James K Singleton Financial Disclosure Report for 2009

8/3/2019 James K Singleton Financial Disclosure Report for 2009

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~ o m FINANCIAL DISCLOSURE REPORT ~ , ~ p o . R e q . i re d b y I h c " E t h i c sin Go vermnent A ct t~ 197,~~ e ~ . ~ / 2 0 ~ 0 FOR CALENDAR YEAR 2009 ( ~ U . S . C L a p p . ~ " 1 0 1 - 1 1 1 )I. Pe r s on Repnrting (last name. first, middle initial) 2, Cour t or O rganization 3. Date of ReportSinglelon, James K. U.S.District Court, Alaska 05/07/2010

4. Title (Article 111 judges indicate active or senior status; 5a. Reporl Type (check approp!iale type} 6. Reporting P~:riadmagistrate judges indicate full- or parl-timel ~ N omination. [)ate 01/0112009U.S. Dislrict Judge- Senior r initial ~i71 Anntlal [] Final to12/31/2009fib. ~ Amended Report

7 . Chambers or Office A ddress 8. On the basis of the information contained in th is R~:por t and anymodificalions pertaining theret,% it is, in m ) opinim~, in c .mpl iance222 West Seventh Avenue, No.41 with applicable laws and regulations;.Ancherage, Alaska 99513-7524

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompan.ring this form must be followed. Complete all parts,checMng the N ON E box for each part where yo. have no reportable htfornmtion. Sign on In.st page.

l . P O S I T I O N S . r ~ e o o . ~ . z i n d i v i d u a l onl.l; set" p p . 9 - 1 3 of filing instrttctions.)~ N ONE (No reportable positions.)POSITION N A M E O F O R G A N I Z A T IO N / E N T I T Y

1 I . A G R E E M E N T S . ra~po,ti,g indivia,al onb: see pp. 14-16 offiling instructions.)~ N O N E ( N o reportable agreements.)

D A T E P A R T I E S A N D T E R M SI. 2009 State of Alaska, Judicial Retirement commenced 01101194

2. 2 0 0 9 Executive Life Ins.Co. anm,ily 0"ore Slate payable age fi0


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F IN A N C I A L D I SC L O S U R E R E P O R T ~ N ~ m e o f P . . .. . R e p o r d n g I D a t e o f R e p o r ,Page 2 of 7 Single ton , James K.[

0 5 / 0 7 1 2 0 1 0

1 1 1 . N O N - I N V E S T M E N T I N C O M E . r R e p o . ; .x , , , ~ , ,i u , , o t , ,, .l .,,,,o,,.,.; .~,.i,~,. 17-:,, ,.n~i,,~., ~ ......... n,,,,.,.)A, Fliers Non-Investment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE 1NCOME(yours, not spouses)

1 . 2 0 0 9 State of Alaska Judicial Retiren,ent $98512.00

2.3.

4.

B . S p o u s e s N o n - I n v e s t m e n t 1 ilcome - If.you ,,,ere married daring any portion of the rtporting year, tomplete this section.(t~)ollar e~mount ma required e.~cvpt for konororia.)~-~ NONE (No reportable non-investment income.)

DATE SOURCE AN!)TYPEt. 2009 Anchorage School District Teacher Retirement2.

3.4.

IV. REIMBURSEMENTS --,,,,,,port~,io,,. toaxi,,~..~o,,~.,.,,,,,,oi ....... ~.(It~clu:les those to spt~t~e and depem tem children." s~, pp. 23.27 o[~filmg in~r~uctim~s I

~ NO NE (No reportable reimbumements.)SOUR~ DATE~ LOCATION PURPOS~ ITEMS PAID OR PROVIDED

1 . George Mason University 1 0 . q 8 - 1 0 1 2 1 1 0 9 La Joila, CA "Lincoln ;~s President" Meals, Lodging and Pll TransportationLaw & Economics Center Semir~ar2,3.

5.


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F I N A N C I A L D I SC L O S U R E R E P O R TP a g e 3 o f 7 S i n g l e to n , J a m e s K . 05/07/20~0

V . G I F T S . (Intrudes those to spouse ana depenaent chitdren; seepp. 28-31 of filing i,,structions.)[] N O N E ( N o reportable g~/?s.)

S O U R C F D E S C R I P T I O N VALUEI.23 ,,4 .

5 .

V I . L I A B I L I T I E S . a,,~.,~.~ ,t ..... C s p . . .. . .. . d d ep en d en t c h i l d r e n ; s e e p p . 3 2 - 3 3 offil ing i . . . . . . . . t i o n ~ . )~ N O N E (N o reportable liabilities.)C R E D I T O R D E S C R I P T I O N V A L U E C O D E

1.2.3.4.5.


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|FINANCIAl., DISCLOSURE REP ORT ~ ..... fP ..... Reporting [ D a t e o f R e p o ! !Page 4 of 7 s i u g , e to . , J a m e s K . I 0 5 1 0 7 1 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - i ............ t , , e , , .......iOt: ( I n c h , d e s t l . . . . .. ~ f s p . . . . . . .. . . d d ~ T n m d e n t c h i l d r e t ; s e e p p . 3 4 - 6 0 o f fl li n , i n s t r u c t i o n s , )

N O N E (No reportable income, assets, or transactions.)A. ~ BD e s c r i p l i o n o f A s s e t s I n c o m e d u r i n g Gross v~[ue al end! T r a n s a c t i o n s d ~ . l ri n g r e p o r t i n g p e r i o d

{ i n c l u d i n g t n l s t ~ , . s s e ts ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i ~ x ~P l a c e " { X ) " a f t e r e a c h a s s e t I A i n o o o . t ] T y p e ( e g . . Vahe Value T y p e ( e . g .. D a t e V a h l ee x e m p t f r o m p r i o r d i s c lo s u r e C o d e I ] d i v . . r e n t , C o d - , : 2 M e t h o d i buy, sell, nuxt/dd/~" Code 2 i Code I buyer/seller( A - I - t ) ! o r i ~ . t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (JP) I (A-|I) ( i f p r i v a t e( Q - W I , . t r a n s a c t i o n )

[ I. Templeton World Fund Mutual Fund A Int./Div. Sold 03/23/09 J Marke!t2. Executive Life Insurance Stnte f,ctiremcnt None M Ui Plan3. Inc. Retirement None L Transamerica annuily

First Natl Bank AK Checking Acct. tnain None J Tbranch5. Blackrock Total Return Fund [nstitutio~al A Int./Div. J TClass6. Davis New York Venture FD CL Y A lntsDiv. K T Sold 0 3 / 2 3 / 0 9 1 J Market( p a r t )7. American Cap lnc Bldr FD SBI CL F 2 A Int./Div. J T

8, C o h e n & Steers Select Utility Fund Inc, A Int.iDiv. J T

9. Gab~lli Dividend 8: Income Trust A htt./Div. J T

10 . Ivlerrill Lynch Bank (cash) A Int/D~v ,~ T

1 I. Blackrock N atural Resources Trust lnstl None J T

1 2 . Blackroek Global Allocation FD tnc lnstl A lnt./Div. K 1-

1 3. Merrill Lynch MITTS "N KY" SV None l,edeemed 06/05/09 J Cash

1 4 . Global Income & Currency Fund Inc. A lnt.!Div. Sold 0 t ) / 2 5 / 0 9 J Markel

1 5. Morg Stan Ins. Muni Scc. B lut./Div. K T1 6 . Nuveen Global Govt Enhanced Income FD A lnt./Div. Sold I 0 1 2 6 / 0 9 J Market

1 7 . Bank of Am erica Corp. A Im./Div. J T

(See C~lumns CI a,~d t)3) N -S 2 5[ L 00 1 - $ 5 0 0 ,0 0 0 O = $ 5 0 0 .0 01 - ~ 1 ,0 O O .0 ~0 PI :$1 .O00.00[ - $~,000,000 P 2 = $ 5 . 0 f f0 . 1 ~ 1 - $ 2 5 , 0 0 0 , 0 D 0


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FINANCIAL DISCLOSURE REPORT ~,me of Pers~t}n ReportingPage 5 of 7 Singleton, James K.[

05107/2010

VII. IN VESTMENTS an d TRUSTS - i .~ ......... ~ , , ~ t ......t i o , , s ( ~ , c t , , a ~ s t ~ , o s e o f . ~ p . . . . . . . a aepe.a,.t c h i l d r e n ; se e p p , 3 4 - 6 0 f i ( i n g instructions.)~ N O N E (No reportable income, assets, or transactions.).........................~ ~ B .

~c. ! ............ D. ......................Description olAssets [ Income during (]ross value at end . q r~nsaclions durit~g reporting period

(including tms~ ~ssets) ~ reporting i~ri~ [ of reporting periodPlace " (X}" , , l ie r cac l . . . . . A ......t[ T~e (e.g. Value VIII .... Type (e.g.. I D~te Valu~ G .... Identity of

[ Code t ! d v rent ; Code 2 ~ Methot buy sell. mm lddtyy [ Code - [ Code I buyer/sellercxcm pt from prior disclosure [A-H) ~ orint.) [ (J-l) Code3 ] redemption) ~ (J-P) (A-rl) (if private

18. WaI-Mna Slorcs Inc. A Int./DiP. ) T

1 9 . Powershares Exchmtge Traded FD TR A lm./I)iv. .l T2 0 . Ivy Asset Strategy Fund CL I A I n t . / D i P . J T

2 1 . Pimco Rea! Return FD CL P A h ~ t . / D i v . K T

2 2 . Pimco Unconstrained Bond Fund CL P A Int./Div. J T B uy 09/24/09 J Market

2 3 . Fempleton Glbl Bond F D Adv CL A I n t . / D i , . J T B uy 0 ! ) / 2 4 / 0 9 ! Market

2 4 . FIA Card Services NA RA SP A Interest J T Open 06/08/09 J Cash


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F IN A N C I A L D IS C L O S U R E R E P O R T ~ .... f P . . . .. R e p o r t i n g I D a t e o f R e p o r tP a g e 6 o f 7 s i , ,u ~ e t o n , J a m e s K , !0 5 / 0 7 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXP LANATIONS. a,,,~ic.,cp.,,

Part Jll A & B - N o longer apply for Alaska Permanent Fund DividendP a r t V I I :Line 7 - June 2009 Changed from CL A to CL F 2Line 14 - 9/2_4/09 Partial SaleLine 16 o 9,25/09 Partial SaleLine 20 - June 2009 Changed from CL Y Io CL ILine 21 - June 2009 Chauged from CL A to CL PLine 22 - 9/25/09 Addl BuyLine 23 - 9/25/09 Addl BuyLine 24 - 6/8/09 Opened ML Bank U SA IIASP and name changed to FIA Card Services NA RA SP in July 2009


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INam e of Person Repnr l lng Dntn of ReportFINANCIAL D IS CL O SU R E R E P O R T[ s i . ~ le t o n , J n m e s ~ .age 7 of 7 o ~ / O T a O i O

IX. CERT~ICATION.I certify that all Information given above Onciuding Information pertafnlng to my spouse nnd minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and timt nny information not reported w as withheld because it m et applicable statutoryprevisions permitting non-disclosure.l further certify that earned income from outside employment and h onoraria and the acceptance of gifts which hav e been reported are incompliance with the provisions of 5 U .S.C. app. 501 ct. seq., 5 U .S.C. 7353, and Judicial Conference regnlations.

Signature_

NOTE: AN Y INDIVIDUA L WHO KN OWINGLY AND W ILLFUL LY FALSIFIES OR FAILS 1"O FELE THIS REPORT ,MAY BE SUB JECT TO CIVILAI~D CRIMINAL SA NCTIONS (5 U.S.C, app. 104)

F ILIN G IN STR UCTIO N SMarl signed original and 3 additional copies to:"

Committee on Financial DiscIosureAdm inistrative Office of the U nited States Com~sSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

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James K Singleton Financial Disclosure Report for 2009