Jerry E Smith Financial Disclosure Report for 2009

8/3/2019 Jerry E Smith Financial Disclosure Report for 2009

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I .40 /0 F I N A N C IA L D I SC LO S U R E R EP O R T Report Required by the EI ~ e v . 1 / 1 0 1 o FOR CALENDAR YEAR 2009 t ~ u . s .c , a p p . 1 0 1 - 1 1 1 )I. Person Reporting [last nam c, first, middle initial} 2. Cour t or O rganization 3. Dste of Repor tSmith, Jerry. E. Fifth Circuit Court of Appeals 05/11/2010

4. Title (Article III judges indicate active or senior sta~s; 5a. Rep~rt Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or pad-time) [] Nomination, Date 01/01/2009U.S. Circuit Judge (active) [] Initial [] Annual [] Final to12/31/2009

5b. [] Amended Report7. Chambers or Off ice Address 8. On the basis of lhe information contained in this R epor t and an] ,modifications pertaining thereto, it is, in my opinion, in compliance

12621 U.S. Courthouse with applicable law~ and regulations.515 RuskHouston, TX 77002-2698 Revicwlng Officer Date

IMPOR TANT N OTES: Tt~e ins truc tions accompany ing this form must be fol lowed. Comple te al l par ts ,checking the NONE box for each part where )ou have no reportable Mformatian. Sign on last pageo

1 . P O S I T I O N S . ~ n , ~ o , i , z ~ , , a i ,. ia , , ~ o , t > . ; ~ o , p ~ , . ~ . t ~N O N E (No reportable positions.)

POSITION NA~E OF ORGANIZATION~ITYI.2.

3.

~ NONE (No reportable agreements.)D A T E PBRTIES A~ TE~IS

1.

3.


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, F IN A N C I A L D I S C LO S U R E R EP O R T ~a~e of P ..... Reporting Date o f ReportPage 2 of 6 Smith, Jerry E. 05 / I 1 / 2010

I 1 1 . N O N - I N V E S T M E N T I N C O M E . ~ R e p o ~ , n g i,,,~i~i,~ o,d ~ ..... : .~ ~ l Z - Z 4A. Filers Non-Investment Income

NONE (No reportable non-investment income.)DATE SOURCE A~ TYPE ~COME(you~, not spouses)

I. 2~9 Lexis-Nexis Matthew B ender: writing and editing2. 2009 Texas Department of" Family and P rotective Se~4c~: monthly adoption 5 ; 6 , 3 0 0 . 0 0subsidy

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - tly,,u ,,~re murried during any portion of the reporting year, complete this nec~ion.(Dollar ornount not required e~cept for hottororia )

[--] NONE (No repor tab le non- inves tment income . )DATE SO..~_~CE AND TYPE

I. 2009 self-employed, consulting

IV. REIMBURSEMENTS ..... ~ , . . . . ~ o . , t o a g i . ~ , , ~ o o a , ~ . , ~ , ~ i . . . . . .(lnclude$ those to gpouse and,tependent children; see pp. 25-27 of~iling instructions.)

~ N ON E (No reportable reimbursements.).~Q_ URCE DATES LOCATION pURPOSE ITEMS PAID QR PROVIDED

1. A merican Law 7.23-25/09 Santa Fe, NM Seminar Transportation, lodging, and mealsInstitute/American Bar Assn2. Federalist Socy/or Law & I 1 t 1 2 - 1 4 / 0 9 W ashington, DC Conference Transportation. lodging, and mealsPublic Policy

3. St. Johns University School 3 1 1 6 / 0 9 New York, NY Moot court competition Transportation, lodging, and mealsof Law, Duberstein MootCourt Competition


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE RE PORT [ Smith, Jerry. E.0 5 / I 1 / 2 . 0 1 0Page 3 of 6

V . G I F T S . a , ~ , a , , a , o , o t o , ~ . . . .. . ~ dependent children; s e e p p . 2 8 - 3 1 of filing i n s t r u c t i o n s . )N O N E (No reportable girls.)

S O U R C E DE SCR IP T IO N VA L UEI.2.3.4.5.

V I . L I A B I L I T I E S . a. ,, l. d ~ t / ,o ~ , o l s p o , , , e ~ . d d . p e . d , . t children; see p p . 3 2 - 3 3 of filing i m t r u c t i o n ~ . )[~] NONE (No reportable liabilities.)

C R E D I T O R DESCRIPTION VALUE CODEI. CitiBank credit card K2. Federal Thrill Savings Plan loan K

3. B ank of America credit card L

4. Chase Bank credit card J5.


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FINANCIAL DISCLOSURE REPORTPage 4 of 6 I Smith, Jerry. E. 05/11/2010VII. INVESTME NTS and TRUSTS - ~ ......... ;.., tr .. . . . tivns (Includes thos e of sp .. . . . . d dependent children; seepp. 3 4~0 of fling instructions,)~ NONE 6~ro reportable income, assets, or transactions.)............ ~ ....... : B ......D e s c r i p t io n o f A s s e t s i n c o m e d u r in g G r o s s v a lu e a t e n d ~ T r a n s a c t io n s d u t in 8 r e p o ~ i n g p e r io d(including ........... ) ,cpo~ing ~ri~ of rcpo~ing pcfi~

~P l a ~ " ( X ) " a f te r e a c h a s s e t , Am ount T~ e ( cg. , V~lue Value Type (e.g.,~ Date Value ~ Gain l d e n t ib o f.... pt from prior disl ..... C d e ~ di ( A - H ) . . . .. t, Co d e 2 ~ M e t h odI

buy . se l l, ~m.d~>T C~e 2 [ Code buys/sellero r i n t . )

( Q - W ) ~ ........ t r a n s a c t i o n )

1. Van Kampen A merican Capital Reserve A Dividend J TFund2. Bank of Am erica -- savings ac~unt A Interest J T

4. 99% interest in Professional Audio-Video None J TCorporation(contd)5. (contd)Vicloria, TX (assets: videoproduction equipment}

! 6 .7. Templeton Funds Inc. W orld Fund -- shares A Dividend K T8. Templeton Growth F und Incorporated A Dividend K T9. Texas Premier Bank, N.A., Brookshim, TX A Dividend J T-- common stock

10 . Fide}it)Security Life Insurance Company A Interest J~

T1 1. Compass Bank, Houston. TX -- checking & A Dividend J TIRA cash-equivalent1 2. Strategic Partners Equity F und, Inc. Class A A Dividend J T13 . U.S. Treasury. Investment Growth Receipts A Dividend J TSeries 1

! 14. Prudential Equity Fund: Class A A Dividend J T"15. Wells Fargo Bank A I n t e r e s t J T

P 3 = ~ . 2 5 . t l 0 0. 0 ~ 1 - $ S D . 0 L I 0 , 0 O 0 P 4 = M 0 r ~ : t h a n


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FINANCIAL DISCLOS URE REPORT N .... s ~ . ~ s o . ~ . p o ~ , i , , g I a.,, or a,~,o~t ]Page 5 of 6 s , .~ t ~ , J ~ r ~ - E . 0 5 / ~ ~ , ~ 0 ~ 0VIII. ADDITIONAL INF ORM ATION OR EXPLANA TIONS. ~.uica,o~,~os~o,~.s


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~ FINANCIAL DISCLOSURE R EPORT Name ofP e r s oo Re por t i ng 1 D a[e o f R e pr tPage 6 of 6 S m i th , J e r o E . [ 0 5 / i 1 / 2 0 ~ 0

IX . CERTIFICATION.I certify that all information given above (including information pertaining to my spouse an d minor or de pendent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statuto~"provisions permitting non-disclosure.I further certify that earned income from outside cmplo)ment and honoraria and the acceptance of gifts which have been reported are incompliance with the prov isions of 5 U.S.C. app. 501 ct. seq ., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur

NOTE; AN~" |ND|VIDUAL \VHO i.~NOWINGLY AND "~A"ILFULLY FALSIF|~, uN PA~ t .~ ~ ~ ~- i l l5 IHI5 I~PORT MAY BE SUBJE~T TOAND CRIM INAL SANCTIONS (5 U.S.C. app. 104)

F I L I N G I N ST R U C T I O N SM ail signed original at~d 3 additional copies to:

Comm ittee on F inancial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

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Jerry E Smith Financial Disclosure Report for 2009