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Introduction into the Bioresearch Monitoring Program Introduction into the Bioresearch Monitoring Program Presented by Janet H. Cooper, BS MT, MFS Consumer Safety Officer Division of Bioresearch Monitoring Office of Compliance Center for Devices and Radiological Health Presented by Janet H. Cooper, BS MT, MFS Consumer Safety Officer Division of Bioresearch Monitoring Office of Compliance Center for Devices and Radiological Health

Introduction into the Bioresearch Monitoring Program Introduction

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Page 1: Introduction into the Bioresearch Monitoring Program Introduction

Introduction into the Bioresearch Monitoring Program

Introduction into the Bioresearch Monitoring Program

Presented by Janet H. Cooper, BS MT, MFS

Consumer Safety OfficerDivision of Bioresearch MonitoringOffice of ComplianceCenter for Devices and Radiological Health

Presented by Janet H. Cooper, BS MT, MFS

Consumer Safety OfficerDivision of Bioresearch MonitoringOffice of ComplianceCenter for Devices and Radiological Health

Page 2: Introduction into the Bioresearch Monitoring Program Introduction

ObjectivesObjectives

Explain the objectives of the FDA’s Bioresearch Monitoring ProgramRecognize the specific roles involved in device clinical trialsDescribe the different compliance programsIdentify the FDA regulations that apply to BIMOUnderstand where to obtain additional information

Explain the objectives of the FDA’s Bioresearch Monitoring ProgramRecognize the specific roles involved in device clinical trialsDescribe the different compliance programsIdentify the FDA regulations that apply to BIMOUnderstand where to obtain additional information

Page 3: Introduction into the Bioresearch Monitoring Program Introduction

Presentation TopicsPresentation Topics

BackgroundProgram ObjectivesProgram FunctionsInspection ProgramsApplicable RegulationsGuidance and Information

BackgroundProgram ObjectivesProgram FunctionsInspection ProgramsApplicable RegulationsGuidance and Information

Page 4: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Program BackgroundBIMO Program Background

Known as “BIMO”1975-1976 Congressional HearingsDirected FDA to establish an agency-wide programEncompass all operational bureaus & regulated productsAuthorized $16M & 606 FTEs

Known as “BIMO”1975-1976 Congressional HearingsDirected FDA to establish an agency-wide programEncompass all operational bureaus & regulated productsAuthorized $16M & 606 FTEs

Page 5: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Program BackgroundBIMO Program Background

A comprehensive, agency-wide program of on-site inspections and data audits designed to monitor all aspects of the conduct and reporting of FDA-regulated research

A comprehensive, agency-wide program of on-site inspections and data audits designed to monitor all aspects of the conduct and reporting of FDA-regulated research

Page 6: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Program BackgroundBIMO Program Background

The BIMO program monitors:– Sponsors/Contract Research

Organizations (CROs)/Monitors – Institutional Review Boards (IRBs)– Clinical Investigators (CIs)– Nonclinical Laboratories

The BIMO program monitors:– Sponsors/Contract Research

Organizations (CROs)/Monitors– Institutional Review Boards (IRBs)– Clinical Investigators (CIs)– Nonclinical Laboratories

Page 7: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Program ObjectivesBIMO Program Objectives

Protect the rights, safety, and welfare of human research subjectsAssure the quality, reliability, and integrity of data collected

Protect the rights, safety, and welfare of human research subjectsAssure the quality, reliability, and integrity of data collected

Page 8: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Program FunctionsBIMO Program Functions

Audit clinical dataInspect ongoing clinical researchInspect nonclinical laboratoriesInspect IRBsEducate and trainImplement FDA’s Application Integrity Policy

Audit clinical dataInspect ongoing clinical researchInspect nonclinical laboratoriesInspect IRBsEducate and trainImplement FDA’s Application Integrity Policy

Page 9: Introduction into the Bioresearch Monitoring Program Introduction

What may Prompt an Inspection of Device Research? What may Prompt an Inspection of Device Research?

New Product or IndicationNew TechnologyComplaintsHistory of non-complianceRoutine Surveillance

New Product or IndicationNew TechnologyComplaintsHistory of non-complianceRoutine Surveillance

Page 10: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Inspection ProgramsBIMO Inspection Programs

Routine– Surveillance– Compliance follow-up

Directed– Data audits of device submissions

For Cause– Investigate problems– Investigate complaints

Routine– Surveillance– Compliance follow-up

Directed– Data audits of device submissions

For Cause– Investigate problems– Investigate complaints

Page 11: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Inspection ProgramsBIMO Inspection Programs

Inspection ClassificationsNAI – No Action IndicatedVAI – Voluntary Action IndicatedOAI – Official Action Indicated

Inspection ClassificationsNAI – No Action IndicatedVAI – Voluntary Action IndicatedOAI – Official Action Indicated

Page 12: Introduction into the Bioresearch Monitoring Program Introduction

BIMO Compliance ProgramsBIMO Compliance Programs

Clinical InvestigatorsSponsors, Contract Research Organizations, and MonitorsInstitutional Review BoardsGood Laboratory Practices

www.fda.gov/ora/cpgm/default.htm#bimo

Clinical InvestigatorsSponsors, Contract Research Organizations, and MonitorsInstitutional Review BoardsGood Laboratory Practices

www.fda.gov/ora/cpgm/default.htm#bimo

Page 13: Introduction into the Bioresearch Monitoring Program Introduction

Clinical Investigator (CI)Clinical Investigator (CI)

An individual who actually conducts a clinical investigation, under whose immediate direction the test article is administered, dispensed, or used.

An individual who actually conducts a clinical investigation, under whose immediate direction the test article is administered, dispensed, or used.

Page 14: Introduction into the Bioresearch Monitoring Program Introduction

SponsorSponsor

Takes responsibility for and initiates a clinical investigation, but does not actually conduct the investigationMay be an individual, company, government agency, academic institution, private organization

Takes responsibility for and initiates a clinical investigation, but does not actually conduct the investigationMay be an individual, company, government agency, academic institution, private organization

Page 15: Introduction into the Bioresearch Monitoring Program Introduction

MonitorMonitor

Individual designated by a sponsor or contract research organization to oversee the progress of an investigationMust be qualified by training and experience to monitor the device investigation

Individual designated by a sponsor or contract research organization to oversee the progress of an investigationMust be qualified by training and experience to monitor the device investigation

Page 16: Introduction into the Bioresearch Monitoring Program Introduction

Contract Research Organization (CRO)Contract Research Organization (CRO)

A person who assumes, as an independent contractor with the sponsor, one or more of the obligations of a sponsor

A person who assumes, as an independent contractor with the sponsor, one or more of the obligations of a sponsor

Page 17: Introduction into the Bioresearch Monitoring Program Introduction

Institutional Review Board (IRB)Institutional Review Board (IRB)

Any board, committee, or other group formally designated by an institution to review, to approve the initiation of, and conduct periodic review of, biomedical research involving human subjects

Any board, committee, or other group formally designated by an institution to review, to approve the initiation of, and conduct periodic review of, biomedical research involving human subjects

Page 18: Introduction into the Bioresearch Monitoring Program Introduction

Sponsor-Investigator (SI)Sponsor-Investigator (SI)

An individual who both initiates and actually conducts, alone or with others, an investigation, and under whose immediate direction the investigational product is administered, dispensed, or used. The obligations include both those of a sponsor and an investigator

An individual who both initiates and actually conducts, alone or with others, an investigation, and under whose immediate direction the investigational product is administered, dispensed, or used. The obligations include both those of a sponsor and an investigator

Page 19: Introduction into the Bioresearch Monitoring Program Introduction

Non-Clinical LaboratoriesNon-Clinical Laboratories

Animal laboratories where pre- clinical studies are conducted

Animal laboratories where pre- clinical studies are conducted

Page 20: Introduction into the Bioresearch Monitoring Program Introduction

FDA Regulations that apply to BIMO FDA Regulations that apply to BIMO

21 CFR 50: Protection of Human Subjects21 CFR 54: Financial Disclosure21 CFR 56: Institutional Review Boards (IRB)21 CFR 58: Good Laboratory Practice for Non-Clinical Laboratory Studies (GLP)

21 CFR 50: Protection of Human Subjects21 CFR 54: Financial Disclosure21 CFR 56: Institutional Review Boards (IRB)21 CFR 58: Good Laboratory Practice for Non-Clinical Laboratory Studies (GLP)

Page 21: Introduction into the Bioresearch Monitoring Program Introduction

FDA Regulations that apply to BIMO FDA Regulations that apply to BIMO

21 CFR 809: In Vitro Diagnostic Products (IVD)21 CFR 812: Investigational Device Exemption (IDE)

21 CFR 809: In Vitro Diagnostic Products (IVD)21 CFR 812: Investigational Device Exemption (IDE)

Page 22: Introduction into the Bioresearch Monitoring Program Introduction

Guidance and InformationGuidance and Information

Computerized Systems Used in Clinical Investigations, May 2007Protecting the Rights, Safety, and Welfare of Study Subjects –Supervisory Responsibilities of Investigators, May 2007

Computerized Systems Used in Clinical Investigations, May 2007Protecting the Rights, Safety, and Welfare of Study Subjects –Supervisory Responsibilities of Investigators, May 2007

Page 23: Introduction into the Bioresearch Monitoring Program Introduction

Guidance and InformationGuidance and Information

The Review and Inspection of Premarket Approval Applications under the Bioresearch Monitoring Program, January 2008Guidance for Sponsors, Clinical Investigators, and IRBs – Data Retention When Subjects Withdraw from FDA-regulated clinical trials, October 2008

The Review and Inspection of Premarket Approval Applications under the Bioresearch Monitoring Program, January 2008Guidance for Sponsors, Clinical Investigators, and IRBs – Data Retention When Subjects Withdraw from FDA-regulated clinical trials, October 2008

Page 24: Introduction into the Bioresearch Monitoring Program Introduction

Guidance and InformationGuidance and Information

Draft Guidance– Protecting the Rights, Safety, and Welfare

of Study Subjects – Supervisory Responsibilities of Investigators

Information Sheets– Frequently Asked Questions About IRB

Review of Medical Devices – Significant and Non-significant Risk

Medical Device Studies

Draft Guidance– Protecting the Rights, Safety, and Welfare

of Study Subjects – Supervisory Responsibilities of Investigators

Information Sheets– Frequently Asked Questions About IRB

Review of Medical Devices– Significant and Non-significant Risk

Medical Device Studies

Page 25: Introduction into the Bioresearch Monitoring Program Introduction

For More InformationFor More Information

FDA Home Page www.fda.govCenter for Devices and Radiological Health www.fda.gov/cdrh/Device Advice www.fda.gov/cdrh/devadviceCDRH BIMO site www.fda.gov/cdrh/bimo/html

FDA Home Page www.fda.govCenter for Devices and Radiological Health www.fda.gov/cdrh/Device Advice www.fda.gov/cdrh/devadviceCDRH BIMO site www.fda.gov/cdrh/bimo/html

Page 26: Introduction into the Bioresearch Monitoring Program Introduction

For More InformationFor More Information

FDA Good Clinical Practices www.fda.gov/oc/gcp/default.htmCode of Federal Regulations (CFR) Main Page http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfcfr/cfrsearch.cfmwFDA Consumer Magazine www.fda.gov/fdac/

FDA Good Clinical Practices www.fda.gov/oc/gcp/default.htmCode of Federal Regulations (CFR) Main Page http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfcfr/cfrsearch.cfmwFDA Consumer Magazine www.fda.gov/fdac/

Page 27: Introduction into the Bioresearch Monitoring Program Introduction

SummarySummary

Objectives of the BIMO programSpecific roles in clinical trialsFour compliance programs FDA regulations applicable to BIMOAdditional information

Objectives of the BIMO programSpecific roles in clinical trialsFour compliance programs FDA regulations applicable to BIMOAdditional information