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8/8/2019 InvestMap Fact Sheet August 2010
1/32
INVESTMAP
www.sundarambnpparibas.in Sundaram BNP Paribas Mutual Fund
Toll Free 1800 425 1000 SMS SFUND to 56767 Email [email protected]
Fact Sheet for August 201
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Past performance may or may not be sustained in the future; Returns are in %. Returns computed on compounded annualised basis bas
on NAV of Regular Plan Growth Option. Sundaram BNP Paribas PSU Opportunities returns are on a absolute basis. NAV, performance & AU
as on August 31, 2010; Relevant benchmarks highlighted in italics.
Track Record Equity Funds
Launch Period One Year Three Years Five Years Since Laun
Sundaram BNP Paribas Growth Fund Apr-97 20.5 7.3 18.1 21.0
E 200 19.3 7.4 17.9 14.8
S&P CNX 500 18.1 6.9 16.4 Sundaram BNP Paribas Select Focus Jul-02 16.4 9.1 21.2 31.0
S&P CNX Nifty 15.9 6.6 17.8 23.8
S&P CNX 500 18.1 6.9 16.4 25.8
Sundaram BNP Paribas Select Mid Cap Jul-02 35.7 15.4 25.0 40.1
E Mid Cap 29.1 4.8 13.3 29.0
S&P CNX 500 18.1 6.9 16.4 25.8
Sundaram BNP Paribas India Leadership Jul-04 24.8 8.6 17.4 25.9
S&P CNX Nifty 15.9 6.6 17.8 22.6
S&P CNX 500 18.1 6.9 16.4 22.9
Sundaram BNP Paribas SMILE Fund Feb-05 25.6 18.2 21.1 25.0
CNX Mid Cap 41.9 12.8 18.8 21.3
S&P CNX 500 18.1 6.9 16.4 17.9
Sundaram BNP Paribas Equity Multiplier Feb-07 18.4 8.4 10.7
CNX Mid Cap 41.9 12.8 16.7
S&P CNX 500 18.1 6.9 10.2
Sundaram BNP Paribas Select Small Cap Feb-07 37.8 9.3 9.8
E Small Cap 36.4 5.8 8.4
S&P CNX 500 18.1 6.9 9.2
Sundaram BNP Paribas Tax Saver Nov-99 16.7 13.2 20.8 22.4
E 200 18.2 7.4 17.9 15.0
S&P CNX 500 18.1 6.9 16.4 15.0
Sundaram BNP Paribas Capex Opportunities Sep-05 15.8 5.5 20.9
SE Capital Goods 10.4 2.7 24.5
S&P CNX 500 18.1 6.9 15.0
Sundaram BNP Paribas Rural India May-06 30.3 6.3 10.5
500 20.6 7.0 9.5
S&P CNX 500 18.1 6.9 9.0
Sundaram BNP Paribas Energy Opportunities Jan-08 4.2 -5.6
Oil & Gas 1.5 -10.4
S&P CNX 500 18.1 -6.2
Sundaram BNP Paribas Financial Opportunities Jun-08 49.1 36.4
CNX Banks 44.6 31.8
S&P CNX 500 18.1 11.4
Sundaram BNP Paribas Entertainment Opportunities Jun-08 20.2 23.8
CNX Media 39.7 2.5
S&P CNX 500 18.1 10.0
Sundaram BNP Paribas PSU Opportunities Jan-10 13.6
CNX PSE -6.3
S&P CNX 500 2.4
Assets Under Management (end of month): Rs 13,578 crore / $ 2.88 billion Assets Under Management (Average): Rs 13,218 crore / $ 2.81 billion
Disclosures: Page 28 &
Fund / Index
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Outlook
Equity: Markets continue to remain range bound in the pastmonth with a return of 0.9%, while other regionsoutperformed - namely Brazil and China.
Participation by local mutual funds and other financialinstitutions was muted. This appears a continuing story for the
better part of this year, and is likely to continue for theremaining part of this year as well.
Foreign investors are increasing their exposure to Indianequities on the back of higher growth expectations andimproved profitability. Indian markets offer diversity as well asdepth for institutional investors to take a long-term view onmarkets. Yet, this may not be enough to hold the markets.
Global trends: The global economic recovery is still patchyand convincing enough for markets. Most economists havedowngraded economic growth once again after just upgradingthem a few months back. The jobless claims data remainsstubbornly high and is a cause for concern.
Many governments are now adopting fiscal austerity measuresto contain the fiscal damage of this recession leading toworries of a further slowdown. On the margin, the favourablebase effect is going to wear out and fears of a double-dip willbegin to resurface denting the confidence in the markets.
Monsoon, no cause for worry: Courtesy good quantum ofrainfall, crop output is likely to rise and bolsterstheconsumption theme in the economy. Indeed, many consumercompanies tell us that there is a pent up demand in tier-3 andtier-4 towns and proper distribution and logistics can helpimprove demand. Hence this sector appears to be fairlyresilient with secular growth prospects.
Yet competitive pressures are increasing as new multi-nationalcompanies come in to set up operations in India and couldpotentially reduce margins for a sustained period of time togain market shares.
Outlook: We think markets will consolidate for some moretime as global uncertainities are high and envisioning a longterm growth scenario appears difficult at this point in time.
India has a lot going for it - low cost of global capital, interestof investors, favourable demographics and a more benigncommodity regime. This sets the stage for a sustained periodof growth in India, provided policy makers are on the same
page.We remain concerned by the recent politics as it could erodeinvestor confidence significantly. The longer-term pictureremains favourable with major tax reforms coming through - anew direct tax code and a new GST regime which is likely toenhance trade efficiency.
We believe making significant returns in the equity marketsover the short term could be challenging, but for the mediumto long term, it is the best place to be.
Satish Ramanathan
Head Equity
Bonds: August witnessed the unfolding of liquidity in tsystem on government spending and advance taxes buup in the system. Money market rates remained at elevatlevels as bank issuers and companies raised monies in tthree-month bucket.
The base rate regime has resulted in an unprecedented rise the commercial paper issuances as the companies look lower borrowing cost. Credit growth showed a slack as textraordinary demand for credit due to 3G auctions subside
In the coming months, as banks shore up their deposit ratesis likely that the deposit growth rate increases by couple percentage points from current levels.
Government bond yields traded in a range of 7.80%-8.07and ended higher as compared to the last month. The concewas that the current benchmark security will be an off-the-rsecurity and will be replaced by another security which is othe-run security.
Money market rates continued the trend upward with tpremium bank CDs (certificate of deposits) trading in a band7.00% to 7.20% while the CPs (commercial papers) traded to 25 basis points higher. The rates were higher by 30 to basis points from last month.
Liquidity as indicated by the outstanding amounts on the L(Liquidity Adjustment Facility) was deficit to the tune average Rs 1100 crore indicating a net induction of liquidover the previous month.
Inflation as measured by WPI (Wholesale Price Index), tmonthly series was at 9.97% for the month ended July 20
vis--vis 10.6% in June. The weekly primary articles inflatinumber has remained flat.
The global economy remains in the weak economic cycle the incoming data remains mixed in the larger developeconomies. The jobless claims were more than anticipatwhile the core inflation remained lower than the growth ratin these economies. The likelihood of these econom
growing at a brisk pace is low in the near future.
Outlook: We do not expect the long-bond yields to rise sharpdespite the expectation of the central bank raising rates September policy. The ten-year yield is likely to be in the ranof 7.80%-8.15% during the month. The withdrawal fromutual funds on account of quarter end considerations frobanks and corporate clients may not be disruptive to tmarket, as mutual funds have maintained adequate cabalances. We may see some buying emerging in the threemonth bucket of the bank certificate of deposits acommercial papers offered by companies. We do not seesharp drop in money market yields on account of ca
deployment from corporate treasuries and mutual funthough the rates are likely to be lower than the prior month
Dwijendra Srivatsava
Head Fixed Income
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Sundaram BNP Paribas Growth Fund
Fund Facts: An open-end equity scheme Launch: April 1997 Bloomberg: SUNGROW IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Services
Pharma
Auto
Energy - Oil & Gas
Industrial Manufacturing
Financial Services
Overweight UnderweightActive Stock Allocation versus Benchmark
Bank of India
Tata Motors
Spicejet
Bharti Airtel
MphasiS BFL
Reliance Industries
H D F C
HDFC Bank
O N G C
T C S
Sector Profile (%)
Financial Services20.7
Auto9.3
Services8.7
Pharma8.7Consumer Goods
8.4
IT7.0
Others25.7
Cash5.1
Metals6.4
Portfolio
Security Weight %
Portfolio Stance: The equity exposure in the
portfolio was pared by about two percentage
points to about 95%. The equity portfolio, as
always, maintains a well-diversified stance
with single-stock exposure at the time of
buying a stock capped at 5%. The exposure
to mid-cap space stays at an enhanced level,
but the portfolio retains its large-cap tilt in
line with fund positioning. Top sectors by
allocation (not necessarily preference) are
financial services, auto and services. The
degree of active bet in services, which wasthe most active exposure at the end of last
month relative to the benchmark, has been
reduced. Within sectors, the preference is for
defensive and high visibility options such as
pharma, auto and IT. Exposure to energy has
been reduced and stays as the most active
underweight stance as of end August as well.
Tata Motors 5.0
ICICI Bank 4.8
Bharti Airtel 4.4Infosys 4.3
Bank of India 4.1
Spicejet 3.2
Larsen & Toubro 2.8
MphasiS BFL 2.7
United Spirits 2.6
Mahindra & Mahindra 2.6
State Bank of India 2.5
Dr Reddy's Labs 2.5
Axis Bank 2.4
Jet Airways 2.4
Zee Entertainment 2.4
Sterlite Industries 2.3
United Phosphorus 2.3
Power Trading 2.2
ITC 2.2
Glenmark Pharma 2.2
Lupin 2.2
Punjab National Bank 2.2
Tata Steel 2.1
Hindalco 2.0
Videocon Industries 2.0
IVRCL Infra 1.9
Indian Hotels 1.9
SKS Micro Finance 1.9Cipla 1.9
Grasim 1.9
Bajaj Auto 1.7
Hindustan Unilever 1.6
Adani Power 1.6
R E C 1.5
Unitech 1.4
Apollo Tyres 1.3
Idea Cellular 1.3
O B C 1.3
G E Shipping 1.3
Dish TV 1.2
B P C L 0.9
KEI Industries 0.1
Equity 94.9
Derivatives
Fixed Income
Cash / Others 5.1
Number of Stocks 42Weighted Average Market Cap: Rs 45,697 crore
Median Market Cap: Rs 22,870 crore
Fund Manager: J Venkatesan; He hasexperience of 19 years and is managing thisfund since January 2008
Benchmark BSE 200 Index
Value of Rs 1000-a-month SIP
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
16/11/07 65.0 6.50 23.35
19/02/10 20.0 2.00 12.70
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Size: Rs 163 crore NAV (Growth): Rs 93.1552 NAV (Dividend): Rs 12.440
Turnover (%) 178
Relative performance for Rs 100 invested at launc
Fund: Rs 1,281 Benchmark: Rs 6
0200400
600800
10001200140016001800
Apr-97 Aug-10
Fund
Benchmark
Performance Change in NAV (%) Returns (%) Exce
Positioning: Diversified Large-Cap Fund
Period Fund Benchmark Fund Benchmark % poi
Since Inception 1180.9 532.8 21.0 14.8 6
Last 10 years 543.0 368.0 20.4 16.7 3
Last 7 years 403.3 316.8 25.9 22.6 3Last 5 years 130.3 127.5 18.1 17.9 0
Last 3 years 23.5 24.0 7.3 7.4 -0
Last 2 years 24.1 29.2 11.4 13.7 -2
Last 1 year 20.5 19.3 20.5 19.3 1
Past performance may or may not be sustained in future. Return/investment v
are as of August 31, 2010 are computed using an adjusted series of NAV for dividedeclared before separate Dividend and Growth Options were introduced in Janu2003. Returns are on a compounded annual basis. SIP values are in rupPerformance Analysis on annualised basis using month-end NAVs since launch. risk free rate is 7.651% per annum based on the upper band of 10 year T-Bill yield
Performance Analysis (Based on returns)
Alpha 5.93
Correlation 0.95
Tracking Error 8.
Information Ratio 0.
Period Investment Fund Benchma
Since Inception Returns 22.8% 18.5%
Since Inception Value 1,60,000 8,54,422 6,11,434
Last 10 years 1,20,000 4,45,181 3,77,272
Last 7 years 84,000 1,67,013 1,61,044
Last 5 years 60,000 85,441 86,614
Last 3 years 36,000 46,342 46,911
Last 2 years 24,000 33,601 33,645Last 1 year 12,000 13,390 13,036
Fund Benchmark
Mean 23.22 18.43Standard Deviation 28.04 29.92Beta 0.89 1.00Sharpe Ratio 0.56 0.36Sortino Ratio 0.79 0.52Treynors Index 17.41 10.78
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Sundaram BNP Paribas Tax Saver
Fund Facts: An open-end ELSS scheme Launch: November 1999 Bloomberg: SNDTAXO IN Regular Plan Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amo
Rs 500 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: Nil (lock-in period 36 months) Disclosures: Page 28 & 29
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA23/03/07 20.0 2.00 14.483228/12/07 30.0 3.00 22.011728/03/08 15.0 1.50 14.034818/09/09 10.0 1.00 14.817329/01/10 20.0 2.00 13.661519/03/10 10.0 1.00 12.0734
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Overweight UnderweightActive Sector Allocation versus Benchmark
Energy - Utilities
Financial Services
Media & Entertainment
Industrial Manufacturing
Metals
Energy - Oil & Gas
Overweight UnderweightActive Stock Allocation versus Benchmark
Adani Power
Cairn India
Tata Motors (Class A)
MphasiS BFL
Canara Bank
Infosys Technologies
Reliance Industries
Larsen & Toubro
HDFC
State Bank of India
Sector Profile (%)
FinancialServices
28.1
EnergyUtilities
11.2Energy
Oil & Gas9.3
IT8.6
Consumer Goods7.7
Pharma4.3
Auto3.9
Others12.5
Fixed Income2.2
Cash12.1
Portfolio
Security Weight %
Portfolio Stance: The portfolio retains its
multi-cap diversified profile with a large-cap
tilt in line with its positioning. Allocation to
equity is at about 85%. The weighted
average-market cap confirms the large-cap
orientation while the median market cap
indicates the addition of a dash of mid- and
small-cap stocks to the portfolio of the fund.
Exposure to mid- and small-cap stocks stay
at relatively higher levels than is usual, in
view of the favourable valuation
differentials. Top sectors in terms of
allocation stay financial services, energy
(utilities) and energy (oil & gas), which
collectively account for about 49% of the
portfolio. We continue to own the energy
space (utilities and oil & gas) by spreading
the exposure across several stocks.
Cairn India 4.9
ICICI Bank 4.8
Adani Power 4.6MphasiS BFL 3.9
Canara Bank 3.9
Tata Motors 3.8
IndusInd Bank 3.6
Axis Bank 3.4
ITC 3.3
Ranbaxy 3.1
T C S 3.0
Reliance Industries 2.8
Kingfisher Airlines 2.5
R E C 2.5
Indraprastha Gas 2.5
Tata Global Beverages 2.2
Hindustan Unilever 2.2
Kotak Mahindra Bank 2.1
Bharti Airtel 2.1
CESC 2.1
IndiaInfoline 1.9
Unitech 1.8
Satyam Computers 1.7
Bajaj FinServ 1.7
Petronet LNG 1.6
Sterlite Industries 1.5I D F C 1.5
Reliance Infrastructure 1.4
Zee Entertainment 1.3
Dish TV 1.2
GSK Pharma 1.2
StanChart IDR 1.1
KSK Energy 1.0
JSW Energy 1.0
O B C 0.9
Adani Enterprises 0.7
IDBI Bank 0.5
Bajaj Auto Finance 0.2
Maruti 0.1
Equity 85.7
Derivatives
Fixed Income 2.2
Cash / Others 12.1
Number of Stocks 39Weighted Average Market Cap: Rs 43,927 crore
Median Market Cap: Rs 20,419 crore
Fund Manager: Satish Ramanathan; He hasexperience of 16 years and is managing thisfund since September 2007.
Benchmark BSE 200 Index
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 28.0% 20.4%Since Inception Value 1,29,000 6,48,952 4,14,948Last 10 years 1,20,000 5,77,185 3,77,292
Last 7 years 84,000 2,03,106 1,61,064
Last 5 years 60,000 92,875 86,635
Last 3 years 36,000 47,588 46,931
Last 2 years 24,000 32,748 33,666
Last 1 year 12,000 13,028 13,036
Past performance may or may not be sustained in future. Return/investment value are as of Au31, 2010 are computed using an adjusted series of NAV for dividends declared before sepDividend and Growth Options were introduced in May 2005. Returns are on a compounded anbasis. SIP values are in rupees. Performance Analysis on annualised basis using month-end NAVs
launch. The risk free rate is 7.651% per annum based on the upper band of 10 year T-Bill yield.
Fund Size: Rs 1,492 crore NAV (Growth): Rs 44.2855 NAV (Dividend): Rs 11.87
Turnover (%) 183
Relative performance for Rs 100 invested at launc
Fund: Rs 883 Benchmark: Rs 4
0
200
400
600
800
1000
1200
Nov-99 Aug-10
FundBenchmark
Performance Change in NAV (%) Returns (%) Exce
Positioning: Multi-Cap (Large-Cap Bias)
Period Fund Benchmark Fund Benchmark % poi
Since Inception 783.1 350.9 22.4 15.0 7
Last 10 years 764.1 368.0 24.1 16.7 7
Last 7 years 585.1 316.8 31.6 22.6 9Last 5 years 157.8 127.5 20.8 17.9 3
Last 3 years 45.0 24.0 13.2 7.4 5
Last 2 years 40.4 29.2 18.5 13.7 4
Last 1 year 16.7 18.2 16.7 18.2 -1
Performance Analysis (Based on returns)
Alpha 6.87
Correlation 0.95
Tracking Error 9.
Information Ratio 0.
Fund Benchmark
Mean 24.59 18.75Standard Deviation 29.10 30.40Beta 0.91 1.00Sharpe Ratio 0.58 0.37Sortino Ratio 0.97 0.51Treynors Index 18.67 11.10
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Sundaram BNP Paribas Select Focus
Fund Facts: An open-end equity scheme Launch: July 2002 Bloomberg: SUNSFOG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Auto
Real Estate
Media & Entertainment
Energy - Oil & Gas
IT
Energy - Utilities
Overweight UnderweightActive Stock Allocation versus Benchmark
Tata Motors (Class A)
Sun TV
Tata Global Beverages
Lanco Infratech
StanChart IDR
Reliance Industries
Infosys Technologies
HDFC Bank
H D F C
O N G C
Sector Profile (%)
Financial Services22.8
Auto11.7
Consumer Goods10.2Industrial
Manufacturing7.7
IT7.6
Real Estate6.4
Metals5.4
Others17.9
Cash10.3
Portfolio
Security Weight %
Portfolio Stance: Sundaram BNP Paribas
Select Focus has completed eight years as a
dedicated large-cap fund sporting an
acclaimed track record and having outpaced
benchmark comfortably since launch. The
large-cap tilt has been an integral feature
since launch in July 2002, providing comfort
of style integrity to investors. The style
integrity and track record makes the fund an
appropriate vehicle for defined asset
allocation decision by investors. The fund
has delivered excess returns that more thanadequately compensates for the higher risks
inherent in the style. This concentrated large-
cap strategy has reduced equity exposure to
about 90%. The top three sector exposures
by allocation financial services, auto and
consumer goods - account for about 45 % of
the assets.
ICICI Bank 7.4
T C S 4.5
Tata Motors 4.3
Bharti Airtel 4.3
ITC 4.3
State Bank of India 4.2
Axis Bank 3.8
Sun TV 3.6
Tata Global Beverages 3.6
Cairn India 3.5
Lanco Infratech 3.4
Larsen & Toubro 3.3
Tata Motors 3.2
Sterlite Industries 3.2
Infosys 3.1
StanChart IDR 2.9
Dr Reddy's Labs 2.6
Unitech 2.5
DLF 2.4
Grasim 2.2
Ashok Leyland 2.1
TVS Motors 2.0H D F C 2.0
Titan Industries 2.0
H D F C (Warrants) 1.8
Ranbaxy 1.6
Sobha Developers 1.5
Hindustan Zinc 1.2
Engineers India 1.0
Sesa Goa 1.0
Union Bank of India 0.7
Pantaloon Retail 0.4
Equity 89.7
Derivatives
Fixed Income
Cash / Others 10.3
Number of Stocks 30Weighted Average Market Cap: Rs 63,197 crore
Median Market Cap: Rs 38,152 crore
Fund Manager: Srividhya Rajesh; She hasexperience of 14 years and is managing thisfund since its launch in July 2002.
Benchmark S&P CNX Nifty Index
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 25.7% 20.1%
Since Inception Value 97,000 2,83,554 2,24,201
Last 7 years 84,000 1,78,850 1,55,841
Last 5 years 60,000 87,653 83,599
Last 3 years 36,000 44,543 44,820
Last 2 years 24,000 31,580 31,826
Last 1 year 12,000 12,998 12,847
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
30/11/07 65.0 6.50 21.73
26/03/10 20.0 2.00 12.92
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Size: Rs 1,125 crore NAV (Growth): Rs 88.7600 NAV (Dividend): Rs 11.49
Turnover (%) 255
Relative performance for Rs 100 invested at launc
Fund: Rs 888 Benchmark: Rs 562 S&P CNX 500: Rs 6
0
200
400
600
800
1000
1200
Jul-02 Aug-10
FundBenchmark
S&P CNX 500
Performance Change in NAV (%) Returns (%) Exce
Positioning: Concentrated Large-Cap Fund
Period Fund Benchmark Fund Benchmark % poi
Since Inception 787.6 462.4 31.0 23.8 7
Last 7 years 434.9 298.2 27.0 21.8 5
Last 5 years 161.9 126.5 21.2 17.8 3
Last 3 years 29.8 21.0 9.1 6.6 2
Last 2 years 23.6 23.9 11.2 11.3 -0
Last 1 year 16.4 15.9 16.4 15.9 0
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha 6.53
Correlation 0.93
Tracking Error 10.
Information Ratio 0.
Fund Benchmark
Mean 31.39 25.49Standard Deviation 28.96 27.96Beta 0.96 1.00Sharpe Ratio 0.82 0.64Sortino Ratio 1.21 0.84Treynors Index 24.61 17.84
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Sundaram BNP Paribas Select Mid Cap
Dividend-last 3 years (For history refer page 27)
Record Date % Rs. per unit Record Date NA09/02/07 25.0 2.50 18.782124/04/09 10.0 1.00 11.529104/09/09 10.0 1.00 17.766620/11/09 15.0 1.50 18.795705/02/10 15.0 1.50 17.4552
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Facts: An open-end equity scheme Launch: July 2002 Bloomberg: SUNSMIG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Fertilisers & Chemicals
Auto Ancillaries
IT
Real Estate
Industrial Manufacturing
Consumer Goods
Overweight UnderweightActive Stock Allocation versus Benchmark
Indraprastha Gas
IPCA Labs
MphasiS BFL
M & M Financial
Trent
Yes Bank
Tata Chemicals
Jain Irrigation Systems
Titan Industries
Federal Bank
Sector Profile (%)
FinancialServices
22.0
ConsumerGoods15.9
Fertilisers &Chemicals
11.9
Pharma6.2
Industrial
Manufacturing4.4
Others19.5
Fixed Income1.9
Cash6.8
AutoAncillaries
6.6
IT4.8
Portfolio
Security Weight %
Portfolio Stance: Sundaram BNP Paribas
Select Mid Cap has completed eight years as
a dedicated mid-cap fund sporting an
acclaimed track record and outpacing the
benchmark comfortably since launch in July
2002. The weighted-average market cap and
median market cap, as always, well below
complete on an average lower by 60%-70%
since launch as compared to the permitted
threshold - indicating the genuine and
complete mid-cap orientation of the fund.
This style integrity, which has been
maintained since launch in 2002, and thetrack record places the fund as an appropriate
vehicle for defined asset allocation decision
by investors. The fund has an equity
allocation level at about 92%. Top sectors by
allocation are financial services, consumer
goods and fertilizers & chemicals, which
account for about 50%.of assets.
Indraprastha Gas 4.3IPCA Labs 4.2MphasiS BFL 3.6M & M Financial 3.5Coromandel Fertilizers 3.5IndusInd Bank 3.3Trent 3.3United Phosphorus 3.2LIC Housing 3.0Tata Global Beverages 2.8
Bank of India 2.8Spicejet 2.7SRF 2.7Canara Bank 2.6United Spirits 2.6FAG Bearings 2.5R E C 2.3Bosch 2.3Videocon Industries 2.2E.I.D Parry 2.2
Gujarat Alkalies 2.1Petronet LNG 2.1Aurobindo Pharma 2.0Bajaj FinServ 2.0Dish TV 2.0Jyothy Laboratories 1.9Siemens India 1.7Madhucon Projects 1.7Maharasthra Seamless 1.7Escorts 1.7
Monnet Ispat 1.5Sterlite Optical 1.4Simplex Infrastructure 1.3Satyam Computers 1.2I D F C 1.1Exide 1.0Trent-Cul. Pref. Shares 0.9Indian Bank 0.8IVRCL Infra 0.7Kirloskar Electric 0.6
Apollo Tyres 0.5Himadri Chemicals 0.5Lanco Infratech 0.4ING Vysya Bank 0.3
Rico Auto 0.3Central Bank of India 0.2Indian Hotels 0.2IDBI Bank 0.2
Equity 91.4Derivatives Fixed Income 1.9Cash / Others 6.8
Number of Stocks 47Weighted Average Market Cap: Rs 7,797 crore
Median Market Cap: Rs 5,782 crore
Fund Manager: Satish Ramanathan; He hasexperience of 16 years and is managing thisfund since September 2007.
Benchmark BSE Mid-Cap Index
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 35.7% 23.9
Since Inception Value 97,000 4,29,121 2,62,65
Last 7 years 84,000 2,43,611 1,65,04
Last 5 years 60,000 1,06,986 87,14
Last 3 years 36,000 57,207 51,14
Last 2 years 24,000 40,420 38,22
Last 1 year 12,000 14,141 13,79
Fund Size: Rs 2,325 crore NAV (Growth): Rs 153.5289 NAV (Dividend): Rs 19.18
Turnover (%) 104
Relative performance for Rs 100 invested at launc
Fund: Rs 1,535 Benchmark: Rs 784 S&P CNX : Rs 6
0
200
400600
800
1000
12001400
1600
1800
Jul-02 Aug-10
FundBenchmarkS&P CNX 500
Positioning: Pure Mid-Cap Fund
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%
annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha 9.61
Correlation 0.96
Tracking Error 10.
Information Ratio 0.
Fund Benchmark
Mean 39.65 31.95Standard Deviation 33.87 35.23Beta 0.92 1.00Sharpe Ratio 0.94 0.69Sortino Ratio 1.49 0.93Treynors Index 34.72 24.30
Performance Change in NAV (%) Returns (%) Exce
Period Fund Benchmark Fund Benchmark % poi
Since Inception 1435.3 684.3 40.1 29.0 11
Last 7 years 842.7 381.7 37.7 25.2 12
Last 5 years 205.7 86.9 25.0 13.3 11Last 3 years 53.7 15.0 15.4 4.8 10
Last 2 years 65.4 32.3 28.6 15.0 13
Last 1 year 35.7 29.1 35.7 29.1 6
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Sundaram BNP Paribas India Leadership Fund
Overweight UnderweightActive Sector Allocation versus Benchmark
Media & Entertainment
Services
Auto
Energy - Oil & Gas
Financial Services
Industrial Manufacturing
Overweight UnderweightActive Stock Allocation versus Benchmark
Bank of India
Bharti Airtel
Jet Airways
Indian Hotels
Zee Entertainment
Reliance Industries
H D F C
HDFC Bank
State Bank of India
Infosys Technologies
Sector Profile (%)
Financial Services17.6
ConsumerGoods11.0
Auto9.7
Media &Entertainment
8.7
IT8.6
Metals8.2
Services7.7
Others24.0
Cash4.7
Portfolio
Security Weight %
Portfolio Stance: The portfolio focuses on
corporate names that represent leadership
across sectors of the economy; we also seek
out emerging leaders to enhance long-term
performance. The portfolio maintains an
equity exposure of a tad more than 95%. The
portfolio continues to maintain more deviant
sector bets as compared to the benchmark,
S&P CNX Nifty even in index- heavy-
weights such as energy/utilities, energy/oil &
gas and financial services as well as in IT and
engineering. Top sector exposures byallocation are financial services, consumer
goods and Auto, which account for about 38
% of the portfolio. Media & Entertainment is
the most active positive exposure relative to
the benchmark at end August and energy (oil
& gas), the most negative relative to the
benchmark.
Bharti Airtel 6.0
ICICI Bank 5.0
T C S 4.6Bank of India 4.0
Tata Motors 4.0
Infosys 4.0
Axis Bank 3.6
Larsen & Toubro 3.3
Jet Airways 3.3
Mahindra & Mahindra 3.2
Indian Hotels 3.1
Zee Entertainment 3.0
LIC Housing 2.9
Dr Reddy's Labs 2.8United Spirits 2.6
Bajaj Auto 2.5
Sterlite Industries 2.5
IBN18 Broadcast 2.3
United Phosphorus 2.2
Dish TV 2.2
Tata Steel 2.1
Hindalco 2.0
R E C 2.0
Petronet LNG 2.0
Videocon Industries 1.9Nestle India 1.9
IVRCL Infra 1.9
Reliance Infrastructure 1.8
Sesa Goa 1.6
Hindustan Unilever 1.6
ITC 1.5
Unitech 1.4
Pantaloon Retail 1.4
UltraTech Cement 1.4
G E Shipping 1.3
D B Corp 1.2O N G C 1.2
Equity 95.3
Derivatives
Fixed Income
Cash / Others 4.7
Number of Stocks 37Weighted Average Market Cap: Rs 53,240 crore
Median Market Cap: Rs 26,036 crore
Fund Manager: J Venkatesan; He hasexperience of 19 years and is managing thisfund since January 2008
Benchmark S&P CNX Nifty Index
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 18.4% 16.1%
Since Inception Value 73,000 1,28,501 1,19,561
Last 5 years 60,000 86,523 83,599
Last 3 years 36,000 47,226 44,820
Last 2 years 24,000 33,971 31,826
Last 1 year 12,000 13,500 12,847
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
23/11/07 55.0 5.50 21.3022
11/02/10 20.0 2.00 12.8673
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Size: Rs 165 crore NAV (Growth): Rs 41.4228 NAV (Dividend): Rs 12.70
Turnover (%) 151
Relative performance for Rs 100 invested at launc
Fund: Rs 414 Benchmark: Rs 351 S&P CNX : Rs 3
0
100
200
300
400
500
600
Jul-04 Aug-10
FundBenchmark
S&P CNX 500
Performance Change in NAV (%) Returns (%) Exce
Fund Facts: An open-end equity scheme Launch: July 2004 Bloomberg: SUNLEAG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Positioning: Diversified Multi-Cap Fund
Period Fund Benchmark Fund Benchmark % poi
Since Inception 314.2 251.4 25.9 22.6 3
Last 5 years 123.3 126.5 17.4 17.8 -0
Last 3 years 28.1 21.0 8.6 6.6 2Last 2 years 27.4 23.9 12.9 11.3 1
Last 1 year 24.8 15.9 24.8 15.9 8
Past performance may or may not be sustained in future. Returns/investment v
are as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha 2.97
Correlation 0.94
Tracking Error 10.
Information Ratio 0.
Fund Benchmark
Mean 28.13 24.60Standard Deviation 31.13 28.36Beta 1.03 1.00Sharpe Ratio 0.66 0.60Sortino Ratio 0.84 0.76Treynors Index 19.82 16.95
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Sundaram BNP Paribas S.M.I.L.E Fund
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
23/02/07 20.0 2.00 15.5046
07/12/07 60.0 6.00 23.8655
31/07/09 20.0 2.00 14.0713
26/03/10 30.0 3.00 14.9741
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Facts: An open-end equity scheme Launch: February 2005 Bloomberg: SMILEG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Auto
Industrial Manufacturing
Energy - Oil & Gas
Consumer Goods
Fertilisers & Chemicals
Financial Services
Overweight UnderweightActive Stock Allocation versus Benchmark
TVS Motors
Ashok Leyland
Polaris Software
Kotak Mahindra Bank
Ranbaxy
Crompton Greaves
Shriram Transport
Zee Entertainment
Yes Bank
Asian Paints
Sector Profile (%)
Financial Services15.4
IndustrialManufacturing
13.7
Auto12.0
Pharma10.7Consumer Goods
10.5
EnergyOil & Gas
7.4
Services4.2
Others22.2
Cash3.9
Portfolio
Security Weight %
Portfolio Stance: Sundaram BNP Paribas
S.M.I.L.E Fund now sports a five-year track
record with acclaim from independent third-
party outfits. The fund has an equity
exposure of about 96%, a decrease of two
percentage points in August. In line with its
positioning, the fund maintains its tilt
towards mid- and small-cap stocks; it has the
cushion of an up-to-35 per cent allocation to
the large-cap space, but the exposure to this
part of the cap curve is substantially belowthe permitted limit. This coupled with the
median market cap indicates mid- and small-
cap orientation of the portfolio. Top sectors
by allocation now are financial services,
engineering and auto; they account for about
41 per cent of the assets.
TVS Motors 5.6Ashok Leyland 4.9LIC Housing 3.2
Polaris Software 3.1Lupin 2.7Kotak Mahindra Bank 2.7Ranbaxy 2.5Lanco Infratech 2.3H P C L 2.2Bharti Airtel 2.2
O B C 2.2Hindustan Sanitaryware 2.1Hindustan Dorr 2.1Cairn India 2.1Deccan Chronicle 2.0IVRCL Infra 2.0Videocon Industries 1.9DLF 1.9Elgi Equipment 1.9Union Bank of India 1.7
Asian Paints 1.7United Spirits 1.7Orchid Chemicals 1.7Karur Vysya Bank 1.7GVK Power 1.7Kingfisher Airlines 1.7Petronet LNG 1.7Shasun Pharma 1.5G E Shipping 1.5Bajaj FinServ 1.5
Kalpataru Power 1.5Indian Bank 1.5Mahindra & Mahindra 1.4Maharasthra Seamless 1.4Apar Industries 1.4Divis Labs 1.4V Guard Indsutries 1.3
Welspun Gujarat 1.2Pantaloon Retail 1.2Sundaram Fasteners 1.1
Kirloskar Pneumatic 1.1TajGVK Hotels 1.1Easun Reyrolle 1.0McNally Bharat 1.0SKF Bearings 1.0Arvind Mills 0.9BGR Energy 0.9Canara Bank 0.9Vascon Engineers 0.9Adhunik Metaliks 0.9
Torrent Pharma 0.9P R I C O L 0.8KSK Energy 0.8Automotive Axles 0.5Indian Oil Corporation 0.5UTV Software 0.5Nitin Fire 0.4KEI Industries 0.3IBN18 Broadcast 0.2TRF 0.1
Equity 96.1Derivatives Fixed Income Cash / Others 3.9
Number of Stocks 60Weighted Average Market Cap: Rs 12,949 crore
Median Market Cap: Rs 4,036 crore
Fund Manager: S Krishnakumar; He hasexperience of 13 years and is managing thisSmall & Medium Indian Leading Equities(S.M.I.L.E) Fund since December 2006.
Benchmark CNX Mid-Cap Index
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 23.1% 21.0%
Since Inception Value 66,000 1,24,558 1,17,637
Last 5 years 60,000 1,05,455 1,00,625
Last 3 years 36,000 55,223 54,983
Last 2 years 24,000 38,657 39,507
Last 1 year 12,000 13,472 14,221
Fund Size: Rs 795 crore NAV (Growth): Rs 34.4226 NAV (Dividend): Rs 13.37
Turnover (%) 188
Relative performance for Rs 100 invested at launc
Fund: Rs 344 Benchmark: Rs 291 S&P CNX : Rs 2
0
50
100
150
200
250
300
350
400
Feb-05 Aug-10
Fund
Benchmark
S&P CNX 500
Performance Change in NAV (%) Returns (%) Exce
Positioning: Multi-Cap (Mid/Small-Cap Bias)
Period Fund Benchmark Fund Benchmark % poi
Since Inception 244.2 191.4 25.0 21.3 3
Last 5 years 160.9 137.0 21.1 18.8 2
Last 3 years 65.3 43.6 18.2 12.8 5Last 2 years 59.7 52.3 26.4 23.4 3
Last 1 year 25.6 41.9 25.6 41.9 -16
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysi
annualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha 3.34
Correlation 0.97
Tracking Error 8.
Information Ratio 0.
Fund Benchmark
Mean 28.75 25.44Standard Deviation 35.25 34.22Beta 1.00 1.00Sharpe Ratio 0.60 0.52Sortino Ratio 0.86 0.69Treynors Index 21.13 17.79
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Sundaram BNP Paribas Equity Multiplier
Fund Facts: An open-end equity scheme Launch: February 2007 Bloomberg: SNDEMUG IN Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: Rs 5,0
SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Energy - Utilities
IT
Financial Services
Industrial Manufacturing
Consumer Goods
Auto Ancillaries
Overweight UnderweightActive Stock Allocation versus Benchmark
Indraprastha Gas
Adani Power
Polaris Software
Religare Enterprises
Development Credit Bank
Asian Paints
Crompton Greaves
Shriram Transport
H P C L
Lupin
Sector Profile (%)
Financial Services22.8
Energy-Utilities19.0
Pharma14.1
IT11.6
ConsumerGoods10.6
Energy-Oil & Gas
6.7
Auto3.5
Cash5.0
Others4.1
Fixed Income2.7
Portfolio
Security Weight %
Portfolio Stance: The portfolio of this go-
anywhere fund continues to be spread more
across the cap-curve with enhanced exposure
to the mid- and small-cap space. This is on
account of the valuation differentials, which
have, however, narrowed over the past
month. The overall stance is, however, more
defensive as has been the case in recent
months. The fund has allocation in equity of
about 92%. Top sectors by allocation are
financial services, energy-utilities andpharma, which collectively account for about
56% of the portfolio. The sector exposure of
about 26% in energy (oil & gas and utilities)
stays spread across several stocks, which has
been the approach to this space for almost a
year now.
Indraprastha Gas 7.6
Adani Power 6.6
Polaris Software 5.7
Religare Enterprises 5.6
CESC 4.8
Development Credit 4.5
3-I Infotech 4.2
Torrent Pharma 4.0
Cadila Healthcare 4.0
Tata Global Beverages 4.0
Cairn India 4.0
Tata Motors 3.5
Hindustan Unilever 3.5
Biocon 3.3
IndusInd Bank 3.3
IndiaInfoline 3.3
Havell's India 3.1
Bajaj FinServ 2.8
Glenmark Pharma 2.8
Petronet LNG 2.7
Dish TV 2.1
OnMobile Global 2.0
I D F C 1.8
Satyam Computers 1.8
O B C 1.0
IDBI Bank 0.5
Equity 92.3
Derivatives
Fixed Income 2.7
Cash / Others 5.0
Number of Stocks 26Weighted Average Market Cap: Rs 13,184 crore
Median Market Cap: Rs 7, 032 crore
Fund Manager: Satish Ramanathan; He hasexperience of 16 years and is managing thisfund since September 2007.
Benchmark CNX Mid-Cap Index
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
20/12/07 30.0 3.00 16.4246
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Fund Size: Rs 375 crore NAV (Growth): Rs 14.2835 NAV (Dividend): Rs 11.65
Turnover (%) 140
Relative performance for Rs 100 invested at launc
Fund: Rs 143 Benchmark: Rs 172 S&P CNX: Rs 1
0
50
100
150
200
250
Feb-07 Aug-10
FundBenchmark
S&P CNX 500
Positioning: Diversified Equity Fund
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha -4.32
Correlation 0.92
Tracking Error 15.
Information Ratio -0.
Fund Benchmark
Mean 16.80 23.24Standard Deviation 36.97 39.47Beta 0.86 1.00Sharpe Ratio 0.25 0.39Sortino Ratio 0.37 0.54Treynors Index 10.59 15.59
Performance Change in NAV (%) Returns (%) Exce
Period Fund Benchmark Fund Benchmark % poi
Since Inception 42.8 71.8 10.7 16.7 -6
Last 3 years 27.5 43.6 8.4 12.8 -4
Last 2 years 33.8 52.3 15.7 23.4 -7Last 1 year 18.4 41.9 18.4 41.9 -23
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Sundaram BNP Paribas Select Small Cap
Fund Facts: An closed-end equity scheme Launch: February 2007 Bloomberg: SNDSMAG IN Options: Growth, Dividend Pay Out Exit Load: 1% (March 2010-Feb 2011) & 0.5% (March 2011-Feb 20
Unamortised initial issue expenses will also be deducted. Disclosures: Page 28 & 29
Overweight UnderweightActive Sector Allocation versus Benchmark
Auto Ancillaries
Auto
Real Estate
Industrial Manufacturing
IT
Textiles
Overweight UnderweightActive Stock Allocation versus Benchmark
Wabco TVS
TVS Motors
Rallis India
Sundaram Clayton
Magma Fincorp
SpiceJet
Dhanlaxmi Bank
City Union Bank
Raymond
JMD Telefilms
Sector Profile (%)
Auto Ancillaries19.7
IndustrialManufacturing
14.1
Services6.6
6.7Auto6.0
Financial Services5.9
Pharma5.6
Others25.8
Fixed Income2.7
Cash6.9
Fertilisers &Chemicals
Portfolio
Security Weight %
Portfolio Stance: The portfolio stays at the
lower end of the band of about 40-50 stocks
with enhanced allocation to higher
conviction ideas. The top 10 stocks account
for 44% of the portfolio. The allocation to
equity is about 90%. Top sectors in terms of
allocation are auto components, engineering
and fertilizers & chemicals accounting for
about 41% of the portfolio. The weighted-
average market cap and median market cap
are significantly lower as compared to the
permitted threshold of the 100th stock,
indicating the true small-cap orientation of
the portfolio; this style integrity has been
maintained since launch.
Wabco TVS 7.6
TVS Motors 6.0
Rallis India 4.5Magma Fincorp 4.5
Sundaram Clayton 4.4
Amara Raja 4.3
Elgi Equipment 3.4
Ess Dee Aluminium 3.3
Nav Bharat Ventures 3.1
Havell's India 2.9
Polaris Software 2.9
Sun Advanced Research 2.7
J Kumar Infra 2.7
Vascon Engineers 2.6
Bata India 2.5
Ceat 2.3Time Technoplast 2.1
Kingfisher Airlines 2.0
Orchid Chemicals 2.0
Suprajit Engineering 1.9
Hindustan Dorr 1.9
Apar Industries 1.7
Lancor Holdings 1.4
Texmaco 1.4
Cox & Kings 1.3
Grindwell Norton 1.2
PSL Holdings 1.2
Rico Auto 1.1
Technofab Engineering 1.1Geodesic Information 0.9
J K Cements 0.9
Shilpa Medicare 0.9
JBF Industries 0.9
Electrosteel Castings 0.8
Diamond Cables 0.8
Karuturi Networks 0.8
Praj Industries 0.8
Puravankara Projects 0.7
ING Vysya Bank 0.6
Easun Reyrolle 0.5
Aurionpro Solutions 0.5
KEI Industries 0.5Emkay Global 0.4
Gruh Finance 0.4
Equity 90.4
Derivatives
Fixed Income 2.7
Cash / Others 6.9
Number of Stocks 44Weighted Average Market Cap: Rs 1,520 crore
Median Market Cap: Rs 1,137 crore
Fund Manager: Satish Ramanathan; He hasexperience of 16 years and is managing thisfund since September 2007.
Benchmark BSE Small-Cap Index
Fund Size: Rs 408 crore NAV (Growth): Rs 13.9032 NAV (Dividend): Rs 13.90
Turnover (%) 66
Relative performance for Rs 100 invested at launc
Fund: Rs 139 Benchmark: Rs 133 S&P CNX: Rs 1
0
50
100
150
200
250
Feb-07 Aug-10
Fund
Benchmark
S&P CNX 500
Performance Change in NAV (%) Returns (%) Exce
Positioning: Pure Small-Cap
Period Fund Benchmark Fund Benchmark % poi
Since Inception 39.0 33.0 9.8 8.4 1
Last 3 years 30.5 18.4 9.3 5.8 3
Last 2 years 61.7 38.4 27.2 17.7 9Last 1 year 37.8 36.4 37.8 36.4 1
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Performance Analysis (Based on returns)
Alpha -0.18
Correlation 0.98
Tracking Error 12.
Information Ratio -0.
Fund Benchmark
Mean 17.22 19.76Standard Deviation 40.57 49.39
Beta 0.81 1.00Sharpe Ratio 0.24 0.25Sortino Ratio 0.36 0.39Treynors Index 11.89 12.11
Performance Snapshot
9.2
8.4
9.8
S&P CNX 500
Benchmark
Fund
Returns in percentage since launch
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Sundaram BNP Paribas Select Thematic FundsRural India Fund
Sector Profile (%)
ConsumerGoods22.4
FinancialServices
21.5
Fertilisers & Chemicals19.9
Others7.6
Auto12.8
Telecom4.9
Media &
Entertainment4.8
IndustrialManufacturing
3.8
Cash2.4
Portfolio Profile (%)
Thematic97.6
Cash2.4
Performance Analysis (Based on returns)
Alpha 1.69 Correlation 0.
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.Turnover (%) 60
Fund Facts: An open-end equity scheme Launch: May 2006 Bloomberg: SNDRUIG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Fund S&P CNX 50
Mean 15.98 14.84
Standard Deviation 34.13 34.95Beta 0.92 1.00Sharpe Ratio 0.24 0.21Sortino Ratio 0.33 0.27Treynors Index 9.02 7.19
Value of Rs 1000-a-month SIPPeriod Investment Fund Benchma
Since Inception Returns 13.9% 14.7%
Since Inception Value 51,000 68,511 69,557
Last 3 years 36,000 47,640 47,265
Last 2 years 24,000 35,141 34,108
Last 1 year 12,000 13,897 13,126
NAV (Growth): Rs 15.3969 NAV (Dividend): Rs 14.02
Relative performance for Rs 100 invested at launc
Fund: Rs 154 Benchmark: Rs 148 S&P CNX: Rs 1
0
50100
150
200
250
May-06 Aug-10
Fund
Benchmark
S&P CNX 500
Portfolio
Security Weight %
Portfolio Stance: The fund maintains the
now-consolidated portfolio of about 35-40
stocks. The top ten exposures now account
for about 44% of the assets. The portfolio
maintains a close-to-fully invested status
with equity exposure at about 98% of the
assets. The portfolio now has an almost-
complete tilt to stocks of companies geared
to rural spending and hence the performance
will not track the benchmark designated for
regulation purposes. The portfolio is geared
to the rural prosperity theme. There are no
major changes in the preferred sectors except
a reduction in allocation to engineering,
pharma and increase in telecom. Consumer
goods, fertilisers & chemicals, financial
services (mostly PSU banks) and auto
account for about 77% of the portfolio. The
portfolio stays spread across the cap curve,
as has generally been the case.
Punjab National Bank 5.4
Tata Motors 5.0
Jain Irrigation 5.0Bharti Airtel 4.9
Mahindra & Mahindra 4.5
SKS Micro Finance 4.1
United Phosphorus 4.0
Coromandel Fertilizers 4.0
R E C 3.9
G S F C 3.7
M & M Financial 3.5
Tata Global Beverages 3.4
Bajaj Auto 3.3
Tata Chemicals 3.1
Dish TV 2.8Karuturi Networks 2.7
State Bank of India 2.6
Nestle India 2.4
Escorts 2.3
Asian Paints 2.2
Bank of India 2.0
ITC 1.9
IVRCL Infra 1.9
Dr Reddy's Labs 1.6
Chambal Fertilisers 1.6
Nagarjuna Fertilisers 1.6
Bajaj Electricals 1.5
United Spirits 1.4
Lupin 1.4
McLeod Russel 1.3
Zuari Industries 1.3
K S Oils 1.3
Hindustan Unilever 1.1
Zee Entertainment 1.0
D B Corp 1.0
Kalpataru Power 1.0
Heritage Foods 1.0
Advanta 0.6KEC International 0.6
Equity 97.6
Derivatives
Fixed Income
Cash / Others 2.4
Number of Stocks 39
Weighted Average Market Cap: Rs 28,163 crore
Median Market Cap: Rs 8,366 crore
Fund Manager: J Venkatesan; He hasexperience of 19 years and is managing thisfund since its launch in May 2006.
Benchmark BSE 500 Index
Fund Size: Rs 252 crorePositioning: Rural Prosperity
Performance Change in NAV (%) Returns (%)
Period Fund Benchmark CNX 500 Fund Benchmark CNX
Since Inception 54.0 47.9 44.9 10.5 9.5 9.0
Last 3 years 20.1 22.5 22.2 6.3 7.0 6.9
Last 2 years 24.6 29.4 30.0 11.6 13.8 14.0Last 1 year 30.3 20.6 18.1 30.3 20.6 18.
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Sundaram BNP Paribas Select Thematic FundsCAPEX Opportunities-Growth CAPEX Opportunities-Dividend
PortfolioSecurity G D
Fund Size (G): Rs 513 crore
Fund Size (D): Rs 481 crore
Turnover (%) 110 123
Fund Facts: An open-end equity scheme Launch: September 2005 Bloomberg: SUNCAPG IN SUNCAPD IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investm
Minimum Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of al lotment Disclosures: Page 28 & 29
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
19/10/07 40.0 4.00 23.4271
19/06/09 20.0 2.00 14.8899
25/09/09 10.0 1.00 15.1334
05/03/10 25.0 2.50 15.4664
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
Sector Profile and Portfolio Profile are based on Growth Option of the scheme.
Sector Profile (%)
IndustrialManufacturing
58.9Energy-Utilities
9.4
Services7.7
Construction5.7
Consumer Goods5.6
Cash1.6
Energy-Oil & Gas3.4
Financial Services3.2
Others4.7
Portfolio Profile (%)
0
10
20
30
40
50
60
70
80
90
100
Oct-05 Aug-10
Portfolio Stance: The fund maintains an
allocation to equity at about 98% of the
assets, almost the same level as of end July.
The funds mandate is to focus on
beneficiaries of infrastructure/capex spend
story in India under normal circumstances.
The fund maintains its exposure to
engineering and construction at about 65%.
The fund has used the enabler of investing
outside the theme up to 30% only to a
modest extent since its launch as is clear
from the graphic on the right panel. At theend of last month, the exposure was less than
10%, which is in close to the long-term trend
in the fund. The portfolio has had a mid- and
small-cap tilt, as valuation differentials stay
attractive despite having narrow recently and
given the nature of the universe of stocks
tracking the theme,
Weighted Average Market Cap: Rs 18,514 crore
Median Market Cap: Rs 3,847 crore
Fund Manager: Srividhya Rajesh; She hasexperience of 14 years and is managing thisfund since its launch in September 2005.
Benchmark BSE Capital Goods Index
Positioning: Capex/Infrastructure
Performance Analysis (Based on returns)
Alpha 5.55 Correlation 0.
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%
annum based on the upper band of 10 year T-Bill yield.
Fund S&P CNX 50
Mean 26.16 19.53Standard Deviation 39.06 33.12Beta 1.09 1.00Sharpe Ratio 0.47 0.36Sortino Ratio 0.78 0.47Treynors Index 16.97 11.88
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 16.3% 16.7%
Since Inception Value 59,000 88,050 88,905
Last 3 years 36,000 47,364 45,959
Last 2 years 24,000 34,679 33,993
Last 1 year 12,000 12,889 12,742
NAV (Growth): Rs 25.4847 NAV (Dividend): Rs 13.40
Relative performance for Rs 100 invested at launc
Fund: Rs 255 Benchmark: Rs 295 S&P CNX: Rs 1
050
100150200250300350400450
Sep-05 Aug-10
FundBenchmark
S&P CNX 500
Performance Change in NAV (%) Returns (%)
Period Fund Benchmark CNX 500 Fund Benchmark CNX
Since Inception 154.8 194.5 98.8 20.9 24.5 15.0
Last 3 years 17.5 8.2 22.2 5.5 2.7 6.9
Last 2 years 33.6 22.2 30.0 15.6 10.5 14.0Last 1 year 15.8 10.4 18.1 15.8 10.4 18.
I Cash & Cash Equivalents I Infrastructure Spenders
I Non Thematic I Capex Providers
Larsen & Toubro 6.5 8.3Siemens India 3.8 3.6
Crompton Greaves 3.6 3.6Spicejet 3.3 3.0Hindustan Dorr 3.3 3.3B H E L 3.2 3.3Indraprastha Gas 3.0 2.9Areva T & D 2.9 2.7McNally Bharat 2.7 2.6Alstom Power 2.4 2.4
Bharat Electronics 2.3 2.2TRF 2.3 2.2Lanco Infratech 2.3 2.2J Kumar Infra 2.1 2.1A C E 1.9 1.9Bajaj Electricals 1.9 1.9Cummins India 1.9 1.8Power Trading 1.9 2.0Sadbhav 1.9 1.9
Gujarat Petronet 1.9 1.8KEC International 1.9 2.0Texmaco 1.8 1.6Nitin Fire 1.7 1.9Ahluwalia Contract 1.7 1.8Honeywell 1.7 1.9Thermax 1.6 1.6H C C 1.6 1.6Torrent Pharma 1.6 1.5I D F C 1.6 1.7Elecon Engineering 1.5 1.5
Welspun Gujarat 1.5 1.4Petronet LNG 1.5 1.5Kalpataru Power 1.4 1.4Reliance Infrastructure 1.4 1.3KSK Energy 1.4 1.4
Aegis Logistics 1.4 1.3Patel Engineering 1.3 1.3Atlas Copco 1.3 1.3GVK Power 1.2 1.3BGR Energy 1.2 1.2
R E C 1.2 1.2Adani Enterprises 1.2 1.1AIA Engineering 1.1 0.8Kingfisher Airlines 1.0 1.0Voltas 1.0 1.0Engineers India 1.0 1.0Havell's India 0.9 0.6G E Shipping 0.8 0.8Aban Loyd Chiles 0.7 0.7Triveni Engineering 0.6 0.3
Adhunik Metaliks 0.6 0.6IVRCL Infra 0.5 0.5
Lloyd Electric 0.5 0.6Eicher Motor 0.5 0.5IndiaBulls Real 0.5 0.5K Bros Investment 0.4 0.4Greaves Cotton 0.1 0.1Sadbhav Rights 0.1 0.1
Equity 98.4 98.1Derivatives Fixed Income Cash / Others 1.6 1.9
Number of Stocks 58 58
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Sundaram BNP Paribas Select Thematic FundsEnergy Opportunities
Fund Facts: A closed-end equity scheme Launch: January 2008 Bloomberg: SNDENGG IN Options: Growth, Dividend Pay Out Exit Load: Nil Redemption Price: NAV less unamortized initial issue expen
Disclosures: Page 28 & 29
Sector Profile (%)
Energy-Oil & Gas
34.0
Energy-Utilities24.1
Metals12.9
Financial Services4.3
Services3.5
Consumer Goods2.9 Others
2.9
Cash3.4
IndustrialManufacturing
12.0
Portfolio Profile (%)
010
2030
40506070
80
90100
Jan-08 Aug-10
Performance Analysis (Based on returns)
Alpha -0.19 Correlation 0.
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.Turnover (%) 68
Fund S&P CNX 50
Mean 1.27 1.15
Standard Deviation 38.82 39.34Beta 0.95 1.00Sharpe Ratio -0.16 -0.17Sortino Ratio -0.27 -0.24Treynors Index -6.70 -6.50
NAV (Growth): Rs 8.5792 NAV (Dividend): Rs 8.57
Relative performance for Rs 100 invested at launc
Fund: Rs 86 Benchmark: Rs 75 S&P CNX: Rs
2030
405060708090
100110120
Jan-08 Aug-10
FundBenchmark
S&P CNX 500
Portfolio
Security Weight %
Portfolio Stance: The fund continues to be a
fully invested portfolio with an equity
allocation of about 97%. The portfolio is
geared to play the emerging energy-
landscape theme in India that is likely to be a
drawn out process. The portfolio is spread
across the large-cap and mid- and small-cap
spaces now. The fund continues to maintain
a higher allocation in mid and small-cap
stocks as valuation differentials stay in
favour; the allocation is about 52%. The
portfolio is aligned to our thought process on
the emerging energy-linked landscape. Weremain positive on long-term prospects of the
theme in India with improving clarity on
account of a gradual removal of legal hurdles
that had blocked pricing progress. Policy
initiatives on the gas pricing front have also
been encouraging over the past two months
and industry environment appears to getting
greater clarity.
O N G C 7.9Cairn India 7.8
Reliance Industries 4.7Maharasthra Seamless 4.4
G A I L 4.0B P C L 3.9
Indian Oil Corporation 3.8
Indraprastha Gas 3.4
Gujarat Petronet 3.4
Adani Power 3.4
Petronet LNG 3.3
Videocon Industries 2.9
Lanco Infratech 2.9
Adani Enterprises 2.9
GVK Power 2.7
Siemens India 2.5Gujarat Gas 2.3
Welspun Gujarat 2.2
G M D C 2.2CESC 2.0
B E M L 1.9
ICICI Bank 1.8
Larsen & Toubro 1.7
R E C 1.6Oil India 1.6
Jindal Steel 1.4
TRF 1.4
Jaiprakash Hydro-Power 1.3
PSL Holdings 1.0H P C L 1.0
KSK Energy 1.0
I D F C 0.9
Ashok Leyland 0.9
Patel Engineering 0.9Hindalco 0.9
Jyoti Structures 0.8
JSW Energy 0.8
Sterlite Industries 0.8Cummins India 0.7
Seamec 0.7
G S F C 0.5
TVS Motors 0.3Tata Chemicals 0.2Engineers India 0.1
Hindustan Dorr 0.1
Equity 96.6
Derivatives
Fixed Income Cash / Others 3.4
Number of Stocks 45Weighted Average Market Cap: Rs 6,0865 crore
Median Market Cap: Rs 11,197 crore
Fund Manager: S Krishnakumar; He hasexperience of 13 years and is managing thisfund since its launch in January 2008.
Benchmark BSE Oil & Gas Index
Fund Size: Rs 1,634 crorePositioning: Energy
Performance Change in NAV (%) Returns (%)
Period Fund Benchmark CNX 500 Fund Benchmark CNX
Since Inception -14.2 -25.3 -15.7 -5.6 -10.4 -6.2
Last 2 years 18.1 2.7 30.0 8.7 1.3 14.0
Last 1 year 4.2 1.5 18.1 4.2 1.5 18.
I Cash I Thematic I Non Thematic
Performance Snapshot
-6.2
-10.4
-5.6
S&P CNX 500
BSE Oil & Gas Index
Fund
Returns in percentage since launch
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Sundaram BNP Paribas Select Thematic FundsFinancial Services Opportunities
Allocation: Banks & Financial Services
0
10
20
30
4050
60
70
80
90
100
Jul-08 Aug-10
Allocation: Public Sector & Private Sector
0
10
2030
4050
60
7080
90100
Jul-08 Aug-10
Thematic allocation: 93.7
Non-thematic allocation:
Cash/Others: 6.3
Fund Facts: An open-end equity scheme Launch: June 2008 Bloomberg: SNDFSRG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Performance Analysis (Based on returns)
Alpha 21.31 Correlation 0.
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysi
annualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.
Turnover (%) 119
Fund S&P CNX 50
Mean 36.86 17.32Standard Deviation 36.99 37.31Beta 0.82 1.00Sharpe Ratio 0.79 0.26Sortino Ratio 2.06 0.38Treynors Index 35.78 9.67
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 55.0% 52.2%
Since Inception Value 26,000 44,140 43,117
Last 2 years 24,000 40,189 39,044
Last one year 12,000 15,010 14,349
NAV (Growth): Rs 19.9563 NAV (Dividend): Rs 15.85
Relative performance for Rs 100 invested at launc
Fund: Rs 200 Benchmark: Rs 185 S&P CNX: Rs 1
406080
100120140160180200220
Jun-08 Aug-10
FundBenchmarkS&P CNX 500
Portfolio
Security Weight %
Portfolio Stance: The fund is invested to the
extent of 93.7% in equity, decrease of about
two percentage point from the equity levels
in July. The emphasis stays on the banking
and financial services spaces with an
increasingly pronounced bias towards the
former the distribution is at 80% and 13%
respectively. The allocation now also has an
increasingly distinct preference for the PSU
banking space, which has 22 percentage
point preference as compared to the private
sector banking space. The portfolio iscompletely within the theme. A cautious
approach during the turbulence of 2008,
complete participation in the rally since
March 2009 and adequate profit booking
during the rally has enabled the fund outpace
the broad market by a comfortable margin
since launch.
Punjab National Bank 9.3
ICICI Bank 9.0
State Bank of India 7.9
Axis Bank 6.7
O B C 5.3
Bank of Baroda 4.4
Corporation Bank 4.3
Union Bank of India 4.2
LIC Housing 4.0
Bank of India 3.9
HDFC Bank 3.6
Canara Bank 3.2
Indian Bank 3.1
R E C 3.1
IndusInd Bank 3.0
M & M Financial 2.0
Yes Bank 2.0
Kotak Mahindra Bank 1.9
H D F C (Warrants) 1.9
Allahabad Bank 1.8
SKS Micro Finance 1.5
Central Bank of India 1.5
ING Vysya Bank 1.5
Dena Bank 1.3
Magma Fincorp 1.0
I D F C 0.8
Bajaj FinServ 0.6
Jammu & Kashmir Bank 0.5
Religare Enterprises 0.4
Equity 93.7
Derivatives
Fixed Income
Cash / Others 6.3
Number of Stocks 29Weighted Average Market Cap: Rs 45,518 crore
Median Market Cap: Rs 11,733 crore
Fund Manager: J Venkatesan; He hasexperience of 19 years and is managing thisfund since its launch in June 2008.
Benchmark CNX Banks Index
Fund Size: Rs 237 crorePositioning: Financial Services
Performance Change in NAV (%) Returns (%)
Period Fund Benchmark CNX 500 Fund Benchmark CNX
Since Inception 99.6 84.8 27.1 36.4 31.8 11.4
Last 2 years 98.0 76.1 30.0 40.7 32.7 14.0
Last one year 49.1 44.6 18.1 49.1 44.6 18.
I Cash I Public Sector I Private Sector
I Cash I Banks I Financial Services
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
12/06/09 10.0 1.00 12.8580
06/11/09 20.0 2.00 14.0743
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
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Sundaram BNP Paribas Select Thematic FundsPSU Opportunities
Fund Facts: An open-end equity scheme Launch:January 2010 Bloomberg: SNDPSUG IN Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: Rs 5,000 SIP/S
Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Sector Profile (%)
FinancialServices
37.3
Energy-Oil & Gas22.3
Energy-Utilities19.0
Metals7.1
Industrial
Manufacturing6.1
Services1.7
5.1
Fertilisers &Chemicals Cash
1.3
Portfolio Profile (%)
Theme98.7
Cash1.3
Performance Analysis (Based on returns)
Alpha 14.47 Correlation 0.
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. The risk free rate is 7.651%annum based on the upper band of 10 year T-Bill yield.Turnover (%) 120
Fund S&P CNX 50
Mean 19.76 4.23Standard Deviation 10.57 12.78Beta 0.69 1.00Sharpe Ratio 1.15 -0.27Sortino Ratio 2.22 -0.36Treynors Index 17.54 -3.42
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 43.3% 7.2%
Since Inception Value 7,000 7,901 7,164
NAV (Growth): Rs 11.3596 NAV (Dividend): Rs 11.36
Relative performance for Rs 100 invested at launc
Fund: Rs 114 Benchmark: Rs 94 S&P CNX: Rs 1
80
90
100
110
120
Jan-10 Aug-10
Fund
Benchmark
S&P CNX 500
Portfolio
Security Weight %
Portfolio Stance: The funds equity exposurehas increased by about 3 percentage pointsfrom July and is at its highest level sincelaunch at 99%. The fund has moved to aclose-to-fully invested status in a phasedmanner based on market conditions. In linewith the positioning, the portfolio is almostentirely invested in stocks of public sectorundertakings (PSUs). The portfolio has adistinct large-cap tilt, which is an intrinsicfeature of the PSU space. The top sectors byallocation are financial services, oil & gasand utilities. This, too, is in line with broad
profile of the PSU universe. PSU stocks aregeared to the India story due to a strongpresence in high growth sectors such asfinancial services, oil & gas, engineering andmaterials space; they are almost absent insectors such as consumer staples, pharma,telecom and information technology. Theportfolio of the fund is geared to the highgrowth sectors of the Indian economy.
O N G C 7.6
Punjab National Bank 7.1
R E C 5.3
State Bank of India 4.9
S A I L 4.4
N T P C 4.3
Bank of Baroda 4.2
H P C L 4.1
G A I L 4.0
G S F C 4.0
B P C L 3.9
Petronet LNG 3.8Power Trading 3.7
Power Finance Corp 3.4
Gujarat Petronet 3.4
LIC Housing 3.2
Canara Bank 3.2
Bank of India 3.0
Bharat Electronics 2.9
O B C 2.9
Indian Oil Corporation 2.6
Engineers India 2.2
N M D C 2.1
N H P C 1.8
Container Corp 1.7
Power Grid 1.5
Gujarat Alkalies 1.1
B E M L 1.0
G M D C 0.6
Oil India 0.4
Indraprastha Gas 0.3
Equity 98.7
Derivatives
Fixed Income
Cash / Others 1.3
Number of Stocks 31Weighted Average Market Cap: Rs 60,550 crore
Median Market Cap: Rs 24,460 crore
Fund Manager: J Venkatesan; He hasexperience of 19 years and is managing thisfund since its launch in January 2010.
Benchmark CNX PSE Index
Fund Size: Rs 512 crorePositioning: Public Sector
Performance Change in NAV (%) Returns (%)
Period Fund Benchmark CNX 500 Fund Benchmark CNX
Since Inception 13.6 -6.3 2.4 13.6 -6.3 2.4
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Performance
Fund Weight %
Emerging Markets
BlackRock Merrill Lynch Emerging Europe 8.4
Nevsky Eastern European 6.7
DB Tracker Emerging Markets Asia 17.0
Fidelity South East Asia 16.1
Schroders Emerging Asia 10.1
DB Tracker Latin America 8.8
Parvest Latin America 7.3
Real Estate (Funds owning stocks of real estate companies, not real estate)
Morgan Stanley Asian Property 5.2
Morgan Stanley Global Property 3.2
Commodities (Funds owning stocks of commodity companies, not commodities)
Parvest Global Resources 8.2
Martin Currie Global Resources 5.7
Allocation to funds 96.7
Cash 3.3
Asset Class/Geography Neutral CurrentEmerging Markets
Asia 40.0 43.3
Latin America 15.0 16.0
Eastern Europe 15.0 15.1
Commodity Funds 15.0 13.9
Real Estate Funds 15.0 8.4
Cash 0 3.3
Sundaram BNP Paribas Global Advantage
Portfolio Stance: The allocation to Emerging Europe
is at a neutral level of 15%. Exposure to Latin
America has been slightly increased taking
advantage of the upward trend and the rise in the value
of the real and is now at 16%. The portfolio now has
a neutral stance to Asia, Latin America and Emerging
Europe; the allocation to emerging markets as an asset
class has, however, been raised to a deep overweight
by adding to exposures to a global emerging markets
fund. The portfolio is overweight emerging markets,
neutral on commodities (despite addition of two new
funds and exit of a major exposure) and underweight
real estate.
100% in global markets (an India allocation is
possible based on outlook)
Actively managed diversified multi-manager
portfolio
Advisor is FundQuest, a BNP Paribas InvestmentPartner
Exposure to multiple asset classes through mutual
funds & exchange-traded funds
Allocation across global emerging equities,
commodities & real estate.
Exposure in ETFs that track an index of companies
in the real estate business and in commodities and not
an index that tracks real-estate and commodities
directly
Active bets within each asset class based on economy
& market outlook
Complementary strategies to lower volatility and
fund manager risk
Emerging Markets: Neutral 70% Minimum 60%
Maximum 100%
Real Estate: Neutral 15% Minimum 0%
Maximum 40%
Commodities: Neutral 15% Minimum 0%
Maximum 40% Funds owning stocks of commodity companies and funds owning stocks of real estate companies are uto invest in the respective asset classes.
Past performance may or may not be sustained in future. Computed using NAV of Growth Option on compounded annul basis.
Positioning: Thematic-Overseas Investme
Change in NAV Returns
Period Fund Benchmark Fund Benchmark Excess
% % % % % pointINR
Since Launch 4.3 6.9 1.4 2.2 -0.8
Last 2 years 5.9 8.7 2.9 4.2 -1.3
Last 1 year 9.6 11.3 9.6 11.3 -1.7
USD
Since Launch -9.3 -6.7 -3.2 -2.3 -0.9
Last 2 years -1.2 1.4 -0.6 0.7 -1.3
Last 1 year 13.8 15.6 13.8 15.6 -1.8
Fund Advisor:Fund Quest, a member of
BNP Paribas Investment Partners
Salient Features
Fund Manager: S Bharath
Fund-of-Funds Portfolio
Fund Facts: Open-end fund-of-funds scheme Launch: September 2007 Bloomberg: SNDGADG IN Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minimum Amount: Rs 5
SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Benchmark MSCI Emerging Markets Ind
Fund Size: Rs 87 cro
NAV (Growth): Rs 10.4252 NAV (Dividend): Rs 10.42
Asset Allocation (%)
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Sundaram BNP Paribas Balanced Fund
Weighted Average Market Cap: Rs 34,886 croreMedian Market Cap: Rs 13,907 crore
Weighted average market-cap and median market-cap
are based on the equity component of the portfolio
Fund Facts: An open-end hybrid scheme Launch: June 2000 Bloomberg: SNDBALG IN Plans: Regular, Institutional Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment Minim
Amount: Rs 5,000 SIP/STP: Weekly Rs 1000, Monthly Rs 250, Quarterly Rs 750 Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment Disclosures: Page 28 & 29
Average Maturity 5.23 Years
uration 3.19 Years
Debt Portfolio YTM 6.41%
Allocation (%)
Financial Services19.7
ConsumerGoods13.4
IT8.6
Auto7.9
Pharma
5.7
Energy-
Oil & Gas5.5
Services4.5
Energy-Utilities
3.7
Fixed Income29.4
Cash1.7
Sector Profile (%)
Equity68.9
GovernmentSecurities
14.4
Certificate ofDeposits
2.6
Cash /Others
Corporate Bonds12.4
1.7
Value of Rs 1000-a-month SIP
Period Investment Fund Benchma
Since Inception Returns 18.8%
Since Inception Value 1,22,000 3,34,880
Last 7 years 84,000 1,50,714 1,36,435
Last 5 years 60,000 86,319 80,474
Last 3 years 36,000 46,968 43,413
Last 2 years 24,000 32,411 29,548
Last 1 year 12,000 13,099 12,678
Dividend-last 3 years (For history refer page 27)Record Date % Rs. per unit Record Date NA
14/12/07 30.0 3.00 22.4805
08/05/09 15.0 1.50 12.6517
11/09/09 10.0 1.00 15.2120
Dividend is declared on the face value of Rs 10 per unit. After declaration and paymof dividend, the ex-dividend NAV will decline to the extent of the dividend payme
NAV (Growth): Rs 47.5956 NAV (Dividend): Rs 16.5
Relative performance for Rs 100 invested at launc
Fund: Rs 476 Benchmark: Rs 3
0
100
200
300
400
500
600
Jun-00 Aug-10
Fund
Benchmark
Performance Change in NAV (%) Returns (%) Exce
Period Fund Benchmark Fund Benchmark % poi
Since Inception 376.0 16.5
Last 7 years 244.0 184.2 19.3 16.1 3
Last 5 years 108.9 93.5 15.9 14.1 1Last 3 years 31.5 26.5 9.6 8.1 1
Last 2 years 35.5 25.0 16.4 11.8 4
Last 1 year 21.8 12.6 21.8 12.6 9
Portfolio Stance: The fixed-income portion
of the fund is largely invested in the
government securities to take advantage of
the yields moving down in the coming
months. Incrementally we intend to trade on
the G-Sec portion of the fund and hold bonds
and money market instrument for accrual
income. The equity component accounts for
about 69% of the assets and is spread across
the cap curve and sectors.
Equity 68.9
TVS Motors 7.9
ITC 7.0
Hindustan Unilever 6.4
T C S 6.0
H D F C 5.5
Cairn India 5.5
ING Vysya Bank 5.1
Lupin 4.9
Yes Bank 4.7
Kingfisher Airlines 4.5
I D F C 4.3
Power Trading 3.7
Polaris Software 2.7
Shasun Pharma 0.8
Government Securities 14.4
7.80% 2020 10.0
8.13% 2022 3.9
6.35% 2020 0.6
Certificate of Deposits 2.6
O B C 2.6
Corporate Bonds 12.4
Union Bank of India 7.7
P F C 4.7
Cash / Others 1.7
Fund Manager: Satish Ramanathan; He hasexperience of 16 years and is managing thisfund since September 2007.
Benchmark CRISIL Balanced Fund Index
Fund Size: Rs 64 crorePositioning: Balanced Portfolio
PortfolioSecurity Weight %
Past performance may or may not be sustained in future. Returns/investment vare as of August 31, 2010. Returns are on a compounded annual basis and compuusing NAV of Growth Option. SIP values are in rupees. Performance Analysiannualised basis using month-end NAVs since launch. Excess Returns Performance Analysis are with reference to the broad market index S&P CNX 5The risk free rate is 7.651% per annum based on the upper band of 10 year T-Bill y
Performance Analysis (Based on returns)
Alpha 3.93
Correlation 0.94
Tracking Error 7.
Information Ratio 0.
Fund S&P CNX 50
Mean 20.71 16.12Standard Deviation 20.43 17.77Beta 1.08 1.00Sharpe Ratio 0.64 0.48Sortino Ratio 0.89 0.63Treynors Index 12.12 8.47
8/8/2019 InvestMap Fact Sheet August 2010
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www.sundarambnpparibas.in Sundaram BNP Paribas Mutual Funwww.sundarambnpparibas.in Page 20August 31, 2010
Portfolio
Security Rating Weight %
Portfolio Stance: MIP (Moderate): A large part of the portfolio on the Fixed Income part aims at generatingaccrual income and takes some trading calls in short-term papers and government securities. Equity accountsabout 9.4% of assets in the Moderate Plan and is invested mostly in large-cap stocks in the Moderate Plan.
MIP (Aggressive): The fixed income portion of the portfolio will aim to decrease exposure to money marinstruments and increase exposure to government securities as the yields on the longer end of the curve increaThe equity exposure is via dedicated large-cap and mid-cap funds with a track record of more than eight year
MIP (Conservative): The debt portion of the portfolio is targeted at higher accruals and would endeavor
maintain an average duration of less than a year on the Fixed Income portfolio. The equity exposure is dedicated large-cap and mid-cap funds with a track record of more than eight years.
Positioning: Income Plus
Sundaram BNP Paribas Monthly Income Plan
Past performance may or may not be sustained in future. Computed using NAV of Growth Option on compounded annual basis.
Government Securities 1.2
6.35% - 02/01/2020 GSEC 1.2
Certificate of Deposits 18.0
Oriental Bank of Commerce P1+ 13.1
Bank of Baroda A1+ 4.9
Commercial Paper 13.6
IL&FS Financial Services A1+ 13.6
Corporate Bonds 53.0
ICICI Securities AAA 10.0
Mahindra & Mahindra AA+ 8.4
Reliance Capital AAA 8.4TATA Communications AAA 8.4
Aditya Birla Nuvo AA+ 6.1
TATA Capital LAA+ 4.2
Power Finance Corporation AAA 3.4
Kesoram Industries AA 2.5
IL & FS Financial Services A1+ 1.7
Equity 9.4
State Bank of India 2.5
Bharti Airtel 1.9
L & T 1.8
Crompton Greaves 1.6
Reliance Industries 1.5Reverse REPO / CBLO 1.4
Cash, Call & Net Current Assets 3.4
Certificate of Deposits 47.9
O B C P1+ 13.9
Canara Bank P1+ 11.7
Jammu & Kashmir Bank P1+ 10.4
South Indian Bank PR1+ 5.0
Kotak Mahindra Bank P1+ 4.5
ICICI Bank A1+ 2.4
Corporate Bonds 27.0
Reliance Capital AAA 9.5Tata Communications AAA 5.7
ICICI Securities AAA 4.7
Aditya Birla Nuvo AA+ 2.5
IL&FS Financial Services A1+ 2.4
Tata Capital LAA+ 1.9
HCL Technologies LAA+ 0.5
Mutual Funds 16.1
Sundaram BNP Paribas Select Focus 7.8
Sundaram BNP Paribas Select Mid Cap 8.3
Reverse REPO / CBLO 6.9
Cash, Call & Net Current Assets 2.0
Not an assured income scheme
Certificate of Deposits 46.9
ICICI Bank A1+ 13.8
Canara Bank P1+ 13.0