Jose A Gonzalez Jr Financial Disclosure Report for 2010

8/3/2019 Jose A Gonzalez Jr Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/jose-a-gonzalez-jr-financial-disclosure-report-for-2010 1/9

AO IO

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

F OR C A LEN D A R Y EA R 2 0 1 0

Report Required b .v the Eth ics

in Government Act o f 1978(5 U.S.C. app . §§ 101-I11)

1. Person R eporting (l~t name, first , middle init ial)

Gonzalez , Jr . , Jose A.

4. Title (Article III judg~ indicate active or senior status;magistrate judges indicate full- or part-time)

U.S. Distr ic t Judge (Senior)

7 . C h a m b e r s o r O f f ic e A d d r e s s

205D, United States Courthouse29 9 E as t B roward B ou lev a rdFor t Lau derda le , F lor ida 3330 1

2. Court o r O rgan iza tion

U.S. Distr ic t Courl , So.Distr ic t of F lorida

3. D a t e o f R e p o r t

05/11/2011

5a. Report Type (check appropriate t y p e )

] N o m i n a t i o n , Dat e

[] Initial [] Annual [] Final

5b. [] Amended Report

O n the basis of the in formation contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

6. Report ing Pe riod

01/01/2010

to

12/31/2010

Revie ,Mng Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,

checking the NONE box for each part where you have no reportable informat ion. S ign on last page.

I . P O S I T I O N S . (Repora’ng indiv idual only; see pp. 9-13 of f i l ing ins truct ions .)

~] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . t R e p o r ~ . g individual only; see pp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS




Page 2 of 9

N a m e o f P e r so n R e p o r t i n g

Gonzalez, Jr., Jose A.

D a l e o f R e p o r t

05/11/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o ~ n g individual andspouse; seepp. 17-24 of.l-cling instructionx.)

A. Filer’s Non-Investment Inc ome

~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - i f y o u were married during anyportion of the reporting year, complete this section.

(Dol lar am ount not required except for honoraria . . )

~] N O N E ( N o reportable non-investment in c o me . )

DATE SOURCE AND TYPE.

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - t , anspor tat io~, Iodgi , g#ood, enter tainment

( Includes those to spouse and dependent chi ldren: see pp. 25-27 of f i l ing ir~ truct ion~ . )

~] N O N E ( N o reportable reimbursements.)

2.

3.

4.

5.

S O U R C E D A T E S L O C A T I O N P U R PO S E ITEMS PAID OR PROVIDED




P a g e 3 o f 9

Name of Pe rson R eport ing

G onza le z , J r . , Jos e A .

Date of Report

05/11/2011

V . G I F T S . a , ,a , ,d e ~ , h o ~ e ~ o s p o u , e , ,a d , ~ e ~ , ~ children; see p p . 2 8 - 3 1 of filing instructions.)

NONE (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a, ,e lu d e s ~ h o ~ e o / ~ p o , , s e ,, n d d e p e , ~ e ~ , c h i l d r e n ; s e e p p . 3 2 - 3 3 of filing instructions.)

N O N E ( N o reportab le l iabil i t ies.)

C RED I T O R DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




Page 4 of 9

N a m e o f P e r s o n R e p o r t i n g

Gonz alez, Jr., Jose A.

D a t e o f R e p o r t

05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .come, , .ate , transactions (Includes those of spouse and dependent children; see pp. 34-60 of J~ding instructions.)

--] NONE (No reportable income, assets, or transactions.)

Descr iption o f A s s e t s I n c o m e d u r i n g

( i nc luding t ru s t a s s e t s ) r e por t i ng pe r iod

0) ( 2 )

Place "(X)" after each asset A m o u n t T3,19e (e.g.,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r e nt ,

( A - H ) or i nt . )

G r o s s v a l u e a t end

o f r e p o r t i n g p e r i o d

(0 (2)

V a l u e Value

C o d e 2 M e th o d

( J - P ) C o d e 3

( Q - W )

(l )Type (e.g.,

buy, s e l l ,

r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) ( 5 )

Dat e Value Ga in Iden t i ty o f

m m ~ dd !) 3, C o de 2 C o d e I buye r / s e l l e r

( J -P) ( A - H ) ( i f p r iva te

~’angacr l on)

1. Bank America M arket Line Acct., Fort A I n t e r e s t J

Lauderdale, FL

2. SunB ank M oney Mkt Acct., Fort A I n t e r e s t J

Lauderdale, FL

3. Oxford Tax Exempt A I n t e r e s t J

4. Coca-Cola A Dividend J

T

T

T

5. Home Depot, Inc. A Dividend

6. Nextera Energy (nee FPL) A Dividend

7. M organ S tanley Tax Free, Inc. A I n l e r e s t

8. General Electric Co. B Dividend

J

K

K

K

T

T

T

T

9. M organ Stanley Asset Trust CTR -IRA A I n t e r e s t

1 0 . Nextem Energy- IRA (nee FPL) A Dividend

1 1 . Schering Plough Corp. A Dividend

1 2 . M organ Stanley Active Assets Acct. A I n t e r e s t

1 3 . S u n T r u s t B a n k s B Dividend

L

J

J

K

T

T

S o l d

T

T

07/05/10 J B

1 4 . Bond - FLA ST BOE Pub Educ . A I n t e r e s t L

1 5 . Bristol M yers Squibb B Dividend

1 6 . Exxon Corp. B Dividend

1 7 . BlackrockM uniyield, etc . B Dividend

K

L

K

T

T

T

1 . Incom e Gain Codes: A = $ 1 .000 or less B = $ 1 ,001 - $ 2 ,500 C = $ 2,501 - $ 5 ,000

( Se e Columns B 1 and I ) 4) F = $ 50,001 - $ 100,000 G = $100,001 - $ 1,000,000 HI =$1,000,001 - $5,000,000

2. Value Codes J = $ 15.000 or less K = $15.001 - $ 50.000 L = $50.001 - $ 100,09~

( S e e C olu mn s C l a nd D3) N = $2 50.0 01 - $5 00 .0 ~0 O = $ 500.0~ 1 - $ 1 ,000,000 PI =$1,000,0~1 . $5.000,000

P3 =$25.000.001 - $50,000.000 P4 = M or e tha~ $ 50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real E.~tate On]y) S =Assessment

(See Column C2) U =Book Value V = ~ h e r W =Esfimaled

D =$5.001 - $15.000

1 t 2 = M o r e t h a n $ 5 . 0 ~ 3 ~ , 0 0 0

M = $ 100.001 - $ 250,000

P2 --$5,0~0.001 - $25,000.00~

T = C a s h M a r k e l

E =$1 5 ,001 - $ 5 0 . 0 0 0



F I N A N C IA L D I S C L O S U R E R E P O R T

Page 5 of 9

N a m e o f P e r s o n R e p o r t in g


Date of R e p o r t

05/11/201 !

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ c o , ~ , , .a ~ u e , ~ r o n s o c a o n s a n c t n d e s t h o s e o f s p o us e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o/.fding instructions.)

NONE (No reportabJe income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) rep ortin g p eriod o f re po rting pe rio d

(I) (2 ) (I) (2) ( 1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u nt T y p e ( e . g . , Value Value T y p e ( g ., D a t ~ Value Gain Ident i~ of

exempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t . h o d buy, sell, m m ! d d ! ) ~ y Code 2 C o d e 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) u - a n s a c t J o n )

1 8 . Acr eage- H igh lands Cou n ty , FL None J W

1 9 . Cor al Ren ta l , Fo r t Lauder dale , FL ( Q ues ter ) B Re nt L W

20 . Ver izon C omm unica t ions ( B el l At lan t ic ) B Div idend K T

21 . Kim b er ly C la rk A Div idend J T

22 . SBC C omm unica t ions (SW Bel l ) ( Also C Div idend K T

Ameri t ech and AT&T )

23 . H.J. Heinz A Div idend J T

24. Grady’s Bar, Inc., Fort Lauderdale, FL D Dividend L W

2 5 . Lee Bank A I n t e r e s t J T

26 . Equitable Life A I n t e r e s t K

27. Hewlet t Packard- IRA A Dividend K

T

T

28 . Vodafone GP PLC (Gallaher CP PLC) A Dividend K

29. Supervalu, Inc. (nee AIbertsons) A Dividend J

30. BankAmerica Checking A I n t e r e s t J

31. Agilent Techn ologies None J

32. Interactive Corp. None J

33.C i t i g r o u p

ADivid end J

34. Kraft Foods A Dividend J

T

T

T

T

T

T

T

I. Income Gain Codes: A = $ 1,000 or less B = $ 1,001 - $ 2 ,500 C = $ 2,501 - $ 5 ,000 D =$5.091 - $15,000

(S ee C o lumn s BI an d IM) F = $50,0¢ 1 - $ 10¢.000 G = Sl0~,001 - $1,00~,000 HI = $ 1,009,001 - $ 5.000 ,0~) H2 =More than $5,000,000

2. Value Codes J =$15.0~) or less K = $ 15,001 - $ 50,000 L =$ 50,001 - $ 100,000 M = $ 100.001 - $ 250,000

(S ee C o lumn s C I an d D 3) N =$ 250.001 - $ 500.090 O =$ 500,001 - $1,090.009 P I = $ 1 , 0 ~ 3 0 , 0 0 1 - $ 5 , 0 4 9 ~ , 0 0 0 P2 =$5,000,091 - $25,0~0,000

P3 =$25.0(~,001 - $50,000,000 P4 =More than $50,00(}.0~0

3. Value Method Codes Q = Appraisa l R =C ~ t (R ea l Esta te Only) S =Assessm ent T : :Cash Marke~

(See Column C2) U =Book Value V = O ther W = E sfim a led

E =515.001 - $50,0~)



F I N A N C I A L D I S C L O S U R E R E P O R T

Page 6 of 9

N a m e o f P e r s o n R e p o r t i n g

Gonz alez, Jr., Jose A.

D a t e o f R e p o r t

05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ineomo, ,.ulue. transactions (Includes those of spouse and dependent children; see pp. 34-60 of J’ding instructions.)

---] NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t io n o f A s s e t s I n c o m e dur ing Gross v a l u e a t e n d Transactions during reporting period

( i n c l u d i n g trust assets) reporting period of reporting period

(I ) ( 2 ) (1) (2) (I) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a ch a s s e t Amount T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r disclosure C o d e 1 d i v . , r e n l , Code 2 M e t h o d buy, se ll, m m !d~ yy C ode 2 C o d e 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

35. Pepsico, Inc. A Dividend J

36. Zimm er Holdings None J

37. Copeland Real Estate, Inc., Fort Lauderdale, E Dividend O

FL 12/31/07

38 . Florida Sl .Bd.Ed. CapBond B Interes t K

39. Flor ida S t . Turnp ike Auth Rev . Bond A I n t e r e s t K

4 0. T a m pa B ay W a t er S u p Re . B o nd A I n t e r e s t K

41. Comcast A Dividend J

42 . Franklin F/L T/F Income A I n t e r e s t

43. Van Kampen Tax Exempt E I n t e r e s t M

44. Bond- Jacksonv il le Fla GTD Enti t lement B I n t e r e s t J

45 . Neenah Paper Inc. None J

46 . D elM o nt e F ood s A Dividend J

47 . W ells Fargo (nee Wachovia) B Dividend K

48 . W ells Fargo (nee World Savings) CD B I n t e r e s t M

49. Idearc, Inc (Spu n-offVerizon) None J

50 . T i c k e t m a s t e r None J

51. T ree.Com None J

T

T

W

T

T

T

T

S old

T

T

T

T

T

T

T

T

T

03/08/10 M

I. n c o m e G a i n C o d e s : A =$1,000 or less B = $ 1 ,001 - $ 2 .500 C = $ 2.501 - $ 5 ,000 D =$5,001 - $15,00~

{See C o lumn s BI and D4) F =$50.001 - SI00.000 G =$100.001 - $1,000.000 Itl =$1,000,001 - $5,0Q~.000 1t2 =More tha~ $ 5 , 0 0 0 . 0 0 0

2. V a l u e C o d e s J = $ 15.000 or less K = $15,001 - $ 50,000 L =$ 50,001 - $ 100,0~0 M =$ 100,001 - $ 250,000

(See Col um ns CI and D3) N =$250,001 - $500,000 O = $ 500,001 - $ 1 ,000.000 P I =$ 1, 00 0. 00 1 - $5 .0 00 .0 00 P 2 =$ 5,0 00 ,0 01 - $2 5, 00 0,0 00

P3 =$25,000,001 - $50,0Q0,000 P 4 = Mor e tha~ $ 50,00~ ,000

3. Value M ethod C odes Q = Appraisa l R =Cost (Real Est a t e Onl y) S =Assessment T = C a s h M a r k e t

(See Column C2) U = B ook Value V = ( ~ h e r W = Es t imated

E = $ 15,001 - $50.000



F I N A N C IA L D I S C L O S U R E R E P O R T

Page 7 of 9

N a m e o f P e r s on R e p o r t i n g


Date of Report

05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a l u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s ~ r u c t i ~ n ~ )

NONE (No reportable income, assets, or transactions.)

De s c r ipt i on of As s e t s I n c o m e d u r i n g

( inc luding t ru s t a s s e t s ) r e por t i ng pe r iod

O) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e nt .

(A- IO o r in ~ . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(I) (2)

Va lu e Va lu e

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q - W )

(] )Type (e.g,,

buy, s e l l ,

r e d e m p l i o n )

T ra ns a c t ions du r ing r e por t i ng pe r iod

( 2 ) (3) ( 4 ) (5)Dat e Value Gai n Iden t i ty o f

rnm~tdd/yy C o d e 2 C o d e 1 buyer/sel ler

( J -P) ( A - H ) ( i f p r iva te

t r a ns a c t ion)

52. H SN, Inc . None

53. Interval Leisure G roup None

54 . Expedia A Dividend

55 . BBTCD (First Merchant Bank) A I n t e r e s t

56 . G ilead Science None

5 7. P or t S t . L u ci e B o nd A I n t e r e s t

58 . St. Lucie County Bond B I n t e r e s t

59 . F i r s t C i ti z e n s B a n k A I n t e r e s t

60. BB & Trus t Co. A I n t e r e s t

6 1. Frontier Comm Corp. A I n t e r e s t

6 2. M e rc k& C o . A Dividend

J T

J T

J T

J T

K T

K T

K T B uy

J T B u y

J T B uy

J T B uy

J T

09/24/10

0 7 /0 1/10

0 7 /0 1/10

09/30/10

K

J

J

J

I. Income Gain Codes: A =$1,000 or less B ---~1,001 - $2,500 C = 52,501 - $ 5 ,000

(See Col um ns BI and D 4 ) F = $ 50.001 - $ 1 0 0 , 0 0 0 G =5100,001 - 51,000,000 I t l = $ 1, 0 O O , 0 0 1 - $ 5 , 0 0 0 ,0 O O

2. Value Codes J =$15.000 or less K = 515,001 - 550.000 L = $ 50.001 - $ 100.000

(Se~ Colurrms CI and D3) N = 5250,001 - $ 500,000 O =$ 50 0,0 OI - $1 ,0 00 ,0 OO P I = $1 ,0 00 ,00 1 - $5 ,O OO ,0 00

P3 =525,000,001 - $50,000,000 P4 = M or e than 550,000,000

3. Value M e~hod Codes Q = Appraisal R =Cost (Rea/Esuate O~ly) S =Assessment

( See Column C21 U = B ook Value V =Other W =Eshma ted

D =$5,001 - $15,000

112 =More than $5,000,000

M --$100,001 - S250.000

P2 =55.000,001 - $25,000,000

T = C a s h M a r k d

E =$15,001- $50,000




Page 8 of 9

N a m e o f P e r s o n R e p o r t in g


Date of Report

05/11/2011

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS. ([ndicatepartofrepor~)

Th e as s e t l i s ted on L ine 67 o f Pa r t V II , Merck & Co. , was pu rch as ed on 10 /30 /0 9. Th i s a s s e t was inadv er t ent ly omi t t ed f rom th e pr ior F inanc ia l Dis c los u re R epor t

for 2009.

The f o l lowing p r ev ious ly r epor ted i t ems ar e no longer l i s ted because :

1 . AT&T i s now SBC Communica t ions

2 . As s oc ia t es F i r s t CAP CPA i s now pa r t of C i t igrou p




Page 9 of 9

Name of Person R epor t ing

Go n z a lez , J r . , Jo se A.

Date of Report

05/I 1/2011

I X . C E R T I F IC A T I O N .

I ce r t i fy tha t a l l i n fo rma t ion g ive n a bove ( inc lud ing in fo rma t ion pe r t a in ing to my s pous e a nd minor o r de pe nde n t ch i ld re n , i f a ny) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a tu t o r y .p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o ~ s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S /Jose A. G onza lez , Jr .

N O T E : A N Y I N D IV ID U A L W H O K N O W I N G L Y A N D W IL F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILAN D CRIM IN AL SAN CTION S ( 5 U.S .C. app . § 104)

C om mi t t e e on F i na nc i a l Dis c l o s u reAdm inis t ra t ive Of f ice o f the Un i ted Sta tes Co ur t sSui te 2 -301O n e C o l u m b u s C i r cl e , N .E .Washington, D.C. 20544

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Jose A Gonzalez Jr Financial Disclosure Report for 2010