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LOT Chair of Surface and Materials Technology Introduction to Thin Film Technology Contents 1 Introduction and Application Examples (2h) 1. Introduction and Application Examples (2h) 2. Preparation of Thin Films by PVD (Physical Vapor Deposition) (6h) 2.1 Vacuum Technique (1h) 2.1.1 Kinetics of Gases 2.1.2 Transport und Pumping of Gases 2.1.3 Pumping Systems 2.2 Evaporation (3h) 2.1.1 Thermal Evaporation 2.1.2 Evaporation of alloy and compound films 213 R ti E ti 2.1.3 Reactive Evaporation 2.1.4 Activated Reactive Evaporation 2.1.5 Other modern Evaporation Techniques 2.3 Sputtering 221 Physical Principals of the Processes 2.2.1 Physical Principals of the Processes 2.2.2 Further Processes in Film Growth by Sputtering 2.2.3 Sputtering of Alloys 2.2.4 Reactive Sputtering 2.2.5 Technical Setups of Sputtering 2.4 Production of Thin Films by Ions and ionized Clusters 2.5 Characteristic Data of the Particles and their Influences on the Growth of the thin films 3 Preparation of Thin Films by CVD (Chemical Vapor Deposition) (4h) 3.1 Conventional CVD Processes 32 Pl A i t dCVD 3.2 Plasma-Assisted CVD 3.3 Surface Modification by Cold Plasma 4 Important Film System s (2h) 4.1 Microwave-Plasma-Assisted Diamond Deposition 4 2 Plasma Decomposition (a-C:H) Prof. Dr. X. Jiang, 23.06.2008 4.2 Plasma Decomposition (a-C:H) 4.3 Transparent and conductive oxide films

Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

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Page 1: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Contents1 Introduction and Application Examples (2h)1. Introduction and Application Examples (2h)2. Preparation of Thin Films by PVD (Physical Vapor Deposition) (6h)

2.1 Vacuum Technique (1h)2.1.1 Kinetics of Gases2.1.2 Transport und Pumping of Gasesp p g2.1.3 Pumping Systems

2.2 Evaporation (3h)2.1.1 Thermal Evaporation 2.1.2 Evaporation of alloy and compound films2 1 3 R ti E ti2.1.3 Reactive Evaporation2.1.4 Activated Reactive Evaporation2.1.5 Other modern Evaporation Techniques

2.3 Sputtering2 2 1 Physical Principals of the Processes2.2.1 Physical Principals of the Processes2.2.2 Further Processes in Film Growth by Sputtering2.2.3 Sputtering of Alloys2.2.4 Reactive Sputtering2.2.5 Technical Setups of Sputteringp p g

2.4 Production of Thin Films by Ions and ionized Clusters2.5 Characteristic Data of the Particles and their Influences on the Growth of the thin films

3 Preparation of Thin Films by CVD (Chemical Vapor Deposition) (4h)3.1 Conventional CVD Processes3 2 Pl A i t d CVD3.2 Plasma-Assisted CVD3.3 Surface Modification by Cold Plasma

4 Important Film System s (2h) 4.1 Microwave-Plasma-Assisted Diamond Deposition4 2 Plasma Decomposition (a-C:H)

Prof. Dr. X. Jiang, 23.06.2008

4.2 Plasma Decomposition (a-C:H)4.3 Transparent and conductive oxide films

Page 2: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

ContentContentCVD-diamond films

ContentContentd o d s

Graded nano-crystalline composite coatingscomposite coatings

a-C:H and Me-C:H films

Prof. Dr. X. Jiang, 23.06.2008

Page 3: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Intrinsic properties of diamond andIntrinsic properties of diamond andIntrinsic properties of diamond and Intrinsic properties of diamond and applications applications

Hardness (Hv) 100 GPa Cutting tools and machine part coating

Chemical resistance Against all Electrodes for the chemical chemicals Industry

Thermo-conductivity λ 20 W/cmK Isolating heat sinksfor Laser diodeBreakthrough field strength Es 107 V/cmBreakthrough field strength Es 10 V/cm

Transparency UV-, VIS u. IR

Optic window for UV- bis –IR range

Refraction index n 2 42Refraction index n 2,42

Absorption edge 200 nm

Band gap Eg 5,45 eV High temperature i d t d semiconductor and sensor

materials (bis 600 °C, for Si 120 °C)

Carrier mobility µ, Electron

2200 cm2/Vs

Hole 1600

Prof. Dr. X. Jiang, 23.06.2008

cm2/Vs

Page 4: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Low pressure diamond growthLow pressure diamond growtho p essu e d a o d g o to p essu e d a o d g o t

Spherical‚ Graphite Graphite with diamond core. Created by electron irradiation at 1000 K

Prof. Dr. X. Jiang, 23.06.2008

at 1000 K

Page 5: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Kohlenstoff-PhasendiagrammPhasendiagramm

Prof. Dr. X. Jiang, 23.06.2008

Page 6: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Di H k ft Di tDi H k ft Di tDie Herkunft von DiamantDie Herkunft von Diamant(Spektrum der Wissenschaft Jan. 1999)

Prof. Dr. X. Jiang, 23.06.2008

Page 7: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

CVDCVD Diamond depositionDiamond depositionCVDCVD--Diamond deposition Diamond deposition

H2 + CH4(M. Frenklach et al., 1991)Gas inlet

Thermal or electricalactivation

(HF, Flame, MWP, DC, ...) Hydrogen diss

(2) CH4 + H = CH3 + H2

(HF, Flame, MWP, DC, ...)(1) H2 = 2H

Hydrogen diss.

Gas phase reactionKi i T

(3) CH (s) + H = C (s) + H2(4) C (s) + CH C H (s)

( ) 4 3 2 Kinetic, TransportSurface reaction andC-deposition

(4) C (s) + CH3 = C2H3 (s)Substrate

Prof. Dr. X. Jiang, 23.06.2008

Page 8: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

MicrowaveMicrowave--PlasmaPlasma--CVDCVDMicrowaveMicrowave--PlasmaPlasma--CVDCVD

TS = 500 - 1100 °C, CH4/H2 = 0,5 - 2%, Druck = 10 40 mbarDruck = 10 - 40 mbarP = 300 - 1500 W

Prof. Dr. X. Jiang, 23.06.2008

TS = 500 - 700 C, CH4/H2 = 1:98-99.5, p = 10 - 40 mbar, P = 500 - 1000 W

Page 9: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

H tH t Fil tFil t CVDCVDHotHot--FilamentFilament--CVDCVD

Substrat

Filament

Gase v 0

10 nm + -

T = 2200 oC T = 500 900 oC CH /H = 0 5 2% Druck = 10 40 mbar

Prof. Dr. X. Jiang, 23.06.2008

TF = 2200 oC, TS = 500 – 900 oC, CH4/H2 = 0,5 - 2%, Druck = 10 - 40 mbar

Page 10: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Structure of diamond filmsStructure of diamond filmsStructure of diamond filmsStructure of diamond films

Material Lattice SurfaceMaterial Latticeconstant

SurfaceEnergiy

Diamond 3,5667 Å ca. 6,0 J/m2

c-BN 3,612 Å 4,8 J/m2

Si 5,4388 Å 1,5 J/m2

Prof. Dr. X. Jiang, 23.06.2008

Appl. Phys. Lett. 62, 3438 (1993)

Page 11: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

AFM (Atomic Force Microscopy)AFM (Atomic Force Microscopy) TipsTipsAFM (Atomic Force Microscopy)AFM (Atomic Force Microscopy)--TipsTips

R~2 nm

Single crystalline; Tip angle ~28o;

Prof. Dr. X. Jiang, 23.06.2008

[001]-oriented

Page 12: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Diamond scalpels with atomic tip cuttingDiamond scalpels with atomic tip cuttingDiamond scalpels with atomic tip cutting Diamond scalpels with atomic tip cutting edgesedges

Prof. Dr. X. Jiang, 23.06.2008

Page 13: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Machine parts for micromechanicsMachine parts for micromechanicsMachine parts for micromechanicsMachine parts for micromechanics

1 mm

Computer controlled laser cutting (Nd:YAG)

Prof. Dr. X. Jiang, 23.06.2008

Page 14: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

S th i f di dS th i f di dSynthesis of nanodiamondSynthesis of nanodiamond

– Ion bombardment induced nucleation

500nm

Surface roughness = 2 nm Grain size = 10 nm

Prof. Dr. X. Jiang, 23.06.2008

Surface roughness = 2 nm Grain size = 10 nm

Page 15: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

HRTEMHRTEM i f di di f di dHRTEMHRTEM--images of nanodiamondimages of nanodiamond

T111

002

T1

T2

T3

T

T2

T1

T4T4

TT3T5

Prof. Dr. X. Jiang, 23.06.2008

Page 16: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Coating of cutting toolsCoating of cutting tools

Edge of a cutting plate Micro-drills D = 0,15 mm

Prof. Dr. X. Jiang, 23.06.2008

with (100)-diamond film

Page 17: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

C ti fC ti f b ib i i di t li di t lCoating of aCoating of abrasivebrasive grinding toolsgrinding toolsGraphite Si3N4

Profile grinding plate D = 88 mm

HM-pen

Grinded channel in silicon

Glass

Prof. Dr. X. Jiang, 23.06.2008

Small grinding pen, D = 50 µm

Page 18: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Main problems for the applicationsMain problems for the applications

High costHigh costHigh defect densityP fil dh iPoor film adhesion

Prof. Dr. X. Jiang, 23.06.2008

Page 19: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Large area HFCVD diamond depositionLarge area HFCVD diamond depositionPlanar substrates withFilament array up to 500 mm x 1000 mm500 mm x 1000 mm

Prof. Dr. X. Jiang, 23.06.2008

Page 20: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Prof. Dr. X. Jiang, 23.06.2008

Die Diamantschicht auf den Gleitringdichtungen wächst im Vakuumbehälter unter weiß glühenden Drähten. © Rainer Meier BFF

Page 21: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Adhesion problem prevent the applicationAdhesion problem prevent the applicationAdhesion problem prevent the application Adhesion problem prevent the application Reason: film stress

)1()()( f

fsf

ETT

ναασ Δ−=

)1( fff ν−

: thermal expansion coefficients ofαα : thermal expansion coefficients ofsubstrate and film

: Young‘s modulus and Poisson‘s ratio

fs αα ,

ffE ν,

Material Diamond Al2O3 Silicon ß-SiC TiC Steel

α(10-6°C-1)

1,2 3,3 4,0 6,6 8,3 12,0

σf (GPa) 0,0 2,1 2,7 5,4 7,4 10,7

Prof. Dr. X. Jiang, 23.06.2008

Ts = 800 °C

Page 22: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Carbide / diamond nanoCarbide / diamond nano composite filmscomposite filmsCarbide / diamond nanoCarbide / diamond nano--composite films composite films

A hi d th

Achieved synthesesß-SiC,TiC,WC/diamond composite films

C

SiK

a,C

Ka)

Si

Inte

nsitä

t (S

Tiefe (µm)

R ti i tReactive gas mixture: H2/CH4/TMS = 99,3%/0,7%/0,007%H2/CH4/Ti[OCH(CH3)2]4

H /CH /WCl G i i b 10

Prof. Dr. X. Jiang, 23.06.2008

H2/CH4/WCl6 Grain size: about 10 nm

Page 23: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

M t l /M t l / C HC H it filit filMetal / aMetal / a--C:HC:H--nanocomposite filmsnanocomposite films

Properties:hi h dh i t th

Me

high adhesion strengthHigh hardness (20 GPa)Low friction coefficient

a-C:H against steel (µ < 0,2)100 time lower wear than steelBiocompatible

Substrate

Biocompatible

TEM image

K. Schiffmann, Univ. Diss., Hamburg (1997), p22

g

Prof. Dr. X. Jiang, 23.06.2008

Page 24: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

HTC 1000 t tt i tHTC 1000 t tt i tHTC 1000 magnetron sputtering set up HTC 1000 magnetron sputtering set up

Metal/ metal carbidet t

Machine part

target

Pumpe

CoilGas flowC2H2 / Ar

By variation of C2H2 concentration a graded film preparation is possible

Prof. Dr. X. Jiang, 23.06.2008

Page 25: Introduction to Thin Film Technology LOT€¦ · Sth i f di dSynthesis of nanodiamond ... HRTEM-ifdidimages of nanodiamond T 111 002 1 T2 T3 T T2 1 T4 T T 3 5 Prof. Dr. X. Jiang,

LOT Chair of Surfaceand MaterialsTechnology

Introduction to Thin Film Technology

Application of carbon filmsApplication of carbon filmsApplication of carbon films Application of carbon films

Antriebselemente - Kurbelwelle für Verbrennungsmotoren:g-Reibungs- und Verschleißreduzierung

höhere Beschleunigung

Tablettierwerkzeug – Stempel zum Pressen von Tabletten:-Vermeidung des Anhaftens am W kWerkzeug

In der Medizintechnik - HüftgelenkprotheseSchutz des unbeschichteten Gegenkörpers-

kein Abrieb an der PE-Pfanne-

Prof. Dr. X. Jiang, 23.06.2008