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INDIAN JOURNAL OF ANAESTHESIA, DECEMBER 2006 430 Indian J. Anaesth. 2006; 50 (6) : 430 - 434 1. M.D.,FAMS. Hony. Consultant Anaesthesiologist, Apollo Gleneagles Hospital, Kolkata. 2. M.D., Asst. Prof., Calcutta Medical College & Hospital; Kolkata. Correspond to : Dr. Suman Chatterjee BC - 103, Salt Lake, Kolkata –700064. E-mail : [email protected] (Accepted for publication on 20 - 10 - 2006 ) REVIEW ARTICLE TRACHEAL EXTUBATION IN THE DIFFICULT AIRWAY Dr. A. Rudra1 Dr. S. Chatterjee2 Management of the difficult airway does not end with the placement of an endotracheal tube. The anaesthesia practitioner is faced daily with the extubation of patients in the operating room, the postanaesthesia care unit, or in the intensive care unit. On occasion one is faced with extubation of a difficult airway. For most operating room patients, the likelihood of a patient requiring tracheal reintubation is in the order of 0.1 to 0.2 percent. 1,2 In patients undergoing diagnostic panendoscopy, particularly if

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Page 1: Indian Journal of Anaesthesia

INDIAN JOURNAL OF ANAESTHESIA, DECEMBER 2006 430 Indian J. Anaesth. 2006; 50 (6) : 430 - 434

1. M.D.,FAMS. Hony. Consultant Anaesthesiologist,

Apollo Gleneagles Hospital, Kolkata.

2. M.D., Asst. Prof.,

Calcutta Medical College & Hospital; Kolkata.

Correspond to :

Dr. Suman Chatterjee

BC - 103, Salt Lake, Kolkata –700064.

E-mail : [email protected]

(Accepted for publication on 20 - 10 - 2006 )

REVIEW ARTICLE

TRACHEAL EXTUBATION IN THE DIFFICULT AIRWAY

Dr. A. Rudra1 Dr. S. Chatterjee2

Management of the difficult airway does not end

with the placement of an endotracheal tube. The anaesthesia

practitioner is faced daily with the extubation of patients

in the operating room, the postanaesthesia care unit, or in

the intensive care unit. On occasion one is faced with

extubation of a difficult airway. For most operating room

patients, the likelihood of a patient requiring tracheal

reintubation is in the order of 0.1 to 0.2 percent.

1,2 In

patients undergoing diagnostic panendoscopy, particularly if

a biopsy is obtained, this increase to 1 to 3 percent.

3-7 For

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intensive care unit patients, tracheal reintubation is required

between 6 to 25 percent depending upon extubation criteria

and case mix.

8 The ASA Task Force9 regards the concept

of an extubation strategy as a logical extension of intubation

strategy which is strongly supported by consultants opinion.

ASA9 and Canadian Airway Focus Group10

recommends

the preformulated strategy for extubation of the difficult

airway would depend in part on the surgery, the condition

of the patient, and the skills and preferences of the

anasethesia practitioner. They further recommended that

the preformulated strategy should include :

1. Consideration of relative merits of awake intubation

versus extubation before the return of consciousness.

2. An evaluation of factors that may impair ventilation

after extubation.

3. Formulation of an airway management plan that can

be implemented if the patient is not able to maintain

adequate ventilation after extubation.

4. Consideration of the short term use of a hollow device

that can serve as a guide for reintubation and

ventilation, or both, if extubation is not successful.

This article reviews to identify patients at high risk

at the time of extubation and strategies to minimize such

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risk, and also potential complications associated with

extubation.

The difficult airway

A difficult airway, as defined by the ASA Task

Force, is the clinial situation in which a conventionally

trained anaesthesia practitioner experiences difficulty with

mask ventilation, difficulty with tracheal intubation, or

both.

11 Obviously, if one had difficulty with ventilation or

initial endotracheal intubation, particular caution should be

exercised at the time of extubation. Usually this scenario

is seen due to airway trauma leading to oedema and trauma

following multiple attempts at securing the airway.

Risk factors for difficult tracheal reintubation include

a history of previous difficult intubation, airway oedema

secondary to surgical manipulation or volume resuscitation,

morbid obesity, inexperienced personnel, airway injury,

burns or smoke inhalation, limited access or anatomical

derangement, and an immobilized or unstable cervcal spine.

12

Reestablishing and securing the airway in these patient can

be extremely challenging, often resulting in considerable

morbidity and mortality.

13,14 Indeed, adverse outcomes

constituted the single largest class of injury in the American

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Society of Anesthesiologists Closed Claims Study (34%),

with death or brain damage occuring in 85% of these cases.

15

The main goal of extubating the difficult airway, as with

any airway, is to avoid reintubation if at all possible.

Otherwise, that may lead to a less than desirable outcome.

The extubation in a difficult airway depend on both

airway and nonairway issues. The usual criteria should be

met, for example, haemodynamic stability, a satisfactory

oxygen-carrying capacity, normothermia, an adequate

respiratory rate and tidal volume, good oxygen saturation,

and a conscious alert patient who is able to clear secretions

and protect the airway. Patients at high risk for failed

extubation are those with any potential for hypoventilation,

a ventilation – pefusion mismatch, a failure of the pulmonary

toilet, or airway obstruction. One should also take into

cosideration the patient’s future operative schedule. It makes

no sense to extubate a patient with a difficult airway and

later find out that the patient will be returning the next

morning for follow-up surgery.

15

Commonly practiced maneuvers to determine the

feasibility of extubation are direct laryngoscopy and cuff

leak before extubation to detect oedema around the airway.

Direct laryngosopy in this scinerio has a limited value, as

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because, the endotracheal tube blocks the operators view of

the laryngeal inlet. Moreover, the endotracheal tube in situ

will deform the anatomy, leading to an underestimation of

430RUDRA, CHATTERJEE : TRACHEAL EXTUBATION IN DIFFICULT AIRWAY 431

the difficulty of reintubation. The second maneuver commonly

performed is testing for a cuff leak.

16 This is accomplished

in a spontaneously ventilating patient by removing the patient

from the ventilation circuit and occluding the end of the

endotracheal tube with a finger while simultaneously

deflating the cuff. If no significant oedema is present, the

patient will be able to breathe around the endotracheal

tube. A cuff leak test should be performed on any patient

who it is felt may demonstrate obstruction after extubation.

The incidence of reintubation and the need for tracheostomy

is greater in the absence of a cuff leak.

17,18

Strategies for exutubation

Since the majority of patients, even those at high

risk, will be tracheally extubated with success, it is essential

that any proposed strategy entails less risks than simply

removing the tracheal tube and hoping for the best. A safe

tracheal extubation strategy should also involve minimal

discomfort, at acceptable costs, and facilitate oxygenation,

ventilation in a failing pateint even while the airway is

Page 6: Indian Journal of Anaesthesia

being reestablished; and tracheal reintubation, if

necessary.

14 These strategies are not evidence-based;

most are derived from case reports or small series. Therefore,

the anaesthesia practitioner must understand the various

options for extubation and formulate a plan of action to

regain control of the airway if extubation fails. Benumof

considers a controlled, gradual, step-by-step, reversible

withdrawal of airway support as the optional approach to

the difficult airway extubation.

19 There are basically three

approaches to extubation of the difficult airway:

20,21 a)

extubate conventionally with the patient awake, b) extubate

in a deep plane of anaesthesia followed by the placement

of a laryngeal mask airway to decrease the risk of

laryngospasm or bronchospasm, c) extubate with the patient

awake with a “bridge” to full extubation.

In a spontaneously breathing patient, extubation

over a fibreoptic bronchoscope offers the possibility of

visually assessing vocal cord function. This can be very

helpful for the patient suspected of having a vocal cord

palsy. It also permits an assessment of anatomic injury to

the trachea, glottis, or supraglottic structures. When

significant abnormalities are noted, a decision must be

Page 7: Indian Journal of Anaesthesia

made whether to immediately reinsert the tracheal tube or

withdraw the bronchoscope and manage the patient with

agents such as racemic epinephrine and helium/oxygen.

22

Other than bronchoscope many devices have

been used in the extubation of the difficult airway. These

are long hollow catheters which may include connections

for jet and/or manual ventilation; most have distance

and radiopaque markers. They also have end and/or distal

side holes, though these differ in number. Oxygen

insufflation or jet ventilaition can be provided through the

lumen of catheter. Respiratory monitoring can also be

achieved by connecting to a capnograph. Spontaneous

breathing may take place around the device. In most reports,

tracheal tube exchange catheters have been tolerated well

enough that they can be left in place until it is probable

that tracheal ventilation will not be required.

23,24 Properly

securing the airway exchange (and ventilation) catheters at

the same depth as the previously replaced endotracheal

tube prevents it from coming out even if the patient coughs.

Clarifying to the nursing staff and labeling these catheters

as an airway device will avert a potent disaster if mistaken

for a feeding tube. Even with the catheter in the trachea,

most patients will be able to talk or cough. If tracheal

Page 8: Indian Journal of Anaesthesia

reintubation or a tracheal tube exchange is required, this

can be facilitated with gentle direct laryngoscopy, not

necessarily to reveal the glottis but to retract the tongue

and to detect any airway pathology.

These devices are consistent with the recommendation

of the American Society of Anesthesiologists Task Force

on Management of Difficult Airway9 and the Canadian

Airway Focus Group10 regarding tracheal extubation of the

difficult airway. The device will provide a means whereby

oxygen by insufflation or ventilation, if necessary, can be

accomplished while altenative techniques are explored. This

may be thought of as a “reversible tracheal extubation”.

With the device in place, other option can be persued,

including an evaluation of the benefits of helium/oxygen or

the inhalation of racemic epinephrine. Knowing that the

patient is satisfactorily oxygenated (and ventilated), additional

information, equipment, or expertise can be recruited. There

are numerous manufacturers for these types of catheters, but

all basically work on the same principle.

Table - 1 : Endotracheal ventilation & exchange catheters.

• Bedger “jet stylet”

• METTRO (Mizus Endotracheal Tube Replacement Obturator)

• Airway exchange catheter (Cook)

• Patil two-part intubation catheter (Cook)

• Tracheal Tube Exchanger (TTX, Sheridan)

Page 9: Indian Journal of Anaesthesia

• Endotracheal ventilation catheter ( ETVC, CardioMed)

• Jet Tracheal Tube Exchanger (JETTX)

• E.T.X. catheter for double lumen endotracheal tube exchange (Sheridan )

Endotracheal exchangers should be handled with

caution: the rate of failures seems to be higher than expected

depending on the type of airway exchange catheter, technique

and experience of the operator. The user should be aware

that endotracheal tube exchange can lead to major

complications that include laceration of the lateral wall,

bronchial perforation with pneumothorax, loss of airway

with hypoxaemia and/or bradycardia, potential need of aINDIAN JOURNAL OF ANAESTHESIA, DECEMBER 2006 432

surgical airway, cardiac arrest or death. A clear algorithm

and equipment for alternative ways to control the airway

should be readily available before an endotracheal tube

exchange is performed.

There are differences between these commercial

products and such differences may be important. Essential

points for consideration include the security of the connection

and the number of distal side ports (if jet ventilation is to

be used) and the length and diameter of the device

(particularly if a tracheal tube exchange is contemplated or

a double-lumen tracheal tube is involved). In general, the

greater the diameter, the more alike is the device to a long

tracheal tube but the simpler it is to perform a tracheal

tube exchange. Long devices with narrow inner diameter

Page 10: Indian Journal of Anaesthesia

allow for positive pressure ventilation but offer high

resistance. While such ventilation may be life-saving, it

may not be adequate for severely compromised patients.

This may necessitate jet ventilation. When jet ventilating

through a tracheal tube exchange catheter, it is important

to ensure the device is proximal to the carina, to reduce

the driving pressure and inspiratory time to that required

to expand the lungs, and to provide a sufficiently time to

allow for complete exhalation. A device with multiple end-

holes results in lower injection pressure and reduces catheter

whip. The objective of jet ventilation is to provide life-

saving oxygenation rather than normal blood gases. Such an

objective will reduce the likelihood of barotrauma.

25

However, till today fibreoptic endoscopy has been suggested

as a better and safer option to exchange endotracheal tubes.

26,27

Recommended Technique by the ASA for Extubation

of the Difficult Airway

1. Administer 100% oxygen.

2. Suction the oropharynx.

3. Deflate cuff of the endotracheal tube for cuff leakage

check.

4. Insert an airway excange catheter through the

endotracheal tube to a predetermined depth.

Page 11: Indian Journal of Anaesthesia

5. Extubate the patient over a jet ventilation catheter.

6. Apply oxygen by face mask or insufflation through a

jet ventilation catheter.

7. Tape the proximal end to the patient’s shoulder to

stabilize it.

8. Remove the jet ventilation catheter after 30 to 60

minutes if no obstruction appears.

Complications associated with extubation

Rarely, attempts to remove a tracheal tube cannot

be achieved due to entrapment by fixation devices or sutures,

cuffs that cannot be deflated, or a barb resulting from a

partly severed tracheal tube.

28

Haemodynamic changes

Extubation is accompanied by transient hypertension

and tachycardia in most adults. Catecholamine release due

to endotracheal tube stimulation is thought to be responsible

for the change in haeodynamics. The clinical importance

and optimal management of these problems will depend

upon the context in which the event occurs. Patients with

cardiac disease, pregnancy - induced hypertensions,

12 and

raised intracranial pressure29 may be at particular risk for

adverse consequences. Patients with cardiac disease have

shown decreased ejection fractions at the time of

Page 12: Indian Journal of Anaesthesia

extubation.

30 Strategies to attenuate such responses include

the use of intratracheal lignocaine or intravenous lignocaine,

nitrates, beta-blockers, and extubation while in a surgical

anaesthetic plane. Extubation in the deeper plane is

inappropriate for those with a difficult airway, those with

a high risk for aspiration, and those in whom airway access

is reduced.

Laryngospasm

Laryngospasm is a common cause of upper airway

obstruction particularly when stimuli are encountered during

emergence. A variety of triggers are recognized including

vagal, trigeminal, auditory, phrenic, sciatic and splanchnic

nerve stimulation. Cervical flexion or extension with an

indwelling tracheal tube, and vocal cord irritation from

blood, vomitus or oral secretions cause laryngospasm.

Various techniques have been used in attempt to decrease

the incidence of this event. Management consists of suctioning

the oropharynx before extubation, disconnection of painful

stimulation, and administering 100% oxygen with sustained

positive pressure at the time of extubation. Severe cases

may require a small does of suxamethouicum to “break”

the spasm along with reintubation.

31,32

Glottic oedema

Page 13: Indian Journal of Anaesthesia

Tracheal and laryngeal trauma may result in glottic

oedema, which is an important cause of postextubation

obstruction. Glottic oedema has been subsclassified as

supraglottic, retroarytenoidal, and subglottic.

33 Supraglottic

oedema results in posterior displacement of the epiglottis

reducing the laryngeal inlet and causing inspiratory

obstruction. Retroarytenoidal oedema restricts movement

of the arytenoid cartilages, limiting vocal cord abduction

on inspiration. Subglottic oedema, a particular problem in

neonates and infants results in swelling of the loose

submucosal connective tissue and is confined by the

nonexpandable cricoid cartilage. In neonates, this is the

narrowest part of the upper airway, and small reductions in

diameter results in a significant increase in airway

resistance. Management of laryngeal oedema depends upon

its severity. Treatment options range from head-up

positioning, supplemental humidified oxygen, racemic

epinephrine, helium-oxygen administration and reintubationRUDRA, CHATTERJEE : TRACHEAL EXTUBATION IN DIFFICULT AIRWAY 433

with a smaller endotrachel tube. The practice of

administering systemic steroids in the hopes of reducing

oedema is controversial, and studies are divided on their

efficiency.

34

Vocal cord malfunctions

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Vocal cord malfunctions from injury to the vagus or

one of its branches (the recurrent laryngeal nerve or the

external division of the superior laryngeal nerve) is a

relatively rare complication associated mostly with

head and neck, thyroid, or thoracic surgery.

12

Vocal cord

malfunction can also be caused by cuff pressure from the

endotracheal tube near the anterior division of the recurrent

laryngeal nerve.

35 Unilateral vocal cord paralysis generally

produces little other than hoarseness and usually improves

without treatment. Bilateral vocal cord paralysis can cause

airway obstruction requiring immediate reintubation and

subsequent tracheostomy. Diagnosis can be confirmed by

fibreoptic evaluation.

Acute pulmonary oedema

Acute pulmonary ordema may complicate tracheal

extubation when significant airway obstruction occurs.

36-39

Generally, it occurs in adults following severe laryngospasm.

However, in children, acute pulmonary oedema occurs

following croup or epiglottitis.

38 This occurs when a forceful

inspiratory effort is made against a closed glottis, generating

Page 15: Indian Journal of Anaesthesia

high intrapleural pressures promoting venous return. It may

also result in a rightward shift of interatrial and

interventricular septums, raising left atrial and ventricular

pressures. This condition is seen within minutes after

extubation and usually presents with pink frothy sputum and

a decrease in oxygen saturation (SpO2). Management involves

removing the obstruction, oxygen support, close monitoring,

and afterload reduction with frusemide or morphine, or

both. Reintubation is rarely needed and most cases resolve

without complications.

Airway compression

External compression of the airway after extubation

may lead to obstruction.

• An excessively tight postsurgical neck dressing cause

external compression that can be easily resolved.

• A rapidly expanding haematoma in proximity to the

airway. Situation may be seen after certain surgeries

(e.g. carotid endarterectomy, thyroidectomy). Condition

must be quickly diagnosed and properly treated before

total airway obstruction occur.

40

• Tracheomalacia, may occur for a number of reasons

including prolonged compression from a goiter.

41

This condition is usually seen after the removal of the

Page 16: Indian Journal of Anaesthesia

goiter. Airway obstruction becomes apparent soon after

extubation and management includes reintubation,

surgical tracheal support, or tracheostomy below the

obstruction.

Aspiration

Alteration in laryngeal function, along with residual

anaesthesia, may make the patient more vulnerable to

aspiration at the time of extubation. Management consists

of supportive measures and depending on the extent of

aspiration may include reintubation and ventilation with

positive end-expiratory pressure.

Macroglossia

It may complicate prolonged posterior fossa surgery

performed in the sitting, prone, or park-bench position.

42

Tongue enlargement may also be traumatic, haemorrhagic,

vascular, or inflammatory. It may worsen after tracheal

tube removal, leading to partial or complete airway

obstruction.

43 Tracheal reintubation may prove difficult or

impossible.

Conclusion

Many tracheal extubations are accompanied by

relatively benign, transient complications. In certain settings,

the risk of the patient requiring tracheal reintubation are

Page 17: Indian Journal of Anaesthesia

increased. Tracheal reintubation are generally more

complex because of associated hypoxia, hypercarbia,

haemodynamic problems, agitation, and airway obstruction.

Tracheal reintubation over tube changers is neither

without complications nor 100% successful; therefore, who

use these devices should be familiar with the equipment

and techniques, their potential complications, and alternatives

in case of reintubation failure. Finally, the high risk patients

should be identified if at all possible. Moreover, a senior

anaesthesiologist with experience in difficult airway and a

trained nurse should always be present alongside the airway

manager, which may improve patient safety.

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