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INDEX OF DOCUMENTS
Sr.No.
Brief Significance of the Document Page No.
KYC form - Document captures the basic information about theconstituent along with an instruction/check list for filling KYC form.
Document detailing the rate / amount of brokerage and other chargeslevied on the client for Demat Account
Additional KYC details for opening a demat account
Rights and Obligations of Beneficial Owner and Depository Participantas prescribed by SEBI and Depositories
Power of Attorney provided to broker to facilitate payin of securities andother authorizations.
Account Opening Form1.
Name of the Document
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
1-6
11Tariff sheet2.
Application for Demat Account
VOLUNTARY DOCUMENTS AS PROVIDED BY DEPOSITORY PARTICIPANT
7-10
Rights and Obligations of Beneficial
Owner and Depository Participant
Power of Attorney
12-13
14-15
3.
4.
5.
6. Voluntary DocumentDeclaration of Mobile Number 16
Family Declaration - Email / Mobile Updation in Family Codes 17
Motilal Oswal Securities Limited
BSE-INB011041257-30-Sep-2000
BSE-INF011041257-23-May-2000
BSE-CD-16-Jan-2014
NSE -INB231041238 - 16-Mar-1999
NSE -INF231041238 - 06-Jun-2000
NSE -INE231041238 - 17-Jan -2013
MCX-SX- INB261041231 - 17-Jan -2013
MCX-SX- INF261041231 - 17-Jan -2013
MCX-SX- INE261041231 - 17-Jan -2013
CDSL-IN-DP-09-99 - 12-Apr-1999
Name of stock broker/tradingmember/clearing member
SEBI Registration No. and date
For any grievance / dispute please contact stock broker (Motilal Oswal Securities Limited) at the above address or Email id [email protected] stock broking related dispute or [email protected] for DP related dispute or can speak on Phone No. 91-22-30801000. In case notsatisfied with the response, please contact BSE at [email protected] and Phone no. 91-22-22728097 and NSE at [email protected] and Phone no. +91-22-26598190 and MCX - SX at [email protected] and Phone no. +91-22-67318933 / 9000
Name of COO
Name of compliance officer Mr. Neeraj Agarwal Ph: +91-22-30801000 Email Id: [email protected]
Mr. Ajay Menon Ph: +91-22-30801000 Email Id: [email protected]
NSDL-IN-DP-NSDL-152-2000-24-July-2000
Motilal Oswal Tower, Rahimtullah Sayani Road, Opposite Parel ST Depot, Prabhadevi, Mumbai-400025.
Ph: +91-22- Fax: +91-22- Website: www.motilaloswal.com39804200 33124997Registered Office Address
Palm Spring Centre, 2nd Floor, Palm Court Complex, New Link Road, Malad (West), Mumbai - 400 064.Ph: +91-22-30801000 Fax: +91-22-28449002 Website: www.motilaloswal.com
Correspondence Office Address
TRADING & DEMAT ACCOUNT CHECKLIST (INDIVIDUAL / NRI) - VERSION 1.8.1
Required Validation
Proofs
ID Details Address Details Bank Details
Name Sign Photo Bank Name& A/c No.
MICR / IFSCCode
PAN Card
Passport
Driving Licence
Ration Card
Telephone Bill
Electricity Bill
Cancelled Cheque
Bank Verification Letter
*
*
**
**
Voter ID
UID (Aadhaar)
Bank Statement
Bank Passbook
(Original)
(Mobile bill not accepted)
(With Client name &A/c No. Printed)
#
##
�
�
�
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Abbreviations :
PROOF FOR EXISTING DEMAT ACCOUNT HOLDERS
DP Statement
1. Clients name & DP A/c No. on the proof of DP should match with that mentioned in the account opening form.
2. DP statement should clearly show DP ID & Client ID.
3. For E-Broking clients, Demat A/c should be opened with MODES only with POA.
PROOFS FOR NRI (NON RESIDENT INDIAN)
1. PAN card
2. Valid Passport / PIO Card / OCI Card as proof of Identity. Proof of Foreign Address and Indian Address (If any)
3. Bank A/c should be either Repatriable Bank A/c for NRE OR Non-Repatriable A/c for NRO Status.
4. Proof of Demat Account should be only with NRI status.
5. Permission for dealing in securities from Authorized Dealer (Bank) / RBI.
PROOF OF FINANCIAL DETAILS, (for clients who wish to trade in F&O)any one
Copy of Annual Accounts�
Demat Holding Statement
Copy of Income Tax Return�
Networth Certificate� �
Copy of Form 16 (Salary Certificate)�
Bank Statements for last 6 months�
� Client Master Report (CMR)�
�
�
�
�
� � � � � � �
�
�
�
�
�
�
� �
�
� �
��
1) The Proof should be valid on the DATE of agreement.2) The Proof should not be more than 3 months old.
*
**
3) Bank Statement should be original and of latest quarter. It should have Bank Manager's Stamp & Sign, if originalstationery is not available.
4) Bank Passbook should have Bank Manager's Stamp & Sign if it is hand written.
#
##
CorrespondenceAddress
PermanentAddress
� �
WATCH OUTS / LAST MINUTE REVISION
1. TheA/c opening form is filled properly in BLACK INK and BLOCK LETTERS ONLY and do have :a. Clients Name and Signature at 6 places marked in Grey color.b. Joint holders signature will be required against the symbols.c. Address - as it appears on the address proof. In case permanent & Correspondence addresses are different,
make sure to provide address proof for both of them.d. Witness signature at 4 places marked in Light Grey color.e. N.A. mentioned at all places not applicable to the client.
2. White ink is not allowed either on form or on agreement.All corrections to be countersigned with full signature.3. All proofs, photographs and signature on the form should be clearly visible and should be self attested by client.4. In Person Verification, PAN & Document verification from original has to be done by SEBI registered Sub-broker /
Authorised Person only.5. In case of DP in joint names, all the proofs - PAN card and address proof - should be provided for the 2nd & 3rd
Holder also
.
CH
EC
KL
IST
TA
BL
E F
OR
AC
CO
UN
T O
PE
NIN
GIm
po
rtan
t N
ote
s:*
Req
uire
men
ts a
re a
s pe
r C
DS
L, C
VL
and
SE
BI g
uide
lines
#A
ctiv
atio
n is
the
date
pos
t Obj
ectio
n cl
eara
nce(
if an
y)
If P
RO
OF
TY
PE
is s
ub
mit
ted
as b
elo
w, th
en
it
sh
ou
ld f
ulf
ill th
e m
en
tio
ned
cri
teri
a's
PR
OO
F T
YP
ER
EQ
UIR
EM
EN
TS
*ID
PR
OO
FA
DD
RE
SS
PR
OO
FS
IGN
AT
UR
E P
RO
OF
BA
NK
PR
OO
F
PA
N C
ard
Passp
ort
Dri
vin
g L
icen
ce
Vo
ter
ID
Aad
har
Rati
on
Card
Tele
ph
on
e B
ills
/E
lectr
icit
y B
ill/
Gas B
ill/
Mo
bile B
ill
NA
Sig
natu
re s
hould
be c
learly
visi
ble
and s
hould
matc
h
•
Sig
natu
re s
hould
be c
learly
visi
ble
and s
hould
matc
h
•A
ddre
ss m
entio
ned in
pass
port
should
matc
h w
ith the a
ddre
ssm
entio
ned in
KY
C
•
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
Colo
ure
d P
hoto
copy
pre
ferr
ed
•
Photo
copy
of N
am
e a
nd
Addre
ss p
age
(2 p
ages)
Colo
ure
d P
hoto
copy
pre
ferr
ed
• •
Colo
ure
d P
hoto
copy
pre
ferr
ed o
fA
adhar
Card
(fr
ont and r
eve
rse)
• •
Photo
copy
of N
am
e/A
ddre
ss a
nd
Fam
ily m
em
bers
list
page (
2 p
ages)
•
The P
roof sh
ould
not be m
ore
than
3 m
onth
s old
Should
be v
alid
for
next
10 d
ays
post
Act
ivatio
n#
Gas
Cyl
inder
bill
/rece
ipt and M
obile
Bill
not acc
epta
ble
• • •
Photo
copy
of N
am
e a
nd
Addre
ss p
age
(2 p
ages)
Valid
for
atle
ast
next
TW
O m
onth
s fr
om
the d
ate
of A
ccount
Act
ivatio
n#
• •
Photo
copy
of N
am
e a
nd
Addre
ss p
age
(2 p
ages)
Valid
for
atle
ast
next
TW
O m
onth
s fr
om
the d
ate
of A
ccount
Act
ivatio
n#
Learn
ing L
icense
is N
ot A
ccepta
ble
• • •
Sig
natu
re s
hould
be c
learly
visi
ble
and s
hould
matc
h
•A
dd
ress
me
ntio
ne
d in
Drivi
ng
Lic
en
ce s
ho
uld
ma
tch
with
th
e a
dd
ress
me
ntio
ne
d in
KY
C
•
Ad
dre
ss m
en
tion
ed
in V
ote
r Id
\sh
ou
ld m
atc
h w
ith t
he
ad
dre
ssm
en
tion
ed
in K
YC
•
Ad
dre
ss m
en
tion
ed
inA
ad
ha
rca
rd s
ho
uld
ma
tch
with
th
ea
dd
ress
me
ntio
ne
d in
KY
C
•
Ad
dre
ss m
en
tion
ed
in R
atio
nC
ard
sh
ou
ld m
atc
h w
ith t
he
ad
dre
ss m
en
tion
ed
in K
YC
•
Ban
k S
tate
men
tO
rigin
al B
ank
Sta
tem
ent
Late
st q
uart
er
(3 m
onth
s tr
ansa
ctio
ns)
.B
ank
Attest
atio
n is
Mandato
ry w
here
the B
ank
state
ment does
not co
nta
inpre
-printe
d B
ank
logo, addre
ss a
nd
oth
er
rele
vant deta
ils a
bout th
e B
ank.
(Bank
Attest
atio
n s
hould
conta
inA
uth
orize
d s
ignato
ry o
f B
ank
with
Nam
eand E
mplo
yee C
ode a
nd B
ank
seal)
• •
Nam
e,P
hoto
gra
ph, D
ate
of B
irth
should
matc
hS
ignatu
re s
hould
be c
learly
visi
ble
• •
Nam
e,P
hoto
gra
ph s
hould
matc
h
•
Nam
e,P
hoto
gra
ph s
hould
matc
h
•
NA
NA
Nam
e,P
hoto
gra
ph, D
ate
of B
irth
should
matc
hS
ignatu
re s
hould
be c
learly
visi
ble
• •
Nam
e,P
hoto
gra
ph, D
ate
of B
irth
should
matc
hS
ignatu
re s
hould
be c
learly
visi
ble
• •
NA
Ad
dre
ss m
en
tion
ed
inB
an
k S
tate
me
nt
sho
uld
ma
tch
with
th
e a
dd
ress
me
ntio
ne
d in
KY
C
•T
he
belo
wsh
ould
matc
hw
ithth
edeta
ilsm
entio
ned
inK
YC
Acc
ount hold
er
Nam
eB
ank
Acc
ount N
oB
ank
Acc
ountTyp
e[S
avi
ngs/
Curr
ent]
•N
A
•
• • •
Ad
dre
ss m
en
tion
ed
inTe
lep
ho
ne
/Ele
ctric
Bill
s sh
ou
ldm
atc
h w
ith t
he
a
dd
ress
me
ntio
ne
d in
KY
C
•
Mot
ilal O
swal
Sec
uriti
es L
imite
d
Please tear this page here for your personal reference
Ban
kV
erif
icat
ion
Let
ter
Ban
k's
orig
inal
Let
ter
head
Ban
kA
ttest
atio
n sh
ould
con
tain
Aut
horiz
ed s
igna
tory
of B
ank
with
Nam
ean
d E
mpl
oyee
Cod
e an
d B
ank
seal
Clie
nt N
ame,
Acc
ount
Num
ber,
Add
ress
,S
igna
ture
,Acc
ount
Type
, IF
SC
, MIC
R(f
orm
at a
vaila
ble
in W
IRE
>do
wnl
oad
optio
n
• •
Clie
nt's
late
st p
hoto
sho
uld
beat
test
ed b
y B
ank
Clie
nt N
ame
Ban
kA
/c n
oA
ddre
ss
• • •
Clie
nt's
late
stph
oto
shou
ldbe
atte
sted
byB
ank
Clie
nt N
ame
Ban
kA
/c n
oA
ddre
ssIF
SC
MIC
RA
ccou
ntTy
pe(S
avin
gs/C
urre
nt)
• • •• • • •
Clie
nt's
late
st p
hoto
sho
uld
be a
ttest
ed b
y B
ank
Clie
nt N
ame
Ban
kA
/c n
oA
ddre
ssIF
SC
MIC
RA
ccou
ntTy
pe(S
avin
gs/C
urre
nt)
Clie
nt S
igna
ture
• • •• • • • •
Ban
k P
assb
oo
k
Orig
inal
Can
celle
d C
hequ
e le
af•
Ban
k P
assb
ook
cont
aini
ngB
ank
Det
ails
Clie
nt D
etai
lsLa
test
qua
rter
(3
mon
ths
tran
sact
ions
)pa
ges.
Ban
kA
ttest
atio
n is
Man
dato
ry w
here
the
Ban
k st
atem
ent d
oes
not c
onta
inpr
e-pr
inte
d B
ank
logo
, add
ress
and
othe
r re
leva
nt d
etai
ls a
bout
the
Ban
k.(B
ank
Atte
stat
ion
shou
ldco
ntai
nA
utho
rized
sign
ator
yof
Ban
kw
ithN
ame
and
Em
ploy
eeC
ode
and
Ban
kse
al)
• • • • •
Clie
nt's
late
st p
hoto
sho
uld
beat
test
ed b
y B
ank
Clie
nt N
ame
Ban
kA
/c n
o
• • •
NA
The
can
celle
d ch
eque
shou
ld h
ave:
Pre
prin
ted
Clie
nt N
ame
Pre
prin
ted
Acc
ount
No
IFS
CM
ICR
• • ••
Add
ress
men
tione
d in
Ban
k P
assb
ook
shou
ld m
atch
with
the
addr
ess
men
tione
d in
KY
C
•T
hebe
low
shou
ldm
atch
with
the
deta
ilsm
entio
ned
inK
YC
Acc
ount
hol
der
Nam
eB
ank
Acc
ount
No
Ban
kA
ccou
ntTy
pe[S
avin
gs/C
urre
nt]
• • • •
NA
NA
Can
celle
dC
heq
ue
•
Toav
oid
Ob
ject
ion
and
Del
ays
1.E
nsur
eth
ede
tails
men
tione
din
the
proo
f sub
mitt
edm
atch
esw
ithth
efo
rmfil
led
upby
you
aspe
r the
Che
cklis
t tab
lem
entio
ned.
2.A
llpr
oofs
, pho
togr
aphs
and
sign
atur
eon
the
form
shou
ldbe
clea
rlyvi
sibl
ean
dsh
ould
bese
lfat
test
edby
clie
nt.
3.C
olor
edph
otoc
opie
sar
epr
efer
red
4.P
roof
ssu
bmitt
edsh
ould
beco
mpu
lsor
yin
A4
size
5.S
igna
ture
and
Dat
eof
birt
hsh
ould
mat
chw
ithat
leas
tone
subm
itted
docu
men
tpro
of6.
The
A/c
open
ing
form
shou
ldbe
fille
din
BLA
CK
INK
and
CA
PIT
AL
LET
TE
RS
ON
LYan
ddo
have
:a.
Clie
nts
Nam
ean
dS
igna
ture
at24
plac
esm
arke
din
Gre
yco
lor
b.A
ddre
ss-a
sit
appe
ars
onth
ead
dres
spr
oof.
Inca
sepe
rman
ent&
corr
espo
nden
cead
dres
ses
are
diffe
rent
,mak
esu
reto
prov
ide
addr
ess
proo
f for
both
ofth
emc.
Witn
ess
sign
atur
eat
8pl
aces
mar
ked
inlig
htgr
eyco
lor
d.N
.A.m
entio
ned
atal
l pla
ces
nota
pplic
able
toth
ecl
ient
7.W
hite
ink
isno
tallo
wed
eith
eron
form
oron
agre
emen
t.A
llco
rrec
tions
need
sto
beco
unte
rsig
ned
with
full
sign
atur
e.8.
Inpe
rson
Ver
ifica
tion,
PA
N&
Doc
umen
tver
ifica
tion
from
orig
inal
has
tobe
done
byS
EB
Ireg
iste
red
Sub
-bro
ker/
Aut
horis
edP
erso
non
ly.
9.In
case
ofD
Pin
join
tnam
es,a
llth
epr
oofs
-PA
Nca
rdan
dad
dres
spr
oof-
shou
ldbe
prov
ided
for t
he2n
d&
3rd
Hol
dera
lso.
PR
OO
F T
YP
ER
EQ
UIR
EM
EN
TS
*ID
PR
OO
FA
DD
RE
SS
PR
OO
FS
IGN
AT
UR
E P
RO
OF
BA
NK
PR
OO
F
10.
Che
ck c
larit
y of
the
Doc
umen
ts S
cann
ed
11.
Affi
x pr
oper
sta
mp
12.
Fill
up
form
in c
lear
han
dwrit
ing
13.
Fill
up
com
plet
e fo
rm a
nd m
ark
N.A
. whe
re n
ot a
pplic
able
•
1
1100010900
Motilal Oswal Securities Limited
PLEASE AFFIX RUBBER STAMP & SIGN
Name of the Organization
NSE / BSE - SEBI / AP Registration Number
Person name doing IPV / docs / PAN verification
Designation / MOSL Employee code
Date of IPV / Document Verification
Date of PAN Verification with IT Site
Signature of the Person
Motilal Oswal Securities Limited
1/6
2/6
Sole / Joint First Holder
2
3
1100010900
Motilal Oswal Securities Limited
PLEASE AFFIX RUBBER STAMP & SIGN
Name of the Organization
NSE / BSE - SEBI / AP Registration Number
Person name doing IPV / docs / PAN verification
Designation / MOSL Employee code
Date of IPV / Document Verification
Date of PAN Verification with IT Site
Signature of the Person
Motilal Oswal Securities Limited
Joint Applicant Details (Second Applicant)
4
5
1100010900
Motilal Oswal Securities Limited
PLEASE AFFIX RUBBER STAMP & SIGN
Name of the Organization
NSE / BSE - SEBI / AP Registration Number
Person name doing IPV / docs / PAN verification
Designation / MOSL Employee code
Date of IPV / Document Verification
Date of PAN Verification with IT Site
Signature of the Person
Motilal Oswal Securities Limited
Joint Applicant Details (Third Applicant)
6
7
ADDITIONAL DETAILS
Educational Qualification Under Graduate Graduate Post Graduate Professional
Stock Portfolio NIL < 5 Lacs 5-20 Lacs 20-50 Lacs > 50 Lacs
Any other information
Details of any action/proceedings initiated/pending/taken by SEBI/Stock exchange/any other authority against the applicant/constituentor its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years:
PAST ACTIONS
Do you intend to invest in the stock market with : Own Funds Borrowed Funds
Details of the relatives, having account with MOSL
INFORMATION IN RELATION TO THE PREVENTION OF MONEY LAUNDERING ACT, 2002
Details of the corporate/partnership firm/trust, etc where client is affiliated
Name
Relationship UCC
Name
Relationship UCC
Nature of Business Entity Type
Funds Detail
Bank Name
Branch Name
Branch Address
Bank A/c No.
A/c Type Savings Current NRI/NRE/NRO Others
MICR Number IFSC Code
Internet Banking status Enabled Not Enabled
BANK ACCOUNT(S) DETAILS OF SOLE / FIRST HOLDER
(Mandatory for E-Broking)
P. N.: In case of NRI's, Bank Account should be Repatrible Bank Account for NRE or Non Repatrible Bank Account for NRO.
Proof of Bank submitted Bank Statement# Cancelled Cheque (with client name and A/c no. printed)
Bank Passbook## Bank Verification Letter (original)
OTHER DETAILS
Gross Annual Income Details (Please tick ( ) : Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac >25 Lac
Net-worth in as on (date)
Occupation (Please tick ( ) any one and give brief details) : Private Sector Service Public Sector
Government Service Business Professional Agriculturist Retired
Housewife Student Forex Dealer Others (Please specify)
Please tick, if applicable Politically Exposed Person Related to a Politically Exposed Person
For definition of PEP, please refer guideline relating to Instructions/Checklist for filling KYC form
Any Other Information
`. (*Net worth should not be older than 1 year)
_______
D D M M Y Y Y Y
Version 1.8.1
Motilal Oswal Securities Limited
8
Trading code to be mapped with this Demat account
Do you wish to make this as your default Demat Account in the given trading code. Yes No
INTRODUCER DETAILS (optional)
Name of the Introducer
Address & Phone No.
Status of the Introducer Sub-broker Remisier Authorised Person Existing Client Others
M I D D L E L A S TF I R S T
Signature of the Introducer
(Optional)
(Optional)
(Optional)
ONLY FOR NEW DEMAT ACCOUNT (All Holders should be major i.e. more than 18 years of age)
I/We request you to open a demat account in my/ our name as per following details:-
Holders Details
PAN
UID
Sole / First Holder's Name
Second Holder's Name PAN
UID
Third Holder's Name PAN
UID
Type of account in DP (Please whichever is applicable)
Individual Resident Individual Director Individual Promoter Individual Directors Relative
Individual Margin Trading A/c (MANTRA) Other (specify) ____________________________
NRI - Non Repatriable NRI Repatriable NRI - Depository Receipts
NRI - Non Repatriable Promoter NRI Repatriable Promoter Other (specify) __________
Foreign National Foreign National - Depository Receipts Other (specify) ____________
Foreign Individual - QFI (MF)
Status Sub-Status
Individual
Foreign National
Qualified Foreign Investor
NRI
Version 1.8.1
Motilal Oswal Securities Limited
9
ONLY FOR NRI CLIENTS
RBI Ref No. RBI Approval Date
Please Note : 1. Please attach copy of permission for dealing in Securities from Authorised Dealer (Bank) / RBI Approval.
2. In case of Merchant Navy NRI’s , Mariners declaration or certified copy of CDC (Continuous Discharge Certificate)
is to be submitted.
Declaration under Operating Instruction No. 2.3.6 issued by Central Depository Services (India) Limited
The address mentioned by me in the account opening form contains Post office Box Number (P.O. Box No.). Kindly accept the P.O. BoxNo. as valid address proof and additionally I have mentioned my complete residential address in Permanent address and herebyundertake to inform Motilal Oswal Securities Limited for any change.
Further with reference to my/our demat account maintained with Motilal oswal Securities Limited, I/We hereby confirm that I/We havecomplied with, and shall continue to comply with, Foreign Exchange Management Act, 1999 and rules and regulations issued thereunder and other applicable laws.
1 holderst
2 holdernd
3 holderrd
Client Signature
(Only for NRI)
Yes No
Yes No
Yes No
Yes No
I/ We would like to instruct DP to accept all the pledge instructions in my/our account without any other furtherinstruction from my/ our end.(If not marked, the default option would be “No”)
I/ We would like to share the email id with the RTA.
I/ We would like to receive the Annual Report : Physical Electronic Both physical and Electronic
(Tick the applicable box, if not marked the default option would be in physical)
I/We request you to send Electronic Transaction cum holding Statement at the Email ID
I/We wish to receive dividend / interest directly in to my bank account given below through ECS?
(If not marked, the default option would be `Yes') [ECS is mandatory for locations notified by SEBI from time to time]
Yes No
DP FACILITIES
A/c Statement Requirement As per SEBI Regulation
I / We instruct the DP to receive each and every credit in my / our account
(If not marked, the default option would be `Yes')
To Register for , please visit website www.cdslindia.comeasiYes No
WeeklyDaily Fortnightly Monthly
MOBILE NO + 91____________________________(Mandatory, if you are giving Power Of Attorney (POA)(If POA is not granted & you do not wish to avail of this facility, cancel this option )
SMS Alert Facility (ReferTerms and conditionsAnnexure- 2.4
Yes No
I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. I have readand understood the Terms and Conditions prescribed by CDSLfor the same.
I/We wish to register the following clearing member IDs under my/our below mentioned BO IDregistered for TRUST
Transactions UsingSecured Texting Facility(TRUST).Refer to Terms andConditions Annexure –2.6
To register for easi, please visit our website www.cdslindia.com. Easi allows a BO to view his ISINbalances, transactions and value of the portfolio online.
Easi
Stock Exchange Name
Bombay Stock Exchange (BSE) Motilal Oswal Securities Ltd.
Motilal Oswal Securities Ltd.
Motilal Oswal Securities Ltd.
Clearing Member Name Clearing Member ID (Optional)
National Stock Exchange ofIndia Limited (NSE)
MCX Stock Exchange (MCX-SX)
Version 1.8.1
Motilal Oswal Securities Limited
I/We the sole holder / Joint holders / Guardian (in case of minor) hereby declare that:
I/We do not wish to nominate any one for this Trading & Demat account.
NOMINEE FORM
I/We wish to nominate the following person (who is entitled to receive funds/security balances lyingin my/our account, particulars whereof are given below, in the event of the death of the Sole holderor the death of all the joint holders)
10
Declaration
• I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertaketo inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading ormisrepresenting, I am/we are aware that I/we may be held liable for it.
• I / We have received and read the Rights and Obligations document and terms & conditions and agree to abide by and be bound by thesame and by the bye laws as are in force from time to time. I /We declare that the particulars given by me/us above are true and correctto the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP any change(s) inthe details / particulars mentioned by me / us in this form. I/We further agree that any false / misleading information given by me / us orsuppression of any material information will render my account liable for termination and suitable action.
As the nominee is a minor as on date, to receive the securities in this account on behalf of the nominee in the event of the death of the Soleholder / all Joint holders, I/We appoint following person to act as Guardian. This nomination shall supersede any prior nomination madeby me / us and also any testamentary document executed by me / us.
DECLARATION
Name of Guardian
Address
of Guardian Nominee
E-mail Id
City/town/village Pin Code
State Country
Age years Relationship with
Phone No.
M I D D L E L A S TF I R S T
Name
Address
Name
Address
Signature W1
Signature W2
Details of the Witnesses
1 holderst
2 holdernd
3 holderrd
Client Signature
Client Name
3/6
Sig
nto
beus
efo
rcro
ppin
g
Version 1.8.1
Motilal Oswal Securities Limited
. .
NOMINEE DETAILS
Name of Nominee
Relationship with Client (BO) PAN of Nominee /
Aadhar Number
Relationship with Nominee Date of Birth
M I D D L E L A S TF I R S T
Address
City/town/village Pin Code
State Country
E-mail Id Phone No.
11
4/6Client's Signature
Client Name
DEMAT TARIFF SHEET
Dematerialisation (In all schemes)
Rematerialisation
Pledge Creation/ Closure/Invocation
Rs.25/- per request +Rs.5/- per certificate
Rs.35/- per request each
POA Compulsory POA Optional
SCHEME
A) Account maintenance (AMC)
B) Account Administration (AA)
Trx Charges Within MODES (Sell)(Charges which ever is higher will becharged)
Outside MODES (Sell)
YR081 YR083 YR085 Ebroking 11UFRONT 11LIFETI YR082 YR084 YR086
NIL
Rs. 100/-
Rs. 30/- or0.025%
of transactionvalue
Rs. 30/- or0.04%
of transactionvalue
NILRs. 100/- Rs. 100/-
Rs. 700/- Rs. 300/- Rs. 400/-
Rs. 20/- or0.025%
of transactionvalue
Rs. 30/- or0.03%
of transactionvalue
Rs. 20/- or0.020%
of transactionvalue
NIL
NIL
NIL
Rs. 30/- or0.03%
of transactionvalue
Rs. 30/- or0.03%
of transactionvalue
Rs. 30/- or0.04%
of transactionvalue
Rs. 30/- or0.04%
of transactionvalue
Rs. 30/- or0.04%
of transactionvalue
Rs. 30/- or0.03%
of transactionvalue
Rs. 30/- or0.03%
of transactionvalue
Rs. 600/-
Rs. 600/-
Rs. 15/- or0.015%
of transactionvalue
Rs. 10/- or0.010%
of transactionvalue
Rs. 30/- or0.025%
of transactionvalue
Rs. 20/- or0.025%
of transactionvalue
Rs. 20/- or0.020%
of transactionvalue
Rs.3,000/-
Rs.3,000/-
Rs. 150/- Rs. 150/- Rs. 150/-
Rs. 850/- Rs. 450/-
Only TrxScheme A
Only AMCScheme B
AMC & TrxScheme C
Online clientsScheme D
Adv. AdminScheme E
Adv. AMCScheme F
Only TrxScheme G
Only AMCScheme H
AMC & TrxScheme I
1. In Only AMC scheme all payin transaction for shares sold within MOSL will be free.
2. In case the account is closed during the year, except for Schemes E & F, AMC for the remaining quarter will be refunded to the client. However, AA charges willnot be refunded.
3. Except for Schemes E & F, for the first year, AA and AMC will be charged on prorata basis from the month of account opening. Subsequently, it will be chargedanually in the month of April. In scheme D AA & AMC will be charged yearly from the month of account opening. For CORPORATE Accounts additional Rs.500/-P.A. will be charged towards CDSLAMC** in all the scheme.“"
4. In scheme E, AA of Rs. 600/- will be charged and will be valid for 5 years.The client has to renew the scheme after 5 years. Account closed or Scheme changedbefore 5 years will not be entitled for any refund.
5. In Scheme F, if account is closed after 3 years, full AMC will be refunded to client. In case the account is closed or scheme is changed within 3 years, Rs.2000/-will be refunded to client.
6. Except for the month of April, an amount of Rs. 250/- (non adjustable / Non refundable) will be charged for each scheme change request. The new scheme will beapplicable from the month in which the scheme is changed without adjustment of previous bills. In case scheme is changed from AMC to Only Trx scheme afterDecember, noAMC will be refunded.
7. Rates are subject to revision from CDSL. DP reserves the right to ammend the tariff at any given point of time. Service tax will be charged extra as perregulation.
8. Rs. 100/- will be charged to client in case NEW DIS is requested without requisition slip.
9. Rs. 25/- will be charged toward per demat rejection case.
10.Rs. 10/- per instruction towards pool to pool charges for pay out shares received in MOSL NSDL account will be charges in all scheme except Only AMC scheme(YR083 & YR084)
As per SEBI Circular No. CIR/MRD/DP/22/2012 dated 27th August 2012, all clients who is willing to hold only one demat account as first holder and whose DPholding valuation will be maintained below Rs. 2 lacs is eligible to opt for BSDA (Basic Services Demat Account) subject to terms and conditions mentioned bySEBI. To opt for BSDA scheme please sign a separate scheme sheet which can be obtained from the branch.
Advance Rs. 100/- Rs. 800/- Rs. 400/- Rs. 400/- Rs. 150/- Rs. 1000/- Rs. 600/-
Rs. 20/- or0.020%
of transactionvalue
Version 1.8.1
Motilal Oswal Securities Limited
Inte
ntion
ally l
eft b
lank
General Clause
Beneficial Owner information
Fees/Charges/Tariff
Dematerialization
SeparateAccounts
Transfer of Securities
1. The Beneficial Owner and the Depository participant (DP) shallbe bound by the provisions of the Depositories Act, 1996, SEBI(Depositories and Participants) Regulations, 1996, Rules andRegulations of Securities and Exchange Board of India (SEBI),Circulars/Notifications/Guidelines issued there under, Bye Lawsand Business Rules/Operating Instructions issued by theDepositories and relevant notifications of GovernmentAuthorities as may be in force from time to time.
2. The DP shall open/activate demat account of a beneficial ownerin the depository system only after receipt of complete Accountopening form, KYC and supporting documents as specified bySEBI from time to time.
3. The DP shall maintain all the details of the beneficial owner(s) asmentioned in the account opening form, supporting documentssubmitted by them and/or any other information pertaining to thebeneficial owner confidentially and shall not disclose the same toany person except as required by any statutory, legal orregulatory authority in this regard.
4. The Beneficial Owner shall immediately notify the DP in writing, ifthere is any change in details provided in the account openingform as submitted to the DP at the time of opening the demataccount or furnished to the DP from time to time.
5. The Beneficial Owner shall pay such charges to the DP for thepurpose of holding and transfer of securities in dematerializedform and for availing depository services as may be agreed tofrom time to time between the DP and the Beneficial Owner asset out in the Tariff Sheet provided by the DP. It may be informedto the Beneficial Owner that "no charges are payable for openingof demat accounts”
6. In case of Basic Services Demat Accounts, the DP shall adhereto the charge structure as laid down under the relevant SEBIand/or Depository circulars/directions/notifications issued fromtime to time.
7. The DP shall not increase any charges/tariff agreed upon unlessit has given a notice in writing of not less than thirty days to theBeneficial Owner regarding the same.
8. The Beneficial Owner shall have the right to get the securities,which have been admitted on the Depositories, dematerialized inthe form and manner laid down under the Bye Laws, BusinessRules and Operating Instructions of the depositories.
9. The DP shall open separate accounts in the name of each of thebeneficial owners and securities of each beneficial owner shallbe segregated and shall not be mixed up with the securities ofother beneficial owners and/or DP’s own securities held indematerialized form.
10. The DP shall not facilitate the Beneficial Owner to create orpermit any pledge and /or hypothecation or any other interest orencumbrance over all or any of such securities submitted fordematerialization and/or held in demat account except in theform and manner prescribed in the Depositories Act, 1996, SEBI(Depositories and Participants) Regulations, 1996 and Bye-Laws/Operating Instructions/Business Rules of theDepositories.
11. The DP shall effect transfer to and from the demat accounts of the
Beneficial Owner only on the basis of an order, instruction,direction or mandate duly authorized by the Beneficial Ownerand the DP shall maintain the original documents and the audittrail of such authorizations.
12. The Beneficial Owner reserves the right to give standinginstructions with regard to the crediting of securities in hisdemat account and the DP shall act according to suchinstructions.
13. The DP shall provide statements of accounts to the beneficialowner in such form and manner and at such time as agreedwith the Beneficial Owner and as specified by SEBI/depositoryin this regard.
14. However, if there is no transaction in the demat account, or if thebalance has become Nil during the year, the DP shall send onephysical statement of holding annually to such Bos and shallresume sending the transaction statement as and when thereis a transaction in the account.
15. The DP may provide the services of issuing the statement ofdemat accounts in an electronic mode if the Beneficial Ownerso desires. The DP will furnish to the Beneficial Owner thestatement of demat accounts under its digital signature, asgoverned under the Information Technology Act, 2000.However if the DP does not have the facility of providing thestatement of demat account in the electronic mode, then theParticipant shall be obliged to forward the statement of demataccounts in physical form.
16. In case of Basic Services Demat Accounts, the DP shall sendthe transaction statements as mandated by SEBI and/orDepository from time to time.
17. The DP shall have the right to close the demat account of theBeneficial Owner, for any reasons whatsoever, provided the DPhas given a notice in writing of not less than thirty days to theBeneficial Owner as well as to the Depository. Similarly, theBeneficial Owner shall have the right to close his/her demataccount held with the DP provided no charges are payable byhim/her to the DP. In such an event, the Beneficial Owner shallspecify whether the balances in their demat account should betransferred to another demat account of the Beneficial Ownerheld with another DP or to rematerialize the security balancesheld.
18. Based on the instructions of the Beneficial Owner, the DP shallinitiate the procedure for transferring such security balances orrematerialize such security balances within a period of thirtydays as per procedure specified from time to time by thedepository. Provided further, closure of demat account shall notaffect the rights, liabilities and obligations of either theBeneficial Owner or the DP and shall continue to bind theparties to their satisfactory completion.
19. In event of Beneficial Owner committing a default in thepayment of any amount provided in Clause 5 & 6 within a periodof thirty days from the date of demand, without prejudice to theright of the DP to close the demat account of the BeneficialOwner, then DP may charge interest at a rate as specified bythe Depository from time to time for the period of such default.
20. In case the Beneficial Owner has failed to make the payment ofany of the amounts as provided in Clause 5&6 specified above,the DP after giving two days notice to the Beneficial Owner shallhave the right to stop processing of instructions of the
Statement of account
Manner of Closure of Demat account
Default in payment of charges
Rights and Obligations of Beneficial Owner and Depository Participant asprescribed by SEBI and Depositories
12 Version 1.8.1
Motilal Oswal Securities Limited
Beneficial Owner till such time he makes the payment alongwith interest, if any.
21. As per Section 16 of DepositoriesAct, 1996,1. Without prejudice to the provisions of any other law for the
time being in force, any loss caused to the beneficial ownerdue to the negligence of the depository or the participant,the depository shall indemnify such beneficial owner.
2. Where the loss due to the negligence of the participantunder Clause (1) above, is indemnified by the depository,the depository shall have the right to recover the samefrom such participant.
22. The Beneficial Owner may exercise the right tofreeze/defreeze his/her demat account maintained with theDP in accordance with the procedure and subject to therestrictions laid down under the Bye Laws and BusinessRules/Operating Instructions.
23. The DP or the Depository shall have the right tofreeze/defreeze the accounts of the Beneficial Owners onreceipt of instructions received from any regulator or court orany statutory authority.
24. The DP shall redress all grievances of the Beneficial Owneragainst the DP within a period of thirty days from the date ofreceipt of the complaint.
25. If the Beneficial Owner is a body corporate or a legal entity, itshall, along with the account opening form, furnish to the DP, alist of officials authorized by it, who shall represent and interacton its behalf with the Participant. Any change in such listincluding additions, deletions or alterations thereto shall beforthwith communicated to the Participant.
Liability of the Depository
Freezing/ Defreezing of accounts
Redressal of Investor grievance
Authorized representative
Law and Jurisdiction26. In addition to the specific rights set out in this document, the
DP and the Beneficial owner shall be entitled to exercise anyother rights which the DP or the Beneficial Owner may haveunder the Rules, Bye Laws and Regulations of the respectiveDepository in which the demat account is opened andcirculars/notices issued there under or Rules and Regulationsof SEBI.
27. The provisions of this document shall always be subject toGovernment notification, any rules, regulations, guidelinesand circulars/ notices issued by SEBI and Rules, Regulationsand Bye-laws of the relevant Depository, where the BeneficialOwner maintains his/ her account, that may be in force fromtime to time.
28. The Beneficial Owner and the DP shall abide by the arbitrationand conciliation procedure prescribed under the Bye-laws ofthe depository and that such procedure shall be applicable toany disputes between the DP and the Beneficial Owner.
29. Words and expressions which are used in this document butwhich are not defined herein shall unless the contextotherwise requires, have the same meanings as assignedthereto in the Rules, Bye-laws and Regulations andcirculars/notices issued there under by the depository and /orSEBI
30. Any changes in the rights and obligations which are specifiedby SEBI/Depositories shall also be brought to the notice of theclients at once.
31. If the rights and obligations of the parties hereto are altered byvirtue of change in Rules and regulations of SEBI or Bye-laws,Rules and Regulations of the relevant Depository, where theBeneficial Owner maintains his/her account, such changesshall be deemed to have been incorporated herein inmodification of the rights and obligations of the partiesmentioned in this document.
13
BO Name
Place: Date:_________ day of ____________ 20______
Signature
1st Holder 2nd Holder 3rd Holder
5/6
Signed for and on behalf of
Version 1.8.1
Motilal Oswal Securities Limited
. .
POWER OF ATTORNEY IN FAVOUR OF MOTILAL OSWAL SECURITIES LIMITED
(ON STAMP PAPER OF Rs. 100/-)
TO ALL TO WHOM THESE PRESENTS SHALL COME, I/We
............................................................................................
.....................................................................................................
residing at / having place of business / registered office at
……......................................................……...............
…………………………...…………………..........…………………
…………………....send greetings.
WHEREAS I / We wish to avail, / I/We am/are a client availing of
the Stock Broking and Depository services(hereinafter referred to
as said Services) offered by Motilal Oswal Securities Limited,
having its Registered office address at Motilal Oswal Tower,
Rahimtullah Sayani Road, Opposite Parel ST Depot, Prabhadevi,
Mumbai-400025, and having its processing office at Chennai
(hereinafter referred to as ‘MOSL’) with/ without On-Line trading /
E-broking & web based facilities and / or services through its
website or any other website used for offering said Services.
AND WHEREAS as consideration for availing said services as
well as a prerequisite for fulfilling the various preconditions and
requirements so as to avail of the services by MOSL, I / we am/are
desirous of appointing an attorney and confer upon it powers
hereinafter stated.
NOW THESE PRESENTS WITNESS that I / we, do hereby, jointly
and severally nominate, constitute and appoint MOSL acting
through any of its directors, officers and / or agents, as my / our
true and lawful ConstitutedAttorney (hereinafter referred to as the
said Attorney) for me / us, in my / our name and on my / our behalf
and at my / our risk and costs to do, exercise and perform all or
any of the following acts, deeds and things:
In this Power of Attorney the term “Securities” shall include
shares, scrips, stocks, bonds, warrants, options, futures,
derivatives, convertible debentures, non-convertible debentures,
securitized debt instruments, fixed return investment, equity
linked instruments or other marketable Securities of a like nature
in or of any incorporated company or other body corporate,
negotiable instruments including usuance Bills of Exchange,
deposits or other money market instruments, commercial paper,
certificate of deposit, units issued by Unit Trust of India and units
issued by Mutual Funds, mortgage backed or other asset backed
Securities issued by any institution or body corporate cumulative
convertible preference shares issued by any incorporated
company and Securities issued by any incorporated company
and Securities issued by the Central Government or a State
Government for the purpose of raising public loan and having one
of the forms specified in Clause (2) of Section 2 of the Public Debt
Act, 1944, any other new form of capital or money market
instruments that may be issued in the future by any incorporated
company/firm/institution or Government.
1 To give delivery/receive insturctions, borrowing and lending
instructions, pledge instructions, pledge closure
instructions in the course of business relating to operation
of demat accoun(s) no(s). _______________________
with Depository Participants opened with MOSL with
NSDL/CDSL or any other demat accounts of client, as may
be communicated in writing towards the Obligation for
transactions done through MOSL on NSE, BSE and MCX-
SX and any other Exchange, under my/our instructions
2. Pursuant to my/our instruction or instruction of my / our
Authorised Representative (applicable only in case of non-
individual client), to make applications for or to renounce
and sign renunciation forms in respect of bonds /
debentures, right shares and additional shares of any
Company / Body /Authority.
3. To debit my/our ledger account maintained with MOSL for
fees/charges etc. and to discharge all financial obligations
relating to transactions undertaken by me on any of the
Stock Exchanges
4. Pursuant to my/our instruction or instruction of my/our
Authorised Representative to do all such acts and things as
may be necessary to effect the subscription / purchase /
redemption or any other transaction for mutual funds/
online Mutual Fund or otherwise of initial public offer /
follow on public offer / right issue /or any other like issues
and / or Investment Product for which services are availed
from MOSL.
5. To pledge the securities with MOSL / Exchange(s), for
limited purpose of meeting margin requirement in
connection with the trades executed on the Stock
Exchanges.
6. To instruct the Depository Particpant to debit securities to
the said account and/or transfer securities from the said
account to pool/collateral /margin/any other beneficiary
account of MOSL to the extent of shares sold through
MOSL for pay in obligation as well as for margins towards
any Stock Exchange in all segments.
7. To issue instructions to my DP to execute the share transfer
requests given by me/us in electronic form, in any format
and at any time through the website of Motilal Oswal
Securities Limited or through the internet or any other
electronic mode, towards upfront margin or any other
margin obligation towards any stock exchange.
8 To authorize MOSL to send trades and accounts related
information and also consolidated summary of scrip-wise
buy and sell positions taken with average rates by way of
SMS / email on a regular basis.
14 Version 1.8.1
Motilal Oswal Securities Limited
Signedforandonbehalfof
Name of Authorised
Title / Designation
Signatory
Witness 1
Witness 2
Signature
For Motilal Oswal Securities Ltd.
Authorised Signatory
For M
OSL only
1st Holder 2nd Holder 3rd Holder
6/6
The Participant
Name & Address Signature W3
Name & Address Signature W4
15
9. For the purpose of the aforesaid to sign contracts,
agreements, transfers, acceptances, receipts, or other
instruments, documents and forms, to accept and carry
out correspondence with such person(s) or authority/
authorities or department(s) and to do all such lawful acts
requisite for effecting the same.
To do or commit to do all such acts and things as may be
necessary or desirable in order to exercise its powers
hereinabove or to comply with any laws, orders, rules,
regulations or directions of any government or regulatory
or other authorities.
10. My/Our Attorney MOSL shall not be liable for any loss that
may result from failure/inability of electronic connectivity of
rejection of my/our application for any reason whatsoever.
11. In case of mutual fund units wrongly / erroneously
subscribed and delivered in my/our account, MOSL is
authorized to automatically transfer the units in their
pool/beneficiary/other account without my consent.
12. In case the securities or fund that may have been
delivered/credited/transferred to my DP account
erroneously or those securities or fund that I was not
entitled to receive, then MOSL is authorized to instruct the
DP to reverse such transactions without obtaining any
authorization from me.
13. I understand that on production of adequate proof by me you
will return to me the security/(ies) or funds that may have
been erroneously credited/transferred to your account which
youarenotentitled to receive frommeorus.
14. The demat account details of MOSL where shares can be
transferred for above purpose is mentioned below
AND I/We hereby agree that MOSL shall exercise such powers
and authorities conferred under the above Power of Attorney
pursuant only to the instructions in that behalf given by me/us or
my/our Authorised Representative, which may be given orally,
over the telephone, through the internet, electronically or in any
other manner acceptable to MOSL and such instructions shall
be deemed to have been given by me/us and shall not be
questioned by me/us and shall be conclusive and binding on
me/us.
AND I /We hereby agree that all such acts done by my/our above
mentioned attorney shall be deemed to be acts done by me/us
and if necessary shall be ratified by me/us on the instructions of
the said attorney.
I/We do hereby confirm and declare that this Power of Attorney
shall be valid, effective, operative and shall remain in force till the
same is revoked by me/us. Further, I/We hereby confirm that
such revocation shall not affect my/our obligations outstanding
at the time such revocation and the authority granted hereunder
shall continue until all transactions and instructions already
executed or issued in pursuance of this Power of Attorney and
all outstanding towards Motilal Oswal Securities Limited have
been settled.
I/We hereby agree that any dispute arising out of all trades,
transactions and contracts will be settled under the Bye-Laws,
Rules and Regulations of the concerned Stock Exchanges
where the trades have been executed and depository related
issues under the bye Laws of the concerned Depository, where
the concerned beneficial owner demat account is held.
And generally my said attorney shall have the power to do all
such acts, deeds and things on my behalf and I could have
lawfully done, if personally present.
AND I do hereby for myself, my heirs, executors, administrators
of acts done and legal representatives ratify and confirm and
agree to ratify and by attorney confirm all and whatsoever my
said attorney or his substitute or substitutes shall lawfully do or
cause to be done by virtue of these presents.
MADE at Mumbai on this ___________ day of _______ 20____
IN WITNESS WHEREOF I/We have hereunto set and
subscribed my/our respective hands to these presents the day
and the year herein above written.
Account Number
1201090000000101 IN301862-10000022 1100001000012619
1201090000003024 IN301862-10000006 1100001100015975
1201090000252528 1201090000252513 1201090000000116
1201090005053147 IN301862-10004136 1100002800000205
1201090004948997 1201090005065053
Version 1.8.1
Motilal Oswal Securities Limited
. .
To,
Motilal Oswal Securities Limited,
2nd Floor, Palm Spring Centre, Palm Court Complex,
New Link Road, Malad (West), Mumbai – 400 064
I/We, ______________________________________, hereby declare that the Mobile no._______________________________
belongs to me/us. The above mobile no. is a prepaid mobile no./ post paid mobile no (Please tick). However, I/We am unable to
furnish any proof evidencing that the above mobile no. belongs to me.
I/We request you to send all the Trade Confirmations / Margin calls and other communication through SMS on the said mobile
number.
Thanking you,
Date:
Declaration of Mobile Number
VOLUNTARY DOCUMENT
(If mobile bill is submitted for mobile number confirmation, client signature is not required on below declaration)
Client Code Name Signature
16
-
Motilal Oswal Securities Limited
17 Version 1.8.1
Motilal Oswal Securities Limited
Family Declaration – Email/ Mobile Updation in Family Codes
To, Date:
Motilal Oswal Securities Limited
2nd Floor, Palm Spring Centre, Palm Court Complex,
New Link Road, Malad (West), Mumbai - 400064
I and my family members hereby request that mobile number______________ and email id bearing ________________________ ,belonging to undersigned shall be considered in your records for the purpose of receiving communication from you or StockExchanges with regard to details of trading transactions executed through you.
Thus, any communication relating to our trading and demat account should be sent to the above mentioned mobile number and e-mailid. This facility shall be executed to us as an exception, for our convenience of receiving transaction details at a single mobile numberand e-mail id. I understand that for the purpose of availing the above facility “family” means self, spouse, dependent children anddependent parents.
( If family members are more than four, kindly provide details in separate sheet.)
Further, I hereby disclose that the following are my family members having an account with Motilal Oswal Securities Ltd. Details oftheir name together with their client code is provided hereunder :
( If family members are more than four, kindly provide details in separate sheet.)
The above details shall be deemed valid till any change is requested under the modification process.
Dear Sir/Madam,
Subject : i) Details of mobile number and email-id.
ii) Family Declaration
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Client Name Client Code Relationship with Undersigned Signature
Sr. No.
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Client Name Client Code Relationship with Undersigned Signature
Client Code Name Signature
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Place: ____________________________
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VOLUNTARY DOCUMENTVOLUNTARY DOCUMENT
FOR OFFICE USE ONLY
UCC Code allotted to the Client:
Nomination Details: Registration No. :
Registered Date
1. A) Client Interviewed by
B) In person verification done by
(Original Verified) True Copy of documents received
(Self - Attested) Self Certified documents copies received
2. Document Verified with original
PLEASE AFFIX RUBBER STAMP & SIGN
Place
Date
For Motilal Oswal Securities Limited
Authorised Signatory
I / We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the non-mandatory documents.I/We have also made the client aware of 'Rights and Obligations' document (s), RDD and Guidance Note. I/We have given/sent him acopy of all the KYC documents. I/We undertake that any change in the 'Policy and Procedures', tariff sheet and all the non-mandatorydocuments would be duly intimated to the clients. I/We also undertake that any change in the 'Rights and Obligations' and RDDwould be made available on my/our website, if any, for the information of the clients.
Name of the Organization
NSE / BSE - SEBI / AP Registration Number
Person name doing IPV / docs / PAN verification
Designation / MOSL Employee code
Date of IPV / Document Verification
Date of PAN Verification with IT Site
Signature of the Person
Version 1.8.1
Motilal Oswal Securities Limited
Inte
ntion
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I/We hereby acknowledge the receipt of a copy of executed Client Registration Form alongwith KYC details, Tariffsheet,
Rights & Obligation Document.
DECLARATION
DP ID : _________________
To,Motilal Oswal Securities Ltd2 Floor, Palm Spring Centre, Palm Court Complex,New Link Road, Malad (West), Mumbai - 400 064
nd
.
Signature
1st Holder 2nd Holder 3rd HolderSigned for and on behalf of
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I/We have received and read the copy of DP Rights and Obligations document.