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Pacific Islands Applied Geoscience Commission www.sopac.org
INTEGRATED FLOOD MANAGEMENT
IN SAMOAFrom Science to Policy
Amataga Penaia1, Ausetalia Titimaea1, Jude Kohlhase1, Filomena Nelson1, Netatua Pelesikoti2, Michael Bonte-Grapentin2, Litea Biukoto2, Allison Woodruff2& Darren Lumbroso3
1 MNRE – Government of Samoa, 2 SOPAC, 3 HR Wallingford
Pacific Islands Applied Geoscience Commission www.sopac.org
Why Flood Management?• Apia the capital of Samoa is partly
located on the floodplains of 5 streams• High intensity rainfall causes severe
flooding 1939, 1974, 1975, 1982, 1990, 1991, 2001, 2006
• Extreme events likely more frequent in future (Climate Risk Profile Samoa)
• Costs are high e.g. 2001 direct damage of 4 Million US$, not counting frequent disruption of business and basic services
ADB 2006
Pacific Islands Applied Geoscience Commission www.sopac.org
Why……issues• Health risks (waterborne diseases)• Lack of coordination and integrated planning
among agencies that should be responsible for flood risk reduction
• Lack of town planning in Apia - many commercial and residential properties are developed on floodplain
• Weak monitoring and early warnings to communities at risk
• Constraints in budgetary allocation to mitigation activities
• Limited capacity (staff number & skills)
Pacific Islands Applied Geoscience Commission www.sopac.org
Pacific Islands Applied Geoscience Commission www.sopac.org
Pacific Islands Applied Geoscience Commission www.sopac.org
Pacific Islands Applied Geoscience Commission www.sopac.org
Pacific Islands Applied Geoscience Commission www.sopac.org
Process Applied• Development part of SOPAC/EDF8 Reducing
Vulnerability Project• Capacity Building in Flood Hydrology, River
Modelling and Flood Mapping (from data capture to analysis and modelling)
• Development of Rainfall/Runoff and Flood Inundation Models
• Production of Flood Hazard Maps• Evaluation of Flood Management Options • Development of Policy Documents
– Flood Management Action Plan 2007-12– Floodplain Management Guidelines
• Benefit-Cost Analysis of Mitigation Options
Pacific Islands Applied Geoscience Commission www.sopac.org
Geographic Scope• Flood management
process is countrywide• Pilot: Vaisigano River
– flow records available – drains into Apia, – largest basin on Upolu– 35 km2
– IWRM Hotspot
ApiaHarbour
0 km
5 km
Vaisiganocatchmentboundary
ApiaHarbour
0 km
5 km
Vaisiganocatchmentboundary
Savai’i
UpoluApia
Pacific Ocean
Vaisigano catchment
Pacific Islands Applied Geoscience Commission www.sopac.org
PART IScience
Pacific Islands Applied Geoscience Commission www.sopac.org
Data Constraints• Only 22 years of Annual Max Flow• Many gaps due to equipment failure
or lost records (e.g. TC Ofa)• Available flow gauging only up to
1/10 of peak flood flows• Only limited intensity data available
in 100+ year rainfall record• High degree of uncertainty in
estimated flood flows ~ ± 20%
Pacific Islands Applied Geoscience Commission www.sopac.org
Estimation of Peak FlowMethod 1 in 100 yr
(m3/s)
Statistical single site analysis (22 yrs)Revised rating curve 656Weir equation 181Regional flood frequency analysisMAF based on revised rating 411MAF assuming higher 2001 flood flow 461MAF based on weir equation 253MAF based on regression for Pacific basins 636Rainfall – runoff modellingHEC-HMS kinematic wave model 560HEC-HMS SCS lumped model 564
Pacific Islands Applied Geoscience Commission www.sopac.org
Hydrograph and Design Storm• Critical storm duration
for flooding is 2-3 hrs • Estimated rainfall
intensities (mm/hr):
• Sparse calibration data available from 2001 and 1974 events
0
100
200
300
400
500
600
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5 6.0
Time (hours)
Flow
(m3 /s
)
1 hour storm storm duration 2 hour storm duration 3 hour storm duration 4.5 hour storm duration
Duration(hr)
1 in 10years
1 in 50years
1 in 100years
2 66 80 87
3 47 57 62
0
50
100
150
200
250
300
350
400
15/04/200119:12
15/04/200120:24
15/04/200121:36
15/04/200122:48
16/04/200100:00
16/04/200101:12
16/04/200102:24
16/04/200103:36
16/04/200104:48
16/04/200106:00
16/04/200107:12
Date and time
Flow
(m3 /s
)
HEC-HMS hydrograph with Yeo rainfall HEC-HMS hydrograph with Meteorology Division rainfallUncorrected flow at Alaoa East using revised rating Corrected flow at Alaoa East using revised rating
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood Extent 2001
1.1 m
1.3 m
0.7 m
500 m
Apia Harbour
20 m
conto
ur
Leone
0.7 m0.8 m
0.8 m
Vaisigano River
Faatoia
1.2 m0.8 m
0.4 m
Mat
afag
atel
eSt
reet
Cross Island Road
Lelata Bridge
Major roads
The approximate area inundated during the April2001 flood
1.1 m The depth of water above ground level during the April2001 flood
20 m contour lineRiver
Legend
Direction of flow
0 m Scale
N
1.1 m
1.3 m
0.7 m
500 m
Apia Harbour
20 m
conto
ur
Leone
0.7 m0.8 m
0.8 m
Vaisigano River
Faatoia
1.2 m0.8 m
0.4 m
Mat
afag
atel
eSt
reet
Cross Island Road
Lelata Bridge
Major roads
The approximate area inundated during the April2001 flood
1.1 m The depth of water above ground level during the April2001 flood
20 m contour lineRiver
Legend
Direction of flow
0 m Scale
Nafter S. Yeo 2001
Pacific Islands Applied Geoscience Commission www.sopac.org
1D HEC-RAS Model
24.00
23.50
23.00 21.50
21.00
20.00
19.50 18.00
17.00
15.00 13.00
12.00 10.00
8.00
7.00
5.00 4.00 3.00
2.00 0.50
Vaisig 3bridges + 4weirs Plan: 3brdge+4weir 03/08/2006 Legend
WS 500 m3/s
Ground
Bank Sta
Ineff
Estimated locationand height ofrock weirs
Leone Bridge
Vaisigano Bridge
24.00
23.50
23.00 21.50
21.00
20.00
19.50 18.00
17.00
15.00 13.00
12.00 10.00
8.00
7.00
5.00 4.00 3.00
2.00 0.50
Vaisig 3bridges + 4weirs Plan: 3brdge+4weir 03/08/2006 Legend
WS 500 m3/s
Ground
Bank Sta
Ineff
Estimated locationand height ofrock weirs
Leone Bridge
Vaisigano Bridge
Pacific Islands Applied Geoscience Commission www.sopac.org
Critical River Sections
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood Depth Maps1 in 100years1 in 20
years
Pacific Islands Applied Geoscience Commission www.sopac.org
Assessing Flood HazardFloodwater depth
(m) xwater velocity (m/s)
(m2/s)
Degree of
hazard
Description
Less than 0.75 Low CautionFlood zone with shallow flowing water or deep
standing water0.75 to 1.25 Moderate Dangerous for some (i.e. children)
Danger: Flood zone with deep or fast flowing water
1.25 to 2.5 Significant Dangerous for most peopleDanger: Flood zone with deep fast flowing water
Greater than 2.5 Extreme Dangerous for allExtreme danger: Flood zone with deep fast
flowing water
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood Hazard Maps1 in 100years1 in 20
years
Pacific Islands Applied Geoscience Commission www.sopac.org
Assessing Flood Risks
Return period
People @ risk Buildings @ risk
1 in 2 1139 244
1 in 5 1382 296
1 in 20 1536 329
1 in 50 1596 342
1 in 100 1634 350
• Estimate impacts to people and infrastructure
• Benefit-Cost Analysis
Pacific Islands Applied Geoscience Commission www.sopac.org
Assessing Mitigation Options• Structural :
– Flood walls and embankments.
– By-pass channel.– Upstream flood
storage.– Increasing channel
conveyance.– Flood proofing of
houses– Improving channel
maintenance.– Pumping.
• Non-Structural– Floodplain zoning &
Development control– Flood forecasting and
warning– Flood insurance– Flood preparedness
and response plans– Public Awareness– Land use change
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood walls
Location of floodembankmentsLocation of floodembankments
Leone bridge
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood embankments or walls
2 m2 m
12
12
12
12
2 m2 m
12
12
12
12
Average height of the embankment (m)
Return period (years)
Left bank Right bank 1 in 2 0.96 0.61 1 in 5 1.72 1.35 1 in 20 2.54 2.13 1 in 50 2.83 2.40
1 in 100 3.24 2.81
Pacific Islands Applied Geoscience Commission www.sopac.org
Diversion channel
Pacific Islands Applied Geoscience Commission www.sopac.org
Diversion channel 2
30 m
2
1
2
1
Top width of channel varies depending on the flow to be carried
30 m
2
1
2
1
Top width of channel varies depending on the flow to be carried
Return period (years)
Capacity of the channel (m3/s)
Depth of channel (m)
Top width of channel (m)
1 in 2 74 0.9 33.6 1 in 5 183 2.0 38.0 1 in 20 318 2.1 38.4 1 in 50 370 2.4 39.6
1 in 100 450 2.7 40.8
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood proofing of buildings
•The design and construction of buildings with appropriate water-resistant materials. •Raised floor levels above a flood with a specified return period (annual probability of occurrence).
1in 50 year flood level (2% annual probability ofoccurrence)
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood Forecasting• Forecasting flood levels several hours in
advance is difficult owing to nature of catchment
• Possible to issue flood warnings based on flash flood guidance estimates and scenarios.
• Requires access to a weather prediction model (Australian) that provides hourly rainfall estimates
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood Warnings• Establish a mechanism to warn
communities in the lower Vaisigano River even if a flood occurs in the middle of the night
• Develop a series of staged flood warnings
• Establish a process (e.g. an advertising campaign in the media) to ensure that communities understand what each different warning means.
Pacific Islands Applied Geoscience Commission www.sopac.org
Conclusions - Mitigation Measures
• Pumping, Catchment Management and Channel Maintenance have only limited effects on flood flows in Samoa
• Reduce uncertainty in data (hydrological, topographical etc) for more accurate assessments
• Update models, maps and Action Plan as more accurate data becomes available
Pacific Islands Applied Geoscience Commission www.sopac.org
PART IIPolicy
Pacific Islands Applied Geoscience Commission www.sopac.org
Recall the Processflood hydrology
river modelling
flood plain mapping
policy review
consultation
mitigation options
Capacity building and information development and management
Flood Plain Guidelines and Action Plan
Cost Benefit Analysis of flood plain mitigation options
Pacific Islands Applied Geoscience Commission www.sopac.org
Floodplain management guidelineFloodplain management is concerned both with land use planning and flood management planning
Guideline Objectives:1. Objectives of guidelines is to:
2. Raise awareness of floodplain management issues
3. Provide guidance on floodplain management to reduce flood risks within the present legislative context for land use planning and flood management in Samoa.
• Responsible for land use planning and flood plain planning
• Development assessment and consent before a building permit could be issued by the Ministry of Works, Transport and Infrastructure (MWTI)
Pacific Islands Applied Geoscience Commission www.sopac.org
Development assessment• Development control is concerned with
whether or not developments should be allowed/constructed in areas that can flood and, where developments are permitted, the conditions or controls attached to the development of defined areas.
Such controls are aimed at, for example:• reducing the risk of buildings and other
assets being flooded.• reducing the resulting damage when
above floor flooding occurs.• avoiding increases in flood risk
elsewhere.
Pacific Islands Applied Geoscience Commission www.sopac.org
Con’t..Typical development control requirements
may include for example:
• identification of areas where building may and may not be permitted.
• minimum floor levels.
The safety of people during a flood event is important in the development of areas that are at risk from flooding. Evacuation can be very hazardous if safe evacuation routes are available
Pacific Islands Applied Geoscience Commission www.sopac.org
Floodplain Management Guidelines
• Provide generic background into management of floodplains
• Planning Tool– Provide guidance/checklist for
development assessment in floodplains according to level of risk
– Guide for integrating flood risk assessment into EIA process
Pacific Islands Applied Geoscience Commission www.sopac.org
Defined floods and flood risk zonesFloodwater depth
(m) xwater velocity (m/s)
(m2/s)
Degree of hazard
(rate of rise of water, warning time and
flood duration)
Description
Less than 0.75 Low CautionFlood zone with shallow flowing
water or deep standing water0.75 to 1.25 Moderate Dangerous for some (i.e. children)
Danger: Flood zone with deep or fast flowing water
1.25 to 2.5 Significant Dangerous for most peopleDanger: Flood zone with deep fast
flowing waterGreater than 2.5 Extreme Dangerous for all
Extreme danger: Flood zone with deep fast flowing water
High risk
“Functional floodplain”
Floodway
“Non-functional floodplain”
“Non-functional floodplain”
Flood risk area
1 in 1,000 year annual probability flood
1 in 100 year annual probability flood
Low tomediumrisk
Low tomediumrisk
Little or noflood risk
Little or noflood risk
(a) Defined floods
(b) Flood risk zones
High risk
“Functional floodplain”
Floodway
“Non-functional floodplain”
“Non-functional floodplain”
Flood risk area
1 in 1,000 year annual probability flood
1 in 100 year annual probability flood
Low tomediumrisk
Low tomediumrisk
Little or noflood risk
Little or noflood risk
(a) Defined floods
(b) Flood risk zones
Pacific Islands Applied Geoscience Commission www.sopac.org
1. Examples of landuse on flood zones
Degree of risk Little/ none
Medium High
Return period (years)
Non-functional floodplain: Developed
Non-functional floodplain: Undeveloped/sparse
Functional floodplain
Land use
River flooding
<1 in 1000 1 in 1000 to 1 in 100
>1 in 100 >1 in 100 >1 in 100
Open space/recreation Essential transport and utilities
(1) (1) (1)
Residential (2) (3) Commercial (2) (3) Industrial (2) Public institutions Hospitals Schools (4) Police Emergency services
• Notes:• (1) Should be operational in a flood.
Compensation works needed to avoid an increase in flood risk elsewhere.
• (2) Assuming appropriate flood defenses are provided.
• (3) Limited developments permitted in certain circumstances.
• (4) Not main school buildings and access routes.
Pacific Islands Applied Geoscience Commission www.sopac.org
Action Plan• Provides Background of Flood Mitigation
Options (Vaisigano/Samoa)• Identifies 48 Actions for Integrated Flood
Management, incl. responsible agencies and target dates
• Goals:1. Flood Risk Reduction 2. Strengthen Flood Preparedness and
Early Warning Systems3. Capacity Building in Flood Management4. Technological Information Management 5. Sustainable Watershed Management 6. Flood Governance
Pacific Islands Applied Geoscience Commission www.sopac.org
Purpose of Economic Analysis
• Ensures ‘efficient’ use of resources allocated to disaster management sector by implementing flood management measures with greatest ‘net’ benefits
• Advocacy tool- demonstrates the long-term savings that result from being pro-active by investing in flood management measures in the short-term
Pacific Islands Applied Geoscience Commission www.sopac.org
Flood management measures
• Priority flood management measures identified by stakeholders in March 2007:
• Structural measuresFloodwalls/embankmentsBy-pass/diversion channel
• Non-structural measuresImproved flood forecasting systemDevelopment control- elevated floor heights
Pacific Islands Applied Geoscience Commission www.sopac.org
Damages Associated with FloodingFlooding imposes significant costs on households and businesses in the lower Vaisigano:
Direct DamagesDamage to housesDamage to household contentsDamage to shops/officesDamage to business stockDamage to infrastructure (roads, power, water)Damage churches and schools
Indirect DamagesLost household incomeHousehold clean-up costsBusiness clean-up costsLost revenues
Pacific Islands Applied Geoscience Commission www.sopac.org
Impact of Flooding
Sources of data-Household and business surveys- SOPAC flood maps- Stage-damage curves
Flood events- 1 in 5, 1 in 20, 1 in 50, 1 in 100
Annual average damage estimated to be approximately WST$620,000 per year
Pacific Islands Applied Geoscience Commission www.sopac.org
Economic Pay-off from Investing in Selected Flood Management Measures
Flood measure Best case
Floodwalls 0.64
Diversion channel 0.09
Improved forecasting system 1.92
8.07
44.38
Elevated floor heights:
Existing homesNew homes
E.g. Estimated for every tala invested in constructing homes with raised floor heights, a maximum of WST$44 is avoided in future flood damages
Pacific Islands Applied Geoscience Commission www.sopac.org
Conclusions and RecommendationsStructural flood management options generally not cost-
effective due to high construction and maintenance costs
Improved flood forecasting system should be implemented, however this must be done in conjunction with improved warning systems and public awareness campaigns
Economic pay-off from raised floor heights in new homes very high
Economic analysis can assist with prioritizing which flood measures should be implemented and assist with leveraging funding for implementing the most cost-effective measures