinicians thought it was unsuitable. The advice
to modify footwear was also given on 14th July 2009 and 12th May 2010.
64. The Claimant’s own evidence to me was that she would have had fusion if she had been
told the Keller’s would leave her in pain. Given that she would never have been told
that, it follows that there is no evidence from the Claimant to support the contention
that she would have chosen fusion over Keller’s. In my judgement, the Claimant had
decided what she wanted to do. Of course, had she been told that there was no
alternative to fusion, or that only fusion would work, her choice may have been
different. But there was no requirement to tell her those things because they were not
proper advice.
65. I conclude, therefore that the Claimant did give legal consent to the Keller’s procedure,
having been offered the opportunity to make an informed choice, and made that choice
in reliance on what she had been told, applying those things to her own chosen priorities
and doing so rationally, in circumstances in which what she had been told was
reasonable.
Was the Operation Negligently Performed?
66. As I have said, this resolves to the factual question of whether the Claimant experienced
29
pain straight after the operation, or after the time at which the immediate post-operative
pain would have been expected to subside.
67. According to the leaflet the Claimant was given, the foot would start to return to normal
between 2 and 8 weeks after surgery, although it might still be swollen at the end of a
day. Sport can be considered after 12 weeks. It is clearly the case, therefore that pain
after 12 weeks would be concerning and that the Claimant should have been virtually
pain free within around 6 weeks.
68. The post operative checks show that the Claimant was taking analgesics 7 days after the
procedure and not 14 days after. Thereafter one turns to the GP notes. These show that
between the procedure and her complaint of pain to Mr Boon in March 2011 (the six
month review), the Claimant attended her GP on 24th September 2010; 14th January
2011; 31st January 2011; and 14th February 2011. On each occasion a history was taken.
On no occasion did the Claimant complain of pain in her foot.
69. On 24th September – 4 weeks after the operation – the Claimant complained of back
pain and was prescribed tramadol. She was to take one 3 times a day and was given a
supply for 20 days. Tramadol would have had an analgesic effect, which would have
ceased on 14th October 2010, about 7 weeks after the operation.
70. On 14th January 2011 the Claimant complained of abdominal pain. It may be that the
foot pain would not have been mentioned. On 31st January the complaint was of
headaches. A full history was taken and the abdominal pain was mentioned again. This
was not connected to the headaches and I conclude that it is unlikely the Claimant was
then suffering from foot pain if she was asked about any other issues. Of course, it is
possible the Claimant could simply have been asked about the abdominal pain.
30
71. On 10th March 2011 the Claimant went to the foot clinic and complained of pain when
she walked. She was wearing narrow, short slip on boots – unsuitable footwear because
the boots were both narrow and slip on. On 12th May the Claimant complained that it
still hurt and she could not wear heels. On this occasion she was wearing sandals. X-ray
showed an attenuated gap at the Keller’s site and everyone is agreed that would account
for the pain at that stage. On 31st May 2011 the Claimant attended the foot clinic again
wearing broad flat shoes (a further indication that previous visits had not been in such
footwear, as it appears to be the practice to record appropriate footwear in the notes)
complaining of pain and saying she was taking paracetamol instead of tramadol as the
tramadol had been stopped because of the seizures from which she was by then
suffering.
72. On the basis of those notes it seems to me more likely than not that the Claimant did
not experience pain immediately after the operation and, consequently, that the
operation was not performed negligently. That accords with Mr Boon’s own evidence of
his regular practice and the use of the mattress stitch, which has the effect of bringing
soft tissue into the gap. The lack of any complaint of pain, the alteration in footwear
between March and May 2011, and the fact that paracetamol was being used in May
2011 all suggest a relatively recent pain which was susceptible to basic analgesics. The
Claimant had not taken tramadol since October 2010. It is right to record that Mr Swain
said the Claimant tended to take his co-codamol, but he was not specific about timings
and the Claimant did not mention this at the relevant time. In my view, had co-codamol
helped and paracetamol did not help she would have asked her GP or the foot clinic for
something stronger at the same time that she mentioned tramadol. Mr Boon had
previously asked the GP to prescribe specific medication and there is no reason to
suspect he would not have done so on another occasion had he been asked to do so.
73. On the evidence I am simply not able to find that the Claimant was in pain immediately
31
after the operation. The clinical notes suggest otherwise. The Claimant’s evidence on this
point was vague and mixed up different timings and events. I am sure that it was an
honest account but it was not a reliable one. The Claimant has simply been through too
much to be able to accurately recollect these matters. In my judgement Mr Boon
performed the operation to a reasonable standard and not negligently.
Causation
74. So that it is clear, I set out my findings on causation briefly, in the event that the
Claimant wishes to take this matter further and is granted permission to do so.
75. If Keller’s had not been recommended I find as a fact that for the reasons I have already
explained the Claimant did not want a fusion and would have had an implant. That was,
in fact, the choice she made when the Keller’s broke down. The likely outcome of that
procedure would have been successful, at least in the short term (the evidence does not
permit a further finding thereafter). The Claimant has been dreadfully unfortunate: most
procedures succeed.
76. The reason for this finding is that, for the reasons I have already explained, I find that
even with adequate information – assuming that the information I have found was
adequate was supplemented by a strong recommendation to have fusion – the Claimant
would have rejected fusion in favour of an implant. In my judgement, the Claimant
would have opted for fusion only if told that nothing else would work, or if offered no
other choice. Absent that, and absent Keller’s she would have opted for an implant.
77. If the Keller’s procedure had been negligently carried out then, in my view, the entirety
of the Claimant’s subsequent injuries would have flowed from that negligence. It is
correct that sometimes soft tissue interposition is not carried out, but Mr Boon intended
to carry it out and said he did carry it out. Although other theses were tentatively
32
advanced for the pain, the consensus between the experts was that pain immediately
after the operation would have meant it had not been carried out properly and had failed
to achieve its objective. It would therefore follow that the Claimant then required the
implant. As a matter of fact the implant led to non-negligent infection and then to all the
other sequalae from which the Claimant has suffered.
Conclusion
78. In the light of my findings the claim must fail. I am told that costs follow the event and,
unless that is incorrect, I assume that Ms Whittaker’s will draft the order and will include
such a provision, which will be agreed by the Claimant. If the draft order is then
submitted to me I will ensure that it is sealed. Judgment will be handed down on the 19th
June 2019. If that changes I will endeavour to ensure that the Court keeps the parties
informed.
79. Of course the Claimant will be upset and unhappy with this result. Of course, that may
mean that she regards any observations on my part as unwanted and unnecessary. But,
nonetheless, it would not be right for me to leave this matter without expressing two
things. First, that my conclusion that Mr Boon was not negligent does not in any way
affect my genuine sympathy for the appalling events to which the Claimant has been
subject. That she has asked whether anyone was to blame for what is, otherwise, the
cruellest series of misfortunes, is eminently understandable and natural.
80. Secondly, my admiration for the way that the Claimant has coped with these unhappy
events. There was little if any trace of self-pity in her evidence. She did not seek to take
advantage of her obvious difficulties. She was stoic and open. She cooperated with Ms
Whittaker’s questions without avoiding them and was always polite. She has, throughout
been brave and, if she is proud of the way she has dealt with events then, in my opinion,
she has every right to be. Her relationship with Mr Swain is one that is obviously
33
mutually supportive and happy, which is an enormous credit to both of them in these
circumstances. She has many friends, which is both unsurprising and a reflection of the
way in which she deals with adversity. No one, including myself, could wish her anything
but well, even if the conclusions to which I have come in applying the law to the facts
might seem to suggest otherwise.