Information Society TechnologiesInformation Society Technologies

FP5 (1998-2002) updateFP5 (1998-2002) update

FP 6 (2002-2006) overviewFP 6 (2002-2006) overview

IST programme DG INFSO/ F6IST programme DG INFSO/ F6

Outline of presentationOutline of presentation

Status update of IST in FP5Status update of IST in FP5– IST structure & visionIST structure & vision– IST facts & figuresIST facts & figures– Analysis of the programme portfolioAnalysis of the programme portfolio

WP2002WP2002– Main featuresMain features

Overview of IST in FP6Overview of IST in FP6– Rationale and contextRationale and context– Elements of IST in FP6Elements of IST in FP6– FP6 instrumentsFP6 instruments– FP6 budgetFP6 budget

The Fifth Framework Programme The Fifth Framework Programme (1998-2002)(1998-2002)

Creating a User friendly

Information Society

3.600 B€

Energy, environment &

sustainable development

2.125 B€

Improving the quality of life &

management of living resources

2.413 B€

Promoting competitive & sustainable

growth

2.705 B€

Total: 14.960 B€

0.475 B€Confirming the international role of Community research

0.363 B€Promotion of innovation & SME participation

1.280 B€Improving human potential & socio-economic knowledge

IST Structure and BudgetIST Structure and Budget

Key Action IKey Action I : Systems and services for the citizen: Systems and services for the citizen 646 M€ (18%)646 M€ (18%)

Key Action IIKey Action II : New methods of work and : New methods of work and eeCommerceCommerce 547 M547 M€€ (15%) (15%)

Key Action IIIKey Action III : Multimedia content and tools: Multimedia content and tools 564 M564 M€€ (16%) (16%)

Key Action IVKey Action IV : Essential technologies and infrastructures: Essential technologies and infrastructures 1,363 M1,363 M€€ (38%) (38%)

Future and emerging technologiesFuture and emerging technologies 319 M319 M€€ ( 9%) ( 9%)

Research networkingResearch networking 161 M161 M€€ ( 4%) ( 4%)

Cross-Programme themesCross-Programme themes at least 10% of programmeat least 10% of programme

The IST vision The IST vision

Building the knowledge society for ALL Moving to an era where :

‘Our surrounding is the interface’ to IST applications and services

Exploring beyond “the PC, screens & keyboard interfaces”... Multi-sensorial dialogues supported by computing & networking

– ‘everywhere’– embedded in everyday objects

(e.g: furniture, clothes, vehicles, smart materials, …)– Offering natural interactions

(voice, gesture, etc…)

Call 7Call 7 ? ? 450 450 Call 7Call 7bisbis ? ? 25 25 Call 8Call 8 ? ? 370 370 _____ _________ ____ Total ~2200Total ~2200

~3522~3522M€

~~1200 M1200 M€ ~950 M~950 M€ ~850 M~850 M€ ~370 M~370 M€

19991999 Jan Mar June OctJan Mar June Oct

20002000Jan Apr Jul OctJan Apr Jul Oct

20012001Jan Apr Jun SeptJan Apr Jun Sept

20022002Jan Apr Jul OctJan Apr Jul Oct

Call-1Call-1 Call-2Call-2 Call-3Call-3 Call-4Call-4 Call-5Call-5 Call-6Call-6 Call-7Call-7 Call-8Call-8

IST call timetable and inventoryIST call timetable and inventory

Call-7Call-7bisbis

Call Call ProjectsProjectsBudgetBudget

1-6 ~1,754 ~2,5981-6 ~1,754 ~2,598

Participation in IST (calls 1-6)Participation in IST (calls 1-6)

Budget by organisation type

Others8%

SM Enterprise24%

Large Enterprise27%

Research Centre18%

Higher education establishments

23%

Number of participants by organisation type

Research Centre16%

SM Enterprise28%

Large Enterprise21%

Others12%

Higher education establishments

23%

Around 1750 proposals retained out of ~8000 received. Total funding: ~ 2.6 B€ (about 75% of total budget).

IPPA : technologies covered by IST portfolioIPPA : technologies covered by IST portfolio

0

50

100

150

200

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350

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Nbr

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Call 1-3 Call 4-6

Visualisation virtual reality

µsystemsµelectronics

Mobile

Internet

Information handling

Distributed systems

Increased concentration on a clear set of Increased concentration on a clear set of technologiestechnologies

Industry/services sectors covered Industry/services sectors covered

0

50

100

150

200

250

300fin

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Nbr

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Call 1-3 Call 4-6

Time to market call 1-3

0

100

200

300

400

500

<3 years 3-5 years 5-10 years 10+ years

Nbr

pro

posa

ls

~20%

Time to market call 4-6

0

50

100

150

200

250

<3 years 3-5 years 5-10 years 10+ years

Nbr

pro

posa

ls ~30%

IPPA: time to market for RTD projectsIPPA: time to market for RTD projects

A clear move towards addressing the longer termA clear move towards addressing the longer term

IPPA : summary of observationsIPPA : summary of observations

Clear focussing on the future generations of ISTClear focussing on the future generations of ISTin line with the programme's visionin line with the programme's vision

A clear move towards longer term A clear move towards longer term away from “traditional” internet technologiesaway from “traditional” internet technologies

In areas where European IST industry is strongIn areas where European IST industry is stronga coherent contribution to development of technologies & applicationsa coherent contribution to development of technologies & applications(e.g. mobile/wireless communications, microsystems, micro/optoelectronics)(e.g. mobile/wireless communications, microsystems, micro/optoelectronics)

Fragmentation of coverage in areas where European industry is weak Fragmentation of coverage in areas where European industry is weak e.g. Generic and packaged Softwaree.g. Generic and packaged Software

...and where technology is still not mature ...and where technology is still not mature e.g. advanced interfaces, semantic-based knowledge management …..e.g. advanced interfaces, semantic-based knowledge management …..

Gaps to be bridged in some critical fieldsGaps to be bridged in some critical fieldse.g. security, ..e.g. security, ..

Forging links between technology & application developmentForging links between technology & application development

Workprogramme 2002 - input documentsWorkprogramme 2002 - input documents

eeEurope: Synergies/contributionsEurope: Synergies/contributionsAction Plan (Action Plan (eeEurope site), ISTAG WG6 reportEurope site), ISTAG WG6 report

Recommendations of ISTAG: Recommendations of ISTAG: Report: “WG7 report: FP6 and WP2002”Report: “WG7 report: FP6 and WP2002”

IPPA analysis of calls 1-6IPPA analysis of calls 1-6IPPA reports (on Cordis)IPPA reports (on Cordis)

Consultation meetings FP6+ WP2002Consultation meetings FP6+ WP200215 reports on Cordis15 reports on Cordis

FP6 and Specific programmes textsFP6 and Specific programmes texts Programme assessment and monitoringProgramme assessment and monitoring

5 year assessment, annual monitoring 5 year assessment, annual monitoring

Workprogramme 2002: objectivesWorkprogramme 2002: objectives

Bridging to FP6Bridging to FP6– Further concentration/focus Further concentration/focus – Longer term and/or high-risk effortLonger term and/or high-risk effort– Preparing for the instruments Preparing for the instruments – preparing the constituencypreparing the constituency– ERA related activitiesERA related activities

Contributing to eEurope Contributing to eEurope – Activities that help sustain the Activities that help sustain the ee Europe momentum beyond the 2002 time Europe momentum beyond the 2002 time

frame, e.g. Health, transport, security, education, ..frame, e.g. Health, transport, security, education, ..

Consolidating FP5 Consolidating FP5 – achieve critical mass achieve critical mass – Achieve coverage where neededAchieve coverage where needed

• • ContentContent - visible mapping between priorities and RTD activities- visible mapping between priorities and RTD activities - policy priorities highlighted (e.g. - policy priorities highlighted (e.g. eeEurope, 3G communication) Europe, 3G communication) - technology priorities better specified- technology priorities better specified - a total of 35 Actions Lines (compared to 79 in WP2001)- a total of 35 Actions Lines (compared to 79 in WP2001) - includes 4 Cross-Programme Actions- includes 4 Cross-Programme Actions - includes specific Action Lines for - includes specific Action Lines for eeEuropeEurope - includes specific Actions Lines to support the preparation of FP6- includes specific Actions Lines to support the preparation of FP6

• • Indicative Budget of 370 MIndicative Budget of 370 M€

• • RoadmapRoadmap single call (Call 8) in Nov 2001single call (Call 8) in Nov 2001

IST WP2002: IST WP2002: Main characteristicsMain characteristics

Skeleton and call 8Skeleton and call 8

SkeletonSkeleton– 20 RTD Action Lines20 RTD Action Lines (46 in 2001)(46 in 2001)– 4 Take-up4 Take-up (11 in 2001)(11 in 2001)– 4 CPAs4 CPAs (13 in 2001)(13 in 2001)– 10 Support Measures10 Support Measures (9 in 2001)(9 in 2001)

One CallOne Call– Call in Nov 2001 Call in Nov 2001 – Deadline 21 February 2002Deadline 21 February 2002– Evaluation: March 2002Evaluation: March 2002– Contract signature: June/July 2002Contract signature: June/July 2002

Call 8: ~370 M EuroCall 8: ~370 M Euro

KA I: 4 RTD + 1 take-up

KA II: 2 RTD + 1 SM/ take-up

KA III: 1 RTD + 2 SM

KA IV: 13 RTD* + 7 take-up/SM

CPAs: 4 CPAs

FET: 2 Proactive +Open

KA1KA1

2 RTD ALs in Health2 RTD ALs in Health

1 RTD in Elderly and disabled1 RTD in Elderly and disabled

1 AL in Environment (RTD + SMs)1 AL in Environment (RTD + SMs)

1 AL in Transport preparing for FP6 (Take-up + SMs)1 AL in Transport preparing for FP6 (Take-up + SMs)– clustering, reflection groups,.. clustering, reflection groups,..

KA2KA2

One AL preparing for FP6 One AL preparing for FP6 – with Working Groups, studies, developing roadmaps , links with Working Groups, studies, developing roadmaps , links

with MSs, with MSs,

One AL on Long Term/exploratory researchOne AL on Long Term/exploratory research

One AM/Take-up + Demons.: consolidating eEuropeOne AM/Take-up + Demons.: consolidating eEurope

KA3KA3

One AL preparing for FP6: One AL preparing for FP6: – WGs , NoE, studies,... WGs , NoE, studies,...

Long term/exploratory researchLong term/exploratory research

One consolidating/disseminating results One consolidating/disseminating results – in particular in the eEurope fields of education, culture in particular in the eEurope fields of education, culture

and content and content

KA4KA4

CoverageCoverage Computing, Communication & Networks: 3 RTD + 1 Take-upComputing, Communication & Networks: 3 RTD + 1 Take-up Mobile/wireless: 2 RTDMobile/wireless: 2 RTD Simulation/visualisation, interfaces: 2 RTDSimulation/visualisation, interfaces: 2 RTD Software: 1 RTDSoftware: 1 RTD Microsystems: 2 RTD + 1 Take-upMicrosystems: 2 RTD + 1 Take-up Microelectronics: 3 RTD + 1 Take-upMicroelectronics: 3 RTD + 1 Take-up

Consolidates FP5 and focuses on activities to be introduced/reinforced Consolidates FP5 and focuses on activities to be introduced/reinforced in FP6, e.g.in FP6, e.g. 4G Mobile, cognitive vision and control at large scale, software technologies, Networked 4G Mobile, cognitive vision and control at large scale, software technologies, Networked

audiovisual systems, micro and nano systems.audiovisual systems, micro and nano systems.

CPAs: Preparing FP6CPAs: Preparing FP6

– Mobile applications and servicesMobile applications and services• IPv6, new interfaces, integration with wireless LANs,..IPv6, new interfaces, integration with wireless LANs,..• location based services, mobile health systems, Mobile ecommerce and location based services, mobile health systems, Mobile ecommerce and

ework, entertainmentework, entertainment• Complements “Call 7bis”Complements “Call 7bis”

– GRIDsGRIDs Technologies and applications Technologies and applications• environment, health, media, business & decision support systems, …Grids environment, health, media, business & decision support systems, …Grids

technologies and development environments, technologies and development environments,

– Sensors technologies and applications Sensors technologies and applications • in health, environment, transport, work environments, nano, new materials, ..in health, environment, transport, work environments, nano, new materials, ..

– Technology platforms for cultural & artistic creative expressionTechnology platforms for cultural & artistic creative expression

FET and RNsFET and RNs

The open action lineThe open action line

2 Proactive2 Proactive

– Quantum Information Processing and CommunicationQuantum Information Processing and Communication

– Presence Research: Cognitive sciences and future mediaPresence Research: Cognitive sciences and future media

RN: Complement to GEANT and testbedsRN: Complement to GEANT and testbeds

Continuous submissionContinuous submission

IST2002 - VI.1.1IST2002 - VI.1.1 FET Open schemeFET Open scheme IST2002 - VIII.1.1IST2002 - VIII.1.1 Clustering of ProjectsClustering of Projects IST2002 - VIII.1.2IST2002 - VIII.1.2 Networks of Excellence & working groupsNetworks of Excellence & working groups IST2002 - VIII.1.3IST2002 - VIII.1.3 Channelling of standardisation Channelling of standardisation IST2002 - VIII.1.4IST2002 - VIII.1.4 Improving human capital in IT Improving human capital in IT IST2002 - VIII.1.5IST2002 - VIII.1.5 Not existingNot existing IST2002 - VIII.1.6IST2002 - VIII.1.6 Enabling RTD co-operation with NASEnabling RTD co-operation with NAS IST2002 - VIII.1.7IST2002 - VIII.1.7 Enabling RTD Co-operation with 3rd CountiesEnabling RTD Co-operation with 3rd Counties IST2002 - VIII.1.8IST2002 - VIII.1.8 Dissemination & awareness of resultsDissemination & awareness of results IST2002 - VIII.1.9IST2002 - VIII.1.9 StudiesStudies IST2002 - VIII.1.10IST2002 - VIII.1.10 Strengthening the ERA in IST domainsStrengthening the ERA in IST domains IST2002 - VIII.1.11IST2002 - VIII.1.11 Exploratory awards specific measures Exploratory awards specific measures

IST in FP6IST in FP6 ContextContext ContentContent ToolsTools BudgetBudget

The timetable for FP6The timetable for FP6

21 February 2001……..21 February 2001…….. Commission proposal to Council and ParliamentCommission proposal to Council and Parliament

3 March 2001 ………...3 March 2001 ………... Presentation to informal Council meeting in UppsalaPresentation to informal Council meeting in Uppsala

April 2001 ……………..April 2001 …………….. Starting the IST consultation processStarting the IST consultation process

30 May 2001…………..30 May 2001………….. Commission proposal on Specific ProgrammesCommission proposal on Specific Programmes

June 2001 …………….June 2001 ……………. Research CouncilResearch Council

Sept 2001 ……………..Sept 2001 …………….. Commission proposal on participation rulesCommission proposal on participation rules

October 2001 …………October 2001 ………… Parliament ’s first reading of FP6Parliament ’s first reading of FP6

Oct/Dec 2001………….Oct/Dec 2001…………. Council positionCouncil position

March 2002……………March 2002…………… Parliament second readingParliament second reading

Spring 2002……………Spring 2002…………… Conciliation procedureConciliation procedure

June 2002……………...June 2002……………... Final adoptionFinal adoption

FP6 and the European Research Area FP6 and the European Research Area

Moving to a European level Research PolicyMoving to a European level Research Policy Strengthen co-operation between National and EU activitiesStrengthen co-operation between National and EU activities Concentration and focussing of effort and added-valueConcentration and focussing of effort and added-value Improve links between National and EU policies and schemesImprove links between National and EU policies and schemes Further preparation for the EU enlargement processFurther preparation for the EU enlargement process Aims to simplify management and implementation proceduresAims to simplify management and implementation procedures FP6 is an essential tool in support of ERAFP6 is an essential tool in support of ERA

see …. “Making a reality of the European Research Area” Commission Communication of October 2000

Commission proposal “Specific Programmes” Commission proposal “Specific Programmes” (May 2001)(May 2001)

INTEGRATING EUROPEAN RESEARCH

PRIORITY THEMATIC AREAS ANTICIPATING S/T NEEDS

Research for policysupport

Frontier research,unexpecteddevelopments

Specific SME activities

Specific international cooperation activities

Gen

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JRC activities

STRUCTURING THE ERA STRENGTHENING THEFOUNDATIONS OF ERA

Researchandinnovation

Humanresources &mobility

Researchinfrastructures

Science andsociety

Coordinationof researchactivities

Developmentof research/innovationpolicies

Main IST related parts of FP6Main IST related parts of FP6INTEGRATING EUROPEAN RESEARCH

PRIORITY THEMATIC AREAS ANTICIPATING S/T NEEDS

Research for policysupport

Frontier research,unexpecteddevelopments

Specific SME activities

Specific international cooperation activities

Gen

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JRC activities

STRUCTURING THE ERA STRENGTHENING THEFOUNDATIONS OF ERA

Researchandinnovation

Humanresources &mobility

Researchinfrastructures

Science andsociety

Coordinationof researchactivities

Developmentof research/innovationpolicies

IST: a high political and policy profileIST: a high political and policy profile

The Union has set an objective for the next decade …The Union has set an objective for the next decade …

Lisbon councilLisbon council …. …. ““To become the most competitive and dynamic knowledge-basedTo become the most competitive and dynamic knowledge-based economy in the world, capable of sustainable economic growtheconomy in the world, capable of sustainable economic growth with more and better jobs and greater social cohesion.” with more and better jobs and greater social cohesion.”

eeEurope:Europe: A major instrument to attain this objective A major instrument to attain this objective providing consolidation in Member Statesproviding consolidation in Member States

IST providing the key technologies ….IST providing the key technologies …. for knowledge creation, sharing and exploitationfor knowledge creation, sharing and exploitation

IST: part of a competitive “race” to knowledgeIST: part of a competitive “race” to knowledge

The US invests 3 times more on RTD in IST The US invests 3 times more on RTD in IST 52% of RTD effort in IST in OECD countries is in the US52% of RTD effort in IST in OECD countries is in the USonly 17% in Europe (22% in Japan)only 17% in Europe (22% in Japan)

Public investment in the EU is 50% of the US effortPublic investment in the EU is 50% of the US effort……. and the gap is widening . and the gap is widening

The EU effort is fragmentedThe EU effort is fragmented…….critical mass is rarely reached in the member states.critical mass is rarely reached in the member states

… … and IST has shorter & shorter life-cycles... and IST has shorter & shorter life-cycles...

IST - Europe can react...IST - Europe can react...

A new generation of technologies is emergingA new generation of technologies is emerging– helps build an ALL inclusive knowledge society and economy helps build an ALL inclusive knowledge society and economy – Europe is well positioned Europe is well positioned

Europe can build on strengths, e.g. Europe can build on strengths, e.g. - in Mobile and Wireless,- in Mobile and Wireless,- embedded software,- embedded software,- consumer electronics,- consumer electronics,- rich content & service provision- rich content & service provision

EU RTD in IST provides a unique opportunity EU RTD in IST provides a unique opportunity - to aggregate fragmented effort (ERA)- to aggregate fragmented effort (ERA)- build consensus and provide a “global approach”- build consensus and provide a “global approach”

IST in FP6: StrategyIST in FP6: Strategy

Concentration and focusConcentration and focus– building critical massbuilding critical mass

Capitalise on Europe’s strengthsCapitalise on Europe’s strengths

Visionary, forward looking (longer term / high risk)Visionary, forward looking (longer term / high risk)

Address key societal, economic & industrial challengesAddress key societal, economic & industrial challenges

Combine flexibility with greater speed in implementationCombine flexibility with greater speed in implementation

IST in FP6 : key elementsIST in FP6 : key elements

Policy Framework (Lisbon conclusions, Policy Framework (Lisbon conclusions, eeEurope) Europe) Vision of “Ambient Intelligence”Vision of “Ambient Intelligence”

providing natural & enjoyable interactions with IST applications & servicesproviding natural & enjoyable interactions with IST applications & services

ObjectivesObjectivesStrengthening Europe’s competitiveness & technology baseStrengthening Europe’s competitiveness & technology baseBuilding the information and knowledge society for ALLBuilding the information and knowledge society for ALL

ScopeScopeCore technologies & “pull-through” applicationsCore technologies & “pull-through” applications

ChallengesChallengesBring the users, “people”, to the foregroundBring the users, “people”, to the foregroundEmbed trustful technologies in the background (almost invisible)Embed trustful technologies in the background (almost invisible)

An overview of IST in FP6An overview of IST in FP6 ContextContext ContentContentInstrumentInstrumentss BudgetBudget

““Ambient Intelligence” tomorrowAmbient Intelligence” tomorrow

“Our surrounding” is the interface

Use all senses, intuitive

Context-based knowledge handling

Infinite bandwidth, inter-operable, ..

Mobile/Wireless full multimedia

Nano-scale

different materials

Wide adoption (eHealth, eLearnng, …)

>70% of world-wide population on line

IST : the way to an “all inclusive knowledge society”IST : the way to an “all inclusive knowledge society”

IST todayIST today

• PC based ……………………………..

• “Writing and reading”…………….….

• “Word” based information search…….

• Low bandwidth, separate networks….

• Mobile telephony (voice)…………..…

• Micro scale…………………………….

• Silicon based…………………………..

• eServices just emerging……………….

•Only 5% of global population on-line..

Anywhere anytime natural and Anywhere anytime natural and enjoyable access to IST services for ALLenjoyable access to IST services for ALL

Miniaturised, Miniaturised, low cost low powerlow cost low power

components & µsytemscomponents & µsytems

Natural interactionsNatural interactionswith ‘ knowledge ’ with ‘ knowledge ’ 

Pervasive, mobile, Pervasive, mobile, wireless, trustful wireless, trustful

infrastructuresinfrastructures

CommunicationCommunication& networking& networking SoftwareSoftware µ, nano & optoµ, nano & opto

electronicselectronicsµ and nanoµ and nano

systemssystemsKnowledge Knowledge technologiestechnologies interfacesinterfaces

Applied IST for major societal and economic challengesApplied IST for major societal and economic challenges

Trust &Trust &Confidence Confidence

IST for societal IST for societal challenges challenges

IST for economic IST for economic challenges challenges

Demanding Demanding applicationsapplications

Spec

ific

Spec

ific

Generic

Generic

inte

grat

ion

inte

grat

ion

Building blocks

Building blocks

Security, privacyIPRs, dependabiltySmart cards,...

E and m business,e and m work,learning

GRIDS forscience, engineeringbusiness and society

Health, eInclusion,mobility, environmentsafety, cultural heritage

•Mobile: beyond 3G•Fixed:All optical•Integrated (IPv6)•Adaptive

•Reliable•Embedded•Distributed•Adaptable

•CMOS : the limit•System-on-Chip•Nano-scale •New materials

•Multidiscplines•New Sensing•Networked•New materials•Nano-scale

•Context based•Semantic based •Agent based•Scaleable

•All senses•Multilingual•Intuitive •‘Surrounding’

Other IST activities in FP6Other IST activities in FP6

Exploring future visions and paradigmsExploring future visions and paradigms- - Anticipation of S&T needsAnticipation of S&T needs- “Parts” of current FET - “Parts” of current FET

Support to Support to eeEuropeEurope- - Anticipation of policy needsAnticipation of policy needs

Building Research InfrastructuresBuilding Research Infrastructures- - Research NetworksResearch Networks- access to RTD facilities- access to RTD facilities

Enhancing the impactEnhancing the impact- - Innovation and support to SMEsInnovation and support to SMEs

Extending global co-operation Extending global co-operation Fighting the skills gapFighting the skills gap

- mobility of researchers..- mobility of researchers..

An overview of IST in FP6An overview of IST in FP6

ContextContext ContentContent InstrumentsInstruments BudgetBudget

Instruments: Rationale Instruments: Rationale

Higher integration and building critical massHigher integration and building critical mass– Realising ERARealising ERA

Simplifications of proceduresSimplifications of procedures

Larger autonomyLarger autonomy– higher responsibility for the consortium higher responsibility for the consortium

Higher flexibilityHigher flexibility

FP6: Three (+1) instruments for “priority areas”FP6: Three (+1) instruments for “priority areas”

Integrated ProjectsIntegrated Projects– Objective drivenObjective driven

Networks of ExcellenceNetworks of Excellence– Exploratory researchExploratory research

Article 169Article 169– Member states initiativeMember states initiative

+ Targeted research projects+ Targeted research projects– Address specific issuesAddress specific issues

Integrated projects: characteristicsIntegrated projects: characteristics

IntegrationIntegration– All elements of the technology chain to attain high-impact goalsAll elements of the technology chain to attain high-impact goals– Different type of activities: Different type of activities:

• RTD, technology transfer, training, dissemination, demonstration…RTD, technology transfer, training, dissemination, demonstration…

– Global funding involving public & private fundsGlobal funding involving public & private funds SizeSize

– The necessary size to attain its goalsThe necessary size to attain its goals ParticipationParticipation

– 3 legal entities at least (2 from MSs)3 legal entities at least (2 from MSs)– minimum can be changed in the WPminimum can be changed in the WP– supports industry-academia collaboration including SMEssupports industry-academia collaboration including SMEs

IPs: implementationIPs: implementation

Selection on a call for proposal basisSelection on a call for proposal basis– possible call for expression of interests, to select themespossible call for expression of interests, to select themes

Large degree of autonomyLarge degree of autonomy– Allocations of budgetsAllocations of budgets– PPossibility to launch calls for participationossibility to launch calls for participation

Subsequent calls for additional “tasks” and fundingSubsequent calls for additional “tasks” and funding by the Commission by the Commission

FundingFunding– Grant to the budget up to 50% Grant to the budget up to 50% – Different ceilings depending on the activityDifferent ceilings depending on the activity

IPs : Three possible implementationsIPs : Three possible implementations

“Monolithic”

• Partners known at outset• Tasks identified• budget known

“Incremental” participation •Tasks identified• budget known• not all participants are in

“Incremental” funding• objectives known• technology roadmap known• tasks to be completed• budget to be changed• Participants as well

Networks of Excellence (NoEs): characteristicsNetworks of Excellence (NoEs): characteristics

““Virtual” centre of excellenceVirtual” centre of excellence– brings together the research effort on a particular topic brings together the research effort on a particular topic – a clearly identified “joint programme of activity”a clearly identified “joint programme of activity”– established or emerging fields established or emerging fields

SizeSize– Several MEuro funding per year for the “Integrated effort”Several MEuro funding per year for the “Integrated effort”– Support to different types of activities: Support to different types of activities:

• RTD, training, transfer, mobility... RTD, training, transfer, mobility...

ParticipantsParticipants– Minimum 3: Universities, Research Labs, Industrial LabsMinimum 3: Universities, Research Labs, Industrial Labs

Special Measures planned for SME’sSpecial Measures planned for SME’s

NoEs: Implementation NoEs: Implementation

Selection on the basis of calls for proposalsSelection on the basis of calls for proposals

Large degree of autonomyLarge degree of autonomy– Possibility to modify plans and allocation of work Possibility to modify plans and allocation of work – possibility to launch a call for participationpossibility to launch a call for participation

FundingFunding– Grant for integrationGrant for integration– Up to 25% of total effort that is put together Up to 25% of total effort that is put together

NoE: example of what to fundNoE: example of what to fund

The area: Software technologies

NoE theme: Next generation Programming languages

Grant for Integration covering e.g.•RTD on specific new concepts e.g.: - Aspects based programming - ….•Training, exchange of reserachers•Transfer to industry, SMEs…

Partner 1

Partner 2

Partner 4

Partner 3

Software technologies

Programming languages

Aspects based programming, …..

Article 169Article 169

At the initiative of the member statesAt the initiative of the member states

Support to “national” programmes jointly executed Support to “national” programmes jointly executed according to article 169according to article 169

Joint or co-ordinated calls for proposalsJoint or co-ordinated calls for proposals

EC funding used to support the jointly executed EC funding used to support the jointly executed programmesprogrammes

Targeted RTD projectsTargeted RTD projects

Principle: Similar to current RTD contractsPrinciple: Similar to current RTD contracts

Funding: Grant to budget up to 50 %Funding: Grant to budget up to 50 %

Launching: Calls for proposalsLaunching: Calls for proposals

Participation: At least two MSsParticipation: At least two MSs

Under the same instrument: Under the same instrument: – Coordinating activities (e.g. current thematic networks) Coordinating activities (e.g. current thematic networks)

will be added as well. will be added as well.

FP6: Instruments for “anticipating & strengthening”FP6: Instruments for “anticipating & strengthening”

““Strengthening…”Strengthening…”– Grants : to co-ordination of RTDGrants : to co-ordination of RTD– Grants : for development of a coherent policyGrants : for development of a coherent policy

Support to specific International Cooperation activitiesSupport to specific International Cooperation activities– EU’s foreign policy & development aid policy EU’s foreign policy & development aid policy

Support to SMEsSupport to SMEs– Collective.. (SMEs’ Associations + Research Centers) Collective.. (SMEs’ Associations + Research Centers) – Cooperative..Cooperative.. (( >2 SMEs + research centers)>2 SMEs + research centers)

RTD supporting policiesRTD supporting policiesRTD supporting new S&T areasRTD supporting new S&T areas– Targeted RTD Projects, similar to current shared cost contractsTargeted RTD Projects, similar to current shared cost contracts– Networking of Member State research activitiesNetworking of Member State research activities– Focused Calls with annual workprogrammesFocused Calls with annual workprogrammes

ParticipationParticipation

Who?Who?

Member States AND Associated candidate Member States AND Associated candidate Countries, same rights & obligationsCountries, same rights & obligations

European scientific cooperation European scientific cooperation organisations (ESA etc)organisations (ESA etc)

Minimum nbr of legal entitiesMinimum nbr of legal entities- - IP and NoE: 3 (2 from MS)IP and NoE: 3 (2 from MS)- Other instruments: 2 (1 from MS).- Other instruments: 2 (1 from MS).- Fellowships & support actions: 1 possible- Fellowships & support actions: 1 possible

(Nbr can be adjusted by work-programme)(Nbr can be adjusted by work-programme)

3rd Countries3rd Countries

IN ‘Integrating’ partIN ‘Integrating’ part All countriesAll countries Funding possible for INCO Funding possible for INCO

countries countries

OUTSIDE ‘Integrating’ partOUTSIDE ‘Integrating’ part Countries with co-operationCountries with co-operation

agreement under specified agreement under specified conditions conditions

Other countries if necessaryOther countries if necessary

FinancingFinancing

Grant for integration

Grant to thebudget

Grant as a lump sum

Networks of ExcellenceIntegrated ProjectsTargete projectsSpecific Research activities for SMEsIntegrated initiatives for InfrastructureActions to promote human resources and mobilityCoordination actionsSpecific support actions

IPRIPR As in FP5As in FP5

– Knowledge fully funded by Community: property by Knowledge fully funded by Community: property by CommunityCommunity

– Knowledge partly funded by Community: property by Knowledge partly funded by Community: property by participantsparticipants

Simplification & flexibility addedSimplification & flexibility added– All rules can be fixed within the consortium agreementAll rules can be fixed within the consortium agreement– principles provided: participants may agree additional rightsprinciples provided: participants may agree additional rights– rules identical for all participantsrules identical for all participants

Other “new” financial aspects Other “new” financial aspects

Joint and several financial liabilityJoint and several financial liability– Rationale: avoid financial viability checks Rationale: avoid financial viability checks – In line with the larger autonomy in budget allocation within the same In line with the larger autonomy in budget allocation within the same

project project

Different funding ceilings in the same Integrated projectDifferent funding ceilings in the same Integrated project

No eligible costs, only non-eligible expenditures No eligible costs, only non-eligible expenditures

Advance paymentsAdvance payments– 85% of every year budget85% of every year budget

An overview of IST in FP6An overview of IST in FP6

ContextContext ContentContent InstrumentsInstruments BudgetBudget

Commission proposal “Specific Programmes” Commission proposal “Specific Programmes” (May 2001)(May 2001)

I N T E G R A T I N G E U R O P E A N R E S E A R C H

P R IO R IT Y T H E M A T IC A R E A S A N T I C I P A T I N G S /T N E E D S

R e s e a rc h fo r p o li c ys u p p o r t

F ro n t ie r r e s e a rc h ,u n e x p e c te dd e v e lo p m e n ts

S p e c i f i c S M E a c tiv i t ie s

S p e c i f i c i n t e rn a t io n a l c o o p e r a t i o n a c t i v i t i e s

Gen

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bio

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Nan

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new

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and

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J R C a c t iv i t i e s

S T R U C T U R I N G T H E E R A S T R E N G T H E N I N G T H EF O U N D A T I O N S O F E R A

R e s e a rc ha n din n o v a t io n

H u m a nre s o u rc e s &m o b il i t y

R e s e a rc hin f r a s t ru c tu r e s

S c i e n c e a n ds o c i e ty

C o o rd in a tio no f r e s e a rc ha c t iv i t i e s

D e v e lo p m e n to f r e s e a rc h /in n o v a t io np o l i c i e s

Budgets for the Specific ProgrammesBudgets for the Specific Programmes Integrating & strengtheningIntegrating & strengthening

– Genomics Genomics 2,000 B2,000 B€– ISTIST 3,600 B3,600 B€– Nanotechnologies, int.. Nanotechnologies, int.. 1,300 B1,300 B€– Aeronautics and spaceAeronautics and space 1,000 B1,000 B€– Food safetyFood safety 0,600 B0,600 B€– Sustainable developmentSustainable development 1,700 B1,700 B€– Citizens in knowledge Citizens in knowledge 0,225 0,225 BB€– Anticipation of S&T needsAnticipation of S&T needs

• SMEsSMEs 0,450 B0,450 B€• InCoInCo 0,300 B0,300 B€• Policies and FrontierPolicies and Frontier 0,880 B0,880 B€

– Reinforcing ERA basisReinforcing ERA basis 0,450 B0,450 B€

Structuring ERAStructuring ERA– Research and InnovationResearch and Innovation 0,300 B0,300 B€– Human resourcesHuman resources 1,800 B1,800 B€– Research InfrastructuresResearch Infrastructures 0,900 B0,900 B€– Science/SocietyScience/Society 0,050 B0,050 B€

Joint Research CentreJoint Research Centre 0,730 B0,730 B€

12,505 B€

3,050 B€

16, 270 B€ 730 B€

IST-in-FP6 : ConclusionsIST-in-FP6 : Conclusions

A new generation of technologies and applications is emergingA new generation of technologies and applications is emerging Europe is well positioned to shape the future and competeEurope is well positioned to shape the future and compete The pace of development is increasingly fastThe pace of development is increasingly fast The aim is “people first” in all-inclusive knowledge society The aim is “people first” in all-inclusive knowledge society

Concentration, critical mass and flexibility are keyConcentration, critical mass and flexibility are key Simplification of procedures and fast reactivity Simplification of procedures and fast reactivity Need to address the (steep) learning-curve FP5Need to address the (steep) learning-curve FP5FP6FP6

The timetable for FP6The timetable for FP6

21 February 2001……..21 February 2001…….. Commission proposal to Council and ParliamentCommission proposal to Council and Parliament

3 March 2001 ………...3 March 2001 ………... Presentation to informal Council meeting in UppsalaPresentation to informal Council meeting in Uppsala

April 2001 ……………..April 2001 …………….. Starting the IST consultation processStarting the IST consultation process

30 May 2001…………..30 May 2001………….. Commission proposal on Specific ProgrammesCommission proposal on Specific Programmes

June 2001 …………….June 2001 ……………. Research CouncilResearch Council

Sept 2001 ……………..Sept 2001 …………….. Commission proposal on participation rulesCommission proposal on participation rules

October 2001 …………October 2001 ………… Parliament ’s first reading of FP6Parliament ’s first reading of FP6

Oct/Dec 2001………….Oct/Dec 2001…………. Council positionCouncil position

March 2002……………March 2002…………… Parliament second readingParliament second reading

Spring 2002……………Spring 2002…………… Conciliation procedureConciliation procedure

June 2002……………...June 2002……………... Final adoptionFinal adoption

• Prepare workprogrammesPrepare workprogrammes• Prepare new instrumentsPrepare new instruments• Communicate detailsCommunicate details• Start Partner buildingStart Partner building• Move toward IST ERAMove toward IST ERA• Support the learning curveSupport the learning curve

For further informationFor further information

IST helpdeskIST helpdeskFax : +32 2 296 83 88Fax : +32 2 296 83 88E-Mail : ist@cec.beE-Mail : ist@cec.be

www.cordis.luwww.cordis.lu/istwww.cordis.lu/rtd2002

- Official Journal (call texts)- Official Journal (call texts)- Workprogrammes- Workprogrammes- Guides for Proposers- Guides for Proposers- Evaluation manuals- Evaluation manuals