Upload
vanhanh
View
232
Download
0
Embed Size (px)
Citation preview
I.P.F.I.
I P FRAUD INVESTIGATIONS
1
BUGNION
Giuseppe Righeni Ezio Bianciardi Alfonso Colli Franco De Berardinis
Sergio Oi Curzio C. Raoul Ghioni
A lberto Gianelli
Stefano Gotra
Luciano Lanzoni Maurizio Nardi Lucia no Neri Paolo Pederzini
Donatella Prandin
Renata Righeni Stefano Ruffini
Martino Salvadori Ivo Schwarzer
Fabrizio Tansini
Giuseppina Albricci Mallen Baroni Paolo Bellomia
l\1arco Benedetto
Viltaric Bongiovanni
Marco Bras>ca Silvia Cudia Paolo D i Mella Luciana Fanga reggi
Valeriano Fanzini leonardo Firmati Elisa Franchina Riccardo Fuochi
Alessandro Galassi Francesco Calise Federico Gnesini
Lorenza Gotti
Elena Grigolo Giu lia lavizzari Marco lissandrini Rossella Masetti Antonio Nesti Mauro Palestrini
Marco Paolizz i Laura Pellicano
Simone Ponchi roli
Marco Ponzellini
Fabio Simoni Luigi Tarabbia
Fr.lncesco Terrano Massimo Villanova
Offices in: Bologna. Bolzano, Brescia,
Milano, ,\ \odena, Parma, Reggio Emilia, Rimini ,
Roma. Udine. Varese. Verona
Business Addresses in: Pcrugia, Pescara . Piacenza,
Senigallia
By Fax + Mail
BUGNION S.p.A. - Industrial Property Consultants
Foreign Department: V. le Lancett i, 17 - 201 58 Milano (italy) Phone ++39.02693031 - Fax ++39.0269303555 E-mail : [email protected]
Mr Michael Shaw MARKS & CLERK Sussex House, 83-85 Mosley Street '. . M2 3LG MANCHESTER: : { .~ , .
UNITED KINGDOM i .. ~.
Ourr-ef: 27.M8001F.12.ITl107E FD/AN
Your' n~f: MPS/ABIJ392111P MI
Milan, April 19, 2002
Re.:
Dear Sirs,
Italian Part of EP444122 Assignment from G.Booth et al to Swanwell Limited Onward Assignments to Renewable Energy, and to FLS
We refer to your letter dated April 12, 2002 for which we thank you.
After reviewing of the present case, we noted that the Italian Part of the above Patent has been filed on July 18, 1995 in the name of the first applicant (Booth et aL ) notwithstanding the fact that Assignment agreement was executed on October 10, 1991 i.e. well before the date of granting of the same patent on April 19, 1995.
In that situation, the registered owners (the inventors) of the Italian Patent were not intitled to request the nationalization in Italy of the above European Patent.
Therefore, the Italian PTO would not now accept to record the assignment from Booth et al. to Swanwell, on the basis of the assignment deed attached to your letter.
In view of the above, our advice is to record an assignment deed from G.Booth et al. to Swanwell Limited (similar to that attacched to your letter) having effect from a date subsequent the filing date of the national patent (after July 18, 1995).
We also inform you that in order to comply with all the formal requirements:
Each Deed has to be signed in original by both parties Assignor and Assignee, notarized and legalized by Apostille.
A consideration must be indicated in the Deeds.
To that end, a Declaration of Value (herewith enclosed) can be attached to each deed.
Sede l ega le: V.le l ancetli , 19 - 20158 Mi lano (i la l ia ) - www.bugnion.il-Cap. Soc. i. v. € 600.000 - REA 780133 - Reg. Imp. M I. e C.F. 00850400 151 - P. IVA IT-0085040015 1
2
BUGNION
This is required for the purpose of the fiscal registration of the deed with the Italian Tax Register Office before recordal with the Italian Patent and Trademark Office.
A tax of3% of the consideration indicated has to be paid when registering the deed with the Italian Tax Register Office.
The tax, at present, is however not less than 130,00 Euros up to about 4130,00 Euros as a value of consideration.
Please note that in case the parties involved are residing in the UE and are both subject to the VAT and they have already paid this tax in their country, they may insert this clause in the deed and subsequently pay only the fix tax, i.e. 130,00 Euros.
Before recordal the deed has to be sworn translated into Italian.
Furthermore, a Power of Attorney simply signed by the legal representative of the Assignee FLS milj0 a/s (name and capacity of the signatory person are to be indicated) is required.
We wish to bring to your attention that any deed coming from a foreign country must be filed before an Italian Notary.
The Notary, has, in turn, to certify that the notarization and the legalization made abroad are true and he will have the duty to register the deed at the Italian Tax Register Office for the purpose of the fiscal registration.
Once the deed is registered at the Tax Register Office, the Notary will issue a true copy of the recorded original document for filing at the Italian Patent & Trademark Office.
Hereto our schedule of charges for recordal of assignment, licences and mergers. \/vTe wish to underline that in order to favour our clients we have simply added the costs of the Notary, without charging any additional attorney fees for the extra work the new procedure will involve.
RECORDAL OF ASSIGNMENTS
* filing a petition for recordal of a deed (one petition including all the above assignment Deeds)
excluding stamps sworn translation and Notary's fees - first title - each additional and contemporary title - sworn translation of the deed - translation from English, French, German,
including typing and copies, per page of Italian text - stamps for the above procedure
Euros 625.= Euros 180.= Euros 150.=
Euros 35.= Euros 33.=
3
BUGNION
* Notary's fees for drafting a public deed for the assignment, deed to be made of records, fiscal registration of the public deed and of the assignment, deed, Issuance of a true copy of the deed Euros 420.= - stamps for the above procedure At cost (Euros 130.= min.)
To the above our attorney fees for study of all the documents have to be added (Euro 100/h).
At your disposal for any further information you may need, we remain,
Sincerely yours, BUGNION S.p.A. Foreign
Encl. Declaration of Value (2 copies) / Power of attorney
4
Attn: Mr A Nesti Bugnion SpA V.Ie Lancetti 17-20158 Milano Italy
BY FACSIMILE TRANSMISSION: 00390269303555 (Confirmation by Post)
URGENT
Dear Sirs
Re: Italian Patent of European Patent No. 444122
27 .M800 1F.12.IT.11 07E FDI AN
MPS/AB/J392111PMI
19th April 2002
Assignment from Gerry Booth et al to Swanwell Limited Onward assignment to Renewable Energy Resources Limited and to FLS milja a/s
Thank you for your letter of 19th April 2002 regarding the above.
Upon review of the contents of your letter, we still have several queries, as follows:
1. Is it possible to record the transfer of ownership from Gerry Booth, Stewart Donnelly and Brian Lindley to FLS milj0 a/s in one stage, through the filing of simply one recordal application, or is it necessary for each assignment to be the subject of a separate recordal application?
2. Given that a fresh assignment is required in respect of the transfer of ownership from Gerry Booth et al to Swanwell Limited, would it be more convenient to simply prepare one confirmatory assignment from Gerry Booth et al to FLS milj0 a/s, or would this effect the validity of the assignment recordal application and/or the patent concerned?
5
3. Whilst you have indicated the costs involved in your standard assignment recordal procedure, we require a specific figure covering the costs that you will in fact incur in recording the transfer of ownership to FLS milj0 als .
Please provide answers to the above questions by immediate return facsimile.
Yours faithfully
MICHAEL SHAW MARKS & CLERK
6
BUGNION
Giuseppe Righelli Ezio Bianciardi Alfonso Colli Franco De Berardinis
Sergio Di Curzio C. Raoul Ghioni Alberto Gianelli Stefano Gotra Luciano Lanzoni
Maurizio Nardi Luciano Ned Paolo Pederzini Donatella Prandin Renata Righelli Stefano Ruffini Martino Salvadori Ivo Schwarzer rahrizio Tans;ni
Giuseppina Albricci Matteo Baroni
Paolo Bellomi. Marco Benedetto Vittorio Bongiovanni
Marco Brasea Silvia Cudi. Paolo Di Mella Luciana Fangareggi Va leri ano Fanzini Leonardo Firmati
Elisa Franchina Riccardo Fuochi Alessandro Galassi Francesco Galis£" Federico Gnesini Lorenza Gotti Elena Grigolo Giulia la\ izzar; Marco lissandrini Rossella Masetti Antonio Nesti Mauro Palestrini Marco Paolizzi Laura Pellicano Simone Ponchiroli
Marco Ponzellini
Fabio Simoni Luigi Tarabbia Francesco Terrano Massimo Villanova
O ffices in:
Bologna. Balzano. Brescia,
Milano, Modena. Parma.
Reggio Emilia, Rimini ,
Rama, Udine, Varese, Verona
Business Addresses in : Perugia, PescarJ, PiJcenz3,
Senigallia
Sede legale:
By Fax + Mail
Omoloef: 27.M8001F.12.IT. l107E FD/AN
BUGNION S.p.A. - Industrial Property Consultants
Foreign Department: V. le Lancetti, 17 - 20158 Milano (Italy) Phone ++39.02693031 - Fax ++39.0269303555 E-mail: [email protected]
Mr Michael Shaw MARKS & CLERK Sussex House, 83-85 Mosley Street 2 M2 3LG MANCHESTER UNITED KINGDOM
Your ref: MPS/ABIJ392111P MI
Milan, Apri11 9, 2002
Re.: Italian Part ofEP444122 Assignment from G.Booth et al to Swanwell Limited Onward Assignments to Renewable Energy, and to FLS milj0 a/s
Dear Sirs,
Thank you for your fax dated April 19, 2002.
1. We confinn you that it is possible to file only one petition including all the assignments, as indicated in our schedule of costs;
2. A confinnative assignment from G. Booth et al. to FLS milj0 a/s, indicating a date of execution subsequent to the date or nationalization in Italy of EP444122, would be suitable to recordal in Italy. A Confirmative Deed draft is herewith enclosed for your ease of reference 0
3. The costs indicated cover the recordal petition for the case under reference. In respect of the "standard" cases involving the recordal of one assignment, only the extra costs due to the notary's fees for the recordal or each assignment have to be taken into account.
At your disposal for any further information you may need, we remain,
Sincerely yours, BUGNION S.p.A. Foreign De t
Encl. Confirmative Deed draft
V. le l ancelti. 19 0 20158 Milano ("alia ) - www.bugnion .il- Cap. Soc. i . v. € 600.000 - REA 780133 - Reg. Imp. MI. e C.F. 00850400151 - P. IVA IT-008504001 51
7
CONFIRMA TIVE DEED OF ASSIGNMENT
Between .. ... .. ....... ............. .. .. , with address at .. .... .. ... ... .......... .... .. .... ... ... ..... . .
and .... .... ... .. ..... ... .. .. .. .... .. ..... , with address at ..... .... ...... ..... ...... .. .... .. .... ...... .. .
and .... .... ... ......... ....... ..... .... .. , with address at .. .... .... .... .. ...... ...... .... .... ........ .. .
(the "ASSIGNOR''), on one side, and
...... .. ....... ... ... .. .... .. ...... ... ........ , with address at. .. ............. ..... ....... ....... .. .... ... .. .
whose legal representative is MrlMrs .... .. .......... ... ... .. .. .... ... .. .. .... ... .... . (the
"ASSIGNEE"), on the other side
IT HAS BEEN AGREED AS FOLLOWS
The ASSIGNOR does hereby state that the ownership of the Italian part of
the European Patent No ....... ...... ...... ... .. .. .. .. ...... .... . , has been assigned to the
ASSIGNEE on .. .. .. .... ........ .. .. .. .. .. ... ..... .... .... and this so that the ASSIGNEE
acquired the full ownership and all rights related to the above-mentioned
patent.
The ASSIGNOR assigned, sold and transferred to the ASSIGNEE who
accepted all rights, ownership and interests related to the above-mentioned
patents in consideration of Euro ....... .............. .... ........ .. ....... as price of this
transaction, receipt of which is hereby acknowledged.
IN WITNESS WHEREOF, this Assignment has been executed to be
effective as of the date first above written.
The ASSIGNOR authorizes the ASSIGNEE to attend all the fonnalities
related to the recorda] of this deed at the Italian Patent and Trademark
Office in Rome and undertakes it shall sign all documents that will be
necessary therefor.
8
All the expenses for the recordal of this deed shall be suffered by the
ASSIGNEE.
MADE AT ........ .. ........ ..... .... ... ... .. ON .. .............. .. ........ .... .. ...... .. . .
TIrE ASSIGNOR
TIrE ASSIGNEE
9
DECLARATION OF VALUE
For the purposes of the fiscal registration of the attached deed with the Italian tax Register Office, the undersigned declare that the assignment was made in consideration of Euro ...... .......... .. ... .
The Assignee
to be attached to the assignment
DICHIARAZIONE
Ai soli fini della registrazione dell'atto allegato presso l'Ufficio del Registro, il sottoscritto dichiara che il corrispettivo della cessione e di Euro .................. ..
La Cessionaria
10
B Italy - Patents, DeSigns, Trade Marks
[JUGN ION
POWER OF ATTORNEY (Art. 94 of RD. 29.6.J939 no. 1127. Art. 1 ofDM 30.5.1995 no. 342 and Arr. 77
R.D. 21.6.1942 no. 929)
IIWe, the undersigned
domiciled at
do hereby appoint
of BUGNlON S.pA. domiciled at said Company at: Viole Lancetti, 17- MILANO
to act as mylour representatives, with free and separate Signature and with power to be substituted, charging them so that within the limits and with the means and organization of said Company they file in Italy with the Italian Patent and Trademark Office or the focal competent offices the application for
and to do whatever else is necessary for its acceptance and for the recognition of the rights and interests derivi13}5 therefrom with respect to the Italian Patent and Trademark Office and the other competent Offices, such as: fo desi[JI.7Gte inventor/s, to file documents, to certifY the translations filed as conforming to the original texts, 10 pay taxes, to reply to official actions, to apply for certificates and certified copies, to apply for refunds and to colleCI refundable fees, to amend or withdraw applications and documents, to receive LeIters Patent or certificates issued and related documents, to lodge appeals, with all briefs and documents in support thereof, at the Board of Appeals also after the granting Of the patent or the registration of the trademark. To Ihis purpose, IIWe the underSIgned, elect domICIle WIth the aforesaid representatives, to whom IIWe request that the Italian Patent and Trademark Office and the other competent Offices directly address all communications as well as all requests and deliveries of documents which may be necessary, also pursuant to Articles 15RD. 29-6-1939, No. 1127, and 56, laslparagraph, R.D. 21-6-1942, No. 929.
Signature and date:
FULL NAME
CAPACITY
NO LEGALIZATION
Mod. Ll2IOO
LETTERA D'INCARlCO (A rt. 94 del RD. 29.6.1939 n. 1127. Art. 1 del DM. 30.5./995 n. 342 eArt. 77
RD. 21.6.1942 n. 929)
JIll sottoscritt
domiciliat in
nomina/no con la presente
della BUGNlON S.p.A domiciliati presso quest'ultima in: Viale Lancetti, 17 - MILANO
come propri mandatari, con firma Libera e disgillnta e con facoltil di farsi sostituire, incaricandoli affinche nell'ambito, con i mezzi e l'organizzazione della predetta Societil depositino in Italia la domanda
e di fare quant'altro occorra per il suo accoglimento e ]Jer il riconoscimento dei diritti e delle facoltil che da essa deT/vano nei rapporti con l'Ufficio Italiano Brevetti e Marchi e con gli altri UjJici compelenti, come: design are lolgli invenlOre/i, presentare documenti, dichiarare Ie traduzioni presemate conformi ai testi origin ali, pagare tasse, rispondere ai rilievi, richiedere certificati e copie autenticate, richiedere rimborsi e riscuotere somme ammesse al rimborso, modificare 0 ritirare domande e documenti, ritirare g/i atlestati 0 certificati rilasciati e i documenti relativi, presentare e documentare ricorsi alia Commissione dei Ricorsi, anche dopa la concessione del brevelto 0 la registrazione del marchio. A tale scopo, illi soltoscritlo/i eleggeleleggono domicilio presso detli mandatari, ai.'luali chiedelchiedono che vengano fatte direttamente dall'UjJic/O Italiano Brevell1 e MarchI e dagli aIm Uffici competenti tutte Ie comunicazioni, nonche tutfe le richieste e consegne di documenti che si rendessero necessarie, anche ai sensi e per gli eJJetti degli artt. 75 R.D. 29-6-1939, n. 1127 e 56, ultimo comma, R.D. 21-6-1942, n. 929.
Firma e data:
(Attorney's Signature - Firma del Mandatario)
NESSUNA LEGALIZZAZIONE
11
Mr G Booth Trafalgar House 5 High Lane Chortlon Manchester M219DJ
BY FACSIMILE TRANSMISSION: 0161 861 7710 (Confirmation by Post)
Dear Gerry
Re: Assignment of Patents to FLS milia a/s
MPS/AB/J392111PMI
19 April 2002
I write further to my letter of 1 i h April 2002 regarding the above. I have now received responses from all foreign attorneys concerned, and my comments regarding progressing recordal are set out below.
Cost of Assignment Recordal
A more accurate indication of the costs involved in recording FLS milj0 a/s as proprietor of all patents in question is as follows:
Country Cost (£} Australia 450 Austria 650 Belgium 650 Canada 650 France 1,550 Germany 550 Italy 1,350 Luxembourg 450 Netherlands 550 Sweden 550 Spain 950 USA 650
Total 9,000
12
I understand that you have already paid to us on account the sum of £5000. If we are to proceed with the recordal exercise, we therefore require a further £4000 from you.
If you would like to proceed immediately in certain countries taking your charges up to £5000, please let me know, failing which I shall take no further action until I receive the remaining £4000 on account.
Country by Country Requirements
I have set out below a brief description of each individual country requirements for pursuing the assignment recordal exercise.
Australia:
• It is possible to proceed via the filing of only one recordal application. • In order to proceed, we require a counter-signed copy of the assignment document
between RER and FLS milj0.
Austria:
• Again, only one recordal application need be filed. • To proceed, we require a confirmatory assignment document between Gerry Booth et
al and FLS milj0.
Belgium:
• Three recordal applications must be filed in order to reflect the complete chain of title in Belgium.
• We require confirmatory assignment documents for each transaction in order to proceed.
Canada:
• Again, three recordal applications are required in Canada. • However, since we can proceed on the basis of copies of the assignments already
executed, we simply require a counter-signed copy of the assignment between RER and FLS milj0.
France:
• Three recordal applications are required for France. • We cannot use copies of the original assignments executed, and hence confmnatory
assignment documents are required for each transaction.
13
Germany:
• Only one recordal application is required in order to record FLS miljo as proprietor of the German patent.
• To proceed, we require a counter-signed copy of the assignment between RER and FLS milj0, and a Power of Attorney signed on behalf of FLS milj0.
Italy:
• It is possible to proceed in Italy via the filing of just one recordal application. • In order to proceed, we require a confirmatory assignment document between Gerry
Booth et al and FLS milj0 als, together with a Power of Attorney signed on behalf of FLS milj0.
Luxembourg:
• Three assignment recordal applications must be filed in Luxembourg. • Confirmatory assignment documents are required for each transaction.
Netherlands:
• Again three recordal applications must be filed. • Confirmatory assignments for each transaction are also required.
Spain:
• It is possible to proceed via the filing of merely one recordal application. • However, we require a confirmatory assignment document between Gerry Booth et al
and FLS milj0 als, together with a Power of Attorney from FLS milj0.
Sweden:
• Again, only one recordal application need be filed in Sweden. • We do, however, require a confirmatory assignment document between Gerry Booth
et al and FLS milj0, and a Power of Attorney from FLS milj0.
USA:
• Three recordal applications must be filed in the USA to reflect the complete chain of title.
• Since we can use copies of the original assignments executed, in order to proceed we simply require a counter-signed copy of the assignment between RER and FLS milj0.
Further Instructions
Please let me know whether you wish to utilise the £5000 already paid to us to progress recordal in certain of the countries above - if so, please identify the countries in which you wish to proceed immediately.
14
In particular, I feel that it may be worthwhile using the money on account to attend to preparation of the necessary confmnatory assignment documentation.
if you wish to proceed with recordal in those countries in which confirmatory assignment documentation is not required, please return to me the counter-signed assignment between RER and FLS milj0, which was enclosed with my letter of lih April 2002.
I look forward to hearing from you as soon as possible.
Yours sincerely
MICHAEL SHAW MARKS & CLERK Direct Dial No. 01612335828 Direct e-mail : [email protected]
cc: Stuart Pratt
15
'r-n;. if' D.I-""TJ n ~ '1: 1"'i~' "m:nh a ""iIi <Jf) , """ .... 1)
.~, a -rr/~ ~7 r -t vrtt1ilH 11f1(V
r~ 1~~
G"p Ob ~e~ '1 '71) "'-1"» 'f7"'"'< 1'7t 1 r n"'¥ ~,'
'rr; C""r/~ ~ .po <!P !7f) '7 ~ 57j,
'Cw) lI/r'I 57;:J, -.~~ o'"{ 7' -r '('1
.~ (%oJ S7~ I(t r I S7j, I F7~ -.~ vy ~ rO
. '1+" ~ '1ll if 7~''''~ 1ff ,a,. 0) ..,.--y-t:.d Til 1"C.S
~ >\f'~ ~ bh-IJ 1
----ow_ 7-""7 .".,,-, c~ ." 7-J rP
1 I
i 51j. 1-;?iYP(S --~
~J1;~
-~ .~ ~ I
R1Jb5i]
~
7I?JTJrArt1
(1 S
'/t-G) -\:.. -5}?
~-"t-Z -J) ,,-7)-,-S~
~--t -.,'" ~t-l:.. -n7 'v,e. ~ _ ry -,J..}
tn;7""--Z}-~ -"7<L
'77""0-~.-z ?):t
/7-0--0; 'f? ..,-,--t-1 '1~
7t-'"' ~ ,;.y r--<;: .. Z ny
16
17