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Volume 8, Issue 1, January 2018
Journal of Applied Environmental
and Biological Sciences (JAEBS)
An International Peer-reviewed journal
Number of issues per year: 12
ISSN (Print): 2090-4274
ISSN (Online): 2090-4215
Copyright © 2018, TEXTROAD Publishing Corporation
J. Appl. Environ. Biol. Sci., Vol.8 No. 1: pp. 1-248, Year 2018
Journal of Applied Environmental and Biological Sciences (JAEBS)
Monthly Publication
Scope
Number of issues per year: 12 ISSN: 2090-4274 (Print) ISSN: 2090-4215 (Online)
Journal of Applied Environmental and Biological Sciences (JAEBS) is a peer
reviewed, open access international scientific journal dedicated for rapid publication of high quality original research articles as well as review articles in the all areas of Applied Environmental and Biological Sciences. Journal of Applied Environmental and Biological Sciences (JAEBS) is devoted
to the monthly publication of research papers of outstanding significance in the all fields of environmental sciences, environmental engineering, environmental Pollution, green chemistry, environmentally friendly synthetic pathways, alternatively fuels, environmental analytical chemistry, biomolecular tools and tracers, water and soil, environmental [management, economics, humanities], Mathematics, multidisciplinary aspects such as Business Management, Organizational Behavior, all areas of biological sciences, including cell biology, developmental biology, structural biology, microbiology, molecular biology & genetics, biochemistry, biotechnology, biodiversity, ecology, marine biology, plant biology, bioinformatics, toxicology, developmental biology, structural biology, microbiology, molecular biology & genetics, biotechnology, biodiversity and related fields. The journal presents the latest developments in the fields of environmental social marketing, environmental journalism, environmental education, sustainability education, environmental interpretation, and environmental health communication.
Editorial Board
Editor -in–Chief William Ebomoyi Ph.D., Professor, Department of Health Studies, College of Health Sciences, Chicago State University, USA.
E-mail: [email protected]
Associate Editors
Prof. Dr. Sanaa T. El-Sayed Ex Head of Biochemistry Department, Professor of Biochemistry, Genetic Engineering &Biotechnology Division, National Research
Centre, Egypt
Saeid Chekani Azar PhD of Veterinary Physiology; Faculty of Veterinary, Department of Physiology, Ataturk University, Erzurum 25010, Turkey.
Prof. Dr. Sarwoko Mangkoedihardjo Professor, Professional Engineer of Indonesian Society of Sanitary and Environmental Engineers, Indonesia
Prof. Dr. Ashraf Latif Tadross
Head of Astronomy Department, Professor of Star Clusters and Galactic Structure, National Research Institute of Astronomy & Geophysics (NRIAG), 11421 Helwan, Cairo, Egypt.
Dr. Chandrasekar Raman Research Associate, Department of Biochemistry & Molecular Biophysics, Biotechnology Core Facility, 238, Burt Hall, Kansas State
University, Manhattan 66506, KS, USA.
Dr. YUBAO CUI Associate Professor, Department of Laboratory Medicine, Yancheng Health Vocational & Technical College, Jiangsu Province,
P. R. China
Dr. Muhammad Altaf Khan Department of Mathematics, Abdul Wali Khan University Mardan Pakistan
Dr. Fahrettin Tilki Assoc. Professor, Artvin Coruh University, Faculty of Forestry, Department of Forest Science, Artvin, TURKEY.
Dr. Ibtisam abd el ghany hammad Associate Professor of Genetics, Faculty of Science, Helwan University. Egypt.
Dr. Charalambos Tsekeris Department of Psychology, Panteion University of Social and Political Sciences, Athens, Greece.
Dr. Elsayed E. Hafez Associate Professor, Molecular Biology, Plant Molecular Pathology & Arid Lands Institute, Egypt.
Dr. Naushad Mamode Khan University of Mauritius, Reduit, Mauritius.
Mirza Hasanuzzaman Department of Agronomy, Faculty of Agriculture, Sher-e-Bangla Agricultural University, Dhaka-1207, Bangladesh.
Dr. Hala Ahmed Hafez Kandil Professor Researcher, National Research Centre, Plant Nutrition Dept. El-Bhouth St. Dokki, Giza, Egypt.
Dr. Yule Yue Wang Biotechnology and Medicinal Biochemistry, Division of Life Science, The Hong Kong University of Science & Technology, China
Dr. Aziza Sharaby Professor of Entomology. Plant Protection Department, National Research Center. Cairo, Egypt.
Dr. Sulaiman Assistant Professor, Department of Biochemistry, Abdul wali Khan University Mardan, Khyber Pakhtunkhwa, Pakistan.
Editors
Maulin P Shah PhD-Microbiology, Chief Scientist & Head Industrial Waste Water Research Laboratory, Division of Applied &
Environmental Microbiology, Enviro Technology Limited, Ankleshwar-393002, Gujarat, India
Dr. Josphert N. Kimatu Department of Biological Sciences. South Eastern University College, Kenya.
Dr. Mukesh Kumar Meena
Assistant Professor (Crop Physiology), Department of Crop Physiology, University of Agricultural Sciences, Raichur-584104, Karnataka , India
Jehngir Khan Lecturer in Zoology Department, Abdul Wali Khan University Mardan (AWKUM), Buner Campus, Buner, Khyber
Pakhtunkhwa, Pakistan.
Syed Muhammad Nurulain Medical Research Specialist, FMHS, UAE University, Emirates
Dr. Ayman Batisha Environment and Climate Research Institute, National Water Research Center, Cairo, Egypt.
Dr. Hakeem Ullah Assistant Professor, Department of Mathematics Abdul Wali Khan University Mardan Pakistan.
DR. DATTA ASARAM DHALE Assistant Professor, Post Graduate Department of Botany, Ghogrey Science College, Dhule, Maharashtra State, India.
Dr. Muhammad Ismail Mohmand Tutor/Administrator in the Excellence Training Den College in Newcastle, United Kingdom
Prof. Dr. Valdenir José Belinelo Department of Health Sciences and Postgraduate Program in Tropical Agriculture, Federal University of Espirito Santo (UFES),
São Mateus, ES, Brazil.
Siva Sankar. R Department of Ecology and Environmental Sciences, School of Life Sciences, Pondicherry University, India.
Table of Contents, January 2018
---------------------------------------------------------------------------------------------------------------------------------------- Siti Farida Noorlayla
Family Support with Coping Mechanism of Elderly Hypertension in Elderly Integrated Health Service Post in Kediri
J. Appl. Environ. Biol. Sci. 2018 8(1): 1-5. [Abstract] [Full-Text PDF] [Full-Text XML]
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Nahal Bouderba Nora, Belmekki Anouar, Ghassel Aicha, Kadi Hamid
Antioxidant Activities and Antifungal Screening of Salviaofficinalis Flavonoids
J. Appl. Environ. Biol. Sci. 2018 8(1): 6-13. [Abstract] [Full-Text PDF] [Full-Text XML]
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Sana Yasin, Tariq Ali, Umar Draz, Low Tan Jung, M. Ayaz
Formal Analysis of Malicious Attacks of Ad Hoc Distance Vector Protocol in Mobile Ad-hoc and Sensor Networks (MAHSNs)
J. Appl. Environ. Biol. Sci. 2018 8(1): 14-22. [Abstract] [Full-Text PDF] [Full-Text XML]
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Nurdina
Analysis of Lawrence Green Theory Concerning Pregnancy Sexuality Behavior to Sexual Behavior Change in Primigravida in Kediri
J. Appl. Environ. Biol. Sci. 2018 8(1): 23-28. [Abstract] [Full-Text PDF] [Full-Text XML]
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Sidra Arooj, Syed Asif Ali Naqvi, Muhammad Sohail Amjad Makhdum
Impact of Environmental Degradation on Wheat Production in Pakistan
J. Appl. Environ. Biol. Sci. 2018 8(1): 29-34. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Naeem Shahid, Dr. Muhammad Ayub Siddiqui, Muhammad Haris Qureshi, Faraz Ahmad
Corporate Governance and its Impact on Firm’s Performance: Evidence from Cement Industry of Pakistan
J. Appl. Environ. Biol. Sci. 2018 8(1): 35-41. [Abstract] [Full-Text PDF] [Full-Text XML]
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Sentot Imam Suprapto
Post Accreditation Performance on Service Quality of Outpatient in Gambiran Hospital
J. Appl. Environ. Biol. Sci. 2018 8(1): 42-47. [Abstract] [Full-Text PDF] [Full-Text XML]
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Sumaira Aslam, Muhammad Naeem Shahid, Muhammad Haris Qureshi, Dr Amina Muzaffar Qureshi
Investigating Innovativeness and Emotional Intelligence as Mediator to Explore Entrepreneurial Marketing Strategy Focused on Firm Performance: A Case in Pakistan
J. Appl. Environ. Biol. Sci. 2018 8(1): 48-60. [Abstract] [Full-Text PDF] [Full-Text XML]
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Ghulam Murtaza Bodla, Muhammad Tahir khalily
Treatment of Mental Health Issues through Positive Psychology Interventions
J. Appl. Environ. Biol. Sci. 2018 8(1): 61-64. [Abstract] [Full-Text PDF] [Full-Text XML]
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Widya Paramita Lokapirnasari, Sri Hidanah, Suharsono, Anisah Fathinah, Arrifah Ratna Dewi, Anita Dwi Andriani, Balqis Karimah, Tri Nurhajati, Koesnoto Soepranianondo, Mirni Lamid
Potency of Probiotics on HDL, LDL, Cholesterol and Total Protein of Egg’s Quail (Coturnix coturnix japonica)
J. Appl. Environ. Biol. Sci. 2018 8(1): 65-69. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Nisar, Mussawar Shah, Asadullah, Dilkash Sapna, Anas Baryal, Zia Ur Rahman
Land Ownership Disputes Due to Land Commercialization and Its Effect on Social Structure in Tehsil Dargai District Malakand
J. Appl. Environ. Biol. Sci. 2018 8(1): 70-74. [Abstract] [Full-Text PDF] [Full-Text XML]
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Dr. Muhammad Shabbir Ch., Muhammad Arqam Mushtaq, Muhammad Idrees, Muhaammad Atif
Socio-Economic and Cultural Determinants of Criminal Youth Behavior: A Case of Faisalabad City in Punjab, Pakistan
J. Appl. Environ. Biol. Sci. 2018 8(1): 75-82. [Abstract] [Full-Text PDF] [Full-Text XML]
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Humaira Gul, Seema Gul, Husna, Aqib Sayyed, Naeema Begum, Sheheryar and Zahida Parveen
Interactive Role of Potassium Nitrate and Sodium Chloride on Growth and Biochemical Constituents of Brassica Junceal.
J. Appl. Environ. Biol. Sci. 2018 8(1): 83-95. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Nisar, Dilkash Sapna, Anas Baryal, Ejaz Ahmad, Zia Ur Rahman
Effects of Mothers Employment on Chıldren Socıalızatıon (A Case Study of Dıstrıct Charsadda)
J. Appl. Environ. Biol. Sci. 2018 8(1): 96-101. [Abstract] [Full-Text PDF] [Full-Text XML]
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Yung Savitri and Sarwoko Mangkoedihardjo
Technical Evaluation of Residential Wastewater Treatment Plant in West Lombok Regency
J. Appl. Environ. Biol. Sci. 2018 8(1): 102-105. [Abstract] [Full-Text PDF] [Full-Text XML]
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Uzma Niaz, Zunera Jamil, Dr. Muhammad Shabbir Ch., Shazia Nasim
Socio-Economic and Cultural Problems of Brick Kiln’s Working Families: (A Case Study of District Faisalabad)
J. Appl. Environ. Biol. Sci. 2018 8(1): 106-111. [Abstract] [Full-Text PDF] [Full-Text XML]
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Itbar Khan, Azhar Mehmood, Nabi Bux Jumani
The relationship of Instructional Beliefs of Teacher Educators with their Classroom Practices in Khyber Pakhtunkhwa
J. Appl. Environ. Biol. Sci. 2018 8(1): 112-119. [Abstract] [Full-Text PDF] [Full-Text XML]
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Erma Retnaningtyas
The Role of Midwife on the Use of Poedji Rochjati Score Card with Knowledge of Cadres in Early Detection of Pregnant Women Risk in Working Area Sidomulyo Health Center
J. Appl. Environ. Biol. Sci. 2018 8(1): 120-124. [Abstract] [Full-Text PDF] [Full-Text XML]
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Lailan Ni’mah, Fidelis Boy Manurung, Eka Pramita
Lightweight Concrete Production by Gypsum from Waste Materials of Clamshell and Eggshell
J. Appl. Environ. Biol. Sci. 2018 8(1): 125-133. [Abstract] [Full-Text PDF] [Full-Text XML]
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Fayyaz Ahmed Anjum, Dr Iffat Batool, Muhammad Umar Fayyaz
Internal Consistency Reliability of Modified Hand Test
J. Appl. Environ. Biol. Sci. 2018 8(1): 134-143. [Abstract] [Full-Text PDF] [Full-Text XML]
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Rabia Safdar, M. Imran, N. Sadiq, Farooq Ahmad
Unsteady Rotational Flow of a Burgers' Fluid through a Pipe with Non-Integer Order Fractional Derivatives
J. Appl. Environ. Biol. Sci. 2018 8(1): 144-156. [Abstract] [Full-Text PDF] [Full-Text XML]
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N. Sadiq, M. Imran, Rabia Safdar, Hassan Waqas
Rotational Flow of Second Grade Fluid with Caputo-Fabrizio Fractional Derivative in an Annulus
J. Appl. Environ. Biol. Sci. 2018 8(1): 157-168. [Abstract] [Full-Text PDF] [Full-Text XML]
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Danial Habib, M. Anwar Kamal, Farooq Ahmad, Sajjad Hussain
Partial Slip and Buoyancy Effects on MHD Flow Through Porous Medium Adjacent to Porous Accelerated Sheet in Presence of Heat Radiation
J. Appl. Environ. Biol. Sci. 2018 8(1): 169-174. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Nisar, Dilkash Sapna, Anas Baryal, Saima Gul, Zia Ur Rahman
Effects of Disabled Children on Their Families (A Case Study of District Charsadda)
J. Appl. Environ. Biol. Sci. 2018 8(1): 175-179. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Nisar, Anas Baryal, Dilkash Sapna, Zia Ur Rahman
People’s Perceptıon Regardıng Jırga ın Pakhtun Socıety
J. Appl. Environ. Biol. Sci. 2018 8(1): 180-183. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Amjid, Shazia Zamir
Comparison of Leadership Attributes Among Students at Cadet and Public Sectors Colleges
J. Appl. Environ. Biol. Sci. 2018 8(1): 184-191. [Abstract] [Full-Text PDF] [Full-Text XML]
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Mohibur Rehman, Dr. Saleemur Rahman
A Jurisprudential Evaluation of Noncasuistical Questions Mentioned in Kanz-ul-Daqaayeq
J. Appl. Environ. Biol. Sci. 2018 8(1): 207-211. [Abstract] [Full-Text PDF] [Full-Text XML]
Hafiz Ashfaq Ahmad, Dr. Hussain Farooq
A Critical Evaluation of Contention of Qyas and Arguments of Imam Razi
J. Appl. Environ. Biol. Sci. 2018 8(1): 212-216. [Abstract] [Full-Text PDF] [Full-Text XML]
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Asmat Ullah Yahya, Danial Habib, Sajjad Hussain, Shan E. Farooq
Time Dependent Slip MHD Flow Due to Stretching or Shrinking Vertical Sheet with Thermal Radiatio
J. Appl. Environ. Biol. Sci. 2018 8(1): 217-224. [Abstract] [Full-Text PDF] [Full-Text XML]
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Muhammad Khurshid Azam, Muhammad Younas, Ghulam Farid, Muhammad Imran, Farooq Ahmad, Muhammad Azizurehman
Some Results of K -Fractional Derivatives
J. Appl. Environ. Biol. Sci. 2018 8(1): 225-231. [Abstract] [Full-Text PDF] [Full-Text XML]
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Shafqat H.Memon, Zubair A. Memon, M. Aslam Uqaili, Shan-E-Farooq
Voltage Stability and Reactive Power Compensation of 132kv Grid Integrated 50MW Wind Farm Using Statcom
J. Appl. Environ. Biol. Sci. 2018 8(1): 232-240. [Abstract] [Full-Text PDF] [Full-Text XML]
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Saeed Ahmed Memon, Rafique Ahmed Memon, Muhammad Anwar Solangi, Farooq Ahmad
Stresses and Power Consumption Analysis of Mixing Flow in Cylindrical Shaped Container
J. Appl. Environ. Biol. Sci. 2018 8(1): 241-248. [Abstract] [Full-Text PDF] [Full-Text XML]
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J. Appl. Environ. Biol. Sci., 8(1)1-5, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Siti Farida Noorlayla, STIKes Surya Mitra Husada Kediri, Indonesia.
Email: [email protected]
Family Support with Coping Mechanism of Elderly Hypertension in
Elderly Integrated Health Service Post in Kediri
Siti Farida Noorlayla*
STIKes Surya Mitra Husada Kediri, Indonesia Received: September 13, 2017
Accepted: November 25, 2017
ABSTRACT
Family support to the elderly as a rehabilitative and curative effort, such as help their needs, help their
financial, look for transportation for their activities, including recreation. The family is a support system for
the elderly to maintain their health. The purpose of this study was to determine the relationship of Family
Support with coping mechanism of elderly hypertension in elderly integrated health service post in Kediri.
The research design in this research was correlation design with crossectional approach. The population was
all elderly hypertension in integrated health service post elderly in Kediri City. The sample size was 67
respondents taken with Purposive Sampling technique. Variable dependent was coping mechanism,
independent variable was family support. Instruments used in collecting data were questionnaire sheet.
Analysis results used Chi Square. The result of this research is most of respondent have good family support
that is 46 respondent (68,7%), while most respondent of adaptive coping mechanism that is 43 respondent
(64,2%) Chi Square test result obtained significant result p = 0,000 < 0.05), which means there is a
relationship of family support with coping elderly hypertension in Integrated health service post Elderly
Kediri City. The motivation will greatly assist the individual in facing and solving the problem. Individuals
who are not motivated to deal with and solve problems will form a destructive coping. If each requirement
can be achieved, then the individual is motivated to seek needs at the next higher stage, so that the individual
will have the ability to solve the problem. If the respondent gets good family support will make the elderly
coping mechanism becomes adaptive.
KEYWORDS: Family Support, Coping Mechanism, Elderly
INTRODUCTION
Elderly is a person who has age of 60 years and older. The elderly is group in humans who have final
age of their life phase. Groups categorized elderly will occur a process called aging process is a natural
process that accompanied by the decreasing of physical, psychological and social conditions that interact with
each other. This situation tends to potentially cause health problems in general and especially mental health
[1]. Family support is important for the elderly, especially elderly who suffer from certain diseases, because it
is a support system for the elderly to maintain their health [2].
In the elderly stage there will be some changes, especially on physiological changes because with the
increasing age, organ function will decrease both due to natural factors and because of disease. One of the
most common health disorders is the cardiovascular system that is decreased elasticity of the aortic wall; heart
valve becomes thickens and stiff, and decreased the ability of the heart to pump blood. This results in
decreased contraction and blood volume, loss of elasticity of blood vessels, lack of effectiveness of peripheral
blood vessels for oxygenation, as well as the occurrence of hypertension due to increased peripheral vascular
resistance [3].
WHO data in 2009 shows the elderly amounted to 7.49% of the total population, in 2011 amounted
7.69% and in 2013 obtained elderly proportion of 8.1% of the total population. [4] The number of elderly
population in Indonesia in 2011 was 20 million (9.51%), with life expectancy of 67.4 years and by 2015
estimated at 28.8 million (11.34%), with age of expectation life 71.1 years [5] The increase in the elderly
population is due to an increase in life expectancy as a result of improving the quality of health of East Java
society with the number of elderly 4,113,847 people or about 11% of the total population of East Java.
Nowadays, hypertension is a big challenge in Indonesia because its condition often found in primary health
care. Based on a national health basic research survey (RISKESDAS) in 2013 hypertension has a high
1
Noorlayla, 2018
prevalence of 25.8%. In addition, hypertension control is inadequate despite the availability of many effective
drugs. [5] The total prevalence of Elderly Hypertension disease in Kediri District from January to November
2016 for age 60 years and over is 16,142 consist of 6,302 males and 9,840 women.
Hypertension is a degenerative disease that is often experienced by elderly. Elderly is the process of
decreasing endurance that can end with death [6]. Elderly people with health problems, especially
hypertension, need families in their care process. Therefore, for the elderly who cannot care for themselves,
the family is tasked care the elderly. The care of the elderly by the family can give informational support,
emotional support, instrumental support, and assessment support [7]. Family support to the elderly as a
rehabilitative and curative effort, such as help their needs, help their financial, look for transportation for their
activities, including recreation. The family is a support system for the elderly to maintain their health. Family
support in elderly services include keeping or caring for the elderly. Maintain improved mental status,
anticipate socioeconomic changes, as well as provide motivation and facilitate spiritual elderly [2].
The results of interviews at Elderly Integrated health service post in Kota Kediri in 8 elderly people, 3
of them said they have long suffered from hypertension and always get attention and support from family to
visit and treatment to Public Health center, while 5 people say they get less attention from family and
mechanism coping to hypertension is not good. This study aims to determine the relationship of family
support to coping mechanism of elderly hypertension in elderly integrated health service post Kediri.
RESEARCH METHODS
This research was quantitative research using correlation design with Cross Sectional approach that is
type of research that emphasizes on the measurement or observation data of independent and dependent
variable only once at one time. Research begins by selecting populations that meet inclusion criteria, then
selected until the number of samples is met. In this study the population used is all elderly hypertension in
elderly integrated health service post Kediri as many as 150 people.
The numbers of samples of this study were 67 respondents with sampling technique using purposive
sampling. Data analysis used chi-square test.
RESULTS
Table 1. Distribution of frequency of respondents based on family support for elderly
at elderly Integrated health service post Kota Kediri Family Support Frequence Percentage (%)
LESS
ENOUGH
GOOD
0
21
46
0
31.3
68.7
Total 67 100
Based on table 1 above is known that most respondents have good family support that is 46
respondents (68.7%). It was concluded that family support in elderly of hypertension at Elderly Integrated
health service post Kediri City has done well.
Table 2. Distribution of frequency of respondents based on family support for elderly
at elderly Integrated health service post Kota Kediri Criteria of elderly coping Frequence Percentage (%)
Maladaptif
Adaptif
24
43
35.8
64.
Total 67 100
Based on table 2 above it is known that most respondents have adaptive elderly coping that is 43
respondents (64.2%). it can be concluded that elderly coping in elderly Integrated health service post in Kediri
well done in accordance with existing rules.
2
J. Appl. Environ. Biol. Sci., 8(1)1-5, 2018
DATA ANALYSIS
Table 3. Chi Square Statistics Test Results between Family support and hypertensive
elderly coping at Integrated health service post Kediri. Value Asymp. Sig. (2-sided)
Pearson Chi-Square 54.802a .000
Likelihood Ratio 65.239 .000
Fisher's Exact Test
N of Valid Casesb 67
Based on table 3 statistical test results can be obtained by using Chi Square test to 67 respondents in
elderly Integrated health service post Area public health center Pesantren II Kediri obtained ρ value = 0.000
because the value ρ value = 0.000 <0.05 then H0 rejected which means there is family support relationship
with coping elderly hypertension at elderly Integrated health service post Kediri City.
DISCUSSION
Family Support to Hypertension Elderly at Elderly Integrated health service post.
The results of the study shows that from total of 67 respondents, most respondents have good family
support that is 46 respondents (68.7%).Family support is a process that occurs throughout the life span, the
nature and type of support differs in various stages of the life cycle. Family support can be internal social
support, such as support from a husband, wife or support of siblings and may also be external family support
for the nuclear family. Family support enables families to function with a variety of intelligence and common
sense. As a result, this enhances the health and adaptation of the family [8]
From the research results obtained most respondents who stay in their own homes have good family
support. Family support plays an important role in providing feelings of comfort to the elderly. Family
support within a family includes information support, emotional support, instrumental support and awards
support. Information provided by the family to the elderly is information about diseases such as treatment of
hypertension, hypertension diet, lifestyle and sport habits. Emotional support given by the family is love
affection for the elderly such as caring, empathy, giving attention to elderly. The instrumental support
provided by the family is to spend time with the elderly, provide assistance, funding such as giving a little
income to the elderly so that the elderly do not feel the deep change in entering his old age. Family support
awards are rehabilitation support such as support for acute hypertensive age or to stroke, providing extra
assistance to the elderly. If the family is active in carrying out all these components, the elderly will feel
appreciated and cherished by his family. People who live in a supportive environment are much better off
than those who do not. That support will be created when interpersonal relationships between families and the
elderly go well. A strong family bond is helpful when the elderly face problems, because family is the closest
one to the elderly. Big families and close friends encourage elderly to communicate personal difficulties. So
the problem will be given advice and personal guidance in accordance with the problems faced by the elderly.
The difficulties experienced by the elderly in this research are about hypertension disease. Where
elderly should get support from their family in maintain their healthy. Family should help the daily work if
not busy. They also give advice to the elderly to go to the doctor if they feel pain. Family also provide
guidance in maintain health and care in a variety of circumstances and attention to all needs. The support of
families used by elderly in facing the problems especially related to health and quality of life. As well as in
maintaining the pattern of life, diet and schedule control to health services. Therefore the importance of
family support is very influential on the life of the elderly.
Elderly Coping Mechanism Hypertension at elderly integrated health service post.
The result of the research shows that from 67 respondents, most respondents have adaptive coping that
is 43 respondents (64,2%).
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Noorlayla, 2018
Coping mechanisms means how individuals solve problems, overcome changes and situations that
threaten both cognitively and behaviorally. Coping (problem handling) is thought or behavior is effective in
reducing or relieving stress that comes from a painful, dangerous, or challenging condition [9]
Factors affecting coping depend on internal and external stimulus that is internal and external stimulus.
Internal stimuli include experiences, emotional abilities, personality and biological stress processes (cells or
molecules) that come from within the individual body. External stimulus stimuli include focal stimuli
(diseases), contextual stimuli (decreased endurance), and residual stimuli (patient perception of disease,
lifestyle, and role function).
The coping mechanism of the elderly in the adaptive category is indicated by the behavior in the face
of problems where they will talk to others if there is a problem. Elderly would prefer to talk to the people
closest to him. Elderly tend to be more comfortable if gather with family. Because every elderly have their
own comfort while in the family environment. Elderly will feel cared for and given love to family members.
For elderly people over the age of 60 years old, support and attention is needed. At that age, the elderly feel
unable to do everything by themselves. Elderly need more help from their family. If the problems faced
related to the health of the elderly will require family members to seek treatment. Some elderly people who do
not get support from the family, while feeling the pain just use relaxation to deal with pain, balanced exercise
to maintain health or other non-pharmacological management. When the elderly get support and attention
from the family in facing the problem, such as facing psychological problems such as anxiety or stress.
Elderly do not vent with excessive eating and avoid others when angry or damage the goods around. But carry
out the worship and closer to Allah SWT.
Relationship of family support with coping mechanism of elderly hypertension in elderly integrated
health service post.
The result of analysis between family support and coping mechanism obtained value p value 0,000
<0,05, it can be concluded there is Relation of Family Support with Mechanism of Elderly Hypertension in
elderly integrated health service of Kediri.
Decreased physical or biological conditions, psychological conditions and social changes occur in old
age. Elderly even the people think as if the task is completed. They stop working and increasingly withdraw
from social interaction which is one of the characteristics of this phase. Elderly with various problems
requires a variety of preventive measures. One of the problems faced, among others, the state of his mental
health becomes threatened. In addition to lack of income, the elderly generally experience a loss of role and
identity, position, volume and type of daily activities, status, authority and authority as well as loss of
relationship with the group and even self-esteem. Facing the process of loss, the elderly require coping
mechanisms. [10] Coping mechanisms are the way in which individuals solve problems, adapt to change, and
respond to threatening situations. [11]
Family support to the elderly as a rehabilitative and curative effort, such as help their needs, help their
financial, look for transportation for their activities, including recreation. The family is a support system for
the elderly to maintain their health. Family support in elderly services include keeping or caring for the
elderly. Maintain improved mental status, anticipate socioeconomic changes, as well as provide motivation
and facilitate spiritual elderly [2]
Family support is important for the elderly, especially elderly who suffer from certain diseases,
because it is a support system for the elderly to maintain their health. Elderly families advise if they are sick
and suggest to the doctor only when ill. Families also provide guidance in maintaining health and care in a
variety of circumstances and attention to all needs to feel valuable so that in the face of elderly problems,
especially related to health they will use relaxation to overcome illness, balanced exercise to maintain health
or other non-pharmacological management. When faced with psychological problems such as anxiety or
stress do not vent with excessive eating when anxious, stressed, avoiding other people when angry or damage
the goods around. This is possible because it is supported by their age-old factors.
The existence of motivation will greatly assist the individual in facing and solving the problem.
Individuals who are not motivated to deal with and solve problems will form a destructive coping. If each
requirement can be achieved, then the individual is motivated to seek needs at the next higher stage, so that
the individual will have the ability to solve the problem. If the respondent gets good family support will make
the elderly coping mechanism becomes adaptive. Therefore, many benefits and linkages of family support to
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J. Appl. Environ. Biol. Sci., 8(1)1-5, 2018
the elderly. The better the support the family provides to the elderly will have a positive effect. Elderly will
feel comfortable and appreciated by his family and gain confidence for a better life.
CONCLUSION
1. Most of the respondents have good family support that is 46 respondents (68,7%) from total 67
respondents.
2. Most respondents have adaptive coping that is 43 respondents (64.2%) of total 67 respondents.
3. There is a Relationship of Family Support with coping mechanism of Elderly Hypertension in Elderly
Integrated health service post Area Pesantren II Health Center of Kediri
REFERENCES
[1]. Darmojo & Martono, 2009. Buku Ajar Geriatri (Ilmu Kesehatan Usia Lanjut). FKUI: Jakarta.
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Perawatannya. Jakarta: Salemba Medika.
[3]. Junaedi, I. 2009. Hipertensi. Jakarta : Gramedia
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Mengikuti Posyandu Lansia Di Posyandu Lansia Jetis Desa Krajen Kecamatan Weru Kabupaten
Sukoharjo. Jurnal Gaster. Volume 9 No. 1.
[5]. Depkes, RI. 2006. Pedoman Teknis Penemuan dan Tatalaksana Penyakit Hipertensi. Jakarta:
Direktorat Pengendalian Penyakit Tidak Menular.
[6]. Azizah, Lilik Ma’rifatul. 2011. Keperawatan Lanjut Usia. Edisi 1. Jogyakarta: Graha Ilmu.
[7]. Kuspiatiningsih, T. 2009. Hubungan Dukungan Keluarga Sosial Keluarga Dengan Kepatuhan
Menjalankan Pengobatan Pada Pasien Hipertensi di URJ Jantung RSU Dr. Soetomo Surabaya
Sidoarjo : Program Studi Keperawatan Sidoarjo.
[8]. Wulandhani, S. A. 2014. Hubuangan Dukungan Keluarga Dengan Motivasi Lansia Hipertensi
Dalam Memeriksakan Tekanan Darahnya. Jurnal JOM PSIK. Vol. I No. 2.
[9]. Yuniar. 2007. Gambaran Konsep Diri Pada Lanjut Usia Yang Tinggal Di Daerah Urban
Kecamatan Jetis Jogjakarta. Skripsi. (Tidak Dipublikasikan).
[10]. Nugroho, Wahjudi. 2008. Keperawatan Gerontik & Geriatrik. Edisi 3. Jakarta : Penerbit Buku
Kedokteran EGC.
[11]. Hermawati.2009. Hubungan Kemandirian ADL Terhadap Konsep Diri Lanjut Usia di Desa
Bangun Jiwo Kasihan Bantul Yogjakarta. Skripsi. (Tidak Dipublikasikan
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
And Biological Sciences www.textroad.com
Corresponding Author: Nahal Bouderba Nora, Faculty of sciences of nature and life, biology department; BP417, TAHRI Mohamed; University of Béchar, Algeria
Antioxidant Activities and Antifungal Screening of Salviaofficinalis
Flavonoids
Nahal Bouderba Nora, Belmekki Anouar, Ghassel Aicha, Kadi Hamid
Faculty of sciences of nature and life, biology department; BP417, TAHRI Mohamed; University of Béchar, Algeria.
Received: October 4, 2017 Accepted: December 7, 2017
ABSTRACT
Medicinal plants constitute an immense source of bioactive molecules, endowed with numerous biological activities. This study aimed at performing antioxidant and antifungal screening of flavonoids extract from Salvia officinalis leaves, this plant with therapeutic properties serving to the curative needs of certain peoples An antioxidant and antifungal test were performed after the extraction of flavonoids, which are in the value of 6.96%. Antioxidant activity of Salvia officinalis flavonoids was evaluation by the DPPH test revealed a fairly high anti-radical effect with results ranging from 75.67% to 90.27% and an effective concentration to reduce 50% of free radicals of 10.60 μg / ml. The evaluation of antifungal activity was fined by radial growth technique gave the antifungal indices according to the order of efficacy of the flavonoids; on the following recorded antifungal registers; Aspergillusflavus
24.16%, A.ochraceus 21.61%, A. niger 20.16% and P.expansum 16.95%. KEY WORDS: Medicinal plant, Salvia officinalis, flavonoids, antioxidant, antifungal.
INTRODUCTION
Algeria has a climatic diversity: Mediterranean, Saharan and tropical, which influences the richness of its flora, where there are more than 3000 species of several botanical families, of which 15% are endemic [7]. The molecules responsible for the therapeutic effect of so-called natural plants are considered a very important source of drugs; knowing that more than 120 herbal compounds are now used in modern medicine and nearly 75% of them are applied according to their traditional use. During recent decades, different plant-derived extracts and phytochimicals have been ascribed a variety of potentially health-promoting biological activities [27]. Therapeutically, the antioxidant potential of medicinal plants has a very important role in reducing the damage caused by free radicals [35]. Salvia officinalis is distinguished by the effectiveness of its essential oils and bioactive substances [37]. Sage is a perennial round shrubin the family of labiatae/ Lamiaceae; Salvia is the largest genus of this family and includes near 900species. Plants of this genus grow all over the world and the species of Salvia officinalis is native to Middle East and Mediterranean areas [20]. Salvia officinalis is known for its wide range of therapeutic activities including antibacterial, antiviral, antifungal and antioxidant effects [31, 5 and18] In the present study, flavonoids extracted from Salvia officinalis were tested, the effect of scavenging free radicals and the antifungal effect were tested on fungal strains isolated from durum wheat stored.
MATERIALS AND METHODS
1. Plant samples collected
Salvia officinalis used in this study is collected from Hassi 20 located north of the town of Bechar at 20 km, during the month of September 2015.Wilaya of Bechar is located in the southwest of Algeria, 1600Km from the capital Algiers. The leaves of the collected plant were dried to amber, at room temperature, for 25 days, the dried leaves are stored in closed containers and milled in an electric mill on the day of extraction.
1. Flavonoids extraction protocol
Following the extraction protocol was described by Lee et al., (1995), modified and used by Bouchelta et al., (2005); 50g of these plant leaves are milled and added to a mixture compounded with 250ml of distilled water and 250ml absolute ethanol, putted under the 90°C of temperature. In an assembly of reflux for 4 hours, the extract is filtered through a filter paper. The hydro-ethanolic phase was evaporated to remove the ethanol, after that it extracted with 100 ml of n-butanol. This step is followed by a decantation and then acidification with HCl
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(10%) until a pH=3, the n-butanolic phase is up to the dried up evaporation. The dry residue was collected in three times with 200 ml of the distilled water / ethyl acetate (v / v) for one hour, the organic phase was basified with NaOH until pH = 9, after 15 minutes of resting; organic phase (flavonoids) was evaporate dry. The yield of flavonoids is calculated by the following formula:
Yields =Balloon mass after drying Empty balloon mass
Mass of plant materialx 100
The dry residue was dissolved in 1% ethanol for biological tests
2. Antioxidative activity by DPPH technique the technique used to test the antioxidant activity of flavonoids extracted from Salvia officinalis leaves is that of radical scavenging, using the stable radical DPPH [9]. After, 100µl of methnolic solution of flavonoids at different concentrations (4.37, 8.75, 17.5, 26.25; 35) μg/ml was prepared and placed in cuvettes, a volume of 2.9 ml of a methanolic solution of DPPH (0.004%) is added to each cuvette. After incubation for 30 minutes in the dark, and at room temperature, the absorbance of each sample was measured by a spectrophotometer at a wave length 517 nm. For the calibration of the apparatus methanol was used; Ascorbic acid is used as a positive reference The inhibitory percentage of DPPH by the flavonoids extract was calculated according to the following equation:
Scavengin efect% =Ac − As
Acx 100
Where Ac is the absorbance of the DPPH solution, and As is the absorbance of DPPH solution after the addition of the samples.
3. Antifungal activity
3.1. Fungal strains
The fungal strains, A. flavus; A. ochracceus; A. niger and P. Expansum were obtained from durum wheat during our laboratory work. The genus Aspergillus and Penicillium were identified by the micro-culture technique described by Haris (1989) & Barnette (1972). Furthermore, for species identification, the single spore technique is performed using three culture media: Malt Extract Agar (M.E.A) at 25°C; Glycerol Nitrate Agar (G25N) at 25°C and Czapek Yeast Agar (C.Y.A) at 5°C and 37°C. The key of pitt (1973) is used for the identification of Aspergillus flavus, Aspergillus niger and Aspergillus ochraceus. The key of Ramirez (1982) is used for the identification of Penicillium species. The observation was made after 14 days of incubation. The fungal strains were stored in tubes of PDA acidified at 4 ° C.
3.2. Growth radial technique
The following volumes: 20, 40, 60 et 80 μl of leaves flavonoids of Salvia officinalis were added to 15 ml of PDAac (Potatos Dextrose Agar acidified), in order to have respectively, the concentrations (46, 93, 140, 180) µg/ml, the latter were transferred into a Petri plats, after ensemensing of fangal strains with single spore method, these Petri plats were incubated during 7 days at 25±2°C.A Petri plats containing 15 ml of PDAac medium without extract is inoculated to serve as growth controls for each strain and each series of tests. The diameter of the fungal mycelium is measured from the third day of incubation [40, 24]. The seeding of Petri plats for radial growth evaluation was approved out starting from a previously prepared sporulation suspension, by counting the number of spores in order to obtain the concentration of 105 spores/ml [38]. The inhibition percentage of mycelial growth of each extracts was calculated using the formula of Singh et al., (2009):
IP="#$"
"%x100
Dt: Mean diameter of mycelial growth control D: Mean diameter of mycelial growth in treatment All tests were performed in triplicate for confirmation of results.
4. Statistical analysis
The difference between the control and the various tests, is determined by analysis of variance by one-way ANOVA followed by the Tukey HSD test for multiple comparisons of means and the determination of the significance rates. Value of p ≤0.05 is considered statistically significant. The computer programs used are: - Microsoft Office Excel 2007.Ink. - R version 3.2.2 Copyright (C) 2015 The R Foundation for Statistical Computing (ANOVA).
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J. Appl. Environ. Biol. Sci., 8(1)6-13, 2018
RESULTS AND DISCUSSION
1. Flavonoids extraction
The dried leaves of Salvia officinalis gave a yield of 6.96% of flavonoids; this richness of Salvia officinalis in bioactive photochemical compounds is proved by several studies, Yinrong & Yeap, (2002) confirmed the presence of flavonoids in the genus Salvia, Lima et al., (2007) recorded that the most abundant phenolic compounds present in the water extracts were rosmarinic acid and luteolin-7-glucoside. This richness of bioactive and phenolic compounds especially is related to several parameters as, the origin of plant material [17]; the variety, the season of culture, the season of harvest, the climatic and environmental conditions, the geographical location, the different diseases which can affect the plant, the maturity of the plant [33]; the shelf life[30]; and the species and the type of the plant material, the solvents and the extraction technique have an influence on the yield of flavonoids [42].
2. Antioxidative activity
DPPH is a dark purple color radical, his coloring to yellow indicates the degree of reduction of the solution to be tested [6, 43]. DPPH, this stable radical is very used in the assessment of free radical scavenging capacity and antioxidant properties [17, 9, and 44]. The results of scavenging of DPPH by Salvia officinalis flavonoids and ascorbic acid are respectively illustrated in figure 1 and 2, in these study flavonoids from Salvia officinalis leaves are trapped between 75% and 90.27% of DPPH radical with over a range of flavonoids concentrations of 4.375 to 35 μg/ml. In order to trap 50% of free radicals of Salvia officinalis flavonoids, the effective concentration should be equal to 10.60 μg/ml, so that the IC50 concentration of ascorbic acid is 62.6μg/ml. The lower the IC50 value, the higher the antiradical activity [21]. The flavonoids of Salvia officinalis have an IC50 of 10.60 μg / ml, which shows an antioxidant activity greater than that of ascorbic acid. This activity is due to the phytochemical composition of the leaves of Salvia officinalis which is influenced by the difference in terms of culture conditions, geographical location, climatic conditions, mode and extraction time, and techniques used [23, 29]. A strong anti-oxidant activity of Salvia officinalis, equivalent or superior than that of synthetic antioxidants were shown by Dauksas et al., 2001; many studies have established relationships between the chemical structures of flavonoids and their antioxidant capacity [12] The species Salvia officinalis was featured by apigenin, luteolin and 6-OH-lut-6-OMe, while apigenin and luteolin are flavons [42].
According to Cosio et al., (2006) and Dimitrios & Vassiliki (2006) the flavonoids of Salvia officinalis identified are ranked in descending order according to their antioxidant powers as follows: Quercetin, luteolin, apigenin, and their derivatives. The antioxidant activity of flavonoids can take many forms in the regulation of oxidative stress. These components can intervene by directly capturing the free radicals or by inhibiting the generators of the reactive species of oxygen, or by capturing the metal cations [3, 28].
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3. Antifungal activity with growth radial technique
Different concentrations of flavonoids extracted of Salvia officinalis leaves were tested for their efficacy by growth radial technique against fungi of food stored. The histograms (figure3) and pictures (figure4) show that varying concentrations of flavonoids have diminished the diameters of all the fungal strains, because of inhibition of radial growth of Aspergillus flavus; Aspergillus ochraceus; Aspergillus niger and Penicillium
expansum. The best inhibition recorded is for Aspergillus flavus with a decrease of a diameter of 49.66mm to 37.66mm for the control and to 180μl / ml respectively. The antifungal indexes of fungal strains tested are calculated at the concentration of 180μg/ml, Aspergillus flavus
24.16%, Aspergillus ochraceus 21.61%, Aspergillus niger 20.16, and Penicillium expansum 16.95%.
Figure 3. Results of Antifungal activity of Salvia officinalis leaves Flavonoids with Growth radial technique.
Figure 4. Pictures of Antifungal activity results of Salvia officinalis Flavonoids with Growth radial technique
Statistical analysis
The comparison of the mycelial growth between the control and the different concentrations of the flavonoids was carried out by the ANOVA statistical test (one way) followed by the Tukey HSD test illustrated in figure 5under, which shows a significant difference between the diameters of the control and all tested concentrations; which reflects a decrease in growth as a function of the concentration of flavonoids. In relation to the results obtained by the statistical test (ANOVA) a significant difference characterizes the effects of the different doses of flavonoids on the four fungal strains. The genus Aspergillus is similar in
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appearance with antifungal index values. It’s the case of A. flavus, A.ochraceus, and A.niger strains. Penicillium has a lower and rather different inhibition.
Figure 5. Statistical analysis.
In case of Penicillium expansum, the concentrations 46-93 μg/ml exhibit similar behaviours, this is the case of concentrations 140-180 μg/ml. This same result was found by Alilou et al., (2016) When talking about antifungal activity, there are two kinds of effects: lethal or fungicidal activity and inhibition of growth or fungistatic activity [12]. According to Beigi Boroujeni & Gholami (2017); Ulanowska et al., (2006), the sage has an effect fungistatic, this activity is mainly due to the ability of flavonoids to inhibit the expression of DNA and the synthesis of certain enzymes and membrane proteins of microorganisms. The inhibitory effect of flavonoids about some enzymes and their antioxidant activity, classified him among the best substances with therapeutic effects. Flavonoids are recommended for use as antibacterial, antifungal, antiviral and anti-inflammatory agents, which are proved by Velikhovic et al., (2007). This activity is probably related to their ability to form complexes with extracellular soluble proteins or with bacterial cell walls [13]. Carolina et al., (2011) indicate that the antifungal action of substances has a predictive target for the cytoplasmic membrane. Nahal & al., (2016) assumed that this membrane is the microbial target for flavonoids with chemical affinity on membrane lipids; this hypothesis is more plausible than that of Cowen (1999), lipophilic compounds which disturb the structure of this membrane; flavonoids are lipophilic agents that can disrupt this target. Phenolic compounds cause damage to the outer membrane of bacteria, resulting in increased membrane permeability to protons and potassium ions, reduced intracellular ATP stores, disruption of proton motive force, and denaturation of cellular proteins [2, 10 and 3]. Chabot et al., (1992) affirmed that flavonoids, characterized by the absence of the hydroxyl group on ring B, have higher antimicrobial activity than those belonging to a -OH group, these have at least one hydroxyl group on cycle B. The number and sites of the hydroxyl groups; are the two factors responsible for toxicity to microorganisms. It is very likely that each constituent has its own mechanism of action, which could explain this divergence of results. Exploration of the antifungal activity of flavonoids could be done by twinning the mechanism of action with the target action and the chemical structure of each bioactive compound.
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By phytochemical screening we can identify the secondary metabolites accumulated in an organ of the plant, these metabolites are used by the plant to protect against herbivores and pests [34]; flavonoids are known to be synthesized by plants in response to microbial infection [19]. Several authors Grayer & Harborne (1994); have reported that secondary metabolites of medicinal plants have antifungal properties and are capable to inhibit mycotoxin synthesis. It is necessary to explore the chemical structure of flavonoids to try to understand their mode and site of action within the cell, or studies have explored the relationship between the chemical structure of flavonoids and their antimicrobial potency.
CONCLUSION
The richness of Salvia officinalis in phytochemical constituents is identified by their quality and quantity. Flavonoids of sage have a very good power antioxidant where IC 50 is three times higher than that of acide ascorbique As a result, it was represented that Salvia officinalis flavonoids shown antifungal effect on A. flavus, A.
ochraceus, A. niger and P.expansum. The biological activities studied could be an alternative solution to the problem of post-harvest deterioration related to molds as well as a likely path for biomedical research including a solution to antimicrobial resistance with bioactive substances. Conflict of interests
None.
Financial support
This work was financially supported by the Biology Department of, the faculty of the nature and life -sciences –Béchar University - Algeria, for the providing necessary facilities
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Sana Yasin, CS. Department, (CIIT) Sahiwal, Pakistan. Email; [email protected]
Formal Analysis of Malicious Attacks of Ad Hoc Distance Vector Protocol in Mobile
Ad-hoc and Sensor Networks (MAHSNs)
Sana Yasin1, Tariq Ali1, Umar Draz1, Low Tan Jung1, M. Ayaz2
1CS. Department, (CIIT) Sahiwal, Pakistan 2Communication & sensor centre, UOT, KSA
Received: September5, 2017 Accepted: November 18, 2017
ABSTRACT
Mobile ad hoc and sensor networks (MAHSNs) are an infrastructure less network. The nature and organization of such networks
make it attractive to various types of attackers. Attackers use different approaches to degrade the network performances like
minimization in throughput, unnecessary delays, packet delivery ratio etc. The main focus is security issues which are necessary
to provide secure communication not only for intra networks but for internetwork also. Security issues occur due to no central
authority for the supervision of individual nodes. Security is a big challenge for the Ad hoc networks. In this paper, a novel
formalized Attack Detection Model (ADM) is introduced for the security assessment of AODV protocol under malicious attacks.
This model detects the attacks on the data traffic and control system of the network, efficiently. For the verification and validation
purposes, Vienne development Method-Specification Language toolbox is used.
KEYWORDS—MAHSN; ADM; Attacks; VDM-SL, security attacks; Verification & Validation
I. INTRODUCTION
A mobile ad-hoc and sensor network (MAHSN) is a self-schedule network that consists of mobile nodes. In mobile ad hoc
network (MAHSN) each node performs the dual functionality, host and a router to create the secure route to sink. MAHSN is
getting more intension due to their wide range of applications in several areas. Security as a severe problem, the nature of ad-hoc
networks makes them exceedingly defenseless to adversary’s malicious attacks. Wireless links in MAHSN cause to be vulnerable
attacks of various types like a black hole, gray-hole, and jellyfish attacks. These attacks occur on the data of the MAHSN [1-2].
Unlike wired networks where an adversary must gain a physical access to network wires or pass through several lines of defense
at firewalls and gateways, attacks on the mobile ad-hoc network can come from all directions and target at any node. Compared to
traditional wired networks (a network in which network traffic could be monitored at central devices such as switches and
routers), mobile ad-hoc networks have no network concentration points to filter traffic. The use of wireless links, lack of fixed
infrastructure and the characteristic of dynamic topology associated with ad-hoc networks make it impossible to use wired
network security mechanism. Figure 1 represents the layout of MAHSN.
Fig. 1: Representation of Mobile ad-hoc & sensor network.
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Yasin et al.,2018
Every node in the network wants secured communication and reliable data delivery. Therefore, its need to provide the efficient
architecture to secure the possible communication inside the network with the help of novel specifications like VDM-SL. By
reviewing the extensive literature it is found that there is a lot of existing attacks that have similar features to each other’s and
classified into two different types of attacks based on their differentiation. The wicked nodes can attack in MAHSN using diverse
behavior, such as transferring bogus messages for numerous periods of time, false routing information, and promoting bogus links
to disorder routing operations.
In this paper, a formalism approach is introduced to detect and eliminate the attacks that are occurring on the data and control
traffic on the network. In this approach, data control packets are placed in order to detect malicious nodes in a path. By use of
data control packet, this approach detects all wicked nodes in the network and eliminates them by low packet overhead and delay.
Furthermore, it increases network throughput by dividing all malicious nodes. MAHSN have several vulnerabilities that have the
biggest flaw in the mobile ad-hoc network. It occurs due to the unauthorized data manipulation. A specific system may be
vulnerable because it allows the data and control access without verifying the user’s identity. The mobile ad-hoc network is extra
vulnerable than a wired network. Some vulnerabilities of MAHSN are as follows (i). Unavailability of Central Point, there is no
central management to monitor and manage the activities in MAHSN. Due to the absence of the central management, it is too
much difficult to detect the attacks in highly dynamic and large-scale mobile ad-hoc network. (ii). Scalability is a major issue in
MAHSN which causes several security issues in the network. Due to mobility, Topology of ad-hoc network changing all the time
which make the network unsalable. (iii). Limited power nodes in MAHSN consume too much power due to self-scheduling and
self-management which is a very limited resource. It’s a root cause of several other issues in the network. Through the
classification of Attacks, MAHSN attacks can be categorized into two main categories: Data traffic attacks and control traffic
attacks.
Rest of this paper organized as section II describes the literature work. The high-level pseudo code of the proposed model and
its algorithm is a deal in section III. Section IV presented the formal specification of the attacks and its algorithm. The formal
soecification using VDM-SL is disscused in section V. the model anaylsis with proof of correctness and conclusion is discussed
in section VI and VII.
Fig. 2: Classification of MAHSNs Attacks
II. LITERATURE REVIEW
In literature, many techniques for the detection and elimination of attacks in MAHSN are proposed. In [1] MAHSN attacks are
detected by using a secure zone routing protocol (SZRP). This protocol based on competent safe neighbor detection, protected
routing packets, the discovery of malicious nodes, and preventing these nodes from demolishing the network. In [2] combating
resource consumption and byzantine attacks is detected in MAHSN by adding alarm packet in the cooperative based detection
scheme (CBDS) technique and name it Enhanced CBDS technique. In [5] wormhole attack is detected by taking a different type
of protocol like DSDV, SEAD, and DSR. In [6] purposed a new technique that is based on the confirmation of the path. In this
technique, the new best path is established by using the second path. It sends a confirmation packet when source node receives a
route reply packet through the second best path to the goal. If the goal node has no route to these nodes, RREP generator, and its
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J. Appl. Environ. Biol. Sci., 8(1)14-22, 2018
Next-Hop-Node both will be considered as malicious nodes. This technique is very suitable if malicious nodes are less than two
but in the case of more than two malicious nodes, this technique is useless. In [7] according to the survey the MAHSN security
challenges and its countermeasures has been eleabroate in a well deciplined manners. All the efficient and proactive solution that
has been done against these attacks is effectively discussed in this paper. In [8] denial of service attack is mitigating in MAHSN
by incentive packet filling approach. This approach uses digital signatures to verify legitimate and drop packets that do not pass
the confirmation. In [9] historical evidence-based trust management technique is purposed against black hole attack in MAHSN.
Different strategy tries to stable the hope values from diverse neighbor nodes to alleviate the damage by their deceiving. In [10]
author analyze the Black Hole attack by using AODV protocol and observe the packet drop ratio due to this attack. In [11] deal
with the security of the network.
Deals with the comparison of proactive and reactive protocol in the mobile ad-hoc network, it has been observed that all the
MAHSN protocols are based upon routing properties. Detection of sinkhole attack through AODV protocol is done in [13].
Firstly the effect of sinkhole attack is detected on AODV protocol then an efficient mechanism is purposed to remit this issue. In
[14] security is provided to ad-hoc mobile distance vector AOMDV protocol with elliptic curve cryptography. Elliptic curve
technique supplies security that has smaller key size with compared to other public key encryption. Configuration is also done on
three different types of the environment using discrete event network simulator NS-2.35. In [15-17] attack detection techniques
are used that detect the attacks in the network efficiently. In these papers, a different type of attacks are detected and prevented by
using reverse trip time hop count, and link length between the nodes. It firstly detects the presence of malicious attack through
from the hop count actual and then reverse trip time is determined and the comparison is done to calculate the calculated reverse
trip time which provides a base to detect the attacks nodes through link length. The performance of the network is evaluated by
the NS2 simulator which shows the improved value of throughput and packet delivery ratio [18]. Malicious attacks are a very
critical issue in MAHSNs. Several improvements are made to resolve this issue but still, there is a rigorous need to work in this
area. It occurs due to lack of security and flexible nature of the network. It can occur in any place in the network. Due to the
malicious attacks, several problems occur in the network like network lifetime, unnecessary delays, packet drop ratio, throughput
congestion etc that's why conventional attack detection problem requires a formalized solution that resolves this issue more
efficiently.
III. FORMAL SPECIFICATION OF ATTACK DETECTION MODEL
This section represents the new purposed Attack detection model to detect the malicious attacks in the MAHSNs. This model
based on the subnetting technique with actor head nodes that detect the attacks efficiently. After following the specific steps of
the purposed model output will be achieved. In figure 3 the model is described that will be able to detect the attacks efficiently.
Fig. 3: Semi-formal specification of ADM
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Yasin et al.,2018
IV. ALGORITHM OF ATTACKS DETECTION MODEL
The proposed algorithm against the high-level pseudo code of the security assessment model is presented in Fig. 4. Several
nodes are deployed in the form of subnets (line1) with actor head nodes that are selected through the selected algorithm. Source
node S1 sends the hello message to all the intermediately nodes with actor and destination ID and start the Timer T1 (line 2-
3).When the source node S1 receives the acknowledgment from the destination node it stops timer T2 and calculates the round
trip time (3-5). Source node S1 again send a message to intermediate nodes and after receiving the acknowledgment by the
destination node stop timer T2 (line 6-8). It did the comparison between the expected turnaround time and actual turnaround time.
If the actual turnaround time is less than the expected turnaround time then attack is detected. Source node informs the all actor
head nodes. They stop the packet transfer and established a new path for the transmission.
Fig. 3. The High-level pseudo-code for Security Assessment
V. FORMAL SPECIFICATION USING VDM-SL
In this section formal specification of the security assessment model of AODV protocol is illustrated by using VDM-SL. Several
composite objects, sets, invariants pre postconditions are used for the maturity of the formal specification. The static and vibrant
models are defined for the detection of the attacks in MAHSNs. The static model includes the different types of attacks while the
dynamic model specifies the state and operations that are required to identify properly which attack is on the data traffic of the
network or which is on the control traffic of the MAHSNs network. Figure 5 illustrates the sample connected MAHSNs network.
Table 1 represents the hop to hop connections.
Fig.5: A sample connected MAHSNs
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J. Appl. Environ. Biol. Sci., 8(1)14-22, 2018
Table1. 1-Hop, 2-Hop and 3 Hop Connection list of N1 1-Hop
Connection List
2-Hop Connection
List
3-Hop Connection
List
N1-N2
N1-N3
N1-N5
N1-N2
N1-N3
N1-N5 N2-N3
N2-N14
N2-N4 N2-N10
N3-N14
N5-N4 N5-N6
N1-N2
N1-N3
N1-N5 N2-N3
N2-N4
N2-N10 N2-N14
N3-N15
N3-N14 N5-N4
N5-N6
N4-N5 N4-N6
N4-N7
N4-N9 N14-N11
N14-N15
N14-N13
MAHSNs consist of different type of mobile actor and sensor nodes which have some basic common characteristics and are
described with the help of a composite object. Composite object node contains six fields. Node_id that is the first field indicates
the distinctive identifier of a node. Node mode that is the second field of the composite object shows either node inactive or in
sleep. The third field shows the power of the node whether it is high or low. The fourth field connected is used to find out either a
node is connected or not. Position field that is the fifth field of the composite object report the position of a node. The attack info
field is used for the detection of the attacks in the networks.
types node = token;
Source_id=token;
Destination_Id = token; Sensor Mode = <SLEEP> | <ACTIVE>;
Node _Power = <HIGH> |<LOW>;
Node :: Node_id : node mode : Node power : Power
connected : bool position : int attack info: Attack info;
Connection_Type = <CONNECTED> | <DISCONNECTED>
Link::node1:node
node2:node
The connection between the two nodes is described by a Link and the relationship of the whole network is described by the Link
relation. Two nodes can communicate only if they have a symmetric relation between them. Any two nodes n1, n2 in the network
can do communication if n1 have symmetric relation with n2. In this specification, no node is connected to itself which represent
that there is no circuit or loop in the network.
inv mk_Link (node1, node2) == node1 <> node2;
Infrastructure::nodes:set of node
links: a set of links
inv mk_Infrastructure (nodes, links) == forall links in set links &
li.node1 in set nodes and li.node2 in set nodes and
a forall node in set nodes & (exists li in set links &
(node = li.node1 or node = li.node2));
values
LIMIT:nat=4;
A subnet SBHead is declared with two fields. A subnet the head is assumed as actor head node which is specified by the field
actor. The field s-neighbors show that an actor head node has neighbor nodes. Invariants: (1) A subnet head is identified as a
unique node. (2) A subnet head actor node is connected to the network if and only if the neighbors set are non-empty, otherwise,
it is disconnected.
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Yasin et al.,2018
SBHead : : actor : Actor
s-neighbours : set of Node
inv mk_SBHead(actor , s-neighbours)
actor . r nd not in set s-neighbours and
actor.r nd.conn «CONNECT» <=> s-neighbours <>
and
actors.r nd.conn «DISCONNECT» <=> s-neighbours
;
The formal specification of a Data traffic attack is specified as a composite object having four fields. The first field behavior
shows the behavior of the nodes when attacks occur. The second field Drop ratio shows the number of packets that are dropped
due to malicious attack. The third field PDR records the delivery time of the packets. The fourth field Delay shows the delay
between the nodes. To detect the attack efficiently, a unique sensor node is attached. The node is active if and only if the attack is
detected. The sensor stops sensing and takes another path for data transmission if the attack is detected. If above indication is not
truly identified, then node remains in the sleeping mode
Data_Traffic_Attack = token; ABehavior = <ABNORMAL> |
<Drop ratio> | <PDR> | <Delay>;
Traffic :: bttaff : int nbtraff : int;
DSensor :: as node : Node
m_sensor : set of malicious sensor traff : Traff
abehavior : ABehavior
inv mk_ASensor(asnode, sensor, traff,
abehavior) == forall an in set m_sensor &
an = asnode.nid and asnode.mode = <ACTIVE>
<=> traff.btraff < traff.nbtraff or
traff.btraff > trff.nbtraff => abehavior =
<ABNORMAL> or abehavior = <Drop ratio> and
Abehavior =<PDR> and
asnode.mode = <SLEEP> <=>
traff.btraff=traff.nbtraff=>abehavior=<ABNORMAL>;
Sensor node that detecting an attack on the control traffic is defined as a composite objects Control _Attack which consist of
three numbers of fields. The first field cdsnode take the control of the node object. The second field cdsdeployed indicate a
number of nodes that are deployed in control area. The field cattack is used to control the attack when an attack occurs on the
control. The control attack sensor is active if and only if the attack occurs otherwise it always remains in sleep mode.
Control_Traffic_A ttack= token; Id = token;
Location :: lug : control-traffic _attacklg : Id;
Control_Attack :: wp : int twp : int;
Control_Detected_Sensor :: cdsnode : Node
cdsdeployed : map set of Id to Location
cattack : Control_Attack
inv mk_Control_Detected_Sensor(wpsnode, cdsdeployed,
cattack) == forall n in set dom cdsdeployed
& n = cdsnode.nid and cdsnode.mode =
<ACTIVE> <=> cattack.cd >= cattack.twp
and cdsnode.mode = <SLEEP> <=>
cattack.wp < cattack.twp;
Three types of MAHSNs nodes is used in this model. These nodes are connected to each other through a wireless connection.
There are some invariants in this model that must be fulfilled throughout the model. Invariants: (1) The cardinality of the nodes
must be less than the pre-defined limit. It does not exceed the defined limit. (2) There must be wireless edges between the actor,
sensor and mobile nodes.
Initializations: MAHSNs nodes should be empty before initialization of the model. There should be not any type of node in the
network before modeling.
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J. Appl. Environ. Biol. Sci., 8(1)14-22, 2018
state MAHSN of
Mobile_nodes:set of nodes
node_edges:set of Edges
sensors: set of Sensor
drop_packects:set of packets
delay_packets:set of packets
sink:set of nodes
subnetId:subnet
inv mk_MAHSN(nodes)== card nodes<=LIMIT
inv mk_MAHSN(mobile_nodes,node_adges,sensors,drop_packet , delay_packet )
== forall edge in set node_edges & edge.node1 in set sensor_node and
edge.node2 in set sensor_nodes and forall kk in set sensors
init mk_MAHSN(nodes)==nodes=
end
There are multiple operations that are done in the purposed model to detect the different type of malicious attacks in MAHSNs.
Detect Data _traffic _Attack function take subnet id as an input writes clause the dropped packet and delay packets and detect the
data traffic attack by fining the ratio of the drop and delay packets within the subnet. Subnet approach provides an efficient way
to find out attacks in the network. If the ratio of the drop and delay packets is less than the actual value then attack will be
detected and actor node eliminates the malicious path and established the new path for the data transmission. Data _control _ also
takes subnet id of type subnet as an input. It writes clauses the drop and delay packets in the network and finds out the attack at
the control traffic of the network. There are some preconditions before the creation of the subnet and sink node.
Pre-conditions: Unique newly created nodes must belong to the set of nodes field before creation and it should be less than the
pre-defined limit.
operations
Detect Data_Traffic_Attacks(subnetIn:subnet)query:bool
ext rd drop_packects:set of packets
ext rd delay_packets:set of packets
pre nodeId in set nodes and nodeId <LIMIT
post query <=>mk_Block(drop_packets,drop_packets) in set datatraffic;
Detect controll_Attacks(nodeIn:nodes)query:bool
ext rd drop_packects:set of packets
ext rd delay_packets:set of packets
pre true
post query <=>mk_Block(drop_packets,drop_packets) in set datacontroll;
Actor nodes play a head node role in Security assessment Model. These nodes are responsible to detect the malicious attacks at
subnet level. Unique actor nodes in the subnets collaborate with each other to find out the attack and to efficient action that will
be taken against that attack in the network. Detect jellyfish Attack take subnet id as an input. It writes clause the delay packet in
the network and detects the attack by identifying the number of delay packets within the subnet. Wormhole attack is detected by
finding the short circuit in the subnet. If any type of short circuit is an exit in the links of the nodes then wormhole attack is
detected.
Detect Jellyfish Attack(subnetId:subnet)
ext rd delay_packets:set of packets
pre true
post query <=> nodeIn in set jellyfish;
Detect wormhole Attack(nodeIn:nodes)
ext rd short_circuit:set of links
pre true
post query <=> nodeIn in set short_circuit;
Detect HelloFlood Attock(subnetIn:subnet)
ext rd drop_packet:set of packets
ext rd pdr:packet ratio
post query <=> nodeIn in set drop_packet and pdr;
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Yasin et al.,2018
VI. MODEL ANALYSIS
The formal specification of the ADM model has been analyzed and verified by VDM-SL Toolbox. The specification is checked
by the C++ code generator, type checker, and syntax checker. Dynamic checking is used to identify the error at the runtime. The
formal specification of the ADM model is conceded successfully from all the syntax and type checking and the proof of
correctness of the purposed ADM model is shown in figure 6. Table 3 represents all the formal specifications is checked correctly
in terms of syntax and semantics.
Figure 9. Proof of Correctness
Table 3. Analysis of structure, state, and operation Composite object, State,
Function, and Operations
Syntax
Check
Type
Check
Pretty
Check
Integrity
Check
Object Y Y Y Y
Attacks Y Y Y Y
Edges Y Y Y Y
Activation Y Y Y Y
Drop packet Y Y - Y
Delay packet Y Y - Y
Subnetting Y Y - Y
Values Y Y - Y
Invariants Y Y - Y
Execution Y Y Y Y
Pre/post conditions Y Y Y Y
Verification and validation Y Y Y Y
VII. CONCLUSIONS
The malicious attacks can be detected using attack detection model (ADM) and extinguished using subnetting based actor head
nodes. In this paper, new attack detection model and algorithm is purposed for the security assessment of AODV protocol under
data and control traffic attacks in mobile ad-hoc and sensor network (MAHSNs). This model explores the different type of attacks
in MAHSNs. The Purposed ADM is verified and validated through Vienna development method–specification language Tool
Box. The topology of wireless network like MAHSNs is difficult to control due to various attacks. The approach we have used
can be applied and implement any type of algorithm in wireless sensor network. This is because we have observed that all types
of attacks only detected when they are enter the system. Through VDM-SL specifications these types of attacks not only detect
before entering the system but also provide the reliable mechanism to handle the outside attacks. So it has become possible
through large and complex network can easily be handle for all types of attacks that disturb inter and intra communication of the
networks.
VIII. REFERENCES
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
Corresponding Author: Nurdina, STIKes Surya Mitra Husada Kediri, Indonesia. Email: [email protected]
Analysis of Lawrence Green Theory Concerning Pregnancy Sexuality
Behavior to Sexual Behavior Change in Primigravida in Kediri
Nurdina
STIKes Surya Mitra Husada Kediri, Indonesia
Received: September 9, 2017
Accepted: November 28, 2017
ABSTRACT
Pregnancy in primigravida often gets behavioral changes during intercourse in pregnancy. Behavioral changes
are influenced by predisposing factors, enabling factors, and appropriate reinforcing factors in Lawrence
Green's theory. The purpose of this research was to analyze the influence of Lawrence Green's theory about
the behavior of pregnancy sexuality to sexual behavior change in primigravida pregnant women in Kediri.
The design of this study was observational with cross sectional approach. Sampling technique used purposive
sampling got 38 respondents. Data collected by using questionere. Data collected was processed using
multiple linear regression test with significance level α = 0,05. The results showed that the predisposing
factors influenced the sexual behavior of pregnancy in good category as many as 22 respondents (57.9%).
Possible factors also influence the sexual behavior of pregnancy in the good category as many as 26
respondents (68.4%). While the reinforcing factors affect the sexual behavior of pregnancy in the good
category as many as 33 respondents (86.8%). The result of multiple linear regression test obtained p value =
0,000 <0,05 then H1 accepted mean there is influence of Lawrence Green theory about sexuality behavior of
pregnancy to sexual change at primigravida in Kediri. Lawrence Green's theory consist of predisposing
factors (knowledge, attitudes, beliefs), enabling factors (facilities and health facilities), and reinforcement
factors (support of husbands, parents, friends) is a behavioral theory that greatly influences sexual behavior
change in primigravida women.
KEYWORDS: Lawrence Green Theory, Sexual Pregnancy Behavior, Primigravida
INTRODUCTION
Pregnancy is a process of ovulation and the meeting of the ovum and spermatozoa there is
conception and growth of the zygote and then on the uterus and the formation of the placenta and the final
stage is the growth of conception until term. [1]. Physical and psychological changes in pregnant women
especially in the primigravida may affect affective bond with the husband, especially in sexual activity. [2]
In a research which is conducted by the Population and National Family Planning (BKKBN)
mentioned that basic knowledge of reproductive health is relatively limited as indicated by 57.89% of
respondents did not know the meaning of sexuality. Respondent's attitude to health promotion sexuality based
the mythical in society gives a relatively good indication, but the doubt are also felt relatively. Information on
sexuality is only 58.33% obtained from health worker and 31.6% obtained from other sources. [3]
Based on the preliminary research in Kediri, the number of primigravida women who performed
antenatal examination in January - February 2017 was 46 people. At the time of collecting data on February
15, 2017 there were 10 primigravida women consisting of 4 people trimester I, 3 people trimester II, and 3
people trimester III. Based on interviews 10 primigravida women said they were still afraid to have sexual
intercourse and only do sexual activity without coitus for fear of miscarriage but there are also primigravida
who have sex without worry because according to his belief it can make labor more easy. The results of
interviews with 3 of 4 pregnant women primigravida trimester I said that they still afraid of sexual intercourse
because of the age of pregnancy is young and afraid of resulting miscarriage, so they just do a kiss and hug
with husband.1 people of trimester I said still do sexual intercourse because the mother regularly visits
Antenatal Care (ANC), and counseling about pregnancy sexuality with midwife, so she doesn’t feel worried
during sexual intercourse. In pregnant women primigravida trimester II with 3 people got the results of the
23
Nurdina, 2018
interview that they keep doing coitus relationships during the condition of the fetus there is no problem and
mothers routinely conduct examination and counseling with the midwife. Whereas in pregnant women
primigravida trimester III with 2 of 3 people said that not afraid to do coitus relationship because they believe
that in trimester III can accelerate labor, and 1 of them feel afraid to do coitus because the culture avoid that.
Viewed from medic if the pregnancy doesn’t have problem or have no high risk, sexual intercourse will not
cause any effect on the baby. [4]
Lawrence Green's theories try to analyze human behavior from the health level by making it happen
by health promotion programs. Lawrence Green (1991) also explained that behavior is determined or formed
from predisposing factors (factors from within individuals that include knowledge, attitudes, beliefs, values
and norms), supporting factors (health facilities, access to health facilities, health rule, and skills related to
health), and reinforcement factors (health workers, community leaders, or influential people in decision-
makers). [5] This research aims to know the influence of Lawrence Green's theory about the behavior of
pregnancy sexuality towards sexual behavior change in primigravida women in Kediri.
RESEARCH METHODS
The design of this research was observational with cross sectional approach. Sampling technique used
purposive sampling got sample 38 respondents. Technique of collecting data was using questioner. Data
collected was processed using multiple linear regression test with significance level α = 0,05.
RESULTS
Table 1. Respondent characteristics characteristics N %
Gestational age
Trimester 1
Trimester 2
Trimester 36
11
11
16
29
29
42
Education information
Ever
Never
32 6
84 16
Source of information
None
Health worker.
Brochure, newspaper
Friends
Others
6
25 1
3
3
16
66 2
8
8
Predisposition factors
Good
Enough
Less
22 15
1
57.9 39.5
2.6
Enabling factors
Good
Enough
Less
26
11
1
68.4
28.9
2.6
Supporting factors
Good
Enough
Less
33 4
1
86.8 10.5
2.6
Sexual behavior
Good
Enough
Less
27 10
1
71.1 26.3
2.6
Total 38 100
Source: data analysis, 2017
24
J. Appl. Environ. Biol. Sci., 8(1)23-28, 2018
Based on the table above from the total 38 respondents of gestational age in Trimester III there are
16 respondents (42%), had received educational information32 respondents (84%), obtained information
sources from midwives / health worker 25 respondents (66%), had knowledge, behavior and trust are 22
respondents (57,9%) have influence from facilities with good category as many as 26 respondents (68,4%),
influence from husband, parents, and friends with good category as many as 33 respondents (86 ) and had
sexual behavior with good category as many as 27 respondents (71.1%).
Table 2. Summary model data analysis R R square Appropriate with
degree
Standard of error Score Durbin-Watson
.809a .654 .633 4.6497 1.487
Based on Durbin-Watson score of 1.487 means there is no correlation (free of autocorrelation)
between errors in period t with errors in the previous period. It is proved again with the standard error
estimation of 4.96497 which is smaller than the standard deviation of sexual behavior is 8.19100 so that
multiple linear regression model is good used in this research.
Table 3. Summary model data annova Model Sum of Square Freedom of
degree
Average
Square
F count Significant value
1 Regression 1492.313 2 746.157 30.269 .000b
Residual 788.829 32 24.651
Total 2281.143 34
From the data above it can be seen that the significance value of 0.000 is lower than the alpha of
0.05, it can be concluded that this regression model shows that between the predisposing, enabling and
reinforcing variables with pregnancy sexual behavior variable there is a linear relationship.
Table 4. Coefficient model data analysis Model Coefficient not standard Standard Coefficient
Beta
T
count
Significant value
B Standard
error
1 (constant) 53.059 5.587 9.496 .000
Predisposition .391 .265 .251 5.477 .016
Enabling .058 .415 .023 3.139 .004
Reinforcing .195 .478 .069 4.408 .008
The table above shows T count is 5.477 for predisposing, 3.139 for enablers and 4,408 for
reinforcing with significance below 0.05 then this implies understanding of sexual behavior of pregnancy
influenced by predisposing, enabling and reinforcing.
DISCUSSION
Predisposition Factor in The Lawrence Green Theory In Primigravida About Sexual Pregnancy.
The influence of predisposing factors in Lawrence Green's theory of primigravida about sexual
pregnancy is almost in good category as many as 22 respondents (57.9%).
According to Lawrence Green's theory, predisposing factors consist of knowledge gained from one's
own experience or experience from others, so it can change behavior to health, public attitudes to health that
describe a person's likes or dislikes to the objects and beliefs of society related to health. [5]
Age and education of a person will affect one's level of knowledge. With the age of a person, then
there will be physical and psychological changes (mental). The more mature someone will more easily in
25
Nurdina, 2018
receiving knowledge. [6] To realize a behavioral action needs to be preceded by the existence of knowledge,
attitude and influenced by internal and external factors. There are several factors that can influence the
knowledge of education, work, age, interests, experience, culture, and information. [6]
Respondents who more often get information from health workers or from other sources will gain
maximum knowledge so that individuals know better behave in accordance with the information obtained.
Enabling Factors in The Lawrence Green Theory in Pregnant Women Primigravida About Sexual
Pregnancy.
The effect of enabling factors in the Lawrence Green theory on primigravid about sexual pregnancy
is almost in good category as many as 26 respondents (68.4%).
This is supported by cross-tabulation data of respondent's characteristic with the enabling factor that is the age
factor which majority of respondent have influence of enabling factor in good category 20-30 years old that is
14 respondent (36,8%). With the age of a person, it will be different way of thinking. Young women with 20-
30 years of age differ in attitude and behavior when compared with older women or those who are <20 years
old, this is due to the use of health facilities provided by health worker. For example, counseling facilities on
sexuality during pregnancy. [6]
From the results of the research showed that the mother as housewife can obtain information about
the visit of pregnancy examination is more maximized in accordance with the wishes of the mother, for
example the mother prefers the facility where the examination of pregnancy is considered Mother can satisfy
both the services and counseling provided by health workers. In addition, information can also be obtained
from books that discuss about pregnancy.
Pregnancy age which has in good category in third trimester is 11 respondent (28,9%). In the third
trimester more use of health facilities compared to trimester I and trimester II because trimester III
respondents more often doing ANC so that respondents more often also counseling about sexuality during
pregnancy.
Reinforcement Factor In Lawrence Green Theory In Pregnant Women Primigravida About Sexual
Pregnancy.
Influence of reinforcement factor in Lawrence Green theory on pregnant primigravida pregnant
women, is almost in good category as many as 33 respondents (86.8%).
The results showed that the majority of respondents were 15 respondents (39.5%) in good category.
Housewife more easily influenced by their close people. For example, housewives work at home and more
often interact with families, especially with husbands so that more get support from the husband, because
most respondents are more taking the time to talk about sex during pregnancy with a husband.
Respondents who have received educational information in good category as many as 27 respondents
(71,1%), and supported by information source which majority obtained from midwife / health worker is 21
respondent (55,3%). Midwives / health worker are more used for counseling by respondents compared to
other information sources because the respondents trust the midwife / health worker is a good source of
information for his health.
Sexual Behavior Pregnancy in Primigravida Pregnant Women.
Changes in sexual behavior of pregnancy in primigravida women are almost in good category as
many as 27 respondents (71.1%). This is supported by cross-tabulation data characteristic of respondent with
sexual behavior of pregnancy that is pregnancy which have sexual behavior of pregnancy in good category is
in trimester III that is 13 respondent (34,2%), and who ever get educational information there are 23
respondents (60,5 %) and the majority who have good sexual behavior in pregnancy category, and supported
by information source which majority obtained from midwife / health worker is 17 respondent (44,7%).
In the Setyowati research in 2011 it was mentioned that mothers with pregnancy parity primigravida
don’t have experience with pregnancy including with sexuality. Convenient and satisfying sexual intercourse
26
J. Appl. Environ. Biol. Sci., 8(1)23-28, 2018
is an important component of marital relationships. Sexual intercourse is said to be fun and rewarding if one
party can give the best erotic pleasure to her partner and also get the best erotic pleasure from her partner. [7].
Sexual intercourse is said comfortable and satisfying when in sexual relations both partners do not
complain about something and at the time of sexual intercourse both couples both get pleasure instead of pain [7]
On the third trimester of a pregnant woman will get changes in body and big, so they feel
unconfident, in addition the movement is also limited. This leads to discomfort and difficulty in sexual
intercourse.
Based on the results showed that the majority of respondents have sexual behavior during pregnancy
in either category. Respondents behave sexually during pregnancy well; this is influenced by various factors.
Improper sexual behavior of pregnancy will have an impact on infants and mothers. Primigravida mothers
who are still taboo for counseling about pregnancy sexuality to health workers, will behave differently
according to the information obtained, may even harm the health of mothers and infants if the mother has a
history of disease. Good pregnancy sexual behavior is a good sexual relationship and do not have a risk.
Analysis of Lawrence Green Theory About Sexuality Pregnancy Against Sexual Behavior Changes In
Primigravida Pregnant Women.
Based on the results of the analysis using multiple linear regression model summary, annova and
coefficient shows p value = 0.000 <α = 0.05 so h0 rejected and h1 accepted which means there is influence of
Lawrence Green theory about sexuality behavior of pregnancy to change sexual behavior in primigravida in
Kediri.
Behavioral changes are influenced by various factors: predisposing factors, enabling factors, and
reinforcing factors. These factors include knowledge, community attitudes, beliefs, and facilities, as well as
support from people around so it is very influential in one's behavior. [6]
Pregnancy has some influence on female sexual behavior. The changes in sexual activity in women
can be affected by the psychological and physiological changes that occur during pregnancy. Physical and
psychological changes that occur during pregnancy make married couples feel afraid of sexual intercourse
during pregnancy, especially in the first and third trimesters. In the third trimester, due to increased body
complaints, breast changes, and body size can cause pleasure and interest in sexual decline [8].
CONCLUSION
1. Predisposing Factors in Lawrence Green theory influenced pregnancy sexuality behavior in primigravida
in Kediri in good category, that is 22 respondents (57.9%).
2. Enabling Factors in Lawrence Green's theory affect pregnancy sexuality behavior in pregnant women
primigravida in Kediri in good category, that is 26 respondents (68.4%).
3. Reinforcing Factors in Lawrence Green's theory affect the behavior of pregnancy sexuality in
primigravida in Kediri in good category, that is 33 respondents (86.8%).
4. Sexuality behavior of pregnancy in pregnant woman primigravida in Kediri in good category, that is 27
respondents (71.1%).
5. There is influence of Lawrence Green's theory about sexuality behavior of pregnancy to sexual change in
primigravida in Kediri which shows p value = 0,000 <α = 0.05 so h0 is rejected and h1 accepted.
REFERENCES
[1]. Manuaba, dkk. (2012). Pengantar Kuliah Obstetri. Jakarta : EGC. 1
[2]. Varney, H. (2008). Buku Ajar Asuhan Kebidanan Edisi 4. Jakarta: EGC. 2
[3]. BKKBN. (2008). “Pengetahuan Tentang Seksualitas”. (http://www.bkkbn.go.id). Diakses 3 September
2016.3
[4]. Suparyanto.(2011).”KonsepKelasIbuHamil”.(http://dr.suparyanto/2011/05/konsep-kelas-ibu -hamil-
1.html), diakses 24 November 2016. 4
[5]. Notoatmodjo, Soekidjo. (2012). Promosi Kesehatan dan Perilaku Kesehatan. Jakarta: Rineka Cipta. 5
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[6]. Mubarak, I. W. (2007). Promosi Kesehatan Sebuah Pengantar Proses Belajar Mengajar Dalam
Pendidikan. Yogyakarta: Graha Ilmu. 6
[7]. Asmoro. (2009). Theresia Leftew. (2015). Hubungan Penggunaan Kontrasepsi IUD dengan
Kenyamanan Hubungan Seksual pada akseptor IUD di Wilayah Puskesmas Ngemplak.Skripsi.
Universitas Respati Yogyakarta.7
[8]. Bobak, I.M.,Lowdermilk, D.L., & Jensen, M. D. (2008). Buku Ajar Keperawatan Maternitas.Ed. 4.
Jakarta: EGC.
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J. Appl. Environ. Biol. Sci., 8(1)29-34, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
Corresponding Author: Syed Asif Ali Naqvi, Department of Economics, Government College University, Faisalabad, Pakistan.
Email: [email protected] Phone: +923004691512
Impact of Environmental Degradation on Wheat Production in Pakistan
Sidra Arooj, Syed Asif Ali Naqvi, Muhammad Sohail Amjad Makhdum
Department of Economics, Government College University, Faisalabad, Pakistan
Received: 2017
Accepted: 2017
ABSTRACT
This study investigated the determinants of environmental degradation and analyzed its effect on wheat production
in Pakistan. Time series data was used from the period 1981-2011 for the empirical analysis of study. The data of
the variables; carbon dioxide, fertilizer, population growth, urbanization, energy consumption, wheat production,
area under wheat and wheat price were taken. Autoregressive distributive lag model and co-integration method were
used on the both equations. Error correction model has negative sign for both models. It indicated that models were
converging to their equilibrium from short run to long run. Causality between environmental degradation and wheat
production was also analyzed. It was estimated that the environmental degradation was significantly impacting
wheat production. Cumulative Recursive test for stability of the parameters revealed that parameters were stable at
5% level of significant. The results indicated environmental degradation was causing the yield reduction of wheat.
Study findings suggested the need of proper management to reduce environmental degradation and enhance wheat
production.
KEYWORDS: Environmental Degradation, Fertilizer, Equilibrium, Production, causality
I. INTRODUCTION
Environmental degradation (ED) today is a serious challenge to the life forms on the planet earth. It is adversely
affecting not only the individuals and human societies in various ways and in different degrees, but is also
influencing the changes that are detrimental to the health and growth of all forms of life [1]. The effect is cumulative
in its nature and is in an acceleration mode now. The problem ED is approximately being faced by the whole world
especially in developing countries where not much importance is given on this issue [2]. ED means the degradation
of air, water, soil and distortion of ecosystem [3]. As any country move towards economic growth, results were
started to appear in the form of environmental degradation [4]. So, economic growth is a main factor which causes
ED. The trend of CO2 emission is increasing according to the previous researches and if this situation will continue
then the whole globe have to face the worse results. There is needed of such study that discusses the determinants of
ED comprehensively.
The anticipated large expansion in the demand for its products could lead to an increase in the negative contribution
of agriculture to global environmental quality, for example, loss of biodiversity through the clearing of grassland
and forests, unsustainable pressure on increasingly scarce water supplies or increased water pollution by agro-
chemicals and animal waste [5]. Although CO2 emission leaves negative impact on wheat production but, there are
some other factors that also affect its production. Wheat price and area under wheat production are major factors that
affect the wheat production [6]. But, in Pakistan the wheat production area has decreased 9,138 thousand hectares
during the period of 2015.So, if this situation will continue, then the problem of food shortage have to face, as the
area under wheat production plays an important role in its production. But, during some past years tremendous
changes were seen in the area of wheat production [7]. Previous researches on the wheat production indicated that if
the production area is enhanced, wheat production can be increased [6]. Some previous research explained that not
only ED affects the production of wheat but this can also affects the environment [8].
In Pakistan many factors are causing ED including, increasing population, urbanization, increasing number of
vehicles, excessive use of fertilizer, forest depletion, and energy consumption. As population increases in any
country, it depends more on natural resources and natural resources are depleted as a result and they contribute to
the ED. Moreover, the excessive use of fertilizer also leaves the negative impact on environment and especially on
the crop production. Fertilizer also cause water pollution and affect the production of crops and human health [9].
Due to increase in population areas for cultivation are squeezing gradually. In order to the fulfillment the needs of
food for growing populations, fertilizers are being used heavily in the crop production [2].
29
Arooj et al.,2018
Urbanization is another major factor that is contributing in ED and its rate is increasing day by day. Urbanization
causes to the depletion of natural resources. So, the high depletion of natural resources leaves the biodiversity in
great thread. Rapid growth has led to unplanned urban development, causing major environmental problems and a
severe lack of human contact with nature [10]. ED not only affects the economy of any country but also affect the
agricultural sector [6]. The quality of environment is also affected due to the desire of getting higher production of
food. In order to gain higher production of different crops, farmers use new technologies that are producing higher
quantity of crops but at the same they are polluting the quality of environment [10]. Although agricultural
intensification is giving a big quantity of production but this intensification is causing the loss of nutrients in the
soils. So, if we want to secure our food then we will have to be take some immediate steps to cancel out the negative
effects of the new technologies [11]. Salinity is another factor causing problem of ED and it is usually exacerbated
by intensive irrigation and is one of the most important constraints in agricultural lands. Salinity has a considerable
effect on world agriculture, significantly reducing productivity of agricultural plants [12].
Sustainability is an important factor for the economic growth of any nation because future growth depends on it
[13]. Environmental sustainability is one of the sustainable development goal (SDG), and Pakistan is working to
achieve this it. It can be achieved if Pakistan gives some more concentration on it. So, it is very important for every
country to use natural resources in such a way that will remain sustainable for the coming generation. Fresh water,
air and land are deteriorating due to pollution that can create problem for the next generation [14].
Geographically, Pakistan is included in the top countries that have unpredictable climate condition. But less
capabilities and short resources to cope up with the climatically changes have pushed the Pakistan in worse situation
[15]; [16]. Due to these shortcomings, we are facing extreme and sever events in the form of droughts, floods and
increasing land sliding incidents. Flood events in the years 2012, 2011and 2010 are evidence of these climatic
changes [17]. Now, government of Pakistan is making efforts to combat these disasters at the initial stages. Study is
aimed at describing that how environment degrades due to energy consumption, urbanization, fertilizer, population
growth, gross domestic product (GDP) and other factors. This section was gave the background of study. In the
second section, materials and methods are explained, third part discussed the results and their interpretations and in
the last portion conclusions are drawn in the light of investigated results.
II. MATERIALS AND METHODS
Data and sources
The study included the variables of CO2 emission (Matric tons per capita), population density (people per sq.km of
land area), fertilizer (crop wise use total), urban population (annual growth), GDP per capita annual growth (%),
wheat production (000 tonnes), area under wheat production (000 hectares), wheat producer price (Lower currency /
Tons) and energy consumption (kg per kg of oil equivalent energy use). Data were taken from Food and Agriculture
Organization, World Development Indicator, National Fertilizer Development Center and different issues of
economic survey.
Estimation Technique
Different estimation techniques were used in this paper during the whole result estimation. First of all stationarity of
the variables were checked through unit root test. In unit root test ADF test was applied to test the stationarity of the
variables. To investigate the environmental degradation equation and wheat production equation results,
Autoregressive distributive lag model (ARDL) was used in this study on the basis of stationarity of the variables.
But before using ARDL model bound test was applied to check the co-integration existence in the equation [8]. So,
bound test is also used that indicated that there exist long run co-integration in both models of the study. For the
application of ARDL model Eview 9 was used. In the last, cumulative recursive test was applied to check the
stability of the parameters.
To test the stationarity of the variables unit root test was used. Stationarity means variance, mean and covariance
remain constant over the time. In unit root test there were three types of test that were used to check the stationarity
of the variables.
To investigate the both equations results, the study used ARDL method because this method is used for an equation
when all the variables are stationary on different level. ARDL model was introduced by [18]. ARDL was also used
in the studies of [8]; [14] and [19]. Autoregressive means that we can take the lag value of dependent variable. So,
the autoregressive model is:
Y = βo + β1(X1) + β2(X2) + β3 (Yt − 1) + £ (1)
30
J. Appl. Environ. Biol. Sci., 8(1)29-34, 2018
In this equation βo is the intercept where β1 is the coefficient of x1 the first independent variable. Β2 is the
coefficient of X2 the second independent variable andβ3 is the coefficient of yt-1 the lag of dependent variable.
Where £ is the error term of the equation 1.
In the distributive lag model means that in this type of equation we can take the lag value of independent variable.
So, the distributive lag equation 2.
Y = βo + β1(X1) + β2 (X2) + β3 (X1t − 1) + £ (2)
So, in equation 2 Xt-1 is the lag of independent variable X1.
ARDL is a model in which we take the lag of both dependent and independent variables. So, autoregressive
distributive lag model can be written as (equation 3)
Y = α 0 + α1 (X) + α2 (Xt − 1) + α3 (Yt − 1) + µ (3)
In the 3rd equation Xt-1 represents the lag of independent variable where Yt-1 represents the lag of dependent
variable. So, Equation is the ARDL model.
After applying ARDL, it is important to check the co-integration of the equation. To check the co-integration in the
long run and short run equation bound test is used. According to [18] ARDL co-integration long run relation gives
unbiased result. For the analysis of Long run co-integrating bound test was used. If the F-statistic value are below
the lower and upper bound test value then result would be inconclusive [17].If there is co- integration in the specific
equation then we move to long run and short run equilibrium relation between the variables [19]. Granger causality
test is also used to test the direction of causality between Ed and WP. To analyze the results of their study [20] and
[6] also used Granger causality test. In the last to check the stability of the models were checked through Cumulative
Recursive test.
III. RESULTS AND DISCUSSION
This section is comprised of two parts, in the first parts impact of macro-economic determinants on ED is discussed,
and in the second part, impact of ED on wheat production is assessed. First the results of bound test are presented,
that explained the existence of long run cointegration between the variables. The estimated bound test value
indicated that there existed long run relationship between the variables. The results of the study are displayed in the
Table 1. In the bound test F-statistic value is compared with the critical values of bound test. On the basis of F-
statistic value the long run cointegration results are estimated.
Table 1 F-Statistic value of Bound test Test Statistic Value K
F-Statistic value 12.90151 5
Critical value of the Bound Test
The critical values of bound test is also presented below table.
Table 2 Critical Bounds Value Significance Level Lower Bound Upper Bound
10% 2.26 3.35
5% 2.62 3.79
2.5% 2.96- 4.18
1% 3.41 4.68
Equitation is significant even at 1% level of significance. So, we reject the null hypothesis that mean there is no co-
integration between the variables. It means that there is existing long run relationship between the variables. On the
basis of bound test result, ARDL long run equilibrium test is used to test the long run equilibrium between the
variables. The results of the study are also similar to the study of [11]; [13] and [16].
Short run results were estimated for determinants of environmental degradation. Here, ED was taken dependent
variable while energy consumption, fertilizer, population density, gross domestic product and urbanization were
taken as independent variables. The Coint Eq (-1) is -0.283 that is negative. The negative value shows that the
model is convergent to its equilibrium. So, this model is a convergent model. The coefficient of ECM is highly
significant and describes, that it will converge to its equilibrium by 28 % each year from short run to long run.
In the long run ARDL co-integration result of energy consumption, fertilizer, population density, urbanization and
GDP are presented (Table 3).
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Arooj et al.,2018
Table 3: Long run ARDL Co-integration result of ED analysis Variables Coefficient Standard Error t-Statistic Probablity
EC 0.027 0.002 13.5 0.000
FER 0.028 0.017 -1.64 0.129
GDP -0.047 0.017 -2.76 0.016
POPDNS 0.102 0.021 4.83 0.000
URBAN 0.145 0.018 8.05 0.001
C -1.123 0.132 -8.498 0.040
ED is the dependent variable. All the independent variables are highly significant except fertilizer variable. The first
variable energy consumption is highly significant and has positive impact on ED. The results of energy consumption
of this study are similar to the results of [21] and [14]. All these results of the study have positive relation with CO2
emission. It means that energy consumption is the important determinants of ED. The co-efficient described, that
one percent increase in energy consumption would lead to 0.027 percent increase in ED.
Fertilizer also has positive and significant relation with environmental degradation. It explained that one percent
increase in fertilizer would cause 0.028 percent increase in ED. Studies of [6] and [9] also indicated that fertilizer
has negative impact on the environment and has positive impact on the agriculture sector.
The next variable GDP has negative and significant relation with ED. The coefficient of GDP revealed that one
percent increase in gross domestic product could contribute 0.047 percent decrease in ED. The results of [21]
explained that as GDP of the county increases, environment degrades first, and then starts to improve. Population
density and urbanization both have also positive and significant relation with ED.
In the second equation, wheat production is the dependent variable and environmental degradation, wheat price, area
under the wheat production and fertilizer were taken as explanatory variables. These variables also showed different
stationarity levels. It is why, ARDL model was used for the analysis here. Before the application of ARDL, bound
test was applied to test the long run cointegration.
Table 4 F-Statistic value of Bound Test Test Statistic Value K
F-Statistic 6.504 4
The F-Statistic value of bond test is 6.504 and 4 degree of freedom level. After the F-Statistic value of bound test the
critical values of bound test are also presented below.
Table 5 Bound Test Critical values Significance Lower bound Upper bound
10% 2.45 3.52
5% 2.86 4.01
2.5% 3.25 4.49
1% 3.74 5.06
The F-Statistic value of bound test was 6.5 that was high from all lower and upper bound. Model was significant at
1% level of significance. F-statistic value indicated that there exists long run relation between the variables. [11];
[13] and [16] studies also used bound test to check the long run relationship between the variables. The value of the
Coint Eq (-1) of this equation was -0.215. The cointegration equation of the model is negative and highly significant
that demonstrated the model is convergent from short run to long run at the speed of 21% each year.
Table 6: Long Run Cointegration Result of wheat production Variable Coefficient Standard Error t-statistic Probability
AUW 7.196 0.084 85.541 0.000
ED -1.003 0.014 -71.743 0.000
FER -0.278 0.071 -3.909 0.004
WPRICE 0.016 0.004 3.993 0.005
C -403.832 52.755 -7.765 0.000
Table 6 shows that in the long run, one percent increase in area under wheat production leads to 7.196 percent increase
in the wheat production. The results of area under wheat production are matched to the results of [18] and [19].
32
J. Appl. Environ. Biol. Sci., 8(1)29-34, 2018
Mostly previous work explained that CO2 emission has negative relation with wheat production. The results of [22]
and [23] demonstrated that CO2 emission caused to the reduction of wheat production. However, the result of [24]
has quite different results from other studies.
The fertilizer variable is negative and significant at 1%, and 5% level of significance. It revealed that one percent
increase in the fertilizer would lead to 0.278 percent decrease in the wheat production in the long run. The results of
[7]and [25] were similar to this study. The last variable wheat price was positive and significant at 5% level of
significance. The similar results of wheat price and wheat production were found from the study of [18]; [26] and [27].
Granger Causality Test
The result of the causality between the variables is checked through the granger causality test and the result of the
test is given in Table 7.
Table 7 Pairwise Granger Causality Test Null Hypothesis Obs F-Statistic Prob.
WP does not granger cause ED
29
0.15011
0.8614
ED does not Granger Cause WP
5.36239
0.0119
Table 7 indicated that WP does not cause to Ed but ED cause to WP because the probability value of it is 0.0119
demonstrated that we reject the null hypothesis means there is no existed granger causality. So, null hypothesis is
rejected explaining that ED caused to degrade the environment. Causality test were also applied in the studies of
[28]; [11] and [15].
IV. CONCLUSION
This study has two main parts. The first part of this study demonstrated the determinants of ED. All the statistical
analysis of the study’s result indicated that all the included variables in the study were significantly impacting the
environment except GDP. The second part of the study describes that ED is effecting wheat production in Pakistan.
Results described that one percent increase in wheat area would lead to 7.2percent increase in wheat production. It
can be concluded that energy consumption, fertilizer, population density, and urbanization were contributing toward
ED. The results of study are favored with the study of [3]; [7] and [11]. So, on the basis of the result it has been
cleared that all the mention variables in the study highly affect the environment. Effective policies by the
government should be developed that minimize the level of ED from the environment in the presence of above
explained variables. Wheat is the most important variable in the second model. Higher wheat producer price
encourages the producers to increase the production to get more benefits [8]. It can be suggested that government
should devise policies to decrease the CO2 emission level to tackle down the ED. Some alternate ways should be
adopted for energy purpose like energy from renew able source to reduce the burden on environment [11]. Farmers
should be educated regarding the use of suitable quantity of fertilizer in the production to avoid long term losses.
IV. REFERENCES
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Economy, 163.
[2] Mustafa, K., M. Shah, N. Khan, R. Khan and I. Khan, 2007. Resource Degradation and Environmental Concerns
in Pakistans' Agriculture. Sarhad J. Agric., 23(4): 1159.
[3] Sabat, A.K., 2012. Analysis of the underlying causes of environmental degradation in Bhubaneswar
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[5] Blandford, D. (2011). the Contribution of Agriculture to green growth. Report to the OECD.
[6] Sonneveld, B.G.J.S., M.A. Keyzer and D. Ndiaye, 2016. Quantifying the impact of land degradation on crop
production: the case of Senegal. Solid Earth, 7(1): 93-103.
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[7] Government of Pakistan (GOP), 2015. Economic Survey of Pakistan. Ministry of Finance, Islamabad, Pakistan.
Online available at: www.finance.gov.pk last acceded on April, 2017.
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Ghana: A comparison of VECM and ARDL model. Environ. Sci. Pollut. Res, 1-15.
[9] Savci, S., 2012. An agricultural pollutant: chemical fertilizer. Int. J. Environ. Sci. Dev., 3(1): 73-80.
[10] Farhadian, A. H. (2011). Environment, geography & geology of Tehran. J Appl Environ Biol Sci, 1(9), 366-
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[11] Dogar, M.H., S. Akhtar and M. Hussain, 2016. Factors affecting yield gap in different wheat varieties in
Southern Punjab. J. Environ. Agric. Sci., 7, 42-47.
[12] Tabatabaie, S. M., Nakhoda, B., Mohammadi-Nejad, G., Yousefi, K., & Mousavi, S. R. (2011). Evaluation of
Some Salt Tolerance Criteria in Wheat Lines. J. Appl. Environ. Biol. Sci, 1(11), 500-506.
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cropping zones of Punjab, Pakistan. Pakistan J. Agric. Res. Vol, 27(3): 188-199.
[14] Hossain, S., 2012. An econometric analysis for CO 2 emissions, energy consumption, economic growth,
foreign trade and urbanization of Japan. Low Carbon Economy. 3(3)
[15] Hussain, S.S. and M. Mudasser, 2007. Prospects for wheat production under changing climate in mountain
areas of Pakistan–An econometric analysis. Agric. Sys., 94(2): 494-501.
[16] Acunto, L., M. Semmartin, and C.M. Ghersa, 2016. Uncultivated margins are source of soil microbial diversity
in an agricultural landscape. Agric. Ecosyst. Environ., 220, 1-7.
[17] Singh, J. and R.S. Sidhu, 2006. Accounting for impact of environmental degradation in agriculture of
IndianPunjab. Agric. Economics Res. Rev, 19: 37-48.
[18] Pesaran, M.H., Y. Shin and R.J. Smith, 2001. Bounds testing approaches to the analysis of level
relationships. J. Appl. Econometr., 16(3): 289-326.
[19] Iwata, H., K. Okada and S. Samreth, 2012. Empirical study on the determinants of CO2 emissions: evidence
from OECD countries. Appl. Econ., 44(27): 3513-3519.
[20] Gregory, P.J., J.S. Ingram and M. Brklacich, 2005. Climate change and food security. Philos Trans R Soc Lond
B Biol Sci, 360(1463), 2139-2148.
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production in Pakistan: An Econometric Analysis. City University Research Journal, 2(1): 61-66.
[22] Junyi, S.H.E.N, 2006. A simultaneous estimation of environmental Kuznets curve: evidence from China. China
Econ. Rev, 17(4): 383-394.
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mixed cropping zone of Punjab. J Agric Res., 48(3): 403-408.
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Issues and policy options. Ecol. Econ., 65(1), 111-124.
[25] Avnery, S., D.L. Mauzerall, J. Liu and L.W. Horowitz, 2011. Global crop yield reductions due to surface ozone
exposure: 1. Year 2000 crop production losses and economic damage. Atmos. Environ, 45(13), 2284-2296.
[26] Kimball, B.A., 1983. Carbon dioxide and agricultural yield: an assemblage and analysis of 430 prior
observations. Agron J., 75(5): 779-788.
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perspectives. Food Policy, 34(2): 130-140.
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Market Policy Options for Promoting Development in Eastern and Southern Africa, Rome (pp. 1-2).
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J. Appl. Environ. Biol. Sci., 8(1)35-41, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Muhammad Naeem Shahid, Phd Scholar; Bahria University, Islamabad Campus, Pakistan.
Email: [email protected]
Corporate Governance and its Impact on Firm’s Performance:
Evidence from Cement Industry of Pakistan
Muhammad Naeem Shahid1, Dr. Muhammad Ayub Siddiqui2, Muhammad Haris Qureshi3,
Faraz Ahmad4
1Phd Scholar; Bahria University, Islamabad Campus, Pakistan
2Professor; FAST-NUCES, Islamabad 3Lecturer; The University of Faisalabad
4MS Scholar; The University of Faisalabad
Received: August 13, 2017
Accepted: October 18, 2017
ABSTRACT
In the paper the researcher investigate the level of impact of elements of CG (Corporate Governance) system on
firm’s performance. To analyze the causal relationship board size and financial leverages have been taken as
independent variables and CEO duality is considered as control variable, while Return on Equity (ROE) has been
taken as proxy variable to measure the performance of companies. The current study was conducted on the growing
industry of Pakistan i.e. cement, by taking 58 companies in consideration over the period of 2007 to
2010.Generalized least square model was applied with both fixed and random effects to draw inferences. By
reviewing the results we have found that company’s board size has an insignificant but positive relationship with
ROE, while financial leverage has negative but significant relationship with and ROE. In the current study CEO
Duality is taken as a control variable with both independent variables has some crucial influences on the
performance of firms in cement industry of Pakistan.
KEYWORDS: Performance, Corporate Governance, Cement Industry, Return on Equity, CEO Duality, Board Size,
Leverage Ratio.
1. INTRODUCTION
The firm’s performance and value significantly increase by corporate governance [1]. According to [2] firms in order to
contribute to economy must develop them under the pivotal practices of governance system. A system comprises of
good governance structure ensures sales and the profit at the same time [3]. The Organization of Economic
Cooperation and Development (OECD) defines corporate governance as “The system by which business corporations
are directed and controlled. The corporate governance structure specifies the distribution of rights and responsibilities
among different participants in the corporation, such as the board, managers, shareholders and other stakeholders and
spells out the rules and procedures for making decisions on corporate affairs. By doing this, it also provides the
structure through which the company objectives are set, and the means of attaining those objectives and monitoring
performance”[4].[5]Identify that the CG (corporate governance) focuses on good association between BOG (board of
directors) and management, and also concerns with controlling and monitoring all the stakeholders. But the interests of
all the stakeholders should be handled carefully because no stakeholder has the right to grab the interests of other
stakeholder. The Corporate governance can also be considered as the decisions in the favor of BODs & shareholders
and these decisions are pivotal for performance of an organization. These decisions towards the two directions
(including BODs and shareholders) are contradicting but contributing towards firm’s performance [6].
[7]Claims that the better corporate governance system can ensure a higher degree of access to financing criteria
(from where the finance come), lowering capital cost and build a better relationship with all the stakeholders by
building good relations with them.[8] Identify that the parameters of CG (corporate governance) have positive
relationship with firm’s performance, likewise the good performance can cause firm to change governance
framework. Even a single factor affecting the performance of the firm needs deep understanding and refinement.
Previous studies find significant relationship between CG (Corporate Governance) dimensions i.e. ownership
structure and capital and firm’s performance. But now corporate governance includes a list of factors affecting
performance of firm like dividend amount, size of board, board composition, board compensation, education level of
board, outside directors, ownership structure, block holders, duality of CEO, size of firm and leverages[9]. A
number of studies researches have been conducted to explore the impact of corporate governance on performance of
35
Shahid et al.,2018
the firm in the world but a few in Pakistan, out of which cement industry is slightly ignored. For this purpose
cement1 industry of Pakistanis selected as population of the study.
The literature shows that corporate governance enhances the performance of the firm. Arguments suggested
implementation of good corporate governance strategies reduces flaws in information flow. This also reduces the
risk of wrong information flow. From the above discussion it is concluded that CEO duality have a significant
impact between firm performance and corporate governance because in Pakistan mostly businesses are family
owned and firms having a same person for the position of CEO and chairman. So it is of great need to study the
mediating role of CEO Duality between governance factors and firms performance. From the above discussion,
following are the research question:
Do corporate governance factors impact on the performance of firm in cement industry of Pakistan?
Do CEO duality mediates between corporate governance factors and performance of firm in cement industry of
Pakistan
2. LITERATURE REVIEW
The performance of the firm is either positively or negatively can be affected by the Board Size which includes the
number of directors in the board. The Board is highly accountable for performance of the firm [10], and institutional
investors who are usually shows more willingness to pay a premium to BODs just for the making and
implementation of good governance practices [11], as the shareholders always expect from BODs to ensure good
governance practices to govern firms [12]. But it is not easy to justify the relationship between the size of the board
and performance of the firm, because some firms have large board size as compared to the others. According to [13]
the size of the board is not a real measure of performance of the firm. [14] argue that smaller size of board increases
the performance of firm by proposing that the board should consist of ten or fewer members. But [15] finds that as
large as the size of board; the firms can improve the performance and becomes successful. [16]Observe that
performance of the firm goes side by side with the size of board, which means that performance of the firm is
enhanced by largening the size of the board. If the members of the board are in higher number that means that the
company have a good mind to share the ideas and to make better decisions which in turn makes it difficult for the
CEO to influence the decisions making process.
CEO Duality means that head/chairman of the board and the CEO is the same person in the firm. [17] Find CEO
duality slightly impacts performance of the firm.[18]Advocates that those firms chose independent leadership better
perform than those firms relying on duality of CEO. But other school of thoughts believe that firms can derive good
performance by having the same person on the board chair and CEO. According to [19] the previous studies could
not provide an agreed view of the effect of CEO duality on firm’s performance.[20] Shows that there is negative
correlation between CEO duality and performance of the firm. [21] Identifies that those firms having same person as
the chairman and CEO, are more successful than those having different person on these positions. While [22]
identifies that CEO chair separation positively affect return on equity, return on assets, earning per share and profits.
According to [23] over the period of 1999 to 2003 majority of businesses have changed their duality structure to
non-duality structure. [24]Present that policy makers in 15 advanced nations from 1994 to 2003 have recommended
that chairman of board should not be the same with CEO. 84% firms in have separated the working of chairman of
the board with CEO in Europe [25].
Among the important decisions in the firm, leverage2 decisions are those decision which have higher importance in
decisions executives made [26]. Literature supports differently the impact of financial leverage on the performance
of the firm.[27] Describes that the willingness of manager to financing projects of the firm by borrowing, affects the
performance of the firm. Because they use the proceeds of borrowings optimally to maximize the performance of
firm. He finds that the debt ratio is positively related to performance of the firm.[28] Investigates the relationship
between financial leverages and performance of the firm in seven European countries and finds positive and
significant relation in Spain and Italy whereas negative and significant in France, Norway, Belgium and Germany
but insignificant in Portugal. [29] investigate 650 Chinese firms from 2001 to 2006 by using threshold regression
model and find positive relationship between financial leverages and performance of the firm in those firms where
debt ratio is between 53.97 % to 70.48 % and negative relation in firms where ratio is above 70.48 %. On the other
hand, according to (Huang & Song, 2006) firms in china are more dependent on leverages as a result the equity
1Cement industry is vital for economic Growth. Well over Rs. 30 billion revenue comes from cement industry. More than 1.5 million people directly or indirectly related to cement industry. It earned over USD 700 million by exporting Pakistani cement to world market.
http://www.scribd.com/doc/40547184/Final-Report-Cement-Industry-Pakistan, & http://economicpakistan.wordpress.com/2008/02/12/cement-
industry/ 2Proportion of Equity and Debt in the capital structure of Firm
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J. Appl. Environ. Biol. Sci., 8(1)35-41, 2018
market of china is in developing phase, a negative relationship is formed between financial leverages and
performance.
[30]Explore the firms on the basis of growth and find that in high growth firms there is a negative relationship
between financial leverage and performance of the firm and also find a positive relationship in the firms having low
growth between financial leverage and performance. Similarly, [31] find inverse relationship between financial
leverage and return on asset but relationship is positive when measured between financial leverage and return on
equity.[32]Use panel regression trend and find that a negative relation is formed between leverage and firm’s
profitability.
3. METHODOLOGY
The paper attempts to check the effects of corporate governance factors on the performance of the firm in cement
industry of Pakistan. Fifty eight companies (registered companies) from cement industry have been taken as a
sample for this study. From the relevant literature on the topic, some crucial governance factors have been
identified, which have greater effect on the performance of the firm. For the purpose to develop the relationship,
Board size and Leverage Ratio have been taken as independent variables, CEO duality has been taken as control
variable, while ROE (Return on Equity) has been taken as proxy variable to check/measure the Performance of the
firm. The data regarding independent variables is collected from annual reports of the companies from 2007 to 2010.
To measure the performance of cement companies, calculated ROE is taken into consideration from basic BSA3
(Balance Sheet Analysis) released by the SBP (State Bank of Pakistan). Generalized least square model is applied
with fixed and random effects to draw conclusion. By reviewing relevant literature we developed the following
theoretical framework and hypotheses of current study.
[33]Theoretical Framework
H1: There is positive association between Board Size and ROE in cement industry.
H2: There is positive association between Financial Leverage and ROE in cement industry.
Fixed Effect Regression Model
ROEit = 1i + β2 BSISEit + β3 FIN_LEVit +it
Random Effect Regression Model
ROEit = 1i + β2 BSIZEit + β3 FIN_LEVit +it
Where
ROE = Return on Equity
BSIZE = Board Size
FIN_LEV = Leverage Ratio
4. ANALYSIS AND RESULTS
For testing hypothesis we applied Generalized Least Square model at fixed and random effects models by
employing dependent, control and independent variables. The following tables show the results of proposed model.
3http://www.sbp.org.pk/departments/stats/bsa.pdf&http://www.scribd.com/doc/38301075/Balance-Sheet-Analysis-by-SBP
CEO
Duality
Independent Variables
Governance Factors
• Board Size
• Financial Leverages
Dependent Variable
Firm’s Performance
• ROE
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Shahid et al.,2018
Table 1. Generalized Least Square (GLS) results of Return on Equity (ROE)at (Random Effect) Variable Coefficient Std. Error t-Statistic Prob.
C 16.48054 47.89815 0.344075 0.7311
BSIZE 0.736643 6.474726 0.113772 0.9095
FIN_LEV -7.204730 2.766212 -2.604548 0.0098
BSIZE*DUAL -0.736536 2.221478 -0.331552 0.7405
FIN_LEV*DUAL -0.156645 2.775743 -0.056434 0.9550
R-square is 82.57 %, (F= 268.95), F- statistic (p =0.0000), Durbin Watson = 2
The table(1) represents the results of proposed model by employing random effect model. It is clear that the board
size has insignificant relationship with ROE (dependent variable) in cement industry as its p-value is(0.909), which
remains insignificant (0.740) while taking duality as control variable with board size. Financial leverage has
significant (p-value= 0.0098) but negative relationship with ROE at 1 % which reveals as the financial leverage
increases the return on equity decreases. Similarly financial leverage with duality as control variable becomes
insignificant with ROE (p-value= 0.955) and has negative (t-value= -0.156) relationship. Overall causal relationship
between explanatory variables (with duality as control variable) and dependent variable is insignificant in cement
industry of Pakistan. The value of R-square is 82.57 %which shows that there is 82.57 % variation in performance
(ROE) due to explanatory variables. It is also clear from the values of (F= 268.95) and probability F- statistic
(0.0000) self explains that the under studied model is fit to explain the relationship between discussed variables.
However the value of Durbin Watson is 2 which shows that there is no autocorrelation problem in the model.
Table 2. Generalized Least Square (GLS) Results of Return on Equity (ROE) (Fixed Effect) Variable Coefficient Std. Error t-Statistic Prob.
C 25.69846 57.73710 0.445094 0.6568
BSIZE 0.510464 7.590302 0.067252 0.9465
FIN_LEV -8.751331 1.574601 -5.557809 0.0000
BSIZE*DUAL -2.160684 4.861149 -0.444480 0.6573
FIN_LEV*DUAL 1.807513 1.588744 1.137699 0.2568
R-square is 94%, (F= 51), F- statistic (p =0.0000), Durbin Watson = 2.6
The fixed effect panel model of GLS estimation is shown in the table (2). Financial leverage has (p-value= 0.000)
which is highly significant and shows a negative relationship with ROE. It means that as the financial leverage
increases the performance of cement industry decreases. But with duality as control variable the financial leverage
has insignificant (p= 0.2568) and positive relation. We can say that the duality of CEO has influence on financial
leverages and can enhance performance of cement firms. Besides that board size alone and along with duality as
control variable shows insignificant relationship with firm’s performance of cement industry. The value of R-square
(0.94) shows that in cement industry there is 94 % variation in dependent variable due to independent variables. In
fixed effect model there is no autocorrelation problem from the interpretation value of Durbin Watson. The model
shows best fit relationship among the variables as it is clear from value of F- statistics.
Table 3. Correlated Random Affects – Hausman Specification Test. Dependent variable (ROE) Test Summary Chi-Sq. Statistic Chi-Sq. d.f. Prob.
Cross-section random 5.420828 4 0.2468
The table above shows the Hausman test results which are explaining the relationship between the independent
variables and ROE. This test has the following Hypothesis
Ho: Random effect is more Robust then fixed Effect.
H1: Random effect is less Robust than fixed Effect.
From above table it is clear that Ho is accepted because the P-value in insignificant which is (0.2468).It means that
random effect model is more robust to explain the causal relationship of independent variables and ROE in cement
industry of Pakistan.
5. DISCUSSION
It is clear from both tables that size of the board has positive but insignificant relationship on both Random and
Fixed effect models (table 1 and 2 respectively). Positive values of coefficients are consistent with our
prepositionH1. But the p-values are (0.909) and (0.946) at random and fixed effect model respectively demonstrate
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J. Appl. Environ. Biol. Sci., 8(1)35-41, 2018
the relationship between the Board size and ROE is insignificant. These results are consistent with [34]who finds the
same results as in this research that there is a positive relation between board size and firm’s performance. On the
other hand financial leverage has negative (inconsistent with H2) but highly significant relationship (at 1 %) with
ROE at both random and fixed effect models as the p- values indicates the results are (0.0098) and (0.000)
respectively. The findings are consistent with the findings of[35], they investigate the firms registered on Karachi,
Lahore and Islamabad stock exchanges and find negative and significant relationship between the financial
leverages and performance of firms. The same was identified by[36], he studies the engineering sector of Pakistan
and finds that financial leverages has highly significantly but negative relationship with the performance of firm and
many other studies4find similar results. In order to check that independent variables (Board size and financial
leverage) have impact on the dependent variable or not, we applied F-test to test the following hypothesis.
Ho: All independent variables have no impact on dependent variables.
Ho: B1=B2=0
H1:All independent variables have some impact on dependent variables.
H1: B1≠B2≠0
Tables (1 &2) present relationship of independent and dependent variables, at random and fixed effect models
respectively. Both tables show (F-statistic value = 0.000) there is significant relationship between dependent and
independent variables. So, null hypothesis is rejected.
6. CONCLUSION
In this study, firm performance of cement industry of Pakistan, is evaluated by return on equity (ROE) at both fixed
and random effects. From (section 5) it is scrutinized that while discussing the relationship between board size and
ROE the relationship is positive and insignificant, while this relationship becomes negative when estimated along
with CEO duality as control variable. We further infer that there is a negative relationship between financial
leverage and ROE but is significant at both fixed and random effect models. While taking CEO duality as control
variable with financial leverages the relationship becomes insignificant even becomes positive at fixed effect model.
It means that CEO duality has some crucial effects on financial leverages which directly affects the performance of
cement firms in Pakistan. In order to improve the performance of cement industry, this study recommends that the
CEO should not be the same person as the chairman of Board of directors. Which means the responsibilities of the
CEO should not be dual. Similarly, large size of board is better for the performance of cement industry in Pakistan.
Because when a firm has large size of board, each member contributes to decisions on the basis of his own expertise,
thus prevent the decision making process from the dominant opinion of any member, which usually happen in small
sized board. However, the cement companies should have a moderate ratio of leverages to effectively perform.
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[34] S. Beiner, W. Drobetz, M. M. Schmid and H. Zimmermann, "An integrated framework of corporate governance
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J. Appl. Environ. Biol. Sci., 8(1)42-47, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
Corresponding Author: Sentot Imam Suprapto, STIKes Surya Mitra Husada Kediri, Indonesia.
Email: [email protected]
Post Accreditation Performance on Service Quality of Outpatient in
Gambiran Hospital
Sentot Imam Suprapto*
STIKes Surya Mitra Husada Kediri, Indonesia
Received: September 13, 2017
Accepted: December 2, 2017
ABSTRACT
Performance is the work of someone who describes the quality and quantity of work done. Quality of health
services is the level of perfection of health services held in accordance with the code of ethics and standards
of service. This study aims to identify post-accreditation performance and service quality of outpatient as well
as to analyze the effect of post-accreditation performance on outpatient service quality. The study design was
Cross Sectional Study. Used Proportional Random Sampling technique and analyzed using ordinal regression
test, with the number of respondents as many as 578 respondents. This research was conducted in Gambiran
Hospital Kediri on May 16 to 22, 2017. From the result of data of frequency distribution of performance post-
accreditation of hospital got the highest value of performance that is nurse / midwife performance with
category "A" counted 417 respondents (72,1%), and from the performance that has the lowest value of
performance is the performance of doctors with the category of "A" as much as 220 respondents (38.1%)
while the results of data distribution frequency of service quality of outpatients obtained the highest value of
service quality is nurse / midwife service quality with the category "Very Good "as many as 410 respondents
(70.9%) and from the quality of service that has the lowest value of service quality is the quality of doctors
with the category" bad "as many as 405 respondents (70.1%). Ordinal regression statistic test showed that the
simultaneous test obtained the result that is significant value 0,00 which means there is influence of post
hospital accreditation performance to outpatient service quality in Gambiran Hospital Kediri. From the results
of the research, it is better for the doctors to increase the discipline of time of attendance, for the nurse /
midwife to maintain the time discipline of the present hour which is good and for some nurses should better
maintain the privacy of the patient while performing the action, for non medical worker (laboratory,
radiology, pharmacy) it is advisable to take the results of a supplementary examination there should be a
maximum time limit for the patient to obtain the results, so that there is a clear timeline for the patient to wait
for the outcome and the patient is also treated soon.
KEYWORDS: Performance, service quality, outpatient, hospital
INTRODUCTION
Human resources are the most important asset in an organization to maintain and develop the
organization in globalization era. Good resource performance is important for organizational survival. If
organizations want to grow rapidly, organizations must have human resources capable of performing well.
Performance appraisal is actually an assessment of human behavior in performing the role they play in the
organization because basically the organization is run by humans. In the framework of fostering and
developing human resources elements of welfare need to be considered seriously because the welfare of
employees is a very decisive factor in performance productivity. [1]
According to the World Health Organization (WHO), hospitals are an integral part of a social and
health organization with the function of providing comprehensive services, curative and preventive cures to
the community. The hospital is also a training center for medical personnel and medical research centers. In
an effort to achieve optimal health degree this can’t be separated from the role of the hospital as an
implementing element in the field of health services. Hospitals as the media facing directly with patients
should be able to provide quality services. [2] Hospital accreditation is government recognition at the hospital,
as it provides quality, standardized and patient safety services, and is established by KARS. According to
Permenkes RI No. 012 Year 2012 on hospital accreditation that is, accreditation is the recognition of hospital
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Suprapto 2018
(RS) which is given by independent accreditation organizational institution stipulated by the Minister of
Health, after assessed that the hospital fulfill the hospital service standard continuously. With the occurred of
service standard, the Hospital is expected to improve employee performance, so that the quality of service in
patients can also increase.
Along with the development of the era, the hospital is currently faced with the era of global
competition in various health sectors. Indonesia health profile data in 2013, states that the number of hospitals
in Indonesia, both general hospitals (RSU) and special type hospitals (RSK) has increased significantly since
last four years. In 2009 it was found that there were 1,523 hospitals then increased by 44.42% to 2,201 in
2013. [3] In order to survive and develop in a rapidly changing and competitive environment, hospitals had to
change the management paradigm of the hospital towards the consumer's point of view. Approach of quality
service and customer satisfaction becomes one important strategy that can’t be ignored. [4]
Through the preliminary research in Gambiran Hospital Kediri on 9 January 2017 from several
wards in Gambiran Hospital Kediri, there are still complaints from some patients because too long queue
waiting for doctors, hours of doctor's presence to check the patient is uncertain, less seating facilities, so some
patients become standing and the situation is hot due to lack of circulation and the absence of air
conditioning, the patient is too crowded to queue up waiting for a call at the registration counter. And
sometimes there are employees who are less friendly to patients. This study aims to determine the effect of
post-accreditation performance on service quality in outpatients in Gambiran Hospital kediri.
RESEARCH METHODS
The study design was Cross Sectional Study. Using Proportional Random Sampling technique was analyzed
using ordinal regression test, the number of respondents as many as 578 respondents. This research was
conducted at Gambiran Hospital Kediri on 16 - 22 May 2017
RESULTS
Characteristics of the Subject
Table 1. Characteristics of respondents in this research include parent age, parent
education, parent occupation, child age and parent role. Characteristics ΣN Σ%
sex
male
female
264
314
46
54
Occupation
Students
Entrepreneur
Private
Civil government
Jobless
Farmer
Etc
66 18
210
95 114
70
5
11.4 3.1
36.3
16.4 19.7
12.1
9
Performance value
The lowest
The higest
220
417
38.1
72.1
Quality servive
Very good/ excellent
Very bad
410 405
70.9 70.1
Total 578 100
Based on table 1 above from total of 578 respondents most of female gender as many as 314 patients
(54%), private sector work as many as 210 patients (36.3%), the results of data distribution frequency
performance post-accreditation hospital got the highest performance value of performance. nurse / midwife
with the category "A" as much as 417 respondents (72.1%) and from the data distribution frequency of post-
hospital accreditation performance obtained the lowest value of doctor's performance with the category "A" as
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J. Appl. Environ. Biol. Sci., 8(1)42-47, 2018
many as 220 respondents (38.1%) and data results distribution of quality of outpatient service quality got the
highest value of service quality that is service quality of nurse / midwife with "Excellent" category as many as
410 respondents (70,9%). And from result of data of frequency distribution of service quality of outpatient got
lowest value of service quality that is service quality of doctor with category "very bad" as many as 405
respondent (70,1%).
Table 2. Statistical Test Results of Doctor's Performance on Doctor's Quality Pseudo R-Square
Cox and Snell .144
Nagelkerke .201
McFadden .124
Link function: Cauchit.
From the result of statistical test of doctor's performance after hospital accreditation to doctor service
quality, there is influence 20,1%, the rest 79,9% because other factor.
Table 3. Statistical Results Performance nurses / Midwife Performance on Quality Nurses / Midwives
quality service Pseudo R-Square
Cox and Snell .215
Nagelkerke .253
McFadden .127
Link function: Complementary Log-log.
From the result of statistic test of nurse / midwife after hospital accreditation to nurse service quality
/ midwife got influence 25,3%, rest 74,7% because other factor.
Table 4. Non-Medical Performance Statistics Test Result on Non-Medical Quality Pseudo R-Square
Cox and Snell .135
Nagelkerke .150
McFadden .062
Link function: Negative Log-log.
From the result of statistical test of non medical performance after hospital accreditation to non
medical service quality, there was an effect of 15%, the rest 85% because of other factors.
From result of ordinal regression statistic test simultaneously got result there is influence of post
hospital accreditation performance to outpatient service quality with significant value (0.00) which mean
there is influence between variable1 and variable2, so there is influence of post-accreditation performance to
service quality of outpatient.
DISCUSSION
Post-Hospital Accreditation Performance
Based on the interpretation of performance data obtained data that shows the highest value of post-
accreditation performance is the performance value of nurses / midwives with the category "A" as many as
417 respondents (72.1%). Performance is the result of work in quality and quantity achieved by an employee
in performing its duties according to the responsibilities given to it. Performance is the comparison of work
achieved by employees with predetermined standards. [5] Performance is a condition that must be known and
confirmed to certain parties to determine the level of achievement of an agency results associated with the
vision of an organization or company and to know the positive and negative impact of an operational policy.
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Suprapto 2018
Based on the interpretation of performance data, it is found that the performance shows the lowest
value of post hospital accreditation performance is the value of doctor performance with the category "A" as
many as 220 respondents (38.1%). Performance is a successful achievement, information about the
performance is very important that is used to evaluate whether the performance process has been so far in line
with what the expected goal yet. [6]
According to the Researcher, performance is the result of work achieved by an individual adjusted to
the role or task of a particular period of time, which is associated with a company for a given period of time,
connected to a certain size or standard of the company in which the individual works. There are several
factors that affect the doctor's performance that many doctors present are not working hours or late, so the
patient becomes long waiting to get medical service from the doctor and there are some doctors who lack
patient privacy during consultation with patients, patient examination, even action on the patient. It should be
a secret between doctors and patients, and patients become less comfortable when consulting about the
disease to the doctor, and also less comfortable when the examination and medical treatment by doctors.
Outpatient Service Quality
Based on the data quality interpretation, the data showed that the highest value of outpatient service is
the quality of nurse / midwife with the category of "Very Good" as many as 410 respondents (70.9%). Quality
is an effort to meet or exceed customer expectations. A product or service is said to be qualified / not qualified
if it can provide full satisfaction to customers / users. Quality includes products, services, people, processes,
and environments where quality is a dynamic condition. Quality of health services is the level of perfection of
health services held in accordance with the code of ethics and standard of service set, thus giving satisfaction
for each patient. [7]
Based on data quality interpretation, the data showed that the lowest value of outpatient service quality
is physician quality value with the category of "bad" as many as 405 respondents (70.1%). Quality of health
services is a health service that can satisfy every user of health care services in accordance with the average level
of satisfaction and the organizers in accordance with standard and professional code of ethics. [8]
According to the researchers, the service of the health is the level of perfection of health services in
causing a sense of satisfaction in each patient. The more perfect the satisfaction, the better the quality of
health services. There are several factors that affect the quality of service physicians in outpatients that
patients do not immediately get the services of doctors because doctors present not on time so that patients
become long waiting, doctors do not explain the therapy given to patients, just write prescription drugs to be
redeemed at the pharmacy , sometimes there are some doctors who pay less attention when invited by the
patient to consult about the illness so that the patient becomes less satisfied and less fully clarified about the
disease he suffered.
Influence of Post-Hospital Accreditation Performance on Quality of Outpatient Patient Services.
Based on statistical test ordinal regression simultaneously shows significant value 0,00 which means
there is influence between variable1 and variable2, so got there influence of variable X (Performance) to
variable Y (Quality of Service), which mean show influence Post Performance Accreditation Quality of
Service Outpatient patients. Quality of Service is any effort held alone or collectively in an organization to
maintain and improve health, prevent and cure diseases and restore the health of individuals, families, groups
and or society. [9] According to the researchers, the performance performed by employees to the patient
affects the quality of service results in patients. There should be regular evaluation and corrective action from
criticism of every patient who complains or complains, in order to create good performance and produce good
quality so that patients will feel satisfied and feel confident in health service agencies.
From the statistical test shows the influence of doctor’s performance on doctor’s quality of 20.1%, the
rest 79.9% due to other factors. Performance describes what an individual has achieved or in other words the
actual result achieved when the individual sets goals and strives to achieve that goal, then individual will gain
and see the results of what he or she has done or done. Performance is quantity, quality, time spent, occupation,
absence and safety in performing job duties, criteria of quality and quantity of work, cooperation, leadership,
prudence, knowledge of position, craft, loyalty, and initiative. [10] Performance is influenced by several factors
namely, quality of work, quantity of work, timeliness, effectiveness and independence in work. [11]
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J. Appl. Environ. Biol. Sci., 8(1)42-47, 2018
Based on data interpretation, the effect of nurse / midwife's performance on nurse / midwife quality
is 25,3%, and the rest 74,7% influenced by other factors. Performance is the work that can be achieved by a
person or group of organizations, in accordance with their respective powers and responsibilities in an effort
to achieve the objectives of the organization concerned legally, not violating the law and in accordance with
the moral or ethical. The performance of nurses is an activity that nurses give to clients in the form of nursing
care to improve adaptation response. [5] Some of the factors that affect performance are effectiveness and
efficiency, authority (authority), discipline at work, and initiatives at work. Quality is an effort to meet or
exceed customer expectations. A product or service is said to be qualified / not qualified if it can provide full
satisfaction to customers / users. Quality includes products, services, people, processes, and environments
where quality is a dynamic condition. Quality of health services is important in healthcare organizations,
raising health awareness, raising public awareness about health and health care services, encouraging every
health care organization to be particularly concerned with the quality of health services. [8]
Based on the interpretation of data showed there is non-medical performance influence on non-
medical quality of 15%, and the remaining 85% influenced by other factors. Performance or performance is
the result or output of a process. [5] According to the researchers, performance is the result of good work both
quality and quantity achieved by a person in carrying out the task according to the responsibility given. Based
on the results of research conducted non-medical performance has an effect on non-medical quality in terms
of health services, there are some things that affect the waiting time to register too long, so the patient
becomes too long wait and become crowded to wait for the registration number, waiting time to the laboratory
is too long, so the patient waits too long and there is no time standard for laboratory results, so sometimes
when the laboratory results are over but the outpatient poly is closed, and the patient has to return tomorrow
to the hospital to consult the doctor in the poly the way to read out the results and determine the action or
therapy for the patient, and it harms the patient into inefficient time and cost. Waiting time in the radiology
room is too long, the patient is too long to wait for x-ray results because doctors who read the results come
not timely because doctors are still open practice outside the hospital, sometimes even the hospital that should
take to the doctor's practice for Rontgen patients immediately can be read out the results and the patient is not
getting older to wait and immediately get the right action.
CONCLUSION
1. Assessing non-medical performance after hospital accreditation in Gambiran Hospital Kediri included
category A that is 365 respondents (63,1%).
2. From 578 respondents, most of the respondents assessed the quality of doctor in outpatient service in
Gambiran hospital Kediri including very bad category, that is 405 respondents (70,1%).
3. As many as 578 respondents know that most of the respondents assess the quality of nurse / midwife in
outpatient service in Gambiran Hospital Kediri including very good category that is 405 respondents
(72,1%)
4. From 578 respondents known that most of the respondents considered non-medical doctors in outpatient
services in RSUD Gambiran Kediri included good category that is as many as 263 respondents (45.5%).
REFERENCES
[1]. Harun, Ainun Najib. 2011. Pengaruh Stress Kerja Secara Partial Tehadap Motivasi dan Kinerja
Karyawan di PT. BPR Syariah PNM Al’Masoem. Skripsi. Malang: Universitas Brawijaya,:49-59.
[2]. Eryanto, Henry. Hubungan Antara Mutu Pelayanan Dengan Kesetiaan Pasien. Econasis-Volume
IX, Nomor 2, Agustus 2011.
[3]. Permenkes RI No. 012 Tahun 2012 Tentang Akreditasi Rumah Sakit
[4]. Adikoesoemo, S. 2011. Manajemen Rumah Sakit. Jakarta: Pustaka Sinar Harapan.
[5]. Guritno dan Waridin. 2012. Kinerja Karyawan Perusahaan, Manajemen Perusahaan. Bandung:
Alfabeta.
[6]. Hakim, A. (2013). Analisis Pengaruh Motivasi, Komitmen, Organisasi Terhadap Kinerja Pegawai.
Jawa Tengah: JBRI.
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[7]. Muninjaya, Gde.2011. Manajemen Mutu Kesehatan.Jakarta: Penerbit Buku Kedokteran EGC.
[8]. Wijono, Djoko. 2011. Manajemen Mutu Pelayanan Kesehatan: Teori Strategi dan Aplikasi.
Volume. 2. Cetakan Kedua. Surabaya: Airlangga Press.
[9]. Setiawan. 2009. UU. No. 44. Tahun 2009 Tentang Rumah Sakit. Jakarta: Menteri Hukum dan Hak
Azasi Manusia Republik Indonesia.
[10]. Depkes & KARS. 2011. Pedoman Standar Akreditasi Rumah Sakit. Jakarta: Kementrian
Kesehatan RI.
[11]. Azwar, A. 2010. Pengantar Administrasi Kesehatan, Edisi Ketiga, Bina Rupa Aksara. Jakarta.
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J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Muhammad Naeem Shahid, PhD Scholar; Bahria University, Islamabad
Investigating Innovativeness and Emotional Intelligence as Mediator to
Explore Enterprenurial Marketing Strategy Focused on Firm Performance:
A Case in Pakistan
Sumaira Aslam1, Muhammad Naeem Shahid2, Muhammad Haris Qureshi3, Dr Amina Muzaffar Qureshi4
1Assistant Professor; The University of Faisalabad
2PhD Scholar; Bahria University, Islamabad 3Lecturer; The University of Faisalabad
4Associate Professor; Bahria University, Islamabad
Received: August 9, 2017
Accepted: October 29, 2017
ABSTRACT
The aim of this paper is to explore the strategic foundations of SME’s to adopt Entreprenurial marketing as a
framework to achieve higher perfromance. The study tests the mediation of innovativeness and emotional
inteligence and enlighten how both effect the firm perfromace (growth perspective, and customer value creation).
The study uses a cross sectional design to collect the data from a sample of 833 firms in aggregate from two states
(e.g. associate members firms 647 and corporate member firms 186) using startified sampling method. The data was
collected through an e-mail questionnaire survey for the firm having email id the firms with no e-mail addresses
were sent questionnaires through mail from the SME’s registered in Chamber of commerce, Faisalabad. The multi-
item scales were designed to measure the innovativeness, emotional intelligence and Entrepreneurial marketing
strategy. The correlation and regression was used to analyze the variables using SPSS. The findings suggests that
that firm’s strategic choice has positive relationship with innovativeness and emotional intelligence. It also
sugeested that emotional intelligence positively mediates while innovativeness negatively mediates the association
among the strategic-orientation and firm performance in terms of growth perspective, and customer value creation.
The results provides important implications for SME managers to device and implement the Marketing strategies to
enhance firm’s perfromance in pakistan.
KEY WORDS: Entreprenurial Market Strategy, Innovativeness, Emotional Intelligence, SMEs
1.1 INTRODUCTION
In entrepreneurship research, marketing has emerged as key term in recent years. Marketing and entrepreneurship
are conventionally considered two different fields of study. Marketing is a much enriched field and a mountain of
classical research work exists in current literature. Today’s turbulent business environment has forced the
researchers to explore the concept to the current state as marketing consists of numerous approaches aimed to give
companies a growth aspiration in ever changing environment and enhanced Customer value. [1] has contrasted and
compared different marketing approaches (e.g. buzz marketing; expeditionary marketing; convergence marketing;
guerrilla marketing; viral marketing; disruptive marketing; counterintuitive marketing; and radical marketing etc.)
and argued that the alternate methods often confine the interests of marketers considering for fresh traditions to
promote and market the products effectually in a challenging situation. “Marketing is a process by which companies
create value for customers and build strong customers relationships in order to capture value from customers in
return” [2]. Entrepreneurship on the other hand, emerges from the word “Entrepreneur”, a French term with literal
meanings “undertaker” introduced by Richard Cantillon in 1730 for the individuals who commence self-
employment with uncertainty. In the early years entrepreneurship has a very limited scope of an “applied trade” but
later on, extensive research on the concept strengthened its grounds and today it is taught as a subject in business
studies due to its increasing importance. The current business environment is evident of incredible paybacks of
entrepreneurial activities for Small as well as large businesses. Entrepreneurial activities enable a business to
achieve success and to meet with its objectives in an innovative way. [3] defined “Entrepreneurship is one path for
creating superior value in the marketplace by leveraging innovation to create products, processes, and strategies that
better satisfy customer needs.” In marketing, Entrepreneurship is key function that includes innovation and
creativity within the firm [4].
48
Aslam et al.,2018
1.2 Background of study:
Entrepreneurs have acknowledged the influence of marketing in their businesses a long time ago and in the similar
way marketers are also aware of essence of entrepreneurship in marketing efforts to get an edge on competitors, thus
rising realization of mutual importance of two disciplines in current age supports the emergence of
“entrepreneurship marketing” as a separate field beneficial for both small and large organizations. [5] argued that
“The interface between business disciplines has been found to be a fruitful focus for research, especially when
applied to the marketing behavior in small and medium-sized businesses (SMEs)”. But there are contradictory views
on the significance of entrepreneurial marketing in large and small organizations as Kotler (2003) argued that
entrepreneurial marketing practices are important for large and established firms however, [6] found large,
traditional firms probably not to be as innovative in marketing efforts as SMEs, and seen more compatibility in
entrepreneurship in SME’s. The scope of paper is limited to Small and medium enterprises (SME’s), so the
upcoming discussion on the entrepreneurial marketing will target SME perspective only. In early years,
entrepreneurship and SME’s were badly ignored by business people and researchers but the economic crunch in last
two decades has broadened the scope of SME’s and resultantly of entrepreneurship and entrepreneurial marketing.
Consequently, in 1987 to find out the appropriate marketing form that is applicable in SME’s, AMA (American
Marketing Association) conducted a “Research Symposium on Marketing and Entrepreneurship’’ that later on
identified as an annual event named “Research at the Marketing-Entrepreneurship Interface Conference.”
Entrepreneurial marketing basically deals with the recognition and exploitation of marketing opportunities with
innovative, risk taking and proactive orientation toward customer satisfaction and value creation. SME sector is
considered to be backbone of an economy for its larger input to export growth and employment generation and
poverty reduction. SME sector of Pakistan is contributing 40% in GDP; it has employed 70% people from non-
agricultural part and adds 25% in the export earnings of the country. Conversely, regardless of its worth the progress
of SME sector in Pakistan is facing hurdles due to numerous reasons mutually on the demand and supply side. The
problems consist of energy crisis, skill shortage, political uncertainty, scarcity of capital goods, fiscal indiscipline,
poor management, Reliance on non-tax revenues, lack of data on the sector, lesser domestic as well as foreign
investment, resistance to change, inflation and marketing difficulties mainly for export-concerned SMEs; to date the
major problematic area is absence of suitable financing services.
1.3 Statement of Problem:
The importance of scientific research to facilitate knowledgeable decisions for a country's economic development
cannot be exaggerated. Throughout the world, the SME sector is increasingly using evidence-based solutions to
formulate policies and develop initiatives for sustainable growth and development. For developing countries,
however, the main challenge in this regard is the lack of mechanisms to gather the necessary data; and lack of
expertise to analyze it for the development of policies and projects. In short, developing countries do not have a
strong research culture.
The case of Pakistan is exactly the same. Our economic landscape is dominated by small and medium-sized enterprises
(SMEs), yet there is relative neglect on academic and research institutions in the country to study the characteristics and
challenges of the unique SME sector and to develop scientific solutions to the various groups of interest.
There are not two opinions among the policymakers that the SME sector needs to be strengthened as a driving force for
sustainable economic growth and the launch of SME focused research is an important step in this direction. There is
also the consensus that encouraging this culture always requires cooperation between industry, science, government
and development agencies. This research will highlight the challenges and perspectives of the SME sector in Pakistan
and will give a mechanism to small firms through which the firm level performance can be enhanced.
1.4 Justification of Research
SMEs in Pakistan need to strengthen the concept and applications of intellectual capital in their organizations in
order to achieve the competitive edge in the market. It is indispensable for SMEs in Pakistan to revolutionize and
adopt the concept and applications of intellectual capital in order to dilute the emerging economics challenges.
There is also a call for research in the 1st and 2nd SME conferences organized by SMEDA and UMT in 2016
and 2017 to overcome the SME problems in Pakistan. This study advanced the literature in the field of
entrepreneurship by testing a new model of firm’s strategic choice based on three dimensions i.e.
entrepreneurial orientation, marketing orientation, and learning orientation that links the emotional
intelligence and innovativeness with firm performance. While such perspective is considerably new and
relevant to general marketing literature, the fact that this paper is one of few papers that focus on firms
strategic choice using entrepreneurial orientation marketing orientation and learning orientation in SME
context of Pakistan adds to its originality.
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J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
1.5 Objectives:
The current study has three main objectives. First, to analyze the firm’s strategic orientation by integrating the
effects of EO (Entrepreneurial-Orientation), LO (Learning-Orientation) and MO (Marketing-Orientation). Second,
explores the entrepreneurial marketing impact on firm performance. Third, it will analyze the way, innovativeness
and emotional intelligence is mediating the relationship between independent variable (entrepreneurial marketing
strategy) and dependent variable (firm’s Performance).
1.6 Significance of study:
The current situation of SME sector of Pakistan requires extensive research to provide entrepreneurs with new
intuition to cope with uncertainties. The study will provide an insight in the field of entrepreneurial marketing to the
SME’s to avail the opportunities at the right time. This will help entrepreneurs to use their explicit and tacit
knowledge to explore the firm’s innovativeness. There is no or limited research on the topic in Pakistan.
1.7 Research Question:
1. How the Entrepreneurial marketing strategy in integration of EO, LO and MO is related with innovativeness and
emotional intelligence of firm?
2. How the firm’s innovativeness influences the firm’s performance with a change in emotions, positive or negative
aspects?
3. How all dependent, independent, mediating and control variables used in conceptual framework are related to
each other.
1.7 Structure of paper:
The chapter two consists of literature review having theoretical framework and development of hypothesis. The
chapter three contains research methodology employed. The proceeding chapter four, data analysis and
interpretation describe the summarized data, table’s graphics to draw results. Lastly, conclusions and
recommendations are given.
2.1 Literature Review and Hypothesis:
The essence of Entreprenurial marketing is robust in today’s businesses as it helps a business to identify the
available opprtunities and also suggests the innovative and unique ways to caputre them. Organizations do not work
in isolation but is in influence of various external turbulent environmental factors and internal organizational climate
indicators. The firms with a strategy more compatible to internal and external organizational factors enable firms to
get competitive edge. As [7] argued that firm owned precious; rare; improperly imitable; and not commutable
resourcefulness and capacities consisting of tangible and intangible assets (e.g. management skills, processes,
procedures, routines, information and knowledge firm controls) can be viewed as foundations of competitive edge.
The idea of strengthening the internal resource has its grounds in resource based view (RBV). RBV can extend the
current research on entrepreneurship from side to side the entrepreneurial development of cognizance, innovation,
considerate marketplace opportunities, and matched knowledge that contributions convert diverse outputs [7].
Researchers view entrepreneurship as opportunity exploitation and define it as the development of value and
combination of unique resources to exploit an opportunity. Thus by focusing and improving the internal resources, a
firm may be able to have unique set of internal resources that facilitates the opportunity exploitation process better
than competitors. Marketing researchers, however, put little efforts to find the way; RBV can be used in marketing
field. [7] discussed that marketing can assist to understand the necessity of exceptional resourcefulness need to view
in from the perspectives of customer requirements whereas ability to imitate can be measured in relation to the
imitation capabilities of rivals and the ability of firm to improve the in-imitation capacity using the cross selling and
bundling. So the theory suggests that RBV has its managerial implication in both fields (entrepreneurship and
marketing). Entreprenurial marketing is a strategy, resources and capabilities serve as foundation to create customer
value. The interface between Entrepreneurship and marketing pressed researchers to draw similarites and
dissimilarities in two fields and tried to refer the effective utilization of marketing strategy with a focus on
innovation to meet with competition. [1] explained entrepreneurial marketing as “proactive identification and
exploitation of opportunities for acquiring and retaining profitable customers through innovative approaches to risk
management, resource leveraging and value creation”. They further argued that Entrepreneurial Marketing robust
with many theoretical backgrounds (e.g. transaction cost theory; resource-based theory; resource advantage theory;
and strategic-adaptation theory). The paper will view Internal organizational factor i.e. entreprenurial orintation
(EO), Learning-orientation (LO) and market-orientation (MO) as resources and will combine these in “firm’s
strategic choice” to see its effect on firm’s growth aspiration and customer value creation by mediating
innovativeness and emotional intelligence.The basic assumption of paper is resource-based view described by [8],
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Aslam et al.,2018
described that according to the view point of firms, sources of competitiveness are the intangible physical assets and
unique competencies that are not easily copied or replaced. Though, RBV considers internal and external resources
of firm to get competitive advantage, the paper will investigate three elements of firm specific resources:
Entrepreneurial Orientation, Learning Orientation and Marketing Orientation. The paper aims to gather information
on role of EO, LO and MO in identifying firm’s strategic option and its reflection on firm’s growth and customer
value creation in presence of mediating role of innovativeness and emotional intelligence. The study will
specifically target the SME’s of Pakistan and all variables will be treated accordingly. The essence of market-
orientation, learning-orientation and entrepreneurial-orientation vary and depending on organizational type.
Entrepreneurial Orientation (EO):
Entrepreneurial-Orientation (EO) represents a firm’s strategy to face the new business challenges in today’s dynamic
business environment. [9] describes EO as a firm's strategic-orientation, obtaining precise facets of entrepreneurial
management styles and methods. Entrepreneurial orientation is essential for resource-based theories (RBT) as it
distinguish which suitable resources are eventually matter of entrepreneurial orientation and required to compete in the
market place. EO focuses on how firm operates rather than what it does. EO leads a company towards being proactive
more than competitors with a consideration of procedures, practices, and decision-making actions to explore new
market opportunities. Thoughtful aspects related to entrepreneurial intentions are vital because intentions are consistent
predictors of entrepreneurial action [10]. According to [9], the EO highlights five dimensions including work
autonomy, risk taking, pro activeness, innovativeness and competitive aggressiveness out of which pro activeness; risk
taking; and innovativeness are commonly used [11, 12]. However, researchers have different perspectives on how these
dimensions work, whether jointly or in isolation increase the degree of firm’s EO. [11] inferred that dimensions of EO
enable the entrepreneurial behavior of a firm. Whereas [9] found the basis of these dimensions on firm’s independent
and varied characteristics that influence the firm’s internal and external factors. Another perspective is presented by
[12] suggests that EO improves the association among the knowledge based resources, a firm have and its performance,
also [13] look EO as a fit with organizational strategy and structure. Entrepreneurial marketing embodies a new insight
to change organizational paradigm as [14] identified that aspects of firm include openness to new ideas. [12] identified
that relationship between the performance of the firm and knowledge based resources is enhanced by entrepreneurial
orientation and it is also linked with learning orientation.
Learning Orientation (LO):
Learning may cause continuous change in behavior of individuals or organizations. Learning generally viewed as a
necessary asset to compete specifically in organizational context. According to a general view about learning
orientation, individuals as well as organizations needs continuous learning and “who stops learning will face
survival problems”. Learning may occur on individual, group and organizational levels. Organizational learning is a
instrument by which individual knowledge of employees can be transferred into social knowledge by organizations
[15, 16]. Organizational learning requires the quick action of managers to face and respond internal or external
change and embedding the outcomes in organizational context. Organizational learning combines the values, market
information, behaviors, processes and actions in form of culture. Research shows reciprocal relations in individual
and organizational learning as both types may cause each other. [17] explained organizational learning is cyclical as
individual arrangements lead to organizational interface with situation and outcomes are understood by individuals
who learn through refreshing their believes around cause effect relationships. Relationship among Organizational
learning, market orientation and organizational performance can be discovered from the resource based view of the
firm [8, 18], Learning orientation may enhance the ability of firm to create value for customers and resultantly
increased firm performance. [19] proposed that learning orientation leads towards heterogeneity in the knowledge
premise in organizations, and enhance market efficiency by providing superior values to end customers.
Marketing Orientation (MO):
According to [20], marketing orientation (MO) is a cultural perspective in which all employees dedicate themselves
to provide superior value to customers. This depicts that insight of marketing determinants and opportunities allows
the firm to create a strategic fit among organizational resources and market opportunities by changing its culture.
Culture is “the pattern of shared values and beliefs that help individuals understand organizational functioning and
thus provide them norms for behavior in the organization” [21]. MO leads organizations toward situation handling in
a way better than competitors to get advantage so it is a sense to handle the contingencies and fluctuations exist in
environment better than competitors and such wisdom require an adjustable culture that supports change. MO can be
studied from two perspectives, behavioral and cultural and it is generally agreed that MO needs to be considered and
understood from cultural perspective rather than behavioral aspect and espouse values since culture intervene
between firm strategy and its implementation decisions. LO is based on MO of firm because first managers get
51
J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
considerations of market challenges and then learning serves as a tool to study the market opportunities and
fluctuations [20] argued that organizational learning takes places on the foundations of market orientation.
Furthermore, [17] offered that a LO is a resource and have an effect on quality of market-oriented behaviors. All
firms have market-oriented behaviors which have direct relation with emotional intelligence of managers, but its
quality may be weak or strong depends upon the firms. The theorists also explored a significant positive association
between MO and emotional intelligence (EI). [22] discussed that MO is “the organization-wide generation of market
intelligence pertaining to current and future customer needs dissemination of the intelligence across departments and
organization-wide responsiveness to it”.
H1: Firm’s strategic choice (based on a mix of entrepreneurial-orientation, learning-orientation and market-
orientation) has a significant relationship with outcome variables (growth aspiration and customer value creation).
Innovativeness:
Innovativeness is the capacity of the firm to launch new ideas, product and processes. Innovativeness is an
orientation, the extent to which a firm exploits the novel ideas to offer innovative products to its customers, degree
to which it wants to lead in stiff competition and also depend on firm’s growth aspiration. [23] define innovativeness
the process of creating differentiations and new solutions to weak the competitors. Literature recognizes
entrepreneurial orientation, learning orientation, and market orientation as key antecedents of innovativeness such as
market orientation is seen to be more important element. [24] and [20] highlighted that learning orientation is the
basic essence in the development of competitive advantage [19], and [9] emphasized the importance of
entrepreneurial orientation for getting competitive edge. Market orientation improves firm’s performance through
quality, customer loyalty and innovativeness [25]. Marketing researchers identified in firm’s culture that learning
orientation is very important element [14] and in an organizational context it has impact on firm’s proclivity to
create new knowledge [26]. Entrepreneurial orientation (EO) is closely related with innovativeness because (EO) is
the strategic practices which an organization use to recognize and that organizations use to identify and commence a
new businesses [27].
H2: Firm’s strategic choice (based on a mix of entrepreneurial orientation, learning orientation and market
orientation) has a significant and positive relationship with innovativeness.
H3: Innovativeness will mediate the relationship between Firm’s strategic choice (based on a mix of entrepreneurial
orientation, learning orientation and market orientation) and outcome variables (firm performance and value
creation).
Emotional Intelligence (EI):
The concept of Emotional intelligence is derived from the notion of social intelligence [7]. Emotional intelligence
(EI) enables entrepreneurs to study and manage their own as well as other’s emotions. EI is an interpersonal as well
as impersonal construct. EI defines capacity, competency or expertise to observe, measure, and managing the
emotions of self, others, or groups [28]. EI allows perceiving, assessing and conveying emotion to create value.
Emotional intelligence helps entrepreneurial businesses to observe the customer perception and future response of
new offerings. Entrepreneurial marketing emphasis customer equity, intuitive relationship and emotional dimensions
to support marketing efforts of firms (Morris, et al.). EI emphasis on substantial use of emotions in the place of work
by shifting attitudes of managers regarding how well they handle their and each other’s emotions. [28] first
presented the model of emotional intelligence that encompasses four dimensions: first, emotional awareness that
focuses on get awareness of personal and others emotions, (b) second dimension is easing emotion, using emotions
to control thoughts, (c) third is comprehend the emotions, or knowing about behavior related responses to emotion,
and (d) fourth includes the management of emotions in self and in others to improve own growth and relationships.
A firm led by the characteristics of emotional intelligence will be better able to face difficult times, proactively
dealing with stakeholders by managing their emotions to attain achievement more efficiently than the firms lacking
in these critical skills. According to RBV, internal competencies of the company are the main cause behind
differences in success of firms within the same industry [8]. The firms with better emotional intelligence framework
are more in position to achieve their profit and value creation objectives. Emotional intelligence is basically the
capacity to attain and apply knowledge from one’s emotions and those of others to produce beneficial outcomes [8].
This paper will test the mediating role of emotional intelligence with EO, MO and LO as the firms with strong
emotional intelligence can create a competitive edge by understanding that how various emotions affect
entrepreneurial marketing exchanges, we study it across SME sector of Pakistan. Entrepreneurial orientation is
willingness of firm to take risks, being aggressive and proactive to innovate and capture marketplace opportunities.
52
Aslam et al.,2018
[11, 27] and emotional intelligence helps to Understand emotions that are necessary to analyze complex emotional
knowledge [29].
H4: Firm’s strategic choice (based on a mix of entrepreneurial orientation, learning orientation and market
orientation) has a significant and positive relationship with EI.
H5: EI will mediate the relationship between Firm’s strategic choice (based on a mix of entrepreneurial orientation,
learning orientation and market orientation) and outcome variables (firm performance and value creation).
Theoratical Framework
Th model is derived from study of Hult, Huerly & Knight, (2004)
3. METHODOLOGY
3.1 Research Design:
The research is conducted using quantitative method based on primary data. The theoretical support has been
collected from various sources like books, journals, conference papers and to gather primary data a mail survey
method was employed. E-mail survey is becoming famous due to its benefits over postal mail for surveys in terms of
cost, swiftness, easiness and timeliness. [30] stated that e-mail survey offers an easier and more immediate response.
Some researchers have conducted cost benefit analysis of e-mail survey and concluded that the cost of e-mail survey
is less than paper survey and is 5 to 20 percent of the cost of using paper survey [7] and cost of e-mail surveys
significantly reduces with gradual increase in sample sizes [31]. The study focused to measure the degree of
entrepreneurial marketing sense of firms relating to business-to-consumer market. The study employs an e-mail
questionnaire survey approach to collect data and the firms with no e-mail addresses were sent questionnaires
through mail. The questionnaires and a cover letter describing the basic purpose of the study and assurance of
secrecy were e-mailed to firms with e-mail addresses mentioned in lists. However, the firms for which e-mail
addresses were not available on the website of Chamber of Commerce, questionnaire and cover letters were sent
with pre-addressed return postal envelops to the firm owners.
3.2 Population:
The population includes the corporate as well as associated members of chamber of commerce Faisalabad.
According to the lists published on web for year 2012-13 corporate SME’s are 930 and Associate SME’s are 3234
with a total of 4164 in number.
3.3 Sampling Technique/Procedures:
The sample for study has been drawn upon stratified random sampling method referred by [10] The population was
divided into two parts for analysis. Associate members and corporate members registered in chamber of commerce,
Faisalabad and for the both strata systematic random sampling was performed using an estimated fraction of 1/5.
3.4 Sampling Size:
Based upon the stratified random sampling (systematic) method referred by with an estimated fraction of 1/5 a
sample of 647 for associate members were calculated and with the same fraction a sample of 186 was calculated for
corporate members. So the total sample size is 833 for both strata.
53
EO
LO
MO
Innovativeness
Firm
Performance
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J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
3.5 Research Instrument /Tools:
The questionnaire contains the variables e.g. (entrepreneurial orientation, entrepreneurial capital, Marketing orientation,
innovativeness, emotional intelligence, and firm’s performance), and thirty items are selected from previous researches
to measure them. Total measures are cautiously associated with the theoretical characteristics of each hypothesis. All
independent, dependent and mediating variables require five-point Likert-scale having responses ranges from 1 for
“strongly disagree”, through 3 for “neutral” to 5 for “strongly agree”. The Likert scale was invented by [32]; he defined
it to assess the attitudes. To access market orientation the Deshpande´ et al. (1993) Scale was used that is originally
consisted of 9 items based on three sub dynamics of competitor orientation, customer orientation, and product
orientation but for the analysis seven items were used spreading on all sub dynamics. Entrepreneurial Orientation (EO)
was measured by using the scale of [27] comprising of thirteen items. However, the present study used the six items to
measure the Entrepreneurial orientation. To measure the learning orientation four items were adopted from [33].
Innovativeness was measured by using the five-item scale of [33, 14]. The performance variable was calculated using
subscales like firm’s sales growth, patterns of market share, profitability, and overall performance. The cronbach’s
alpha is a measure to calculate the internal reliability of the items, which was found to be .825 offering measures better
than 0.70 and so are reliable [6]. See Table-1 and Table-2
3.6 Data Collection:
A follow up mail was sent to the firms who haven’t respond the first e-mail or mail using the same procedure
adopted in first attempt approximately after a week, 255 usable questionnaires were returned with a response rate of
nearly 30% from which 178 questionnaires were received from associated members with a response rate of 27.51%
and corporate members returned 77 questionnaires and 41.40% response rate was calculated.
4. Data Analysis:
The H1 was tested by correlation coefficient between Firm’s strategic choice (based on a mix of market orientation,
learning orientation and entrepreneurial orientation,) and firm performance. The Output Value of Correlation
Coefficient r1 = .440 (relationship between MO and firm performance), r2=.423 (relationship between EO and firm
performance) and r3=.462 (relationship between LO and firm performance) is showing a positive and moderate
relationship with firm performance and p- value (Significance) on the second line p = .000 depicts Relationship is
significant. The results are presented in Table 3.
The H2 was tested on proposed relationship between Firm’s strategic choice based on a mix of market orientation,
learning orientation and entrepreneurial orientation,) and innovativeness. This relationship was also tested by
correlation coefficient between both construct. Table 4 contains the Output Value of Correlation Coefficient r1 =
.518 (relationship between MO and Innovativeness), r2=.492 (relationship between EO and Innovativeness) and
r3=.327 (relationship between LO and Innovativeness) is showing a positive and moderate relationship with
innovativeness and p- value (Significance) on the second line p = .000 depicts Relationship is significant.
The H4 was tested on proposed relationship between Firm’s strategic choice based on a mix of market orientation,
learning orientation and entrepreneurial orientation,) emotional intelligence, was also based on the correlation
coefficient. The result presented in Table 5 depicts the Output Value of Correlation Coefficient r1 = .210
(relationship between MO and emotional intelligence), r2=.169 (relationship between EO and emotional
intelligence) and r3=.268 (relationship between LO and emotional intelligence) is showing a weak and positive
relationship with emotional intelligence and p- value (Significance) on the second line p = .000 depicts relationship
is significant.
4.1 Testing for mediation:
H3 and H5 have been tested by using the approach of [34]. This approach is based on several regression analyses in
four steps and it is necessary to examine the significance of coefficients at each of the four steps. The following
steps are involved in this process.
Step 1 Perform a simple regression, in which independent variable predicts dependent variable.
Step 2 Perform a simple regression, in which independent variable predicts mediating variable
Step 3 Perform a simple regression, in which mediating variable predicts dependent variable.
Step 4 Perform multiple regression. In which independent and mediating variables predict dependent variable.
Testing Mediation for the 1st link taking EI as dependent variable
The basic purpose of Steps 1, 2 and 3 is to establish that zero-order relationships among the variables of the study. If
relationship is insignificant in any one or more of these steps, it is usually concluded by researchers that mediation
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Aslam et al.,2018
is not possible or likely (even though this is not always true, see [11]. So an assumption is that if there are significant
relationships from Steps 1 to 3, then researchers can proceed to Step 4. But from Step 1 to 3, we have got
insignificant results for our model in case of market orientation and entrepreneurial orientation in step 1 and learning
orientation in Step 2. So the first and second conditions of mediation are not proved for the 1st link of our model. See
Appendix-6
Testing Mediation for the 2nd link taking Firm Performance as dependent variable
We have got significant results for the model of study. In the Step 4, mediation is supported if the effect of
Mediating variable remains significant after controlling for independent variable. If independent variable is no
longer significant when Mediating variable is controlled, the finding supports full mediation. If independent variable
is still significant, the finding supports partial mediation. In our model partial mediation is proved because
innovation is still significant while included in regression equation with emotional intelligence.
So for the 2nd link of our model, partial mediation is proved. Hence Hypothesis 5 is proved which means that
emotional intelligence mediates the relationship between frim performance and innovativeness.
5. Findings
5.1 Summary of finding:
The study explored the mediation effect of innovativeness and emotional intelligence between entrepreneurial
marketing strategy and firm’s performance. The study proves that a firm’s strategic choice of entrepreneurial
marketing with three key innovativeness antecedents enhance the organizational performance. All three variable of
firm’s strategic choice have a positive relation with innovativeness the results are same drawn by [14] and emotional
intelligence is also proved to be in positive relation with firm’s strategic choice. The study also demonstrates that
emotional intelligence positively mediates the relationship between innovativeness and firm performance in a
comprehensive suggested model. The other finding shows a negative mediation link of innovativeness between
strategic orientation of firm and emotional intelligence. The most important contribution of this study is that it
explored innovativeness with its antecedents that gives a deep insight in innovation field. The study of emotions is
missing in entrepreneurial marketing research so the study tries to bridge that gap by studying the emotional
intelligence as a mediator. The study suggests the need of emotional intelligence to run a successful SME business.
Next the study takes MO EO and LO as key strategic resources of the firm and recommends to make them
strengthened under the ideology of RBV to meet with external forces successfully.
5.2 Conclusions:
The study stresses the implication of entrepreneurial marketing in the SME’ to increase their performance however
[1] argued that “if a firm decides to take entrepreneurial marketing approach, many existing attitudes, behaviors and
structures have to be re thought as its culture fosters innovativeness”. So the firms with the capacity and strategic
orientation to start with entrepreneurial marketing have to restructure their existing patterns.
5.3 Recommendations:
It suggest the mangers or owners of SME’s to have a deeper look on marketing orientation, Entrepreneurial orientation
and learning orientation to meet with ever changing customer, stakeholders as well as environmental forces.
5.4 Limitations and Future Research:
The study is limited in scope as it is conducted in only one city of Pakistan and sample was narrowed due to limitation
of time. The study can be conducted in other cities of Pakistan. There are more than one hundred thousand SME’s
registered in SMEDA only in city of Faisalabad so the study can be conducted by taking a different population.
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Appendix-1:
Table-1 Reliability of entrepreneurial marketing strategy measure (internal resources) Cronbach’s
alpha
Mean SD Corrected
Item-Total
Correlation
Cronbach's
Alpha if Item
Deleted
Market Orientation (MO) 0.817
We have routine or regular measures of customer service. 3.8000 1.12733 .551 .810
Our product and service development is based on good market
and customer information.
3.9294 .99750 .563 .810
We know our competitors well. 3.8510 1.04681 .501 .813
We compete primarily on the basis of product or service
differentiation.
3.8667 1.13197 .372 .819
The customer’s interest should always come first, ahead of the owners
3.8941 1.07977 .539 .811
Our product/services are the best in the business. 3.8000 1.04768 .225 .825
I believe this business exists primarily to serve customers. 3.6745 1.14325 -.030 .838
Entrepreneurial Orientation (EO) 0.818
Owing to the nature of the environment, bold, wide-ranging acts
are necessary to achieve the firm’s objectives.
3.8235 1.06309 .429 .816
Employees have the ability of thinking and self-managing. 3.9412 .98835 .280 .822
My firm stressed full delegation for employees. 3.6471 1.22673 .390 .818
A strong proclivity for high risk projects (with chances of very
high returns).
3.7804 1.10422 .359 .819
My firm encouraged individuals or teams to develop new ideas. 3.8157 .98079 .309 .821
My firm is very aggressive and intensely competitive. 3.6510 1.10107 .462 .814
Learning Orientation (LO) 0.815
Managers basically agree that our organization’s ability to learn is the key to our competitive advantage.
3.6275 1.11116 .451 .815
The basic values of this organization include learning as a key to
improvement.
3.7922 1.03859 .544 .811
The sense around here is that employee learning is an investment,
not an expense.
3.7961 .98691 .277 .823
Learning in my organization is seen as a key commodity necessary to guarantee organizational survival.
3.8039 1.09076 .505 .812
57
J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
Appendix-2
Table-2 Reliability of performance (Functional and overall) Cronbach’s
alpha
Mean SD Corrected
Item-Total
Correlation
Cronbach's
Alpha if Item
Deleted
Performance 0.816
Functional performance
Relative to competitors the firm had a larger market share 0.822 4.1451 .96724 .207 .825
Relative to competitors the firm was growing more faster 4.1569 .86426 .277 .822
Relative to competitors the firm was more profitable 4.0784 1.02033 .344 .820
General or overall performance
performed excellent in general 0.816 3.8980 1.12829 .439 .815
Performed excellent relative to competitors 4.1255 1.04990 .401 .817
Appendix-3:
Table-3 Correlations between Firm’s strategic choice (based on a mix of entrepreneurial orientation, learning
orientation and market orientation) and firm performance MO PERFORMANCE
Pearson Correlation
Sig. (2-tailed)
N
1
255
.440**
.000
255
PERFORMANCE Pearson Correlation Sig. (2-tailed) N
.440**
.000
255
1
255
EO PERFORMANCE
EO Pearson Correlation
Sig. (2-tailed) N
1
255
.423**
.000 255
PERFORMANCE Pearson Correlation
Sig. (2-tailed)
N
.423**
.000
255
1
255
LO PERFORMANCE
LO Pearson Correlation Sig. (2-tailed)
N
1
255
.462**
.000
255
PERFORMANCE Pearson Correlation
Sig. (2-tailed) N
.462**
.000 255
1
255
** Correlation is significant at the 0.01 level (2-tailed).
Appendix-4:
Table-4 Correlations between Firm’s strategic choice (based on a mix of entrepreneurial orientation, learning
orientation and market orientation) and Innovativeness MO INNOVATIVENESS
MO Pearson Correlation
Sig. (2-tailed) N
1
255
.518**
.000 255
INNOVATIVENESS Pearson Correlation
Sig. (2-tailed)
N
.518**
.000
255
1
255
EO INNOVATIVENESS
EO Pearson Correlation Sig. (2-tailed)
N
1
255
.492**
.000
255
INNOVATIVENESS Pearson Correlation
Sig. (2-tailed) N
.492**
.000 255
1
255
LO INNOVATIVENESS
LO Pearson Correlation
Sig. (2-tailed) N
1
255
.327**
.000 255
INNOVATIVENESS Pearson Correlation
Sig. (2-tailed)
N
.327**
.000
255
1
255
** Correlation is significant at the 0.01 level (2-tailed).
58
Aslam et al.,2018
Appendix-5:
Table -5 Correlations between Firm’s strategic choice (based on a mix of entrepreneurial orientation,
learning orientation and market orientation) and Emotional intelligence MO EMOTIONAL_INTELLIGENCE
MO Pearson Correlation
Sig. (2-tailed)
N
1
255
.210**
.000
255
EMOTIONAL_INTELLIGENCE Pearson Correlation Sig. (2-tailed) N
.210**
.000
255
1
255
EO EMOTIONAL_INTELLIGENCE
EO Pearson Correlation
Sig. (2-tailed) N
1
255
.169**
.000 255
EMOTIONAL_INTELLIGENCE Pearson Correlation Sig. (2-tailed)
N
.169**
.000
255
1
255
LO EMOTIONAL_INTELLIGENCE
LO Pearson Correlation Sig. (2-tailed)
N
1
255
.268**
.000
255
EMOTIONAL_INTELLIGENCE Pearson Correlation Sig. (2-tailed)
N
.268**
.000 255
1
255
** Correlation is significant at the 0.01 level (2-tailed).
Appendix-6
Step 1:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 Constant 2.992 .292 10.247 .000
MO .031 .108 .027 .288 .774
EO .043 .085 .039 .501 .617
LO .224 .082 .231 2.740 .007
a Dependent Variable: EMOTIONAL_INTELLIGENCE
Step 2:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 Constant 1.633 .214 7.625 .000
MO .395 .079 .402 4.999 .000
EO .266 .062 .286 4.272 .000
LO -.074 .060 -.089 -1.237 .217
a Dependent Variable: INNOVATION
EO
Emotional
intelligence Innovativeness LO
MO
59
J. Appl. Environ. Biol. Sci., 8(1)48-60, 2018
Step 3:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 (Constant) 2.609 .270 9.660 .000
INNOVATION .389 .069 .333 5.616 .000
a Dependent Variable: EMOTIONAL_INTELLIGENCE
Step 4:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 (Constant) 2.363 .311 7.586 .000
INNOVATION .385 .083 .330 4.658 .000
MO -.121 .109 -.105 -1.116 .265
EO -.060 .085 -.055 -.709 .479
LO .252 .079 .260 3.205 .002
a Dependent Variable: EMOTIONAL_INTELLIGENCE
Appendix-7
Step 1:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 (Constant) 2.260 .235 9.616 .000
INNOVATION .464 .060 .435 7.685 .000
a Dependent Variable: PERFORMANCE
Step 2:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
t Sig.
B Std. Error Beta B Std. Error
1 (Constant) 2.609 .270 9.660 .000
INNOVATION .389 .069 .333 5.616 .000
a Dependent Variable: EMOTIONAL_INTELLIGENCE
Step 3:
Coefficients (a) Model Unstandardized
Coefficients
Standardized
Coefficients
T Sig.
B Std. Error Beta B Std. Error
1 (Constant) 2.167 .206 10.505 .000
EMOTIONAL_INTELLIGENCE .458 .050 .502 9.233 .000
a Dependent Variable: PERFORMANCE
Step 4:
Coefficients (a) Model Unstandardized Coefficients Standardized
Coefficients
T Sig.
B Std. Error Beta B Std. Error
1 (Constant) 1.305 .250 5.220 .000
EMOTIONAL_INTELLIGENCE .366 .050 .402 7.362 .000
INNOVATION .321 .058 .301 5.521 .000
a Dependent Variable: PERFORMANCE
Innovativeness
Firm
Performance
Emotional
intelligence
60
J. Appl. Environ. Biol. Sci., 8(1)61-64, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Ghulam Murtaza Bodla, International Islamic university, Islamabad
Treatment of Mental Health Issues through Positive Psychology Interventions
Ghulam Murtaza Bodla, Muhammad Tahir khalily
International Islamic university, Islamabad
Received: September 15, 2017 Accepted: December 5, 2017
ABSTRACT
The present study aimed to see the predictive effect of positive psychology interventions on mental health of parents
having children with intellectual disability. Purposive sampling techniques was used based on experimental study
design. Data was collected through measuring scales, Depression Anxiety and Stress Scale (DASS), Ryff”s Scale of
Psychological Well-Being, Anxiety Symptoms Questionnaire, and WHO Quality of Life Scale. Positivity Scale,
Rationality Scale and Interpersonal Skills Questionnaire were used to see the strengths. Study was divided into three
parts, pre-testing and analysis, individual treatment sessions of positive psychological techniques and post-testing
analysis. Three interventional techniques of positive psychology i.e. optimism, rationality and interpersonal skills
were applied on the 30 participants. Results indicates that therapeutic techniques (optimism, rationality,
interpersonal skills) were able to improve the mental health of participants. Results shows 22% variance in lowering
stress level and 22% variance in improving wellbeing and 69% variance in improving the quality of life of
participants. This Study would be helpful for mental health care of the care takers of the children with intellectual
disability in psychological rehabilitation field.
KEY WORDS: Mental health issues: Stress, Wellbeing, Quality of life, Positive Psychology: Optimism,
Rationality, Interpersonal Skills.
1. INTRODUCTION
Major focus in clinical psychology over the last one hundred years has been on the understanding and the
treatment of mental health problems and diseases but few psychologists are interested in working in new field of
positive psychology. A study [1] revealed that positive emotions, traits, and institution are the strengths of
individuals which need to be improved to lessen the mental stress and it is important that using of one's own
potential can help to live meaningful as well as satisfying life. Another study [2] concluded that positive
psychological intervention helps to increase optimistic thoughts, feelings and actions which ultimately enhance the
well-being of groups or individuals. Findings of the study [3] predicted that optimism is indicator of well-being and
quality of life.In many studies of positive psychological treatment on breast cancer patients reflected that long-term
continuity of sessions resulted in high well-being and low level of stress [4]. A post-test treatment study [5] found
that the daily rehearsal of positive statements for 2 weeks led to significantly greater levels of happiness and less
depression. Some researches found that cognitive exercise of counting one’s blessings and optimistic approach is
strongly linked with life satisfaction, well-being [6]. A study [7] explore that interpersonal relationships have an
influential effect on cheerfulness and other aspects of well-being. Good intimacy of relationships between couples
has more positive effect on mental health of their children and it helps for developing children’s well-being [8].
Anothermeta-analysis study explored the effect of positive psychological treatment for psychological issues through
recent randomize control researches [9] and revealed encouraging results. So, this study explored the effect of
positive psychological interventions on mental health of care takers of children with intellectual disability.
2 OBJECTIVE
• To explore the prediction effect of positive psychological interventions (optimism, rationality, interpersonal
skills) on stress, well-being and quality of life among parents having children with intellectual disability.
2.1 Hypothesis
• The positive psychological interventions negatively predict stress but positively predict well-being and
quality of life of parents having children with intellectual disability.
2.2 Sample
30 parents having diagnosed children with intellectual disability were taken from national institute of
rehabilitation medicine Islamabad, Pakistan. Purposive convenient sampling technique was used.
61
Bodla and Khalily, 2018
2.3 Instruments
Eleven items Personal Optimism subscale of Positivity Scale [10], Rationality/Emotional Defensiveness
(R/ED) Scale [11], Interpersonal Skills Questionnaire [12], Depression Anxiety and Stress Scale [13], Ryff
Psychological Well-Being Inventory [14],WHO Quality of Life Scale [15].
2.4 procedure and data analysis
Written informed consent was taken from participants. Pretesting and its analysis was done and after that in
nine sessions (three sessions of each technique) to each parent in individual sittings were given. Post
interventions testing analysis was also done. Data was analyzed by the statistical package for social
sciences (SPSS) 23.0 version.
3. RESULTS
Table 3.1Descriptive statistics and Alpha reliability coefficient of Study Major Variables - Range
Measures No. of
items
Α Min Max M SD Skew. Kurt.
Pre-test
DASS (stress) 7 .82 16 35 26.10 4.99 -.159 -.738
WB 18 .86 37 66 50.60 7.48 .523 -.323
QOL 26 .93 63 111 82.33 13.32 .793 -.088
Optimism 11 .91 29 40 35.57 3.81 -1.29 2.65
Rationality 12 .91 26 60 39.93 8.89 .310 -6.31
IPS 15 .79 38 65 52.53 7.43 -.323 -.925
Table 3.1 showed all scales were reliable measuring the study construct.
Table 3.2 Standard Multiple Regression Predicting low level of Stress from Positive Psychological Interventions Variables B SE B Β
Optimism -0.38 0.14 -0.63*
Rationality -0.33 0.16 -0.50*
Interpersonal Skills -0.12 0.10 -0.22
Adjusted R2 0.22
F 3.68*
*p<.05;
Table 1, shows that optimism, rationality & interpersonal skills were able to account for 22 % of the variance in
lowering stress level, F (3, 26) = 3.68, p<.05. Optimism and rationality except interpersonal skills, made a
significant contribution to the prediction of lowering stress level. Optimism, (Beta = .63, p<.05) and rationality
(Beta = .50, p<.05) made a greater contribution than interpersonal skills (Beta = .22, p>.05).
Table3.3Standard Multiple Regression Predicting Well-Being from Positive Psychological Interventions Variables B SE B Β
Optimism 0.23 0.23 0.24
Rationality 0.33 0.25 0.30
Interpersonal Skills 0.42 0.17 0.48*
Adjusted R2 0.22
F 3.73*
*p<.05;
Table 2 shows that optimism, rationality & interpersonal skills were able to account for 22 % of the variance in well-
being, F (3, 26) = 3.73, p<.05. Interpersonal skills except optimism and rationality, made a significant contribution
to the prediction of well-being. Interpersonal skills (Beta = .48, p<.05) made a greater contribution than rationality
(Beta = .30, p>.05) and optimism (Beta = .24, p>.05).
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J. Appl. Environ. Biol. Sci., 8(1)61-64, 2018
Table 3.4Standard Multiple Regression Predicting Quality of Life from Positive Psychological Interventions Variables B SE B Β
Optimism 0.07 0.04 0.29
Rationality 0.08 0.04 0.30*
Interpersonal Skills 0.10 0.03 0.43**
Adjusted R2 0.69
F 23.27***
*p<.05; **p<.01; ***p<.001
Table 3 shows that optimism, rationality & interpersonal skills were able to account for 69 % of the variance in
quality of life, F (3, 26) = 23.27, p<.001. Interpersonal skills and rationality except optimism, made a significant
contribution to the prediction of quality of life. Interpersonal skills (Beta = .43, p<.01) made a greater contribution
than rationality (Beta = .30, p<.05) and optimism (Beta = .29, p>.05).
4. DISCUSSION
The hypothesis of this research was supposed that each intervention may predict effects on the participants
of the study and the results show that optimism, rationality & interpersonal skills were able to account for 22 % of
the variance in lowering stress level and made significant prediction effect of interventions. Optimism, (Beta = .63,
p<.05) and rationality (Beta = .50, p<.05). Interpersonal skills made a significant contribution to the prediction of
well-being, and Interpersonal skills (Beta = .48, p<.05). Overall optimism, rationality & interpersonal skills were
able to account for 69 % of the variance in quality of life. Literature related to the management of mental health of
the parents of intellectually challenged children through positive psychological interventions is insufficient.
Researches focused on improving the wellbeing [16]. Management of stress also gained a lot of attention in
positive psychology [17]. Constructive and helping relationships among parents of disabilities can improve their
mental health [18]. [19] Explained that behavior of individual can be changed through already flourished good
examples. [20] studies found that positive reframing of thoughts, optimism, hope, and approach toward situation
may be vital for coping of parents having children with disability. Previous researches supported to this hypothesis
and the results of hypothesis of current study are significant.
5. LIMITATIONS AND RECOMMENDATIONS
This study was conducted on only parents of children with intellectual disabilities and data was collected from one
medical rehabilitation set up, so it would not be generalized. Study may be extended on mental health care of the
parents of all type of disabilities and it can be useful for psychological rehabilitation plans working clinical
psychologists.
6. CONCLUSION
The statistically findings of study showed, positive psychological interventions have significant effect for improving
the mental of the parents of children with intellectual disability. Practicing psychologists can include this treatment
approach along with other rehab plans which can be helpful for improving the mental health of the care takers of ID
children. This study has theoretical and clinical significance.
REFERENCES
[1] Ryff, C.D., Keyes, C.L.M. (1995). The structure of psychological well-being revisited. Journal of Personality
and Social Psychology, 69, 719–727.
[2] Lovibond, S. H., &Lovibond, P. F. (1995). Manual for the Depression Anxiety Stress Scales. Sydney:
Psychology Foundation.
[3] The WHOQOL Group. (1994b). The development of the World Health Organization quality of life assessment
instrument (the WHOQOL). In J. Orley and W. Kuyken (Eds) Quality of Life Assessment: International
Perspectives. Heidelberg: Springer Verlag.
[4] Seligman, M. E. P. (1998). Learned Optimism: How to Change Your Mind and Your Life (2nd Ed.). New York:
Pocket Books.
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[5] Spielbercer, C.D. (1988). The Rationality/Emotional Defensiveness (R/ED) Scale: Preliminary Test Manual.
University of South Florida, Tampa: Center for Research in Behavioral Medicine and Health Psychology.
[6] Hill, R.B (1995). Interpersonal Skills Questionnaire from, http://rhill.coe.uga.edu/workethic/isq.htm#top
[7] Seligman, M.E.P. (1990). Learned Optimism. New York: Knopf. (reissue edition, 1998, Free Press, ISBN 0-
671-01911-2).
[8] Parks, A. C., & Biswas-Diener, R. (2013). Positive interventions: Past, present and future. Bridging acceptance
and commitment therapy and positive psychology: A practitioner’s guide to a unifying framework. Oakland,
CA: New Harbinger. Chicago
[9] Diener, E., Suh, E. M., Lucas, R. E., & Smith, H. L. (1999). Subjective well-being: Three decades of progress.
Psychological Bulletin, 125, 276–302.
[10] Helgeson, V. S., Snyder, P., & Seltman, H. (2004). Psychological and physical adjustment to breast cancer over
4 years: Identifying distinct trajectories of change. Health Psychology, 23, 3–15.
[11] Diener, E., Suh, E. M., Lucas, R. E., & Smith, H. L. (1999). Subjective well-being: Three decades of progress.
Psychological Bulletin, 125, 276–302.
[12] Lichter, S., Haye, K., & Kammann, R. (1980). Increasing happiness through cognitive structuring. New
Zealand Psychologist, 9, 57–64.
[13] Emmons, R. A., & McCullough, M. E. (2003). Counting blessings versus burdens: An experimental
investigation of gratitude and subjective well-being in daily life. Journal of Personality and Social Psychology,
84, 377–389.
[14] Argyle, M. (2001). The psychology of happiness, 2nd. East Sussex, England: Routledge.
[15] Snyder, C.R., & Shane, J. (2007). "Positive psychology: the scientific and practical explorations of human
strengths. Thousand Oaks, California: Sage Publications, 297–321.
[16] Sin, N. L., & Lyubomirsky, S. (2009). Enhancing well‐being and alleviating depressive symptoms with positive
psychology interventions: A practice‐friendly meta‐analysis. Journal of clinical psychology, 65(5), 467-
487.Chicago.
[17] Scott, D. W. (2015). Multivariate density estimation: theory, practice, and visualization. John Wiley & Sons.
[18] Schueller, S. M., & Parks, A. C. (2014). The science of self-help. European Psychologist.
[19] Baker, B. L., Blacher, J., & Olsson, M. B. (2005). Preschool children with and without developmental delay:
behaviour problems, parents’ optimism and well‐being. Journal of Intellectual Disability Research, 49(8), 575-
590.
[20] MacDonald, E. E., & Hastings, R. P. (2010). Fathers of children with developmental disabilities. The role of the
father in child development, 486-516.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding author: Widya Paramita Lokapirnasari, Department of Animal Husbandry Faculty of Veterinary Medicine,
Airlangga University, Mulyorejo Street, Surabaya 60115, Indonesia,
email: [email protected]
Potency of Probiotics on HDL, LDL, Cholesterol and Total Protein of Egg’s
Quail (Coturnix coturnix japonica)
Widya Paramita Lokapirnasari1*, Sri Hidanah1, Suharsono2, Anisah Fathinah3, Arrifah Ratna Dewi3,
Anita Dwi Andriani2, Balqis Karimah3, Tri Nurhajati1, Koesnoto Soepranianondo1, Mirni Lamid1,4,5
1Department of Animal Husbandry Faculty of Veterinary Medicine, Airlangga University, Mulyorejo Street,
Surabaya 60115, Indonesia, 2 Department of Anatomy Veteriner, Faculty of Veterinary Medicine, Airlangga University, Mulyorejo Street,
Surabaya 60115, Indonesia 3Agribusiness Veteriner Faculty of Veterinary Medicine, Airlangga University, Mulyorejo Street, Surabaya
60115, Indonesia 4Faculty of Fisheries and Marine, Airlangga University, Surabaya, Indonesia 5Proteomics Laboratory, Institute of Tropical Disease, Airlangga University,
Surabaya-Indonesia Received: September 12, 2017 Accepted: November 28, 2017
ABSTRACT
The purpose of this research was to know the potency of probiotic supplementation to content of HDL, LDL,
Cholesterol and total protein of egg’s quail Coturnix coturnix japonica. This research consist of five treatments,
each treatment consisted of four replications and each replication consisted by ten quail. The treatment were T0:
control (without probiotic), T1: 0.05 gram probiotic/ kg feed, T2: 0.1 gram probiotic/kg feed, T3:0.025 gram
probiotic/L drinking water and T4: 0.05 gram probiotic/L drinking water. The probiotic consisted of combine
Lactobacillus casei and Lactobacillus rhamnosus of 1.2 x 108CFU/gram. The results showed that the probiotic
supplementation both in feed and water gave a significant impact to reduce of Low Density Lipoprotein (LDL)
and cholesterol, improve of High Density Lipoprotein (HDL) level. Moreover, the quails feed with free antibiotic
feed with free antibiotic feed + 0.025 gram probiotic/L drinking water and 0.1 gram probiotic/kg feed could reduce
(P<0.05) egg cholesterol, LDL and could improve HDL and the total proteins. It can be concluded that using
probiotic contain Lactobacillus casei and Lactobacillus rhamnosus could improve egg quality by reduced
cholesterol, LDL and increase HDL and total protein of egg’s quail Coturnix coturnix japonica.
KEYWORDS: Probiotic, HDL, LDL, Cholesterol, total protein
INTRODUCTION
Quail has advantageous attributes such as small body size, rapid growth rateand early sexual maturity
[1]. Quail also has cheaper production cost, and don’t need a large land, easy to handle by human. Therefore they
used for commercial rearing, egg and meat production under intensive management[2].
Probiotics are defined as beneficial live microorganisms, when administered in adequate amount may
support a beneficial health on people with specific illnesses[3]. Probiotics, including live yeasts and bacteria, as
feed additive or supplements and known give beneficial effect to the host by improving intestinal microbial
balance, producing several substances that act as antimicrobial, stimulating the immune response, increase the
intestinal microflora balance, modulating the immune response, and lowering cholesterol levels, enhance nutrient
bioavailability, carcas yield and quality of Japanese quail[4, 5].
Lactobacillus spis one of the isolates of bacteria that has a potential as a probiotic from the group of
lacticacid bacteria. Lactic acid bacteria are Gram-positive, coccus or rod, non spore, acid tolerant, catalase
negative, facultative an aerob and the major end product was lactic acid. The use of lactic acid bacteria provides
benefits for animals and humans against pathogenic bacteria. Prolonged and continuous use of antibiotics in
animal feed may result in antibiotic resistance. Probiotics such as lactic acid bacteria can be used as a substitute
for antibiotic growth promoters that have a positive impact on livestock growth and disease prevention. Several
studies have shown that the use of probiotics can decrease triglyceride and cholesterol content in serum and egg
yolks [6-9]. The purpose of this research to evaluate the effect of probiotics supplementation containing
Lactobacilluscasei and Lactobacillusrhamnosus as alternative Antibiotic Growth Promoter to HDL, LDL, cholesterol and total protein of egg’s Coturnix coturnix japonica.
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Lokapirnasari et al.,2018
MATERIALS AND METHODS
About 200 of 14weekold quails were randomized into five treatments with four repetitions,each replication
consisted of ten quails, with this following treatment:T0: control (without probiotic), T1: 0.05 gram probiotic/ kg
feed, T2: 0.1 gram probiotic/kg feed, T3: 0.025 gram probiotic/L drinking water and T4: 0.05 gram probiotic/L
drinking water. Egg’s quail were collected every day. The data collection of this research by taking five eggs
randomly on each repetition in the last week of treatment.
a. Cholesterol, samples and reagents are prepared at roomtemperature after that pipette into tubes as below: Tubes Blank Sample CAL. Standard
R1.Monoreagent 1.0 mL 1.0 mL 1.0 mL
Sample - 10 µL -
CAL Standard - - 10 mµ
Mixingsamples and reagents until homogen and incubate 10 minutes or 5 minutes at room temperature
(37°C). After incubate, record the absorbance (A) of thethe standard and samples at λ500 nm against the
reagent blank.
The color will be stable for 30 minutesand protected it from sun/light.
Calculations of total cholesterol was total cholesterol (mg/dL) = A sample/A standard × C standard
If using samples with concentrations higher than 600 mg/ dL, it should be diluted with saline to be 1:2 and then
assayed again. Multiply the result by 2.
If results are to be expressed as SI units apply:mmol/L=mg/ dL x 0.0259
Cholesterol assay procedure,
Temperature at 25°C- 37°C, Optical path1 cm, λ500 nm and Hg 546 nm
Measurement Against reagent blank Sample Standard
Supernatant 100 µL -
Standard - 100 µL
Reagent 1000 µL 1000 µL
Calculation of cholesterol
Cholesterol in supernatant (mg/dL) = Δ E sample/ Δ Estandard × concentration standard(mg/dL)
The concentration standard is the concentration of the total cholesterol in the cholesterol standard solution.
I. HDL assay procedure: samples and reagents prepare in roomtemperature and pipette into
centrifuge tubes 0.2 mL standard or sample and 0.4 mL precipitating reagent with ratio
sample/reagent = ½ and dilution factor = 3. Vortex and allow to stand at room’s temperature for 10
minutes after that centrifuge at 4000 rpmfor 10 minutes, or at 12000 rpm for 2 minutes. Separate the
clear supernatant within 2 hours. If supernatant triglycerides (>350 g/ dL) the sample should be
diluted with saline (1:2) and then assayed again. Multiply the result by 2.
II.
II. Colorimetry : the cholesterol standard (50 mg/ dL) and the cholesterol MR Monoreagent of the kit prepare in
room’s temperature and pipette into tubes as below: TUBES Blank Standard
Supernatant
Sample
Supernatant
Monoreagent 1.0 mL 1.0 mL 1.0 mL
Supernatant - - 50 µL
Standard - 50 µL -
Mixing and let the tubes at room temperature for 10 minutes or at 37°Cfor 5 minutes and read the
absorbance (A) of the supernatant and the standard at λ500 nm against the reagent blank.The color will
be stable for 30 minutes and protected it from sun/light.
Calculations of HDL:
HDL - cholesterol (mg/dL) = A supernatant/A standard × C standard
The results are expressed as SI units: mmol/L =mg/dL x 0.0259
b. LDL
Assay procedure
Precipitation
Sample 100µL and precipitating reagent1000 µL
Mix and incubate at room temperature for 15 minutes, then centrifuge for 20 minutes at 2500 g. Within one hour
after centrifugation, transfer 100 µL of the clear supernatant to the reaction solution for the determination of
cholesterol.
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J. Appl. Environ. Biol. Sci., 8(1)65-69, 2018
The cholesterol standard has to be diluted 1 + 10 with NaCL (9 g/L). After dilution the standard is treated like the
supernatant.
c. Protein assay procedure
Pipette into tubes: TUBES Blank Sample CAL Standard
R1.Biuret 1.0 mL 1.0 mL 1.0 mL
Sample - 20 µL -
CAL. Standard - - 20 µL
Mixed and incubated the tubes for 10 minutes at 37°C and read the absorbance (A) of the samples and the standard
at λ540 nm against the reagent blank.The color will be stable for at least 1 hour
Calculations of total protein:
Total protein (g/dL) =A sample/A standard × C standard
Samples with concentrations higher than 12 g/ dL should be diluted 1:2 with saline and assayed again. Multiply
the results by 2.
If results are to be expressed as SI units apply: g/ dL x 10= g/L
Statistical Analysis
Data analysis use Analysis of Variant (ANOVA). If the result show different or significantly different then
continue with Duncan Multiple Range Test[10]. Statistical analysis using SPSS for Windows 21.0.
RESULTS
Cholesterol, HDL, LDL of egg’s quail
The results of Analysis of Variance (ANOVA) showed that the addition of probiotics through feed and drinking
water have an effect on egg’s HDL, LDL and cholesterol (p<0.05) compare with control (Table 1).
Table 1. HDL, LDL, and Cholesterol Levels of egg quail in 4 week of treatment Treatment Variable
HDL(mg/g) LDL (mg/g) Cholesterol (mg/g)
T0 4.15b ± 0.01 1.38b ± 0.01 19.02d ± 0.02
T1 4.68d ± 0.02 1.49c ± 0.01 16.74b ± 0.01
T2 7.15e ± 0.02 1.27a ± 0.01 22.97e ± 0.02
T3 3.88a ± 0.01 1.74d ± 0.02 10.41a ± 0.01
T4 4.64c ± 0.02 1.38b ± 0.01 17.23c ± 0.02
Total Protein of egg’s quail
The results of Analysis of Variance (ANOVA) showed that the addition of probiotics through feed and drinking
water have an effect on egg’s total protein content (p<0.05) compare with control (Table 2).
Table 2. Total Protein of egg quail in 4 week of treatment Treatment Variable
Total Protein(mg/g)
T0 136.43a ± 0.02
T1 215.48e ± 0.01
T2 168.81b ± 0.02
T3 212.62d ± 0.02
T4 194.05c ± 0.02
DISCUSSION
The results of the quail egg cholesterol showed a differences compared to the controls (Table 1).In T3
treatment (0.025 gram probiotic/L drinking water) showed the highest significantly different effect which means
T3 (10.41 mg/g) has the lowest cholesterol content compared with T0 (19.02 mg/g) and the others treatment
groups (Table 1). Treatment T3was the best result that can reduce the yolk cholesterol. To know the most influence
treatment continued with Duncan's Multiple Range Test. The lowering ofcholesterol levels in the egg yolk from
the treatment caused by the amount of probiotics administration through drinking water which more effective to
produce the amount of microbes in the digestive tract. This result in line with the research[11]that
probioticsLactobacillus Plussupplementation with treatment 0, 0.2%, 0.4% and 0.6% consisted by 2.56×108
CFUshowed significantly different in egg cholesterol. Increasing the number of microbes inhibit Hydroxi Metyl
Glutaryil-KoA reductase (HMG-KoA reductase) enzyme work which plays a role in the formation of mevalonate
in the process of cholesterol synthesis so can’t change into cholesterol.
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Lokapirnasari et al.,2018
The research on improving egg characteristics is essential, not only to produce better quality eggs but
also to provide food safety in a balanced diet for poultry industries[12]. Cholesterol is important for health because
it is used as a constituent of hormones and for the production of bile acids[13], but excessive cholesterol
consumption will endanger the health because it can cause atherosclerosis (blockage of arteries).
The results of Analysis of Variance (ANOVA) in HDL levels of quail eggs showed significance different
(P< 0.05) among treatments. The results of analysis by Duncan’s Multiple Range test showed differencesin HDL
levels among egg yolk T0 with T1, T2, T3 and T4. The highest HDL showed in 0.1 gram probiotic/kg feed (T2)
treatment. This is in line with the study[14] that the fermented synbiotics supplementation affect to the HDL
enhancement or good fats in laying hens. The fermentation synbiotics supplementation to 30% level in feed can
raise blood serum HDL inlaying hens. Supplementation of protexin into the laying hens diet has been shown to
reduce egg yolk and serum cholesterol level. The mean of serum cholesterol level in the study was decrease from
188.50 mg/ dL in the control group to be 186.35 mg/ dL in the probiotic supplementation group. It is possible that
microorganisms in the probiotics can assimilate the cholesterol in the tractus digestivus for cell metabolism, thus
reducing the total absorption [15]. Another reason to reduced the cholesterol in host which fed by probiotics,
suggested by [16] that probiotics could inhibit enzyme hydroxymethyl-glutarylco enzyme A, which it involved in
the gastrointestinal tract. Another mechanism through probiotics can cause hypercholesterolemia action through
bile acids (deoxycholic bile acids and cholic) which produced by hepatocytes and conjugated with taurine and
glycine amino acid. In the small intestine, this acid absorbed and directed to the liver, and lower bile acid recycling
will eventually lower serum cholesterol level. Probiotics can affect the binding of cholesterol and the inhibition
of micelle formation combined with the fermentation effect on short chain fatty acid (SCFA) production is a
proposed mechanism for explaining potential cholesterol effects [17]. Probiotics may change the enzyme, which
is related in the process.
The enhancement of HDL levels usually followed by reduction levels of LDL and cholesterol. The
results of LDL levels showed significant differences (P <0.05) among treatments. The lowest LDL (1.27 mg/g)
and high HDL (7.15 mg/g) showed by 0.1 gram probiotic/kg feed (T2) treatment. The reduction in LDL caused
by the balances between HDL and LDL levels. The statement in line with[18]which states that the feed supplement
can increase HDL levels and directly affect the reduction in LDL levels. LDL that has been formed in the liver
will be sent to the bloodthe over production of LDL will be bound by Lecithin - Cholesterol Acyl Transferase
(LCAT) enzyme in the processof Reverse Cholesterol Transport (RCT). LCAT has a function to bind lipoproteins
or free fat in the blood plasma and send it to the liver. HDL as a lipoprotein that plays a role in the RCT process
will increase the transport of cholesterol from the tissues to be returned to the liver and excreted through bile[19].
Total Protein
Based on the results of statistical analysis (Table 2) showed that the treatment had significantly different effect (P
<0.05) on quail egg yolk protein level. The result showed that the addition of probiotics in feed and drink can
increase protein levels. The highaverage of egg yolk protein showed in T1 (215.48), T3 (212.62), T1 (207.62),
T4 (194.05) and T2 (168.81 mg/g). The lowest total protein content of egg showed in control treatment (T0)
without addition of probiotic. Protein content in feed affects the protein composition in eggs. Protein in feed
mostly used for egg production, only a small portion for basic living higher production level then need higher
protein [20]. The addition of probiotics in feed can increase microbial activity, enzyme activity and protein
digestibility as well as metabolic energy of feed in the quail's digestive tract, so can accelerate the rate of feed
movement, so the absorption of feed substances become larger and impact the enhancement od feed efficiency
and quail production[21]. So that the protein content in probiotics can affect the protein content in quail eggs.
CONCLUSION
The results showed that probiotics 0.1 gram /kg feed and 0.025 gram /L drinking water could reduce cholesterol
level, LDL level, increase HDL level and total protein of egg’s quail Coturnix coturnix japonica.
ACKNOWLEDGMENTS
We thanks to Rector of Universitas Airlangga, Dean of Veterinary Medicine, Universitas Airlangga and
Kemenristekdikti who have provided the fund for this research.
68
J. Appl. Environ. Biol. Sci., 8(1)65-69, 2018
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6. Mohan B., R. Kadirvel., M. Bhaskaran and M. Natarajan, 1995. Effect of probiotic supplementation on
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Husbandry University of Brawijaya Malang.
12. Duru, M., A. A,Duru., K.Karadaş., E.Eyduran.,H.Cinli and M. M. Tariq,2017. Effect of Carrot (Daucus
carota) Leaf Powder on External and Internal Egg Characteristics of Hy-Line White Laying Hens.
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13. Aviati, V., S.M. Mardiati., T.R. Saraswati, 2014. Cholesterol levels of quail eggs after giving of turmeric
powder in feed. Anatomy and Physiology Bulletin Volume XXII, Nomor 1 March.
14. Yusrizal., Noverdiman., M. Fahmida and Yatno, 2012. The influence of the combination of probiotic
and prebiotic (symbiotic) cement palm kernel (BIS) for fermentation ammonia emission reduction, health
status and laying hens performance. In Proceeding in SINas 2012.
15. Khan, S. H., M. Atif., N.Mukhtar., A.Rehman and G.Fareed, 2011. Effects of supplementation of multi-
enzyme and multi-species probiotic on production performance, egg quality, cholesterol level and
immune system in laying hens. Journal of Applied Animal Research, 39(4), 386-398.
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Journal of Nutrition.73:701–710.
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18. Rosadi, I, 2013. Levels HDL (High Density Lipoprotein) and LDL (Low Density Lipoprotein) Blood on
a variety of local female ducks whose feeds are supplemented with probiotics. JurnalIlmiah Animal
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Muhammad Nisar, Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan. email: [email protected]
Land Ownership Disputes Due to Land Commercialızatıon and Its Effect
on Socıal Structure in Tehsil Dargai Distrıct Malakand
Muhammad Nisar*1, Mussawar Shah2, Asadullah2, Dilkash Sapna1, Anas Baryal1. Zia Ur Rahman3
Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan1
Department of Rural Sociology, The University of Agriculture Peshawar, KP, Pakistan2
Department of Computer Science, Bacha Khan University, Charsadda, KP, Pakistan3
Received: September 3, 2017
Accepted: November 22, 2017
ABSTRACT
The main objective of this research study was to ascertain the relationship of land ownership disputes with land
commercialization and its effect on social structure in Tehsil Dargai, Khyber Pakhtunkhwa, Pakistan. Among
total 291 respondents, a sample of 128 was selected randomly through convenience sampling procedure, used by
Mkwaje (2013) in his study. The dependent variable (social structure) was cross tabulated with independent
variable (land commercialization related disputes). Association of variables was ascertained by using Chi-square
test. The study found that urbanization has significantly affect the social structure (P= .045), the increase in
population and disputes were also significant (P=014), disputes of land was found high where land was
considered a key asset of livelihood in disruption of social structure (P=0.000). However, agricultural
commercialization (P=0.000) and increase in land prices (P=0.000) were found highly significant in relation
with disputes emergence and degradation of social set up. Conversely, a non-significant relationship found
between social structure and migration into an area (P=0.200). The study concluded that the social structure is
becoming weak due to land ownership disputes. People are becoming materialistic in their outlook and adopting
unfair means to sell or force encroachment on other’s land.
KEYWORDS: Land, Land Commercialization, Social Structure, Disputes , Qui-square, Dargai.
1. INTRODUCTION
“
According to Rural Development Institute Report (2009) land is a vital asset, especially in the developing
countries, particularly for the deprived people. Majority of the rural poor depend on agriculture for their
existence. Further, both conventional and formal rights to land act as a structure of economic entrée to important
markets and as a form of social entrance to nonmarket institutions, like family circle and community-level
domination structures. Land possession gives economic contribution to agricultural production, as a source of
revenue from rental or sale, and as assurance for credit that can be used for either utilization or investment
purposes.”
Anwar et al (2004) stated that according to Household Economic Integrated Survey (HEIS) 2001-2002 data,
around 10.36 percent of the rural population of Pakistan is landless; 32.63 percent own under one hectare; 0.046
percent owns between one and two hectares; 0.0309 percent owns between 2-3 hectares and 0.0293 percent own
5 or more hectares of land.
“These disputes of land lead to the devastation of social structure. Radcliffe-Brown (1943) defined social
structure as the network of actually existing social relations. Every person has some roles and responsibilities
inside the social structure. According to USAID (2005) land is an outstanding, valuable, and fixed source of
inadequate amount and is an essential constituent in the diverse and multifaceted social relations of production
and reproduction in which disagreement among persons and groups are bred.”
“Cernea (1988) and Wallerstein (2012) examined that large-scale infrastructure projects necessitate access to
land and need to secure possession. This encourages the people to confront the existing common property, land
establishment, which is categorized by Mexican agrarian law as social property. Therefore, this property regime
is at present viewed by development actors as a barrier to their capital investment purposes. As a result, land is
appropriated by influential private actors through miscellaneous procedures of buying, leasing and illicit means
which sometime lead to the forceful eviction of rural community, bargain resettlements, land-grabbing and force
migration. Platteau (1996) revealed that the issues of migration and identity, therefore, turn into mostly more
important. As examined in numerous African states, the native people resist the shift of customarily hold family
and community land to outsiders by committing acts of destruction, looting, blazing, and stealing of property
and crops of new land proprietors. To the amount that estrangement of land to outsiders breaches social norms,
hatred and pressure aroused in case of immigration, which can transform into unwrap hostility and land
disputes. Migrations across-community, on the other hand, engages amalgamation of different tribes with their
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Nisar et al., 2018
specific values and interior land dealings. This leads to collapse of pre-existing traditional institutions, and
which, in the nonexistence of formal organizations, lead to disputes within the host communities.”
“Some fundamental reasons, like population pressure, agricultural commercialization, as well as urbanization,
have added to the growing number of land disputes, also the present land tenure structures in Africa may
possibly not be well-resourced to decide such disputes. In West African, Ghana usually, disputes over land is
most strict and seems likely to deepen. The bulky migration, population expansion, population pressure, speedy
urbanization, land scarcity, cash-crop led marketization, and increasingly politicized conflict over land have
produced increased competition (Van Donge (1999; IIED, 1999).”
“Wilson (2000) in Bougainvillean revealed that land ownership gives a strong place and voice in local as well as
in national politics to the people. Land also holds an extraordinary importance as the place where the parents
and ancestors of the people are buried. In this extensively statement from 1974, close connection with their land
was expressed by three Bougainvillean students that land is our life. The Land is our physical life and we
depend on land for foodstuff and sustenance. Land is our social life: for matrimony, social position, social safety
and for politics we depend on land. Whilst you take away our land, you cut away the means of our survival. We
have little or no experience of social existence without the land. Zongo (2002) has found that speedy population
expansion, joined with either inadequate chance for non-agricultural employment or, in some other areas,
growing non-agricultural claim for land, is an important factor that causes land prices to be high, resulting in
higher struggle for an inadequate amount of land available. This frequently leads to disputes generation after
generation or between ethnic groups, particularly in situation where threat is high and land is considered as an
important source of livelihood.”
“OHCHR (2005) reported that the most complex land disputes are those that comprise corrupt land
administration in a state. In numerous countries, indigenous population have been evicted at threat of being
evicted because of the failure to be familiar with their rights to land or these rights are suspended by the state,
and or take their property by force for public use or privatization of their lands by the government. In countries
where the indigenous people have been underprivileged in the past for a long time of their land rights, there is
the possibility of more severe land disputes that may arise even after decades or generations afterward. The
communities in Uganda “receiving” and “sending” based on their historical models of migration. Their main
findings revealed that the likelihood of having a dispute over a parcel was 6% points higher in receiving than in
sending communities and that disputes probability were higher in communities with many tribes. Land disputes
by type revealed that where many tribes were in a community, the probability of eviction and inheritance
disputes were higher but not boundary disputes. Under World Bank pressure, mechanized farming has expanded
speedily to those areas which belong to pastoral communities. In 2001, entire area under mechanized
agricultural increased by 60.6 percent.” This brought far reaching implications and imposed severe dangers to
the survival of commercial land rights leading to disputes in diverse parts of the country (Yamano & Deininger,
2005; Egemi, 2006).
“In Mongolia, the privatization of urban land resulted in relatively a number of numerous allotments of land due
to illegitimated declaration and uncreative, ineffectual land administration agencies whose staff is partially
lacking ability, and partly open for unsuitable practices. Resolutions of these disputes not have transparency and
usually favor the wealthy and prosperous people possessing informal associations to particular decision makers.
Another wrongdoing is the allotment of land located in the river bank as well as nearby protected areas of
Ulaanbaatar to the wealthy people by corrupted high ranking civic officers. In Georgia, in the second round of
privatization of agricultural land people faced different illegitimate methods in which during the auctions some
people were excluded and some were given preference over other groups or individuals. This lobbyism and
bribery during the privatization procedure contributed harmfully to the previously low confidence of Georgian
nationals over their government. The Darfur dispute is an example of land dispute resulting due to
miscellaneous changes and leading to a bigger dispute. Shortage of land due to environmental degradation and
population pressure, and privatization are responsible for land disputes which brings negative consequences for
people (Bokeria, 2006; Baatar, 2007; Wehrmann, 2008).”
2. METHODOLOGY
“The study was conducted in Tehsil dargai (District Malakand). The interview schedule was used as tools of
data collection. A detailed interview schedule was designed in the light of the objectives of the study. For
getting accurate information, a concise explanation regarding the rationale of the study was discussed with the
respondents. Before going to the field, the interview schedule was pre tested and addition and deletion was made
where required. Those who have some registered cases to be disposed of by the civil court through civil suit in
Tehsil Dargai, Malakand, were included as a sample of the study.” From Civil Suit/1 Register of Tehil Dargai
the list of respondents was obtained randomly for data collection by following formula adopted by Mwakaje
(2013);
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J. Appl. Environ. Biol. Sci., 8(1)70-74, 2018
Where,
n = sample size
N = the total population size
e = the margin of error
The Collected data was analyzed through SPSS, and results were interpreted into frequency and percentages.
Moreover, the effects of independent variable on the dependent variable was find out with Chi-Square test. In a
cross tabulation the dependent variable (social structure) was indexed and cross tabbed with the independent
variables.
The following formula visualized in the research was adopted:
Where
=Chi-square for two categorical variable
Total of ith row
Total of ith Colum
Oij = Observed frequencies in ith row and jth column
=expect frequencies corresponding to ith row and jth column.
Land commercialization and land ownership disputes
“Table 1 identifies the relationship between land commercialization, land disputes and its effects on social
structure. Almost half of the respondents i.e 62(48.4%) believed that land ownership disputes occur due to
urbanization. 80(62.5%) of the respondents said that population pressure on land is responsible for disputes,
while 95(74.2%) of the respondents were of the view that land ownership disputes occur where land is limited
and considered a key asset of livelihood. Beside this some respondents i.e. 56(43.8%) said that large scale
migration to an area is also responsible for land disputes because of the scarcity of land. Similarly, 95(74.2%) of
the respondents favoured the statement that land ownership disputes increases with the agricultural
commercialization while almost all of the respondents i.e 107(83.6%) agreed that when the land price increases
in an area, the disputes on the land increases.”
Table 1: Frequency distribution and percentages of responses towards land commercialization and land
ownership disputes. S.no Attributes Yes No Total
1 Land ownership disputes occur due to urbanization 114(89.1%) 14(10.9%) 128(100%)
2 Land ownership disputes occur due to population pressure on land. 110(85.9%) 18(14.1%) 128(100%)
3 Land ownership disputes occur where land is limited and consider a key asset of livelihood.
119(93.0%) 9(7.0%) 128(100%)
4 Land ownership disputes occur when large scale migration started to
an area.
98(76.6%) 30(23.4%) 128(100%)
5 Lan Land ownership disputes occur due to agricultural commercialization d ownership disputes occur when cash crop led
marketization increases.
109(85.2%) 19(14.8%) 128(100%)
6 Land ownership disputes occur due to increase in land prices. 93(72.7%) 35(27.3%) 128(100%)
Values in table present frequencies, while parenthesis values represent percentages
Relationship of land ownership disputes with commercialization and its effects on social structure
In the study respondents were asked about land ownership related disputes prevalence in the study area. They
share with the researcher that urbanization has significantly caused many problems in the area which disrupts
the prevalent structure of community. The relationship was found significant (P= 0.045) with social structure.
The results of Van Donge (1999) buttress the findings of the study, in which he opined that agriculture
commercialization, population pressure and urbanization have added to the growing number of land disputes in
Africa. Furthermore, a significant relationship (P=0.014) found between social structure and population pressure
on land. Most of the respondents were of the view that population pressure on certain land leads to the
disturbance of social structure. The results of IIED (1999) report buttress the findings of the study, in which the
72
Nisar et al., 2018
report revealed that like West African in Ghana usually, dispute over land is most strict and seems likely to
deepen. The bulky migration, population expansion, population pressure, speedy urbanization, land scarcity,
cash-crop led marketization, and increasingly politicized conflict over land have produced increased
competition.
In Pakistan, the economy is agricultural based, but now a day the concerned commodity is converting to modern
commercialized form, thus have created numerous disputes. The growing commercialized construction on land,
enhanced its value. Therefore, in the study area it was found highly significant (P=.000) in association with the
emergence of disputes and seen as an active factor for disrupting the social structure. The same findings were of
the Zongo (2002) who said that that land disputes continues generation after generation in situations where
threat is high and land is considered as an important source of livelihood.
Migration and land ownership disputes were non-significant (P=0.200) in association. The findings of the study
negate the findings of Yamano & Deininger (2005) who classified the communities in Uganda into “receiving”
and “sending” based on their historical models of migration. Their main findings revealed that the likelihood of
having a dispute over a parcel was 6% points higher in receiving than in sending communities and that disputes
probability were higher in communities with many tribes. Land disputes by type revealed that where many tribes
were in a community, the probability of eviction and inheritance disputes were higher but not boundary
disputes. The utmost important factor, as considered, by the researcher were the rurality of the study area.
Hence, large scale migration occurs here from rural to urban areas, that’s why the issue of land disputes was not
prevailed in the study area due to migration.
Land disputes and agricultural commercialization have a highly significant (P= 0.000) relationship with each
other. Land disputes occur due to agricultural commercialization. As the study area is rural and agricultural
based and now a days agriculture is becoming more and more commercialized which brought disputes among
people. The result confers the findings of Cotula, Toulmin, & Hesse (2004) as well as of Van Donge (1999) who
declares agricultural commercialization as an important contributing factor of land conflicts in Africa. Land is
becoming a valuable commodity and an easy way of high income. Land is selling by people as the price is
becoming high and high. That’s why increase in land prices significantly affected land ownership disputes
(P=0.000). The study of Yamano & Deininger (2005) that land disputes in Kenya occurs due to increase in sales
of land market.
Table 2: Association between land commercialization related disputes and its effects on social structure. S.no Attributes Responses Social Structure Total Chi-square
Yes No
1 Land ownership disputes
occur due to urbanization
Yes 107(93.1%) 7(6.1%) 114(89.1%) X2=4.015
P= .045 No 11(78.6%) 3(21.5%) 14(10.9%)
2 Land ownership disputes
occur due to population
pressure on land
Yes 104(94.5%) 6 (5.5%) 110(85.9%) X2 =5.991
P=0.014 No 14(77.8%) 4(22.2%) 18(14.1%)
3 Land ownership disputes
occur where land is limited and consider a key asset of
livelihood
Yes 114(95.8%) 5(4.2%) 119(93.0%) X2=30.399
P=.000 No 4(44.4%) 5(55.6) 9(7.0%)
4 Land ownership disputes
occur when large scale
migration started to an area
Yes 92(93.9%) 6(6.1%) 98(76.6%) X2=1.645
P=0.200 No 26(86.7%) 4(13.3%) 30(23.4%)
5 Land ownership disputes occur due to agricultural
commercialization
Yes 105(96.3%) 4(3.7%) 109(85.2%) X2=17.362
P= 0.000 No 13(68.4%) 6(31.6%) 19(14.8%)
6 Land ownership disputes
occur due to increase in land
prices
Yes 91(97.8%) 2(2.2%) 93(72.7%) X2=15.021
P=0.000 No 27(77.1%) 8(22.9%) 35(27.3%)
3. CONCLUSIONS AND RECOMENDATIONS
It is concluded that the people in the study area has a clear vision that land commercialization leading to the
destruction of social structure. It is found that the powerful people were more involve in buying and selling of
lands. Commercialization indulge more and more people in land’s business. Further they used malpractices due
to which the social structure was getting disturbed. The study suggested that through the computerization of land
and inculcation of moral values, land disputes can be minimized and hence social structure could be saved
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J. Appl. Environ. Biol. Sci., 8(1)70-74, 2018
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
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*Corresponding Author: Dr. Muhammad Shabbir Ch., Assistant Professor, Department of Sociology GC University
Faisalabad, Email: [email protected]
Socio-Economic and Cultural Determinants of Criminal Youth Behavior:
A Case of Faisalabad City in Punjab, Pakistan
1Dr. Muhammad Shabbir Ch., 2Muhammad Arqam Mushtaq, 3Muhammad Idrees, 4Muhaammad Atif
1Assistant Professor, Department of Sociology, GC University Faisalabad
2M.Phil. Scholar in Sociology, Department of Sociology, GC University Faisalabad 3Teaching Assistant in Sociology, Department of Sociology, GC University Faisalabad
4Research Officer in Sociology, Department of Sociology, GC University Faisalabad
Received: August 23, 2017
Accepted: November 7, 2017
ABSTRACT
The present study explores the socio-economic and cultural factors promoting criminal behavior among youth in
Pakistan. The youth are often faced by a number of challenges. Recently, youth deviant behavior has become a
global issue of great concern and requires immediate attention. Currently, a huge number of challenges which
are youth facing in the urban poor settings are varied and unique to the context. The leading determinants which
increases crime rate are joblessness, illiteracy, poverty, injustice and lawlessness, fundamentalism and
politicized law enforcing agencies, political instability. In Pakistan, lower socio-economic to become rich as
well as high socio-economic status holders to become richer are involved in crimes. Literature shows that
mostly criminals commit crimes due to socio-economic inequalities. The main objective of this study is to
explore the factors promoting criminal behavior among youth in Faisalabad, Pakistan. A sample of 150
respondents was taken from two randomly selected towns of Faisalabad through convenient sampling technique.
The analysis was made through Statistical Package for Social Sciences (SPSS) version 17. On the bases of the
findings it was concluded that there are number of socio-economic and psychological factors that are creating
problems in state and becoming hurdle in the sustainable economic development. Causes of youth crime in
Pakistan are little bit different from that of the western world such as unemployment, corruption and poverty. If
corruption is eradicated and state provides job opportunities to youth, youth crime rate will be fall down. The
corrective measures to stop the illegal actions must rotate around those identified causes. These corrective
measures like corruption in law enforcing agencies, lack of authorities given to the agencies, unsolved issues of
the agencies (provision of modern tools and capacity building trainings and heavy increment in salaries),
technological backwardness in the context of security tools, joblessness and poverty and. Solution of the issues
on priority-wise is the key to success. Visible decrease in youth crime rate can be seen if proper corrective
measures are taken into account.
KEY WORDS: Social and psychological determinates, crime, criminal behavior
I- INTRODUCTION
Crime is a main source of discomfort and in security in every society. Crime, no doubt perpetrates
enormous monetarist and psychosomatic costs on society. Criminal act gives upswing to the feeling of fear and
insecurity and even in those people who have not been victimized. The result in saga city of horror of being
victimized creates adverse effects on happiness. A wrongdoing classified by the parliamentarian body of the
country or the government or law of the state is called crime. Every state makes a number of acts which are
forbidden as crimes and proposes an imprisonment or a fine or both for criminal of these acts. There is no
universal and permanent definition of crime. It differs in different times in different regions. Ahmad defines a
crime as “an act or omission of human conduct shameful to others which the state is bound to prevent. It renders
the deviant person liable to punishment as a result of proceedings initiated by the state organs assigned to
ascertain the nature, the extent and the legal consequences of that person’s wrongness” (1999).
Crime is an activity which is against the law and the fact associated with criminal activities and the
socio-economic development of the society is undeniable. Crime is considered as the unpredicted behavior of
any human being which opposes the law. Normally, aggression and mental stress cause an individual to produce
deviant behavior. A crime is an action of an individual demeanor injurious to others which the country is
inevitable to avert. It purifies the deviant personality accountable to sentence as a consequence of happening
started by the country structures allocated to determine the nature, the extent and the legal penalties of the
individual’s unfairness (Agnew, 1992). Like Pakistan, in Asian countries more than 50% population has income
below the poverty line, and is unemployed, specifically youth (Altindag, 2009).
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In Pakistan, criminality has touched the terrifying level, so insecurity among 180 million citizens has
reached the peak. At a glance, Pakistan’s biggest cities, commercial and industrial hubs such as Karachi, Lahore,
Peshawar, Quetta, and Islamabad are enough to shiver down the backbone of inhabitants. A lot of official claim
are heard that unemployment is going down but unfortunately, unemployment is rising and hence, crime rate is
also high. However, the citizens of less developed areas of Pakistan suffer from severe unemployment and
poverty, which are the main reasons of crimes among youth (Danial and John, 2012). The other major factors
such as backwardness, lawlessness, and dual standards prevailing in the society, fundamentalism, and political
instability are also responsible for high crime rate (Edmark, 2003). In and out migration in Pakistan has an
impact on crime rate as the conditions show that, those who migrate to Pakistan are not subject to any
systematic record and have also a political influence leading to their easy involvement in crimes. In Pakistan,
lower as well as high socio-economic status holders are involved in crimes because they want to accumulate
more wealth through illegal ways. Literature shows that political leaders of different parties, various law
implementing departments are pushing criminal to commit crime to fulfill their own political and official
interests in Pakistan. The statistics of crime in Pakistan show that Pakistan is not performing well in social,
economic, cultural and technological environment (Anderson, 2003).
There are many social problems which are universal and crimes are one of them. Crime is social
problem which affects and influences all societies. There is no society in any part of the world, which is without
crime. Crime is looked upon primarily as a social problem, although there are certain many other aspects. Crime
causes public concern; they occupy a priority position among social problem because they challenge the ability
of modern society’s institutions and recourses to control. Social control and value orientation are among the
chief components of social problems. Practically all societies look upon crime as a social phenomenon, no
matter how infrequently it occurs. It usually causes some injury or harm to others. It is looked upon as asort of
threat to society’s ability to function. It violates sacred customs, laws and values and interrupts the smooth
operation of the social and political order. However, crime and delinquency usually have a very low priority, if
you are rating the major problems of United States. Problems such as security, food, economic development,
migration, health, population, infrastructure and education generate a much greater sense of urgency and
importance (Walter, 2007).
Pakistan is no exception as compared with the other societies of the world and is also facing the
problem of crime, which ranges from petty theft to robbery, raping, burglary, and murder. There are, however,
certain crimes which are condemned by the people of all races and colors. Such crimes are universally and
equally viewed as serious delinquency and deviancy. Murder is one of such crimes (Jamil, 2003).
In Pakistan, the rate of crime is increasing gradually particularly in urban sections of the population.
The processes of industrialization and urbanization have created so many big cities and towns. It is reported that
the industrialized cities like Karachi, Faisalabad, etc. are producing a very high rate of disorganized elements.
As the population is increasing rapidly, the cities are becoming overcrowded leading towards density of the
population. This factor is creating problem of housing, due to which slums have developed. All of us know that
most of the industrial labor belongs to the villages. They come down to the cities to earn their livelihood. They
have the idea to earn money to send back to their families in the village but when they get wages insufficient for
their requirements, the entire dream is destroyed. Further they are greatly affected by artificial and attractive
surroundings. Besides this, anti-social elements drag them into different bad habits like drugging, drinking,
gambling, prostitution. If once they are involved in these habits they find it hard to get rid of them and dwindle
down into starvation and poverty. Starvation and poverty along with bad habits picked up compel them to
commit suicide or engage in crimes. This is the real picture of most of our Pakistani laborers engaged in
industry in different cities (Ghani, 2007).
There are number of social, economic, psychological and environmental risk factors that promote
crimes in society. These range from family disorganization to the economic crisis and vary from peer
association to loneliness and feeling of isolation to aggression and frustration that leads individual towards
crime. Population growth is also an important indicator of enhancing crime rate. Geographically congested and
over-populated areas have more vulnerable environment for the crime (Idrees, et al. 2015).
II- Statement of the problem
Present study has been designed to explore the factors promoting criminal behavior among youth in
Pakistan. Pakistan is the 6th largest country of world that has more youthful population. The large youth cohorts
are very useful for the development of a country but unfortunately these youth cohorts are involved in criminal
activities for the lack of counseling and job opportunities. In Pakistan, socio-economic and psychological risk
factors are higher as compared to the development opportunities. Some geographical areas provide easy
opportunity to commit crime. All these factors promote crime rate in the world as well as in Pakistan. Pakistani
society is facing high level of crimes because of higher intensity of social, economic, environmental and
psychological risk factors that push youth towards crime. Review of Different studies shows that mostly
criminals commit crimes on bases of socio-economic inequalities. The huge statistical data of crime show that
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Pakistan is going down in economic, cultural, social, and technological environment which is very alarming for
the bureaucracy as well as for the political leadership of Pakistan.
III- Objectives of the study
The overall objective of the study is to explore the factors promoting criminal behavior among youth in
Pakistan and to suggest some drastic measures to control the crime rate.
However detailed objectives are to:
• Study the socio-economic characteristics of the respondents
• Identify the social dimensions of criminal behavior in Pakistan
• Probe the economic determinants responsible for increasing crime among youth
• Dig out the psychological motives/conditions promoting criminal behavior
• Investigate the role of environment/geography in the promotion of criminal attitude
• Suggest some drastic measures to control the crime
IV- Theoretical framework
This study was conducted under the frame work of social process theory, follower of this theory
believed that criminality is a “function of individual socialization, and the interactions people have with
organizations, institutions, and processes of society”. Learning theory is the most common approach to the
social process theory (Barlow & Durand, 2006).
Social control theory and social reaction theory are two important approaches of social process theory. When
one’s behavior is groomed with the tied environment of other individuals and associations of institutions, it
refers by social control theory approach. While the second approach is social reaction theory which reflects that
if an individual is already viewed (labeled) as a criminal, it is more likely that this person will become start
criminal activities again (Hopkins, 2001). In the present study, researcher observed the aspects of above theories
were observed through different angles by evaluating the social, psychological and geographical factors among
youth in district Faisalabad
V- MATERIALS AND METHODS
The present study was conducted in the Faisalabad City. Multistage sampling technique was applied to
draw the sample. At first stage two towns namely Jinnah Town and Lyallpur town were taken as population. At
second stage the two union councils (one from each town) was selected. At third stage 150 respondents (75 from
each UC) were selected by using simple random sampling technique. Moreover, data was collected with the
help of a well-structured interview schedule. Descriptive and inferential statistics were applied to check the
central tendency and measure/verify the hypothesis.
VI- RESULTS
Majority 67% of the respondents were male with age range of (29-38), living in joint family system with SSC &
HSSC level of education.22.7% of the total respondents were run their own business and having Rs. 25001-
30000 as monthly household income.29.3% of the respondents reported that poverty is a reason for high
incidence of crime in Pakistan with 68% were agreeing that un-equal educational system is responsible for
deviant acts. Large proportion of respondents i.e. 54% were agreed that low income, 69.3%told agreed that job
backlogs leads youth towards crime while 41.3%t claimed that Nepotism/lack of meritocracy is the main
reasons that alternatively push youth towards deviance.51.3% were agreed to great extent that inequalities in the
society responsible for increasing crime rates. Lack of justice in society is also is one cause of promoting
criminal youth behavior told 56.7% while majority i.e. 71.3% were agreed that political; instability in the
country promote crime among youth in Pakistan.48.6% told that people learn deviant acts from the peers, 35.3%
told this is due to weak socialization and 44.7% shared that media is responsible for aggression among
youth.56.6% told that frustration among youth leads them towards crime, 43.3% were agreeing to some extent
that relative deprivations among youth push them into deviance. Most of the respondents i.e. 45.3% were agreed
to some extent that geographically congested areas are responsible for high crime rate and 46% were agreeing
that overpopulated environment enhance criminal activities.
Testing of Research Hypotheses
The purpose of this part is to present analysis and interpretation of data relating to the research problems under
investigation. The relationship between variables was evaluated by bivariate analysis which analysis explains
the interaction between explanatory and response variables. The strength of relationship has been checked by
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the chi-square and gamma statistics. This relationship might be significant or non-significant at 0.5 (level of
significance).
The Chi-Square test of Independence is used to determine if there is a significant relationship between two
nominal (categorical) variables. The frequency of one nominal variable is compared with different values of the
second nominal variable. The data can be displayed in an R*C contingency table, where R is the row and C is
the column. For example, a researcher wants to examine the relationship between gender (male vs. female) and
empathy (high vs. low). The chi-square test of independence can be used to examine this relationship. If the null
hypothesis is accepted there would be no relationship between variables. If the null hypotheses is rejected the
implication would be that there is a relationship between both variables. The manual way to calculate the chi-
square statistic is that first expected value of the two nominal variables is calculated than; the expected value of
the two nominal variables is calculated by using this formula:
Where
= expected value
= Sum of the ith column
= Sum of the kth column
N = total number
After calculating the expected value, we will apply the following formula to calculate the value of the Chi-
Square test of Independence:
= Chi-Square test of Independence
= Observed value of two nominal variables
= Expected value of two nominal variables
Degree of freedom is calculated by using the following formula:
DF = (r-1)(c-1)
Where
DF = Degree of freedom
r = number of rows
c = number of columns
Hypothesis:
Null hypothesis: Assumes that there is no association between the two variables.
Alternative hypothesis: Assumes that there is an association between the two variables.
Hypothesis testing: It is the same for the Chi-Square test of Independence as it is for other tests like ANOVA,
t-test, etc. If the calculated value of the Chi-Square test is greater than the table value, we will reject the null
hypothesis. If the calculated value is less, then we will accept the null hypothesis. In present research categorical
variables are arranged that are fit on the assumption of Chi-Square test therefore, researcher applied the chi-
square test due to its reliability.
Bi-variate analyses showing the relationship between two variables were described as under;
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Research Hypothesis 1: Frustration among youth leads them towards criminal behavior
Table 1: Association between frustration among youth and criminal behavior
For chi-Square test, the assumed statistical hypothesis is as under:
H0: There is no association between frustration among youth and criminal behavior
H1: There is an association between frustration among youth and criminal behavior Frustration among Youth Criminal Behavior Total
To great extent To some extent Not at all
Agree Count 58 10 24 92
% of Total 38.7% 6.7% 16.0% 61.3%
No opinion Count 3 5 4 12
% of Total 2.0% 3.3% 2.7% 8.0%
Disagree Count 7 33 6 46
% of Total 4.6% 22.0% 4.0% 30.7%
Total Count 68 48 34 150
% of Total 45.3% 32.0% 22.6% 100.0%
Chi-Square=71.95 D.F. =4 P-value (Significance level) =0.000** Gamma=0.37 P-value (Significance level) =0.000** **=Highly Significant
Table 1 illustrates the association between frustration among youth and criminal behavior. The value of
chi-square shows that there is a highly significant association between the variables. Therefore, the null
hypothesis “There is no association between frustration among youth and criminal behavior” is rejected and
alternative hypothesis is accepted. The value of Gamma statistics also shows strength of positive relationship
between variables.
Research Hypothesis 2: Poverty in the state is responsible for promoting criminal behavior among youth
Table 2: Association between Poverty and Criminal Behavior
For chi-Square test, the assumed statistical Hypothesis is as under:
H0: There is no association between poverty and criminal behavior
H1: There is an association between poverty and criminal behavior Poverty in state Criminal Behavior Total
To great extent To some extent Not at all
To great extent Count 35 12 8 55
% of Total 23.3% 8.0% 5.3% 36.7%
To some extent Count 10 44 9 63
% of Total 6.6% 29.3% 6.0% 42.0%
Not at all Count 14 11 7 32
% of Total 9.3% 7.3% 4.6% 21.3%
Total Count 59 67 24 150
% of Total 39.3% 44.6% 16.0% 100.0%
Chi-Square=74.66 D.F. =4 P-value (Significance level) =0.000**
Gamma=0.53 P-value (Significance level) =0.000** **=Highly Significant
Table 2 describes the association between poverty and criminal behavior. The value of chi-square
depicts the highly significant association between variables. Therefore, the null hypothesis, “There is no
association between poverty and criminal behavior” is rejected and its alternative hypothesis is accepted i.e.
there is an association between poverty and criminal behavior. The value of gamma also shows the positive
relationship between variables. Results Coincide Jua (2003) who concluded that Poverty is an important factor
associated with increased crime and violence. While crime may be seen as a survival alternative in the face of
grinding poverty, there are poor communities where crime levels are low because behavior is constrained by
informal social and cultural values.
Moser and Rodgers (2005) concluded that there is a link between violence and unequal access to
employment, low income, education, health and basic physical infrastructure. They argue that situations of
widespread, severe inequality heighten the potential for alienated, frustrated and excluded populations
(particularly younger men) to engage in different forms of violence, including economic-related gang violence,
politically motivated identity conflict and domestic violence.
ILO (2009) reported that in many countries, millions of young people are unable to access economic
opportunities and under paid. Without access to employment or livelihood opportunities, most young people
cannot afford a house or a dowry, cannot marry and their transition to adulthood is effectively blocked. Menial
jobs with little prospect for advancement may also be a cause of youth frustration, embarrassment and social
separation and push them towards negative activities like crime conflict and other type of deviant behaviour.
Shah (2010) found that Unemployment is a main challenge to the youth in Pakistan. He said that youth have few
job opportunities after graduation, much to the adverse effect on households and in turn on the whole society
and the country. Unemployment raises many questions in the young minds that can be exploited by extremist
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groups. Skilled youth usually leaves the country for want of adequate opportunities. The government has failed
to undertake major steps to address unemployment as its rate is rising day by day.
Idrees et al. (2015) reveals that unemployment in Pakistan is increasing and people facing income insurgencies.
The reason is that unemployment rate in a country is a complementary indicator of income opportunities in the
legal labor market. Therefore, when, unemployment rate increases the opportunities for earning income
decreases which instigate the individuals to commit crime. The costs of committing crime go down for
unemployed workers. The results of causality support this proposition that unemployment causes crime. The
results show that poverty is also a major indicator of crime. The poor have limited income and resources to
satisfy their desires and wants. In Pakistan the poverty statistics show dismal picture besides increasing income
inequality. The low income means low saving potential which results in low standard of living. The low income
in relation to increase prices has crime instigating effect by reducing individual’s moral threshold. Therefore, it
can be concluded that people in poverty are induced to commit crime.
Research Hypothesis 3: More economic investment subsequently reduces the crimes
Table 3: Association between investment in economy and reduction of crime
For chi-Square test, the assumed statistical Hypothesis is as under:
H0: There is no association between economic investment and reduction of crime
H1: There is an association between economic investment and reduction of crime Economic Investment Reduction of Crime Total
Agree No opinion Disagree
To great extent Count 40 6 9 55
% of Total 26.6% 4.0% 6.0% 36.7%
To some extent Count 21 11 28 60
% of Total 14.0% 7.3% 18.6% 40.0%
Not at all Count 15 13 7 35
% of Total 10.0% 8.6% 4.6% 23.3%
Total Count 76 30 44 150
% of Total 50.6% 20.0% 29.3% 100.0%
Chi-Square=131.51 D.F. =4 P-value (Significance level) =0.000**
Gamma=0.50 P-value (Significance level) =0.000** **=Highly Significant
Table 3 illustrates the association between economic investment and reduction of crime. The value of
chi-square depicts the highly significant association between variables. Therefore, the null hypothesis, “There is
no association between economic investment and reduction of crime” is rejected. The alternative hypothesis
“There is an association between investment in economy and reduction of crime” is accepted. The value of
gamma also shows the positive relationship between variables.
VII- DISCUSSION
Generally crime is treated as the unexpected behavior of an individual which goes against the law.
Crime is a major source of insecurity and discomfort in every society. There is no doubt that crime inflicts
enormous monetary and psychological costs on society. In every society, there are many social problems which
are universal crime are one of them. Crime is social problems, which affect and influence all societies. There is
no society in any part of the world, which is without crime. Pakistan is no exception as compared with the other
societies of the world and is also facing the problem of crime, which ranges from petty theft to robbery, raping,
burglary, and murder. In Pakistan, the rate of crime is increasing gradually particularly in urban section of the
population. The process of industrialization and urbanization has created so many big cities and towns. It is
reported that the industrialized cities like Karachi, Faisalabad, etc. are producing a very high rate of
disorganized elements. There are number of Social, Economic, Psychological and environmental risk factors
that promote the crimes in Society. These all range from family disorganization to the economic crisis and vary
from peer association to the loneliness and feelings of isolation to the aggression and frustration that leads
individual towards crime. Population growth is also an important indicator of enhancing crime rate.
Geographically congested and over populated areas have more vulnerable environment for the crime. In
Pakistan, Socio-economic and psychological risk factors are higher as compared to the development
opportunities. There are geographical areas where youth easily find opportunity to commit crime. All these
factors promote the crime rate in the world as well as in Pakistan. Pakistani Society facing high level of crimes
due the higher intensity of social, economic, environmental and psychological risk factors that pushes youth
towards the crime. In Pakistan, lower socio-economic status holders are involved in crimes as well as high
socio-economic holders are also involved, hence they want to accumulate more wealth through illegal ways.
Literature shows that mostly criminals commit crime on bases of socio-economic inequalities. The statistics of
crime in Pakistan shows that, Pakistan is not performing well in social, economic, cultural and technological
environment.
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VIII- CONCLUSIONS
The results from study provide strong evidence in favor of a model of criminal behavior. Conclusion
has been made on the bases of analysis and results that no single factor is responsible to make the youth
criminal, multiple risk factors were observed which disturb the lives of youth, whereas significant protective
factors are absent. Causes of crimes are directly related to the environment of the surroundings. These
surroundings can be of neighborhood, school, playground and home. It was also observed that causes of youth
crime in Pakistan are little bit different from that of the western world such as unemployment, corruption and
poverty. If corruption is eradicated and state provides job opportunities to youth, youth crime rate will be fall
down. The corrective measures to stop the illegal actions must rotate around those identified causes. These
corrective measures like corruption in law enforcing agencies, lack of authorities given to the agencies, unsolved
issues of the agencies (provision of modern tools and capacity building trainings and heavy increment in
salaries), technological backwardness in the context of security tools, joblessness and poverty and. Solution of
the issues on priority-wise is the key to success. Visible decrease in youth crime rate can be seen if proper
corrective measures are taken into account.
IX- RECOMMENDATIONS
The following recommendations must be addressed to overcome the issues as under;
• Upgrade the overall quality of population program documentation, and youth empowerment programs
in particular.
• Governments should focus on small industries and pay attention to private enterprise.
• Collaborated initiatives for youth development between donor agencies and government should be
encouraged.
• Youth focused skills and training initiatives will empower the youth.
• Proper socialization is the key to control youth from criminal activities so government should arrange
workshops, seminars and informal sessions for parents and well as for youth regarding strong
socialization.
• There should be equality in society, socio-economic and gender inequalities should be vanished.
• People have easy and proper access to justice and equally treat all the people in front of law.
• Government should bring institutional stability and meritocracy in all sectors.
• Government should provide equal curriculum and technical and vocational training to the youth.
• Sports and games should be promoted at large to engage youth in positive initiatives.
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6. Daniel L. H. and Joan, H. (2012). Jealous of the joneses: Conspicuous consumption, inequality and
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7. Edmark, K. (2003). The effects of unemployment on property crime: Evidence from a period of
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12. Jua, N. (2003). ‘Differential responses to Disappearing Transitional Pathways: Redefining Possibility
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
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*Corresponding author: Humaira Gul, Department of Botany, Abdul Wali Khan University, Mardan, Pakistan. Email: [email protected] Cell #: +92 333-3319651
Interactive Role of Potassium Nitrate and Sodium Chloride on Growth and
Biochemical Constituents of Brassica Junceal.
Humaira Gul*1, Seema Gul, Husna, Aqib Sayyed, Naeema Begum, Sheheryar and Zahida Parveen2
1Department of Botany, Abdul Wali Khan University, Mardan, Pakistan.
2Department of Biochemistry, Abdul Wali Khan University, Mardan, Pakistan.
Received: September 9, 2017
Accepted: November 28, 2017
ABSTRACT
In semi-arid and arid zones of the world, salinity act as important adverse factor that can lower leaf water
potential, reduced turgor and other responses and finally results in lower crop productivity. Many workers
indicate that nutrient’s foliar application increases tolerance to salinity. In present paper experiment was carried
out in pots to study the response of foliarly applied potassium on Brassica juncea grown under sodium chloride
stress. Brassica juncea plants were grown under four salinity levels (0, 50, 100 and 150ppm NaCl) and three
concentrations of potassium nitrate (0, 2% and 4%).Salinity treatment decreased plant height, root length,
number of leaves, fresh and dry biomass, number of pods/plant, chlorophyll contents, carotenoids and total
proteins while showed increase in reducing, non-reducing sugars and total carbohydrates of plant. Increase in
potassium concentration from 2% to 4% counteracted the deleterious effect of salinity on above mentioned
parameters.
KEYWORDS: Salinity, chlorophyll, proteins, Reducing sugars, Carbohydrates, Biomass
INTRODUCTION
Negative effect of any non-living and living factor on the living organisms in a definite environment is known as
abiotic stress[1]. Abiotic factors are uneven and control the environment away from its normal deviation range to
the extent where it severely and badly affect the individual physiology of any organism and the population act in a
significant way [2]. Salinity is the saltiness or melted salt content of water. Presence of salt in lakes, ponds, rivers,
sea and ocean is very simple phenomenon but its definition and precise calculation is technically challenging.
Some definition presented salinity as presence of melted salt content in water. In most agricultural land of the
world presence of salt in water and soil adversely affect the plant growth and decrease crop production. More than
76 M ha of the world’s land has been salt affected as a result of human causes and this figure confirmed by [3] and
[4]. Dubey [5] and Yeo [6] explained that salt in soil and water causes both osmotic and ionic and effects on plants.
Ghoulam et al., [7] (2002) confirmed reduction in plant growth as general response of plant to salinity in their
studies. Photosynthesis is a major process responsible for growth and improvement of plants and most of the
stresses affect this process and ultimately reduce growth of plant [5, 8].
Potassium supply to plant in the form of foliar application is an efficient method to avoid interaction with
essential macro and micro elements both antagonistically and synergistically. This method also acts as
supplemental nutrient management practice under any stress condition where potassium uptake from soil
becomes reduce. So this method may act as possible management tool to alleviate reduce yield under potassium
deficiency under saline soil and saline irrigation. This nutrient play major role in biochemistry and other
processes of plants such as leaf movements, opening and closing of stomates and other plant tropisms that are
driven by potassium generated potentials [9, 10].
Brassica juncea (L.) Czern. belongs to the Cruciferae (old name Brassicaceae) family which is also known as
the mustard family and with its unclear origin. Spect and Diederichsen [11] support the view
that B. juncea probably evolved somewhere between Eastern Europe and China, where the progenitor species
are sympatric. Shape of the flowers that have four obliquely opposed petals forming a cross is the main sign to
give this family the name Crucifer. Fertilization of ovules normally done by self-pollination, although inter-
plant out crossing rates of 20-30% have been reported [12]. This family is used for the treatment of muscular,
skeletal and bronchitis pains. Members of this family stimulate circulation in pain area and help to relieve pain.
The seeds of most of the members are used for tumor treatment in China. The main purpose of such researches
is to use such salts to improve growth and productivity of crops under saline soil and saline irrigation water. So,
this research was undertaken with the aim to observe the effects of foliar application and different concentration
of nutrients (KNO3) on growth and biochemical aspects of Brassica juncea plant grown under different sodium
chloride concentrations.
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MATERIAL AND METHODS
Seeds of Brassica juncea were obtained from Agriculture Research Institute Tarnab, Peshawar, Khyber
Pukhtunkhwa. This experiment was comprised of 36 pots which were divided into three sets.
1st Set: Without potassium, comprising of non-saline control and three salinity treatments of (50, 100 and
150 ppm NaCl irrigation).
2thSet: Potassium provided as potassium nitrate @ 2%, the set comprises of non-saline control and three
salinity treatments of (50, 100 and 150 ppm NaCl irrigation.
3th Set: Potassium provided as potassium nitrate @ 4%, the set comprises of non-saline control and three
salinity treatments of (50, 100 and 150 ppm NaCl irrigation).
Plastic pots used in this experiment were of 17.5 cm in diameter and 6.5 cm deep having basal outlet for
drainage. Out of 36 pots 12 pots present in each set and 3 replicates were maintained for each treatment i)
control (non-saline), ii) 50 mM, iii) 100 mM and iv) 150 mMNaCl concentrations. Every pot was filled with 1
Kg of thoroughly washed sandy loam soil. Soil in each pot was saturated with full strength Hoagland’s solution.
Approximately uniform size and equal number of seeds were surface sterilized with 0.1% HgCl2 for 1 minute
and then washed with distilled H2O. 5 seeds were sown in each pot. Pots were then daily irrigated with an equal
amount i.e., 50 ml of tap H2O. When seedlings were reached at 3 leaves stage they were thinned out as one
seedling per pot. 36 pots were then arranged in a completely randomized design (CRD) in the Botanical Garden
of Department of Botany, Abdul Wali Khan University, Mardan. NaCl treatment was started at this stage and
concentrations of NaCl were gradually increased in irrigation water till it reached to the desired salinity of each
treatment. Each pot was irrigated with 1.5L of tap water / NaCl solution twice a week. When sodium chloride
salinity was maintained in pots different concentrations of potassium nitrate and were applied foliarly in
different sets.
GROWTH ANALYSIS
At termination of experiment plant harvested and height of plant, root length, number of leaves, fresh and dry
biomass, number of pods per plant was recorded.
BIOCHEMICAL ANALYSIS
Chlorophyll content:
Chlorophyll concentration (Chl) was determined in fresh leaves following the protocol of Maclachlam, and
Zalik, [13].
Reducing Sugars Estimation:
The reducing sugars were estimated by employing arsenomolyb date reagent[14] for cuprous oxide
determination formed in oxidation process of the reducing-sugars by alkaline cooper tartarate reagent.
Total Carbohydrate Content:
Determination of total carbohydrate was carried out according to modified anthrone reagent [15].
Analysis of Total Protein:
Total protein was extracted and analyzed by Bradford method [16].
Total Phenol Estimation:
The total phenols present in leaves were determined according to the method described by Malik and Singh
[17].
Statistical analysis
In present project experiment was maintained with three 3 salt levels and 3 replicates. Experimental design was
completely randomized Design (CRD). Data collected and analyzed statistically by using SPSS version 21 for
analysis of variance (ANOVA) and the means compared by Duncan’s multiple range test (P < 0.05).
RESULTS AND DISCUSSION
Plant height
Brassica juncea plant height markedly decrease (P<0.0001) under different salinity regimes which correspond
with the findings of [18] (Figure 1). Munns [19] explained that increase in salinity cause decrease in plant height
and common cause of this reduction is the accumulation of toxic ions in cells which adversely affect cell
division and expansion. Foliar application of KNO3proved to be very effective and showed significant (P<0.05)
increase in plant height in this study and showed resemblance with the result of [20], who observed the same
phenomenon in pepper plants.
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J. Appl. Environ. Biol. Sci., 8(1)83-95, 2018
Root length
Root length in present investigation showed marked and significant (P<0.0001) decrease in salt stressed
Brassica juncea plants (Figure 2). Asif et al.,[21] observed significant reduction in root length as a result of salt
concentrations increase as well as significant difference in absolute and relative root lengths of maize accession.
Exogenous application of KNO3had synergetic effect in terms of significant(P<0.0001) increase in root length.
Our observations showed resemblance with the result of Jason and Menzies[22] who observed and stated that
when potassium was applied, there was no significant difference in the plant uptake. They also explained that
applied treatment had a smaller root length and a lower root length density in the concentrated soil section than
the other treatments.
Number of leaves
Number of leaves under salinity was significantly (P<0.0001) reduced when compared with control plants
(Figure 3). Cuartero et al., [23] observed measures of ion contents and water relations in their study and stated
that highest heritability exhibited in leaf area showed as compared to shoot dry weight. Yasar et al.,[24] also
observed that application of elevated salt treatment showed significant decrease in leaf area of tomato leaves.
Foliar application of different levels of KNO3exhibited marked improvement and showed significant (P<0.0001)
increase in number of leaves. This phenomenon was previously studied by Hegazi et al.,[25] and stated that
potassium content in leaves increased markedly when potassium nitrate applied foliarly.
Number of fruits
Salt presence in saline irrigation water caused a significant (P<0.0001) decrease in number of fruits (Figure 4).
Navarro [26] observed the same phenomenon and stated that increased salinity caused significant decrease in
fruit size of plants. Salt stress cause reduction in fruit size and ultimately reduces total yield of a plant[27].
Values of above mentioned parameter were enhanced due to foliar application of KNO3. Our observation
showed resemblance with the result of Bhuvaneswari et al., [20] who observed non-significant enhancement in
fruit number/plant with the increase of potassium application. Potassium fertilizer application is responsible for
highest fruit number/plant [28].
Biomass
Salinity exhibited significant (P<0.0001) and considerable reduction in both fresh and dry weights of plants
(Figure 5-6). Misra and Dwivedi[29]observed the same finding as did in our experiment length, fresh and dry
biomass showed decrease as salt concentrations increased in the experiment. Misra and Dwivedi [29] also
observed remarkable decrease in germination of seed and ultimately pronounced reduction in seed vigor and
growth of mung bean Foliar application of KNO3partially mitigate salt effect and showed significant (P<0.0001)
increase in biomass in our observations. Salt stress exhibited non-significant reduction in leaf area, fresh and dry
weight of leaves of plants. Fresh and dry biomass of leaves and leaf area of both the plants was markedly
promoted by foliarly appliedKNO3 irrespective to the plant growth under non saline or saline conditions [30].
Total chlorophyll
Plant pigments (chl a, chl b and total chlorophyll) were significantly (P<0.0001) decreased in Brassica juncea
plants due to salinity (Figure 7-10). Our observations having similarity with the findings of Mitra and Banerjee
[31] they observed chlorophyll content decrease under high salinity. According to Iyenger and Reddy [32] the
reason for decreased chlorophyll content under high salinity might be changes in protein lipid ratio of pigment-
protein complexes. Plant pigments were generally increased after exogenous application of KNO3 in our
observation. Mohsen Kazemi[33] observed potassium application caused significant (P<0.001) increase in
chlorophyll of tomato leaves as compared to control. These findings have similarity with the previous
investigations by different researchers[34, 35]. Potassium affects chlorophyll development was studied [36]. Our
observations are in correspondence with the findings of Dhanapackiam and Ilyas[37]. Chlorophyll a content is
predominated over chlorophyll b content which is clear from the results. Another phenomenon confirmed that
chlorophyll a/b ratio reduced under increasing salt concentrations. It is reported that causes of chlorophyll
content decrease under salt stress are different and it may be due to deterioration of membrane
contents[38].KNO3 showed non-significant increase in chlorophyll in our observation that show resemblance
with the findings of Mitra and Banerjee[31], who observed that potassium application caused a non-significant
increase in chlorophyll a:braio.
Carotenoids
Salt stress cause marked and significant (P<0.0001) reduction in carotenoids in Brassica juncea plants (Figure
11). Our observations are in correspondence with the findings of Mitra and Banerjee, [31] who observed
significant decrease in carotenoids under increasing salinity. The reduction of the different pigments with
aquatic salinity is significant when analyzed statistically. Exogenously applied varying levels of KNO3slightly
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Gul et al.,2018
enhance the carotenoids in plants. Aslam et al., [39] stated that carotenoids of different lines of wheat were also
promoted after foliar application of potassium with different concentrations.
Carbohydrates
Salinity regimes in the root zone caused significant (P<0.0001) decrease in carbohydrates in Brassica juncea
leaves (Figure 12). Our observations are in correspondence with the findings Wttana and Maysaya [40] who
observed that carbohydrates composition were differently altered by salinity stress. Significant (P<0.05)
improvement in total carbohydrates with enhanced levels of exogenously applied KNO3was observed in present
investigation. Effects of different nutrients (e.g. Mg, K and Ca) deficiencies on carbohydrate metabolism has
been investigated in Citrus leaves by Ruth et al., [41] and under their observations K nutrient deficiency strong
effects as compare to other nutrients. Its deficiency results less starch and more soluble sugars.
Reducing sugar and non reducing sugar
Values of reducing and non-reducing sugars were significantly (P<0.0001) increased in leaves of Brassica
juncea under salt stress (Figure 13-14). Beltrano[42]studied rice leaves and observed significant influence on the
reducing and non-reducing sugars under different salinity levels. Polynomial response was observed in reducing
sugars with increasing salinity. Exogenous application of KNO3partially alleviate deleterious effect of salt and
showed non-significant promotion in reducing sugar and non-reducing sugar indicated by improvements under
both non-saline and saline conditions. Application of nitrogen through soil showed better results because
application of high amount of nitrogen fertilizers reduced the reducing sugar and non-reducing sugars or
sometimes it exhibited nearly similar values as compared to those applied with low concentrations of nitrogen
fertilizer. Another study on spinach plants [43] reported that application of low concentration of nitrogen
showed increased concentrations of total sugars and reducing sugars.
Total protein
The values of total proteins in the leaves of Brassica juncea showed significant (P<0.0001) decrease under
different salt regimes (Figure 15). Our observations are in correspondence with the findings of Rajakumar [44]
who observed that after increasing salinity plant showed reduced protein content. It is also observed that at low
concentrations of sodium chloride plants exhibited higher protein content. Protein content significantly
decreased in plant treated in different concentration of sodium [45]. Foliar treatment of KNO3had a small
positive effect and showed non- significant increase in protein in present investigation. Barneix and Causin, [46]
stated that generally NO3- assimilation in plants formed plant proteins. In both sunflower and safflower leaves
soluble protein concentrations decreased under high salinity. Reasons for this phenomenon may be i- change in
the balance between proteins and soluble aminoacids, ii- Increased breakdown of proteins through proteolytic
process. Different researchers [47, 48, 49, 50] also reported this phenomenon in different plant leaves that high
salinity impose reduction in protein contents. Foliar application of potassium nitrate showed increase in soluble
protein concentrations in plants grown under normal and saline conditions.
Figure 1. Effect of potassium on plant height (cm) of Brassica junceae grown under different
concentrations of sodium chloride.
0
10
20
30
40
50
60
70
80
Control KNO3 (2%) KNO3 (4%)
Pla
nt
Heig
ht
Treatments
Salinity = (P<0.0001) Potassium = (P<0.0001)
Control 50mM NaCl 100mM NaCl 150mM NaCl
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J. Appl. Environ. Biol. Sci., 8(1)83-95, 2018
Figure 2. Effect of potassium on root length (cm) of Brassicajunceae grown under different concentrations
of sodium chloride.
Figure 3. Effect of potassium on number of leaves/plant of Brassica junceae grown under different
concentrations of sodium chloride.
0
5
10
15
20
25
30
Control KNO3 (2%) KNO3 (4%)
Ro
ot
Len
gth
Treatments
Salinity = (P<0.0001) Potassium = (P<0.0001)
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
5
10
15
20
25
30
Control KNO3 (2%) KNO3 (4%)
Nu
mb
er
of
Lea
ves/
Pla
nt
Treatments
Salinity = (P<0.0001) Potassium = (P<0.0001)
Control 50mM NaCl 100mM NaCl 150mM NaCl
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Gul et al.,2018
Figure 4. Effect of potassium on number of fruits/plant of Brassica junceae grown under different
concentrations of sodium chloride
Figure 5. Effect of potassium on fresh biomass (gms) of Brassica junceae grown under different
concentrations of sodium chloride.
0
5
10
15
20
25
30
35
40
Control KNO3 (2%) KNO3 (4%)
Nu
mb
er o
f F
ru
it/P
lan
t
Treatments
Salinity = (P<0.0001) Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
2
4
6
8
10
12
14
16
18
20
Control KNO3 (2%) KNO3 (4%)
Tota
l F
resh
Bio
mass
Treatments
Salinity = (P<0.0001) Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
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J. Appl. Environ. Biol. Sci., 8(1)83-95, 2018
Figure 6. Effect of potassium on dry biomass (gms) of Brassicajunceae grown under different
concentrations of sodium chloride
Figure 7. Effect of potassium on chlorophyll a (mg/gmfr.Wt) of Brassicajunceae grown under different
concentrations of sodium chloride.
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
Control KNO3 (2%) KNO3 (4%)
Tota
l D
ry B
iom
ass
Treatments
Salinity = (P<0.0001) Potassium = (P<0.0001)
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
0.2
0.4
0.6
0.8
1
1.2
Control KNO3 (2%) KNO3 (4%)
Ch
loro
ph
yll
a
Treatments
Salinity = (P<0.0001) Potassium = (P<0.0001)
Control 50mM NaCl 100mM NaCl 150mM NaCl
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Figure 8. Effect of potassium on chlorophyll b (mg/gmfr.wt) of Brassicajunceae grown under different
concentrations of sodium chloride.
Figure 9. Effect of potassium on total chlorophyll (mg/gmfr.wt) of Brassicajunceae grown under different
concentrations of sodium chloride.
0
0.05
0.1
0.15
0.2
0.25
0.3
Control KNO3 (2%) KNO3 (4%)
Ch
lorop
hyll
b
Treatments
Salinity = Non-significant Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Control KNO3 (2%) KNO3 (4%)
Tota
l C
hlo
rop
hyll
Treatments
Salinity = P<0.0001 Potassium = P<0.001
Control 50mM NaCl 100mM NaCl 150mM NaCl
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J. Appl. Environ. Biol. Sci., 8(1)83-95, 2018
Figure 10. Effect of potassium on chlorophyll ab ratio of Brassicajunceae grown under different
concentrations of sodium chloride.
Figure 11. Effect of potassium on total carotenoids (mg/gmfr.wt) of Brassicajunceae grown
under different concentrations of sodium chloride.
0
1
2
3
4
5
6
7
Control KNO3 (2%) KNO3 (4%)
a/b
Treatments
Salinity = non-significant Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
0.1
0.2
0.3
0.4
0.5
0.6
Control KNO3 (2%) KNO3 (4%)
To
tal
Ca
rote
no
ids
Treatments
Salinity = (P<0.05) Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
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Gul et al.,2018
Figure 12. Effect of potassium on reducing sugars (mg/gmfr.wt) of Brassicajunceae grown
under different concentrations of sodium chloride.
Figure 13. Effect of potassium on non-reducing sugars (mg/gmfr.wt) of Brassicajunceae
grown under different concentrations of sodium chloride.
0
0.5
1
1.5
2
2.5
3
Control KNO3 (2%) KNO3 (4%)
Red
ucin
g S
ug
ars
Treatments
Salinity = (P<0.0001) Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
0
0.5
1
1.5
2
2.5
3
Control KNO3 (2%) KNO3 (4%)
Non
-Red
ucin
g S
uga
rs
Treatments
Salinity = (P<0.0001) Potassium = Non-significant
Control 50mM NaCl 100mM NaCl 150mM NaCl
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J. Appl. Environ. Biol. Sci., 8(1)83-95, 2018
Figure 14. Effect of potassium on total carbohydrates (mg/gmfr.wt)
Of Brassicajunceae grown under different concentrations of sodium chloride.
Figure 15. Effect of potassium on total proteins (mg/gmfr.wt)
Of Brassicajunceae grown under different concentrations of sodium chloride.
CONCLUSION
Brassica junceae plant showed reduced growth under salt stress condition and increase in potassium
concentration from 2% to 4% counteracted the deleterious effect of salinity when applied foliarly.
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44- Rajakumar, R., 2013. A study on effect of salt stress in the seed germination and biochemical parameters of
rice (Oryza sativa l.) under in vitro condition. Asian Journal of Plant Science and Research, 3(6):20-25.
45- Gloria, I. A. A. and A. M. Lilia, 2010. Salinity effects on protein content, lipid peroxidation, pigments, and
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in vitro. Electronic Journal of Biotechnology, 13(5).
46- Barneix, A. J. and H. F. Causin, 1996. The central role of amino acids on nitrogen utilization and plant
growth. J Plant Physiol.,149: 358-362.
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L.) by the use of organic fertilizers under saline conditions. Pak. J. Bot., 41: 1373-1384.
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(Carthamustinctorius L.) to salt stress. Acta Physiol. Plant., 17(1): 61-70.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
Corresponding author: Muhammad Nisar, Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan. *[email protected]
Effects of Mothers Employment on Chıldren Socıalızatıon
(A Case Study of Dıstrıct Charsadda)
Muhammad Nisar*1, Dilkash Sapna1, Anas Baryal1, Ejaz Ahmad 1, Zia Ur Rahman2
Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan1
Department of Computer Science, Bacha Khan University, Charsadda, KP, Pakistan2
Received: September 4, 2017
Accepted: November 30, 2017
ABSTRACT
This study was conducted in District Charsadda to know how the job of mother effects her children
socialization. The data was collected from 50 respondents through convenience sampling. Questionnaire was
used as a tool of data collection. Socialization is learning process through which children learn their cultural
norms, values, and beliefs. Family is the prime institution where child’s socialization takes place and where the
parents play a vital role especially the mother’s role is inevitable. As the child spends most of his/her time in
home with mother, so she has great influence on child. Usually the father has outside responsibilities and the
caring and rearing of children is the duty of mother. But nowadays mothers are also working outside home due
to which they cannot give proper time to their children. Children are socialized either by the other family
members which have negative effects on children. Employed mother have less time and do not give full
attention to their child. The mother job causes negative effects on child-mother interaction. The study suggests
that after the duty, mothers should spend remaining whole time with their children. They should prioritize the
company of their children and should windup all their extra activities and women of high families whose job is
not necessary for their survival should not go to work, in case they have small children.
KEYWORDS: Children, Effects, Family, Mother, Socialization.
1. INTRODUCTION
Hatami (1983) said that socialization is the process through which parents transmit cultural values, customs and
beliefs to their children and the extent to which the children internalize their culture. Alizade (1990) stated that
recent socio-economic evolutions in various countries, “employment status have been evolved significantly that
increased required labor and human resources. Diversity of occupations and the need to relevant suitable human
resources as well as increase in service companies and administrative made planning officials to utilize women
potentials as much as possible in the labor market. Therefore, increasing trend of women participation in the
career market accelerated and became strengthened. Danesh (1995) concluded that women enhance their
educational level and spend more time outside the home to find a suitable market for them. Hence, following the
women progress in science and technology, a large number of women involved gradually in economic activities
outside house and make their effort in socio-economic occupations in the society while they are still accountable
for lots of household responsibilities and taking care of children. Lafran (2002) stated that children care about
adults’ behavior more than their word. Besides, children’s values and beliefs are the same as what parents do,
and not what parents say. The point is; parents are required to take part actively, consistently and systematically
in their children’s life, because children are used to learn values through mutual actions and reaction with their
parents and sampling them as pattern. Mutual acts require physical, sentimental, reasonable and spiritual
contribution of parents in their children’s life. Such efficient and valuable contribution of parents along with
their children enforces sentimental bonds among them, teaches children proper public behavior in the society
and brings about a sense of respect in them so that such moral values and personality would be rooted in
children trait.”
Valas (2006) said that mother is the person who can satisfy a small wish from children because of mother’s love
which is the basic human instinct exist in every part of human’s culture and society. “If people live against these
human are instincts, such as if mother go outside, and so she will have not enough time to stay with her child
which will cause problems. Therefore, working mothers may have effects on their children. “Employment of
women is one of the indicators illustrating progress of society toward modern civilization’s gift. However such
phenomenon has influenced the society and specifically families in a variety of point of views.
MohammadiAsl (2010) stated that how employed mothers could identify their children’s mental and personality
traits and take appropriate measures for a suitable training procedure while these mothers spend most of their
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time outside the house and pattern recognition and emulation of children from their parents as well as required
attempts to meet children’s mental and sentimental needs along with their parents are neglected or ignored.”
2. REVIEW OF LITERATURE
Kagan (1978) stated that if the child spends most of the time without mother with other people, so there will be
lack of communication and interaction between the mother and child and consequently there will be high risk
factors for child.“Lee (2003) analyzed that women tendency towards employment has influenced the
relationship among husbands, wives and children that would bring about a significant decrease in sentimental
aspects of relationship with children. Role of women in house could be categorized as wifehood, motherhood
and housewife each of which require specific type of management, discipline and enough time. Motherhood
obligations, babysitting, being a housewife and at the same time taking care of wifehood responsibilities are in
contradiction to women’s personality and identity in the society.”
Riters (2004) concluded that a good mother give sacrifices for the success of her children. As the fathers have
outside responsibilities, that’s why the child relationships in later life solely depends upon how the mother
prepare her child for socialization in first three years. Mother Child bond is inevitable for socialization. It is not
the physical contact but the intensity of effection which develop between the mother and child.
Hallinan (1979) said that employed mothers most of the times forget the basic needs of their offspring because
of their burden due to jobs. Children feel loneliness and lose their confidence when their mother goes outside for
job. This makes children feel insecure and they develop mistrust in the world around them. Unfortunately, these
way outs are not possible easily because risk factors are always involve and positive factors are not easily
available. Usually low paid jobs are highly stress oriented and in many countries there is lack of availability of
high quality child care as well as the low educated and poor mothers not have the ability how to make safe and
sound relationship with her child.
John (1985) stated that a mother who wants to make a reputation in the society has almost certainly
misunderstood the significance of her role in home. A wise woman evaluates the rewards possible from caring
for children while staying at home versus the rewards from other efforts outside of home. Her entire situation
should be considered, weighed, and discussed responsibly with her husband, keeping in mind the needs of the
individual family members and the total family group.
“Au, K (1993) concluded that people may also have psychological illness or make light of their own life. People
cannot succeed without self-confidence and courage, but these two important identities are the expressions of
people in love, especially in the great mother’s love. Therefore, the children with working mothers will get much
less love than the children whose mother can always stay with them. This will influence the whole life of a child.
Safiri (1998) concluded that working mothers have the effects of psychological damage for children. Children
are very weak mentally and physically, and mother is the dearest one of her children. There was an experiment
which shows that when people face massive a problem, especially the problem is threatened to life; the first
person they think is always their mum. This is an expression of human’s instinct of belong to and trust in
mother’s love. Therefore, if mother always working outside and do not have time to stay with her children, this
will easily cause children feeling helpless and become unsociable, eccentric and have an inferiority complex.
Barrera (2002) concluded that “Peace cannot be kept by force. It can only be achieved by understanding” is a
well-known saying by Albert Einstein, but the understanding between people needs time and patience. Working
mothers do not have enough time to communicate with their children and build this understanding, so barriers
may easily be created.”
Priyanka (2010) analyzed that being a mother the role of woman is very important no because she has the
specials but because the children spent most of the time with their mother. That’s why her instructions have
greater influence on their attitudes and abilities as compare to other people. Those children who are well-
adjusted and successful come from homes wherever parental attitudes are favorable and a healthy association
existed among children and parents.
3. MATERIALS AND METHODS
The study was conducted in District Charsadda. Primary data was collected from 50 respondents who were
selected from population through Convenience sampling method. All of the respondents were females and
married because the socialization of children is the prime responsibility of mothers. Closed ended questionnaire
was used as tool of data collection as all the respondents were educated and interview was not possible as the
cultural barriers were there due to which direct face to face interaction was not permitted. Data was analyzed
through Statistical Package for Social Sciences (SPSS).
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4. RESULTS AND DISCUSSION
TABLE I: Is Mother effects child socialization? Response Frequency Percentage
Yes 40 80.0
No 10 20.0
Total 50 100.0
Source: Field Survey
The data shows that majority i.e 80% of the respondents agreed that job of mother effects child socialization.
Other 10% replied that mother job does not effect child socialization. The same finding was concluded by
Kagan (1978) from his study that if the mother works for longer hours, the child will spend most of the time
with other people and the interaction between child and mother will be less and consequently the risk will be
higher for the child. Such effect is higher when the work is started in the first year of life
TABLE II: Is mother the center for child socialization? Response Frequency Percentage
Yes 45 90.0
No 5 10.0
Total 50 100.0
Source: Field Survey
The above table shows that mother is basic center for child caring and socialization. Out of total 50 respondents
90% of the respondents said that mother is the basic center for child caring and socialization, while 10%
reported that mother has no concern with children’s socialization. The same finding was concluded by Riters
(2004) he said that a good mother is one whose responsibility is to her child and who views her child's success
as a reflection of her own identity and require sacrifices willingly from mothers for the sack of the child’s
accomplishment. Child learn socialization through mother-child bond which is based on mutual dependency.
TABLE III: Do employed mothers have time to socialize their children? Response Frequency Percentage
Yes 20 40.0
No 30 60.0
Total 50 100.0
Source: Field Survey
Table II indicates that 40% of the respondents were of the opinion that the employed mothers have the time to
socialize their children. The other 40% of respondents did not agree to this view. They reported that the
employed mothers have enough time for their children. These findings supported the study of Valas (2006) that
said if people living in the way that is against the human’s instinct, such as mother usually go outside so, they do
not have enough time to socialize their children, it will cause problems.
TABLE IV: The absence of mother effects the child. Response Frequency Percentage
Yes 35 70.0
No 15 30.0
Total 50 100.0
Source: Field Survey
The above table shows that the absence of mother effects the child. Out of total 50 respondents 70% of the
respondents were agreed that the absence of mother effects the child. The other 30% of respondents said it
didn’t effect. The same finding was concluded by Basow (1980) who said mother is everything for child. She
knows child very well. Mother’s job brings disorders in child’s creativity. In the absence of mother, child care
becomes a group activity which detach child from mother and effect him/her.
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Nisar et al.,2018
TABLE V: Do employed mothers give full attention to their children? Response Frequency Percentage
Yes 20 40.0
No 30 60.0
Total 50 100.0
Source: Field Survey
The above table indicates that 60% of the respondents confirmed employed mothers cannot give full attention to
their children. 40% of the remaining respondents did not agree to the above statement. These findings are
similar to the findings of Belsky (1984) who said that possible negative effects of maternal employment can be
overcome by a high quality alternative care and also with much attention given to the child in the restricted
amount time. An employment mother can’t give full attention to her child.
TABLE VI: Do Mother’s job cause negative effect on child-mother interaction? Response Frequency Percentage
Yes 34 68.0
No 16 32.0
Total 50 100.0
Source: Field Survey
The above table explains that 68% of the respondents replied that mother’s job causes negative effect on child-
mother interaction, while the remaining 32% said there is no negative effect of mother’s jobs on children. The
same finding was concluded by Jacobvitz (1987) who stated that mother jobs have negative effects on mother-
child interactions.
TABLE VII: An employed mother's children are spoiled because in the absence of mother there is no one
to polish his/her skills? Response Frequency Percentage
Yes 32 64.0
No 18 60.0
Total 50 100.0
Source: Field Survey
The above table indicates that 64% of the respondents were of the opinion that employed mother’s children are
spoiled because in the absence of mother, there is no one to polish his/her skills. The remaining 36% said that
employed mother have the time and can polish the skills of their children. The same finding was concluded by
Barbarin (1993) he said that working mothers have less time to control their children because they work outside
for long time. For example those children whose parents are too much busy, these children leave their home and
begin to live by their own. They become extravagant and finally break up the whole family and forfeit their
career.
TABLE VIII: Children of employed mothers suffer from Psychological disorder because of the
suppression of emotion in the absence of their mother Response Frequency Percentage
Yes 31 62.0
No 19 38.0
Total 50 100.0
Source: Field Survey
The above table shows that 62% of the respondents confirmed that the children of employed mothers suffer
from psychological disorders because of the suppression of emotions in the absence of mother. The other 38%
were of the contradictory opinion. The same finding was concluded by Safiri (1998) who said that working
mothers have the effects of psychological damage on children. Children are very weak both physically and
mentally, and mother is the closest one to her children if mother always work outside and do not have time to
stay with her children, due to which children feel helpless and become unsociable, eccentric and fall in
inferiority complex.”
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TABLE IX: Is it fair to carry the children in baby housing units? Response Frequency Percentage
Yes 27 54.0
No 23 46.0
Total 50 100.0
Source: Field Survey
The above table shows that the majority i.e 52% of the respondents did not agree to keep the babies in baby care
centers because it has negative impacts on children socialization while 48% of the respondents told that these
care centers are the need of the time and have no such negative effects on children. This negates the findings of
Trager and James (1982) who said that in the day care center’s environment the children learn those things
which cannot do the other children who are at homes, and also it prepare the children for competition in schools.
5. CONCLUSIONS
Mother is the person with whom children is attach. She is to be considered as the whole world of children. They
spend most of their time with mother and learn things. She is the prime agent of socialization for her children.
When mother goes for job, children feels loneliness and feel hesitation. The mother and child relation is made
stronger by the quality of time they spend together. If mothers are working outside for long time, then the child
has nobody to imitate so there are less chances to learn. Work outside for long time causes mothers’ over-
burdening and they cannot control their children. Due to which children spend the money lavishly and forfeit
their career. Children of employed mothers suffer from psychological disorders because children are very weak
mentally. Children feel helpless and become unsociable, when their mothers have less time for them. Many
people who feel insecure, fall in inferiority complex and developed mistrust towards the people because of the
reason that their parents were too busy in their childhood and did not care of them. It is only mother who can
build a strong foundation of a child. The mother plays a vital role in child development but due to the poverty of
husband, wives earn money for their families to fulfill the basic needs.
REFERENCES
[1] Alizade, P., 1990. Aiming at employed women’s viewpoint toward employment influence on children’s
education, health and training, off spring level, coping with responsibilities at home. MA Thesis, Azad
University.
[2] Au, K. (1993). Literacy instruction in multicultural settings. Fort Worth, TX: Harcourt Brace Jovanovich.
[3] Barbarin, O. A. (1993). Coping and resilience: Exploring the inner lives of African American children.
Journal of Black Psychology, 19, 478–492.
[4] Barrera, I. & Corso, R. (2002). Cultural competency ass killed dialogue. Topics in Early Childhood
Special Education, 22(2), 103–113.
[5] Basow, S. A. (1980). Sex-Role Stereotypes: Traditions and Alternatives. Monterey, CA: Brooks/Cole
Publishing Company.
[6] Basow, S. A. (1992). Gender Stereotypes and Roles. Pacific Grove, CA: Brooks/Cole.
[7] Belsky, Jay (1984). Two waves of day care research: Developmental effects and conditions of quality. Pp.
1-34 in. R. Ainslie (ed.) the Child and the Day Care Setting. New York: Praeger
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Quarterly 42:43-54.
[10] Hatami Akhavirad, A. and F, 1983. Analysis of Employed Women’s Viewpoints toward the Employment
Influence on Children Training, Health and Education, Efficiency and Meeting the Responsibilities at
Home. Research Study, IRIB,
[11] Jacobvitz, D., & Sroufe, L. A. (1987). The early caregiver-child relationship and attention deficit disorder
with hyperactivity in kindergarten: A prospective study. Child Development, 58, 1488 1495.
[12] John Bowlby, ‘Mother is the whole world’, Home Companion, 17 January 1985, pp. 29–30.
[13] Kagan, Jerome; Kearsley, Richard and Zelazo, Phillip (1978): Infancy. Cambridge, MA: Harvard
University Press
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[14] Lafran, R., 2002. Psychological and Behavioral Roots of Child. Sorouri, M.H. (Ed.), Janzadeh
Publications, Tehran.
[15] Lee, RM. The transracial adoption paradox: History, research, and counseling implications of cultural
socialization. The Counseling Psychologist. 2003; 31:711–744.
[16] Maccoby, EE. The two sexes: Growing up apart, coming together. Cambridge, MA: Belknap Press; 1998.
[17] Mohammadi Asl, A., 2010. Sociology of Iranian Family. Nashre Nay Publications, Tehran.
[18] Priyanka, Aeri and Devina Jain (2010), Effect of Employment Status of Mothers on Conceptual Skills of
Preschoolers, Department of Human Development, Guru Nanak Girls College, Yamuna Nagar, Haryana,
India © Kamla-Raj 2010 J Soc Sci, 24(3): 213-215 (2010).
[19] Riters, G, 2004. Sociology Theory in the Contemporary Era. Mohsen, S., (Ed.), Nashre Elm Publications,
Tehran.
[20] Safiri, K., 1998. Sociology of Women’s Employment. Tebian Cultural Institute Publications, Tehran.
[21] Trager, James.1982 Letters from Sachiko. New York: Atheneum
[22] Valas, 2006. Women’s Sociology. Manihe, N.A. (Ed.), Nashre Nay Publications, Tehran.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding author: Yung Savitri, Post Graduate Program Environmental Sanitation Engineering, Environmental
Engineering Department, Sepuluh Nopember Institute of Technology (ITS) Surabaya, Indonesia.
email: [email protected]
Technical Evaluation of Residential Wastewater Treatment Plant in West
Lombok Regency
Yung Savitri*and Sarwoko Mangkoedihardjo
Post Graduate Program Environmental Sanitation Engineering, Environmental Engineering Department,
Sepuluh Nopember Institute of Technology (ITS) Surabaya, Indonesia
Received: September 3, 2017
Accepted: November 12, 2017
ABSTRACT
This study aimed to determine the technical performance of Wastewater Treatment Plant (WWTP) in residential
scale in West Lombok regency. Wastewater samples were taken at the WWTP and existing piping networks, with
repetitions three times each sample point. Wastewater quality testing followed Indonesian Nasional Standard,
which consisted of biological oxygen demand (BOD), chemical oxygen demand (COD), and total suspended solid
(TSS). The results were compared with the domestic waste quality standard by using Minister of Environment
Regulation no. 68 year 2016. From the results of research at six WWTPs showed there were four WWTPs in
which the quality of wastewater was below the quality standard. However, based on the calculation for the six
WWTPs, the removal efficiency for BOD was higher than COD, resulting in effluent stabilization. Factor
influencing performance was the existing inflow of wastewater, which was smaller than the planned inflow. KEYWORDS: domestic wastewater, removal efficiency, quality standard
INTRODUCTION
Wastewater from households was one of the most directly related sanitation issues to the community.
According to Regulation of the Minister of Public Works No. 16 / PRT / 2008 on National Policy and Strategy of
Development of Wastewater Management System of Settlements [1] in Indonesia, handling domestic household
waste was important in the handling of local environmental sanitation. Wastewaters were produced in all types
of economic and domestic activities, having specific characteristics dependent on technological production
process, collecting system, transport, and also on-site treatment facilities.All were requiring well operating
systemand/or high efficient integrated management systems[2].The effluent management system from wastewater
treatment plant (WWTP) was an affordable way for people to maintain health while managing wastewater in the
settlements. In order to run on a long-term basis, the management system required effective management. This
management was a functioning technology, on-going financing, effective governance and sustained demand [3].
The current condition of West Lombok Regency did not yet have centralized urban wastewater treatment
facilities. Topographic conditions were quite diverse causing different needs in each region, but the local
government seeks to meet the provision of domestic scale communal wastewater treatment facilities or residential
scale with the construction of WWTP in some villages. Others used public toilets or disposed of directly in
gardens, rivers or beach. The local government of Lombok regency targeted sanitation services to reach 72% in
2019[4]. To target service with WWTP, one of West Lombok Regency's mission was to seek the service of WWTP
to unreached people with existing network, so there was an increase in WWTP services from 0.84% in 2016 to
25% served by 2019. In the year 2016 has been built 6 WWTP spread across 4 districts in West Lombok regency.
This number will continue to grow until later in 2019.
Based on Minister of Public Works Regulation no. 04 of 2016 [5],sanitation facilities that have been built
must be evaluated periodically. To our knowledge, the current state of the WWTP has never been known or tested
for the quality of the effluent coming out of the WWTP building in all locations.Viewed from environmental
aspects, it was not yet certain that the effluent from WWTP was safe to be discharged into water bodies. And in
terms of institutional aspects, community organization of communal wastewater treatment had not functioned
optimally. The willingness of the community to play an active role in the use and maintenance was needed so that
sanitation facilities could be sustainable. This research was conducted to know the performance of WWTP of
residential scale in West Lombok Regency in terms of technical aspects.
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Savitri and Mangkoedihardjo, 2018
METHODS
Study Area
By the end of 2016, six WWTPs had been built in West Lombok regency. The research location was in 6
locations of WWTP spread over 4 sub-districts in West Lombok regency, namely Pelangan Dalem in Pelangan
Village, Sekotong Subdistrict, Dasan Geres Tengah Kelurahan Dasan Geres Subdistrict Gerung, Batukuta Utara
Narmada Subdistrict, Batukuta Paroa, Narmada Subdistrict, Sigerongan Village of Lingsar Subdistrict and Karang
Bayan Barat Village Karang Bayan Village. WWTPs location spread in West Lombok Regency can be seen in
the Figure 1.
Figure 1. Six WWTPsites in West Lombok regency
Methods
Research methodscarried out by means of quantitative research method through survey and interview.
Technical analysis in this study used descriptive analysis techniques to identify the conditions of building WWTP
that treats waste from user through the piping network. The evaluation phase on technical aspect was done by
analyzing the quality of wastewater entering and processed in WWTP and wastewater produced by WWTP with
BOD, COD and TSS parameters. Samples were taken 3 times at each location of WWTP and the highest level
would be compared to the quality standard as per Regulation of Minister of Environment and Forestry No. 68
Year 2016[6]. Laboratory analysis was conducted at the Laboratory of Environment Department of West Lombok
Regency with testing method according to Indonesian Nasional Standard (SNI). Then it compared the existing
discharge plan to calculate the efficiency removal and BOD COD ratios. Environmental aspect was done by
analyzing contamination of contribution from WWTP waste to nearby river. The analysis of the effect of WWTP
on the environment was done by analyzing the quality of wastewater and surface water from the measured
parameters test in the laboratory. The contribution of household waste pollution load from the WWTP channel on
the receiving water body was calculated using the concept of mass balance.The test results of river water from the
laboratory would be compared toGovernment Regulation no. 82 Year 2001Water Quality Management andWater
Pollution Control[7].
RESULTS AND DISCUSSION
The results showed that the WWTP built in 6 locations using the pipeline network was built by connecting
the wastewater channel in the form of Gray Water and Black Water from every home connection. The technology
Sigerongan
Dasan Geres Tengah
Pelangan Dalem
Karang Bayan
Barat
Batukuta
Parua
Batukuta
Utara
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J. Appl. Environ. Biol. Sci., 8(1)102-105, 2018
used was a combination of Anaerobic Baffled Reactor (ABR) and Anaerobic Filter (AF) systems. ABR technology
was a septic tank technology that uses bulkheads so that wastewater through the bulkhead will flow up and down.
AF technology was a septic tank with filters made from plastic bottles of mineral water.
Based on secondary data in the planning document called the Public Activity Plan book and based on
survey results, it was known that the number of home connections in all locations were still under planning in the
initial design. This condition was due to the budget available from the Local Government was still limited, and
the ability of the community had not been able to install the connection at its own expense. The number of home
connections that did not match the number of plan connections certainly affects the waste discharge that went into
the WWTP.
In all locations of WWTP, there was a difference of plan flowrate with significant current discharge. The
biggest difference was in the location of Batukuta Paroa where the discharge plan was 25.60 m3/day with the
existing flowrate of 4.61 m3/day. The approaching discharge capacity was in Karang Bayan Barat with a plan
flowrate of 12.80 m3/day with the existing flowrate of 9.22 m3/day.
Installation of WWTP was a unit in which biological processes occur. If this biological process went well,
there would be a quality improvement on the effluent. It was characterized by relatively clear water, no particles
in the flow and no excessive odor. The quality of influent and effluent could show the efficiency of WWTP until
it could be known whether the WWTP works properly or not. Table 1 showed that from the results of laboratory
tests it was found that the quality of wastewater in all locations was still above the quality standard so that further
processing was required before discharged to the water body. As for the quality of wastewater processing results
showed different results. For BOD parameters at the North Batukuta and Batukuta Paroa. For TSS parameters,
the quality of wastewater that meets was in Dasan Geres Tengah, Batukuta Utara and Batukuta Paroa and Karang
Bayan Barat. Unlike the COD parameters, in all WWTP locations, the quality of the wastewater meets the standard
quality standards. This was because wastewater that enters pure processing from households.
Table 1.Value of domestic wastewater parameters before and after processing Influent Effluent
Location BOD COD TSS BOD COD TSS
(mg/L) (mg/L) (mg/L) (mg/L) (mg/L) (mg/L)
Pelangan Dalem 140.7 197.6 153.2 55.7 87,2 66.2 Dasan Geres Tengah 158.1 222.8 89.9 41.6 80.5 29.0
Batu Kuta Utara 109.4 204.3 35.6 28.8 70.4 15.4
Batu Kuta Paroa 92.4 148.3 41.5 26.4 50.7 14.7
Sigerongan 180.5 220.8 85.3 58.2 76.1 37.1
Karang Bayan Barat 159.6 190.4 51.3 50.2 65.3 22.3
Pelangan Dalem 140.7 197.6 153.2 55.7 87.2 66.2
Quality standard 30 100 30 30 100 30
Analysis of the removal of the treatment efficiency was carried out to find out how much the ability of the
reactor in reducing the content of pollutants entering the reactor. The efficiency of decomposition of organic
materials would increase in accordance with the number of compartments passed. This occured because the longer
the contact time between the substrate with the biomass contained in the reactor, it would give bacteria a chance
to degrade more organic matter in wastewater. The total processing efficiency was calculated based on the quality
of the first influent and the effluent quality of the final processing as shown in Table 2.
Table2. WWTP Efficiency Eficiency
Location BOD COD TSS
(%) (%) (%)
Pelangan Dalem 60.4 55.9 56.8
Dasan Geres Tengah 73.7 63.9 67.7
Batu Kuta Utara 73.7 65.5 56.7
Batu Kuta Paroa 71.4 65.8 64.6
Sigerongan 67.8 65.5 56.5
Karang Bayan Barat 68.6 65.7 56.5
Pelangan Dalem 60.4 55.9 56.8
From Table 2, it can be seen that the BOD efficiency removal that meets the Sasse design criteria [8] was
at the location of Dasan Geres, Batu Kuta Paroa. In the parameters of COD removal efficiency that meets the
design criteriawas at the location of North Batukuta WWTP, Batukuta Paroa, Sigerongan and Karang Bayan Barat.
The high value of BOD efficiency indicates that ABR technology can still run well. For COD Efficiency, which
was still under the design criteria was on Pelangan Dalem and Dasan Geres. ForWWTP Batukuta Utara, Batukuta
Paroa, Sigerongan and Coral Bayan West already met the criteria. For the efficiency of TSS had decreased. This
shows the ability of flocculation and precipitation of anaerobic sludge quite well [8, 9].
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Savitri and Mangkoedihardjo, 2018
The efficiency values of laboratory test results on BOD parameters ranged from 60-70%, on COD
parameters ranged between 55-65% and on TSS parameters ranged from 56-67%.Based on design criteriaBOD
efficiency removal: 70-95% and COD efficiency removal: 65 - 90% [10,11]. Long stay in the WWTP
compartment would give longer time to microorganisms to decompose organic substances.
The calculation of BOD and COD ratios was intended to determine the level of biodegradable waste. The
results of the ratio of BOD/COD ratio in each location ranges from 0.4 to 0.7. This condition was biodegradable,
that wastewater could still be treated biologically [12, 13].
CONCLUSIONS
Technically it was concluded that all communal wastewater treatment plantrequired treatment
improvement. Biodegradable properties of the wastewater suggested the biological treatment would be
appropriate to meet Indonesian standard for effluent.
REFERENCES
1. Regulation of the Minister of Public Works No. 16 / PRT / 2008 on National Policy and Strategy for
Development of Wastewater Management System of Settlements.
2. Zaharia C. 2017. Decentralized wastewater treatment systems: Efficiency and its estimated impact against onsite
natural water pollution status. A Romanian case study, In Process Safety and Environmental Protection
108: 74–88.
3. Ministry of Public Works and People's Housing. 2016. In Domestic Wastewater Treatment Systems -
Centralized Settlement Scale (Book 3)
4. BAPPEDA of West Lombok Regency. 2016. City Sanitation Strategy (SSK) year 2017-2021. West
Lombok Regency
5. Ministry of Public Works and People's Housing. 2017. Regulation of the Minister of Public Works and
People's Housing No. 04 / PRT / M / 2017 on the Implementation of Domestic Wastewater Management
System). Jakarta.
6. Ministry of Environment and Forests, Regulation of the Minister of Life and Forestry No. 68 of 2016 on
the Standards of Domestic Waste
7. Government Regulation of the Republic of Indonesia No. 82/2001 on the management of water quality and
water pollution control.
8. Nizami, A.-S. 2012. Anaerobic digestion: Processes, Products, and Applications. Anaerobic Digesrion.
https://doi.org/10.13140/2.1.4550.7529.
9. Bratby, J. 2006. Coagulation and Flocculation in Water and Wastewater Treatment - Second
Edition. Coagulation and Flocculation in Water and Wastewater Treatment (pp. 1–400).
https://doi.org/10.2166/9781780402321.
10. Sasse, L. 1998. Decentralised Wastewater Treatment in Developing Countries, DEWATS. Bremen: Borda.
11. Peavy, H.S., Rowe, D.R. & Tchobanoglous, G. 1985. Environmental Engineering. Singapore: McGraw-Hill
Book Co.
12. Bhat, M. R., Roopali, Hiremath, S., & Kulkarni, V. R. 2004. Correlation between BOD, COD and
TOC. Journal of Industrial Pollution Control, 20(1), 187–191.
13. Katie Allan. 2014. COD & BOD. Igarss 2014 (pp. 1–5). https://doi.org/10.1007/s13398-014-0173-7.2.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Dr. Muhammad Shabbir Ch., Assistant Professor of Sociology, Department of Sociology, GC University,
Faisalabad. Email: [email protected] 00 92 3216678880
Socio-Economic and Cultural Problems of Brick Kiln’s Working Families:
(A Case Study of District Faisalabad)
Uzma Niaz1, Zunera Jamil2, Dr. Muhammad Shabbir Ch.3, Shazia Nasim4
1Visiting faculty member, Department of Sociology, GC University, Faisalabad
2PhD Scholar in Sociology 3Assistant Professor of Sociology, Department of Sociology, GC University, Faisalabad
4Psychologist at SFARI-Pakistan
Received: August 22, 2017
Accepted: November 26, 2017
ABSTRACT
In Pakistan large numbers of families are associated with this industry in towns and cities. Families working at brick
kilns make important contribution in the economy of Pakistan but at the other end they are suffering in different social,
economic, cultural and psychological issues. Even their children and females worked hard to get rid of such issues. So,
giving the importance to this portion of community it would be the responsibility of social scientists that the issues faced
by them would be identified and highlighted. The whole study was gone through the detailed investigation of social,
economic and cultural problems of families working at brick kilns in district Faisalabad. Objectives of the Study were; to
discover the socio-economic and cultural problems faced by the workers working at brick kilns and this study has
following general objectives; to assess the socio-economic status of the working families serving at brick kilns, to
investigate the economic issues of the working families, to find out the social problems (living, health, education, water
and sanitation) faced by the working families, to evaluate the cultural problems (security, harassment, discrimination and
exploitation) of the families working at brick kilns and to suggest reforms regarding policies about the labor working at
brick kilns. District Faisalabad was the universe and families working at brick kilns were the target population. Out of
265 registered brick kilns 12 brick kilns were selected by using convenient sampling technique for this research. 220
working families were the sample size for this study covering 100% data collection. Head of the family was the
respondent for this study. A structured interview schedule was developed for data collection and collected data through
interview schedule was analyzed by applying Statistical Package for Social Science (SPSS).
KEY WORDS: Socio-economic, cultural, brick kilns, exploitation, discrimination
I- INTRODUCTION
The Pakistan brick kiln industry is one of the biggest in the Continent Asia. It is an old-style, disorganized
factory restricted to rural and peri-urban zones. People working at brick kilns have their own traditions, norms, values
which constitute a distinct culture. Lahore and Faisalabad are big brick making areas of Punjab. Brick kilns having a
specific culture, owe a malicious tradition of bounded and forced labor. While child labor prevalent at high level in both
of these metropolitan cities of province Punjab, Lahore and Faisalabad. The intended study is an attempt to explore the
socio-economic conditions of families working at brick kilns. It examines the cultural traditions and norms of children
and these families. The inferences of the study will help in suggesting some measures improving the lives of these
families. It will also contribute to design steps to eradicate this social evil (Asian Development Bank, 2011).
A study carried out by Turkpak International (Pvt.) limited in 1991 on “Wood use in the brick kiln industry of
Pakistan”. Today, the world is facing serious socio-economic and political as well as cultural challenges, which are
getting intense with time due to increased population growth and poverty. Among these issues, one of the most
challenging subjects is of bounded and forced labor. The developing and under-developing countries in particular, are
much affected by this issue. In Pakistan, the brick kiln industry is known to be one of the biggest in Asia. According to
study conducted jointly by the Government of Pakistan and USAID 2004, calculated that there are over 3,000 brick
making units in the country with over 50 % located in Punjab province. With the annual increase of 3 % per year, by
2009 the brick industry is estimated to be over 5,000 units.
Out of 177 nations, Pakistan is placed 136th on the Human Development Index. In Pakistan, the negative
effects low human improvement speculations are borne by poor people, particularly specialists in the casual segment,
which utilizes 71.9 percent of work power (barring non-horticulture laborers). The liabilities of casual division laborers
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are primarily connected to absence of financial and lawful assurance. Like other creating nations, local casual division
job is likewise described by laborers' abuse regarding substandard states of work, for example, extended periods of work,
and low wages. The work power focus in casual parts includes both instructed/prepared and un-taught and un-talented
vagrant laborers from country zones. Other than female support, tyke work is additionally a key a portion of Pakistan
casual areas. The casual area is supportive the formal division in Pakistan economy, yet the viable front of the country
administrative components is for the most part not relevant to the casual segment, particularly the accompanying are not
connected. Block ovens are a part of the casual area, where both managers and workers need access to official formal
bolster, similar to fund, checking and so on (PILER, 2001).
In Pakistan, the block creation segment relies on fuel squandering elements and strategies, which add to air
contamination and outflow of nursery gasses, in this way producing negative monetary and ecological effects.
Moreover, inside the area there are social difficulties, for example, fortified work, tyke work, working antagonistic
residential infrastructure, unclean water and sanitation environment, poor instruction and unfavorable word related
wellbeing conditions and so forth., these issues need genuine thought. The area is one of the significant performing
artists in the development business but because of its unconventional attributes is rebuked as a non-citizen and is not
perceived as an industry. In spite of the fact that the utilization of other propelled fabricating materials, both privately
produced and imported, has expanded as of late, blocks remain the fundamental and significant element of the extending
development area. It is fascinating to watch that block making innovation embraced and being utilized as a part of
Pakistan has yet to see any change not at all like the contending areas like earthenware production, tiles, concrete and
marble business which have received cutting edge systems and gain sensible benefits from the all the partners, having
been sharpened toward their social obligation by giving better word related environment (Gujarati, 2003).
Statement of the Problem:
The absence of basic facilities can affect the functioning of the individuals and then over all smooth running of
society. Manual labor at Brick Kilns portrays stratum of population which is living below the standard line of minimum
life requirement. Still they are living and doing the same job and own their work. They have a distinct way to live life,
their own traditions, values and aspirations. Economically they are very poor because they are captured in the nasty cycle
of bonded labor. People are bound to work on low wages according to the will and wish of those who control their means
of sustenance. Workers at kilns are at the margins of Pakistani society. The whole family of a worker offers their services
and even then hardly lives from hand to mouth. The present study will probe the problems & vulnerability of the workers
at brick kiln.
Objectives of the Study:
To assess the socio-economic status of the working families serving at brick kilns.
To investigate the economic issues of the working families.
To find out the social problems (living, health, education, water and sanitation) faced by the working families.
To evaluate the cultural problems (security, harassment, discrimination and exploitation) of the families
working at brick kilns.
To suggest reforms regarding policies about the labor working at brick kilns.
Scope of the Study:
It is a well-known fact that there are thousands of families and their children engaged in brick making industry
and majority of them work in bounded environment. Since, they live in isolation from the main population, there living
conditions and wellbeing are largely dilapidated. Certainly, the in-depth knowledge about these factors is almost not
existent. Thus, this study explores the problems and threats faced by the workers, working at brick kilns in District
Faisalabad. This study is expected to provide answers to some of the questions; basis of which a concrete strategy and or
action plan to address their problems and to get rid of the expected threats with alternative opportunities to improve their
livelihood and wellbeing.
II- MATERIALS AND METHODS
Locale of the study was the district Faisalabad situated in Province Punjab, Pakistan. District Faisalabad was the
universe for the current study and families working at brick kilns were the target population. A Survey research design
was used to complete this study. Total brick kilns are 373 in district Faisalabad (According to the study conducted by
Hayat Foundation, 2016). Out of 373 brick kilns, only 265 are registered under Government Act. Total numbers of
families working at brick kilns are 5026 and average 20 families are working at each kiln (Hayat Foundation, 2016).
These brick kilns are located at different locations in District Faisalabad. Out of 265 registered brick kilns 12 brick kilns
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were selected by using convenient sampling technique for this research. As the researcher selected 12 brick kilns as
sampled kilns and 220 are working at these selected kilns. Therefor all the families working at selected kilns were
sample size for this study i.e. covering 100% data collection. Head of the family was the respondent for this study. Both
male and female household heads were involved in this research. A structured interview schedule was developed for data
collection. Descriptive data analysis was done through Statistical Package for Social sciences (SPSS).
Conceptual Framework of the Study:
The research was conducted based on the established conceptual framework based on literature review. The
conceptual framework indicating the nature of variables and concepts and its conceptualization are given below.
Nature of the variables/conceptual Framework and Indicators for the Research Independent Variable/
Background variables
Intervening/intermediate Variables Dependent Variables
• Age
• Income
• Sex
• Marital Status
• Family size
• Economic status
• Educational status
• Health status
• Bondage
• Lawlessness
• Exploitation
• Discrimination
• Social acceptance
•
Social, economic and cultural problems
• Poor health
• Living standards
• Children’s education
• Children’ Socialization
• Harassment
• Women discrimination
• Child labor
• Security
III- RESULTS
Following are the major results after the analysis, males are interviewed at large i.e. (83.63%) while (16.37%)
females were interviewed, which intimated that women are also associated with this profession with different working
categories moudler/sanchiwala (63.18%), baker/fireman (20.45%) and kharkar/carriage (16.37%). Out of 220
respondents, 52.72%) respondents have PKR 6001-9000 as their monthly income. Majority (87%) of the respondents
told that they do not have any kind of property (residential or agricultural).100% of the respondents said they have
drinking water through hand/electric pump/stream at work places but (94%) told they have no knowledge purity of the
water either this water is pure or not. Sanitation issues also putting them more troubles, (76%) respondents told that they
are using outdoor toileting whereas, majority i.e. (90%) respondents denied regarding proper drainage system and (91%)
told they are using wood as fuel for cooking. As for as basic facilities are concerned, (96%) told that there were no play
grounds for any recreational or supports activity and 65.46% told they have no basic education facility at their work
places. Children and women were found vulnerable facing different diseases like fever, eye/ear infection, chest problems
and skin infections. No dispensary or first aid box is available at the kiln. (70%) told they have taken advances/loans
from the kiln owners and they are bound to do this work because they have signed a contract with them. Due to such
contracts, they have to work more than 14 hours a day. (52%) respondents told about rubbish attitude of the
managers/munshi towards workers while majority of the respondents i.e. (94%) told that they have no any unity to report
negative incidents/issues facing by them therefore (65.45%) told that all the decisions or solutions of their issues were
made by the munshi/manager of the kiln. (49%) respondents told that their women and children are facing harassment
issues at work places, like facing physical and verbal harassment. They are found fearful regarding their future, only
(24%) of the respondents agreed that process of bricks making should be mechanized. (94.55%) of the respondents told
that they have their identity cards (CNICs) and registered as voter and majority (92%) of the respondents told that they
have no familiarity towards labor laws.
Testing of Hypotheses:
Hypothesis 1: Lower the income of the respondents higher will be the socio-economic challenges
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Table: 1. Association between income of the respondents and social-economic challenges faced by the worker Income (Rs.) socio-economic challenges Total
Yes No
Up to 7000
52 78.7%
14 21.2%
66 100.0%
7001-9000
38
65.5%
20
34.4%
58
100.0%
9001-11000
35
70.0%
15
30.0%
50
100.0%
11001 or above 25 54.3%
21 45.6%
46 100.0%
Total 150
68.1%
70
31.8
220
100.0%
Chi-square = 14.07 d.f. = 3 P-value = 0.029* Gamma = 0.142
* = Significant
Table 1 represents the association between incomes the respondents and the socio-economic challenges. Chi-
square value shows a significant association between incomes of the respondents and socio-economic challenges.
Gamma value shows a positive relationship between the variables. So the null hypothesis “there is no association
between income and socio-economic challenge” is rejected.
Hypothesis 2: Female workers will be faced more cultural problems (security, harassment, discrimination) at
workplace
Table: 2. Association between gender and cultural problems at workplace Gender cultural problems at workplace Total
Yes No
Male 83
83.0%
17
17.0%
100
100.0%
Female 90 75.0%
30 25.0%
120 100.0%
Total 173
78.6%
47
21.3%
220
100.0%
Chi-square = 52.12 d.f. = 1 P-value = 0.000** Gamma = 0.832
** = Highly significant
Table 2 represents the association between gender of the workers and cultural problems (security, harassment,
discrimination) at workplace. Chi-square value shows a highly significant association between gender and cultural
problems (security, harassment and discrimination), they are faced. Gamma value shows a strong positive relationship
between the variables. It means female facing more cultural problems (security, harassment and discrimination) at
workplace. So the null hypothesis “there is no association between gender and cultural problems (security, harassment
and discrimination) at workplace” is rejected.
IV- DISCUSSIONS
The absence of basic facilities can affect the functioning of the individuals and then over all smooth running of
society. Manual labor at Brick Kilns portrays stratum of population which is living below the standard line of minimum
life requirement. Still they are living and doing the same job and own their work. They have a distinct way to live life,
their own traditions, values and aspirations. Economically they are very poor because they are captured in the nasty cycle
of bonded labor. People are bound to work on low wages according to the will and wish of those who control their means
of sustenance. Brick kiln workers are at the margins of Pakistani society. The whole family of a worker offers their
services and even then hardly lives from hand to mouth. The present study will probe the problems & vulnerability of the
workers at brick kiln.
It is a well-known fact that there are thousands of families and their children engaged in brick making industry
and majority of them work in bounded environment. Since, they live in isolation from the main population, there living
conditions and wellbeing are largely dilapidated. Certainly, the in-depth knowledge about these factors is almost not
existent. Thus, this study explores the problems and threats faced by the workers, working at brick kilns in District
Faisalabad. This study is expected to provide answers to some of the questions; basis of which a concrete strategy and or
109
J. Appl. Environ. Biol. Sci., 8(1)106-111, 2018
action plan to address their problems and to get rid of the expected threats with alternative opportunities to improve their
livelihood and wellbeing is designed.
Brick making is one of the primitive manufacturing industries in the world and this skill is as ancient as the
Indus valley Civilization. In Pakistan, large numbers of families are associated with this industry in towns and cities.
Families working at brick kilns make important contribution in the economy of Pakistan but at the other end they are
suffering in different social, economic, cultural and psychological issues. Even their children and females worked hard to
get rid of such issues. So, giving the importance to this portion of community it would be the responsibility of social
scientists that the issues faced by them would be identified and highlighted. In this study, multiple aspects of families
working at brick kilns would be discussed like to assess their socio-economic status, to find out in depth information
about their daily living patterns, to find out their social, economic and cultural problems. Moreover, parent’s desires and
wishes towards their children’s social lives and future and multi directional harassment issues in gendered perspective
and exploitative domains would be investigated. The whole study was gone through the detailed investigation of social,
economic and cultural problems of families working at brick kilns in district Faisalabad.
V- CONCLUSIONS
The primary data indicates that the living standards of the workers require urgent improvement as basic
facilities are lacking whether in terms of housing needs, or access to social services. Most of the workers are poor and
they are earning less than their monthly incomes and they have to borrow money to manage their monthly budgets.
Access to education and health are the bigger issues of the area and access to health care facilities provided by the
public sector or employer is non-existent. Mostly families are living rent free katcha houses provided by the owners and
they have no convenience to move even in emergencies. As the basic facilities are concerned drinking water is available
at workplaces but no one knows about its purity. The source of this availability is the employer or the welfare
organizations. Mostly brick kiln residents are using outdoor toileting for defecations. There is no drainage system and
they are using wood as fuel for cooking. No play grounds for any recreational or supports activity and no basic
education facility at their work places and neither vocational institutes nor training school for them and children at their
work places. Majority facing health issues due to the hazards nature of work and children’s and women are also facing
different diseases like fever, eye/ear infection, chest problems and skin infections. There was no dispensary available for
them at work places or first aid box facility to cater emergencies. Mostly people are doing brick kilns because their
parents involve in this profession while some adopted this profession because they have taken loans or advances from
the brick kilns owners. Families working at kilns are ready to skip this profession if replacement opportunities were
available to them. Brick making is a time taking profession and people are doing 14 hours working in a day and they are
doing work at night times also and this practice is continued round the year at brick kilns. More teasing situation for the
families working at kilns is when they are facing rubbish and harsh attitude from the manager’s/munshi’s. Moreover,
there is no any facility to report any sort of incident at brick kilns. Women and children of brick kilns working families
facing continues harassment issues at workplaces. People working at brick kilns were not happy that this profession
should be mechanized. There is no any platform for raising the issues or conflicts of working families and all the
decisions or solutions of their issues were made by the mushi/manager at the kiln. They have their identity cards
(CNICs) and get registered as voter.
Testing of hypotheses results also showing the associations between the variables and the intensity of the
problem discussed in the research. Chi-square value shows a significant association between incomes of the respondents
and socio-economic challenges. Gamma value shows a positive relationship between the variables. So the null
hypothesis “there is no association between income and socio-economic challenge” is rejected and alternative
hypothesis accepted. Chi-square value shows a highly significant association between gender and cultural problems
(security, harassment and discrimination) they are faced. Gamma value shows a strong positive relationship between the
variables. It means female respondents facing cultural problems (security, harassment and discrimination) at workplace.
So the null hypothesis “there is no association between gender and cultural problems (security, harassment and
discrimination) workplace” is rejected and alternative hypothesis is accepted.
VI- SUGGESTIONS:
Researcher proposes the following recommendations;
• There should be schooling for children and provision of non-formal schools in the area. There should be adult
Literacy and/or Vocational Training with compensation for the working families and their children.
• Alternative skills training can be initiated.
• Better quality health facilities should be provided by the government at brick kiln’s working families with
suitable stipend.
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• Health insurance schemes for the poor should be launched.
• Availability of pure drinking water and first-aid box should be the compulsory at every kiln, and it should be
monitored by the government authorities.
• There should workers union to raise their voice for dispute resolution and associations for articulating workers’
demands.
REFERENCES
1. Asian Development Bank (2011). “Economic trends and prospects in Developing Asia: South Asia,” chapter from
Asian Development Outlook2011: South‐South Economic Links, Asian Development Bank, p.143‐146.
2. Kamber, M. (2011). “In Afghan Kilns, Cycle of Debt and Servitude,” the new York Times,15 March2011.
3. Sultam M. (2011). Socio-economic conditions of workers working at Kilns, Research for human Development
Research Paper, UNDP.
4. Pavgi, &Kedar (2011). “The7Fastest‐GrowingCitiesintheWorld,” Foreign Policy, 26 October, 2011.
5. Federal Bureau of Statistics (2007). Government of Pakistan. “Labor Force Survey”2006-2007”. Islamabad
6. Kumar (2010). “Socio‐economic conditions of child labor: A case study for the fishing sector on Baluchistan coast,”
International Journal of Social Economics, Vol.37, No.4,p 316‐338.
7. Thomas (2008). Rural bonded labor: A review of the definitions of child labor in policy research, ”Working Paper,
Geneva.
8. Labor Force Survey (2007). Labor Force Survey 2006-2007. Annual Report. Islamabad, Government of Pakistan.
9. International Labor Organization (2007). Multi-Bilateral Programme of Technical Cooperation. Progress Report.
International Labor Organization- Pakistan.
10. Panneerselvam, R. (2005). “Research methodology”, Prentice-Hall of India private limited New Delhi.
11. SPARC (2004). The State of Pakistan’s Children Annual Report. Islamabad, Society for the Protection of the Rights
of the Child.
12. Gupta, J. (2003). “Informal Labor in Brick Kilns: Need for Regulation,” Economic and Political Weekly, 2 August:
3282–92.
13. Gujarati, D. N. (2003). “Basic Econometrics” fourth edition McGraw Hill, New York.
14. Ercelawn, A. & Karamat (2002). Bonded Labor in Pakistan: Impact of Policy, Law and Economy. The Journal,
NIPA, Karachi, vol. 7, No.1.
15. Bales (2002). “Bonded Labor and Serfdom: A Paradox of Voluntary Choice,” Journal of Development Economics,
Vol.67, Issue1,101‐127.
16. Naisr (2001), Bonded labor at kilns in Sothern Punjab. Pakistan Journal of Social Sciences, Vol.17, No.2, p.147‐173.
Multan, Pakistan.
17. Nauman, M. (2000) Bonded Labor in Pakistan: An Overview. Karachi, Pakistan Institute of Labor Education and
Research.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Itbar Khan, Ph. D Scholar, International Islamic University Islamabad,
Email:[email protected]
The relationship of Instructional Beliefs of Teacher Educators with their
Classroom Practices in Khyber Pakhtunkhwa
*Itbar Khan1, Azhar Mehmood**, Nabi Bux Jumani****
*Ph. D Scholar, International Islamic University Islamabad
**Associate Professor, International Islamic University Islamabad ***Professor of Education, International Islamic University Islamabad
Received: August 1, 2017
Accepted: October 5, 2017
ABSTRACT
This study examined the relationship between teacher educators’ instructional beliefs and their classroom practices
and explored the difference in the observed and self-reported practices of teacher educators. A self-developed 21-
item questionnaire, measuring constructivist and traditional beliefs and a 22-item self-reported classroom practices
questionnaire measuring constructivist and traditional practices, were administered to 140 randomly selected teacher
educators from 09 departments of education in Universities and 20 Regional Institutes of Teacher Education
(RITEs). Mean values were measured to find out the beliefs and practices; paired sample t-test was used for
calculating the difference in observed and self-reported practices and Pearson r was calculated to find out the
relationship between the instructional beliefs and classroom practices of teacher educators. It was found that the
instructional beliefs of the teacher educators were significantly correlated with their classroom practices. As a
whole, teacher educators believed in constructivist beliefs and practices. They also used and believed in some
traditional practices and beliefs respectively. There were significant differences in the self-reported and observed
instructional practices and no significant difference was observed in the self-reported and observed traditional
practices. The study recommends teaching of instructional beliefs and training through constructivist classroom
practices for teacher educators.
KEYWORDS: Teacher educators, instructional beliefs, classroom practices, traditional classroom practices,
constructivist practices.
1. INTRODUCTION
Research in the field of teacher education suggests that teachers’ classroom behaviors predicate on their beliefs,
which they hold about teaching, learners, learning and knowledge. Pajares (1992) identified many terms for
teachers’ beliefs, which include, attitudes, values, judgments, opinions, ideology, perceptions and so on. Kagan
(1992) opines that “most of the professional knowledge of a teacher can be considered as beliefs” (p.73). Nespor
(1987) and other researchers (Griffin &Ohlsson, 2001; Kagan, 1992; Pajares, 1992) have concluded that beliefs have
greater influence than knowledge in determining how individuals organize and define tasks and problems which
mold them into stronger foretellers of behavior.
Fives and Buehl (2012) contend that the understanding of reality by an individual is always seen through their
current beliefs; they can work as filter in teacher education. Beliefs shape what teachers know and how they have
learnt. And there is a possibility that such beliefs have an important relationship with teacher knowledge and
practices. Similarly, according to Kagan (1990) teachers’ beliefs are “at the very heart of teaching” (p. 85).
Teachers’ beliefs researchers take keen interest in what teachers’ think about knowledge, how students become
proficient in learning and knowledge and what teachers do to facilitate the development of such proficiency. This
also answers how these beliefs develop and the role it plays in classroom practices (Jeff, 2015).
2. Instructional Beliefs
Instructional beliefs refer to the beliefs about teaching and learning, role of teacher and students. These are mainly
divided into 2 major beliefs: constructivist beliefs (CB), and traditional beliefs (TB). Constructivist teaching
typically involves more student-centered, active learning experiences, more student-student and student-teacher
interaction, and more work with concrete materials and in solving realistic problems (Berliner & Calfee, 1996).
Traditional beliefs involve teacher centered approaches, transmission type of teaching and learning.
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Khan et al.,2018
3. Relationship of Beliefs and Classroom Practices
Bandura (1997) posits that beliefs, more than truth, guide our goals, emotions, decisions, actions, and reactions.
Kagan (1992) argues that there is a significant relationship between beliefs and the type of classroom practices. The
relationship between beliefs and classroom practices is found across different classes and levels. Ertmer,
Gopalakrishnan and Ross (2000) concluded that if we want to integrate technology in such a way which benefits the
learning of students, we must consider how the current practices of teachers are traced to and organized by the
pedagogical beliefs of teachers.
In real classroom situation, teachers’ beliefs and their classroom instructions are often inconsistent due to a variety
of variables such as the pressure to adapt to a particular school philosophy and government instructions. Liu (2011)
posits that elementary teachers, who have constructivist beliefs about instruction, believe in constructivist practices,
but in real classroom s they do not practice it. The main factor which the teachers showed was the achievements of
students. Khader (2012) investigated the stated beliefs of social studies teachers and their classroom practices and
found no statistically significant correlation between the teachers’ pedagogical beliefs and their actual classroom
practices of such beliefs. This inconsistency was due to overcrowded classrooms, teachers, busy schedule and other
assignments.
There are contradictions between teachers’ beliefs and their classroom practices. Calderhead (1996), Ertmer,
Gopalakrishnan, & Ross (2000) and, Fang (1996) described a number of studies in which researchers found little
relationship between teachers’ beliefs and their instructional reading practices, and suggested that contextual factors
affected the teachers’ ability to constantly apply their beliefs in practice. Results from a study of technology-using
teachers supported this as well. Ertmer, Gopalakrishnan and Ross (2000) reported that teachers’ visions for, or
beliefs about, classroom technology use did not always match their classroom practices. Nevertheless, the findings
confirm that these beliefs serve as the key evaluator of their students’ literacy development (Powers, Zippay&
Butler, 2006).
The role ascribed to teachers’ beliefs is of particular interest in relation to the implementation of curriculum reform.
Fenstermacher (1978) suggested that if “our purpose and intent are to change the practices of those who teach, it is
necessary to come to grips with the subjectively reasonable beliefs of teachers” (p. 174). More specifically,
teachers’ beliefs are considered as a filter, interpretive device, and transformer of curricular intentions established
elsewhere (Bryan, 2012; Griffin &Ohlsson, 2001; Kagan, 1990; Pajares, 1992).
4. Purpose of the Research Article
The purpose of this article is to examine the relationship between teacher educators’ instructional beliefs and their
classroom practices and to find out difference in the observed and self-reported instructional practices. Other
researchers have investigated the influence of teachers’ pedagogical beliefs on classroom practices related to science
(Czerniak & Lumpe, 1996), history (Wilson & Wineburg, 1993) and literacy. Most of the studies had investigated
the beliefs of students in teacher education; few studies had looked into the instructional beliefs of teacher
educators’ and their relationship with classroom practices in teacher education institutions. Moreover, less attention
has been paid to teachers’ beliefs in Pakistan and less to the beliefs of teacher educators in the world. Furthermore,
recently teacher education curriculum has been changed in Pakistan. The changed curricula for 4 year and 2 year
degree in education in Pakistan demands constructivist practices. This study investigated the instructional beliefs of
teacher educators and their practices in classroom.
5. The current research aimed to investigate the following questions
1. What are the instructional beliefs of teacher educators in Khyber Pakhunkhwa, Pakistan?
2. What are the instructional practices of teacher educators in Khyber Pakhunkhwa, Pakistan?
3. What is the relationship between instructional beliefs and instructional practices of these teacher educators?
4. Is there any difference in the self-reported and observed instructional practices of teacher educators?
6. Methodology
As a co-relational research, the study aimed to examine the relationship between instructional beliefs and classroom
practices of teacher educators in teacher education institutions. Data were collected from the participants without
any manipulation. Mean and standard deviation was calculated to measure the beliefs and practices; Pearson r was
calculated to examine the relationship between the instructional beliefs and instructional practices of teacher
educators and paired sample t- test was used to find out the difference in the observed instructional practices of
teacher educators.
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J. Appl. Environ. Biol. Sci., 8(1)112-119, 2018
6.1 Participants
The participants for the study were randomly selected from both the strata of the population, RITEs and universities.
There are total 149 teacher educators in RITEs and 62 teacher educators in universities. So, 111 teacher educators
from 20 RITES and 47 teacher educators from 09 universities in Khyber Pakhtunkhwa were selected through
stratified random sampling. The age of 5 educators ranged from 24-33 (3%), 43 were from 31-40 (30%), 50 were
from 41-50 (40%) and 50 (25%) teacher educators were above 50 years old. All the teacher educators have master
degrees along with professional qualification. There were 21 (15%) teacher educators who held bachelor degrees in
education, 72 (51%) held master degrees in education, 18 (12%) had Master of Philosophy degrees and 28 (20%)
teacher educators had Doctor of Philosophy in education.
6.2 Data collection tool and Analysis
Self-developed questionnaire for instructional beliefs, consisting of two main dimensions, one covering
constructivist instructional beliefs and another covering transmission instructional belief were administered.
Similarly, the instructional beliefs questionnaire was modified in a way to find out the classroom practices of
teachers. The instructional beliefs questionnaire used Likert Scale (Strongly Disagree =1, Disagree=2, Not sure=3,
Agree=4, Strongly Agree=5) for measuring the beliefs. The classroom practices questionnaire also used Likert Scale
(never = 1, rarely= 2, sometimes=3, often= 4, always=5). Scores on both the dimensions of the questionnaire was
summed up and means were found out. The more the score, the more the dimension in the respective questionnaire.
The Cronbach alpha of the constructivist dimension in instructional practices scale was .741 and the alpha value of
the traditional practices items was .611. Cronbach Alpha of the Instructional beliefs questionnaire was .661, the
Alpha of the constructivist beliefs was .687 and Alpha of the traditional beliefs was .757
7. Data Analysis
Figure 1: Constructivist Beliefs of teacher Educators
Key: SD: Strongly Disagree D: Disagree NS: Not Sure A: Agree SA: Strongly Agree
Figure 1 shows that 35% teachers ‘Strongly Agreed’, 55% ‘Agreed’, 3% were ‘Not Sure’, 5% ‘Disagreed’ and 2%
‘Strongly Agreed’ that constructivist instructional practices should be used. Means value of the constructivist
instructional beliefs show that a majority of the teacher educators believed in the constructivist instructional beliefs.
2 5 3
55
35
0
10
20
30
40
50
60
SD D NS A SA
pe
rce
nt
category
Constructivist Beliefs Mean:4.7
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Khan et al.,2018
Figure 2: Traditional Beliefs of Teacher Educators
Figure 2 indicates that, 9% teacher educators “Strongly Agreed”, 26% “Agreed”, 9% were “Not Sure,” 48%
“Disagreed” and 11% “Strongly Disagreed” that teacher educators should use traditional instructional practices. The
mean value (2.76) of traditional instructional beliefs shows people have less traditional instructional beliefs.
However, the value is just below average. Mean value of the statement (Teacher educator is to impart knowledge) in
the questionnaire is 3.95, which shows that educators impart knowledge. They do not allow the learners to create
knowledge. Similarly, educators prescribe certain methods and they correct misconceptions. The data shows that
35% teacher educators agreed with the traditional instructional beliefs which is a huge number.
Figure 3: Traditional Instructional Practices
Key: N: Never R: Rarely S: Sometimes O: Often A: Always
In response to traditional instructional practices, Figure 3 provides percentage responses of the teachers i.e. 15%
“Always,” 22% “Often,” 29% “Sometimes”, 19% “Rarely”, and 14% “Never” used traditional Instructional
Practices. Mean value of traditional Instructional Practices (2.91) shows that it is just below average, which means
that teacher educators used traditional instructional practices. A majority of the teachers used researched based
material, delivered lectures and corrected misconceptions, which are traditional classroom practices.
11
48
9
26
9
0
10
20
30
40
50
60
SD D NS A SA
pe
rce
nt
Category
Traditional Instructional Beliefs Mean: 3.31
StD: 1.16
14
19
29
22
15
0
5
10
15
20
25
30
35
N R S O A
pe
rce
nt
Category
Traditional Instructional Practices
Mean:2.91
StD: .61
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J. Appl. Environ. Biol. Sci., 8(1)112-119, 2018
Figure 4: Constructivist Instructional Practices of Teacher Educators
In response to self-reported constructivist practices of teacher educators, Figure 4 provides percentage responses of
the teachers i.e.40% “Always”, 40% “Often,” 13% “Sometimes,” 2% “Rarely,” and 3% “Never” used constructivist
instructional practices. Mean value (4.28) of constructivist instructional beliefs shows that most of the teacher
educators practiced constructivist practices in classroom.
Table 1 Relationship between Instructional Beliefs and Instructional Practices Traditional
beliefs
Traditional
practices
Constructivist
Beliefs
Constructivist
Practices
Instructional
Beliefs
Classroom
Practices
Traditional
Beliefs
1
Traditional
Practices
.521**
.000
Constructivist
Beliefs
-.116 -.071
.173 .403
Constructivist
Practices
-.035 -.120 .333**
.685 .157 .000
Instructional
Beliefs
.761** .390** .556** .189*
.000 .000 .000 .026
Classroom
practices
.420**
.000 .771**
.000 .153 .071
.539**
.000 .452**
.000 1
*. Correlation is significant at the 0.05 level (2-tailed). **.
Table 1 shows the results of interrelationship between instructional beliefs and instructional practices of teacher
educators. The results show that there is positive significance correlation between traditional practices and
traditional beliefs (r: .521**, p: .000). There is a negative correlation between constructivist beliefs and traditional
beliefs and traditional practices with r: -.116, p: .173, r: -.071, p: .403, respectively. There is also negative
correlation between constructivist practices and traditional beliefs (r: -.035, p: .685), traditional practices (r: -.120, p:
.157); there is significant positive correlation between constructivist practices and constructivist beliefs (r: .333**, p:
.000).Moreover, Instructional Beliefs as a whole had significant positive correlation with traditional classroom
practices (r: .390**, p: 000) and insignificant positive relationship with constructivist classroom practices (r: .189*,
3 2
13
40 40
0
5
10
15
20
25
30
35
40
45
N R S O A
pe
rce
nt
category
Constructivist Practices
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Khan et al.,2018
p: .026). Similarly, instructional practices as a whole had significant positive correlation with Traditional Beliefs
(r:.420**, p: .000) and insignificant positive correlation with constructivist beliefs (r: .153, p: .071).
8. DIFFERENCE IN THE OBSERVED AND SELF-REPORTED CLASSROOM INSTRUCTIONAL
PRACTICES
Table 2. Difference in the Observed and Self-Reported Traditional Practices Paired Samples Statistics Mean N S. D Std. Error Mean t Sig.( 2-tailed)
Observed Traditional Practices 3.31 34 .42 .073 1.049 .302
Self- Reported Traditional
Practices
3.18 34 .63 .10
Mean Difference is not Significant at P<0.05
Table 2 shows the comparison of observed traditional instructional practices and self-reported traditional
instructional practices. The mean value of observed traditional instructional practices was 3.31 with S.D .42 and the
mean value of self-reported instructional practices was 3.18 with S.D. 3.18. But paired t test showed no significant
difference as p> 0.05.
Table 3 Difference in the Observed and Self-Reported Constructivist Instructional Practices Mean N S.D. Std. Error Mean t sig.(2-tailed
Observed Constructivist
Practices
3.4251 34 .48556 .08327 -7.832 .000
Self- Reported Constructivist Practices
4.2567 34 .41174 .07061
Mean Difference is Significant at P<0.05
N= Number of observed teachers, S.D= Standard Deviation
Table 7 depicts that the mean value of observed constructivist practices was 3.42, S.D .48 and the mean value of
Self- Reported Constructivist Practices was 4.25, S.D .41. The mean difference between the observed constructivist
instructional practices and self-reported constructivist practices was significant as p< 0.05.
9. Discussion
Based on the relative mean score values, there was a greater tendency of the teacher educators to hold constructivist
beliefs but at the same time they also believed and practiced some traditional beliefs and practices, like, lecturing,
providing information, correcting misconceptions. It means that there is no consistency in their beliefs and practices,
which also showed they were not fully cognizant of constructivist practices. Above average teachers delivered
lectures but below average teacher educators believed in lectures. In this case, beliefs have not effected practices. It
seems that the prevailing practice of lectures in higher education is dominant in Pakistan. As a whole, traditional
beliefs and traditional practices are positively correlated; similarly, constructivist beliefs and constructivist practices
are positively correlated. The study also found significant relations between traditional beliefs and traditional
practices and between constructivist beliefs and constructivist practices. It showed classroom practices as a whole
were driven by beliefs. The study also showed that teachers believed in constructivist beliefs but there was a
difference in the self-reported and observed constructivist practices. It showed that teachers have some contextual,
institutional or other reasons due to which they could not practice what they believed. The study extends the findings
of Khadar (2012), Powers, Zippay& Butler, (2006), Calderhead, (1996), Ertmer, Gopalakrishnan, & Ross (2000),
Fang (1996), Ertmer, Gopalakrishnan and Ross (2000), Liu (2011). This study highlights the important influence of
instructional beliefs on the classroom practices of teacher educators. Teacher educators should especially think about
their espoused beliefs and think about their practices if they conform to the curricular needs of teacher educators.
10. Implications for Teacher Education
1. Instructional beliefs and classroom practices have significant positive co-relationship. It means that
educators may be given training on constructivist beliefs so that they think over their beliefs and form right
sort of beliefs.
2. Teacher educators, according to reported beliefs and practices, believed and practiced constructivist beliefs
and practices. However, it was also found that they did not have consistency in their beliefs. This means
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J. Appl. Environ. Biol. Sci., 8(1)112-119, 2018
that teacher educators might not have clear idea about constructivist practices and beliefs. Again, they need
to ponder over their beliefs and practices in the classroom. In observation, it was found that teacher
educators need proper training in constructivist practices. There may be courses in teacher education
curriculum on the beliefs. Most of the courses in the earlier curricula for teacher education did not have
content on beliefs system. Even, the innovated curricula for 4 year degree in education did not have content
on beliefs and their importance in teaching and learning.
3. These teachers have been educated in teacher centered classrooms and teacher education courses in
universities and RITES do not have enough material on beliefs; therefore, these teacher educators have
simple beliefs or they do not clear ideas about instructional beliefs. And this is a cycle which will continue
until stopped by teacher education institutions. Teacher educators may be given training and reading
material and then they may question their beliefs if they have such beliefs which promote teacher centered
beliefs or otherwise. Once the beliefs of teacher educators are reframed, they should ask the prospective
students to reflect upon their beliefs. As Chi-Kin Leo, Zhang, Song, Huang (2013) have posited that teacher
educators may make prospective teachers conscious about their beliefs.
4. Teachers in primary and high schools may be given intensive training on constructivist beliefs and
instructional practices because these teachers did have necessary knowledge about students’ centered
beliefs and practices.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Erma Retnaningtyas, STIkes Surya Mitra Husada Kediri, Indonesia
e-mail: [email protected]
The Role of Midwife on the Use of Poedji Rochjati Score Card with
Knowledge of Cadres in Early Detection of Pregnant Women Risk in
Working Area Sidomulyo Health Center
Erma Retnaningtyas
STIKes Surya Mitra Husada Kediri, Indonesia
Received: September 10, 2017
Accepted: November 22, 2017
ABSTRACT
In general, pregnancy is developing normally and produce enough babies and healthy month. However,
sometimes these developments are not as expected. Is difficult to know in advance that a pregnancy would
be an issue or not. The aim of research to determine the relationship of the role of the midwife about using
scorecards Poedji rochjati with knowledge of Cadres to detect high-risk pregnancies in the working area
Sidomulyo health centers. The study design was observational analytic with cross sectional approach.
Respondents were taken using simple random sampling. The population of all Cadress of health centers in
the region of Sidomulyo, a sample of 85 respondents. The independent variable role of midwife about using
scorecards Poedji rochjati, the dependent variable knowledge Cadres to detect high risk pregnancy. The
results are analyzed using Spearman's test-Rho. The results of research into the role of midwives about
using scorecards Poedji Rochjati known to most Cadres said the midwife had a role quite as many as 51
respondents (60%), results of research knowledge Cadres to detect high risk pregnancy known to most
respondents knowledgeable enough of 52 respondents (61,2%). The results of data analysis showed a
significant value of p = 0,000 <α = 0,05 so that H0 rejected and H1 accepted as such there is a relationship
role midwife about using scorecards Poedji rochjati with knowledge of Cadres to detect high-risk
pregnancies in the region of working area Sidomulyo health centers. Midwives have an important role in
guiding Cadres, where the better the midwife's role then the better the knowledge of Cadres.
KEYWORDS : Role Midwives, Score Card Poedji Rochjati, High-Risk Pregnancy
INTRODUCTION
A high-risk pregnancy is a pregnancy that can cause pregnant women and babies to become sick
or die, before a mother gives birth [1]. High-risk pregnancies in pregnant women include: age (too young
ie less than 20 years old and too old over 35 years), distance less than 2 years, height less than 145 cm,
upper arm circumference less than 23.5 cm , hemoglobin less than 11 g / dl, pregnant more than 4 times,
family history of diabetes or diabetes mellitus, hypertension and history of congenital defects, body
abnormalities, eg spinal or pelvic disorders [2].
The achievement of high-risk early detection conducted by health workers in March 2016 was
65%, still below the government's target of 80% [3]. According to preliminary survey on April 26, 2016 at
Sidomulyo Public Health Center, it was found that pregnant women aged about 16 years were 35% and
number of children> 4 by 20%, 15% soon pregnant (<2 years). Interviews on five Cadress found 3 Cadress
had never received an explanation of the Poedji Rochjati score card. While 2 Cadress who have been getting
an explanation from midwife about KSPR never do early detection of high risk in pregnant mother because
do not feel confident. Kader only conducts posyandu activities regularly.
High-risk pregnancies can result in risk in labor, approximately 40% of pregnant women have
health problems associated with pregnancy and 15% of all pregnant women suffer long-term life-
threatening complications and even lead to death [4]. One of the Government of Indonesia's efforts to
anticipate complications in pregnancy is by early detection using the Poedji Rochjati Score Card (KSPR)
issued by the Department of Save Motherhood at Soetomo General Hospital Surabaya with the help of
Cadres personnel trained by the midwife to monitor the development of maternal health conditions from
pregnancy to birth. [5]
The purpose of this study was to determine the relationship between the role of midwife about the
use of poedji rochjati score card with knowledge of Cadress to detect high risk pregnancy in the working
area of Sidomulyo health center.
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Retnaningtyas, 2018
METHODS
The research design used observational analytic with cross sectional approach. This research was
conducted at integrated service post at Working Area of Sidomulyo Public Health Center on 11th to 15th
October 2016 with the number of respondent 85 Kader. The independent variable in this research is the role
of midwife about the use of poedji rochjati score card. Dependent variable knowledge of Cadres in early
detection of risk of pregnant mother. The results were analyzed using Spearman-Rho test.
RESULTS
Table.1 Distribution of Respondent Characteristics Karakteristik Frekuensi Presentase
Long become Cadres (Year)
<1 Year
1-2 Year
>2 Year
Total
14
31
40 85
16,47
36,47
47,05 100
The Role of Midwives on the Use of KSPR
Less
Enough
Good
Total
19
51
15
85
22,4
60
17,6
100
Cadres Knowledge in Early Detection of Risk of Pregnant Women
Less
Enough
Good
Total
12 52
21 85
14,1 61,2
24,7 100
Source: Results of data analysis, Year 2016.
Based on Table 1, it is known that almost half of the respondents have become Cadres> 2 years as many as
40 respondents (47.05%), The role of the midwife on the use of poedji rochjati score cards is quite a lot of
51 respondents (60%), Knowledge of Cadress in Early detection risk of pregnant mother mostly have
enough knowledge as much 52 respondents (61,2%).
The Role of Midwives on the Use of the Rochjati Poedji Card Score With Cadress Knowledge In
Early Detection Risk of Pregnant Women
Table. 2 Relationship of Independent Variables and Dependent Variables Role of Midwives Cadress Knowledge Total
p value
Kurang Cukup Baik
N % N % N % N %
Less 10 11,8 9 10,6 0 0 19 22,4
Enough 2 2,4 40 47,1 9 10,6 51 60,0 0,000
Good 0 0 3 3,5 12 14,1 15 17,6
Total 12 14,2 52 61,2 21 24,7 85 100
From Table 2, the results obtained are Knowledge Cadres Both in detecting high risk pregnancy
has role enough midwife that is as much as 9 respondents (10,6%). Cadres who have good knowledge in
detecting high-risk pregnancy have a good midwife role as many as 12 respondents (14.1%). From Test
From the test of the relationship obtained p value of 0.000. From the result, it can be concluded that there
is a correlation between Cadres knowledge about early pregnant women's risk detection with midwife role
in poedji rochjati score card score (p value ≤0,05).
Test Statistics The Role of Midwives About the Use of the Rochjati Poedji Card Score With Kader
Knowledge In Early Detection Risk of Pregnant Women
Table. 3 Statistical Test Results Variabel Sig. (2-taile) Correlation Coefficient
The role of midwife on the use of poedji rochjati score card with
knowledge of Cadres in early detection of pregnant women risk in
Working area Sidomulyo Health Center
.000 .679**
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J. Appl. Environ. Biol. Sci., 8(1)120-124, 2018
Based on the results of statistical tests that have been done is known that the value of p = 0,000 with
correlation coefficient value of 0.679 which means there is a strong relationship between the role of midwife
about the use of poedji rochjati score card with Cadres knowledge about early detection of pregnant women
risk in Work Area of Sidomulyo Health Center.
DISCUSSION
The Role of Midwives on the Use of the Poedji Rochjati Score Card In the Working Area of the
Sidomulyo Health Center
The role of the midwife on the use of poedji rochjati score cards In the Working Area of the
Sidomulyo Health Center, it is known that most cadres say that midwives have an adequate role of 51
respondents (60.00%) of the total 85 respondents. The role of midwives in midwifery services is as
executors, managers, educators, and researchers. As midwife educators should provide education and health
education to individuals, families, groups, and communities on the prevention of health problems especially
those related to maternal, child and family planning related parties [5].
Most of the cadres In the Working Area of Health Center sidomulyo said that midwife has enough
role as many as 51 respondents (60.00%) from total 85 respondents, this shows that the role of midwife in
guiding cadre about poedji rohcjati score card is enough, but still there are cadres who say that the role of
the midwife is still lacking, this can be seen from the number of cadres who say that the role of midwives
is less that as many as 15 respondents from a total of 85 respondents.
It is said that the role of midwives is less because based on the answers from the questionnaires
distributed to the respondents found that the result of the number of answers distributed the total number
of questionnaires, as many as 15 respondents have the number of answers are below 55%. Kader is a health
worker closest to the community, Kader also has a big role in efforts to improve the community's ability to
help himself to achieve optimal health. For that it is necessary role of a midwife as an educator to guide
and educate cadres, so as to provide services in the community, especially in guiding cadres in the learning
of filling of poedji rochjati score card so as to improve the ability of cadres in using card Poedji Rochjati
[6].
Knowledge of cadres in Early Detection of Risk of Pregnant Women in Work Area of Sidomulyo
Health Center
Knowledge of cadre about the use of poedji rochjati score card In the Working Area of Sidomulyo
Public Health Center, it is known that most of the respondents have enough knowledge that is 52
respondents (61,2%) from total 85 respondents. Knowledge (knowledge) is the result of human sensation,
or the result of knowing a person to the object through the senses possessed (eyes, nose, ears, and so on).
At the time of sensing until the results of knowledge is strongly influenced by the intensity of attention and
perception of the object. Health volunteers are volunteers selected by the community and are tasked with
developing the community. In this case the cadre is also called as a promoter or health promoter [5].
it was found that the majority of cadre knowledge respondents about the use of poedji rochjati
score card In the Working Area of the sidomulyo health center has knowledge of 52 respondents (61.2%)
of the total 85 respondents. Resulted knowledge of cadre enough because based on answer from result of
questionnaires distributed to respondents got that result of amount of answer distributed amount of all
questionnaire data, as many as 52 respondents have answer number is stretched 56-75%.
This shows that cadre knowledge about the use of poedji rochjati score cards and high risk
pregnancies is sufficient, but there are still cadres who have knowledge about the use of poedji rochjati
score cards and high risk pregnancies that are still lacking, this can be seen the results of research showing
that 12 respondents have inadequate knowledge about the use of poedji rochjati score cards and high-risk
pregnancies.
Cadre is a health officer that is not less important in the community, so it is necessary the ability
of adequate cadres in carrying out health services. Therefore, it is necessary for the role of health officer in
this case the midwife to guide and educate the cadres with the ability of the midwife to have especially in
filling the poedji rochjati score card and the introduction of high risk pregnancy signs so that cadre
knowledge can be improved in supporting the service they provide, can assist midwives in recognizing
high-risk pregnancies so that when high-risk pregnancy cases are found to be immediate, thereby helping
pregnant women with high-risk pregnancies to overcome the health problems that natural pregnant women
seek to improve their health status [7].
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Retnaningtyas, 2018
Relationship Role of Midwife About Usage of Poedji Rochjati Card Score With Cadres Knowledge
In Early Detection Of Risk Of Pregnant Mother In Working Area Of Sidomulyo Public Health
Center.
From the results of statistical tests that have been done is known that the value of p = 0,000 means
there is a relationship between the role of midwife about the use of poedji rochjati score card with
knowledge of cadres to detect high-risk pregnancy in the Work Area of health center Sidomulyo, with
correlation coefficient value 0.679 which means there is a relationship strong between the role of midwife
about the use of poedji rochjati score card with knowledge of cadre to detect high risk pregnancy in Working
Area of Sidomulyo Public Health Center.
The role of midwives in midwifery services is as an implementer, manager, educator, and
researcher in the role of midwife educator providing health education and counseling to individuals,
families, groups and communities, training and guiding cadres, reviewing training needs and cadre
guidance, materials for the training of cadre guidance, conducting cadre guidance training by involving
related elements, assessing the results of cadre guidance and documenting all guidance activities [6].
The Poedji Rochjati Score is a way to detect early pregnancies that have a greater risk than usual
(for both mother and baby), the occurrence of illness or death before or after childbirth. The amount of risk
can be poured in the form of numbers called scores. Scores are the weight of forecasts of the weight or
severity of risk or danger. The number of scores provides an understanding of the level of risk faced by
pregnant women. Function score according to Rochjati Poedji is information and educational
communication tool / KIE for client / pregnant mother, husband, family and society, Warning tool for health
officer.
Based on the result of the research, it is known that the role of midwives is sufficient and the
knowledge of cadre about Poedji Rohjati score card and pregnancy risk is sufficient, it shows that midwife
role of midwife role and knowledge of cadre are in line, where the better the midwife role the better the
cadre knowledge, both midwives perform their role in this case as educators the more knowledge is
explained to the cadres so that more knowledge received by the cadres can thus increase the knowledge of
the cadres.
The role of the midwife greatly influences the knowledge of the cadres, therefore the midwife as
a health officer close to the cadre must perform its role as an educator to guide and educate the cadres
especially in this case guide and educate cadres to better understand and understand how to use poedji
rochjati score card. Thus, it can improve cadre understanding, especially about poedji rochjati score card,
so that cadres can do assessment on pregnant women. Therefore, the health of pregnant women will be
controlled, and if there are health problems presented by the cadres based on the assessment by using poedji
rochjati score card, pregnant women will quickly get handling so that pregnant women and the fetus they
conceived quickly helped, and can improve health status [9].
CONCLUSION
1. The role of midwife about the use of Poedji Rochjati score card In the Working Area of Sidomulyo
Public Health Center, it is known that most of cadre said that midwife has enough role as 51 respondents
(60%) from total 85 respondents.
2. Knowledge of cadre about early detection of pregnant women risk In Work Area of Health Center of
sidomulyo known that most of respondent have enough knowledge that is 52 respondents (61,2%).
3. There is a relationship between the role of midwife about the use of Poedji Rochjati score card with
cadre knowledge for early detection of pregnant women risk in Working Area of Sidomulyo Public
Health Center with correlation coefficient 0,679.
REFERENCES
1. Nakamura, Yasuhide. 2010. Maternal and Child Health Handbook in Japan. JMAJ 53 (4):259- 265.
2. Irwan A. Comparison of Determinant Influence Near, Among and Deep to Maternal Death In Surabaya
City Year 2011-2012. Research to achieve SpOg title. 2013.
3. Kediri Regency Health Office Profile.
4. Ministry of Health RI. 2008. Book of Mother and Child Health of East Java Province. Jakarta: Ministry
of Health and JICA (Japan International Cooperation Agency)
5. Yulifah, R., Yuswanto, A,. Johan T., 2009. Community Midwifery Care. Jakarta: Salemba Medika.
6. Nugroho, H.A, Nurdiana, D. 2008. Relationship Between Knowledge and Motivation of Posyandu
Cadres with the Activity of Posyandu Cadres in Dukuh Tengah Village District of Brebes District.
Journal of Care, 2 (1): 1-8
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7. Ghebrehiwet M, Morrow RH. Delay in Seeking And Receiving Emergency Obsteric Care In Eritrea.
Journal of Eritrean Medical Association. 2007: 9 (1): 8-13
8. Rochjati P. Antenatal Screening on Pregnant Women: Introduction of Risk Factors. Surabaya:
Airlangga University Press: 2003
9. Singh Suman. 2010. Determinants of The Utilization Of Maternal and Child Health Services In A Rural
Of Uttar Pradesh (India). Indian Journal of Maternal and Child Health, 12 (4)
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J. Appl. Environ. Biol. Sci., 8(1)125-133, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Lailan Ni’mah, Chemical Engineering Department, Engineering Faculty, Lambung Mangkurat University.
Email: [email protected]
Lightweight Concrete Production by Gypsum from Waste Materials of
Clamshell and Eggshell
Lailan Ni’mah1*, Fidelis Boy Manurung2, Eka Pramita3
1,2,3Chemical Engineering Department, Engineering Faculty, Lambung Mangkurat University, Banjarbaru 70714, Indonesia
Received: August 10, 2017
Accepted: November 1, 2017
ABSTRACT
Lightweight concrete is the most widely used in civil construction material. Lightweight concrete has a lighter volume weight and
lower density. To form a lightweight concrete required the addition of gypsum. This research is done by calcination process with
the material used is shell and egg shell waste in order to get the best composition from CaO as gypsum composer in making light
concrete. CaO can be produced from the decomposition of CaCO3 contained in the shells and egg shells. The process for
obtaining CaO is shell waste and washed eggshell, dried with oven at 100ºC for 2 hours, then mashed with and sieved to reach
355 micron size. 500 grams of shell waste and eggshells were calcined at 900ºC for 6 hours using furnace. In the calcination
process will be obtained CaCO3 to be reacted with H2SO4 and H2O to form gypsum. Gypsum is used as a raw material in the
manufacture of lightweight concrete. The obtained gypsum was analyzed by SEM (Scanning Electron Microscope) test to observe
the material surface and XRD (X-Ray Difraction) for analyzed mineral structure. For making gypsum done by mixing eggshells,
clamshell, H2SO4, H2O with variation 40: 0: 20: 40; 30: 10: 20: 40; 20: 20: 20: 40; 10: 30: 20: 40; and 0: 40: 20: 40. To obtain
lightweight concrete is done by mixing gypsum, white cement, styrofoam and H2O with variation of 30: 15: 5: 50: 30. The results
obtained were the best composition of gypsum composition of eggshell and eggshell in the BRG3 samples with ratio of 20%
eggshell, 20% clamshell, 20% sulfuric acid and 40% H2O result 269.9 gram from mass total 450 grams. For the best composition
of lightweight concrete made from gypsum raw is found in BRG3 sample with water absorption of 5.08% and compressive
strength 16.840 kg / cm2. Seangkan, the smallest water absorption is in variable 1 of 2.18%. The result of SEM analysis for the
best gypsum structure is found in gypsum 3. XRD analysis shows that gypsum contains CaSO4.H2O; CaSO4; CaO; SiO2; and
MgO.
KEYWORDS: Gypsum, lightweight concrete, clamshell, eggshell, compressive strength, water absorption.
INTRODUCTION
The development of the world of construction is never separated from the use of concrete as a material reinforcement
structure. Concrete is a very popular building material used in the world of construction services because the concrete is easy to
form and will not change shape when it has reached a certain time. Research on concrete will continue to grow to meet the
demands of the times and conditions of the environment and modernization also encourages the rapid growth of development in
various countries. Knowledge and technology in the field of construction[3,4,5,6,7,8] continue to grow as the development
increases. The high level of development in various countries has impacted on the use of improved light construction materials.
One of the most widely used construction[3,4,5,6,7,8] materials is lightweight concrete. Lightweight concrete[9,10,11] requires a
mild aggregate in its manufacture. The lightweight aggregate is gypsum[1]. Gypsum[1] has been obtained through the mining
process. Continuous exploitation of mining materials[4,5,7,8,12,13,14] makes the quantity of minerals less and can have an
impact on the environment. Given the current mining situation the use of construction[3,4,5,6,7,8] materials should be done
effectively. Center of TEKMIRA LITBANG in 2013 recorded in 1997 gypsum[1] requirement increased sharply that is equal to
2,623,857.22 ton while production amount only 2,110,000.00 ton, production amount less than the amount of consumption so that
required gypsum[1] import equal to 513,603.56 ton for Meet the needs of gypsum[1,2]. Utilization of waste[1,6,7,8,10,11,15,16]
is one of the right solutions to overcome the problem of the scarcity of mining materials[4,5,7,8,12,13,14], for example the
utilization of clamshell waste and eggshell into the basic ingredients of gypsum[1]. Besides obtained from nature, gypsum[1] can
also be made from organic materials[4,5,7,8,12,13,14] containing CaCO3 compounds such clamshells and egg shells.
Clamshell is one of the organic materials that contain the compound CaCO3[17]. Shellfish is also one of the commodities of
Indonesian fishery products that are widely used as processed seafood. Shellfish cultivation is not difficult to make a lot of
commodity shells traded. Shell yield per hectare per year can reach 200-300 tons of whole shell or about 60-100 tons of clam
meat. Part of the shell that is widely used is the meat or aduktor muscle only while the shell is removed and become waste
[1,6,7,8,10,11,15,16]. During this time, clamshell waste is used as a craft materials [4,5,7,8,12,13,14] such as home wall hangings
or accessories.
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Ni’mah et al.,2018
According to[18], another source of CaCO3 that has not been utilized as is eggshell waste. Based on egg production data from
the Directorate General of Animal Husbandry in 2012-2016[19] presented in Table 1. as follows:
Table 1 Production Data of Eggs in Indonesia Egg Type 2012 (ton) 2013 (ton) 2014 (ton) 2015 (ton) 2016 (ton) Increase
(%)
Native chicken 197,084 194,620 184,637 190,739 196,138 2.83
Laying Chickens 1,139,946 1,224,400 1,244,312 1,372,829 1,428,195 4.03
Total 1,337,030 1,419,020 1,428,949 1,563,568 1,624,333 6.83
Based on Table 1, the number of egg production in Indonesia shows the number of egg production in Indonesia each year
increased with the percentage increase reached 6,83%.
Clamshell and eggshell can be used as a source of CaO. CaO can be produced from the decomposition of CaCO3 or
Ca(OH)2[17]. Based on the literature, it is known that the content of CaO in clamshell is about 66,7%[20] and the content of CaO
in eggshell is about 56,89%[21]. This research was conducted to make lightweight concrete[9,10,11] made from gypsum[1] raw
from clamshell and eggshell shell. If this technology can be developed it will increase the use value of clamshell and egg shells so
that the waste is not only a household waste[1,6,7,8,10,11,15,16] but can be utilized into something more economical value.
Concrete
Concrete is the most widely used construction[3,4,5,6,7,8] material. Concrete has several advantages such as relatively
cheap price, easy to form, able to withstand high compressive forces, and resistant to changes in weather and the environment. But
in addition to these advantages, concrete[9,10,11] has a deficiency such as heavy structures due to the weight of the concrete. To
overcome the shortcomings of the concrete[9,10], the use of conventional concrete is replaced with lightweight concrete. Light
concrete[9,10,11] has density variation between 300-1850 kg/m3[22]. Lightweight concrete[9,10,11] has a lighter weight volume
and lower density, lightweight concrete also has the same mixture as conventional concrete, only rough aggregate weight on
lightweight concrete needs to be reduced[23].
Gypsum
Gypsum is one example of minerals with high levels of calcium. Gypsum is the most commonly found with type dihydrate
calcium sulfate and chemical formula CaSO4.2H2O[24]. One of the ingredients of concrete is Gypsum. Gypsum is a white stone
formed due to sea water contamination and heating at 175°C. Gypsum is one of the most sedimentary minerals and is produced on
a large scale with persitilation of saltwater. Gypsum can be used as a natural adhesive and feels warm to the touch. Gypsum
contains 23.28% calcium; 2.34% hydrogen; 32.57% calcium oxide; 20.93% water; and 18.62% sulfur[25].
Compressive Strength
Concrete is a construction[33] material[4,5,7,8,12,13,14] having a characteristic compressive strength[9,10,11], that is,
when examined by a large number of test objects, its value will spread around a certain average value. Based on the collapsed
loads that can be received by the specimen, the value of the compressive strength of the lightweight concrete[9,10,11] can be
calculated using the following formula[26] :
=
Description :
fc = compressive strength (kg/cm2)
P = Collapse load that can be accepted by the test object (kg)
A = Width of press field (cm2)
The formula for water absorption is :
WB =
100%
Description :
WB = Concrete water absorption (%)
Mj = Density of water (g)
Mk = Dry sample mass (g)
MATERIALS AND METHODS
Raw Material Preparation
Waste of clamshell and eggshell was washed using aquadest. Then the shells and shells of eggshells are dried by oven at
100ºC for 2 hours. After drying, the shells and egg shells are smoothed using porcelain mortar and sieved up to 355 micron.
Gypsum Production Process
Waste of shell shells and shell sieves of 500 g per raw material were calcined at 900ºC for 6 hours using furnace. After shell
wastes and eggshell shells are calcined, a variable composition is used. Then diluted with distilled water[32] with a composition
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J. Appl. Environ. Biol. Sci., 8(1)125-133, 2018
based on fixed variables, then added sulfuric acid solution based on fixed variable. Previously 97% sulfuric acid to be used was
diluted to a concentration of 30% using aquadest. The third mixture of the material is stirred using a stirring motor at a speed of
600 rpm to homogeneous. Homogeneous slurry is introduced into an anti-heat container to be dried using an oven at 100ºC for 2
hours and weighs the weight.
Table 2 Mixing ratio clamshells, eggshells, sulfuric acid solution, and distilled water Sample Compositions
Eggshell (%) Clamshells (%) H2SO4 (%) H2O (%)
G1 40 0 20 40
G2 30 10 20 40
G3 20 20 20 40
G4 10 30 20 40
G5 0 40 20 40
Table 3 Mixing ratio of lightweight concrete samples made from gypsum Sample Compositions
Gypsum
(%)
White Cement
(%)
Styrofoam
(%)
H2O (mL)
BRG1 30 15 5 50
BRG2 30 15 5 50
BRG3 30 15 5 50
BRG4 30 15 5 50
BRG5 30 15 5 50
BRGK 30 15 5 50
Characterization and Sample Analysis
Analysis of Clamshells, Eggshells, and Gypsum
Analysis of the levels of CaCO3, CaO and SO3 in clamshells, eggshells and gypsum[1] characterization is done by using
XRD and SEM. XRD (X-Ray Diffraction) is a test to determine the minerals contained in the sample clamshells, eggshells, and
gypsum. Whereas, SEM test aims to observe the surface of the sample in more detail.
Gypsum Characterization
Characterization of gypsum[1] is done through a compressive test. a compressive strength test was performed to determine
the physical hardness of gypsum. In performing test of gypsum[1] press force by using cylindrical container at diameter 4 cm and
height 8 cm. Gypsum compressive strength test is performed after 7 days of drying the specimen. The tool used in this testing
process is compressive strength[9,10,11] machine.
RESULTS AND DISCUSSION
Raw Material Calcination Process
The raw materials used in this research are waste eggshells and clamshells. The raw material of eggshell waste is obtained
from the waste of bakery, restaurant and street vendors around Banjarbaru area. While the clamshell obtained from the shell waste
that is on the edge of Takisung beach, Pelaihari. In the process of calcined raw materials, first the raw materials first cleaned and
washed thoroughly. Then the raw material is dried and uniformed to size 355 micron size. Next 500 grams of clamshell and
eggshell waste were mashed at 355 micron and calcined at 900° C for 6 hours using furnace.
After going through the calcination process, there is a change in the physical properties of each raw material of egg shells
and clamshell. The change in physical properties is indicated by the change of color. Color changes in eggshells and clamshells
can be seen in Figure 3 as follows:
(a) (b) (c) (d)
Figure 1 (a) Eggshells before calcination, (b) Eggshells after calcination, (c) Clamshells before calcination, and (d)
Clamshells after calcination
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Ni’mah et al.,2018
After calcination, the eggshell’s weighs less from 500 grams to 367 grams with a yield of 0.734 whereas the clamshell,
after calcination weighs less from 500 grams to 290.5 grams with a yield of 0.581. This is due to the decomposition and release of
CO2 to the air from the CaCO3 compounds contained in the eggshell and the clamshell into CaO which the reaction equation is
[18]:
CaCO3 CaO + CO2 . . . (1)
The results of observation is, eggshell and clamshell was changed the color after calcination that is initially yellowish white
eggshell to white. While the clamshell samples after the initial calcination of white to grayish white. The color change in the
eggshell sample from yellowish white to white occurs as a result of the calcination process carried out which indicates that CaO
(calcium oxide) has formed and that the product of the reaction comprises CaO (calcium oxide)[21]. While on the results of
calcination of clamshell where the color change from white to grayish white due to the content of ash of organic
material[4,5,7,8,12,13,14] contained so that the color becomes so [27].
Result of characterization test
The calcined eggshell and shellfish samples were then characterized by SEM analysis to determine the morphological
structure of the two samples. The process of calcining eggshell and clamshell was done at 900ºC for 6 hours. The result of SEM
eggshell analysis with magnification 2,500x and 5,000x can be seen in figure 4 as follows.
(a) (b)
Figure 4 SEM analysis result of eggshell sample after calcined with magnification (a) 2,5000x and (b) 5,000x
The result of SEM analysis on eggshell samples showed uneven size distribution and amorphous grain shape. Clump-like
structures on the surface of the particles show the formation of silica compounds in the calcined eggshell samples[28] and the
agglomeration structure showing the metal oxides formed by heat treatment in the calcination process[29]. The results of SEM
analysis of clamshell samples after calcination showed the morphological structure that can be seen in Figure 5 as follows.
(a) (b)
Figure 5 Results of SEM analysis of clamshell after calcined with magnification (a) 2,5000x and (b) 5,000x
The SEM analysis of clamshell after calcination showed a morphological structure of non-uniform particles and amorphous
granules that were larger in size than eggshell samples. The dense clump-shaped structure on the surface of the particles shows the
formation of the silica compound in the calcined eggshell sample[28] and the agglomeration structure showing the metal oxide
formed by heat treatment in the calcination process[29]. The particle shape of the clamshell sample is still visible particles of the
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shell-like shape prior to calcination, indicating that the remaining CaCO3 compounds remain in accordance with the color change
that occurs after the process of calcining the shells showing grayish white ash Organic compounds.
In addition to SEM analysis on egg shells and shells, eggshell samples and calcined clamshells are also analyzed by XRD
to determine the compounds contained in the material. Results of XRD analysis of eggshells and clamshells can be seen in Figure
6 as follows.
Figure 6 XRD analysis for Eggshell and clamshell after calcined
Based on Figure 6 shows the pattern of XRD analysis of shell powder and eggshell after calcination. XRD analysis on
shellfish and eggshell after calcination aims to see and confirm that CaCO3 in shellfish and eggshell are decomposed into CaO. In
the shells after calcination, there are peaks of CaCO3 and CaO diffraction. This indicates that there is still CaCO3 that is not
decomposed to CaO with CaCO3 intensity of 1.219 cps deg at an angle of 2θ = 18.032 deg while the highest intensity of CaO is at
an angle of 2θ = 37.407 deg for 1.324 cps deg. While in eggshell after calcination as well as shells still have diffraction patterns of
CaCO3 with an intensity of 1,182 cps deg at an angle of 2θ = 17.859 deg while the highest peak of CaO intensity is at an angle of
2θ = 37,270 deg at 890 cps deg. Based on the XRD analysis that the calcination results from the shells and eggshells indicating
that CaCO3 has not been completely decomposed into CaO at 900 ° C for 6 hours. The amount of CaO obtained is very influential
with the process of making gypsum[1] because CaO is the main ingredient in the reaction of gypsum formation. In addition to
CaCO3 and CaO there are minerals of SiO2 and MgO obtained by XRD analysis with the appearance of diffraction peak not
significantly different between shell and shell. The amount of SiO content on the shell and eggshell can affect the compressive
strength of gypsum[1] that will be obtained.
Gypsum Test Result
Eggshell and calcined clamshell are used as raw material[4,5,7,8,12,13,14]for gypsum manufacture. Gypsum is formed
from the result of eggshell and shellfish reactions with sulfuric acid and aquaded according to each variable. The mixing reactions
of CaO, H2O, and H2SO4 are as follows:
CaO + H2O → Ca(OH)2 ... (2)
Ca(OH)2 + H2SO4 → CaSO4.2H2O ... (3)
The gypsum obtained from the reaction product is then tested to know more clearly the compounds contained in the
material[4,5,7,8,12,13,14] and the morphological structure of the material by XRD analysis and SEM analysis. The results of SEM
gypsum1, gypsum 2, gypsum 3, gypsum 4, and gypsum 5 with magnification 5000x can be seen in Figure 7 as follows.
Clamshell
Eggshell
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Ni’mah et al.,2018
Figure 7 SEM analysis with magnification of 5000x in (a) Gypsum 1, (b) Gypsum 2, (c) Gypsum 3,
(d) Gypsum 4, and (e) Gypsum 5
The results of SEM analysis fifth sample of gypsum, that is gypsum 1, gypsum 2, gypsum 3, gypsum 4, and gypsum 5
shows the structure morphology of crystalline resembles the yarn and stems according to the morphological structure of crystal
gypsum and structure resembles a blob on the surface of the crystal gypsum which indicates The presence of silica elements
contained in the five gypsum variables[28]. Based fifth SEM analysis results can be seen that the structure is best seen in gypsum
3 with a crystal structure that looks bigger and structure that resembles a larger clumps. In addition, the morphological structure
samples gypsum five variables indicate the number and different pore sizes, the results of SEM analysis of samples gypsum 1
shows the number of pores are numerous and large pore size. For SEM analysis the gypsum 2 sample had fewer pores with smaller
pore size than pore size in gypsum 1 sample. The result of SEM analysis of gypsum 3 sample showed smaller amount of pore with
larger pore size when compared with gypsum sample 2. The morphological structure of the gypsum 4 sample shows more pore
count than the gypsum 3 sample, but has a smaller pore size. While the gypsum 5 sample has a morphological structure that shows
more pore amount than gypsum 4 sample with smaller pore size. Based on the form of gypsum crystals, silica content, and the
number of pores and pore size of the five gypsum samples of variables 1, 2, 3, 4, and 5, it can be concluded that the best gypsum
sample SEM analysis is shown in gypsum 3 sample.
Besides SEM analysis conducted on samples of gypsum 1, gypsum 2, gypsum 3, gypsum 4 and gypsum 5, XRD analysis
was also conducted on five samples of gypsum. XRD analysis is done to know the compound contained in the sample. The results
of XRD analysis of the five gypsum samples can be seen in Figure 8 as follows.
Figure 8 XRD Gypsum sample analysis results
(a) (b)
(e) (d)
(c)
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J. Appl. Environ. Biol. Sci., 8(1)125-133, 2018
The result of this research is gypsum powder material with raw material from shell and cutaneous shell with gypsum
characterization using XRD analysis. The XRD gypsum analysis results in Fig. 8 starts from 2θ = 10°-60°. XRD analysis results
show the type of mineral content contained in the gypsum sample. The mineral types contained in the gypsum sample are
CaSO4.H2O; CaSO4; CaO; SiO2; And MgO. It can be seen in FIG. 8 that the CaSO4mineral peak in each sample of gypsum 1 to 5
shows an increase at an angle (2θ) of 11.51, respectively; 11.715; 11.505; 11.573; and; 11.55 deg with a great intensity of 169
respectively; 1.530; 4.107; 1.533; and 74 cps deg the number of CaSO4 identified indicates that the sample has reacted between
CaO and H2SO4, but in each sample Gypsum still found CaO.H2O content indicating that the sample has not fully formed CaSO4
or CaSO4.H2O minerals with peak of highest intensity respectively at an angle (2θ) ¬ ie 28.483; 28.764; 28.937; 29.024; and
28.646 deg with an intensity of 2.136; 1.711; 2.059; 2.071; and 2.192 cps deg. While in SiO2 minerals seen angle (2θ) ¬ peak
intensity at gypsum 2, 3 and 4 that is 23.461; 23.251; and 23.299 deg with intensity of 297; 723; And 323 cps deg. While on
gypsum 1 and 5 is not seen which signifies the intensity of SiO2 is very small. The high levels of SiO2 and CaO.H2O on gypsum
greatly affect the compressive strength of the gypsum itself because SiO2 reacts to CaO.H2O gives strength to gypsum and can add
to its constituent particles[30].
Water and Strong Water Absorption Test Tap Lightweight Concrete
SNI Standard No. 03-0349-1989 water absorption in concrete by 25% percent weight of concrete. Based on the results of
research conducted on each small sample of 25%, which states that the resulting light concrete has met the standard of concrete in
general. Water absorption test on concrete[9,10,11]done by soaking concrete for 24 hours by using tap water and dioven for 1 hour
at 100 °C temperature aimed to remove water on the surface of lightweight concrete. There is also a result of water absorption of
each lightweight concrete sample I, II, III, IV, and V lightweight concrete made from raw gypsum from shell and egg shell and
lightweight concrete made from conventional gypsum raw material is 2.18%; 6.92%; 8.77%; 5.96%; 5.08%; 5.38. From the results
obtained by light concrete[9,10,11] that has the smallest water absorption in sample I. Based on research[31], that the percentage
of water absorption depends on the pores or cavities contained in the concrete. With more pores the greater the water absorption so
that the resistance of the concrete[9,10,11] will be reduced. Porosity in this concrete causes water to be easily absorbed into the
gypsum. Water absorbed by gypsum begins when mixing of lightweight concrete material. All materials will absorb water when
mixing occurs.
The compressive strength of concrete[9,10,11] is influenced by the strength of its constituent components ie cement paste,
cavity, aggregate and interface between cement paste and aggregate. From the results of the research, the maximum lightweight
concrete press on the BRG4 sample was obtained. The result of concrete compressive strength test of each sample are 14,597
Kg/cm2; 12,559 Kg/cm2; 16,840 Kg/cm2; 10,153 Kg/cm2; 10,928 Kg/cm2; and 26,422 Kg/cm2. For lightweight concrete
composition, water absorption and concrete compressive strength test in detail see Table 5.
Table 4 Concrete Weight Observation Results
No
Sample
Compositions Lightweight
concrete density
(Kg/cm3)
Absorption
of
lightweight
concrete
water (%)
Lightweight
Concrete
Compressive
Strength
(kg/cm2
)
Gypsum
(%)
White
Cement (%)
Styrofoam
(%)
H2O
(mL)
1 BRG1 3
0
1
5
5 50 1241 2.18 14.597
2 BRG2 3
0
1
5
5 50 1151 6.92 12.559
3 BRG3 3
0
1
5
5 50 1320 8.77 16.840
4 BRG4 30
15
5 50 1132 5.96 10.153
5 BRG5 3
0
1
5
5 50 1098 5.08 10.928
6 BRGK 30
15
5 50 1102 5.38 26.422
Description: BRG = Lightweight Gypsum Concrete; BRGK = Conventional Gypsum Light Concrete
Based on the results of the research, the largest gypsum lightweight concrete press on the BRG3 sample is 16.840 kg/cm2
but the result of the compressive strength of lightweight concrete[9,10,11] is still beyond the result of the compressive strength of
lightweight concrete made from conventional gypsum by 26.422 Kg / cm2 therefore this research needs to be fired again. Based
on mild benton density which in this study has fulfilled setandar with big densiatas between 300-1850 kg/m3[22]. The greatest
lightweight concrete density was found in the BRG1 sample.
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Ni’mah et al.,2018
CONCLUSION
Based on the results of the research, the following conclusions are obtained:
1. The best composition of Gypsum composition of eggshell. Eggshell was found in BRG3 sample with ratio of 20% eggshell,
20% clamshell, 20% sulfuric acid and 40% of the resulting 269.9 gram of total mass of 450 gram.
2. Comparison of the best composition of lightweight concrete made from raw Gypsum from waste eggshells and clamshells
found in BRG3 sample with water absorption of 5.08% and compressive strength 16.640 kg / cm2.
3. The lowest water absorption test value is found in gypsum of BGR1 sample that is 2.18%.
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J. Appl. Environ. Biol. Sci., 8(1)134-143, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Fayyaz Ahmed Anjum, PhD Scholar at Government College University, Lahore, Pakistan. Email:
[email protected]: +923314092976
Internal Consistency Reliability of Modified Hand Test
Fayyaz Ahmed Anjum1, Dr Iffat Batool2, Muhammad Umar Fayyaz3
1PhD Scholar at Government College University, Lahore, Pakistan
2Assistant Professor at Government College University, Lahore, Pakistan 3Behavior Therapist at ASAS International School, Islamabad, Pakistan
Received: July 24, 2017
Accepted: October 12, 2017
ABSTRACT
The present study aims to determine Internal Consistency of Modified Hand Test. 500 participants were
recruited from various cities of Pakistan. Sample included 270 Males and 230 female’sage ranged from 11 to 80
years with mean age of 34.44 and SD 17.34. Participants were further bifurcated into four groups which
included normal 350, maladjusted 50 neurotics/ anxiety related disorders, 50 and psychotics 50. Purposive
sampling technique was used. Scoring booklet was translated into Urdu (native language of people of Pakistan)
using back translation method containing fourteen stimuli. Instructions were individually administered. A pilot
study was carried out to select four new stimuli based upon their ability to generate responses in more scoring
categories. Internal consistency came out for interpersonal with environment r (.43), maladjustive r (-.18) and
withdrawal r (-.39), environment with withdrawal r (-.26) at .01 level significance. Similarly, each main domain
has statistically significant positive relationship at .01 level that is Interpersonal with affection r (.53), direction r
(.39), aggression r (.38) and dependence r(.35), environment with action r(.91),passive r(.22) and acquisition
r(.20), maladjustive with crippled r(.74), tension r(.60) and fear r(.20), withdrawal with description r(.68), fail
r(.56) and bizarre r(.51).
KEYWORDS: Internal Consistency, Normal, Maladjusted, Neurotics, Psychotics
INTRODUCTION
A person’s personality attributes are numerous and personality is described as constellation of enduring
traits [14]. Some of these traits assist a person to deal effectively with his environment while the others may
create hindrance. There are psychological measures tests which claim to measure the entire personality like
Rorschach [8] and Thematic Apperception Test [5], however the present measure of personality Hand Test is a
broad based instrument which measures Interpersonal, Environment, Maladjustive and Withdrawal. It also
measures specific aspect of personality like acting out and pathology scores. A person who attain more score in
healthy personality traits of interpersonal and environment like affection, dependence, communication, action
and acquisition indicates better adjustment. Contrary to this more score in maladjustive domain reflects
problems in dealing with the people and environment and more score in withdrawal is an indication of serious
problems. Hand Test was developed by Wagner in 1962 and new norms for children and adolescents were
introduced in 1983. Hand Test has gained reputation of projective and diagnostic measure and became popular
among clinicians and researchers because it possesses the capacity to measure various aspects of human
personality and behaviour [11]. Despite being projective test, it also offers objectivity in terms of well-defined
quantitative scoring categories as subjectivity in terms of interpreting test responses was a major criticism on
projective techniques [1], [7]. Hand Test has four major domains that is interpersonal, environmental,
maladjustive and withdrawal their brief description is as follows:
Interpersonal
Interpersonal refers to relationships with other individuals and are considered as action
tendencies rather than imaginary or fantasy, interpersonal is divided into six sub categories
a. Affection: This is reflected by inter change of affection, pleasure or friendship feelings for
example “patting at the back”, “friendly waiving of hands”, “khuda hafiz”, “paternal
affectionate hand”, “hi”, “comforting”, “helping.
b. Dependence: Response involves an expression of a wants of dependence, help or aid. For
example “request for assistance”, “praying dua”, “asking for lift”, “asking forgiveness
from a person or God Almighty”, “begging”, “receiving money”, “child reaching out for
mother’s frock”.
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Anjum et al.,2018
c. Communication: Responses include providing information to other person. For example
“making speech”, “giving understanding to other or something”, “giving lectures”, “a deaf
person talking with hands”, “a sign language”.
d. Exhibition: It involves displaying or exhibiting oneself in order to get attention or
approval, appreciation of others or introducing some special character of hand. For
example “showing one’s muscles”, “ring of engagement”, “rasam e hina going on”, “bride
is showing off dress”, “dancer with graceful movement”.
e. Direction: Responses involves directing, influencing or domineering the action of other
people. For example “a policeman hand directing to stop”, “order by a father or teacher a
child to obey”, “an officer hand giving direction to subordinate to do something”, “an
umpire giving out”.
f. Aggression: responses involve giving or inflicting pain, injury, hostility or insulting
others. For example “slapping someone”, “preparing a punch”, “thappar”, “fight with
others”, “ready for boxing in a ring”, “fist for fight” etc.
Environmental
This type of generalized response involves a person to contact with impersonal world
that he is in grip with the environment in particular fashion, these human contact are consider
important for wellbeing or survival. There are three types of such responses.
a. Acquisition: Responses involve an effort to achieve a goal but the action is yet to be
completed, some tension and strain is accompanied. For example “reaching for something
into high wall or shelf”, “making an effort to get something” “trying to grip something”.
b. Action: This category of responses involves an attitude to utilize constructively,
manipulate, and acquire an object or goal. For example “picking up something”, “writing or
holding a pen or pencil”, “throwing or catching a ball”, “making something”, “putting salt
in curry”, “washing”, “knitting”.
c. Passive: The responses involve an attitude of inappropriate or deliberate withdrawal of
energy from environment or an attitude of rest and relaxation. For example “hands of a
sleeping person”, “just in rest position”, “a thinker’s hand”, “hand on a table”, “loose hand
near chair arms”.
Maladjustive
These responses involve a person inability to deal effectively with the environment (for which
he or she is partially aware) either due to his/her inner weakness or external environmental restriction,
obstructions and reflect subject’s apprehensions or distress due to failure in achieving desired goal. This
category of responses has been further dividing into three sub categories.
a. Tension: Response involve that in spite exerting energy, the goal remains unachievable or
little has been achieved, a feeling of unrest, strain or malaise is expressed. It is also
explained when energy is exerted to support oneself against the gravity of environment. For
example “a fist clinched in anger”, “holding something tightly”, “clinching fingers or hands
to remain refrain from saying something wrong”, stretching or tensing one’s hand or
fingers”.
b. Crippled: Responses involve in which hand is unable to perform an act due to
incapacitation injury dead, disfigured sickness. For example “hand of a dead person”, “hand
of patient”, “an injured hand”, “there is a wound or skin disease”, “it is bleeding”.
c. Fear: This type of responses involve when a hand is threatened with pain, injury, death or
incapacitation to examinee or with whom he identifies e.g. “do not move forward, there is a
danger ahead”, “may be something will happen like bomb blast, road accident or fire”,
“fear of unknown”, “hands of a teacher or father giving warning” or “ready to hit”.
Withdrawal
This type of responses involve inability to or abandonment to perform appropriate or
meaningful action, this type of response is further categorized into three sub groups.
a. Description: Responses involve just acknowledging the presence of a hand the examinee is
not willing to say something about the performance of a hand for example “just hand”, “left
or right hand”, “hand in upward or downward position”, “a palm or finger”, “two or five
fingers”, “open or closed fingers/hands”.
b. Bizarre: Responses involve reflection of pathological thinking pattern, it may be containing
hallucinatory or delusional content. The individual incorporates bizarre idiosyncratic or
morbid content and is an indication of serious disturbance, sometimes it is so morbid that
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J. Appl. Environ. Biol. Sci., 8(1)134-143, 2018
the image is not perceived as hand. For example “trying to get a feel”, “a crocodile
looking”, “looking at a distance”, “dead hand”, “skull”, “skeleton”, “heart”, “duck”,
“banana”.
c. Fail: When the person is unable to give any scoreable response, a fail response is counted
during the scoring summary but not in sum total. [2]; [6]; [4]; [9]
Modification process was initiated with selection of initially tenstimuli. Out of these ten stimuli which
were opted by a panel of experts, while believing that the adapted stimuli are generally used by people of
Pakistan as a non-verbal cues to support their communication, four new stimuli were adapted after pilot study on
sample of 100 participants (50 normal and 50 psychotic). Ten subjects for one stimulus (Riaz, 2008) Stimuli
were selected on the criteria of their capacity to generate responses in more number of scoring categories and
varied range of response, hence the modified version of Hand Test would measure cultural input in addition to
retaining its projective character “no single test can be entirely culture free and its results are based on norms of
that population which are prone to favour to its inhabitants.” [1]. [3] persuaded that new projective techniques
should have specific percept that stimulus should measure specific aspects of personality rather than general and
should also measure some defence mechanisms and they should be relatively unstructured.
Only few studies have been carried out in west to determine internal consistency reliability of original
Hand Test since its inception in 1962.
An investigation was carried out by [12] on a total of 65 protocols of normal, mentally retarded and
maniac depressive participants. Kappa coefficient for sub and main scoring categories ranged from .45 to 1 with
overall .69 reliability coefficient where communication produced lowest kappa i.e. .45 and highest kappa was
found in failure and exhibition as 1 each whereas for the combined categories it remained .92 for interpersonal,
.75 for environmental, .83 for maladjustive and .71 for withdrawal. The overall kappa for the combined category
remained as .81. The second part of the study consisted of agreement between two scorers which remained as
72% for the 15 sub categories and 87% for the combined scoring categories. Low agreement was found where
responses were given in fewer numbers. For example exhibition where percentage of agreement for combined
scoring categories remained from 78 to 96%. Disagreement was found in combined categories rather than sub
categories.
High percentage of agreement was also found amongst three scorers on 100 Hand Test protocols while
determining internal consistency reliability [11].
Rationale
Modification of Hand Test was initiated to adapt a set of four new stimuli possessing cultural
significance and present study has been conducted to establish psychometric properties of Modified Hand Test.
METHOD
Sample
The sample of present study consisted of 500 participants which has been further divided into four
groups, that is 350 normal with equal number of males and females, their age ranging from 10 to 80 years with
the mean age of 37.01 and (SD) 18.6. The second group consisted of 50 participants consisting of 42 males and
eight females’ age ranging from 11 to 46 years with mean age of 20.43 and SD (10.8), these participants have
adjustment problems at home and educational institutions as reported by their teachers and administrative staff.
The third group consisted of neurotic/anxiety related disorder participants and have three sub groups i.e.
generalized neurotic anxiety, obsessive compulsive and phobic with equal number of males and females, age
ranged from 11 to 45 years, mean age 33.10 and SD (10.51). The fourth group consisted of 50 psychotic patients
with equal number of males and females age ranging from 15 to 57 years, mean age 32.28 SD (10.69).They
were further divided into schizophrenic, depressed and bipolar disorder. The third and fourth group of
participants were diagnosed either by psychiatrists or clinical psychologists.
Procedure
Purposive sampling technique was used to recruit participants. The instrument was administered
individually in accordance with standardized procedures in Urdu (native language of participants).The scoring
booklet of Hand test was translated using translation guidelines given by [10]. Only psychotic participants were
offered with the example of Hand shake to take advantage of testing the limits procedure [13] and prompt was
also offered only in the beginning but was not followed later. After an interval of 100 seconds the new stimulus
was presented and in case response is not offered it is scored as fail. Permission to use Hand Test and its
adaptation was obtained from its publishers Western Psychological Services, prior data collection, participants
were approached and informed about the purpose of the study. Permission was sought from heads of respective
schools, colleges and hospitals for data collection. Ethical standards like written informed consent and
confidentiality was also observed, participants were provided with the information such as researcher will own
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Anjum et al.,2018
the data created during the research format and data will be stored for a period of five years. Copies of consent
forms were kept with the raw data. Participants were provided assurance that the data will be used only for the
research purpose. All personal information were encoded. Participants were assigned a reference number and
the data was stored against the reference number/code rather than against their names. Pearson correlation was
computed to determine internal consistency for the entire sample. The instrument was modified and four new
stimuli(out of ten) possessing the capacity to evoke responses in more scoring categories were adapted after
conducting pilot study of 50 normal and 50 psychotic participants.
RESULTS
Pearson product moment correlation was computed to determine internal consistency relationship of
main domain of interpersonal, environment, maladjustive and withdrawal with their sub categories. Correlation
remained moderate to high for these variables. It was found as negative for those variables which do not have
relationship theoretically. For example aggression and affection are antagonistic to each other similarly negative
correlation was found for variable of exhibition and fear where participants got relatively lesser scored as
compared to others. The description has been appended below.
Table 1: Correlation amongst variables of modified Hand Test for Interpersonal Category,
Internal Consistency reliability (N=500) 1 2 3 4 5 6 7 M SD
Affection -- 0.15** -0.17** -0.06 0.04 -0.01 0.53** 2.16 1.43
Dependence -- -0.04 -0.01 -0.09* -0.00 0.35** 1.16 0.87
Communication -- -0.07 -0.14** -0.23** 0.30** 1.87 1.43
Exhibition -- -0.03 -0.04 0.01 0.08 0.34
Direction -- 0.00 0.39** 1.23 1.23
Aggression -- 0.38** 1.39 1.32
Interpersonal -- 7.90 2.52
Note: p<.05*, p<.01**
Pearson Product Moment Correlation was run to find the correlation among variables of Modified
Hand Test. Significant positive relationship was found between Affection and Dependence (r =.15, p < .01),
-0.1
0
0.1
0.2
0.3
0.4
0.5
0.6 Chart Title
Series 1 Series 2 Series 3
Dependance AggresionAffection Communication Direction
INTERPERSONNEL
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J. Appl. Environ. Biol. Sci., 8(1)134-143, 2018
Affection and Interpersonal (r=.54, p < .01), Dependence and Interpersonal (r= .36, p < .05, two tailed),
Communication and Interpersonal (r=.30, p= .01), Direction and Interpersonal (r= .39, p < .01) and between
Aggression and Interpersonal (r= .38, p < .01)
Significant negative relationship was found between Affection and Communication (r-.17, p < .01,),
Dependence and Direction (r= -.09, p < .05, two tailed), Communication and Direction (r= -.14, p < .01) and
between Communication and Aggression (r= -.23, p <.01.)
Non-significant positive relationship was found between Affection and Direction (r=.04), Exhibition
and Interpersonal (r=.01) and between Direction and Aggression (r=0.00).Non-significant negative relationship
was found between Affection and Communication (r=-.06), Affection and Direction (r-.01), Dependence and
Communication (r=-.04), Dependence and Exhibition (r=-.01), Dependence and Aggression (r=-0.00),
Communication and Exhibition (r=-0.07), Exhibition and Direction (r=-0.03), Exhibition and Aggression (r=-
0.04)
Table 2: Correlation among variables of modified Hand Test for Environmental Category, Internal
consistency reliability (N=500) 1 2 3 4 M SD
Action -- -0.00 -0.04 0.91** 3.56 2.14
Acquisition -- -0.02 0.20** 0.16 0.49
Passive -- 0.22** 0.32 0.62
Environment -- 4.06 2.29
Note: p<.01**
Significant positive relationship was found between Action and Environmental (r=.91, p= <.01),
Acquisition and Environment (r=.20, p < .01, two tailed) and between Passive and Environmental (r=.22, p < .01).
Non-significant negative relationship was found between Action and Acquisition (r=-0.00), Action and
Passive (r=-0.04) and between Acquisition and Passive (r=0.02).
-0.1
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Environment Acquisition Passive Environment Passive Environment
Chart Title
Series 1 Series 2 Series 3
Action Acquisition Passive
ENVIRONMENTAL
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Anjum et al.,2018
Table 3: Correlation among variables of modified Hand Test for Maladjustment Category, Internal
consistency reliability (N=500) 1 2 3 4 M SD
Tension -- -0.03 -0.02 0.60** 0.41 0.73
Crippled -- 0.00 0.74** 0.54 0.89
Fear -- 0.20** 0.05 0.25
Maladjustive -- 0.99 1.51
Note: p<.01**
Significant positive relationship was found between Tension and Maladjustive (r=.60, p < .01), Crippled and
Maladjustive (r=.74, p <.01) and between Fear and Maladjustive (r= .20, p < .01).
Non-Significant positive relationship was found between Crippled and Fear (r=0.00). Non-Significant
negative relationship was found between Tension and Crippled (r=-0.03) and between Tension and Fear (r=-
0.02).
Table 4: Correlation among variables of modified Hand Test for Withdrawal Category, Internal consistency
reliability (N=500) 1 2 3 4 M SD
Description -- 0.00 0.13** 0.68** 0.71 1.25
Fail -- 0.06 0.56** 0.57 1.01
Bizarre -- 0.51** 0.15 0.92
Withdrawal -- 1.44 1.92
Note: p<.01**
-0.1
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
Maladjustive Crippled Fear Maladjustive Fear Maladjustive
Chart Title
Series 1 Series 2 Series 3
Tension Fear Crippled
MALADJUSTIVE
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J. Appl. Environ. Biol. Sci., 8(1)134-143, 2018
Significant positive relationship was found between Description and Bizarre (r=.13, p <.01), Description and
Withdrawal (r=.69, p < .01), Fail and Withdrawal (r=.56, p <.01) and between Bizarre and Withdrawal (r=.51
p <.01).
Non-Significant positive relationship was found between Description and Fail (r-0.00) and between
Fail and Bizarre (r=0.06).
Table 5: Correlation among main categories of Modified Hand Test for overall sample (N=500), Internal
Consistency reliability (500) 1 2 3 4 5 M SD
Interpersonal -- -0.43** -0.18** -0.39** 0.27** 7.90 2.52
Environment -- 0.03 -0.26** 0.32** 4.05 2.29
Maladjustive -- -0.00 0.29** 0.99 1.15
Withdrawal -- 0.15** 1.44 1.92
Grand Total -- 14.35 1.92
**Correlation is significant at the 0.01 level (2-tailed)
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Withdrawal Failure Bizarre Withdrawal Bizarre Withdrawal
Chart Title
Series 1 Series 2 Series 3
Discription Failure Bizarre
WITHDRAWAL
140
Anjum et al.,2018
Significant negative relationship was found between Interpersonal and Environmental (r=-.43 p <.01),
Interpersonal and Maladjustive (r=-.18, p <.01), Interpersonal and Withdrawal (r=-.39, < .01), Environmental
and Withdrawal (r-.26, p <.01). Significant positive relationship was found between Interpersonal and Grand
Total (r=.27, p < .01), between Environment and Grand Total (r= .32, p < .01), Maladjustive and Grand Total
(r=.29, P < .01) and Withdrawal and Grand Total (r=.15, p < .01).
Non-Significant positive relationship was found between Environmental and Maladjustive (r=0.03).
Non-Significant negative relationship was found between Maladjustive and Withdrawal (-0.00).
Limitations
The entire structure of Hand Test has been distributed unevenly because there are six sub-domains in
main domain of Interpersonal whereas all the other main domains like Environmental, Maladjustive and
Withdrawal have three sub-domains.
In the present study effort have been made to establish relationship (internal consistency) among
different variables of Hand Test only instead of checking its consistency among variables in different time
period.
Recommendations
Efforts may be made to enhance the structure of Modified Hand Test to incorporate certain other
variables in major domains of Environmental, Maladjustve and Withdrawal to have equal number of attributes
in all the main domains of Hand Test.
Internal consistency of Modified Hand Test may be determined across time period in addition to their
inter connectedness.
Internal consistency of different variables may be established upon different heterogeneous as well as
homogenous samples.
DISCUSSION
Correlation computed for interpersonal and its subcategories revealed statistical significant results for
affection, dependence, communication, direction and aggression with .53, .35, 30, .39and.38 respectively at .001
level. This depicted that internal consistency of Modified Hand Test for Interpersonal domain has strong linkage
of main category of Interpersonal with almost all categories. Sub category of affection has statistically
significant relationship with dependence which is .15 and statistical significant negative relationship with
communication as -.17 at .001 level and negative with exhibition and aggression. Sub category of
communication has statistically significant negative relationship with direction as -.14 aggression-.23 at .001
level. Similarly, main domain of environmental has statistically significant relationship as .91, .20 and .22 with
-0.5
-0.4
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
0.4 Chart Title
Series 1 Series 2 Series 3
Interpersonnel Environmental Maladjustive Withdrawl
GRANDTOTAL
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J. Appl. Environ. Biol. Sci., 8(1)134-143, 2018
action, acquisition and passive at .001 level and is an evidence of high internal consistency whereas both
subcategories of action and acquisition have negative relationship with passive sub category. This was expected
because people who engaged in actions and who make efforts to achieve goals rarely remain idle or passive.
Main category of maladjustive has statistically significant relationship as .60, .54 and .20 for variables of tension
crippled and fear respectively, again this kind of relationship is a proof of strong linkage of construct of
maladjustive with its subcategories. Withdrawal main category has also statistically significant positive
relationship with its subcategories as .68, .56 and .51 for description, fail and bizarre at.001 level. Subcategory
of description has statistically significant positive relationship with bizarre i.e. .13 at .001 level. When we focus
on the nature of relationship of main categories of Modified Hand Test, interpersonal has statistically significant
negative relationship with environment, as -.43, maladjustive as .18 and withdrawal as .27 at .001 level.
Whereas environmental also has statistically negative relationship with withdrawal as .26 at .001 level. This
result is in contradiction with previous study carried out by [11] whereby interpersonal and environmental had
been concluded as characteristics of normality whereas maladjustive for neurotic and withdrawal as psychotic.
On the other hand, all the four main categories have statistically positive relationship with total score as .27 for
interpersonal, .32 for environment, .29 for maladjustive and .15 for withdrawal at .001 level. All these results
are proof of high internal consistency, well-defined and elaborative construct of Hand test. However, the
possible reasons of negative relationship between interpersonal and environmental in the present may be
because of heterogeneous nature of the sample.
Conclusion
The result of present study is encouraging that in spite adapted additional stimulus and heterogeneous
nature of sample, moderate to high correlation for main domains and relationship of sub categories with each
other provided an evidence for internal consistency of Modified Hand Test.
REFERENCES
[1] Anastasi, A. (1997). Psychology, psychologists, and psychological testing. American Psychologist, 22(4),
297.
[2] Hardesty, R. A. (1973). The use of the Modified Hand Test and pictorial study of the values to differentiate
between successful and unsuccessful educable mentally retarded work-study students (Unpublished
Doctoral dissertation). The University of Oklahoma.
[3] Kline, P. (1986). A handbook of test construction: Introduction to psychometric design. Methuen.
[4] Mahmood (1985). Hand Test characteristics of solvent abusers. British Journal of Projective Psychology &
Personality Study, 30(2), 17-22.
[5] Murray, H. A. (1943). Thematic Apperception Test.
[6] Naeem, P. (1979). Psychological profile of professional and nonprofessional criminals (Unpublished Ph.D
Dissertation). National Institute of Psychology, Quaid-i-Azam University, Islamabad, Pakistan.
[7] Riaz, M. N. (2008). Test Construction: Development and Standardization of Psychological Tests in Pakistan.
Islamabad: HEC.
[8] Rorschach, H. (1922). Psychodiagnostik. The Journal of Nervous and Mental Disease, 56(3), 306.
[9] Sergio, J. A. (2010). Differences among abused and nonabused younger and older adults as measured by the
Hand Test (Unpublished PhD dissertation). University of North Texas.
[10] Sousa, V. D., & Rojjanasrirat, W. (2011). Translation, adaptation and validation of instruments or scales for
use in cross‐cultural health care research: a clear and user‐friendly guideline. Journal of evaluation in
clinical practice, 17(2), 268-274.
[11] Wagner, E.E., Maloney,P., &Wilson, D.G. (1981). Split half and test retest reliability for pathological
samples. Journal of Clinical Psychology, 37, 589-592.
[12] Wendler, C. L. W., & Zachary, R. A. (1983). Reliability of scoring categories on a projective test. In Paper
presented at the meeting of the Western Psychological Association.
[13]Wechsler, D. (1981). WAIS-R manual: Wechsler adult intelligence scale-revised. Psychological
Corporation.
[14]Weiten, W. (2007). Psychology: Themes and variations. Cengage Learning.
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Appendix A
(Additional Hand Patterns)
Additional Hand Patterns
A set of adapted stimuli of modified version of Hand Test.
These were placed in the sequence of stimulus 10 to 13 whereas stimulus fourteen last stimulus is same
which was at stimulus 10 which an invitation to imagination.
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J. Appl. Environ. Biol. Sci., 8(1): 144-156, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
a Corresponding Author: M. Imran, Department of Mathematics, Govt College University Faisalabad. E-mail address: [email protected]
Unsteady Rotational Flow of a Burgers' Fluid through a Pipe with
Non-Integer Order Fractional Derivatives
Rabia Safdar1, M. Imran2, a, N. Sadiq3, Farooq Ahmad4
1,2,3 Department of Mathematics, Govt College University Faisalabad,
4Punjab Higher Education Department, Govt. Islamia College, Civil Lines, Lahore, Pakistan.
Received: October 12, 2017
Accepted: December 19, 2017
ABSTRACT
In this research articale, we found analytical results for the flow of a Burgers' fluid within a round pipe having
infinite length. The fractional derivatives approach is used by means of integral transform technique. Fluid motion
has been induced by the circular motion of the pipe about its axis. Series form results are accomplished in the form
of generalized G-function. Limiting results are also obtained from general solutions. Numerical computations and
graphical discussion were made to observe influence of non-integer order fractional variables on the fluid flow.
KEYWORDS: Burgers' fluid; Fractional calculus; Rotational flow; Cylindrical domain; Analytic solutions.
1. NOTATION
V velocity
S shear stress
eθ unit vector of cylindrical coordinates
( ) ( )F r, t V r, t 0 rθ= ≠ component of velocity along eθ
( ) ( )r, t r, t 0rH S θ= ≠ component of shear stress along eθ
µ coefficient of viscosity
/µν ρ= kinematic viscosity
ρ constant density
( )i 1 to 3iλ = new material constant
χ , δ fractional parameter
Ω angular velocity constant
( , )F r q Laplace transform of function ( , )F r t
2. INTRODUCTION
The field of Physics, Food Industry and Engineering covered with the application of rotating fluid passing through
pipe. The solidity of fluids in circular domain was suggested by Taylor [1]. By discussing about the Poiseuille flow
in circular pipe, Waters and King [2] find results for Oldroyd-B fluid. Rahaman et al. [3] investigated about the
viscoelastic upper-convected Maxwell fluid within round surface. For this purpose the Fourier Bessel series was
used. Also the application of Laplace transformation is made to obtained the solutions using round duct. Many
researchers are working on this idea of finite and infinite circular domain. The combination of helical flow and
pressure gradient in pipe like domain are analysed for Oldroyd-B fluid [4]. The steady state and uni dimensional
flow of invisid fluids through cylinders and canals are discussed by differential equations [5].
Fetecau [6] find exact results for one dimensional flow of Oldroyd-B fluid with the help of Steklov theorem and zero
slip condition in an infinite circular cylinder. The further application of vicoelastic fluids can be seen in the field of
industry and engineering. The rotational motion along with translation has a specific name of helical flow. This
helical flow has very importance in biomedical sciences and engineering like Hydrodynamics. A lot of work has
144
Safdar et al., 2018
been done by different researchers on this flow. Ting in [7] used the helical flow to obtain the solutions for second
grade and similarly Srivastava [8] do this with Maxwell fluid.
Fetecau [9] worked on the helical flow of second grade fluid and drived the analytical solutions for the problem.
The results for second grade fluid flow were attained by Hayat, Khan and Ayub [10] for unsteady case. In rotating
circular cylinder, Fetecau and Veru [11] considered the helical flow to obtain the analytical expressions for Oldroyd-
B fluid. Meanwhile, Vieru [12] for Maxwell and Nadeem et al. [13] for second grade fluid derived the similar
solutions
The significance of non-integer order derivative can be seen in all the fields of sciences e.g. Physics, Control system,
Medical sciences and Engineering. The application of fractional derivatives on different models has been discussed
by Podlubny [14]. An uncommon type of these non-integer models describes viscoelastic fluid, solutions of such
models are discovered in [15] and [16]. Tan et al. [17] worked on analytical outcomes of generalized second grade
fluid. Similarly, the applications of non-integer derivatives and helical flow on generalized Burger’s fluid are
developed in [18] as well as in [19]. Xu at el. [20] theoretically analyzed the vortex slab, velocity and stress for
second grade fluid. By taking Xanthan gum and Sesbania gel Song et al. [21] examined the viscoelastic Jeffreys
model with non-integer derivatives. The implementation of non-integer derivatives on generalized second grade and
Maxwell fluids passing between two plates are done by Tan et al. [22] and Xu et al. [23]. Recently many research
articles regarding fractional fluids appear for both cylindrical and plates domain [24] -[29]
Our focus here is to find the analytical results of Burgers' fluid tfrough an anfinite pipe. The Laplace
transform method and Hankel is beneficial to removing the time and spatial variable respectively. The general
solutions are proposed in form of generalized G-function. For special case we find the velocity and tangential stress
of Ordinary Burgers' fluid. From the general solution, we obtain the solutions of Oldroyd-B, Maxwell and second
grade fluids for ordinary and fractional derivatives. Equivalent form for the Newtonian fluids are also constructed
and established in form of generalized G-function.
3. GOVERNING EQUATIONS
We have considered here
,),(=,),(=),(= trSStrFtrVV θe (1)
as given in [30], where θe is in cylindrical coordinates r, θ and z . In such case, the conditions of
incompressibility for flows are definitely satisfying.
Moreover, when at start the fluid is in rest position, we have
0.=,0)(0,=,0)( rSrV (2)
The constraint equations for the flow of Burgers' fluid, just like in [19] are
,),(11
1=122
2
32
2
21 trFrrrrtt
F
tt
−
∂∂
+∂∂
∂∂
+∂∂
∂∂
+∂∂
+ λνλλ (3)
2
1 2 32
11 ( , ) = 1 ( , ).H r t F r t
t t t r rλ λ µ λ
∂ ∂ ∂ ∂ + + + − ∂ ∂ ∂ ∂ (4)
The fractional constraints for Burgers’ fluid (BFFD) can be established by replacing
the total time derivative in Eqs. (3) and (4) with fractional derivatives, by the Caputo fractional differential operator
[14,16]
0
1 ( ), < 1
(1 ) ( )( ) =
(t)= 1
t
t
d f sds
dt t sD f t
df
dx
χχ
χχ
χ
≤Γ − −
∫ (5)
where )(⋅Γ is the Gamma function.
Therefore, the governing equations with BFFD going to used here are
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J. Appl. Environ. Biol. Sci., 8(1): 144-156, 2018
( ) ( )2
2 2
1 2 3 2 2
( , ) 1 11 = 1 ( , ),t t t
F r tD D D F r t
t r r r r
χ χ χ χ δ δλ λ ν λ ∂ ∂ ∂
+ + + + − ∂ ∂ ∂ (6)
( ) ( )2 2
1 2 3
11 ( , ) = 1 ( , ),t t tD D H r t D F r t
r r
χ χ χ χ δ δλ λ µ λ∂ + + + − ∂
(7)
where χ and δ are the non-integer order fractional parameters such as 10 ≤≤ χ , 10 ≤≤ δ .
4. STARTTING FLOW THROUGH AN INFINITE PIPE
The BFFD is at non-moving position within domain of round pipe having radius R( > 0). The circular pipe begins
rotate when t = 0+ with velocity αtΩ along with the axis of rotation. Taking this position into mind we are going to
set the intial and boundary conditions for the considered incompressible fluid problem as follows
( ,0)( ,0) = = 0, ( ,0) = 0; [0, ],
F rF r H r r R
t
∂∈
∂ (8)
( , ) = ; 0, N, > 0,F R t R t tα α αΩ ≥ ∈ (9)
where N is the set of natural numbers.
Fig. 1 Geometry view of the problem
5. ANALYTICAL RESULTS FOR THE VELOCITY FIELD
The application of the Laplace transform to the governing Eq. (6) and boundary condition (9) gives
( ) ( )2
2 2
1 2 3 2 2
1 11 ( , ) = 1 ( ) ( , ),t t tq q qF r q q F r q
r r r r
χ χ χ χ δ δλ λ ν λ∂ ∂
+ + + + −∂ ∂
(10)
1
!( , ) = .
RF R q
qα
α+
Ω (11)
We can define the finite Hankel transform and its inverse as [31]
10
( , ) = ( , ) ( ) ,R
H l lF r q rF r q J rr dr∫ (12)
,),()(
)(2=),(
2
2
1
1=2
qrFRrJ
rrJ
RqrF
lH
l
l
l
∑∞
146
Safdar et al., 2018
where lr are (positive) roots of the transcendental equation 0=)(1 RrJ , and (.)qJ is the Bessel function of the
first kind with order q . Multiplying Eq. (10) by )(1 lrrrJ on both sides and then integrate it with respect to r from
0 to R. Also, by considering the Eqs. (11) and (12) we have the following results which one can be easily proved, is
2
1 22 20
1 1 2( ) ( , ) ( ) = ( ) ( , ) ( , ),R
Hl l l l lr F r q J rr dr Rr J Rr F R q r F r q
r r r r
∂ ∂+ − −
∂ ∂∫ (13)
where 2
3 2
1 2 1 2 2 1 2
1 2 3
( , ) = (1 ) ( )
!.
( )
H l l l
l l
F r q q R r J Rr
q q r q q r q
δ δ
α χ χ χ χ δ δ
ν λ
αν λ λ ν λ+ + +
+ Ω ×
×+ + + +
(14)
The Eq. (14) can be written as the sum of two terms
1 2( , ) = ( , ) ( , ),H H Hl l lF r q F r q F r q+ (15)
2
21 1
2 2 2
2 1 22 2 1 2 2 1 2
1 2 3
! ( ) 1( , ) ,
! ( ) 1( , )
( ).
lH l
l
lH l
l l l
R J RrF r q
r q
R J Rr q qF r q
r q q r q q r q
α
χ χ χ χ
α χ χ χ χ δ δ
α
α λ λν λ λ ν λ
+
+ +
Ω=
Ω + += −
+ + + +
(16)
Now, putting on the inverse Hankel transform to Eqs. (16) and considering the useful formula (A5) from Appendix,
we get
1 1
2 2
1 1 22 1 1 2 1 2 2 1 2
1 2 1 2 3
!( , ) ,
( ) 1( , ) 2 ! .
( ) ( )
l
l l l l l
rF r q
q
J rr q qF r q
r J Rr q q q r q q r q
α
χ χ χ χ
α χ χ χ χ δ δ
α
λ λα
ν λ λ ν λ
+
∞
− + +=
Ω=
+ += − Ω
+ + + +∑ (17)
Using the identity Eq. (34) of [32]
2 2
1 2
2 1 2 2 1 2
1 2 3
2 11
32 2 2=0 =0 =02 2 2
21 1 1
2
1 22 2 1 2 2 1 2 2
2 2 2
1
( )
1 ! ( 1)!=
!( )! !( 1)!
( ) ( ) (
l l
m km m
il
m i k
m k m k
q q
q q r q q r q
r m m
i m i k m k
q q q
q q q
χ χ χ χ
χ χ χ χ δ δ
χδ
χ χ χ
δ χ δ χ δχ χ
χ χ χ χ χ
λ λν λ λ ν λ
ν λλ
λ λ λ
λ λλ λ λ
+ +
∞ +
+ +
− + + − + + −
+ ++ + + +
− + − − +
× + ++ + +
∑ ∑ ∑
1,
)m kχ + +
(18)
where 2=1 −−+ mki χδδ .
Eq. (17) can be written as
2
12
2 2=1 =0 =02 2 2
11
3 2=0 2
21 1 1
2
1 22 2 1 2 2 1 2 2
2 2 2
( )2 ! !( , ) =
( ) !( )!
( 1)!
!( 1)!
1 1 1
( ) ( ) ( )
mm
l l
l m il l
km
i
k
m k m k m k
J rr r mF r q
r J Rr i m i
m
k m k
q q q
q q q
χ χ
χδ
χ
δ χ δ χ δχ χ
χ χ χ χ χ χ
ναλ λ
λλ
λ
α α αλ λ
λ λ λ
∞ ∞
+
+ +
− + + − + + − + +
−Ω− × −
+× − +
− + − + − +× + +
+ + +
∑ ∑ ∑
∑
1.
(19)
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The implementation of inverse Hankel transform to Eq. (15) gives
2
1
1 2 2=1 =0 =02 2 2
11
3 2=0 2
21 1 1
2
1 22 2 1 2 2 1 2
2 2 2
( )! 2 ! !( , ) =
( ) !( )!
( 1)!
!( 1)!
1 1 1
( ) ( ) (
mm
l l
l m il l
km
i
k
m k m k
J rr rr mF r q
q r J Rr i m i
m
k m k
q q q
q q q
α χ χ
χδ
χ
δ χ δ χ δχ χ
χ χ χ χ χ
να αλ λ
λλ
λ
α α αλ λ
λ λ λ
∞ ∞
+
+
+ +
− + + − + + −
−Ω Ω− × −
+× − +
− + − + − +× + +
+ + +
∑ ∑ ∑
∑
2 1.
)m kχ + +
(20)
The application of inverse Laplace transform on Eq. (20) gives the result for velocity field F(r, t)
i.e.
×−
−Ω−Ω ∑∑∑
∞∞
)!(!
!
)(
)(!2=),(
0=2
2
2
0=2
1
1=2
2 imi
mr
RrJr
rrJrttrF
m
i
m
l
mll
l
lχχ
α
λν
λα
( )tkm
Gkmk
mk
m
k
i ,11,
[1)!(!
1)!( 2
21
,22
2
11
0=
3
χ
δχχ
χδ λαλ
λλ −
+
−+++−
+−+
× ∑
( ) ( )2 2 2
1 2 2 22 , 2 ,21 1
1, 1 1, 1, , ],m k m kG t G tχ χ χ χχ χ δ χ χ δα αλ λ λ λ− −
+ +− + + + − + + ++ − + − (21)
where 2=1 −−+ mki χδδ and the generalized function ),(.,, tG cba is defined in [Eqs. (97) and (101)] [33]
=)(
=),( 1
,, ca
b
cbadq
qLtdG
−−
( ) 1
=0
( );Re( ) > 0,| |< 1.
( ) ( 1) [( ) ]
n c n a b
an
d c n t dac b
c n c n a b q
+ − −∞ Γ +−
Γ Γ + Γ + −∑ (22)
5. ANALYTICAL RESULTS FOR THE SHEAR STRESS
By using identity in Appendix )( 1A , we can equivalently have
2
2
2 2=1 =0 =02 2 2
11
3 2=0 2
1 1
32 2 1 2 2 1
2 2
( )2 ! !( , ) =
( ) !( )!
( 1)!
!( 1)!
1 1
,( ) ( )
mm
l l
l m il
km
i
k
m k m k
J rr r mH r q
J Rr i m i
m
k m k
q q
q q
χ χ
χδ
χ
δ χ δδ
χ χ χ χ
νµαλ λ
λλ
λ
α αλ
λ λ
∞ ∞
+
+
− + + − + +
−Ω× −
+× − +
− + − + × + + +
∑ ∑ ∑
∑ (23)
where 1 = 2.i k mδ δ χ+ − −
By using the inverse Laplace transform on each side of Eq. (23), we have
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Safdar et al., 2018
( ) ( )
2
2
2 2=1 =0 =02 2 2
11
3 2=0 2
2 2
2 3 22 ,2 , 111, 1
( )2 ! !( , ) =
( ) !( )!
( 1)!
!( 1)!
, , ,1, 1
mm
l l
l m il
km
i
k
m k
J rr r mH r q
J Rr i m i
m
k m k
G t G tm k
χ χ
χδ
χ
χ δ χχ χ δχ δ α
νµαλ λ
λλ
λ
λ λ λα
∞ ∞
+
− −
+ − + + +
−Ω× −
+× − +
× − + − − + + +
∑ ∑ ∑
∑ (24)
where G is the generalized function as defined in Eq. (22).
6. SPECIAL CASES
6.1 Ordinary Burgers' fluid
By taking 1→χ and 1→δ into Eqs. (21) and (24)
( )
( ) ( )
2
1
2 2=1 =0 =02 2 2
121
3 22 2,1=0 2
2 2
1 2 2 22, 2,1 1
( )2 ! !( , ) =
( ) !( )!
( 1)![ ,
1, 1!( 1)!
, , ],2, 1 3, 1
mm
l lB
l m il l
km
i
k
J rr r mF r t rt
r J Rr i m i
mG t
m kk m k
G t G tm k m k
α
δ
δ δ
ναλ λ
λλ λαλ
λ λ λ λα α
∞ ∞
+−
− −
−ΩΩ − × −
+× − − + + +− +
+ − + −− + + + − + + +
∑ ∑ ∑
∑ (25)
and
( ) ( )
2
2
2 2=1 =0 =02 2 2
11
3 2=0 2
2 2
2 3 22, 2,1 1
( )2 ! !( , ) =
( ) !( )!
( 1)!
!( 1)!
, , ,1, 1 2, 1
mm
l lB
l m il
km
i
k
J rr r mH r q
J Rr i m i
m
k m k
G t G tm k m kδ δ
νµαλ λ
λλ
λ
λ λ λα α
∞ ∞
+
− −
−Ω× −
+× − +
× − + − − + + + − + + +
∑ ∑ ∑
∑ (26)
results are restored for the same motion as in [32], where 2=1 −−+ mkiδ .
6.2 Fractionalized Oldroyd-B fluid
Taking 02 →λ in (17)
1 1
21 2 2
=1 2 1 3
( ) 1( , ) = 2 ! ,
( )
l
l l l l l
J rr qF r q
r J Rr q q r r q
χ χ
χ χ δ δ
λα
λ ν ν λ
∞
+
+− Ω + + +
∑ (27)
then using the process from Eq. (19) to (21). Also, by using the identity
×
−
++++
∑∞
+
m
l
mll
r
qrqrqq
qχχδδχχα
χχ
λν
λλνλνλ
1
2
0=13
21
1
2
1 1=
)(
1
2 21
3 1=0 1
!,
!( )! ( )
mi
mi
m mq qm
i m i q
δ δχδ
χ χ
χλλ
λ − +
− + − +× − + ∑ (28)
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J. Appl. Environ. Biol. Sci., 8(1): 144-156, 2018
where 1=2 −−αδδ i .
We have
( ) ( )
2
1
=1 =0 =01 2 1
3 , 1, 1 1 1 , 1 , 1 1
( )2 ! !( , ) =
( ) !( )!
, , ,
mm
l lFO
l m il l
i
i m m i m m
J rr r mF r t rt
r J Rr i m i
G t G t
αχ χ
δ χ χ χχ δ α χ δ α χ
ναλ λ
λ λ λ λ
∞ ∞
− −− − − + − − − + +
−ΩΩ − × −
× − + −
∑ ∑ ∑ (29)
and the expression for associated shear stress
( ) ( )
2
2
=1 =0 =01 2 1
3 , 1, 1 1 3 , 1, 1 1
( )2 ! !( , ) =
( ) !( )!
, , ,
mm
l lFO
l m il
i
i m m i m m
J rr r mH r t
J Rr i m i
G t G t
χ χ
δ χ δ χχ δ α χ χ δ α
νµαλ λ
λ λ λ λ
∞ ∞
− −− − − + + − − − +
−Ω× −
× − + −
∑ ∑ ∑ (30)
similar motion retrieved as Eq. (21) and (27) in [32].
6.3 Ordinary Oldroyd-B fluid
Putting 1→χ and 1→δ into Eqs. (29) and (30) gives
( ) ( )
2
1
=1 =0 =01 2 1
1 1
3 1, 1, 1 1 1 1, , 1 1
( )2 ! !( , ) =
( ) !( )!
, , ,
mm
l lOO
l m il l
i
i m m i m m
J rr r mF r t rt
r J Rr i m i
G t G t
α
α α
ναλ λ
λ λ λ λ
∞ ∞
− −− − − + − − +
−ΩΩ − × −
× − + −
∑ ∑ ∑ (31)
and for shear stress
( ) ( )[ ],,,
)!(!
!
)(
)(!2=),(
1
11,1,3
1
111,1,3
0=1
2
0=2
2
1=1
tGtG
imi
mr
RrJ
rrJtrH
mmimmi
i
m
i
m
l
ml
l
l
OB
−+−−
−+−−−
∞∞
−+−×
×−
−Ω ∑∑∑
λλλλ
λν
λµα
αα
(32)
6.4 Maxwell fluid with fractional derivatives
Assuming 03 →λ in Eqs. (29) and (30), we have
( ) ( )[ ],,,
)(
)(!2=),(
11,1,1111,,
1
2
0=2
1
1=1
tGtG
r
RrJr
rrJrttrF
mmmm
m
l
mll
l
l
FM
χχαχ
χχαχ
χχα
λλλ
λν
λα
−++−−−
−+−−−
∞∞
−+−×
×
−Ω−Ω ∑∑
(33)
also
( )2
2, 1, 1 1
=1 =01 2 1
( )2 !( , ) = , ,
( )
m
l lFM m m
l ml
J rr rH r t G t
J Rr
χχ αχ χ
νµαλ
λ λ
∞ ∞−
− − − +
−Ω× −
∑ ∑ (34)
showing similar motion as in Eqs. (30) and (31) of [32].
6.5 Ordinary Maxwell fluid
Making 1→χ in Eq. (33) and (34)
( ) ( )
2
1
=1 =01 2 1
1 1
1, 1, 1 1 1 1, , 1 1
( )2 !( , ) =
( )
, , ,
m
l lOM
l ml l
m m m m
J rr rF r t rt
r J Rr
G t G t
α
α α
ναλ λ
λ λ λ
∞ ∞
− −− − − + − − +
−ΩΩ − ×
× − + −
∑ ∑ (35)
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Safdar et al., 2018
and
( )2
121, 1, 1 1
=1 =01 2 1
( )2 !( , ) = , .
( )
m
l lOM m m
l ml
J rr rH r t G t
J Rrα
νµαλ
λ λ
∞ ∞−
− − − +
−Ω × −
∑ ∑ (36)
6.6 Second grade fluid with fractional derivatives
By putting 1λ and 2λ = 0 into Eqs. (17b)
1
22 2
=1 2 3
( ) 1( , ) = 2 ! .
( ) ( )
l
l l l l l
J rrF r q
r J Rr q q r r qα δ δαν ν λ
∞ − Ω + +
∑ (37)
By using the identity given in Appendix )( 2A and using the process Eq. (19) to (21), result for velocity profile is
( )
21
=1 =02
2
1 , , 1 3
( )( , ) = 2 ! ( )
( )
, .
klFS l
l kl l
k k l
J rrF r t rt r
r J Rr
G r t
α
δδ δ δ α
α ν
λ ν
∞ ∞
− − − − +
Ω − Ω − ×
× −
∑ ∑ (38)
Also the affiliated stress
( )
( ) ( )
22
=1 =02
2 2
1 , , 1 3 3 1 , , 1 3
( )( , ) = 2 !
( )
, , ,
kl
FS l
l kl
k k l k k l
J rrH r t r
J Rr
G r t G r tδ δ δδ δ δ δ δ δ α
µα ν
λ ν λ λ ν
∞ ∞
− − − − + − − − +
Ω − ×
× − + −
∑ ∑ (39)
agreeing with the results of [32] for this fluid.
6.7 Ordinary second grade fluid
Substituting 1→δ into Eqs. (38) and (39), we have
( )
21
=1 =02
2
0, 1 , 1 3
( )( , ) = 2 ! ( )
( )
, ,
klOS l
l kl l
k k l
J rrF r t rt r
r J Rr
G r t
α
α
α ν
νλ
∞ ∞
− − − +
Ω − Ω − ×
× −
∑ ∑ (40)
also the interconnected shear stress
( )
( ) ( )
22
=1 =02
2 2
0, 1 , 1 3 3 0, , 1 3
( )( , ) = 2 !
( )
, , ,
kl
OS l
l kl
k k l k k l
J rrH r t r
J Rr
G r t G r tα α
µα ν
νλ λ νλ
∞ ∞
− − − + − − +
Ω − ×
× − + −
∑ ∑ (41)
performing the same motion as in Eqs. (33) and (34) of [34].
6.8 Newtonian fluid
Now, by using )( 3A and )( 4A in Eqs. (40) and (41) then applying 0=3λ
2121
2 1=1 =02
( ) ( )1( , ) = 2 ! exp( ) ,
( ) !
j
l ll
l jl l
J rr r tF r t rt r t
r J Rr j
α αα
α
να ν
ν
∞ −
+
−− Ω − Ω − −
∑ ∑ (42)
and
( ) ( )
11
2
2 2( 1)=1 2
22 2
=0
( ) 1 1( , ) = 2 !
( ) ( 1)!
1exp ,
!
l
l l l l
j
l l
j
J rr tH r t
r J Rr r
r t r tj
αα
α
α
α ρα ν
ν ν
−−∞
−
−
Ω − − × −
× − − −
∑
∑ (43)
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similar motion recoverd for 1>α .
Now taking 1=α in Eqs. (43) and (44), we get
( )21
3=1 2
( )2( , ) = 1 exp ,
( )
ll
l l l
J rrF r t rt r t
r J Rrν
ν
∞Ω Ω − − − ∑ (44)
and related stress
( )( )22
2=1 2
( )( , ) = 2 1 exp ,
( )
ll
l l l
J rrH r t r t
r J Rrρ ν
∞
Ω − −∑ (45)
similar to the results for Newtonian fluid having Ω acceleration within circular domain.
7. NUMERICAL RESULTS AND DISCUSSION
For analysing some connected visible features of above given results, we made the figures for r with variation in
time t and in additional parameters. Fig. 2 clearly showing that there is decrease in velocity with respect to the
fractional parameter χ but it is an increasing function of r . Fig. 3 showing that impact of second fractional
parameter δ is same to χ . The decreasing behaviour of ν on fluid is shown in Fig. 4. The influences of power
parameter α on the velocity are given in Fig. 5. It is increasing for different values of power function α . The
behaviour of 21,λλ and 3λ are represented in Figs. 6 - 8. Similarly the increasing behaviour of time t on BFFD is
shown in Fig. 9. The comparison of different fluid models with respect to fractional and ordinary derivatives are
given in Fig. 10 and 11 respectively. The roots lr can been approximated by "(4 1) /(4 )"n Rπ+ . In all figures, we
used SI units.
8. CONCLUSIONS
The intension here is to set up the analytical expresions for the velocity and stress profiles for the unsteady flow
of Burgers' fluid through a round pipe with infinite length. The results (25)-(26) parallel to the Ordinary Burgers'
fluid, solutions (29)-(32) similar to the fractionalized and ordinary Oldroyd-B fluid are same as in [32] . Similarly,
the results for fractional Maxwell fluid are derived in (33) and (34). The results (38) and (39) for fractional second
grade, expressions (40) and (41) for ordinary second grade fluid and (42)-(45) equations showing expressions for
Newtonian fluid obeying the similar motion as obtained in [32,34]. Thus, the results unconditionally suggest the
following findings:
• Our results gives the analogous findings for Ordinary Burgers' fluid and Oldroyd-B fluid with ordinary and
fractional derivative.
• The derived results for fractional/ordinary Maxwell and second grade fluids are equivalent to that we have already
in literature.
• It is clear that the fluid motion is a decreasing function for fractional parameter χ and δ .
• The velocity of the fluid is a decreasing function for ν , 2λ and 3λ .
• It is also noticed that the velocity profile is an increasing function for t , α , r , and 1λ throughout the domain.
• The behaviour of velocity profile for different models are also given.
APPENDIX
i
m
i
m
n
mnn
p imi
mr
qrqrqq
q βααββαα
αα
λλν
λλνλνλ
3
0=1
2
0=3
21
1
2
1
)!(!
!1=
)(
1×
−
−+++
+∑∑
∞
+
)],(),([ 111,,1111,, tGtG mpmimpmi
αβα
ααβα λλλ −
+−−−−
+−−− −+−× (A1)
( )trGrrq
qr
qrrqqnkpk
k
n
kk
n
pkk
n
knn
p,)(=
)(
)(=
)(
1 2
31,,1
2
0=12
3
1
2
0=2
3
2νλν
νλν
νλνβ
βββββ
ββ
ββ −×−+
−++ +−−−−
∞
+−
−−−∞
∑∑ (A2)
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Safdar et al., 2018
=),()( 2
311,0,
2
0=
trGr nkpk
k
n
k
νλν −− +−−−
∞
∑
2 1 2 21
3
2 2 2=03 3
(1 )1 1= = 1, 2,3,...
1 ! 1
jp p p
n n n
pjn n n
r r t r texp p
r r j r
νλ ν νν νλ νλ
− − + − −− − + + ∑ (A3)
=),()( 2
31,0,
2
0=
trGr nkpk
k
n
k
νλν −− +−−
∞
∑
1 2 2 2 22
3
2( 1) 2 2=03 3
(1 )1 1= , = 2,3,...
1 ! 1
jp p p
n n n
pjn n n
r r t r texp p
r r j r
νλ ν νν νλ νλ
− − −
−
+ − −− − + + ∑ (A4)
22
1 20
( ) ( )R
n n
n
Rr J rr dr J Rr
r=∫ (A5)
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Figure 1 Profiles of the velocity ),( trF for the comparison
of different fluid models with respect to ordinary derivative
and fixed values for 2,=0.07,=0.0025,=1,=1,=40,=0.7,= ανδχ ΩtR
95=20,= 21 λλ and 1=3λ
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Safdar et al., 2018
Figure 2 Profiles of the velocity ),( trF for different
values of χ and fixed values for
0.5,=0.0025,=0.5,=6,=0.7,= ΩνδtR 3,=α 55=5,= 21 λλ
and 97=3λ
Figure 3 Profiles of the velocity ),( trF for different
values of δ and fixed values for 0.0025,=,0.3=6,=0.7,= νχtR
55=5,=3,=0.5,= 21 λλαΩ 3,=α 55=5,= 21 λλ and 97=3λ
Figure 4 Profiles of the velocity ),( trF for
different values of ν and and fixed values for
3,=0.5,=0.5,=0.32,=6,=0.7,= αδχ ΩtR and 97=3λ
Figure 5 Profiles of the velocity ),( trF for
different values of α and fixed values for
6.5,=0.1,=0.65,=6,=0.7,= νδχtR 25,=0.15,= 1λΩ
75=2λ and 85=3λ
Figure 6 Profiles of the velocity ),( trF for different
values of 1λ and fixed values for 0.4=7,=,0.7= χtR
0.3,=0.0025,=0.7,= Ωνδ 40=3,= 2λα and 10=3λ
Figure 7 Profiles of the velocity ),( trF for different
values of 2λ and fixed values for 0.4,=7,=0.7,= χtR
0.3,=0.0025,=0.7,= Ωνδ 23=3,= 1λα and
10=3λ
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J. Appl. Environ. Biol. Sci., 8(1): 144-156, 2018
Figure 8 Profiles of the velocity ),( trF for different values of
3λ and fixed values for 0.4.7=7,=0,= χtR
0.3,=0.0025,=0.7,=, Ωνδ 23=3,= 1λα and 34=2λ
Figure 9 Profiles of the velocity ),( trF for different values of t and fixed values for 0.72=0.5,=,0.7= χδR
95=47,=2,=0.07,=0.0025,= 21 λλαν Ω and 5=3λ
Figure 10 Profiles of the velocity ),( trF for the comparison of different fluid models with respect to fractional
derivative and fixed values for 0.7=R 2,=0.07,=0.0025,=0.9,=0.95,=40,=, ανδχ Ωt 95=20,= 21 λλ and
1=3λ
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J. Appl. Environ. Biol. Sci., 8(1): 157-168, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
a Corresponding Author: M. Imran, Department of Mathematics, Govt College University Faisalabad. E-mail address: [email protected]
Rotational Flow of Second Grade Fluid with Caputo-Fabrizio Fractional
Derivative in an Annulus
N. Sadiq1, M. Imran2, a, Rabia Safdar3, Hassan Waqas4
Department of Mathematics, Govt College University Faisalabad
Received: October 14, 2017
Accepted: December23, 2017
ABSTRACT
In this paper, we study the unsteady flow of fractional second grade fluid between an infinite annulus. Initially both,
fluid and cylinders are at rest and motion is due to the rotation of the inner cylinder about its axis. In the governing
equations we used the modified fractional derivative recently given by Caputo and Fabrizio, which is more suitable
for viscoelastic as compare to usual fractional derivative. Our goal is to determine the solutions by usning integral
transform techniques. The obtained solution is represented in terms of generalize G function which satisfy all the
applied initial and boundary conditions. Furthermore, substituting favorable limits of different parameters, we get
similar solutions for ordinary second grade fluid and recover well known solution for Newtonian fluid. For the
validity of the result we made a good comparison between existing and our analytical solutions with the help of
tables and graphs, which shows that both the solutions are equivalent. In the end the effect of the physical
parameters on the fluid flow are illustrated graphically.
KEYWORDS: Rotational flow, second grade fluid, Caputo and Fabrizio fractional derivative.
1. NOTATION
θτ rtr Λ=),(
only non zero shear stress
1α
normal stress module
ρα
α 1=
material constant
µ
dynamic viscosity
ρµ
ν =
kinematic viscosity
ρ
constant density
θe the unit vector along θ direction
f constant
),( qrw Laplace transforms of ),( trw
2. INTRODUCTION
Fluids are divided into two broad classes namely Newtonian and non-Newtonian due to stress strain
relationship. The class of Newtonian fluids has simple and liner constitutive relationship. They are completely
described by Navier-stoks equation. There are many fluids like blood, honey, paste, slums, emulsion etc which are
used in practical life have very complex and non-liner constitutive relationship. To find the solutions of non-
Newtonian fluids under different geometries and circumstance is an uphill task. The system of Navier-stoks equation
failed to completely describe non-Newtonian fluids. Thats why a number of fluids models proposed in literature
namely integral type, differential type [1], and rate type [2]. Among them the differential type fluids model are
specially concentrated by researchers due to their several technological applications.
It is practically verified that differential equations with non-integer order are very significant to describe the
viscoelasticity and some other properties of the fluids. Many researchers are interested in generalizing the flow
157
Sadiq et al., 2018
problems by using fractional derivatives. They have made various definitions of fractional derivative like Riemann-
Liouville, Capto and Capto-Fabrizio fractional derivatives[3-6]. We know commonly, the derivative of constant terms
must be zero but Riemann-Liouville fractional derivative does not follow this rule. We come to know that when we
apply Laplace transform upon Riemann-Liouville fractional derivative it gives some insignificant terms in result. The
new definition of fractional derivative which wipe out these obstacles and having very smooth and singular kernel, is
given by Capto and Fabrizio [6]. To solve our flow problem we also use this new definition because it is most
reasonable for Laplace transform. Some investigations with fractional derivatives can be seen[7-21].
In this article our objective is to get analytical solution for the velocity and stress fields of moving fluid in
an annulus of concentric circular cylinders. In the beginning the fluid and cylinders all are at rest. Due to the rotation
of inner cylinder the fluid flow is devolped around cylinder’s axis, which is due to the effect of time depended
couple acting on the surface of its boundary at )0=( +t . In the governing equation of the above flow model we use
recently modified fractional derivative, given by Caputo and Fabrizio which have very smooth and non singular
kernel. This new approach is more significant and more perfect because it removes all the ambiguities facing other
definitions of fractional derivatives and gives consistency in results which can be verify from graphical results. The
well known integral transforms namely Laplace and Hankel are used to solve the current flow problem analytically.
For better perception, obtained results are represented in form of generalized G function. By considering favourable
limits we make some cases which represent expressions about classical second grade and Newtonian fluid.
Moreover, we recurve well known results about Newtonian fluid.
2. MATHEMATICAL ANALYSIS
For the flow problem here to be considered, velocity and stress tensor are [20]
),,(=,),(=),(= trtrwtrvv ΛΛθe
(1)
where θe is in cylindrical coordinate system. For above flow model the constraints of incompressibility are satisfied
automatically. For this flow model the governing equations are [21, 22]
),,(11
=),(
22
2
trwrrrrtt
trw
−
∂∂
+∂∂
∂∂
+∂
∂αν
(2)
( )1
1( , ) ( , ).tr t D w r t
r r
ητ µ α∂ = + − ∂
(3)
The inner time derivative is replaced by fractional one in Eqs. (2) and (3), we get
( ) );,(11
=),(
22
2
trwrrrr
Dt
trwt
−
∂∂
+∂∂
+∂
∂ ηαν (4)
( ) ),,(1
=),( 1 trwrr
Dtr t
−∂∂
+ ηαµτ (5)
where the fractional differential operator is defined as [6, 26]
−−−
− ∫
),(
,]1
)([exp)(
)(1
)(
=)(
tgdt
d
dt
gM
tgD
t
t
τβτβ
τββ
β
β
(6)
where )(βM is a normalization function such that (1)=1=(0) MM .
when we make 1→β in Eqs. (4) as well as in (5), they reduce to Eqs. (2) and (3), due to the fact dt
dggDt =1
.
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J. Appl. Environ. Biol. Sci., 8(1): 157-168, 2018
2.1 Rotational flow through in an annulus
We suppose initially the whole system (an incompressible fractional second grade fluid [IFSGF] in an annulus) is
at rest. We further assume that after time 0t = the inner cylinder begins to rotate around 0)=(r by torque per
unit length 2
12 ftRπ which is time depended but outer cylinder )>( 12 RR remains at rest. The associated
conditions are [23]
],,[0,=,0)(0,=,0)( 21 RRrrrv ∈Λ
(7)
( ) ,=|),(1
=),( 2
1=11 fttrw
rrDtR Rrt
−∂∂
+ ηαµτ (8)
2 w(R ,t)=0. (9)
.
2.2 Calculation of the velocity field
We apply the Laplace transformation to the Eqs. (4), (8) and (9) and using (7), we have
),,(11
])(1
[=),(22
2
qrwrrrrq
qqrwq
−
∂∂
+∂∂
−++
ηηα
ν (10)
,
])(1
[
2=|),(
1
131
=
q
fqrw
rrRr
ηηα
µ−+
+
−∂∂
(11)
2( , ) 0,w R q = (12)
From Eqs. (10) and (11)
),,(11
][=),(])(1[22
2
2 qrwrrrr
qqrwqq
−
∂∂
+∂∂
+−+ ηνηηη
(13)
,][
])(1[2=|),(
1
1
31=
qfqrw
rrRr ηηµ
ηη+−+
−∂∂
(14)
where αηνη +− )(1=2 and 11 )(1= αηµη +− .
),( qrwnH is the Hankel transform of function ),( qrw and is defined as [10, 15,17]
,),(),(=),( 2
1
drrrBqrwrR
qrwnRnH ∫
(15)
where
)()()()(=),( 112121
nnnnnrrYrRJrRYrrJrrB −
(16)
The equation 0=),( 2
nrRB
have nr as positive roots. The Bessel functions of order n , first and second kind are
(.)nJ and (.)nY respectively. After multiplying Eq. (13) with ),( nrrrB , integrating with respect to r from 1R
to 2R , using Eq. (14), and the predefined identity [23]
drrrBqrwrrrr
rR
nR)(),()
11(
22
2
2
1
−∂∂
+∂∂
∫
),,(2|),(12
=1
= qrwrqrwrrr nHn
Rr
n
−
−∂∂
π (17)
we obtained
159
Sadiq et al., 2018
.])()[(1
])(1[4=),(
2
2
223 ηνηηηηη
ρπ nnn
nH
rqrqq
q
r
fqrw
+++−−+
(18)
We rewrite above equation as
].])())[(1(
])(1[
)(
)(1[
4=),(
2
2
22
1
2
2
1
33 ηνηηηηηµηη
ηηµηη
π nnn
nH
rqrqqq
q
q
r
fqrw
+++−+−+
−+−+
(19)
Now we define Inverse Hankel transform as [25]
),()()(
),()(
2=),(
2
2
11
2
2
2
2
1
2
1=
2
qrwrRJrRJ
rrBrRJrqrw
nH
nn
nn
n
n −∑∞π
(20)
using Eq. (19) in Eq. (20) and well known result [23]
),()(2
1=
)]()([
),()( 2
22
2
1
2
2
11
2
2
2
2
1
1= r
Rr
R
R
rRJrRJr
rrBrRJ
nnn
nn
n
−−∑
∞
π
(21)
we get
)]()([
),()(2]
)(
)(1)[()(=),(
2
2
11
2
2
2
2
1
1=1
3
2
22
2
1
nnn
nn
n rRJrRJr
rrBrRJf
q
r
Rr
R
Rfqrw
−−
+−+
− ∑∞
πηηµηη
.])())[(1(
])(1[2
2
22
1
2
2
ηνηηηηηµηη
nn rqrqqq
q
+++−+−+
× (22)
For the final result about velocity field we apply discreet inverse Laplace transformation, Convolution theorem and
using expansions
2
2
1 1
1
1 1,
( )
q
q qq
ηµηµ η ηη
−
=
+ +
(23)
1
2 2 2 2 2 1
2 2
1
[(1 ) ( ) ] [(1 ) ( ) ]n n n n
q
q r q r q r r qη η η ν η η η η ν η
−
−=
− + + + − + + +
2 1 1
3
2 1 10 02 4
( ),
[(1 ) ( )] ( )
k k k k
n
k kn nn
r q q
q r q
ν η ηη η η η
− − − −∞ ∞
+ += =
−= =
− + + +∑ ∑ (24)
where 1
2
3)(1
)(=
+−−
k
k
nk r
ηην
η and η
ηηη
−+
1= 2
2
4nr
.
We get
)],()(1),()[()(=),(1
2,11,
1
3,11,
2
22
2
1
1
tGtGr
Rr
R
Rftrw
ηηµ
ηηηµ
ηη
−−+−− −−
),()[,()]()([
),()(241,31,
2
1
1,0,10
3
0=2
2
11
2
2
2
2
1
1=1
stGsGrRJrRJr
rrBrRJfkk
tk
knn
n
nn
n
−−−−
− +−−
∞∞
∫∑∑ ηηηηµ
ηηπ
,)],()(12),()(1 41,21,41,11,
2 dsstGstG kkkk −−−+−−−+ +−−+−− ηηηηη (25)
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J. Appl. Environ. Biol. Sci., 8(1): 157-168, 2018
where ),(.,, tG cba is the generalized function which is defined as [15, 17,24]
=)(
=),( 1
,, ca
b
cbadq
qLtdG
−−
1.<0,>)(Re0,>)(Re;])[(1)()(
)(1)(
0=a
bapcp
p q
dqbac
bapc
t
pc
pcd−
−+Γ+ΓΓ+Γ −−+∞
∑ (26)
2.3 Calculation of the shear stress
After the application of Laplace transform, Eq. (5) becomes
),,(1
])(1
[=),( 1 qrwrrq
qqr
−∂∂
−++
ηηα
µτ
(27)
Eq. (27) implies that
),(1
])(1
[=),( 1 qrwrrq
qqr
−∂∂
−++ηηηµη
τ
(28)
To solve above equation, first we find),(
1qrw
rr
−∂∂
, for this purpose we use Eq. (22) and predefined result [26]
),,(
~),(
1=),( nnnn rrBrrrB
rrrB
dr
d−
(29)
we get
)]()([
),(~
)(2]
)(
)(1[)(2=),(
1
2
2
11
2
2
2
2
1
1=1
3
21
nn
nn
n rRJrRJ
rrBrRJf
q
r
Rfqrw
rr −+
+−+
−∂∂
∑∞
πηηµηη
.])())[(1(
])(1[2
2
22
1
2
2
ηνηηηηηµηη
nn rqrqqq
q
+++−+−+
× (30)
where
2 2 1 2 1 2( , ) ( ) ( ) ( ) ( ).
n n n n nB r r J rr Y R r J R r Y rr= −% (31)
By using Eq. (30) in Eq. (28), we obtained
)]()([
),(~
)(2
1)(2=),(
2
2
11
2
2
2
2
1
1=3
21
nn
nn
n rRJrRJ
rrBrRJf
qr
Rfqr
−+ ∑
∞
πτ
.])()[(1
])(1[2
2
222 ηνηηηηη
nn rqrqq
q
+++−−+
×
(32)
Finally by using identity Eq. (24) in Eq. (25) and applying discrete inverse Laplace transformation we get required
shear stress
k
knn
nn
n rRJrRJ
rrBrRJft
r
Rftr 3
0=2
2
11
2
2
2
2
1
1=
221
)]()([
),(~
)(2)(=),( ηπτ ∑∑
∞∞
−+
1, 3 , 1 4 1, 2 , 1 4( , ) (1 ) ( , )[ ].k k k kG t G tη η η η− − + − − +− + − −
)],()(1),([ 41,21,41,31, tGtG kkkk ηηηη −−+− +−−+−− (33) 3. THE SPECIAL CASES
3.1Ordinary second grade fluid
If we choose 1→η for Eqs. (25) and (33), we get velocity field
161
Sadiq et al., 2018
)]()([
),()(2),()()(=),(
2
2
11
2
2
2
2
1
1=11
3,11,
2
22
2
1
1nn
n
nn
n rRJrRJr
rrBrRJftG
r
Rr
R
Rftrw
−−−− ∑
∞
− απ
αµ
α
,),()(),( 2
13,0,
2
0=1
1,0,10
dsstrGrsG nkk
k
n
k
t
−−−−× +−−
∞
∑∫ αναµ
(34)
and shear stress
k
n
knn
nn
n
rrRJrRJ
rrBrRJft
r
Rftr )(
)]()([
),(~
)(2)(=),(
2
0=2
2
11
2
2
2
2
1
1=
221 νπτ −−
+ ∑∑∞∞
2
0, 3, 1 ,( ).k k nG r tα− − +× − (35)
3.2 Newtonian fluid
If we take α and 01 →α and use the relations from appendix 41 AA − then from Eqs. (34) and (35) we recover
the solution [23]
)]()([
),()()
2()()(
2
1=),(
2
2
11
2
2
3
2
2
1
1=
22
22
2
1
nnn
nn
n rRJrRJr
rrBrRJfft
r
Rr
R
Rtrw
−−− ∑
∞
µνπ
µ
))],(1(1
[2
2
2
tert
rn
r
n
n
ννν
−−−×
(36)
k
n
knn
n
nn
n
rrRJrRJr
rrBrRJft
r
Rftr )(
)]()([
),(~
)()
2()(=),( 2
0=2
2
11
2
2
2
2
2
1
1=
221 ννπ
τ −−
+ ∑∑∞∞
2
2
2
1(1 )[ ( )].nr t
n
n
t r er
ννν
−× − − (37)
4. RESULTS AND DISCUSSION
Sr. No. w(r,t) with CFD [23] w(r,t) with C-FFD ),( trτ with CFD [23] ),( trτ with C-FFD
1 0.17665 0.17587 -16199.29625 -16199.82818
2 0.00882 0.00878 -40.49823 -40.49957
3 0.00450 0.00448 -10.65041 -10.65077
4 0.00300 0.00299 -4.81548 -4.81564
5 0.00224 0.00223 -2.73220 -2.73230
6 0.00177 0.00176 -1.75773 -1.75779
7 0.00146 0.00145 -1.22489 -1.22494
8 0.00122 0.00122 -0.90216 -0.90219
9 0.00105 0.00104 -0.69200 -0.69203
10 0.00091 0.00090 -0.54756 -0.54759
11 0.00079 0.00079 -0.44404 -0.44406
12 0.00069 0.00069 -0.36733 -0.36734
13 0.00061 0.00061 -0.30890 -0.30892
14 0.00054 0.00053 -0.26339 -0.26340
15 0.00047 0.00047 -0.22724 -0.22724
16 0.00042 0.00041 -0.19805 -0.19805
17 0.00036 0.00036 -0.17415 -0.17415
18 0.00032 0.00031 -0.15432 -0.15432
19 0.00027 0.00027 -0.13770 -0.13770
20 0.00023 0.00023 -0.12363 -0.12362
21 0.00020 0.00019 -0.11161 -0.11160
22 0.00016 0.00016 -0.10126 -0.10125
23 0.00013 0.00012 -0.09229 -0.09228
24 0.00009 0.00009 -0.08446 -0.08445
25 0.00006 0.00006 -0.07759 -0.07757
Table 1: Comparison of velocity field and shear stress with existing results
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J. Appl. Environ. Biol. Sci., 8(1): 157-168, 2018
4.1 NUMERICAL RESULTS AND DISCUSSION
The objective of this work is to establish an exact solution for the flow of second grade fluid in an annulus. The new
definition recently given by Caputo and Fabrizo for fractional derivative is used to define the governing equations of
stress dependent second grade fluid. This new definition having smooth and non singular kernel. The outer cylinder is
at rest but the flow is due to the rotation of inner cylinder about its axis which is due to time depended stress. To get
solution we used finite Hankel and Laplace transforms. We are interested to show the behaviour of different physical
parameters graphically of the results given in Eqs. (25) and (33) for exact solution of velocity and shear stress. To
explain physical aspects, we draw all the diagrams against r and for different values of time t . It is clear from Figs.
(1) and (2) that with the passage of time velocity and absolute shear stress increases. Fractional parameter η and
kinematic viscosity ν also have the same behaviour like time. Velocity and absolute shear stress are directly
proportional to η and ν which can be seen from Figs. (5), (6), (9) and (10). By increasing the value of f , velocity
decreases but stress is increases as shown in Figs. (3) and (4). Material constant α shows exactly opposite behaviour
to f . It can be seen in Figs. (7) and (8). It is noted that velocity of the second grade fluid decreases by decreasing
radius of inner cylinder but increases by increasing radius of outer cylinder as expected. The velocity of the fluid have
inverse relation with viscosity of the fluid as shown in Fig. (11).
For the authenticity of our results we make a very good comparison with existing result of M.Imran at. al [23] is given
by table , where as graphical comparison is available in Figs (12) and (13). In all figures we use SI units for material
constants roots nr are approximated by )]/[2(1)(2 22 RRn −− π .
4.2 CONCLUDING REMARKS
In this article we studied unsteady incompressible rotational flow of second grade fluid with Caputo-Fabrizio
fractional derivative. With the help of finite Hankel and Laplace transforms we get final solution.
We observe the following aspects :
• It is observed that the solutions obtained for second grade fluid with two different definitions of fractional
derivative given by Caputo and Caputo-Fabrizio are equivalent but our result with new definition is more
suitable which is clear from non singularity and smoothness of kernel and can be seen from consistency of
graphical results.
• It is found that velocity and absolute shear stress increases with the passage of time for this fluid model.
• The velocity and absolute shear stress are increasing functions of kinematic viscosity ν and fractional
parameter η .
• Material constant α is directly proportional to velocity function and inversely proportional to absolute
shear stress but coefficient f have exactly opposite behaviour.
• As long as fluid become more thick, the velocity of the fluid decreases as expected.
• For the authenticity of our results we recover well known solution of Newtonian fluid [23].
APPENDIX
2 12 2
0, 1, 1 2=0
2 21
2 2=0
(1 )1( ) ( , ) = ( )
1exp = 1,2,3,...
1 ! 1
ab a n
n b a b n ab n
ja
n n
jn n
rr G r t
r
r t r ta
r j r
αν α
ν
ν να α
−∞
− − − +
−
+− − −
− − × − + +
∑
∑ (A1)
221 11
1, 3,1
1 1
1 1( , ) = [( ) (1 ) ]
2
t tG t e t
µαα αµ
α α µ µ µ
−
− − − + + (A2)
163
Sadiq et al., 2018
11,0,1
1
( , ) =t
G t e
µαµ
α
−
− (A3)
0 0
( ) ( ) = ( ) ( ) = ( ) ( )t t
c t d t c t s d s ds c s d t s ds∗ − −∫ ∫ (A4)
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Figure 1: Velocity profile of (IFSGF) for different
values of t and fixed value for
1 20.3, 0.5, 0.003, 2, 0.2,R R fν η= = = = − = .
0.002, 972, 2.916α ρ µ= = =
Figure 2: Stress profile of (IFSGF) for different
values of t and fixed value for
1 20.3, 0.5, 0.003, 2, 0.2,R R fν η= = = = − = .
Figure 3: Velocity profile of (IFSGF) for different
values of f and fixed value for 1 0.3,R =
2 0.5, 0.003, 1, 0.2, 0.002,R tν η α= = = = = .
972, 2.916ρ µ= =
Figure 4: Stress profile of (IFSGF) for different
values of f and fixed value for 1 0.3,R =
2 0.5, 0.003, 0.5, 0.2, 0.002,R tν η α= = = = =
165
Sadiq et al., 2018
Figure 5 Velocity profile of (IFSGF) for different
values of η and fixed value for 1 20.3, 0.5,R R= =
0.0003, 2, 0.002, 972, 7,f tν α ρ= = − = = =. 2.916µ =
Figure 6: Stress profile of (IFSGF) for different
values of η and fixed value for 1 20.3, 0.5,R R= =
0.003, 1, 0.03, 200, 4, 40.916f tν α ρ µ= = − = = = =.
Figure 7: Velocity profile of (IFSGF) for different
values of α and fixed value for 1 20.3, 0.5,R R= =
0.003, 2, 0.33, 7, 400,f tν η ρ= = − = = = .
35.916µ =
Figure 8: Stress profile of (IFSGF) for different
values of α and fixed value for 1 20.3, 0.5,R R= =
0.003, 2, 0.2, 4, 972,f tν η ρ= = − = = =
2.916µ =
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J. Appl. Environ. Biol. Sci., 8(1): 157-168, 2018
Figure 9Velocity profile of (IFSGF) for different
values of ν and fixed value for 1 20.3, 0.5,R R= =
2, 0.4, 0.05, 6, 200,f tη α ρ= − = = = = .
32.916µ =
Figure 10: Stress profile of (IFSGF) for different
values of ν and fixed value for
1 20.3, 0.5, 2, 0.002, 0.5,R R f η α= = = − = =
10, 972, 32.916t ρ µ= = = .
Figure 11: Velocity profile of (IFSGF) for different
values of µ and fixed value for 1 20.3, 0.5,R R= =
0.003, 2, 0.2, 0.002, 972fν η α ρ= = − = = =
Figure 12: Comparision between velocity profiles of
(ISGF) with Caputo and Caputo –Fabrizio fractional
derivatives at different values of t and fixed value for
1 20.3, 0.5, 0.003, 2, 0.2,R R fν η= = = = − =
0.002, 972α ρ= =
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Figure 13: Comparision between Stress profiles of second
grade fluid with Caputo and Caputo –Fabrizio fractional
derivatives at different values of t and fixed value for
1 20.3, 0.5R R= =
, 0.003, 2, 0.2, 0.002, 972fν η α ρ= = − = = =
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J. Appl. Environ. Biol. Sci., 8(1): 169-174, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
a Corresponding Author: Sajjad Hussain Presently at Punjab Higher Education Department, Government Postgraduate College
Layyah, Pakistan. +923336468927997, Email: [email protected].
Partial Slip and Buoyancy Effects on MHD Flow Through Porous Medium
Adjacent to Porous Accelerated Sheet in Presence of Heat Radiation
Danial Habib1, M. Anwar Kamal2, Farooq Ahmad3, Sajjad Hussain4
1Department of Mathematics Virtual University Lahore, Pakistan
2Department of Mathematics, Prince Sattam Bin Abdulaziz University, Al Kharj, Saudi Arabia 3Department of Mathematics, Govt Islamia Civil Lines College, Lahore, Pakistan
4Department of Mathematics, Govt Postgraduate College, Layyah, Pakistan
Received: November 1, 2017
Accepted: December 25, 2017
ABSTRACT
A laminar viscous fluid flow being electrically conducting is considered owing to an accelerated sheet. The fluid flow
through a porous medium over a porous surface. The flow is assumed under the effect of applied magnetic field,
radiative heat source and slip conditions. The mathematical model involves the conversion of governing partial
differential equation in to ordinary differential form via similarity transform Physical nature of the problem in explored
by computing results for temperature and velocity field for wide ranges of influential parameters namely slip parameter
A, porosity parameter K, Magnetic field parameter M, Prandtl number , parameter of radiative heat and mixed
convection parameter . The result show close resemblance to the previous results. The radiation raises the
temperature and porosity increasing the flow speed
KEYWORDS: Slip conditions, Accelerated sheet, Differential form, Porous medium, magnetohydrodynamic flow.
1. INTRODUCTION
Various industrial processes such as glass fiber-production, hot-rolling, wire-drawing and manufacturing
films of plastics are some applications of flow and thermal transportation over surfaces being stretched. Sakiadis [1,
2] analyzed first time the approximation for boundary layer for the surface of stretching property. Then, Crane [3]
studied the flow problem in the arena of a sheet being stretched. Afterwards, authorss namely Gupta and Gupta [4],
Chen and Char [5], Dutta et al. [6], examined the work by inclusion of heat and mass transportation. Some other areas
concerned with such problems are addressed by sajjad et al [7], Xu and Liao [8], Hassan et al [9,10 ], Cortell [11],
and Hayat and Sajid [12].
The modern metal-working and metallurgical processes involve the study of magnetohydrodynamic flow of fluid that
is electrically conducting. Magnetic field finds its place where the metal are fused, electrical furnace and in producing
cooling inside a nuclear reactor. Kumaran et al. [13] reported, as a result of steeper streamlines, magnetic field can
make a thinne boundary layer. Pavlov [14] took in consideration the flow of fluid that can conduct electricity having
in boundary layer effects near an elastic plane which is stretching. Kasiviswanathan and Gandhi [15] found exact
solution for flow of a micropolar fluid between two, rotating, parallel disks. The flow for micro polar fluids due to a
rotating disk with magnetic field has been considered by Sajjad and Kamal [16]. Hakiem et al. [17] analyzed the effect
of Joule’s heating on the MHD flow of micro polar fluid past a plate geometry. Arthur and Seini [18] analyzed the
hydromagnetic flow because of a stretched sheet. Muondwe et al [19] made study of hydro magnetic flow over a
contracting sheet with in a porous property medium. Yonghua et al [20] presented numerical solution for convective
heat and mass transfer in power-law fluids along an infinite vertical plate with effects of porosity of medium.
Thiagarajan et al [21] considered MHD flow of a Casson fluid for sheet that was an permeable and exponentially
shrinking.
This article addresses the flow problem adjacent to a sheet that is beimg in stretching form. The flow is considered
through medium with pores and mixed heat transfer is added with radiation. This work an extension to the problem
presented by Daniel [22]. The results have been computed with a strength forward computational technique coded in
commercial software Mathematica.
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Habib et al., 2018
2. MATHEMATICAL ANALYSIS
The flow for a viscous fluid in the influences of magnetic field of strength B(x), radiative heat source of
strength is assumed over a surface in motion. The fluid is flowing through porous medium over permeable sheet.
The sheet lies in horizontal direction which in being streached with speed Uw = axm. The temperature at the sheet
surface is Tw = + where m, n, a and b are constants. T∞ is temperature in free stream. Fluid temperature is
denoted by T and velocity is V = V(u,v) .
The equation for conservation of mass, momentum and energy are respectively given below: +
= 0, (1)
+
= −
− ! ± #$ − , (2)
% + %
= & % + '(
, (3)
The boundary conditions:
= ) − *+ , = −*+, = . /0 1 = 0 ,
⟶ 0, ⟶ /0 1 → ∞, (4)
Where 56 stands for porosity, the coefficient for is thermal expansion is $, acceleration of gravity is #, *0 is the
suction/injection velocity, 9 is the kinematic viscosity , & is the thermal diffusivity of the fluid, is a constant, : is
the density, L is the slip constant.
By introducing the stream function where
; = 1< = , > = √@A;, and B = %C%D
%EC%D (5)
where u = F and v = − F
The Eq. (1) is identically satisfied, The Eq. (2) and Eq. (3) respectively yield below:
AGGG + HI6J AAGG + K AGJ + B = LAG + 5AG (6)
1 + B′′ + HI6J AB′ = A′B (7)
The boundary conditions preseted in relations (4) become as
A0 = O, A′(0) = 1- PA′′(0), B(0) = 1,
A′(∞) = 1, B(∞) = 0 (8)
where the non-dimensional parameters are namely suction/injection parameter S, magnetic parameter M, parameter
for mixed convection, porosity parameter K, parameter for radiation , Prandtl number and slip parameter
A.
3. RESULTS AND DISCUSSION
The resulting set of model equations namely Eq. (6) to Eq. (7) along with boundary conditions of Eq. (8)
form a system of nonlinear equations containing derivatives of higher order. There arise difficulties for any closed
form solution of these equations due to nonlinearity. For solution purpose the above mentioned equation are further
reduced to first order of derivatives as following:
A = A1, A′ = A2, A′′ = A3, A′′′ = A′3, B = A4 , B′ = A5 , B′′= A′5
The Eq. (6) and Eq. (7) respectively reduced to the following:
A′Q = L + 5AJ − KAJJ + HI6J A6AQ + AR, (9)
ASG = T(6IUV WAJAR − HI6
J A6AXY, (10)
Then the set of boundary conditions (8) are:
A60 = O, AJ0 = 1 − PAQ0, AR0 = 1, (11)
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J. Appl. Environ. Biol. Sci., 8(1): 169-174, 2018
AJ; = 1, AR; = 0,
The above first order system of ordinary differential equations namely Eq.(9) to Eq.(11) has been treated by numerical
technique called ND solve command of Mathematica. Extensive computational effort is continued to get results for
flow speed and heat function for reasonable ranges of the parameters that have influence. Representative results are
shown in graphs.
Figure 1 presents the effect of porosity of medium on velocityAG;. The porosity parameter K is reciprocal to
porosity property of the medium. The smaller values of K indicates larger porosity. Thus the velocity is larger for
large porosity. Figure 2 elaborates the velocity pattern under the effect of slip parameter A. The flow speed in
horizontal direction denoted by AG; is maximum at sheet and becomes zero in the free stream region. Moreover,
the curve of AG; steeps down with increases in A (A< 0). Figure 3 depicts the impact of mixed convection parameter
( > 0). The flow speed of AG; increases with increasing the values of . It is because > 0 shows the buoyancy
aiding effect to the flow. The increases in magnetic field strength causes increase in Lorentz force that opposes the
flow and thus higher values of, M shows reduction in flow speed AG; as depicted in figure 4. Increase in the value
of injection parameter S (S< 0) causes decrease and radiation parameter shows increase in temperature function
B; as demonstrated in figure 5 and figure 6. The increase in causes reduction in temperature field B; as
illustrated in figure 7. Figure 8 and figure 9 respectively show the heat function B; decreases with increases in the
values of heat function for increase in n, m respectively.
Fig. 1: Graph of [′\ under the effect of 5
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Habib et al., 2018
Fig. 2: Graph of [′\ under the effect of P
Fig. 3: Graph of [′\ under the effect of
Fig. 4: Graph of [′\ under the effect of L
Fig. 5: Graph of ]\ under the effect of O
Fig. 6: Graph of ]\ under the effect of
Fig. 7: Graph of ]\ under the effect of
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J. Appl. Environ. Biol. Sci., 8(1): 169-174, 2018
Fig. 8: Graph of ]\ under the effect of
Fig. 9: Graph of ]\ under the effect of K
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[1] B.C. Sakiadis, Boundary layer behavior on continuous solid surface: I. Boundary layer equations for two
dimensional and axisymmetric flow. AIChE Journal, vol. 7, no. 1, pp. 26–28, 1961.
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dimensional and axisymmetric flow,”AIChE Journal, vol. 7, no. 1, pp. 221–225, 1961.
[3] L. J. Crane, “Flow past a stretching plate,” Zeitschrift fur Ange- ¨ wandte Mathematik und Physik, vol. 21, no.
4, pp. 645–647, 1970.
[4] P. S. Gupta and A. S. Gupta, “Heat and mass transfer on a stretching sheet with suction or blowing,” The
Canadian Journal of Chemical Engineering, vol. 55, no. 6, pp. 744–746, 1977.
[5] C. K. Chen and M. I. Char, “Heat transfer of a continuous, stretching surface with suction or blowing,” Journal
of Mathematical Analysis and Applications, vol. 135, no. 2, pp. 568–580, 1988.
[6] B. K. Dutta, P. Roy, and A. S. Gupta, “Temperature field in flow over a stretching sheet with uniform heat flux,”
International Communications in Heat and Mass Transfer, vol. 12, no. 1, pp. 89–94, 1985.
[7] H. Sajjad, Muhammad, A. K. and S. Muhammad, Hydromagnetic Flow of Micropolar Fluid between two
Horizontal Plates, both the Plates being Stretching Sheets. World Applied Sciences Journal. Vol.28, pp. 1888-
1895. (3):20-34, (2013)
[8] H. Xu and S. J. Liao, “Series solutions of unsteady magnetohydrodynamic flows of non-Newtonian fluids
caused by an impulsively stretching plate,” Journal of Non-Newtonian Fluid Mechanics, vol. 129, no. 1, pp. 46–
55, 2005.
[9] W. Hassan, M. Amna. K. Shamila, F. Ahmad and H. Sajjad, MHD Mixed convective Slip flow and heat transfer
of Casson fluids over an Inclined porous plate with Radiation. J. Appl. Environ. Biol. Sci., 7(6)135-142, 2017.
[10] W. Hassan, N. Tariq, N. Rabia, A. Farooq, K. Shamila and H. Sajjad, Radiation effects and Chemical reaction on
Boundary Layer Flow of Electrically Conducting Casson Fluids owing to Porous Shrinking Sheet. J. Appl.
Environ. Biol. Sci., 7(5)117-125, 2017
[11] R. Cortell, “Flow and heat transfer of a fluid through a porous medium over a stretching surface with internal
heat generation/absorption and suction/blowing,” Fluid Dynamics Research, vol. 37, no. 4, pp. 231–245, 2005.
[12] T. Hayat and M. Sajid, “Analytic solution for axisymmetric flow and heat transfer of a second grade fluid past
a stretching sheet,” International Journal of Heat and Mass Transfer, vol. 50, no. 1-2, pp. 75–84, 2007.
[13]. V. Kumaran, A. Banerjee, Vanav Kumar, A. K Vajravelu. MHD flow past a stretching permeable sheet,Appl.
Math.Comput., 210, pp. 26–32, 2004.
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[14]. K. B. Pavlov, Magnetohydrodynamic flow of an incompressible viscous fluid caused by deformation of a
surface, Magnitnaya Gidrodinamika, vol. 4, pp. 146-147, 1974.
[15]. S. R Kasiviswanathan, and M. V. Gandhi, A class of exact solutions for magnetohydrodynamic flow of a
micropolar fluid, Int. J. Eng. Sci., 30(4), pp. 409-417, 1992.
[16]. H. Sajjad and M. A. Kamal. Magnetohydrodynamic boundary layer micropolar fluid flow over a rotating disk,
International Journal of Computational and Applied Mathematics, 7(3), pp. 301-13, 2002.
[17]. M. A. El-Hakiem, A. A Mohammadein , S.M.M.El-Kabeir, and R. S. R Gorla, Joule heating effects on
magnetohydrodynamic free convection flow of a micropolar fluid, Int. Commun. Heat Mass Transfer, Vol. 26,
pp. 219—227, 1999.
[18]. E. M. Arthur, I. Y. Seini. Hydromagnetic stagnation point flow over a porous stretching surface in the presence
of radiation and viscous dissipation. Applied and Computational Mathematics 3(5): 191-196, (2014).
[19] Muondwe Samuel, Mathew Kinyanjui, David Theuri, Kangethe Giterere. Investigation of MHD Flow stokes
Problem past A Porous Contracting Surfacewith Heat Transfer. International Journal of Pure and Applied
Mathematics Volume 99 No. 4 2015, 385-398, 2015.
[20] Yonghua Cao and Xiaomin Cui. natural convection of power law fluids in porous media with variable thermal
and mass diffusivity., 2015
international journal of heat and technology vol.33, no.2, 2015.pp. 85-90.
[21] M.Thiagarajan, K. Senthilkumar. DTM-Pade Approximants of MHD Boundary-Layer Flow of a Casson Fluid
over a Shrinking Sheet. United States of America Research Journal (USARJ) 1 Vol. 1, No. 1, 2013.pp.1-7, 2013
[22] Y S Daniel, MHD Laminar Flows and Heat Transfer Adjacent to Permeable Stretching Sheets with Partial Slip
Condition, Columbia International Publishing Journal of Advanced Mechanical Engineering Vol. 4 No. 1 pp.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
Corresponding Author: Muhammad Nisar, Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan. Email: [email protected]
Effects of Disabled Children on Their Families
(A Case Study of District Charsadda)
Muhammad Nisar*1, Dilkash Sapna1, Anas Baryal1, Saima Gul1, Zia Ur Rahman2
Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan1
Department of Computer Science, Bacha Khan University, Charsadda, KP, Pakistan2
Received: September 20, 2017
Accepted: December 11, 2017
ABSTRACT
In this study, we examined and analyzed the effects of disabled children on their families. Thirty respondents from District Charsadda, Pakistan (half were male and half were females) who had disabled children, were
interviewed. Purposive sampling was used as method for the selection of the respondents. Qualitative analysis of their interviews was performed. The findings showed that disabled children greatly effected their families. The major impact of them was that of economic. Overall, the effects were more sever where the respondents were more poor. Male members of the families were more suffered economically than female as economic responsibilities are of the male members. However, health of the female respondents was more effected than male as the caring and rearing of the disabled are the responsibilities of females. The marriages of male were more effected than females. Employment of the females were more effected than males. Government and the charitable trusts should provide medical and financial assistance to the disabled and their families in order to
lessen the burden of them. KEYWORDS: Effect, Children, Disabled Children, Family, Charsadda.
1. INTRODUCTION
Disability means the difficulty faced by a person while performing those tasks which other people take for granted. (Dombeck, 2002) or the inability of performing an activity by a person that is considered as normal for
a human being (World Health Organization, 1996). Waqar (214) found that 15 percent of the world’s population is disabled, of which 93 million are children. In Pakistan people with disability are 5.035 million with annual growth rate of 2.65percent. The percentage of disabled children in Pakistan are 43.4 of total people with disability; of which 41.6percent are female and 58.4percent are male. Disable children can effect family’s
finance, employment and health in shape of direct and indirect cost. Direct cost includes medical care like medicines and therapies and indirect cost include means expenses on transportations, education, caregiving etc (Staline & Allin, 2012).
2. REVIEW OF LITERATURE
Leonard et al., (1992) stated that the parents of disabled children spent extra time in care of these children and also lost their employment. Both medical and non-medical activities require for the care of these disabled children. Due to medical complications, the day care centers may also reject these children or may be expensive.
Due to these factors the mothers may lost their jobs or curtail the duty hours. Doe (1995) found that the disabled parents often have economic impact. These parents have often additional expenses connected with their disability like transportation, medicines or housing modifications. They also require extra expenses for caring of their children. For instance, for adults there are par transit systems or other
alternative system available for their movement, but many of these par transit system does not allow the children of these disabled parents with them to go to school, or doctor clinic. Meyers et al., (1998) concluded from their study in California that caring for a disabled child may impose direct costs on family for medical care, transportation, parental labor-market activity, and other health care needs.
Among families who did incur special costs, expenditures averaged $132 overall, and $155 to $163 for those with more than one ill or impaired child. If a child requires exceptional level of care from parent, the parent might reduce hours of work or leave the job to meet the child’s need. Families caring for disabled children are likely to experience more material hardship and economic insecurity.
Burchardt & Metts (2000) concluded from their study in Washington that expenditures of disabled person which effected the households are often composed of medical costs, be they one time like wheel chairs and crutches or recurrent monthly dosages or therapies. If the illness persists, there is the addition of one more dependent
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member in the family who consume the resources of the other earner. In case of the death of working member in
the house may increase the ratio of dependent members to the earner. White's (2001) concluded from their study that in India, for labors associated with agriculture it is very difficult to fulfill the costs of disabled person. They fall in huge debts unlike those families who own lands and have more insurance options for their security to maintain their elite status. For example, 62percent of the households
with more than a half-acre had to sell majority of their land within three years if they have disabled person. Also, the findings of Gathwala & Gupta (2004) showed that 60percent of families in India were severely burdened in relation to the physical health of other family member. While another 20percent have postponed their activities due to unavailability of financial resources.
Kandamuthan & Kandamuthan (2004) conducted a study in south India to examine the influence of disability on the economic functioning of the family and income expenditure pattern. About 300 families with normal children and 300 with abnormal children have participated in the study. The results showed that average expenditure of the families with a disabled child was 254 dollars per annum as compared to the 181
dollars per annum of a family with normal children. Further 90percent were deprived from the basic education and medical facilities and 21percent disabled children’s mothers were unemployed as compared to 12percent of that of normal children. Lee et al., (2004) examined in Washington the prevalence of disabilities among mothers and children, and
analyzed how these disabilities influence mothers’ work participation. It has been found that the disabilities of both mothers and children were more prevalent in low income population as compared high income population. Further the ration was higher in single mother families than married ones. Also both single mothers and married mothers with disability face more economic challenges and hindrances to workforce participation.
Analyzing data from the 1980 Medical Care Utilization and Expenditure Study, Newacheck and McManus (1988) reported that on average disabled children use more health facilities than non-disabled children. They examined that in Europe, families with disabled children are more unstable. Further, these families decline their fertility ratio, have more traditional gender roles, frequently suffer economically, and have unstable health conditions as well as lower well-being as compared to sound families. Lawal et al., (2014) studied in North West Nigeria the parents of children with neurological deficits. The finding shows financial burden of parenting children with neurological disabilities negatively effects the socio-economic status of families. Poor socio-economic status played an in-evitable role in the lives of the parents.
The parents were supposed to meet the responsibilities of their disabled children and hence cut off from normal social lives
3. METHODOLOGY
Purposive sampling was used to select respondents with disabled children from District Charsadda, Pakistan. Respondents aged between 20 and above who belonged to the socio-cultural profile of Pakistan and who had disabled children were the inclusion criteria for this study. Respondents were identified from a school for special children. Potential target respondents were approached and oral consent were obtained from them for the participation in the study because most of the respondents were illiterate. This study contains the stories of thirty respondents, aged 22 to 62 years, who had disabled children and greatly effected their lives. All respondents were asked one question, to tell what were the effects of those disabled
children on their families. Additional questions were asked if the researchers felt that some relevant information were not given or some aspect of the study were not fully addressed. Each interview took approximately one hour. Keeping the cultural and religious context, male respondents were interviewed by male researcher and female respondents by female researcher. During interviews notes were taken by the researchers and all the
interviews recorded digitally for cross verification (Audio recording of the females because of the cultural restrictions). Transcribed written stories about each respondent were read and verified and the correctness of transcripts made from audio recordings was checked by the researchers. Content analysis were then performed. All the interviews of the respondents were analyzed using established methods for qualitative content analysis.
Name of the Respondents were Ayesha, Nabela, Fatima, Nazia, Jalwa, Ranigul, Madiha, Yasmeen, Farah, Nazish, Shela, Zainab, Wajeeha, M. Salman and Hamad Ali. Their ages were round about 35 years up to 65 years. Most of the respondents were female and two respondents were male. Majority of the respondents’ occupations were household. Nazia was a school servant and her monthly income was Rs.3000/- and Zainab,
Wajeeha were house servant and their monthly income were Rs.2000/- and Rs.5000/- respectively. M. Salman was a laborer and his monthly income was Rs.9000/- and Hamad Ali was retired from Govt service and was getting pension from Government and his monthly income was Rs. 40,000/-. Nabila had three disabled children two were mentally retarded and one was hearing impairment and Hamad Ali had three disable children, two
were Hearing impairment and one mentally retarded. Jalwa had two mentally retarded disable children, Ranigul had two hearing impairment disable children. Yasmeen had two hearing impairment disable children. Zainab
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had one disabled child. Majority of the Respondents had only one disabled child, some of them had physical
disability, hearing impairment, some were mentally retarded and other had visual disability.
3.1 ECONOMIC EFFECTS OF DISABLED CHILDREN
Most of the people in Pakistan are living below the poverty line. Poverty is the main cause of many social
problems. The disabled children greatly effect their families. They are considered an economic burden because of the poor status of their families. Majority of the respondents were of the view that disabled children are burden on their economy, especially when the disability is of serious nature. Most of them live from hand to mouth. There are heavy expenses on their treatment which they cannot afford. As the disabled children require
regular medical treatment for which huge amount of money is needed. For the treatment, we usually lend money and loans from other people and then it is very difficult to refund those loans as again we have to go for treatment and also other needs of the house have to fulfill. They cannot educate their disabled as well as other normal children because school fees are high. They cannot complete their wishes, they have other children to
support them, and they can afford nothing. One respondent who had three disabled children replied while tears in his eyes that,
“dwi khu zu char ta kenawalam”
“I am out of money due to them”
It shows the wariness of those parents who have disabled children and are poor. When they were asked about the government support regarding this matter, they said that government is not interested in to solve this problem. There are no hospitals for special children. Government do not provide financial support to us. One respondent said that
“waly Pakistan k hum Government shta su” “Is there any Government in Pakistan”
This shows the level of dissatisfaction among people regarding government machinery. One female was of the view that
“hukumat khu bs da maldaru dy nu mung ghareb khalak u, pa mung sok sa kai”
“the government is only for the rich people. We, the poor are just creatures who have no worth.”
3.2 EFFECT ON FAMILIES HEALTH
Regarding the effects of the disabled children on other family members most of the respondents were of the opinion that due to these disabled children our health is being effected. The disabled children cannot care of their own and their family members have to take care of them. Most of the respondents told that they are always worried due to which they became mentally ill; also, most of them had psychological problems. Those family
members were more effected who were involved in the caring and rearing of these children. These effects were becoming intensified as the illness and disability of the children became serious. One respondents replied that “my daughter cannot move and I have to move her from one place to another. I had operated twice because of
this I got a back injury”
Some of the respondents replied that they have to take care of them all the time irrespective that either we are tired and required rest or not. They further said that as they spend a lot of money on their disabled children so we don’t have enough money left to buy medicines and balance diet for us. Majority of them said that we do not eat fruits and meat for months. One of the respondents said
“khpal zan rana heer dy khu bus da dwi gham okhwaru”
“we do not think of ourselves and our needs but all the time we think about their needs, this make us restless
and worried”
3.3 EFFECTS ON EDUCATION
Education plays a vital role in the development of a nation. In the study area if on one side the disabled children are not able to get education; on the other side the education of other family members is also being effected either due to the financial reasons, due to the care of the disabled children or both of these. Most of the people of
the study area are poor who cannot afford both the treatment and care of the disabled children as well as the educational expenses of other family members. When asked that why the females are not going to schools, most of the respondents told that for the care and for the work of house the girl should stay in the house because we cannot afford to arrange servants. One
respondent told that “mung khwarak la sa na munu nu, tu la da talim khabarey kay”
“we don’t have enough money for food, and you are talk about the education”
This shows that how much these people are poor and are living in miserable condition.
Female were not getting education because of the caring and rearing of the disabled brothers and sisters. On the other hand, when inquired about the status of male education, we came to know that the ratio of male education was also low because they have to earn money for their family. They were bread owners of their homes. The
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treatment of the disabled required money due to which the young children indulge in the workforce and hence
their education was effected by their disabled siblings. When asked from a child who left education because of his two disabled sisters he replied
“che zu school ta zama nu mung la ba pesy sok gati”
“if I go to school then who will earn money for us”
3.4 EFFECTS ON EMPLOYMENT
Disabled persons have also great impact on the employment of other family members. It is usually indulging male members earlier into the labor force market for earning money for their families. Some respondents said
that they have started second job. One person replied that “da elaj ao kor kharchy baghair da dwem job na na pura kegi”
“expenses of treatment and household are not fulfilled without second job” Most of the females’ jobs have been negatively effected by these disabled children. They usually left the jobs
because they cannot afford to manage both the caring of their children as well as to fulfill the duty’s requirements. One female said
“da mazura mashum pa kor k yawazy na sham prekhudy”
“I cannot leave this disabled child alone at home”
One other female told that “It is very troublesome situation that on one side you don’t have money in the pocket to fulfill your needs and on
the other hand you cannot go out for work because of the disabled children”.
The ratio of lefting jobs is higher among the females as compared to males and especially at that stage when the
disabled child is growing up.
3.5 EFFECT ON MARRIES
Findings related to this theme, most of the respondents told that marriages of the other family members are effected due to these disabled children. People reported that disability had been responsible for the delayed marriage of one of the other members of their family. It is especially in cases of male children instead of females. The parents were of the view that as they have one or more person with disability at home, and we cannot afford servants for taking care of them so in these situations no one is ready to marry their daughter with
their son. One female said “zu lewanae khu na yam che khpala lor oor ta ghurzum”
“I am not mad that I myself throw my daughter into the fire” It means that marrying daughters to someone in a home in which there are disabled children is considered a hell
in this society. That’s why people don’t want marry their daughters. One other respondent said
“zama lor tol umar da boj na shi wray” “my daughter cannot bearand care these disabled children for whole life”
This shows the estrangement of people from the disabled children and their families. Even due to one or two disabled children people don’t want to make relationship with the normal people and at the end the normal persons suffer.
4. CONCLUSIONS
It is concluded from the above discussion that disability is considered as an economic burden by most of the respondents due to the excessive cost associated with their treatment and health care services. However, the
study also showed an understanding of the real essence of the problems that majority of the respondents are facing problems just because of having some disable children in their families. We found that most of the respondents are weak economically and therefore the extra healthcare costs of their disabled family members put an extra burden over their income and that’s the only reason behind considering them a burden over their
lives. Furthermore, the disabled children have some impact over the lives of the other family members, like they can effect the working schedule of their parents and the educational opportunities of their siblings because the cost that is required for their treatment could also be used for the educational purpose of their other normal siblings.
The essence of the study showed an understanding of the real essence of the problems that majority of the respondents are suffering just because of having some disable people in their families. It was found that disabled children greatly effect their families. Majority of the problems aroused because of the poverty of the respondents. Most heinous problem was that of poverty which further creating other problems. The government
and the charity trust should come to the front to help these effected families. They should provide medical facilities to the disabled children free of cost and arrange monthly stipend for them in order to give relief to their families.
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5. RECOMENDATIONS
These special children should be provided free educational facilities according to their requirements. The disabilities of these special children should be treated free of cost. Re-habilitation measures should be adopted for these special children, in order to make a useful and
effective part of the society. Along with special education, these special children should be imparted different skills according to
their needs, interest and feasibilities. Regular stipend and other support may be provided to these special children, even if they are at their
home.
REFERENCES
[1] Burchardt, T. (2000). The dynamics of being disabled. Center for analysis of social exclusion, London School of Economics.
[2] Dombeck, M., (2002) introduction To Disabilities. https://www.mentalhelp.net/articles/ introduction-to-disabilities.
[3] Doe, T. 1(995). Personal Assistance Services and Policy Barriers for Parents with Disabilities. Through the Looking Glass, Berkeley, CA. Technical Report, NIDRR Research and Training Center on Families of Adults with Disabilities Grant No. H133B30076.
[4] Erb, S., & Harriss-White, B. (2001, September 11 & 12). The Economic Impact and Developmental
Implications of Disability and Incapacity in Adulthood - A Village Study From South India. Paper Presented at The Welfare, Demography and Development Conference, Downing College, Cambridge.
[5] Fish, C, M. Parenting Children with Disabilities. This handout is adapted from Marion C. Fish (1990).
Best practices in family-school relationships. In A. Thomas & J. Grimes (Eds.), Best Practices in School Psychology II. Washington, DC: National Association of School Psychologists; and Marion C.
Fish (2002). Best Practices in School Psychology IV. Bethesda, MD: National Association of School
Psychologists.© 2004 National Association of School Psychologists, 4340 East West Highway, Suite 402, Bethesda, MD 20814—(301) 657-0270., City University of New York.
[6] Gathwala G, Gupta S (2004). Family Burden In Mentally Handicapped Children. Indian Journal of Community Medicine. 29(4):188-189.
[7] Kandamuthan M, Kandamuthan. S (2004). The Economic Burden of Disabled Children on Families in Kerala in South India: Centre for Development Studies Discussion, p.91.
[8] Lawal, H., Anyebe, E.E., Obiako O.R., Garba S.N. (2014). Socio-Economic Challenges of Parents of Children with Neurological Disorders; A Hospital- Based Study in North West Nigeria, International Journal of Nursing and Midwifery, vol.6(4), pp.58-66. DOI:10.5897/IJNM2014.0122
[9] Lee, S., Gi-Taik, O., Heidi, H., Barbara, G.(2004).’ The Impact of Disabilities on Mothers’ Work Participation’: Examining Differences between Single and Married Mothers Institute for Women’s Policy Research Washington, DC.
[10] Leonard, B., J.D. Brust, and J.J. Sapienza. (1992). "Financial and Time Costs to Parents of Severely Disabled Children," Public Health Reports, 107:302-312.
[11] Meyers, M., Lukemeyers, A., and Smeeding, T. (1998) The Cost Of Caring: Childhood Disability and Poor Families. Social Service Review, 1998; 72(2): 209-223. DOI: 10.1086/515751
[12] Newacheck, P. & M. McManus. (1988). "Financing Health Care for Disabled Children," Pediatrics, 81:385-94 DOI: 10.1111/1468-0009.t01-1-00005
[13] Staline, M. & Allin, S. (2012). The Economic Costs of Childhood Disability; Journal Issue: Children with Disabilities, Volume 22 Number 1.
[14] WHO. (1996). The World Health Report 1996: Fighting Disease, Fostering Development, World Health Organization, Geneva.
[15] Waqar, K. (2014), Disability: Situation in Pakistan, Right to Education Pakistan, Article 25A. Aga Khan University.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
Corresponding Author: Muhammad Nisar, Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan. email: [email protected]
People’s Perceptıon Regardıng Jırga ın Pakhtun Socıety
Muhammad Nisar*1, Anas Baryal1, Dilkash Sapna1, Zia Ur Rahman2
Department of Sociology and Gender Studies, Bacha Khan University, Charsadda, KP, Pakistan1
Department of Computer Science, Bacha Khan University, Charsadda, KP, Pakistan2
Received: September 21, 2017
Accepted: December 11, 2017
ABSTRACT
“This paper examines the institution of Jirga, and to assess the perceptions of the people regarding Jirga in
District Malakand Khyber Pakhtunkhwa. A sample of 12 respondents was taken through convenience sampling
method. In-depth interview was used as a tool for the collection of data from the respondents. The results show
that Jirga is deep rooted in Pashtun society. People cannot go to courts for the solution of every problem and put
their issues before Jirga. Jirga in these days is not a free institution and cannot enjoy its power as it used to be in
the past. The majorities of Jirgaees (Jirga members) are illiterate, cannot probe the cases well, cannot enjoy their
free status as well as take bribes and give their decisions in favour of wealthy or influential party. The decisions
of Jirgas are not fully based on justice, as in many cases it violates the human rights. Most disadvantageous
people like women and minorities are not given representation in Jirga. The modern days legal justice system or
courts are exerting pressure on Jirga and declare it as illegal. Despite all its weaknesses the Pashtuns like Jirga
as it is deep rooted in their culture. If the Jirga enjoys its free status and the Jirga members become educated and
aware the human rights as well as give representation to women and minorities, it will provide quick justice to
the people.”
KEYWORDS: Jirga, Jirgaees, Pashtuns, Disputes, Human Rights.
1. INTRODUCTION
“
Conflicts are found in every society since its inception. The basis of which is mainly money, power, land and
ideology which are scarce resources. But the societies have also developed a proper mechanism for the solution
of these disputes which are deeply rooted in the culture of that society. For instance Panchayat in India (Baxi
and Gallanter 1979; Moore 1985), Mediation Committees in China (Li 1978; Clark 1989), and Jirga in
Afghanistan (Carter and Connor1989; Elphinstone 1992; Olesen 1995; Gletzer 1998); these are different
mechanisms through which conflicts are solved and are different from Western World (Reichel 1998). It is
difficult to trace the exact origin of Jirga. It is as old as Pashtun society (Faqir & Atta, n.d.).Jirga is a Pashtu
word which means circle (Gankoski and Malik, 2006) or gathering of people or consultation (Pashto Descriptive
Dictionary, 1978). Rafi (2002) defined Jirga as the historical institution where Afghans gather and solve their
social, cultural, economic or even religious conflicts by making authoritative decisions. Warda (2002) said that
Jirga reflected a balance between modern legal laws, Islam and Afghan tribal traditions. The legal system is time
consuming, and also there is corruption. That’s why most of the Afghan avoid to go to the courts for conflict
resolution and try to resolve their disputes through Jirga.”
1.1. TYPES OF JIRGA
a. Koranay or Shakhsi Jirga:
In this Jirga the cases between the individuals or families are dealt with. Both the parties select the Jirga
members on mutual consent (Faqir & Atta, n.d.).
b. Olasi or Qami Jirga:
In this Jirga the case of collective importance of community or tribe are discussed. Settling disputes with tribes,
community share in forest, distribution of irrigation water etc are put before this Jirga (Ibid).
c. Sarkari (State-controlled) Jirga:
Sarkari Jirga is under the control of government. Ali (2003) Sarkari Jirga as a Council of three or more persons
whether official or otherwise convened by the Deputey Commissioner and presided over by a magistrate
invested with powers under section 30 of the Code of Criminal Procedure 1898.
d. Loya Jirga - Grand National Assembly
“Loya Jirga is a Pashto phrase that consists of two words – ‘loya’ which means 'grand', and ‘Jirga’ which
means gathering, or 'assembly'. Loya Jirga in Afghan political culture means a ‘grand assembly' of Afghan
tribal leaders, elders and others who gather, in order to discuss vital national issues and make collective
decisions (Wardak, 1998).According to Shah & Tariq ( 2013), after 14 august 1947, legal system of pakistan
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was similar to the old British legal system because there was only one legal system in the sub-continent. The old
British legal system was designed to anglicize the people of sub-continent and creation of English legal culture
Change in the culture of the people is a time consuming and tiring process that’s why the British legal system
were facing difficulties and hence needed reforms. Before and after the independence of Pakistan, Arbitration,
Jirga and panchayat systems were also working as legal system in the country. British government in the sub-
continent was also helping these Jirga and panchayat systems for their own interests. Feudal lords and Waderas
were using people for their own interests and if any one complain against them, were punished. The Panchyat,
Khans, Maliks, Lnadlords and Jirga power is only used to suppress the poor people. These influential and rich
people take decisions and impose them on the poor ones. No one is allowed to interfere in their decisions. In this
type of environment, the powerful and rich people become more powerful and richer while the poor ones
become more weaker and poorer. Panchayats and Jirgas are presided by the feudal lords who themselves sit in
the parliament that is why they are against the legislation to control these tribal institutions. Feudal lords will
lose the control over these tribal institution if they make legislation against them, which is against their interest.
Jirga resolves the cases quickly because the judiciary is too much time consuming (Ahmad, 2010), and it gives
justice to all people irrespective of their social status, influence and wealth (Beg, 2000), but now a days the Jirga
members are taking money in the form of bribe or as fee from the parties, the amount of which varies from case
to case (Islam, 2010). Because of the drawbacks of Pakistani judicial system, the people of the far-flung areas
have not access to quick justice. The courts are over burdened due to which people contact Jirga. In cities, the
mafias have also adopted this system. When the people contact these mafia leaders, they resolve the disputes
quickly because they have contact with the police and solve the problem by taking their own shares (Rehman,
2002).
“Pakistan adopted the colonial legal system after the independence. It was an expensive and time consuming
system and creating too many problems for the people and hence reforms were needed. Meanwhile, Jirga,
arbitration and panchayat systems were prevailing as parallel justice systems in different parts of the country.
The tribal elders usually control the Jirga. People contact the panchayat or Jirga for the solution of their
problems, but when the panchayat or Jirga take evidence, interrogate, give verdicts and impose inhuman and
cruel punishments, then the problem arises (Shah & Tariq, 2013); the ruling class is responsible for the
persistence of Jirga and panchayat system (Manto, 2004), in Pakistan the judiciary is already overburdened
that’s why the people use the forum of panchayat and Jirga for justice (Bellamy, 2008).There are two types of
Jirgas: the one which exists in tribal areas, the decisions of which are challengeable in the court and second is
the panchayat held by feudal lords having absolute powers and which was strengthened by the British
Government for its own motives. The feudal lords control the process of Jirga as they are influential people. The
poor and women have no access to justice and only these influential people are benefited from this. Also for the
authority in their area some parliamentarians support this system (Manto, 2004).
“For the persistence of such kind of system in Pakistan is strong feudal system. Most of the politicians belong to
feudal class who do not want to abolish it; also the administration is playing its role (SDPI, 2008). Women are
mostly affected from its decisions because females are the excluded part of the society. For the settlement of
disputes women and even minor girls are used (Singh, 2009).
The decision of Jirga is implemented through surety of moveable and immovable property. There is no formal
way for the imposition of its decisions. That party who violate the verdict of Jirga may lose their surety and
which may be confiscated by Jirga” (Wazir, 2010).
2. MATERIALS AND METHODS
“The study was conducted in union council Sakhakot Jadid of Tehsil Dargain, District Malakand Khyber
Pakhtunkhwa, Pakistan which was selected purposively for this study. Three villages i.e. Khadu, Mayar and
Kharki Dherai were selected randomly. A sample of 12 people was taken through purposive sampling method.
All the respondents were educated because the exposure of the respondents and knowledge of the court system
and human rights was necessary in order to get right response from them. All of the respondents were males
because of the cultural constraints and parda system it is not possible to interview females directly. Further, as
the males have more direct experience with Jirga that is why only males were preferred. Fake names were
assigned to the respondents for the sake of confidentiality and for the collection of accurate data. The names of
the respondents were; Ahmad, Ali, Arshad, Sajjad, Majid, Zaman, Javid, Adil, Sabir, Amjad, Ahsan, and Munir.
In-depth interview was used as method for data collection. Each interview took 30-35 minutes. The data was
analyzed thematically.”
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3. RESULTS AND DISCUSSIONS
“All of the respondents were of the opinion that now a days Jirga is not a free institution like it was in the past.
The decisions of Jirga are influenced mainly by the influential people. Further Ahmad, Ali and Zaman added
that the government declared the Jirga as illegal institution and is not accepting its decisions. Sajjad, Majid,
Munir and Adil also said that the wicked people of the society have strong influence on it and mould its
decisions in their favour. All of the respondents except Sabir, Amjad and Ahsan said that it is true that nowadays
majority of the Jirga members take bribes from the culprit parties and then give their decision in favour of those
parties. They said that the bribes have many shapes e.g cash money, gifts or other sort of activities which may
be fulfilled by the party or parties in order to take decision on their behalf. Munir further added that the Jirga
members take money from him and the plea of Jirgaees (Jirga members) was that that they had left their
activities and come here for solution of your dispute.”
“Regarding the nature, knowledge and experience of the Jirgaees (Jirga members) regarding the issues, there
were contradictory opinions. Ahmad, Ali and Arshad said that the Jirga members these days are not as much
experienced as in the past. Sajjad, Majid and Zaman were of the view that now adays Jirga members are wicked
and they impose their decisions on the parties. They do not probe the matters and also do not listen to the
grievances of the parties, but come with pre planned mind set.
All of the respondents said that the Jirga in the past decided the cases or disputes quickly but not these days. In
the past the Jirga members were experienced and were no personal gains from Jirga that’s why the Jirga decided
the matters quickly. But now unfortunately the Jirga members are not that much experienced that’s why they
cannot decide the cases. Muir further added that one reason is that probably the past society was not so much
complicated as well as not populated as the present days. In past the people were simple and their problems
were not complex so the Jirga decided the disputes quickly. Ahsan and Arshad also added that one reason is that
in the past there was no other system for conflict resolution to which people might go for the solution of their
problems like modern days judicial system. Now a days jirgs members do not solve the problem quickly and the
disputed parties should have to arrange grand feasts for the Jirga members which is quite difficult for the poor
party as the number of Jirga members are usually large.”
“All of the respondents were of the view that the Jirga has promoted inhuman traditions in Pakhtun society.
Mostly the Jirga members are usually illiterate. They do not know about the law of the country, and usually give
certain decisions against the laws. As a result the government intervenes and do not accept those decisions.
Ahsan, Zaman and Ali further added that dire to the illiteracy the Jirga members promoted the ill human
practices of Swara, expulsion of the culprits from the area etc. Amjad further raised the point that in Jirga there
is representation of the women. All the decisions about women are taking without their consent and presence.
They are not present in the proceeding of the Jirga, although they are representing half of the population. All of
the respondents were of the opinion that the Jirga is the representation of the whole community e.g it has no
representation of minorities, women or children. All these people are excluded from participating in and
influencing the decisions of the Jirga.”
“Munir stated that women are not directly involved in the Jirga process. They can be represented by entrusting a
male member to advocate for them. It is because the male members are not encouraging their participation; as
the Jirga is purely a male institution and in case of women she can nominate a male who can represent her in
Jirga and can talk on behalf of her. Ahmad further added that as the women are now educated and have equal
access to all of the State’s institutions, that’s why they should be given representation in Jirga to pursue their
cases and also be the part of the decision making process. Javid said that as the Jirga is a Pashtun institution, so
the Jirgaees are also Pashtun. Those people who are non Pashtuns, there is no representation given to them. If
these people have disputes with local people, the decision is taken by the Pashtun Jirgees, which may be based
on biasness. The Jirga members usually give decision in favour of Pashtun where the code of justice may be
violated.”
“All of the respondents were not fully satisfied with the decisions of present Jirga. Ahmad and Sajjad said that
because Jirga is not completely free, its decisions are moulded by the influential people in their favour. Majid
said that the political leaders and MNAs and MPAs have strong influence on Jirga. Arshad said that usually
these political leaders are part of the Jirga and they take bribes from the people. Sabir added that the Jirga give
punishment to the innocent people who have no concern with the matter. For instance in Swara the girl is
innocent who has no concern with the matter but despite she is given punishment by the Jirga. Munir was of the
view that the seasoned and experienced Jirgaees are now missing due to which the Jirga cannot investigate the
cases which further leads towards injustice.
One thing was surprising throughout the process of interviews that respondents though affected from Jirga’s
decisions, but still they were in favour of the Jirga. On the question regarding either the Jirga should be persisted
or abolished, they were of the opinion that it is our oldest institution and we respect it. It is deeply rooted in the
Pashtun tradition and perhaps the Pashtuns are incomplete without Jirga. There may be certain flaws in the Jirga
but it does not mean that it should be abolished. They added that reforms must be brought in Jirga. They said as
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the demands of the modern society are more advanced than the past so the Jirga members should be well
experienced and qualified to face these challenges.”
4. CONCLUSIONS AND RECOMENDATIONS
What has been discussed in this shows that Jirga is deep rooted in Pashtun society. It is of immense importance.
It is present either in one or other form. People cannot go to courts for the solution of every problem and put
their issues before Jirga. Jirga in these days is not a free institution as in the past. It cannot enjoy its power like
the past. The honesty of the Jirga members are now adays are questioned, because they take bribes. Moreover,
majority of them are illiterate who cannot face the challenges of the new era. The decisions of Jirgas are not
fully based on justice, as in many cases it violates the human rights. Many influential people use their power to
mould its decisions. The modern days legal justice system or courts are exerting pressure on Jirga. Most
disadvantageous people like women and minorities are not given representation in Jirga. Despite all its
weaknesses, the Pashtun people want Jirga. They thought if the Jirga enjoys its free status and the Jirga
members become educated and be aware the human rights as well as give representation to the women and
minorities, it will provide quick justice to the people.
REFERENCES
[1] Beg, A. (2000). Pukhtunistan Today Peshawar: Dunya Pvt, Gazzette of Government of NWFP,
Extraordinary. 16th January 1999.
[2] Bellamy Jr., Karl R. Dorouen Paul. (2008). International Security and the United States. Encyclopedia,
Library of Congress Publishing data.
[3] Faqir, K., & Atta, M. A. (n.d.). JIRGA : A CONFLICT RESOLUTION INSTITUTION IN PUKHTOON.
[4] Islam, F. (2010)."Jirga." Personal communication with Ahmad Nawaz Khan. South Waziristan
[5] Manto, A. H. (2004). Tribal Justice Parallel Judiciary and Human Rights. Dawn, 25th September.
[6] Rafi, H. (2002) Loya Jirga, Peshawar: Aman Publishing LTD.
[7] Rehman, I. A. (2002) Dark Justice, www.newsline.com.pk
[8] SDPI (2008). The Inhuman Face of Jarga. Research and News Bulletin, 15(2)
[9] Shah, A. S., & Tariq, S. (2013). IMPLICATIONS OF PARALLEL JUSTICE SYSTEM (PANCHYAT
AND JIRGA ) ON SOCIETY, 2(2), 200–209.
[10] Singh, A. (2009) Strengthening Governance Through Access to Justice. Dehli: PHL Learning.
[11] Wardak, A. (2002) 'Structures of Authority and Establishing the Rule of Law in Post War Afghanistan', a
Paper Presented at Establishing the Rule of Law and Governance in Post Conflict Societies, Conference
Organised by Harvard University, the United Nations Association – USA, and Koç University, Istanbul,
July 11 - 14.
[12] Wardak, A. (1998). Jirga - A Traditional Mechanism of Conflict Resolution in Afghanistan, (Reichel), 1–
20.
[13] Wazir, S. A. (2010). The Role of Jirga in Conflict Resolution in Fata, a Case Study of North Waziristan
Agency.MA. Thesis. Pakistan Study Centre University of Peshawar
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences
www.textroad.com
*Corresponding Author: Muhammad Amjid, Department of Education National University of Modern Languages, Pakistan. Email: [email protected],
Comparison of Leadership Attributes Among Students at Cadet and
Public Sectors Colleges
Muhammad Amjid1, Shazia Zamir
Department of Education National University of Modern Languages, Pakistan
Received: September 13, 2017
Accepted: December 3, 2017
ABSTRACT
Leadership is a whole practice in that an individual directs, supports and provides help and the other person
pursue and complete the specific task. A leader used to pursue various ways and tactics of leadership
characteristics relating to the requirements of the situation, idea for constructive leadership and achieving the
specific purposes of his/her followers. This research was focused to compare the transformational and
transactional leadership style of students studying in Cadet and Public sector colleges. The population of this
study was comprised of all Cadet and Public Colleges of Khyber Pakhtunkhwa (Pakistan). Two hundred
students studying in Cadet and two hundred students studying in Public sector colleges were included in the
sample. Random Sampling technique was used to select sample of the study. The study was descriptive in
nature therefore a questionnaire was used as an instrument to collect the data. The researcher developed the
questionnaire by using five point Likert Scale on the basis of literature, related studies and under the guidance
of supervisor. The questionnaire was consisting forty statements related to the transformational and
transactional leadership style. Findings based on transformational and transactional leadership style of students
studying in Cadet and Public sectors colleges showed that public sectors college’s students opinions regarded
transformational and transactional leadership style is significantly better than that of cadet college students.
Keeping in view the objectives of the study the statistical analysis and findings of the study the following
conclusions were derived that the public college students opinion regarded transformational leadership style and
its dimensions idealized influence, inspirational motivation and individual consideration and about the
transactional leadership style and its dimensions contingent reward, management by exception, heightened to
attained designated outcomes and performance beyond expectations were of high level than that of cadet
colleges students.
KEYWORDS: Leadership, Transformational leadership style, Transactional leadership style, Cadet colleges,
Public colleges, Khyber Pakhtunkhwa Pakistan.
INTRODUCTION
Leadership is a practice through which the leaders inspire the approach, manners, and worth of others (Hagen et
al,1998). Leadership is the practice of chief and co-worker approaching jointly by an inspire association and
looking for visualized revolutionize that replicate their shared goals. with no knowledge of leadership, students
are incapable to develop into efficient representatives of constructive revolutionize in their own lives, in the
institutions they perform in, and in the larger society. Student leaders in official or casual situation care for
characteristics in themselves and others relating to produce an ethical societal effect in large society. Student’s
leadership improving schools and produce ability in young students to know their real skills. Students
leadership too named student voice, student society and student contribution. Student’s leadership may assist to
improve significant characteristics like as motivation and self-assurance. Student leadership research studies
identify a chains of skills that students leader may achieve through leadership regulations including public
discussion, decision-making, setting up time management, interpersonal communication, collaboration and
problem solving plans(Hine,2012).
REVIEW OF LITERATURE
The leadership is an ancient perception and a universal reality in human history (Bass, 1990). From the
early to the present history, leadership has contributed a vital part in improving groups, communities and
nations. from the centuries, leadership has been explained in the term of leader’s manners. Bass tried to explain
the conception of leadership in the typical of Western, Egyptian, Greek, and Chinese literature in the beginning
of the 6th century BC. The past and present evidence and the typical of Homer, Plato, Aristotle, and Confucius
noticed the responsibility of leaders. Like civilization and management complexity and closely improve in
history by history. Perceptions of leadership may be followed to ancient history, but meaning and categorization
of leadership began from the early 20th century (Rost, 1991). In the last 50 years, there have been more than 65
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Amjid and Zamir et al., 2018
various categorization system to explain the leadership dimensions (Northouse,1997).
Leadership is the ability to obtain all connections of the institutions to perform tasks essential to
achieve the organization’s objectives and goals. Excellent leadership is essential if schools are to be improved.
Good leadership creates a feelings of zeal regarding teaching learning process in the school and community by
focusing on students, parents and community visions and expectations (Astin and Astin, 2001). Leadership is an
inspiring practice. Leadership then transfer to people curve the encouragement and performance of others to
attain several objectives (Cuban,1988). It represents that the practice of inspiration is effective and it is
structured to guide to particular results. The concept of invitational leadership is to clear how the leaders
perform in schools. Leadership is regarding communicating invitational points to the personal and groups with
those the leadership interact in related to place up and act on a joint and developing dreams of developed
educational knowledge for students (Bass, 1990).
Leadership begins with the character of leaders, spoken in conditions of individual worth, self-
consciousness and enthusiasm and ethical capability (Brook-smith,2003). Twelve schools in England and Wales
were focused on heads who were explained effectively by the headquarter for standard in education. The
leaders, have these qualities: Feelings of respect for others, equality and fairness, related for the betterment and
total improvement of pupils and staff, truthfulness and sincerity (Day, Harris and Hadfield ,2001). Principal
must be competent to perform with others to set up the vision in the institutions and practice of the school. They
may be capable to interact the vision to the employees of that must become (Astin and Astin, 2001).
Leadership represents creating and sustaining a feelings of dream customs and interpersonal relations.
Leadership is a vast conception as compare to management. Management is a sub-competency of leadership in
that achieving institutional objective is of highest importance (Okumbe,2001). Leadership involves performing
with and by the people thus as to attain planned objective. The qualities approaches persists that leadership
includes working with and through people so as to achieve set goals. The characteristic approach insist that
leadership is natural.
Studies shows that transformational leadership are capable of transferring the people and customs in an
institution (Masumoto & Brown Welty, 2009; Pepper, 2010). It is recommended that leaders who use
transformational leadership performances create excellent amendments in an institution (Kouzes and
Posner2007). Institutions of higher education and substitute training program should educate principals
transformational leadership performance to get them ready to use answerability and attainment data to take
instruction, serve up like an pedagogical trainer, face up to the status, encourage and guide employees,
supervise employees, grip disturbance inside and outside of the educational institution, and know financial,
societal, scientific, and worldwide change on education (Sadeghi & Pihie, 2012; Styron &Lemire, 2009).
The growing appeal of the directorship need leadership plans to create modification to their plans and
curriculum. Leadership programs must use a curriculum that involves a collection of arranged leadership
process(Kouzes and Posner,2007).Experimental study shows that efficient and able transformational leaderships
are necessary to the achievement of improvement hard works(Al-Omari & Sharaah; 2012, Knab, 2009; Pugh,
Fillingim, Blackbourn, Bunch, & Thomas, 2011).Heads in standard performing educational institution produce
constructive amendment in their institute through making confidence amongst the collaborators and producing
a strong school customs (Leithwood et al., 2008).
Transformational leadership is described as a management approach that produces improvement in the
collaborators, school customs, and instructional institutions (Burton & Peachey,2009). Transformational
leadership was viewed an ethical attempt that move up the confidence and encouragement of the leader and
follower to a superior point (Pepper, 2010). Bass engaged the effort of Burns to extend the complete Range
Leadership Model (Hoy & Miskel, 2008). Transformational leaders are explained liked demonstrating
inspirational motivation, intellectual stimulation, idealized influence, and individual consideration. The study
group of Kouzes and Posner has developed our knowledge of transformational leadership. Transformational
leadership, as recognized by Kouzes and Posner (2007), serve up as the base of this research study. The study
group stressed leadership is a collection of educated performance that may be used by a personal eager to
formulate a differentiation.
The transformational leadership process permit the principal leader to attain the objectives place by
the institute and attain outstanding outcomes. The five performances of efficient leadership were recognized
during examining about 75,000 leaders over the past 30 years. The five transformational leadership
performances involve modeling the method, affecting a collective visualization, demanding the practice,
caballing others to perform, and motivating the heart (Abu-Tineh et al., 2009; Kouzes& Posner, 2007).
A transformational leader is an individual who encourage and influence followers to attain excellent
results (Robbins and Coulter, 2007). He/she give concentration to the related and progressive requirements of
personal followers; they vary followers’ consciousness of problems by assisting them to come across at
previous problems in a novel method; and they are capable to stimulate, enthusiast and influence followers to
place out more attempt to attain team objectives. Transformational leadership theory is related to the leadership
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that produces constructive change in the followers whereby they careful of one another's well-being and
perform in the well-being of the team as an entire (Warrilow, 2012).
The idea of transformational leadership was brought out by James Macgregor Burns in 1978 in his
explanatory study about political leaders, but its practice has extended into organizational psychology and
administration with additional change by B.M Bass and J.B Avalio (Jung &Sosik, 2002). Transformational
leadership insisted the encouragement, confidence, and presentation of followers by a selection of systems.
These comprise linking the follower's intellect of identification and self to the plan and the joint identification of
the institute; being a role model for followers that influences them and forms them attracted; demanding
followers to get larger possession for their performance, and knowing the powers and weak points of followers,
so the leader may line up followers with responsibilities that improve their presentation.
Transactional Leadership, too identified as managerial leadership, concentrates on the character of
management, organization, and team presentation; transactional leadership is an approach of leadership in that
the leader improves fulfillment of his followers by equally prizes and sentences. Not like Transformational
leadership, leaders utilizing the transactional ideas are not seeing to change the future, they are seeing to just
maintain things the similar as. These leaders give concentration to followers' effort in regard to discover
mistakes and divergences. This kind of leadership is efficient in calamity and crisis conditions, like as while
plans require to be perform in a particular style. In the background of Maslow's hierarchy of needs, transactional
leadership performs at the fundamental point of requirement contentment, where transactional leaders
concentrate on the inferior points of the hierarchy.
Transactional leaders utilize an exchange model, with prizes being presented for excellent performance
or constructive products. Equally, people with this leadership method too may penalize weak performance or
unconstructive products, till the difficulty is accurate. One method that transactional leadership concentrates on
inferior points requirements is by pressing particular assignment presentation (Hargis et al, 2001). Transactional
leaders are efficient in attaining particular assignments accomplished by organizing every section
independently. Transactional leaders are related with practices quite than forward-thinking concepts. These
kinds of leaders concentrate on contingent reward or contingent punishment. Contingent rewards are granted
while the plan objectives are completed timely, before of time, or to maintain assistants performing at a
excellent speed at various times during accomplishment. Contingent punishments are given while presentation
excellence or amount drops under production standards or objectives and assignments are not get together
entirely.
Frequently, contingent sentences are left on a management-by-exception foundation, in which the
exception is something breaking down. In management-by-exception, there are lively and inactive ways. Lively
management-by-exception represents that the leader constantly seems at every subordinate's work and forms
modification to the subordinate's performance to creates accuracy all over the practice. Inactive management-
by-exception leaders await for problems to occurs prior to setting up them. With transactional leadership being
practiced to the inferior-point requires and being additional managerial in method, it is a base for
transformational leadership which employs to superior-point requirements. Transactional leaders utilize prize
and penalty to achieve fulfillment from their followers. They are external motivators that bring minimum
fulfillment from followers. They admit objectives, formation, and the customs of the current organization.
Transactional leaders contribute to be instructive and performance-oriented. Transactional leaders are ready to
work in present systems and discuss to achieve objectives of the organization.
They lean to think in the box while resolving difficulties. Transactional leadership is mainly inactive.
The conducts mainly related with this kind of leadership are creating the standard for prizing followers and
keeping the status quo. In transactional leadership, there are two elements, contingent reward and management-
by-exception. Contingent reward presents prizes for attempts and identifies good quality presentation.
Management-by exception sustains the status quo, interfere when subordinates do not meet up satisfactory
presentation degrees, and starts remedial act to develop presentation.
Students leadership function develop their examination scores, political status in class create in them
the qualities of charming creativeness and powerful belief of their attainment (Levin, 1998; Wallin,2003).
Student leadership involvement gives students chances to perform a series of leadership competencies in a
supportive, knowledge and societal environment “success “and errors “and performance and assessed (Bisland,
2004). Indication and expression have been showed to develop self-assurance and the characteristics of problem
solving in students. (Hay, Byrne, & Butler, 2000). As the young grow up they set out in the practical life or
advanced education where leadership skill turn into more risk; opportunity for leadership come in the form of
common performing daily actions (Brungardt,1997).
Regularly wide literature put students participation as a pre-condition for higher contribution of student
in the process of learning, recommending the schools, allow students to become active contributor in their
schooling, involving contributing in decision related that what and how they understood, and how the
evaluation of their understanding is made (Black, R. 2009). This literature planned that the process of
participation gives student a strong recognition of school’s as well as beginners (McInerney, 2009) It
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recommends participation and leadership as a mean of improving the educational association of those young
age group mostly hoped to become isolated from school (Stokes & Turnbull, 2008). Significant literature
explains the leadership of student as a way of carrying effective modifications school and community source of
bringing positive changes school and society, as a mean of achieving the participation of school and community
(Freire, 2006). It search to educate students as important doer and societal representative capable of guess in a
developed community and carrying out to produce the environment for wishing society(Giroux, 2003)
A previous examination of student leadership carry out in schools investigated that while some schools
provides understanding directions in leadership for the reported students leader this direction be tending to be
one off, quite than supporting students through a constant learning process (Lavery and Hine, 2013). These
characteristics are replicated in qualitative research studies (Thompson, 2012; Dempster, Stevens and Keefe,
2011). Although, there is small evidence of powerful practical trying in the leadership research studies.
Student leadership development comprise giving students opportunities to carry out leadership
competencies in supporting learning environment. It is stated that leadership may be carefully developed so that
it showed much excellence in plan setting signs, problem solving, team constructing, making judgment,
effective communication and network, various solutions; much consideration and self-assurance. These twelve
skills are too related to the four academic skills: Interpersonal relationship, motivation, study competencies and
connection. Using this formation it is proved the leadership of student can be placed in the school curriculum.
RESEARCH HYPOTHESIS
The following null hypothesis were formulated for this study:
1. There is no significant difference in transformational leadership style among students at cadet and public sector
colleges.
2. There is no significant difference in transactional leadership style among students at cadet and public sector
colleges.
RESEARCH QUESTIONS
The following research questions are answered in this study:
1. Is there any significant difference between the transformational leadership style of students at cadet and public
sectors colleges?
2. Is there any significant difference between the transactional leadership style of students at Cadet and Public
sectors colleges?
RESEARCH METHODOLOGY
Population
All the cadet and public sector colleges of Khyber Pukhtunkhawa were the focus of this study.
Sample
A random sampling technique was used for the selection of the sample. Total ten colleges included
five cadet and five public sector colleges in the sample. Two hundred students from cadet and two hundred
students from public sectors colleges were selected randomly as the sample of the study.
Tools of Research
The study was descriptive in nature; therefore, two questionnaires about leadership for the students
were used as an instrument to collect the data. The researcher developed the questionnaires by using five point
Likert Scale on the basis of literature, regarded studies and in the guidance of supervisor. The student leadership
were consisted of two subscales those measured two kinds of leadership attributes i.e. transformational and
transactional leadership.
Data Collection Procedure
Research was carried out after pilot testing of questionnaires before administration to the sample of the
study and was assessed by the specialists. The mean scores were compared. The differences calculated by using
the statistical methods of t-test, and interpreted accordingly through computer software program statistical
package for social sciences (SPSS).
Data Analysis and Results
After collecting the data from respondents it was tabulated and analyzed.
Following statistical techniques were utilized to analyze data
1. Means were computed for every of dimensions of leadership attributes.
2. A t-test for equality of means was used to determine the significant difference in leadership attributes among
cadet and public and students due to demographic variable sector.
3. Cranach’s alpha was used for analysis of internal consistency of items of leadership scales.
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Table: 1 Mean of Transformational Leadership Style of cadet colleges students. S.No. Variables Mean Remarks
1 Idealized Influence.
3.93 Usually true
2 Inspirational Motivation.
4.03 Usually true
3 Intellectual Stimulation.
3.62 Usually true
4 Individual Consideration. 3.83 Usually true
Table 1 shows mean of variables of transformational leadership style of cadet colleges students is 3.93 for
idealizes influence, 4.03 for inspiration motivation, 3.62 intellectual stimulation and 3.83 for individual
consideration and overall mean of transformational leadership style of cadet colleges students is 3.85.
Table: 2 Mean of Transactional Leadership Style of cadet colleges students. S.No. Variables Mean Remarks
1 Contingent Reward.
4.14 Usually true
2 Management –by-exception.
3.73 Usually true
3 Heightened to attained designated outcomes.
4.01 Usually true
4 Performance beyond expectation.
3.90 Usually true
Table 2 shows mean of variables of transactional leadership style is .4.14 for contingent reward, 3.73 for
management-by-exception, and 4.01 for heightened to attained designated outcomes, 3.90 for performance
beyond expectation and overall mean of transactional leadership style is 3.94.
Table: 3 Mean of Transformational Leadership Style of public colleges students. S.No. Variables Mean Remarks
1 Idealized Influence.
4.02 Usually true
2 Inspirational Motivation.
4.05 Usually true
3 Intellectual Stimulation.
3.77 Usually true
4 Individual Consideration. 3.97 Usually true
Table 3 shows mean of variables of transformational leadership style.4.02 for idealizes influence, 4.05 for
inspiration motivation, 3.77 intellectual stimulation and 3.97 for individual consideration and overall mean of
transformational leadership style is 3.95.
Table: 4 Mean of Transactional Leadership Style of public colleges students. S.No. Variables Mean Remarks
1 Contingent Reward.
4.20 Usually true
2 Management –by-exception.
3.86 Usually true
3 Heightened to attained designated outcomes.
4.03 Usually true
4 Performance beyond expectation.
3.97 Usually true
Table 4 shows mean of variables of transactional leadership style.4.20 for contingent reward, 3.86 for
management-by-exception, and 4.03 for heightened to attained designated outcomes, 3.97 for performance
beyond expectation and overall mean of transactional leadership style is 4.01.
Table: 5 Difference between transformational leadership style of cadet and
public sector colleges students. Sector N Mean Std. Deviation t Df Sig.
Cadet 200 77.00 10.00 2.1 398 0.05
Public 200 79.00 11.00
Level of significance: 0.05
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Table No.5 shows that ‘t’ value (2.1) is significant at 0.05 level of significance, So the null hypothesis stating
that there is no significant difference between leadership attributes of cadet and public sector colleges students
is rejected and it is concluded that that there is significant difference between transformational leadership style
of cadet and public sector colleges students.
Table 6 Difference between transactional leadership style of cadet and public sector colleges students. Sector N Mean Std. Deviation t Df Sig.
Cadet 200 73.42 14.182 5.4 398 0.00
Public 200 80.398 14.021
Level of significance: 0.05
Table No.6 shows that ‘t’ value (5.4) is significant at 0.05 level of significance, So the null hypothesis stating
that there is no significant difference between leadership attributes of cadet and public sector colleges teachers
is rejected and it is concluded that that there is significant difference between transactional leadership style of
cadet and public sector colleges students.
Findings:
1.Mean of transformational leadership style of cadet colleges students is 3.85(Table1)
2.Mean of transactional leadership style of cadet colleges students is 3.94 (Table 2).
3.Mean of transformational leadership style of public colleges students is 3.95(Table 3).
4.Mean of transactional leadership style of public colleges teachers 4.01 (Table 4).
5.Significant difference was found between transformational leadership style of cadet and public sector colleges
students (Table 5).
6.Significant difference was found between transactional leadership style of cadet and public sector colleges
students (Table 6).
CONCLUSION
1. It was experimented that public sectors college’s students opinions regarded transformational leadership style
and its dimensions idealized influence, inspirational motivation and individual consideration were of high level
than that of cadet college’s student. The results of this finding describe that in cadet colleges there is very severe
discipline and the cadets are always under keen observation while in public sector college’s relaxed
circumstance the students are always freely contributing in the leadership activities.
2. It was concluded that the opinions of public sector college’s students about transactional leadership styles were
of high level than that of cadet colleges students in its dimensions contingent reward, management by
exception, heightened to attained designated outcomes and performance beyond expectations. The result
represents the free and relaxed circumstance of public colleges where students rarely prove attention in the
academic actions and constantly participate in non academic actions, the teachers are undeceiving to play their
actual character in the public colleges to divert the student attentiveness to the education which is the important
factor for national progress and prosperity.
Recommendations:
1.There is need to develop consciousness related the importance and effectiveness of teacher’s leadership regarded
to the development of students through leadership competencies. Teachers are able to develop leadership
characteristics in their students and may face every complex situation by suggestion novel solution of the
educational difficulty of their students.
2. The teachers may have the characteristic of role model such as passion and ability to affect, clear set of values,
commitment to the society, selflessness and acceptance of others and ability to overcome the problem of their
students to make them efficient and successful citizens of the country.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Muhammad Waqas, Department of Islamic and religious studies, Hazara University, Mansehra, KPK. Pakistan.
FIQHIYYAT-E-SEERAT (Sulah hudaibiya and Conquest of Mecca)
“In the light of Seerat-un-Nabviya of Allama Ibn-e- Kathir”
Muhammad Waqas1, Bilal Khan2
1Department of Islamic and religious studies, Hazara University, Mansehra, KPK. Pakistan.
2Department of Islamic studies, Hazara University, Mansehra, KPK. Pakistan.
Received: September 13, 2017
Accepted: November 30, 2017
ABSTRACT
Seerah is the topic which started during 1st hijra, from that time till now there are several books written on this topic, there is no such personality in history rather than Prophet Muhammad (ملسو هيلع هللا ىلص) whose biography from his birth to till his death is preserved in such a manner that any aspect of his life is not hidden, there was no such personality in history who was praised to such an extent. There are so many books on seerah of Holy Prophet (ملسو هيلع هللا ىلص) but the one which was written by Allama Ibn-e-Kathir is unique among them, during his era there are too many books on Seerah al Nabviya ,but his command on hadith and fiqh made his work unique among others, he added authentic Ahadith and narrations in his book and included such points which remained hidden from other authors. His book consist of 4 parts, and also includes fiqh-ul-seerah, which shows his great command over fiqh (Islamic jurisprudence). The work of Ibn Kathir helps in deeply understanding of seerah. Main topics of this article are: 1 .Narraton of the Seerat Compilation 2 .Narration of the Fiqh-ul- seerah beginning. 3 .Allama Ibn e Kaseer and Fiqh-ul-seerah 4 . Points obtained from Hudaibiah reconciliation and Makkah Conquest. KEYWORDS: fiqhiyyat-e-seerat, Seerat-un-nabviya, by Allama Ibn-e- Kathir.
INTRODUCTION
The Seerat e Nabvi pious life of the Holy Prophet(ملسو هيلع هللا ىلص) after being accumulated , kept on passing from different stages. In each stage there comes such a group of selfless persons who gave their effort and curiosity In the first century Hijra, the aim of all the Muslims was merely Seerat-e-Nabvi (The pious life of the Holy Prophet(ملسو هيلع هللا ىلص) And the Ahadees were being collected by the Tabeien who remained with companions of the Prophet(ملسو هيلع هللا ىلص). Urwah-bin-Zubair(r.a) then after his death, 124H , after him ibn e Ishaq(r.a), came and he performed a historical deed in chapter of Seerah, After Ibn-e-Ishaq , came Waqidee(r.a) who perched their flags in the chapter of Maghazi. Ibn -e- Ishaq (r.a) and Waqidee (r.a) gave birth to death new experiments in the biography of the holy Prophet(ملسو هيلع هللا ىلص)’s pious life, in which new topics were brought under discussion , In these new topics , the most innovative deed was bringing the arguments of the Prophethood(ملسو هيلع هللا ىلص). The hero of this task was Abu Bakar Al -Baihaqi(r.a), who was the author of Dalail-un-Naboovah-wa- Mahrifat-ul-Ahwal-al-Shariyah. This book is not only about the arguments; rather it covers all the aspects of “Seerat” In the fifth and sixth century Hijri a group of the religious Philosopher appeared along with Imam Al -Baihaqi(r.a) who individually wrote Ahadees from different points of view, as Abu- Naeem Isbahani(r.a), Imam Baghvi(r.a) And Imam Ibn- e -Jauzi(r.a) etc …similarly different writings appeared in Spain which presented by the various religious scholars.
These book, from the historical point of the view were particularly fixed for the Seerat Pious life of the Prophethood(ملسو هيلع هللا ىلص), E.g the Jawam-Al-Seerah of Imam Ibn e Hazam(r.a), Al-Durrar of Ibn Abdul Barr(r.a) And Al Shifaa Of Qazi Ayaz(r.a) . In 5th and 6th century of hijrah the writing of the Eastern scholars like , Imam – Al Baihaqi(r.a), Imam Al Baighvi(r.a), Ibn-e-Jauzi(r.a) and western scholars are like Qazi Ayaz and Ibn e Al Muqri(r.a) were appointed.
In the 8th century hijri, a group of religious scholars, researchers and authors of encyclopedias, appeared. As Allama Zahabi, Ibn Qaiyam and Ibn e Kathir etc. They got unique Position on the basis of their
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educational potential and power. Their warm attachments with ahadith made them prominent then others to write the Hadith from different angles to understand, to judge and the force to memory, were all these factors which forced them to compete, the seerah after minute checking. In these events, A researcher is definitely influenced by the hard work of Allama Ibn-e-Kathir book “Al-Bidayah-wl-Nihayah“. It seems to us that he took the Ahadees from their actual pall rooms then he checked from their authentication and benefited from the all previous . Allama Ibn-e-Kathir was not unknown scholar, un popular historian and was not the owner of weak intention, rather he appeared as such a religious scholar who worked on a number of knowledges, his many books were famous out of which , his books Ibn e Kathir and his books of history, Al- bidayah-wl-Nihayah are still famous until now. As a number of scholars have been writing about him, the same things is motivating us to write about him. Start and Explaination of Term “ Fiqah-ul-seerah”.
In the 20th century Hijri, the people of seert, gave the name of a new term, Fiqheyyat-e-Seerat to the lesson order, points and the matters of Shariya related to the events seerat-un-Nabviya . In addition, after word a number of authors of seerah attached their writing with the same term, and each author explained in his own way, some called it fiqh-us-seerah and same termed it as seerat-un-nabviya, some called it Al-Mustafad Min Ahdaas-al-Seerat-un-Nabviya etc … in the urdu terminology it is known as mutalia-e-seerat (studying life of the Prophet) (ملسو هيلع هللا ىلص) thought it seemed a bit difference of the people of seerat in the explaination of their term but they all are agree on the same way (as look), and each another adopted this way of the analyses the book of seerah before 20th century , they contained the shariah matters with a sequence . As Jawam Al Seear of Ibn e Hazam, Al durar fee Ikhtisar-Al-Mazghazi-wal-seear by Ibn abd-ul-Barr, and Al Rauz-ul-Anf of Imam Sohaili, Zaad-ul-Maad of Allama Ibn e Qaiyam(r.a). A number of such books were written on this style and those books had the same mode and in which, the events of seerah have been detailed.
Fiqh-ul-Seerah sense is not that by presenting the events of seerat in detail and with augments or only discussing the historical detail of seerah . The lesson must be made clear which is hidden, the benefits, teachings and lesson hidden in the seerah must be lighted, The name of their efforts is Fiqh-ul-Seerah. Dr Ahmed Muhammad-Al-Aleemi, writes:[1] Our some Seerat Authors, named the book of seerat Fiqh-ul-Seerah and included in the lessons and then explained it recording to their own sense and wisdom. Some writers of the seerah, named the book of seerat Fiqh-ul-Seerah and discuss the things, or passing the life of under the indication , some authors discuss , the advice of the guidance , for Jehad etc .
.Allama Ibn e Kaseer and Fiqh-ul- seerah:
Allama Ibn e Kathir family name abu-ul-fida, tittle imad-ul-deen, by race Qureshi by religion al shaafi, full name abu-ul-fidaa imad-ul-deen ismail umar bin kathir bin zou bin kathir al shaafi . He was the resident of basra but he was brought up in Damascus. Imam Ibn-e-Kaseer was born in the central town of Basra on the eastern side of Damascus in 700 or 701 hijri . [2] When Imam Ibn-e-Kathir (r.a) died at that time he had become blind and he was died on Thursday, 24 shaban 774 hijri in the age of 74 years. [3] Muhaddiseen’s point of view is that the last book on seerah of Allama Ibn-e-Kathir was consisted on 4 volumes. Allama Ibn-e-Kathir was very great Scholar of Hadith, Philosopher and historian.
His tafseer Ibn-e-Kathir has a prominent place in art of Tafseer , Similarly in the history his writing Al Bidayah-wal-Nihayah has a unique position, Actualy he wrote As Seerat-ul- Nabiva comprising on 4 volumes . After that he made a complete history which is known as Al Bidayah-wal-Nihayah. [4] Allama Ibn-e-Kathir(r.a) made efforts in the seerat-ul-nabviya, to make comparison. He is of the opinion that baseless traditions should be neglected to narrate the weak traditions separately and mistakes of other narrators must be pointed out. Allama Ibn-e-Kathir(r.a), when started compiling writing of seerat-ul-nabviya before him all the models of past were present there. He collected all traditions, which were considered authentic. Then he narrated the habits and traits of the Holy Prophet(ملسو هيلع هللا ىلص) in the end .Since Allama Ibn-e-Kathir himself was a big teacher and compiler of the Hadith therefore where came anything considerable from the hadith’s point of view he made attention of others . Besides that he was a great jurisprudent. So in his book there is a lot material on the jurisprudence of the seerat and it is very vast.
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In his book Al seerat-ul-nabviya there is a number of such places in which he inducted, such decrees and lessons which are clear proof of his Tafseer, Hadith, Jurisprudence and seerat (the life of the Prophet (ملسو هيلع هللا ىلص). [5] In the following a few matters and lessons are discussed which are related to Seerat. Some of such extractions are as under.
Lessons of the Seerat, related Hudaibiyah reconciliation.
Hudaibiyah reconciliation brought a possibility of clear victory for the Muslims. It was the decision of
ALLAH almighty that this time there should be no war between Muslims and Non-Muslims because:
Entering the Muslims with swords (weapons) meant bloodshed of a lot of men. Weak Muslims present in Makkah could be killed by Muslims who hid Islam in there heart due to fear of
their nation. This thing was already in the knowledge of Allah almighty that the people who are stopping the holy Prophet and his companions from Masjid E Haram, very soon Allah will open their hearts for Islam. ALLAH will make conquer many countries by their hands. These people will convey the message of ALLAH to the people and would show the path to the detracted. [6]
Opening the Ahraam of Umrah and suggestion of Umm e Salma:
This event indicates a number of wisdom for example the: opinion of woman:
Opinion of Umm-e-Salma was correct and scared. She understood that companions of the Prophet were thinking that the order which holy Prophet (ملسو هيلع هللا ىلص) gave them to take off Ahraam, was only relaxation for them, whereas Holy Prophet(ملسو هيلع هللا ىلص) himself would be in Ahraam. Therefore Umm-e-Salma suggested that they themselves they should open their Ahraam, so that their confusion may be finished. From this we can get clear proof if a woman, with god thought, and positive views, give consultation, her consultation must be accepted. [7]
Difference between saying and action :
Holy Prophet(ملسو هيلع هللا ىلص) ordered three times to do a thing before him there was a great companion of the prophet in spite of that no one acted upon the order of the prophet but when holy prophet adapted practical aspect by um-ul-Momineen, the purpose was solved at once in a such matters, practical model is proved very useful. [8]
Good luck and Bode is forbidden:
When Sohail bin umar came to holy Prophet for negotiations, holy prophet(ملسو هيلع هللا ىلص) seeing him said: [9] سهل امرکم
Your task has become easier . and here the reasoning of good luck are found and it is not bode. Because we have many references from the Holy Prophet. He (ملسو هيلع هللا ىلص) said:
ال طيرة وخيرها الفالBode has no fact and good luck is better among such things. The companions requested. O Prophet of Allah , what is Faal (Good luck)? Holy Prophet answered:
[ 10]الکمۃ الصالحۃ يسمعهاThe good word which some body listen among you. Difference between luck and bode is that thinking for good Luck from ALLAH, bode is un liked . [11] Bode was discussed before holy prophet(ملسو هيلع هللا ىلص) that was said:
[12]بکاحسنها الفال وال ترد مسلما فاذا رای احدکم ما يکره فليقل :اللهم ال ياتی بالحسنات اال انت وال يدفع السيئات اال انت وال قوة اال among them is good luck is better A bode may not stop some body from his task , if a person see anything not liked, he should say like this O Allah nobody can bring any good luck except you and nobody can stop any evil except you . Allah! only goodness can be obtained through your help and one can not be saved from any sort of evil except from your help.
The person is disbeliever who considered the stars effective in the following of rain says:
hazrat Khalid johani that it rained in the right of hudaibiyah. After that we offered prayer behind the Holy Prophet(ملسو هيلع هللا ىلص) . Holy Prophet(ملسو هيلع هللا ىلص) after being freed from the prayer , said !
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هل تدرون ما ذا قال ربکم ؟Do you know what, your Lord said? He said Allah and his Prophet know well, so he said. Allah Al mighty said among the men some were ,who were in the morning with faith on me and some others, became dis believes ,the one who said, it rained with the mercy of Allah, he was with faith and mercy of ALLAH and he is denying the effect of stars, and who said it rained through starts, he who said it rained though the starts, he is disbeliever , and believes in the stars. [13] The Paganism discussed in the verse according to the scholars can be one from the following two kinds. Paganism of belief or paganism of blessing. The person who says that rain fell due to such star and he believes that star is effective in the following of rains , such a person adapted such a paganism which expels him from Islam . Imam Shafi says! the person says that person says that this rain falls on the base of such and such stars , his saying this is on the way of ignorant people such belief is polytheism as said the holy prophet(ملسو هيلع هللا ىلص) . Because the word "نوء" came in the Ahadith for the time and itself is a creature. Who for himself or for any other is not the owner of anything. So the person who says that, it rained on reaching a star on a certain places it is not dis believe. but I do not like such things . [14]
Matter of obtaining sacredness from the belongings or things of the virtuous people.
Hazrat urwa-bin-Masood, discussed the merits of the companions of the prophet(ملسو هيلع هللا ىلص) he says, by God, holy prophet(ملسو هيلع هللا ىلص) whenever spitted, it was received in the hands of companions. The person used to apply that spittle on his body and face. And everybody tried to take his water from which holy prophet(ملسو هيلع هللا ىلص) mad ablution even, they could fight with one another to obtain this water. [15] Imam Shatibi , says while commenting on the hadith apparently , it seems from these or such follower of Sunnah of the prophet . Then it is correct using his used articles, the sacrament must be obtained from the remaining water of his ablution His spitted must be axed and health recovery sahifa must be obtained from his other memorials . But before us , there is an absolute reasoning against this that after the death of holy Prophet , so such event occurred regarding any companion of the Prophet . After him there was not anybody superior to Hazrat Abu bakar , Nr the people did such thing with hazrat Umar , Hazrat Usman and Ali [R.a] Rather the following seat and Sunnah in saying and actions. The companions followed the holy Prophet in reality, It was conflux from then on giving up such matters. In the end, they say that this sacrament must not be made around to common people of discipline. [16]
Tale of Hazrat e Kaab bin ujrah and befalling of the verse of ransom:
In Hudaibiyah , Holy Prophet came to hazrat kahab at that time lice were following of his head . Then holy prophet said:
"ايؤذيک هوامک"do your lice hurt you ? He said : yes . then Holy Prophet said him to:
[17]"فاحلق راسک "cut your hairs . Then this verse befell:
[18]أو على سفر فعدة من أيام أخر وعلى الذين يطيقونه فدية طعام مسكين منكم مريضافمن كان however whoever is sick among you or he has any uncomfortable ness in his head then he has to pay the ransom , whether he fasts , pays almoner or sacrifice. verses of surah Baqarah are giving clarification of such person who have problem (pain ) in their head . Though this verse befell about Hazrat Kahab bin hijrah , but it is implication is for each Muslims who is passing from such condition .
Order of the offering prayers in residences: Narrated by Abu Maleah , one night , it was raining heavily , I went towards the mosque , when I came back made the door open , my father said , who are you I said Abu Maleah , He said we were with Holy Prophet with on the day of hudaibiyah , it rained but too little that even soles of our shoes were not wet , but that it was announced by the man on the order of Holy Prophet:
[19]صلو فی رحالکم Offer prayer in your residence.
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Decree about the left over prayer:
Any person who slept in the time of prayer or forget to offer the prayer , he must offer the prayer , no sooner , he remember although , the time of prayer might have passed Muslims kept on sleeping in fajar prayer on returning from hudaibiyah , their Muazzin, Bilal also could not wake up . They woke up by the heat of sun they offered the prayer. [20]
Terms and conditions of recompilations: Respected Imam and worthy scholars have taken the argument of agreement between Muslims and fighters not fighting for a period of hudaibiyah reconciliation, weather this reconciliation was by wealth or without wealth, Medina reconciliation is without money. In short reconciliation by praying the money would be better. But the majority it is not correct if reconciliation is made paying the money by the Muslims because in this there is disgrace of Muslims, and also for there is no reasoning in the Quran and Sunnah . , However in such situations it is possible, when it was needed and without it was impossible. e.g : the fear of death , or imprisonment , in such situations reconciliation is legal , as Jiziya is possible for prison . Imam Shafi , Imam Ahmed and many other scholars are all of the opinion that reconciliation must be only for the limited periods and its maximum periods must be ten years because Holy Prophet reconciliation with Qureish for the such period in the year of Hudaibiyah [21] Imam Abu Hanifa is of the view that it depends on the opinion of imam, he can reconcile for more than 10 years if he think it better. [22] In the light of Hadith, the statement is authentic, however if it is more better to reconcile for more than 10 years , that agreement can be renewed as : According to the opinion of Imam Shafi According to the some latest Scholar one of the opinion [23] that making agreement of reconciliation for ever above corrected and they obtain support of this decrease of all mighty Allah:
تلوكم إلى قوم بينكم وبينهم ميثاق أو جاءوكم حصرت صدورهم يصلون إال الذين لسلطهم عليكم فلقا أن يقاتلوكم أو يقاتلوا قومهم ولو شاء لكم عليهم سبيال لم فما جعل [24]فإن اعتزلوكم فلم يقاتلوكم وألقوا إليكم الس
Except those who belong to that nation with whom your reconciliation agreement has been done or who come to you in this positions , that they are un willing to the fight with your or with their nation .And If Allah willed , you were overcome by them and they would certainly fight with you , so if these people part from you and not fight with you and send to you the message of reconciliation , then Allah does not show you any way (path) to fight on the base of this quotation . It is actual that relation of Muslins with non-Muslims is based on reconciliation and not on the war and jihad has been ordered for the protection of the Muslims . [25] But the statement is rejected on the base of following argument:
1. Advocates of this quotation had already stated that scholars are agree on this reconciliation with the enemy must necessarily for the fixed duration and reconciliation pact is not correct forever . After copying this quotation themselves one opposing it.
2. It verse from which the argument has been taken is cancelled all mighty Allah says : كاة ا لهم كل مرصد فإن تابوا وأقاموا إذا انسلخ األشهر الحرم فاقتلوا المشركين حيث وجدتموهم وخذوهم واحصروهم واقعدوف الة وآتوا الز الص
غفور رحيم فخلوا سبيلهم إن [26] Then Kill the non-believers after passing the month of respect , where ever you find them , arrest them , surrender them , and sit on every place to kill them , If they spent and start offering prayers and paying zakat , then leave their paths . Certainly Allah is the must kind and forgiven. Allama Ibn-e-Jareer copied the same thing from Ikrama, Hassan, , Qatada and Ibn-e-Zaid. [27] Imam qurtabee said copying from Mujahid that the very sense of this verse is correct . [28]
3. The doctrine as well as its base is rejected because of the above mentioned verse of sur-e-toba 4. And the thing that Jihad is not only been Ordered for the protection of the Muslims Syed Qutab writes in this
regards, this idea is definitely wrong and he says that this thought is of those people who put weapon aside from the non believes and these are totally unaware of the stages of preaches, definite order must be kept absolute .[29]
Absolute decree must be kept absolute: It is a Jurisprudential principle that absolute remains absolute is not inductor and inductance does not be restrictive, it is justified from the tradition of ibn e hashn which he copied through the references of the Abu Ubaid , he says that some companions asked the holy prophet “did you not say that would enter Makah , with peace , then holy prophet said:
بلی ،افقلت لکم من عامی هذا ؟Why not! But did I say this year to you ? People said No, then prophet said:
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[30]فهو کما قال لی جبريل عليہ السالمMy this saying was to that which hzrt Jibraiel said to me. Actually it was the good news of Makkah conquest this turned the glances of companion of prophet to this side when prophet of Allah, definitely says any order, then his definite order must be accepted definitely rather imposing ban on it. Which may stop its implementation or its application? Summary is that submission of the holy prophet is essential, though the order of the prophet may apparently against. The wisdom and hearts did not like it. The events of Hudaibiya, show that when hazrat umar and few other companions of the prophet saw the currently in the rights of the Muslims, they did not want to reconciliation with the Qureish . Later on they were ashamed on their actions and come to know that they had suffered from the sin because such a matter on which holy prophet was agreed, this disliked it. [31]
The Muslims can open (take off) the ahraam if they feel any hurdle or difficulty while performing umrah ,with ahraam ,it is legal to remove the ahraam and it is not essential to repeat the umrah.[32]
Jurisprudence of seerah relation to Makkah conquest
If the conquest of Makkah is evaluated attentively, a number of lesson for the Muslims are hidden in their event of seerat the pious life of the holy prophet in the following ,the period and matters regarding jurisprudeted and discuss.
Murder of Muslim spy: After the news of spying of hazrat Hatib was caught, hazrat umar gave suggestion of his murder to prophet the holy prophet did not consider this punishment wrong, rather he (ملسو هيلع هللا ىلص) did not punish him on the base that he (hatib) was present at Baddar it was serious sin ,the spying committed by hazrat hatib but ever than he remained momin (true Muslim) and his faith sustained .[33] Now here the matter is obvious that forgiveness of hazrat hatib cannot be the argument for the person who commits the same mistake. It is not correct to forgive the person who commits the mistake like hatib on the bases of hatib’s forgiveness, it had the particular reason which was not possible after the period of companions of the holy prophet (ملسو هيلع هللا ىلص) and it was his (hatib) procure in Baddar. So it is worthy to understand. Allama ibnul qeem presented the research regarding this matter. He said! To murder of the spy is on the disposal of imam. If the murder of such person goes is farrow of the Muslims then he must be murdered, however if it is more better to remain him, he must be left alive.[34]
To give the equivalent post according to his status or post on which he was during his polytheism when
he embrace Islam. When abu Sufiyan, was captured by the Muslims and hazrat Abbas kept him in his refuge. Hazrat abbss told the holy prophet (ملسو هيلع هللا ىلص) that Abu Sufiyan liked the leadership and designation so you should give him the honors, whoever one who would enter his house would be in peace. By doing this the aim was to convey him the massage if he is sincere and will spend his potential in the way of Allah, his status among the Quraysh will never be reduced..[35]
Makkah, conquered through reconciliation or through fight:
Allama ibn-e-kathir says! Most of the scholars are of the view that Makkah was conquered through fight and the advocates of these statements are imam Abu hanifa, and imam ahmad and presented the reasoning by Abu Huraira.
حبس [36]أحلت لي ساعة من نهار وإنها وال تحل ألحد بعديعليهم رسوله والمؤمنين, أال وإنها لم تحل ألحد قبلي عن مكة الفيل, وسلط إن Allah stopped the people of elephants from Makkah and empowered his prophet and momneen (true muslims) upon the people of Makkah. Listen that Makkah remind legal neither or anybody before me or after me (ملسو هيلع هللا ىلص) and for me, the fighting has become valid in a carton part of a day. The words of hadith cleanly argue that Makkah was conquest through war.
Similarly, khalid bin Waleed fought with the group of banu-bakar and akhabish and murdered nearly their 12 members. Similarly Abu Sufiyan came to holy prophet on the day of Makkah conquest and demanded peace. Holy prophet (ملسو هيلع هللا ىلص) gave him peace and said who entered his house, would be safe. The other party is of the view that Makkah was conquered through reconciliation and they held the recording from the saying of Allah. Allah almighty says:
وا األدبار [37]ولو قاتلكم الذين كفروا لولAnd if pagans would fight with you, they would run away and would not find any helper or friend in the next verse:
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ة من بعد أن أظفركم عليهم [38]وهو الذي كف أيديهم عنكم وأيديكم عنهم ببطن مكAnd he is the same who gave you victory upon the non-Muslims and stopped their hands on you and yours on them It is quite clear from these two verses that Makkah was conquered through reconciliation not through war. Similarly this point is proved and clears through hadith that
[39]بمر الظہرانصالح اهل مکۃ holy prophet (ملسو هيلع هللا ىلص) reconciliated with people of Makkah in mur-rul-zuhran. Holy prophet (ملسو هيلع هللا ىلص) said:
[40]من دخل المسجد فهو آمن ،ومن اغلق بابہ فهو آمن ومن القی السالح فهو آمن ومن اغلق بابہ فهو آمن the person is in peace, who entered the mosque. Similarly he is also in peace who shut his door. Who threw his weapon, is in peace. This proved that no war was fought on the day of Makkah conquest.
Similarly on the day of Makkah conquest hazrat Saad bin ubada said: اليوم يوم الملحمۃ ،اليوم نستحل الکعبۃ
Today is the day of war ,Today Kaaba has been made halaal. When holy prophet(ملسو هيلع هللا ىلص) heard these, (ملسو هيلع هللا ىلص) said:
کذب سعد ،ولکن هذا يوم يعظم هللا فيہ الکعبۃSaad told a lie. Today is the day, in which Allah has given dignity to his Kaaba. Holy prophet, would have distributed Booty (mal-e-ganemat) if Makkah have conquered through Fight. It was conquered through reconciliation.
Most of the scholors, while answering the arguments of others say that it is not proved from holy prophet (ملسو هيلع هللا ىلص)giving peace to some people that Makkah conquered through reconciliation. It is the argument that, he (ملسو هيلع هللا ىلص)announced the forgiveness after the war and if Makkah would have conquest through reconciliation, then, there was no need of peace.[41] Decree of shriyya, related to Makkah conquest
Traveler can fast in Ramadan and can also break it. Holy prophet(ملسو هيلع هللا ىلص) fasted on the occasion of returning of war pro cession on returning from madina and broke it on kudaid. [42]
Traveler, can shorten the prayer with 4 rakkat’s to 2 rakkat’s. holy prophet(ملسو هيلع هللا ىلص) offered qasar prayer in Makkah for nighteen days. [43]
The bequest of the chattel more than one third as it is obvious of the tale of saad bin abi waqas. When he fell ill in the holy city of Makkah and consulted the holy prophet about the bequest of more than one third’s chattel, he (ملسو هيلع هللا ىلص) forbade.[44]
Holy Prophet(ملسو هيلع هللا ىلص) offend Chasht prayer eight rakaat from this it is argued, that chasht prayer is liked/masnoon. [45]
A woman can also give peace and for other it is essential to accept this peace. Holy prophet(ملسو هيلع هللا ىلص) accepted the peace of umm-e-Hani which she provided to the two relatives of her husband.[46]
Holy prophet (ملسو هيلع هللا ىلص) narrated a rule that a child will be attacked to the father or mother and not to the person who raped as, holy prophet(ملسو هيلع هللا ىلص) made the decision about the child of female slave of zumha. There was a controversy between Abd-bin-zumha and saad bin abi waqas. Holy prophet(ملسو هيلع هللا ىلص) gave the decision in favor of abd bin zumha. It was because this child was born from the female slave of his father. [47]
from heathen husband and wife, if wife becomes Muslim, the Nikkah will be sustained provided that before the mensuration of his wife, the husband becomes Muslim. As it was in the case of Safwan bin umiyya and ikrama bin Abu jhal their wives became Muslims and they also became Muslims before the completion of the menstrual of their wives. Their Nikkah sustained .[48]
If husband is naturally a miser and does not meet the expedient of his wife and offspring’s, than wife can take suitable amount without telling her husband, to fulfil the needs, as it is proved from the event of Hind bint-e-utba and Abu suffiyan. [49]
Hair can be dyed of hina, however it is not legal to dye them with any black color. As it is obvious of Abu kuhafa errant, who was the father of Abu bakkar Siddique from this it meant to oppose the Jews and Christians. [50]
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It is forbidden they recommending to finish the limitations of Allah almighty after a case being presented by the ruler. As in case of makhzomi woman who made theft, hazrat usama asked to spume her. At this holy prophet (ملسو هيلع هللا ىلص) was annoyed. Then said:
عيف أقاموا عليه الحد، و إنما أهلك الذين قبلكم، د أنهم كانوا إذا سرق فيهم الشريف تركوه، وإذا سرق فيهم الض لو أن فاطمة بنت محم ايم [51]سرقت لقطعت يدها
People before you were decayed on the base, when among them, if a respected man committed theft, would be left and when the theft was committed by a weak(poor) he would be given punishment. Holy prophet (ملسو هيلع هللا ىلص) said. By god (he swore) if Fatima bint-e-muhammad would commit theft he would cut her hands.
Holy prophet (ملسو هيلع هللا ىلص) forbade to murder a woman until she took part in the war. On the day of Makkah conquest, He (ملسو هيلع هللا ىلص) passed by a woman, he(ملسو هيلع هللا ىلص) expressed annoyance and said, which war she fought? [52]. Holy prophet (ملسو هيلع هللا ىلص) forbade killing children and woman in wars. [53]
Hazrat abu bakkar brought his father before the holy prophet (ملسو هيلع هللا ىلص) who had become blind as a respect holy prophet (ملسو هيلع هللا ىلص) seeing he said. Why did you not let your father remain in the home. I(ملسو هيلع هللا ىلص) myself would come to him. Hazrat Abu bakkar said O-prophet of Allah it was batter that he came instead you. Then hazrat abu bakkar made his father sit before the holy prophet (ملسو هيلع هللا ىلص) . He placed his hand on his chest and said. Be a Muslim and he became Muslim. [54]
The person who does not intend the pilgrimage or umrah, it is legal for him to enter the Makkah without ahram. Holy prophet (ملسو هيلع هللا ىلص) entered the Makkah on the eve of Makkah conquest there was black turban on his head. On this eve he (ملسو هيلع هللا ىلص) was not in ahram.[55]
The people with whom, agreement has been made, if they attack on such people whom, the imam had given the promise, no promise will remain and it would be legal to kill them in their homes and there is no need of war announcement. The need of declaration is due when there might be fear of dishonesty, when dishonesty is practically proved the agreement finishes. [56]
In case of any compulsion or rapprochement, the scorch of the woman can be taken by taking off her clothes. As it was in case of the woman who carried the latter of Hatib(ra). Hazrat ali and hazrat miqdad-bin-aswad in the condition of belief warned her to make her search by taking off her dress. The woman, fearing from such a search gave the latter which she had hidden in her hair. [57]
When a person in the condition of rage, declares a Muslim, polytheist with supposing Allah, prophet (ملسو هيلع هللا ىلص) and the faith, he himself would not be polytheist or sinner, rather he would get due to his motive and devotees. On the condition he does not have any personal interest or ambition.
The person can be murdered without being demanding him for repentance who has been converted badly as it was in the matter of Abdullah bin Oby bin Srah.
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[5]. Muqaddima al-sera tul nabvyyah , Ibn-e-Kathir,abul fida ismaeel bin umer bin Kathir al-dimashqi al qurashi,tehqeq: Mustafa abdul wahid, darul marifa, Beirut, lebanon,1395Ah/1976 AD. Vol:1, p:7.
[6]. Al-sera tul nabvyyah ,Ibn-e-Kathir,abul fida ismaeel bin umer bin Kathir,Vol:2,p:234-237. [7]. Ibid, Vol:2,p:240. [8]. Ibid, Vol:2,p:240. [9]. Saheeh-Al-Bukhari, Muhammad bin Ismaeel al Bukhari, hadith no: 2732. [10]. Saheeh-Al-Bukhari, Muhammad bin Ismaeel al Bukhari, hadith no: 5754. [11]. Fath-ul-baari, abul fazl ahmad bin ali bin Muhammad bin ahmad bin hajr al asqalani, Vol:10,p:225. [12]. Sunan-e-abe Dawood, abu Dawood suleman bin ashas as sjistani, , hadith no: 3919.
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[13]. Saheeh-Al-Bukhari, Muhammad bin Ismaeel al Bukhari, hadith no:846. [14]. Al umm, Muhammad bin idrees shafe, darul marifa Beirut, lebanon, 1410 AH/1990 AD, Vol:1,p:225. [15]. Saheeh-Al-Bukhari, Muhammad bin Ismaeel al Bukhari, hadith no: 2731. [16]. Al aatisaam, ibraheem bin musa shaatbi, 8/2, daar ibn e affaan, as saudia, 1412 AH-1992 AD,
Vol:2,p:8. [17]. Sahih al-muslim, muslim bin hajjaj al qusheri, hadith no: 1201. [18]. Surah al baqara: 196, [19]. Sunan-e-ibn-e-maja, abu Abdullah Muhammad bin yazeed al qazweeni, hadith no:963. hafiz ibn e hajr
says that the hadees is saheeh and its sanad is muttasil (Fathul baaril,abul fazl ahmad bin ali bin Muhammad bin ahmad bin hajr al asqalani, Vol:2,p:184.)
[20]. Al sunan-ul-kubra, abu abdur Rahman ahmad bin shoaib bin ali al khurasani al nisaae 266/5, muassisat ur risala Beirut, 1421 Ah-2001 AD, Vol:5,p:266.
[21]. Fiqh-ul-seerah, Muhammad saeed ramzaan al booti, p: 242. [22]. Fathul qadeer, Muhammad bin ali bin Muhammad bin Abdullah ash shokaani al yamni ,dar ibn e
kaseer, darul kalim al tyyeb, Beirut, 1414 AH, Vol:5,p:546. [23]. Aasaar ul hrb fil fiqhil islami, by allama az zuhaaly, p: 680. [24]. Surah al nisaa: 90. [25]. Aasaar ul hrb fil fiqhil islami, by allama az zuhaaly, p: 675. [26]. Surah al tobah: 5. [27]. Jama al bayan fee taveel ul Quraan, Muhammad bin Jareer bin yazeed bin, abu jafar al tabri
Vol:9,p:24. [28]. Al jama le ahkamil Quraan (tafseer al qurtbi), abu abdullah Muhammad bin ahmad bin abu bakr bin
frh al Ansari al khzrji shamsud din al qurtbi , darul kutub al misryya, al qahira, 1384 AH-1964 AD. Vol:5,p:308.
[29]. Tafseer fee zilaal ul Quraan, syyed Qutub, Vol:3,p:1433. [30]. Al seera tul nabvyyah, abu Muhammad abdul malik bin hisham bin ayyub al himyari Vol:3,p:341. [31]. Marvyyat ghazwa tul hudybiya, hafiz al hakmi, dar ibn ul qyyem, 1411 AH,p:313. [32]. Al-sera tul nabvyyah , Ibn-e-Kathir,abul fida ismaeel bin umer bin Kathir,Vol:2,p:240. [33]. Ibid, Vol:2,p:374. [34]. Zad-ul-maad fil hdye khairil ibad, ibn ul qyyem al jozya, Vol:3,p:443. [35]. Al-sera tul nabvyyah , Ibn-e-Kathir,abul fida ismaeel bin umer bin Kathir,Vol:2,p:382. [36]. Ibid, Vol:2,p:376. [37]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, hadith no: 4298. [38]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, hadith no: 2743. [39]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, hadith no: 4292. [40]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, hadith no: 3171. [41]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, kitab ul maghazi, hadith no: 4303. [42]. Shrh-ul-zrqani , muhammad bin abdul baqi al-zurqani, kitab-ul-nikah, Dar sader Beirut, hadith
no:11181. [43]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, baab zikr-e-Hind bint e utba bin rabea, hadith
no: 3825. [44]. Sahih al-muslim, muslim bin hajjaj al qushari, hadith no: 2102. [45]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, baab hadees ul ghaar, hadith no: 3475. [46]. Musnad ul imam ahmad bin hambl, abu Abdullah ahmad bin Muhammad bin hambal Vol:2,p:115. [47]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, baab qtlun nisaa fil harb, hadith no: 3015. [48]. Al-serah al nabvyyah (ملسو هيلع هللا ىلص), abu Muhammad abdul malik bin hisham bin ayyub al himyari, Vol:4,p:67. [49]. Sahih al-Bukhari, Muhammad bin ismaeel al bukhari, hadith no: 4286. [50]. Zadul maad fil hdye khaeril ibad, ibn ul qyyem al jozya, , Vol:3,p:420. [51]. Zadul maad fee hdye khaeril ibad, ibn ul qyyem al jozya, Vol:3,p:432. [52]. Saheeh al bukhari, Muhammad bin ismaeel al bukhari, hadith no: 2434. [53]. Suraha al fatihah: 22. [54]. Suraha al fatihah: 24. [55]. Fathul bari sharh saheeh al bukhari, ahmad bin ali bin hajr abul fazl al asqlani al shafi, Vol:5,p:8. [56]. Al sunanul kubra, ahmad bin al Hussain bin ali bin musa abu bakr al baihqi, 118/9, darul kutub al
ilmyyah, Beirut, lebanon, 1424 AH- 2003 AD. Vol:9,p:118. [57]. Fathul bari sharh saheeh al bukhari, ahmad bin ali bin hajr abul fazl al asqlani al shafi, Vol:9,p:8.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Nafi Gul, Assistant Professor, GCMS, Charsadda, Khyber Pakhtunkhwa, Pakistan
Introduction to the Sect of Noor Bakhsia and the Intellectual Analysis of
Their Fundamental Islamic Beliefs
Nafi Gul1, Professor Dr Hafiz Hifazatullah
1Assistant Professor, GCMS, Charsadda, Khyber Pakhtunkhwa, Pakistan
2Associate Professor, Department of Islamic Theology, Islamia College University Peshawar, Pakistan
Received: September 23, 2017
Accepted: December 14, 2017
ABSTRACT
The Noor Bakhshiasect lives in the Northern Areas of Pakistan, especially in Gilgit and Skardo. They are the
followers of Mir Sayyed Noor Bakhsh. His compilation kitab-ul-Iteqaadiyya is effectual in the basic
fundamental Islamic beliefs whereas his second compilation Alfeq-ul-Ahwat is acted upon/ followed in the
practical life. Besides, there is the practice of sunnahism in these beliefs but in terms of purpose and reverence
towards the priests, they exhiloitshia, ism. It has a separate school of understanding. This sect has specific
fourteen slogans. They believe in Allah, the almighty along with all his qualities. They also have faith in all
messengers, holy Books, angles and the day of judgment. They believe in the existence of heaven and hell.
Currently there are three sects of this school of thought Imamia, Sophia and Hamdania. Mukhtar Hussain is the
spiritual leader of the last sects, Hamdania which is out of Islam.
KEY WORDS: (Sect, Noor Bakhshia, Islamic beliefs, Imamia, Suphia, Hamdania, conservative)
INTRODUCTION TO SECT OF NOOR BAKHSHIA
The founder of the Noor Bakhshia sect was Sayeed Noor who was born on 15 Shaban 690 hijri in a city
known Qain Saojan in the province of Qahqehestan. According to some other traditions, he was born on 28,
muharram-ul-harram, 690 hijri. According toImam Mussa Kazim his position in the family is traced back to
Imam Jafar Sadiq being the sixth imam of shiaism.
His original name was Said Muhammad. Among his loved ones he was known as “MIR”. His father
name was Muhammad and his grandfather name was Abdullah. So his complete name became like “Mir Sayeed
Muhammad Noor Bakhsh Ibne Abdullah Leshawi”.
The reason to write “Noor Bakhshia” is that a friend of him saw in his dream that there is some light
falling on Mir Bakhshia from the sky and then other people get enlightened through him. The second reason that
his spiritual teacher Khwaja Ishaq Khatlani bestowed upon him the nickname “NOOR BAKHSHIA”.
Education:
Mir Sayyed got his early education in a village. He learnt the holy quran by heart at the age of seven
years, and in a short time he received the Islamic disciplines of knowledge from Sheikh Ahmad Bin Fahad Ali.
After getting the religious and worldly knowledge at the age of seventeen. He focused his attention to the
spiritual side of the knowledge. He successfully travelled through the realm of reality and understanding and
stood in the line of the acknowledge saints.
The genealogical table of Mir Sahib goes like this:
Sayyed Muhammad Noor Bakhsh
Khwaja Ishaq Khatlani
Khwaja Ishaq Khatlani
Ameer Kabeer Sayyed Ali Hamdani Sheikh Mahmood Mirzdiqani
Sheikh Alla-ud-din Samnani
Sheikh Ali Lala
Sheikh Najam-ud-din Kubri
Sheikh Ammar Yasir
Sheikh abuNajeeb Seherwardhi
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Sheikh Ahmad Ghazzali
Sheikh Abubakkar Nissaji
Sheikh abu Usman Maghrabi
Sheikh abu Ali Kaayee
Sheikh abu Ali dodhbari Sayed-al-tayefa Sheikh Junaid Bughdadi
Sheikh Sari Saqtui
Sheikh Maroof Kerkhi
Sheikh Hazrat Immam Ali Razza
Immam Mussa Kazim
Immam Jafir Sadiq
Immam Muhammad Baqir
Immam Zain-ul-Abideen
Imam Zain-ul-abideen had got permission from Hazrat Hussain, and Hazrat Hussain from Hazrat Ali and Hazrat
Ali from Hazrat Muhammad (S.A.W). Due to natural talent Noor Bakhsh quickly overcome all the hardships in
the way of knowledge, and he earned the NOOR BAKHSH title from Khwaja Ishaq Khatlani at the age of twentyfour. He gave his teachers gown to Noor Bakhsh and appointed him to all other disciples around there. At
the age of thirty one, KhwajaIshaq Khatlani himself gave him permission on 19 rabi-us-sani 865 at his worship
place and assign him the responsibility to teach other disciples.
When the teacher and the disciples focused on the spiritual development of people , the ruler got frightened and
revolted against them. It must be remembered that Shah Rukh Bin Taimour, the descendent off his reigned the
zammam kingdom those days. He took it a revolt against his kingdom and a serious clash between the
opponent’s development.
On rajjab 12, 869 hijri, on Friday he dressed in black, wore a black turban and order his followers to
fight resultantly left so suphies martyred in the city of Khatlan. Two sons of IshaqKhatlani were also included in
the martyrs. Mir Noor Bakhsh and his companions were arrested. Being in chains they were taken to Harat city.
After imprisonment of 18 days in utter darkness, they were exiled and sent to shiraz and from there they transferred to Khuzistan. After six months imprisonment and physical hardships they were freed by the order of
Governor of sheraz. After freedom from jail they travelled to Basra but was again arrested in Kurdistan. Mir
sahib traveled far and wide including many countries like Iraq, Kurdistan, Koristan and Gillan. A huge crowd in
these countries took oath on his hands, and many a people turned his lovers.
While living in Kurdistan for few days,the king came to know about him and issued order for arresting
him. The king got so much angry at him that he wished to kill him. He made a plan to escape. He fled from
Kurdistan and reached Khalkhal in three days with much hunger and fatigue. The ruler of Khalkhal arrested him
and once again handed him over to Shahrukh khan. Later on, he was set forth to Gillan.
Mir sahib got some leisure time in Gillan and the reasons were the death of Shahrukh khan on one hand
and the internal agitation and revolt against him on the other hand. he had also started writing correspondents
with Taimouri rulers. After living in Gillan for few years he shifted to Solighan and preached his disciples. He
made his son shah qasimfaiz bakhsh his own decedent.
Death:
Eventually he passed away on 15 Rabi-ul-Awal 899 Hijri on the day of Thursday at the age of 37 years
and was buried in his own garden.
Before the start of Noor Bahkhshia it is essential to know about the religious state of affairs in
Baltistan, before the arrival of Islam the people of Baltistan were fire worshipers. It is worth mentioning that the
origin centre of this religion was in Iran. The forefathers of the people of Baltistan had migrated from Iran that’s
why Iranian culture and civilization is dominant in Baltistan.
The second religion which had been prevalent in this region was Chospon which is still there. The
followers of this religion believed in superstitions and Gods. The believers of this religion maintained that it is a
separate creature in this world beside human beings and Jinn. They believe that they have been created neither from clay like human, nor from light like angels, nor from fire like Jinn, rather they are composed of strange and
different components. They neither drink nor eat that’s why they perform acts of wisdom and sagacity. The
regions where they live are blessed with good things. They are extremely fond of music and dance and travel far
and wide for this purpose. One kind of this creature is Hala or Halano and many believers claim that they have
their powers too. Besides Hala or Halano there is another creature called “Mini Jam” which means (jinn of the
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mosques).The believers have a strange belief in this creature that they kicked the dirty people at night. Another
creature called “Chin Chinfu” which shouts at children.
The third religion which existed before islam was Budhism Baltistan having convents places all over
the province and some of them are still found in Skardu, Shagar and Khaploo. The monks used to live in these
convents and would preach the teachings of bhudda. Soon after people starting worshipping the monks with a mixed religion of Chin Chin Fu and Chospon. This religion could be found even today in Tibet and occupied
Kashmir.
It is important to mention that the whole Baltistan remained deprived of Islam till 8th Hijri/ 14th
centuries. The Islamic preachers and saints started coming to Baltistan in the last decade of this century. History
mention the names of these preachers like Sayyed Ali Hamdani, Mir sayyed Noor Bakhsh and Syeed Shams-ud-
din Iraqui. Due to these people Islam got introduced not only in Baltistan but also in the adjacent areas.
A brief mentioning of three preachers is as follows Mir sayyed Ali Hamdani came to Baltistan in 1381.
He preached Islam and many people embraced Islam. He also built two mosques, one at Gamba and the other at
Skarduthey still exist there and people also pray therein. Mir sayeed Noor Bakhsh came to Baltistan, first in
1381 and second in 1383. He spent few years here and preached Islam to the people and they became muslims.
Sayyed Ali Hamdani and Noor Bakhsh sahib tried their level best to convert people to Islam and they succeeded
to a great extent but they both belonged to different school of thoughts as evident from their books. There are three different opinions about Sayyed Ali Hamdani and Sayyed Noor Bakhsh. The first one is
that they were sunni, the second is that they were shia, and the third one put them into separate religious sect.
The reason is that they choose the most acceptable method leaving out difference found in both the religion of
Sunni and Shia and compiled them in the two books Alfiqa-al-Ahwat and Kitab-ul-Itiqadia. He founded a
separate school of thoughts in the religion. As it is doubtful that Noor Bakhsh was either Sunni or Shia, similarly
is the doubtful approach of the people towards Noor Bakhshia. The Sunni think that he was a Sunni and Shia
Believe that he was a Shia.
Since Noor Bakhshia is a spiritual sect and its spiritual leader is Noor Bakhsh that’s why it is called
Noor Bakhshia. From scholastic point of view it is a separate school of spiritual thoughts. Noor Bakhshia could
not spread as much in his lifetime as after his death, though it remained prevalent in these regions but it received
huge appreciation in the 9th Hijri in Iraq and other adjacent areas. The followers and disciples led this movement ahead and it successfully succeeded. The number of followers increased to thousands in a district called
“Baltistan” and is located in the northern areas of Pakistan.
During his lifetime he had appointed many of his disciples for different places in order to preach his
beliefs and convictions to people. After his death all his disciples unanimously choose his son Shah Qasim Faiz
Bakhsh as their spiritual leader and took oath on his hand. Shah Qasim Faiz Bakhsh taught and preached the
fundamental 14 slogans called “Mirror of Noor Bakhshia” or “14 spiritual slogans” which are as follow:
1 Banda khuda
2 Zurrieat-e-Adam
3 Millat-e-Ibraheem
4 Ummat-e-Muhammad
5 Deen Islam
6 Kitab-e-Quran 7 Kabba Qibla
8 Mutabiyat Sunnat
9 Muhhib-e-Ali
10 Silsila-e-Zahab
11 Mazhab-e-Suphiya
12 mashrab Hamdaniya
13 Rawish-e-Noor Bakhshiya
14 Mureed-e-Murshad
After this Sayyed Ali Kuraisy appeared in the history of Noor Bakhshiaa strikingly different person
who not only eclipsed all previous leading figures in Noor Bakhshia sect but also laid the foundation of hatred and division. He compelled so many followers of this sect to leave Islam disintegrated their beliefs making them
religiously biased, disunited and sceptical. Sayyed Ali Kuraisy was born in1309. He was the son of sayyed
Ghoon Ali and the grandson of Peer khan uloom. First of all he publicly announced that Mir Sahib was a
Shiaand he proved this by referring to some of his books.
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Due to this Sayyed Ali Kuraisi tried to get the Noot Bakhshian on board in order to make them
celebrate the Shiate’s Custom and traditions like sitting in Shia councils following the imams and celebrating
the days of birth and death. The region of Kuraisy which was the centre of Noor Bakhshia became the central
point of Shiaism. Slowly clash of ideas developed and Sayyed Ali kuraisy openly criticised the book of Al-
Akhwat written by Mir sahib. He changed people’s mind about the spiritual weightage of Mir Sahib’s beliefs and convections. It was like attacking Noor Bakhshia and uprooting altogether.
The second reason was Ali Khuraisi’s book called Kashaf-ul-Haqaiq in which he had criticized the
book of Dawat-us-suphia written by Noor Bakhsh. He mentioned that the book was against Islam and Shariyat.
The chasm of differences got so widened that the Noor Bakhshia sect got divided into two sects.
1: Imamia 2: Suphia
The sect of Imamia was the outcome of Syeed Ali Khuraisi’s modern beliefs while the suphia was the old
conservative sect practising the Noor Bakhshia’s original spiritual beliefs and practices. Historical studies reveal
that these differences developed between 1920 to 1953. Many efforts were made to bridge this gap but failed. In
1957 a delegation of Noor Bakhshia scholars met at the late PirSyeed Ali Shah’s residence. In this meeting the
scholars from both the sects swore to Allah that they would never level allegations against each other and that
each sect would be free to promote and preach its teachings. But on contrary to the expectations the difference
and clashes between the two sects increased. Later some sympathetic arbitrator came in and held a convention in 1982 which was headed by Sayyed Noon Ali shah Almosavi. It was sort of a pact. He swore to god that he
would never go against Noor Bakhshia and in case of violation he would be held responsible for any
punishment.
This pact remained effectual till 1991 and both the sects made progress and development in many fields of life.
However when Sayyed Noon Ali Shah Almosai passed away in 1991 his elder son Sayyed Muhammad Shah
Noorani had to be as per family tradition the Pir of Noor Bakhsh school of thought which again caused
differences between two sects. When the state of affairs got deteriorated, arbitrators were appointed through
youth federation at Chaq Chan Mosque. Each sect forwarded their own point of views. The Sophia sect
maintained that they follow their ancestors method of spiritual life and are called Sophia Noor Bakhshia. The
Imamia sect asserted that they followed their 12 Imams along with Sophism and Noor Bakhshia as their spiritual
leaders. This meeting could not reach any conclusion till morning. Eventually a written pact was forwarded through
N.Y.F application in which both the sects put their signatures. “We- the twelve members committee hereby
declared that no speaker from Noor Bakhshia sect will everspeak against Sophia. No written or spoken
preaching will be allowed henceforth. Rather the books of their ancestors will be followed in letter and spirit.
According to “SURMO” rules no materials on differences will be extreme violation of the pact in case it is done
so. This pact could not work it remained effectually only in written form. Rather it added fire and the opponents
began collecting written materials against each other. This widened the gap between the two sects.
In 1999 N.Y.F called a meeting of ten Noor Bakhshia scholars in which the scholars presented their own point
of views and appointed two arbitrators on their mutual consent. The arbitrators were given absolute power to
decide the differences they collectively named the sect as “Suphia Noor Bakhshia” the remaining portion of the
pact was the same” old Song” consequently the Noor Bakhshia sect got divided into two sects. One Noor
Bakhshia Imamia and the second Noor Bakhshia Sophiya.
Introduction to ImamiaSophiya:
The literal meaning of imam is the one who is followed and obeyed. This word can be used for the
head of many institution, no matter he is concerned with Islam/religion or world. Religiously, the most upright
imam is Hazrat Muhammad (S.A.W),the most authentic interpreter of Holy Quran is Hazrat Abdullah Bin
Abbas, the most veracious compiler of Ahadith is the Imam Muhammad Ismail Bukhari etc. Similarly it is
applicable for worldly leaders like Imam-ul-Hind, Imam Raghib-ul-Asfahani……
Metaphorically, Imamia is meant the group of shiates who think of HazratAli(R.A)as their imam after
the Holy prophet (S.A.W).Except those 12 imams,they only follow them and believe non.
Introduction to Suphiya Noor Bakhshia Sect:
The singulars of suphies is suphie literally suphie means the one who spiritually worships and getrid of all which is not spiritually clean and clear. Suphie stands for spiritual purity of heart and mind. According to
suphies, no one can be an imman in the presence of ahli-e-baith. Imamia has a particular class of 12 imams who
follow none but them. Basically there is no striking difference between imamia and Sophia both believe and
followed their fundamental code of principles being derived from the books called “Al-ahwat and Aitiqadiya”
there are only a few points where they differ, especially the spiritual leader and disciple the bone of contention
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is that Imamia considered it hereditary and familial, whereas the Sophiya advocates the spiritual leadership to be
given to the most upright and righteous. The second this is the Aitikaf (seclusion for worship) which goes from
three days to40 days while the imamia don’t believe in it
The number of Sophia Noor Bakhshia is greater from imamia Noor Bakhshia and they have occupied
most of the mosques and convents in Baltistan. The majority of Sophia is in Skardu, Khaplo, Ladakh, Kargil, Gilgit and Karachi. While the Imamia are in majority in Krais.
Recently a lower sect of Noor Bakhshia has come into being called (Hamdania) led by Manzoor
Hussain he is actually a resident of Sargodha and has written a separate book called “Mushaf-e-Muhammad
Mustafia”. They mention his name in azan. They don’t face to Kaa’ba while saying theirprayesthese sects has
been Islamic multified and is found mostly in shagar.
The sect of Noor Bakhshia believes that Allah is omnipresent and omniscient; he is all knowing and all
powerful. They equally believe in the qualities of Allah. They maintain that Allah have the power being the
most ancient and omnipresence. Allah is one. Allah has no partner no son no father. There is nothing before
Allah.
Their belief in celestial books like Torah, Zaboor, Bible, and other booklets is that these books have
been revealed on different prophets and messengers at different periods of time. To have belief in them is an
integral part of faith. The holiest book “THE QURAN” is superior to all other celestial books in every respect. To have faith in these books is included in the 14 slogans of Noor Bakhshia.
As far as the prophethood is concerned with the Noor Bakhshai sect believe that the prophet and
messenger was a source and bridge between Allah and Human beings. all prophets are being sent by Allah.
They also believe in the finality of the prophet hood of Hazrat Muhammad (S.A.W). it is obviously
clear they believe that hazrat Adam(AS) was the first and Hazrat Muhammad (S.A.W) is the last messenger sent
by Allah.
The belief in Angels is Noor Bakhshia sect is the same as it is in Islam. Angels have been created from
light. There is no gender in them. They perform different functions. They are always ready to obey Allah’s
commands.
Noor Bakhshiasect also believe in the “Resurrection” or “the Final day” or the day of judgement”.
Good deeds will be rewarded and bad deeds will be rewarded with punishment. Since, it is a spiritual sect, the killing of one’s bad self is tantamount to “small Doomsday”. Devouring one’s heart from all worldliness and
focusing on life hereafter in the main object of this spiritual sect.
Conclusively speaking, the Noor Bakhshiasect believes in Islam like the followers of sunnah-wl-jammah.
However, they believe in the piousness of Immams, that they are free from sinslike prophets, believe in the
glory of Hazrat Ali, Muta’aa, and also add some phrases in Azan. These acts resemble Shiaism to large extent.
REFERENCES
1. Ai fiqh-ul-Ahwat, Sayed M.Noor Bakhsh, Idara madrasa shah Hamdan Sophia noorbakhshia,1973, p-B
2. Sophia Noor Bakhshia, part 2nd, Ghulam Hasan Hasnu, Silver link composing centre royal park
Lahore,1988,p -61,62
3. Ayena Islami, Molana Shakorali Anwarkori, Alnadwat-ul-Islamia noorbakhshia. p 18
4. -ditto- pages: 17, 18
5. -ditto-
6. Mir Sayed Noor Bakhsh and Maslaki Noor Bakhshia, Dr, Ghazi M, Naeem, Shah Hamdan publications
Islamabad, 1973, p-16
7. Mir Sayyed Muhammad Noor Bakhshaur Maslak Noor Bakhshia, Dr Ghazi Muhammad Naeem, Idara
Shah Hamdan Sophia Noor Bakhshia Skardu, Taba 1973, p-14.
8. Tareekh-e- Baltistan, Ghulam Hassan Seherwardhi, Abdul Jabbar press lahore1992, p-64,65
9: -ditto-
10. Baltistan Par Aiknazar, Muhammad yousaf Hussain abadi, anonymous, p-64
11. -ditto-
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Gul and Hifazatullah, 2018
12. Aiyena Baltistan, fidda Hussain Shamim, idarahamdaniaskardu. P-25
13. Tareekh-Jammu, molvi Hashmatullah, verynaag publishers Mirpur Azad Kashmir,1992 p-203
14. -ditto-
15. -ditto-
16. -ditto-
17. Dawaat-e- Sophia, Ameer Kabeer Sayeed Ali Hamdania, urdutarjuma Allama Muhammad bashirfazil,
Nadwatul Islamia Noor Bakhshia Islamabad, p- 197-918
18. Tabqaat-e- Nooria, Shah Qasim Faiz Bakhsh, Shah Hamdan publications Islamabad,1999, p –16
19. Meer sayyed Muhammad Noor Bakhsh and Maslak-e- Noor Bakhshia, Dr Ghazi Muhammad Naeem,
Shah Hamdan publication Islamabad, p- 206
20. -ditto-
21. -ditto-
22. -ditto-
23. Souphia Noor Bakhshia part 2, Ghulam Hassan Hasno, silver link composing centre royal Park Lahore,
1988, p-6
24. Mir Sayyed Muhammad Noor Bakhsh and Maslak Noor Bakhsh, Dr Ghazi Muhammad Naeem Hamdan
publications Islamabad. P-206
25. -ditto-
26. Souphia Noor Bakhshia part 1, Ghulam Hassan Hasno, Braatliberarykhaploo Baltistan. P-10
27. Krais convention, Ghulam Hassan Hassno, Braat library Khaploo, Baltistan. P- 11
28. Suphia Noor Bakhshia part 2, Ghulam Hassan Hasno, Silver link composing centre royal Park Lahore,
1988, p-11
29. Tabqaat Nooria, Shah Qasim Faiz Bakhsh, Shah Hamdaan publications Islamabad, 1999, p-26
30. -ditto-
31. -ditto-
32. Meer Sayyed Muhammad Noor Bakhsh and Maslak Noor Bakhshia, Dr Ghazi Muhammad Naeem, Shah
Hamdan publications Islamabad, p-211
33. Al manjid fil fiqqawl Adab, loeis Maloof alyasoe Bairut, p-18
34. Saboot Imamat, AllamaNaseer-ud-din Hunzarai, Khana Hikmat Karachi 1947, p-140
35. Souphia Noor Bakhshia, Sayyed Muhammad Noor Bakhsh, Shah Hamdaan publications Skardu, p-30
36. Insan Nama, Sayyed M. Noor Bakhsh, urdutarjuma, Ghulam Hasan Hasno, Baratlibraray Baltistan, 1980
p-91
37. Sophiya Noor Bakhshia, Sayyed M. Noor Bakhsh, Shah Hamdan publications Skardu, p-32
38. Kitab-ul-Aitiqadia Sayyed Muhammad Noor Bakhsh, Al Nadwatul Islamia Noor Bakhshia, 1975, p 24-
25
39. Najm-ul-Hudda Sayyed Muhammad Noor Bakhsh, Al Nadwatul Islamia Noor Bakhshia, 1975, p 43
40. Falah-ul-Mumineen, Moulana Hamza Ali Academic Press Lahore, p 13- 14
41. Kitab-ul-Aitiqadia Sayyed Muhammad Noor Bakhsh, Al Nadwatul Islamia Noor Bakhshia, 1975, p 53-
54
42. Maahnama Tibian p 15 9th edition.
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Mohibur Rehman, PhD Scholar Department of Islamic Theology Islamia collage Peshawar KPK, Pakistan.
A Jurisprudential Evaluation of Noncasuistical Questions Mentioned in
Kanz-ul-Daqaayeq
Mohibur rehman1, Dr. Saleemur Rahman2
1PhD Scholar Department of Islamic Theology Islamia collage Peshawar KPK, Pakistan
2Associate professor Department of Islamic Theology Islamia collage Peshawar KPK, Pakistan
Received: August 7, 2017
Accepted: November 18, 2017
ABSTRACT
In every age, Ulama, Muhaddiseen and Jurisprudents have provided such a sincere services to the Ummah which is a matter of pride. One of them is Allama Nasafi (May Allah’s Mercy be upon him, the author of Kanz-ud-Daqaiq). The mentioned book is the author’s brief and comprehensive work beautifully encompassing and interpreting the Hanfi School of Islamic Jurisprudence. But a common perception about Mathoon is that every issue in it depends upon casuistical (Mufta Biha, on which, fatwa is given) but is not hundred percent correct. Allama Nasafi Sahib, in his book has discussed the same issues which are Zahir-ur-Riwayah and casuistical (MuftaBiha). Keeping in mind, the reputation of the book and the flawlessness of issue that came in my research that aroused an interest in my mind to compare these issues with their sources or origins. Through my efforts and by the Grace of Allah the Almighty got the opportunity to do it. The article below includes all these issues. KEYWORDS: Noncasuistical, Jurisprudence, Evaluation, reciprocal, composition, provision, attitude
INTRODUCTION
From first Islamic century to the existing world, Islamic scholars have compiled a great jurisprudential collection. This collection consists of such extraordinary and scholarly books which are unexaggeratedly considered as a great treasure for the Muslim community. The best of human brains work for its composition. Among these outstanding brains, one is Allama Nusfi Mutawaffi (710 Hijri)who was one of the greatest jurisprudent, famous orator, unmatchable interpreter and expert of reciprocal knowledge. He remained busy in compilation and composition along with his rhetoric teaching and casuistry and compiled many useful books on multidimensional aspects of knowledge. He compiled unmatchable and famous text of Islamic jurisprudence namely, Kanzul Daqayeq which has recognized as the 3rd famous text of Hanif’s Jurisprudence after Qudori and Waqaya.AllamaNusfi’s text is comparatively more brief and comprehensive. There is no parallel of this text regarding its briefness and comprehensiveness in the entire jurisprudential collection. In respect to grading and importance, matoon comes after ummahaatkutub. Matoon refers to those brief books of science and arts in which the basic and important issues of these doctrines are depicted in an easy way comprehensively. In text, it is usually taken in consideration that all the updated issues regarding the under discussion piece of knowledge are evaluated and the basic principles (on which all the scholars are agreed upon) are depicted in brief and comprehensive composition. However, a general perception about matoon has come into front that every included proposition will be casuistical. But this is not 100% right. Sometimes there are such questions in matoon which are not casuistical but are considered commonly as casuistical and people attached to the verdict/decree are committed to make mistakes in understanding and depicting them. Now that, text is famous, reciprocal and popular in the authentic matoon of Kanzul Daqayeq whereby commonly in Islamic jurisprudence and properly in Hanfi jurisprudence it is consulted in every Madrassa and learning casuistry. The author of Kanzul Daqayeqhas taken keen provision for two things in his book. First, those questions are described expediently which are obvious amongst Hanafites and second, most of the sayings of Aayema Salasa are those which are casuistical. In the preface of Kanzul Daqayeq, AllamaNusfi says: ’’وسميتہ بکنز الدقائق وهو وان خال عن العويصات والمعضالت فقد تجلی بمسائل الفتاوی والوقعات‘‘1
Translation: “I gave it the name of Kanzu lDaqayeq. Though it is free from complicated and perplexed propositions, yet it is adorned with verdicts and the issues of new era. For example, it is adorned with those issues which consist
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of day todays’ happenings and incidents because people are in need of such kinds of issues to be solved rather than unique and complex issues. However, some of the issues are invisible and uncasuistical. Keeping the popularity of the book in mind if one inculcates deep into the matter, this proposition becomes more considerable. In the current article, a jurisprudential evaluation of such propositions are cinematographed so that the sphere of this important text would be obvious in casuistry and teaching. Allama Nusfi has described a question in Kitab-ul-buyooah 2 which apparently suggests that this question is incidental and casuistical, though it is not true. The question is : ‘ ‘‘ومن باع صبرةکل صاع بدرهم صح فی صاع “If a person sells a granary with the scheme that its every gauge would be equal to one Dirham, then the barter would be rightful in only one gauge according to Imam Abu Hanifa. As it is mentioned in the text, if a clothing stall is sold with the scheme that the price of one meter is one Dirham, then the rate will not be legitimate in one meter. According to Imam Abu Yusuf and Imam Muhammad, the rate in both of the cases is right. A verdict on the saying of Imam Abu Yusuf and Imam Muhammad is given for easiness over these two above-mentioned questions.3 ” کما فی البحر، وظاهر ما فی الهدايۃ ترجيح قولهما لتأخيره دليلهما کما هو عادتہ، وقد صرح فی
‘‘الخالصۃ فی نظيرة بأن الفتوی علی قولهما۔ وايضا فی فتح القدير ؛ قال الفقيہ؛ والفتوی علی قولهما تيسيرا لألمر علی الناس Another such question is described in this book. If someone bought 10 yards out of 100 yards of a house, this bargain will be wrong as mentioned in the text but according to the authors, this rate is right and legitimate. The verdict is based on authors’ utterances because it is in the hands of authors to eradicate this ignorance to fix the place of bargain.4” لما فی الدر المختار : وفسد بيع عشرة اذرع من دار او حمام وصححا ۔ قال ابن عابدين : والصحيح الجواز عندهما النها جهالۃ بيدهما
‘‘ای المتبايعين۔ Similarly, AllamaNasafi has uttered a question in Bab-e-KhayarAlrawi (Khayar is explained as if a person buys a thing without even looking at it and after seeing it, he has the right to keep it or to refuse it)5 though it is not casuistical. Casuistical quote is of Imam Zafar. The question is: ” ‘‘وظاهر الثوب مطويا وداخل الدار الخ أی کفت رؤيۃ ظاهر الثوب وداخل الدار According to AyemaSalasa, the appearance of clothing stall or the house is enough to be taken and with it, the appearance of Khayar becomes defunct. On the other hand, Imam Zafar is not agreed upon. The above-mentioned disagreement is based on behavioral attitude because there was no difference in the houses of Kofi but today’s houses are quite different and there are a lot of diversities inside them.6 کما فی الجوهرة النيرة: وقال زفر البد من رؤيۃ داخل
‘‘البيوت وهو الصحيح وعليہ الفتوی ألن الدور مختلفۃ ” Moreover, this question has been explained in the chapter of Khayar-e-Aib (the thing which is lacking in its originality is different from what is called defect and in the chapter of Byoo’aat, defect means that defect which is originated with the seller and the buyer has not seen it during its purchase and the seller has not to accept that after once it is disowned by him.) 7 which is stated on the consent of Imam Zafar, whereas the verdict in under discussion question is on the consent of Saahibain. The question is: ۔اؤ کان طعاما فاکل کلہ او بعضہ لم يرجع بشئی الخ‘‘ ” Similarly, if edibles are on sale and the buyer eats it fully or some part of it and then he comes to know about its sale, according to Imam abuHanifa, the seller will not morally claim any reverse of it where’s the buyer will have the right to consult according to Imam Abu Yusuf and Imam Muhammad. The verdict is based on the consent of Imam Abu Yusuf and Imam Muhammad. کما فی البحر، أن الفتوی علی قولهما فی الرجوع بالنقصان کما فی الخالصۃ وردما بقی‘‘۔8”In the chapter of illegitimate rate, the legitimate rate of honey bees has not been described whereas Imam Muhammad has considered it legitimate and this verdict is right. According to Imam Abu Hanifa and Imam Abu Yusuf, the sale of honey bees is not legitimate and Imam Muhammad has said that if honey bees are in the protection of someone, then its sale is legitimate. The verdict of Imam Muhammad is casuistical.9 Similarly, Allama Nasafi has mentioned the question in the chapter of Tolia (means that there is no difference in the selling and buying price of the item)10 and Murabiha (means the selling price is higher than the buying price of the item)11 whereas the verdict is against it. The question is: ”کما فی البحر الرائق:أن الفتوی علی قول محمد ايضا فی بيع التحل کما فی الذخيرة والخالصۃ۔“If someone has borrowed an item with the price of one thousand rupees and then sold it with a profit of one hundred rupees and the buyer cancelled the sale, then after bargain he came to know that the seller has borrowed it with one thousand rupees, so he has to pay eleven hundred rupees because actually the price is not time bound as mentioned in the text. Whereas jurisprudent Abu Jafar says that a comparison must be made between cash and loan. The buyer must prefer the return in such case.12 “فان اتلف فعلم لزمہ بالف ومائۃ الخ” It is not legitimate to count the bread and to borrow as mentioned in Bab-ur-Riba. Whereas according to Imam Muhammad, it is right and a verdict is also there over this question. …………Arabic……… The author has said that borrowing the bread in terms of weight is legitimate which the consent of Imam Yusuf is but borrowing by counting is not legitimate. However, Imam Abu Hanifa is strictly against it, whereas Imam
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Muhammad is of the opinion that borrowing bread by counting or in terms of weight due to people’s intensive need is legitimate in both of the cases and the verdict is on it13
الرجوع بفضل ما بينهما۔کما فی البحر: قال الفقيۃ أبوجعفر المختار للفتوی ” The affair of meat is considered illegitimate in Bab-us-salam14. Whereas according to Imam Yusuf and Imam Muhammad it is legitimate under some conditions. The question is: ”واللحم ای ال يصح السلم فی اللحم“ According to Imam Abu Hanifa, advance payment for meat is not legitimate. Imam Abu Yusuf and Imam Muhammad say that if kind, place, efficacy, quality and quantity are described then the advance payment will be legitimate. The verdict is on the consent of Imam Abu Yusuf and Imam Muhammad.15 “ کما فی البحر: وفی الحقائق والعيون ”الفتوی علی قولهماSimilarly, the question described in the chapter of Masayel-e-Mutafarriqa is also noncasuistical. Casuistical consent is that of Imam Yusuf. The question has been described thus: Impure Darhams are given instead of pure Darhams and the borrower did not know about it and he lost or spent those Darhams, it will be considered payment by the borrower according to the scholars. Imam Abu yusuf says that it is to change the impure ones into the pure ones which is undoubtedly illegitimate. This consent of Imam Abu Yusuf is preferred.16 “وان قضی زيفا عن جيد وهو ال يعلم وتلف فهو قضاء الخ” Similarly, the question of customary money is described in Kitab-u-Saraf17 which is based on the consent of Imam Abu Hanifa and it is noncasuistical, whereas the verdict is on the consent of Imam Yusuf and Imam Muhammad. The question is.” ولو اشتری بہ او بفلوس نافقۃ شيئا وکسد قبل دفعہ بطل البيع الخ ” If something is bought with customary money and the time is over before its payment, the rate will be considered invalid according to Imam Abu Hanifa. Whereas according to Imam Abu Yusuf and Imam Muhammad, it will not be invalid and the borrower will have to pay it. Though both of the parties have disagreement over the specified day, yet the verdict is on the consent of Imam Abu Yusuf and Imam Muhammad rather than the consent of Imam Abu Hanifa.18 “کما فی الدر المختار وصححاه بقيمتہ المبيع وبہ يفتی رفقا بالناس بحر وحقائق۔” The decision over false witnesses is enacted both internally and externally in Kitab-ul-QadhiElalQadhi (means correspondence between two judges will be considered reliable only when there is a distance between the two which should take a complete day and night while corresponding completes and the verdict is on it)19 whereas the decision will be enacted outside and it will not be enacted inside and the verdict is on it. “ وينفذ القضاء بشهادة الزور فی العقود النسوخ ”ظاہرا وباطنا الخIf the judge announced the decision regarding some affairs with the help of false witnesses, it will be enacted both outside and inside simultaneously. According to Imam Abu Yusuf and Imam Muhammad, it will be enacted outside but not inside and the verdict is on it.20 “کما فی البحر ، قال الفقيہ ابو الليث الفتوی علی قولهما۔” In the questions of Kitab-u-Shahda21, it is mentioned that the witness, the judge and the reporter should not act upon their own letter if they don’t remember the incident. Whereas Imam Muhammad has considered it legitimate. The question is.” وال يعمل شاهد وقاض وراو بالخط ان لم يتذکروا الخ ” According to Imam Muhammad, the witness, the judge and the reporter should not act upon their own letter if they don’t remember the incident whereas it is legitimate according to Sahibain. Imam Muhammad further says that it is legitimate for every above-mentioned person if the incident has not been remembered. According to Imam Yusuf, it is legitimate for the judge and the reporter only and not for the witness. Shams-ul-AyemaHalwani says that the verdict is on the consent of Imam Muhammad and in Bazazeyya, it is also punctuated22. “ کما فی البحر الرائق ، قال شمس ”االئمہ الحلوانی ينبغی ان يفتی بقول محمد وجزم فی البزازيۃ بانہ يفتی بقولہ۔In the chapter of advocacy, the question of Wakeel Bilkhasoomat is described which is actually controversial. Noncasuistical consent is written in the text whereas the verdict is on the consent of Imam Abu Yusuf and Imam Muhammad. According to Imam Abu Hanifa, it is not legitimate to make Wakeel Bilkhasoomat without the will of the opponent whereas Wakeel Bilkhasoomat can be made without the will of the opponent according to Imam Yusuf and Imam Muhammad. Actually this controversy is necessity. The consent of Imam Abu Yusuf and Imam Muhammad is casuistical. Similarly, Allam Nasafi has declared clearly in Kitab-u-Dawa that the oath of defendant regarding wife’s divorce and freedom of the slave is undoubtedly illegitimate whereas religious scholars have declared this type of oath as legitimate in some cases. The oath of divorce will not be taken from the defendant unless the defendant himself insists to do so as mentioned in the text. But some of the jurisprudents are of the opinion that if the defendant is proved to be quarrelsome and shameless in this era of life and the oath is being insisted upon, then it is legitimate for the judge to take an oath from him because in this era, people have no fear over oath taken over the name of Allah but they really fear over
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the act of divorce. Therefore, oath of divorce is considered as legitimate.23 “ کما فی مجمع االنهار۔ وقيل ان الح الخصم صح فی ”زماننا لکن ال يقضی عليہ باالنکول وفی البحر الفتوی علی عدم التحليف بالطالق والعتاق وهو ظاهر الروايۃ۔The questions of deposits are also brought under discussion and in some cases Mooda is considered as guarantor whereas the verdict is opposite as Imam Muhammd says: if Mooda hands over the property to other than his family and if there is some loss in the property, the fixation will be on Mooda. Imam Muhammad says in this connection that if he gives the property in the protection of a person who is reliable, then fixation will not be on Mooda. The verdict is on the consent of Imam Muhammad.24 “ الی أمين من امنائہ ممن يثق بہ فی مالہ، وليس فی وفی مجمع األنهر: لکن روی عن محمد المودع أذا دفع الوديعۃ الی وکيلہ، وليس فی عيالہ أو دفع ”عيالہ ال يضمن، وفی النهايۃ وعليہ الفتوی۔Similarly, the question has been written on the consent of Imam Abu Hanifa over the questions of holding which is non casuistical whereas the verdict in this question is over the consent of Imam Abu Yusuf and Imam Muhammad. That question is: ………Arabic…………. According to Imam Abu Hanifa, when a brick-maker makes the bricks and become dry, he will be rightful to be paid whereas according to Sahibain, when the brick-maker only sequences the bricks, he will be rightful to be paid. The verdict is on the consent of Sahibain.25 ”وفی رد المحتار ؛ قولهما استحسان زيلعی ولعلہ سبب کونہ المفتی ب“Similarly, another question about holding has been made a part of the text which is noncasuistical and casuistical consent is against it. The question is:, If the holder gave his house on rent for some months and the months were mentioned, the treaty will be right. And the beholder even rested for some days in a month, the holdings will be legitimate in this case as well. Therefore, the holder cannot displace the beholder at the end of the month. But the verdict is that at the beginning of the month, one day and one night can be considered for displacement. Allama Nasafi has mentioned another question in the text but the question seems to be incidental. Whereas that question is controversial according to Ayema Salasa and the casuistical consent is that of Imam Muhammad whereas the question is written over the consent of Imam Abu Hanifa. The question is: If the lord says that you have worked for me gratuitously and the worker says that he worked for wage, according to Imam Abu Hanifa, the consent of the lord will be preferred. Imam Abu Yusuf says that if the dealing between the two was on wage in the past, then the worker is rightful to be paid. Imam Muhammad says that if the worker is famous for wages, then he deserves to be paid. The verdict is on the consent of Imam Muhammad. A question has been described about the control of an insane man in Hajar (means stop and in Shariah, to stop forceful implementation is called Hajar) on the consent of Imam Abu Hanifa whereas the verdict is on the consent of Sahibain which is described by other jurisprudents. The question is: According to Imam abu Hanifa, an insane man is legitimate to have occupancy in his own property when he is free, clever and adult even he may be lavish and villainous. According to Sahibain, such an insane should be stopped and he is not legitimate to control his property. The verdict is on the consent of sahibain.26 Another question about Hajar has been described that the borrower will not be “Mehdhoor” due to loan whereas he will be “Mehdhoor” according to Imam Yusuf and Imam Muhammad and the verdict is on it. The question is:” ودين According to Imam Abu Hanifa, no one will be “Mehjoor” due to the loan because he is ”ای اليحجر علی أحد بسبب دينclever and adult, therefore his occupancies are legitimate. According to Sahibain, the borrower will be “Mehjoor”. The verdict is on the consent of Sahibain27.”وذکر البحر الرائق؛ وعندهما يجوز عليہ بسبب الدين وعلی قولهما الفتوی۔ ” It is said about the borrower that the property of borrower will not be sold in the question of debt whereas according to Imam Abu Yusuf and Imam Muhammad, the judge has this authority and the verdict is also on it. The question is:” ولم يبع عرضہ وعقاره ” If the debtor has goods and property, according to Imam Abu Hanifa, the judge should not sell it for the payment of
debt but he has to send the debtor into jail. Sahibain say that if the debtor does not sell the goods and property by himself, then the judge will have to sell it for payment of debt. The consent of Sahibain is casuistical.28 “ کما فی البحر
ذلک وعليہ الفتوی کذا فی البزازيۃ۔ الرائق؛ وعندهما يبيع القاضی ”
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4Rad al muhtar, matlabmahm fi ahkaam. alnaqoodazakasratalakh 6/565,nashir dar al fikar, berut, t:al saniaah:1616,al bahar al raiq, baih al shaih, 5/315, nashir dair al kitab al islami. 5Kitabul Al taarifat, 1/37, darulkutub al Elmia Beruit Lebnon. 6al joharata al niira ,baabkhiyar al rooyah 1/195,nashir al mutbaataalkhiira t:ala wali ,1366 hijri. fatah 7AneesulFuqaha, 1/74, Darulkutub al elmia Beruitlebnon. 8Al bahr al raiqbabkhiyar al rooyah g/59, anshir dar al kitab al islami, rad al muhtaar, babkhiyar al aaib,g5/, nashirdar al fikar, berut, t:alsaaniah 1996, 1616 hijri. 9Ramzul Haqaiq, Aini, 2/31, Idara al Quran walUloom Islamia Karachi Pakistan. 10Al bahr al raiqbabkhiyar al rooyah 6/106,anshir dar al kitab al islami, rad al muhtaar, babkhiyar al aaib,g5/, nashirdar al fikar, berut, t:alsaaniah 1996, 1616 hijri.
11Ramzul Haqaiq, Aini,2/49, Idara al Quran walUloom Islamia Karachi Pakistan. 12Ramzul Haqaiq, Aini,2/49,Idara al Quran walUloomIslamia Karachi Pakistan. 13Al bahr al raiqbabkhiyar al rooyah 4/125,anshir dar al kitab al islami, rad al muhtaar, babkhiyar al aaib,g5/, nashirdar al fikar, berut, t:alsaaniah 1996, 1616 hijri.
14 Al ikhtiyaarlataaleel al mukhtar ,baab alsalm,6/36,naar mutbata al halbi,kahirata,tareekh alnashar;135 hijri,1938,fatah alqadeer,baab al raba ,38/8,nashir daar al fikar. 15 Al-Ghayatsharh Al Hidaia, 7/69, Darul Fikar Birueit Lebnon.
16Al bahar al raaiq: alsalam fiiallham, nashirdaar al kitab al islami .186, waiiyadaa, albaniyatasharah al hadayta, alsalmfiialllham,nashirdaaralkitabalislamiwayadaa,albaniyatasharahalhadiyata, alsalmfiiallham,nshirdaar al kitab,alaalmya,berut lebnan,t:alaawali,166 hijri,8/132 17 Rad al muhtaarmatlabmsaailfiialmakaasa, nshirdaaralfikar, berut, alsaniyaah.albahr al raaiqbaahdarhameenwadinahrabadham wadinareen,619,nashir darralkitabalislami.
18 Rad al muhtaarkitabulqazidaaralfikar,berut ,alsaniyaah.albahr al raaiqbaahdarhameenwadinahrabadham wadinareen,619,nashir darralkitabalislami.
19 Al bahar al raaiq,kitab al shadata ,8/28,:nashir :daar al kitab,alsilami,radalmuhtaar, kitaab ,alqaadi ,ala qadii5/238,nahir daar alkitab,1212 hijri/1996. 20Al aqood al darretafiitanqeeh al fattavi al haamdiya,kitab aldavai,2/38,nashir daaralmarafa, majma ala nahaar, kitab al dava,355,nashir daar al hayaaltaraas al arabi. 21 Majma ala nahar, kitabaldyata, 2/339, nashir; daaralhayaaltaraasalarabi. rad al muhtaar, kitab al yadaa,5/, daaralfikarberutt; al saniaah1212,1994. 22Al bahar al raaiq, kitab al shadata ,8/28,:nashir :daar al kitab, alsilami, rad almuhtaar, kitaab,al qaadi ,ala qadii5/238,nahir daar alkitab,1212 hijri/1996.
23 Majma ala nahar, kitabaldyata ,2/339,nashir; daaralhayaaltaraasalarabi. rad al muhtaar, kitab al Yadaa,5/, daaralfikarberutt; al saniaah1212,1994.
24Rad almuhtaaralialdar al muhtaar, sharoot alajarata,128/8,nashir daar al fikar, berut alsaniaah,1616,1996.
25Rad almuhtaarali al daralmukhtar, kitab alhajara,,128,nasshir daaaralfikarberut, alsaniaah 1616,1996.
26Rad almuhtaarali al daralmukhtar, kitab majnoon,,127/6,nasshir daaaralfikarberut, alsaniaah 1616,1996.
27Rad almuhtaarali al daralmukhtar,kitab majnoon,,96/7,nasshir daaaralfikarberut, alsaniaah 1616,1996.
28Rad almuhtaarali al daralmukhtar, kitab majnoon,,95/7,nasshir daaaralfikarberut, alsaniaah 1616,1996.
J. Appl. Environ. Biol. Sci., 8(1)212-216, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Hafiz Ashfaq Ahmad, Ph. D Scholar, Department of Islamic Theology, Islamia College University, Peshawar Pakistan.
A Critical Evaluation of Contention of Qyas and Arguments of Imam Razi
1Hafiz Ashfaq Ahmad, 2Dr. Hussain Farooq
1Ph. D Scholar, Department of Islamic Theology, Islamia College University, Peshawar Pakistan 2Professor Department of Islamic Theology, Islamia College University, Peshawar Pakistan
Received: July 21, 2017
Accepted: October 22, 2017
ABSTRACT
Literally “Qiyas” means measurement or comparison to establish similarity or equality between two things, while terminologically it’s the analogical deduction applied to those Islamic Laws not clearly mentioned in Quran and
Sunnah. Qiyas refers to the extension of Shariah ruling (Hukam) from an original case (Asal) to a new case (Fara) on the basis of the same effective cause (Illat) as lying there in the original case .Quran and Sunnah provide permission
to analogical reasoning on the occasion where no clear instructions have been paid on a particular matter. Similarly
the jurists of Islam unanimously used this source as a tool for the deduction of all the new cases they faced. Imam Razi (Rh) one of the well-known scholars of Islam has provided bundles of proofs in support of Qiyas and washed all
the misconceptions of the deniers.
KEY WORDS: Qiyas, Illat, Asal, Faran, Hukam, Comparison. Contention, argument, faith
INTRODUCTION
Preamble: As it is a universal fact that Islam is a complete code of life and this faith of every Muslim is an evidence of being
Mohammaden, but it is also a fact that many of the walks of life have to face numberless problems with the changing scenarios of the surrounding world. A complete solution to all these problems has not been described in the Qur’an. A number of problems have not been described in the Qur’an and Sunnah with great details. In order to bring such
described problems in teachings of Shariah, help is being sought through other sources of Shariah like Ijmaa and Qyas.
Literary and Conventional Meaning of Qyas: Literary, Qyas means measurement, estimation and comparison. Conventionally, Qyas means the solution of
undescribed questions in the light of related described questions with common cause. Islamic scholars have decided
Qyas as the fourth argument among all the arguments of Shariah. Imam Razi, like the democratic scholars, is in favor of Qyas. He has given arguments in favor of Qyas on many occasions and has also answered in detail to the opposers.
The scholars of principles have defined Qyas thus:
“The question which has no clear and obvious solution in Qur’an and Sunnah must be solved according to the related
described questions of Qur’an and Sunnah having similar kind of situations or such an incident which is directed by Qur’an and Sunnah should be equalized with the undescribed incident.11
According to Scholars of principles, there are more interpretations of Qyas. For example, equalizing, joining, catching
and transforming the incidents. So, interpretations like Ilhaq, Taswiya, Ta’adia etc. are also used for Qyas.
It is come to notice that Qyas is declarative, not demonstrative because this order is proved to be timed equally both for decider and for the incident. The researcher has only to find that cause which is there in the incident and in Qyas,
only the exemplar of the order is transformed from real to subsidiary. The solution of new questions has been
discovered through Qyas which has no clear meaning, rather included in its meaning through a cause. According to Hassami:2
"إذا اخذوا حکم الفرع من االصل مسوا ذلک قياسا لتقديرهم الفرع الصل فی احلکم والعلة"
It means that new questions, derived from the previous decision of jurisprudents, are called Qyas and in such cases, the jurisprudents perceive according to the decision and cause of the incident.
In another interpretation, Qyas is to proclaim undescribed questions within the described questions in terms of
common cause.3 According to Noor-ul-Anwar:4
ة"رع تقدير الفرع الصل فی احلکم والعلالقياس فی اللغة التقدير وفی الش " “To accommodate the undescribed questions into the described ones in decision and cause.”
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Qur’an, Sunnah and Qyas: Solid foundations for the reliability of Qyas in Qur’an and Sunnah exist. There are many Ayahs and Hadiths which
affirm Qyas to be adopted and practiced.
Qur’an says:5
ويل األبصار" "فاعتربوا أ “So, be trustful O! “
According to jurisprudents, this trust means:6
"الی نظريه ای احلکم علی الشئ مبا هو 6بت لنظريهردالشئی "
“To return a thing to its premonitory, means a proved order for a thing which is proved for its premonitory” Qur’an has stressed for the formation of a particular group for Tafaqa Fid-deen. With bookish knowledge, the
knowledge of contrivance has been considered the purpose of Prophet’s (SAW) apostleship and it is the second name
of Tafaqa Fid-deen and of the knowledge of contrivance for inferences of the orders which becomes prominent in the
shape of Qyas. Additionally, the defects and excesses of orders in Qur’an and Sunnah have been described and these defects and excesses pave the way for more inferences and educts.
Similarly, many of the Hadiths are in strong favor of Qyas. Moreover, it is stressed to adopt Qyas in day to day
incidents. Hadith by Ma’az Bin Habal is an obvious proof regarding Qyas which is highly appreciated by Hazrat Muhammad (SAW).
Pious of the Past and Qyas: It becomes quite clear after great pursuit in the book of instructions that Qyas has been brought into practice in the questions of inference in Khair-ul-Quroon. These people brought Qyas into practice in many questions. It is not proved
from any Sahabi who objected or rejected `Qyas. Those sayings which are related to some scholars do not mean to
reject Qyas7 moreover, if one looks with reference to the context, it relates to that opinion which is equal to reality,
conditions of Qyas and concession of rules are not there, there is not enough ability in decision-makers of Qyas, there is no proof of it in Qur’an and Sunnah and it is mere personal opinion of the person. Surely, such types of Qyases are
inglorious. These are those Qyases about which Imam Abu Hanifa says:8
"البول فی املسجد أحسن من بعض قياسا>م"“Some Qyases of the people are worse than their gossips in the mosque”
Moreover, the Qyas which is accorging to Shariah, have an Ijmaa of the Sahabas about its rightfulness.9 Allama Ibn-e-Qaim Jozia has discussed Qyas under the heading of Qyas in great detail in Ilam-ul-Mo’uqi’een Ann Rabb-ul-
Aalameen. He says: “Sahaba Kiram paved the way to Ijtehaad for religious scholars by bringing Qyas into practice in
the incidents of their own observations; methods are settled and lead the scholars.” Similarly, the quote of Imam Mazni
has been copied. He says: “It is a continuous process from the era of Muhammad (SAW) to the present time. The jurisprudents took Qyas in consideration during their inference of an order therefore; there is no space for Qyas to be
refused by anyone10.
Qyas and Rational Arguments: Common sense demands the contention of Qyas. The sphere of Qur’an and Sunnah are limited and proposed whereas
human society is continuously changing with the passage of time. Evolutionary development is producing new
problems day by day so, it is impossible to say that these questions in Qur’an and Sunnah surely have the solutions to all these new problems. Therefore, it becomes necessary that great consideration should be taken in purpose and
indisposition and these new indispositions should be made central to seek solutions for new incidents and happenings.
The main purpose of order of Shariah to accomplish the needs of Muslims and these orders consist of contrivance of
Shariah and this aim is achieved with the adaptation of Qyas. It is the demand of Allah’s equity and contrivance. If it is observed from another angle, it becomes obvious that Qyas means to seek parallel solution in accordance with
already existing solution and it can never be found in Shariah that a thing is illegitimate and its contrived solution is admissible.
Similarly, we apply Qyas from one thing to another for worldly affairs in numerous happenings of daily life, estimate about it and consider it a natural order by accepting it good. So, anything which is natural and appraisable has no
reason to be rejected. As Islam is a complete code of life and life is full of problems, so undoubtedly this natural and
appraisable action should be a part of worldly life of Muslims. If it is studied from a different angle, mind cannot refuse this truth of life of a Muslim rather it is compelled to accept it a bare truth. The fact is that our great religious
scholars were the beacons of knowledge and they were unmatchable in Allah’s fear, righteousness, and intelligence
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and in high-order thinking. They used Qyas for inference of orders for centuries, so it is never possible that they all
were betrayed.
Viewpoint of the Negators of Qyas:
As it is mentioned earlier that Qyas is a contention of Shariah and majority of the religious scholars have considered
Qyas as a contention of Shariah and they have continuously acted upon Qyas, yet some the scholars are the negators of Qyas. The negators of Qyas debate on the described orders of Qur’an but if one studies it deeply, it is not true11. Moreover, somewhere their own debates are against them. Sometime they consider Qyas at specific points but it is
not a Qyas of Shariah rather it is mere an opinion of their own intellect having no base of Qur’an and Sunnah. Those
which have been refused by pious of the past, actually those are based on personal judgment without anything related
to Qur’an and Sunnah. As mentioned earlier that it is necessary for establishing Qyas that the scholar must have that prescribed knowledge and intellect which can confirm the reliability of Qyas. Without that prescribed knowledge and
intellect, Qyas is inglorious.
If negators and acceptors of Qyas are deeply studied, it will become clear that both of them are just in their respective point of views. The negators of Qyas tries to prove with their arguments that trust should be on those prescribed orders
in Ijtehaad in order to save Shariah from dispersion and carnal wishes. On the other hand, the acceptors of Qyas are
of the opinion that nor they oppose the described orders neither they repel them but they always seek solutions of the
day’s happenings within the sphere of those described orders. Moreover, if we look into this difference of opinions closely, it becomes quite clear that those conditions which are prescribed by the acceptors of Qyas can easily fulfill
the needs of the negators of Qyas. The only difference between them is of their notions; otherwise both of them are
right in their own ways.
Need and Importance of Qyas:
Undoubtedly, Allah’s teachings which are with us in the shape of Qur’an and Sunnah are purely complete but they
are collectively complete according to the principles and rules. It does not mean that the detailed description of every problem of every era are there in these unmatchable teachings of Allah and in this way, they are fully complete. This
completeness means completeness in principles and rules and these principles and rules are limited. Whereas this
changing phenomenon of human life creates numerous and problems which need solution according to those
prescribed principles and rules. The jurisprudents have described this truth. In accordance with … اليوم اکملت لکم دينکم the
jurisprudents say:12 "ص علی قواعد العقائد والتوفيق علی اصول الشرع وقوانني االجتهاد الادر اج حکم کل حادثة فی القرآن "هو التنصي“It is to introduce the rules of faith and the principles of Shariah in this Ayah. It is not so that the solution of every
common incident or the details of every question is there in the Qur’an.”
Further it is said:13
ادث من الوحی الصريح وبقيت احکامها مهملة اليکون الدين نسبة الی احلوادث الواقعة قليلة غاية القلة، فلومل يعلم احکام تلک احلو الاألحکام التی ثبتت بصريح الوحی "وال شک أنلمجتهدين والية استنباط احکامها"لکامال، فالبد من أن يکون
“It is undoubtful that those orders which are proven from evident revelation, they are too much less in number against
today’s incidents and accidents. If the orders of today’s incidents and accidents have not been investigated with evident revelation through inference, these orders will remain absurd and the claim of superiority of religion will be fallacious.
Over this discussion, it becomes essential to give the right of inference to the jurisprudents.”
Naturally, it is needed to expand the sphere of rules and principles in accordance with due consideration and the soul
and sense of described orders with rational comprehension for the purpose to hold the demands of every era and the name of this path is Qyas.
The Jurisprudential Status of Qyas:
Ihl-e-Sunnat-wa-Aljumaat is agreed upon that the status of Qyas is derived from Qur’an, Sunnah of the Holy Prophet (SAW) and Ijma-e-Ummat. In the presence of these three, Qyas is not legitimate. Similarly, the Qyas which is based on inference of cause, its command will be based on supposition because its caused is based on the opinion of
jurisprudent and not on the described ones. It is obvious that the described commands and the opinions cannot have a similar jurisprudential status.
Contention of Qyas and Imam Razi:
Imam Razi who is the spiritual guide of philosophy and locution, has given numerous arguments on the contention of Qyas in his exposition Mafatih-ul-Ghaib Al-Maroof Ba tafseer-e-Kabeer and has given detailed answers to the
negators of Qyas. In Tafseer-e-Kabeer (Edition-20), according to the Ayah of urah Ban-i-Israeel " وال تـقف ما ليس لك به علم" .
he answered to the negators of Qyas on the basis of this Ayah.
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The negators of Qyas have got inference from this Ayah that Qyas benefits in supposition and supposition is against
knowledge. Therefore, to issue commands with Qyas in the faith of Allah is equal to issue command without
knowledge. So, it is necessary to reject Qyas on the basis of this command of Allah. "علم به لك ليس ما تـقف وال"
I give its answer by some means. Answer No.1: it is lawful in many ways in accordance with Ijma-e-Ummat to impose command only with supposition in faith.
A: it is legitimate to act upon the verdict and it is supposition.
B: It is supposition to act upon testimony and it is legitimate. C: It is supposition to struggle for ascertaining Qibla and it is lawful.
D: It is not possible without supposition to evaluate the organs of body and to punish the criminals for their crimes
and it is lawful.
E: To cut a vein, to shave and treatment of all ailments are done on the basis of supposition and it is legitimate. F: It is done with supposition to say that this slaughter is a Muslim’s slaughter. It seems certain and it is lawful to
have a base for it.
G: Allah says:14
." وإن خفتم شقاق بـينهما فابـعثوا حكما من أهله وحكما من " “And this difference is supposed rather than evident.”
H:It is said about a rhombus person that he is a Muslim, is supposition and a number of things are based on this
supposition like taking Zakat from him and burying him in Muslims’ graveyard etc.
I:Many of the common stuffs of life like wandering in the world, urge for earning, giving concession up to
some specific time, trust in friends and belief in the enmity of enemies are based on supposition and this is legitimate.
J:The Holy Prophet (SAW) said:15" حنن حنكم >لظاهر وا: يـتـوىل السرائر "
“We impose only on evident and Allah knows about those which are not evident and it is reiteration over this
fact that supposition is legitimate in these ten kinds of incidents. Therefore, the verdict of those people becomes
invalid who say that supposition is not legitimate on the basis of already described command. Answer No. 2: Supposition also comes under the meaning of knowledge. The strongest argument over this in Qur’an.
Allah says:16 " ن فإن علم تموهن مؤمنات فال تـرجعوهن إىل الكفار EمياG ذا جاءكم المؤمنات مهاجرات فامتحنوهن ا: أعلم"
In this Ayah, this is certain that the fact about these women’s faith will be considered by their verbal confession and it will benefit supposition and this supposition is declared knowledge by Allah.
Answer No. 3: When it is proved through a strong argument that it is essential to act upon Qyas, this argument became
an argument of this fact which has been proved with the command of Allah about the method of Qyas and it will be based on the described rules. Everyone has to act upon this supposition. So, to act upon the supposition in this case
will be by command and it will be based on true belief. The negators of Qyas have answered of the first question that
the command of Allah " ال تـقف ما ليس لك به علم و . " is common and these ten cases are exclusive. So, common will remain
common except these ten cases.
We further say: The difference between these ten cases and common ones is that these commands are purely common and these commands are commonly established, in rhombus hours with a rhombus person. And in such condition, in which a person moves from one meaning to another meaning, it is wholly related with that rhombus person. Similarly,
the rhombus hours of a rhombus person replace the described rules in witnessing, in ascertaining Qibla and in many
incidents and it will begin an unfinished array which will have no limit and this is unavoidable. On the basis of this
need, we did adequate supposition. Those commands which are proved through Qyas are changeable commands and they can be applied in certain situations and these commands are very limited and proved and to derive arguments
from them is possible. This is the reason that the jurisprudents brought forward those commands through Qyas, made
them affirm and described them in their books. When you came to know this fact, we say that it is impossible to derive argument on the basis of your personal
description. So, there is no doubt that the negator did adequate supposition in this case. In the light of above-mentioned
research, my results are as under: Qyas is an important source in the sources of Shariah which is a great dependence of day to day problems. According to a great number of jurisprudents and Muhaddiseen, Qyas is a contention of Shariah.
The debate of the negators of Qyas is based on the described rules of Qur’an and Sunnah which becomes a
contention against them with slight reluctance. Imam Razi is amongst the acceptors of Qyas and he has proved the contention of Qyas in his exposition
“Tafseer-e-Kabeer” in certain places and has answered to the negators of Qyas.
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REFERENCES
1 Irshad al fahool. Muhammad bin Ali shawkani,pag No.198. Darul fikar Beirut Lebanon, 2000.
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3 Minhaj ul Usool Maa nioaiyat ul wosool,Imam Baidhawi, 2/4, Darul fikar Beirut Lebanon.
4 Noorul Anwar,Ahmad bin Saeed, Bab ul Qias .pag No.224, maktaba Rahmania Peshawar Pak.
5 Holy Quran , surah Al Hashar:2
6 Tawdeih Talweeh,page, Page No: 54, Maktaba Islamia Lahore Pak
7 Aalamul Mawqiaeen li Ibne Qayem, 19/1
8 Tahdieb u al Thadieb,Ahmad bin Ali Al Asqalani, 33/11, Maktab Al Waqfia, India.
9 Minhaj ul Usool Maa nioaiyat ul wosool,Imam Baidhawi, 17/4, Darul fikar Beirut Lebanon,
10 Aalamul Mawqiaeen li Ibne Qayem, 19/1
11 Saheeh ul Al bBukhari Hadith No:1086
12 Tawdeih Talweeh,page, Page No: 50, Maktaba Islamia Lahore Pak
13 Tawdeih Talweeh,page, Page No: 50, Maktaba Islamia Lahore Pak
14 Holy Quran , surah Al nnisaa:35
15 Almaqasid ul hasana fi biane Kaseer minal Ahadeeth ul Akinna, Shamsu din Muhammad bin Abdur rahman,Darul
kutab Al Arabia Beirut, 1985.
16 Holy Quran, Surah Al Mumtahina:10
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Shan E Farooq, Department of Mathematics, University of the Punjab, Lahore, Pakistan. Email: [email protected]
Time Dependent Slip MHD Flow Due to Stretching or Shrinking Vertical
Sheet with Thermal Radiation
1Asmat Ullah Yahya, 2Danial Habib, 3Sajjad Hussain, 4,*Shan E. Farooq
1Department of Mathematics National College of Business Administration & Economics Lahore, 2Department of Mathematics Virtual University Lahore, Pakistan,
3Department of Mathematics, Govt. Postgraduate College, Layyah, Pakistan, 4,*Department of Mathematics, University of the Punjab, Lahore, Pakistan.
Received: September 13, 2017
Accepted: December 1, 2017
ABSTRACT
This article addresses the time dependent flow of electrically conducting viscous fluid adjacent to a shrinking and
stretching sheet. The flow is considered through porous medium and mixed convection heat transfer is added with thermal radiations. The flow is considered in the presence of applied magnetic field with slip boundary conditions.
The mathematical formulation involves second order non-linear partial differential equations which are then
correspondingly transformed to ordinary differential form for purpose of numerical solution. The results have been
computed with computational technique NDsolve coded in Mathematica. Rigorous computations are meant to study
the influences of existing parameters namely the buoyancy parameter , the stretching/shrinking velocity
parameter, Prandtl number, n
R radiation parameter, velocity slip parameter, s unsteady parameter, M is
magnetic parameter, and w
f suction parameter. The momentum and thermal characteristics are mapped to represent
the impacts of the above mentioned parameters on these physical quantities.
KEYWORDS: Time Dependent Flow, Slip Flow, MHD Flow, Stretching/Shrinking Sheet, Thermal Radiation
INTRODUCTION
The study of time dependent flow of viscous incompressible fluid past vertical bodies has wide technological and engineering applications. Sukumar, et al. [1] an analysis is made to study the slip effects on MHD flow of Jeffrey fluid over an unsteady shrinking sheet with wall mss transfer. Samad and Rahman, [2] analyzed the
effect of radiation on unsteady MHD free convection flow past a vertical porous plate which is immersed in a porous
medium. Das et al. [3] analyzed an unsteady free convection flow past a vertical plate with heat and mass fluxes in the presence of thermal radiation by analytical method. Ali et al [4] considered unsteady, viscous, incompressible,
electrically conducting blood flow and heat transfer through a parallel plate channel when the lower plate is
stretching. Ahmad and Sajjad [5] investigated unsteady blood flow having micropolar fluid properties with heat
source through parallel plates channel. Thermal radiation is key to many fundamental phenomenon surrounding us, from solar radiation to fire
incandescent lamp, cooling of towers, gas turbines and various propulsion devices for aircraft, energy utilization,
temperature measurements, remote sensing for astronomy, space exploration, and play a major role in combustion and furnace design.
Khan, et al [6] analyzed Non-Newtonian MHD mixed convective power-law fluid flow over a vertical
stretching sheet with thermal radiation, heat generation and chemical reaction effects. Reddy et al. [7] studied the
thermal radiation and magnetic field effects on unsteady mixed convection flow and mass transfer over a porous stretching surface with heat generation. Seini and Makinde, [8] investigated the effects of heat
radiation and first order homogeneous chemical reaction on hydromagnetic boundary layer flow of a viscous, steady,
and incompressible fluid over an exponential stretching sheet.
Crane, [9] was the first who analyzed the steady two dimensional flow over a linearly stretching sheet and found the similarity solution in closed analytical form. Sharada and Shankar, [10] dealt mixed convection in MHD
stagnation point flow due to stretching surface. Mahathaa et al. [11] suggested the stream of a viscous and
incompressible nano fluid over a stretching sheet under the impact of transverse magnetic field. Ali et al. [12] considered magnato hydrodynamic flow of viscous fluid due to a sheet that stretches. Sajjad et al [13] investigated
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MHD boundary layer flow and heat transfer for micropolar fluids over a shrinking sheet. Danial [14] analyzed
magneto hydrodynamic flow of viscous fluids owing to moving boundary with thermal radiations, porosity of surfaces and medium.
This work been undertaken to examine the unsteady flow aspect of the previous study by Zaimi and Ishsk [15] with
extension for thermal radiation and applied magnetic field with an easy computational technique.
Mathematical Analysis
The time dependent radiative flow problem is formulated mathematically with assumptions as follows:
The fluid is incompressible and viscous. The flow is unsteady, two dimensional Cartesian coordinates are being
used. The fluid flows towards a stagnation point. The flow is due to stretching or shrinking vertical sheet that is placed in plan y = 0. The flow is confined to y > 0. The fluid velocity is v = v(u, v)as function of t, x, y coordinates.
The fluid temperature is T, The equations of flow and heat transfer are given as
0
u v
x y
(1)
2 220 0 ( )
2
Hu u u dU u eu v U u g T Tt x y dx y
(2)
32 2
2 2
*163
T T T T T Tu v
t x y Cpy y
(3)
The boundary conditions are
0( ), , 0
( ) , ,
w
uu cx L v v T T at y
y
u U x ax T T as y
(4)
where v0 is suction/injection velocity, where
is the buoyancy parameter, ɛ is the stretching parameter, is the
Prandtl number and is the velocity slip parameter, The fluid temperature is T, The surface temperature (x)
= + , where is free stream temperature and b is positive constant, e electrical conductivity, for
kinematics viscosity, p
c for specific heat capacity,µ dynamic viscosity coefficient, * is the Stephan-Boltz-man
constant, * is Rosseland constant α =k/ρcp is thermal diffusivity, 0 is the magnetic permeability, g is the
acceleration of gravity and is the thermal expansion coefficient.
We use similarity function to convert the above mathematical model into ordinary differential form as below:
( , , ) ( )(1 )
ax y t xf
t
(1 )a
yt
( )T T
T Tw
uy ; v
x
1a
u xft
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J. Appl. Environ. Biol. Sci., 8(1)217-224, 2018
12( )
1a
v ft
The continuity equation (1) is satisfied here identically. By inserting the above relations in to equations (2) and (3), we get
121 ( ) ( ) 0
2f ff f s f s M f (5)
4
31 Pr Pr 0Rn s f f
(6)
The boundary condition (4) become
(0) , (0) (0), (0) 1
( ) 1, ( ) 0 0
wf f f f
f as
(7)
Where
2(1 )( )
2g t
T Twa x
is the buoyancy parameter ,
(1 )c t
a
is the stretching/shrinking parameter, Pr
= ∝
is the Prandtl number,
34 (1 )
p
T tRn c abx
is a radiation parameter,
1 2
1 21 2 (1 )
aL
t
is the velocity slip
parameter, sa unsteady parameter,
2 20 0 (1 )HeM t
a
is magnetic parameter, and
1 21( )
tf Vw a
suction parameter.
RESULTS AND DISCUSSION
Mathematical formulation for the unsteady MHD flow of viscous fluid due to stretching / shrinking surface
with radiative heat transfer and slip boundary resulted in the form of a set of non linear ordinary differential equation namely Eq.(5) to Eq.(7). This difficult system of equations has been firstly reduced to set of first order
differential equations which is coded for ND solve command of mathematical version 11.1 Rigorous effort has been
carried out for sufficient ranges of the pertinent parameters involved in the resulting model equations in order to
have a look in to the physical nature of the problem. Results for horizontal velocity ( )f and temperature function
( ) have been plotted and presented for some representative values of the influential parameters.
Table 1 indicates that magnitude of (0)f and θˊ(0) reduces with increase in M when λ=1 but (0)f
increases in magnitude and θˊ(0) decreases when = -1. Table 2 depicts that (0)f and θˊ(0) decreases in
magnitude with increase in δ when λ=1 or λ= -1. Table 3 shows that magnitude of (0)f decreases but θ (0)
increases in magnitude with increase in Pr when λ=1 or λ = -1. The increase in unsteadiness parameters caused
increase in magnitude of (0)f and θ (0) increase when λ=1 and decrease in (0)f but increase in θˊ(0) for λ= -1
as presented in table 4. The increase in value of parameter Rn shows increase in magnitude of (0)f but decrease in
magnitude of θˊ(0)when λ=1 or λ= -1 as shown in table 5. The increase in the values of parameter ε (ɛ >0), decrease
the magnitude of (0)f but increase in (0) for λ=1 or λ= -1 as depicted in table 6.
Fig.1 shows that the curve of ( )f rises up with increase in the value of slip parameter δ. The effect of
the parameter ɛ (ɛ > 0 / ɛ < 0) on ( )f is indicated in the Fig.2. The magnitude of ( )f increases with increase
in the magnitude ɛ. Fig.3 demonstrates the pattern of ( )f curve for different values of λ (λ < 0). It is seen that
buoyancy opposing phenomena (λ < 0) causes reduction in value of ( )f . The increase in magnetic field strength
causes significant decrease in fluid flow velocity ( )f as shown in Fig.4. The increase in the values of
unsteadiness parameter s causes increase in flow speed ( )f as increase in Fig.5. Similarly Fig.6 shows that the
219
Yahya et al.,2018
flow speed increase in magnitude as the increase in the value of suction parameter fw As usual the increase in values
of Prandtle number Pr, as demonstrated in Fig.7. Fig.8 has been presented to show the influence of λ on θ(ƞ). The curve of θ(ƞ) rise with increase in λ (λ < 0). Similarly the radiation parameter Rn and ɛ, velocity parameter negative
shows rise in temperature ( ) as illustrated respectively in Fig.9 and Fig.10. The increase in suction velocity at
wall causes decreases in θ(ƞ)as demonstrated in Fig.11, for increase in values of fw. The Fig.12 indicated the
influences of unsteady parameters ‘s’ on θ(ƞ). It is seen that θ(ƞ) decreases with increasing in ‘s’.
Table 1: The result of (0)f and θˊ(0) for different values of M with fixed values of
ε = 1, Pr = 0.72.
1 1 1 1
0.1 0.3066 -0.3023 -1.07603 -1.010
0.2 0.2513 -0.3771 -1.06871 -1.002
0.3 0.1975 -0.4288 -1.06154 -0.994
0.4 0.1450 -0.4790 -1.0545 -0.987
Table 2: The result of (0)f and for different values of with fixed values of
= 1, = 0.72.
1 1 1 1
0.1 0.3066 -0.3237 -1.0160 -1.01007
0.2 0.2678 -0.2863 -1.0816 -1.0034
0.3 0.2375 -0.2569 -1.0859 -0.9979
0.4 0.2133 -0.2330 -1.0893 -0.9935
Table 3: The result of (0)f and for different values of S with fixed values of
= 1, Pr= 0.72.
1 1 1 1
0.1 0.3066 -0.3237 -1.0760 -1.0100
0.2 0.3602 -0.2649 -1.0988 -1.0352
0.3 0.4152 -0.2046 -1.1215 -1.0602
0.4 0.4716 -0.1428 -1.1442 -1.0850
Table 4: The result of and for different values of Rn with fixed values of
= 1, = 0.72.
Rn
1 1 1 1
0.1 0.3066 -0.3237 -1.0760 -1.010
0.2 0.3129 -0.3304 -1.0258 -0.962
0.3 0.3183 -0.3360 -0.9838 -0.923
0.4 0.3229 -0.3409 -0.9480 -0.890
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Table 5: The result of (0)f and for different values of Pr with fixed values of
= 1
Pr
1 1 1 1
1 0.28647 -0.3020 -1.2472 -1.1739
3 0.21049 -0.2187 -2.1177 -2.0352
5 0.17695 -0.1824 -2.7224 -2.6410
7 0.15663 -0.1607 -3.2138 -3.1332
Table 6: The result of and for different values of with fixed values of
= 1, = 0.72.
1 1 1 1
0.1 1.4390 0.6421 -0.8661 -0.7653
0.3 1.2195 0.4705 -0.9172 -0.8270
0.5 0.9803 0.2716 -0.9651 -0.8830
0.7 0.7231 0.0489 -1.0112 -0.9367
Fig. 1: Graph of f under the effect of δ.
Fig. 2: Graph of f under the effect of ɛ.
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Yahya et al.,2018
Fig. 3: Graph of f under the effect of λ.
Fig. 4: Graph of f under the effect of s.
Fig. 5: Graph of f under the effect of Fw.
Fig. 6: Graph of f under the effect of M.
Fig. 7: Graph of θ(ƞ) under the effect of Pr.
Fig. 8: Graph of θ(ƞ) under the effect of λ.
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J. Appl. Environ. Biol. Sci., 8(1)217-224, 2018
Fig. 9 Graph of θ(ƞ) under the effect of R.
Fig. 10 Graph of θ(ƞ) under the effect of ε.
Fig. 11 Graph of θ(ƞ) under the effect of Fw.
Fig. 12 Graph of θ(ƞ) under the effect of s.
CONCLUSION
This article examined unsteady stagnation point flow of viscous fluid under the effects of magnetic field,
radiative heat source and boundary slip. Moreover, the flow is continuous due to vertical sheet with moving boundary that is stretching or shrinking. Some of the important results are as follows:
The curve of ( )f rises up with increase in the value of slip parameter δ.
The magnitude of ( )f increases with increase in the magnitude of ɛ, stretching parameter (ɛ > 0 / ɛ < 0).
The buoyancy opposing phenomena (λ < 0) causes reduction in f / (ƞ).
The increase in magnetic field strength causes significant decrease in fluid flow velocity ( )f .
The increase in the values of unsteadiness parameter s causes increase in flow speed ( )f .
The flow speed increases in magnitude as the increase in the value of suction parameter fw.
The increase in Prandtl number Pr, causes reduction in temperature ( )
The curve of ( ) rise with increase in λ (λ < 0).
The radiation parameter Rn and the parameter ɛ, (ɛ < 0) shows rise in temperature ( )
The increase in suction velocity at wall causes decreases in ( )
The temperature function ( ) decreases with increase in unsteady parameter s.
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Yahya et al.,2018
REFERENCES
[1] M. Sukumar, M.K. Murthy and S.V.K. Varma. (2016), Slip effects on MHD flow of Jeffrey fluid over an
unsteady shrinking sheet with wall mass transfer. Middle-East Journal of Scientific Research. 24 (6), 1920-
1925.
[2] M.A.Samad and MM. Rahman. (2006), Thermal radiation interaction with unsteady MHD flow past a vertical
porous plate immersed in a porous medium. Journal of Naval Architecture and Marine Engineering.3,7-14.
[3] S. Das, R. N, and A. J. Chammkha (2015), Unsteady free convection flow past a vertical plate with heat and mass fluxes in the presence of thermal radiation. J. of Applied Fluid Mechanics. 8(4), 845-854.
[4] Muhammad Ali, Farooq Ahmad, Sajjad Hussain, Analytical solution of unsteady MHD Blood Flow And Heat Transfer Through Parallel Plates When Lower Plate Stretches Exponentially, J. Appl. Environ. Biol. Sci.,
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characteristics and heat source through parallel plate channel, J. Appl. Environ. Biol. Sci., 5(4)80-86.
[6] M.S. Khan, I. Karim, M.H.A. Biswas. (2012), Non-Newtonian MHD mixed convective power-law fluid flow
over a vertical stretching sheet with thermal radiation, heat generation and chemical reaction effects. International Journals.savap.org.pk. 3(2), 2223-9553.
[7] G. V. R. Reddy, B. A. Reddy, N. B. Reddy. (2013), Thermal radiation and magnetic field effects on unsteady
mixed convection flow and mass transfer over a porous stretching surface with heat generation. International J.
of Applied Mechanics and Engineering. 18(4), 1151-1164.
[8] Y. I. Seini and O. D. Makinde. (2013), MHD boundary layer flow due to exponential stretching surface with
radiation and chemical reaction. Hindawi Publishing Corporation Mathematical Problems in Engineering. Article ID 163614, 7 pages.
[9] L.J. Crane. (1970), Flow past a stretching plate. J. Appl. Math. Phys. 21, 645–647.
[10] K. sharada and B. Shankar. (2016), Mixed convection MHD stagnation point flow over a stretching surface
with the effects of heat source or sink and viscous dissipation, Journal of Applied Mathematics and Physics. 4,
578-585.
[11] B.K. Mahathaa, R. Nandkeolyarb and G. Nagarajuc. (2015), MHD stagnation point flow of a nanofluid with
velocity slip, non-linear radiation and newtonian heating, Procedia Engineering. 127, 1010 – 1017.
[12] F. M. Ali, R. Nazar and N. M. Arifin. (2011), MHD stagnation-point flow and heat transfer towards stretching sheet with induced magnetic field, Appl. Math. Mech. -Engl. Ed.32(4), 409–418.
[13] S. Hussain, B. Ali , F. Ahmad(2015), MHD Boundary Layer Flow and Heat Transfer for Micropolar Fluids
over a Shrinking Sheet, J. Appl. Environ. Biol. Sci., 5(5) 330-338.
[14] H. Danial, S. Hussain, B. Ali, Shan-E-Farooq(2018), Thermal radiation with Soret and Dufour effect for
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Farooq Ahmad, Punjab Higher Education Department, Dean Faculty of Sciences, Govt. Islamia College, Civil Lines, Lahore.
Some Results of K -Fractional Derivatives
Muhammad Khurshid Azam1, Muhammad Younas2, Ghulam Farid3,
Muhammad Imran4, Farooq Ahmad5,*, Muhammad Azizurehman6
1University of Management and Technology, Lahore,
2COMSATS Institute of Information Technology, Lahore Pakistan. 3University of Agriculture, Faisalabad. 4Govt. College University, Faisalabad.
5Punjab Higher Education Department, Dean Faculty of Sciences,
Govt. Islamia College, Civil Lines, Lahore. 6University of Management and Technology, Lahore, Pakistan.
Received: September 19, 2017
Accepted: December 11, 2017
ABSTRACT
In this paper, we introduce Hadamard Caputo type k -fractional derivative. Some results with integral transforms of
Caputo k -fractional derivative and Hadamard Caputo type k -fractional derivative are discussed.
KEYWORDS: k -fractional Derivatives, Semi-group property, Integral transforms.
1. INTRODUCTION
Fractional calculus is the study of derivatives and integrals of non-integer order. Fractional derivatives and integrals
have useful applications in science and technology. They are used in control theory, geological surveying,
thermodynamics, hydrology, statistical mechanics, electric conductance of biological systems, astrophysics, biophysics, finance, computed tomography, electrochemistry, mathematical physics and engineering.
Diaz and Pariguan [8] had introduced the k -Gamma function which had paved the way to redefine the usual classical
fractional operators. So, the classical fractional operators are extended to k -fractional operators. The k -gamma
function is also defined as:
(1) 1
1
0( ) ( ), Re( ) 0.
kt
k
x
x kk
xx e t dt k x
k
The k -beta function is defined as
(2) 1 11
0
1( , ) (1 ) ,
y x
k kkB x y t t dt
k
Re( ) 0,Re( ) 0.x y
(3) ( ) ( ) 1
( , ) , .( )
k kk
k
m n m nB m n B
m n k k k
R. A. Cerutti [11] introduced the k -Caputo fractional derivative. Let f be continuous on [ , )a and let
, ,k n . Then ,x a
(4) 1
( )1[ ( )] ( ) ( ) , ( 1) ,
( )
nxC nkk
ak
D f x x y f y dy k n knk nk
is called Caputo k -fractional derivative of order . It can be written as
(5) [ ( )] ( ),C nk n
k kD f x I D f x
where nk
kI is called Riemann-Liouville k -fractional integral [10].
Note that: when 1,k it reduces to the Caputo fractional derivative. Also
[ ( ) ( )] ( ) ( ) .C C C
k k kD f x g x D f x D g x (Linearity)
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Azam et al., 2018
Here, Hadamard caputo type k -fractional derivative is introduced. Let f be continuous on [ , )a and its
derivatives exist in the space [ , ).nAC a Let , , ,k n then ,x a
(6)
1
( )1[ ( )] log ( ) , ( 1) ,
( )
nkx
n
H ka
k
x dtD f x f t k n kn
k nk t t
is called Hadamard caputo type k -fractional derivative of order , provided it exists. In (6), the operator
nd
dx
is used rather than
nd
xdx
and is written inside the integral. It can be written as
(7) [ ( )] ( ).k nk n
H k HD f x I D f x
where k nk
H I is called Hadamard k -fractional integral [9]. Also
1 2 1 2[ ( ) ( )] ( ) ( ) .H k H k H kD c f x c g x c D f x c D g x (Linearity).
2. MAIN RESULTS
THEOREM 2.1. For continuous f on [0, ) and let , , , , ,k m n where 1 ,m m
1 ,n n .nk Then 0,x a
(8) [ ( )] [ ( )].H k H k H k H kD D f x D D f x
Proof: Using equation (6) in the LHS of equation (8), we have
1 1
( )
2
1[ ( )] log log ( ) .
( ) ( )
n nk kx x
m n
H k H ka t
k k
x y dt dyD D f x f t
k nk nk y t t y
Using Fubini's theorem and substituting log logy x
zt t
, we get
( ) 11 11
( )
2 0
1[ ( )] log ( ) (1 ) ( ) .
( ) ( )
m nk n nx
m n k kH k H k
ak k
x dtD D f x f t z z dz
k nk nk t t
Using equations (2) and (3), we get
( ) 1
( )1[ ( )] log ( ) .
[( ) ( )]
m nkx
m n
H k H ka
k
x dtD D f x f t
k m n k t t
Similarly, we can prove
( ) 1
( )1[ ( )] log ( ) .
[( ) ( )]
m nkx
m n
H k H ka
k
x dtD D f x f t
k m n k t t
Hence, [ ( )] [ ( )].H k H k H k H kD D f x D D f x
THEOREM 2.2. Let f be continuous on [0, ) and let , , , 1 .k n n n Then 0,x a
(9) 1
[ ( )] [ ( ) ( )].k
H H k nI D f x f x f a
k
Proof: Using the definition of Hadamard k-fractional integral [9] and equation (6), we get
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J. Appl. Environ. Biol. Sci., 8(1)225-231, 2018
11
( )
2
1[ ( )] log (log ) ( ) .
( ) ( )
k nx xk nk
H H ka t
k k
x y dt dyI D f x f t
k nk y t t y
By using Fubini's theorem and substituting log logy x
zt t
, we get
11 11
( )
2 0
1[ ( )] log ( )[ (1 ) ( ) ] .
( ) ( )
nnx
k n k kH H k
ak k
x dtI D f x f t z z dz
k nk t t
Using equations (2) and (3) and simplifying, we get (9).
COROLLARY 2.3. For continuous f on [0, ) and let , , , , ,k m n where 1 ,m m
1 ,n n .nk Then 0,x a
(10) [ ( )] [ ( )].H k H k H kD D f x D f x (Semi-group Property).
THEOREM 2.4. Let f be continuous on [0, ) and let , , ,k n . Then 0,x a
(11) 1
1 ( )[ ( )][ ] ( ) .
( )
nk
kH k
k nD x x
n
Proof: Using equation (6) in the LHS of equation (11) and finding the nth derivative, we get
1
1 1
0
( )[ ] log ( ) ,
( ) ( )
nkx
n
H k
k
x dtD x t
k n nk t t
By substituting logx
zt and ( )u z n , we get
11
1
0
( )( ) ( )[ ] ( ) ( ) ,
( ) ( )
nk k n
ukH k
k
x nD x u e du
k n nk
Using equations (2) and (3), we get (11).
THEOREM 2.5. Let f be continuous on [0, ) and let , , ,k n . Then 0,x a
(12)
1 1( )
log log .( )
nk
kH k
k
k kx xD
a k a
Proof: Using equation (6) in the LHS of equation (12) and finding the nth derivative
11 1( )
log log log ,( ) ( )
n nkx
H ka
k
x x y dyD
a k n nk y a y
By substituting log logy x
za a
1 111
1
0
( )log log (1 ) ( ) ,
( ) ( )
k nnk
H k
k
x xD z z dz
a k n nk a
Using equations (2) and (3), we get (12).
THEOREM 2.6. For continuous f on [0, ) and let , , , , ,k m n where 1 ,m m
1 ,n n .nk Then 0,x a
(13) [ ( )] [ ( )].C C C C
k k k kD D f x D D f x
Proof: Using equation (4) in the LHS of equation (13), we have
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Azam et al., 2018
1 1
( )
2
1[ ( )] ( ) [ ( ) ( ) ] ,
( ) ( )
n mx xC C m nk kk k
a tk k
D D f x x y y t f t dt dyk nk mk
By using Fubini's theorem and substituting y t
zx t
( ) 1 1 11
(2 )
2 0
1[ ( )] ( ) ( )[ (1 ) ( ) ] .
( ) ( )
m n n mxC C nk k kk k
ak k
D D f x x t f t y y dy dtk nk mk
Using equations (2) and (3), we get
( ) 1
( )1[ ( )] ( ) ( ) .
[( ) ( )]
m nxC C m nkk k
ak
D D f x x t f t dtk m n k
Similarly, we can prove
( ) 1
( )1[ ( )] ( ) ( ) .
[( ) ( )]
m nxC C m nkk k
ak
D D f x x t f t dtk m n k
Hence, [ ( )] [ ( )].C C C C
k k k kD D f x D D f x
THEOREM 2.7. Let f be continuous on [0, ) and let , , , 1k n n n . Then 0,x a
(14) 1
[ ( )] [ ( ) ( )].C
k k nI D f x f x f a
k
Proof: Using the definition of Rieman-Liouville k-fractional integral [10] and equation (4), we have
1 1
( )
2
1[ ( )] ( ) [ ( ) ( ) ] .
( ) ( )
nx xC nk k
k ka t
k k
I D f x x y y t f t dt dyk nk
By using Fubini's theorem and substituting y t
zx t
1 11
1 ( )
2 0
1[ ( )] ( ) ( )[ (1 ) ( ) ] .
( ) ( )
nxC n n k k
k ka
k k
I D f x x t f t y y dy dtk nk
Using equations (2) and (3) and solving, we get (14).
COROLLARY 2.8. For continuous f on [0, ) and let , , , , ,k m n where 1 ,m m
1 ,n n .nk Then 0,x a
(15) [ ( )] [ ( )].C C C
k k kD D f x D f x (Semi-group Property).
THEOREM 2.9. Let f be continuous on [0, ) and let , , , , 1 .k n n n Then
0,x a
(16) 1 1( )
[( ) ] ( ) .( )
nC kk k kk
k
kD x a x a
Proof: Using equation (4) in the LHS of equation (16) and finding the nth derivative, we have
1 1 1
[( ) ] ( ) ( ) .
( )
n nxC k k kk
a
k
kD x a x y y a dy
k n nkk
By substituting y a
zx a
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1
1 1 11
0
( )
[( ) ] (1 ) ( ) ,
( )
k k
n nC k k kk
k
x ak
D x a z z dz
k n nkk
Using equations (2) and (3), we get (16).
THEOREM 2.10. Let , (0, ), , , 1 .k n n n Then x
(17) [ ] .n
C x xk kk D e k e
Proof: Using equation (4) in the LHS of equation (17) and finding the nth derivative, we have
1
[ ] ( ) ( ) .( )
nnx
C x ykk
k
D e x y e dyk nk
By substituting x y z and z t
1
0[ ] ( ) .
( )
xk nC x tkk
k
eD e t e dt
k nk
Using equation (1) and solving, we get (17).
THEOREM 2.11. Let f be continuous on [0, ) and let , , .k n Then ,x a we have
(18) ( )( )( ) [ ( ) ]( ), Re( ) 0.
( )
C nkk
k
nk sk kM D f t M f y s n s
k ks k
Proof: Using the definition of Mellin Transform and equation (4) in LHS of equation (18), we have
1
1 ( )
0
1( ) [ ( ) ( ) ] .
( )
ntC s nkk
ak
M D f t t t y f y dy dtk nk
By using Fubini's theorem and substituting y
tz
1 11
( )
0 0
1( ) ( )[ (1 ) ] .
( )
n s n n sC nk k kk
k
M D f t y f y z z dz dyk nk
Using equations (2) and (3) and the definition of Mellin Transform, we get the required result.
EXAMPLE 2.12. Let (0, ), 0, 1.k s Then 0x , using equation (18), we can get
( )( )ln ( ) ( ) ( ) , Re( ) 0.
( )
C nkk
k
nk sk k dM D t f t M f y s n s
k ks ds k
THEOREM 2.13. Let f be continuous on [0, ) and let , , .k n Then ,x a we have
(19) ( )( ) ( ) ( ) ,
nk
C nkkL D f t ks L f t
Re( ) 0.s
Proof: Using the definition of Laplace Transform and equation (4) in LHS of equation (19), we have
1
( )
0
1( ) [ ( ) ( ) ] .
( )
ntC st nkk
ak
L D f t e t y f y dy dtk nk
By using Fubini's theorem and substituting t y z
1
( )
0 0
1( ) ( ) ( ) .
( )
nC sy n szkk
k
L D f t e f y z e dz dyk nk
By substituting sz
229
Azam et al., 2018
1
( )
0 0
( )( ) ( ) ( ) .
( )
nk n
C sy n kk
k
sL D f t e f y e d dy
k nk
Using equation (1) and the definition of Laplace Transform, we get (19).
EXAMPLE 2.14. Let (0, ), 1, , .s k n Then 0x , using eq. (3.19), we can get
( )
( ) , Re( ) 0.( 1)
nk
kC t
k
ksL D e s
s
THEOREM 2.15. Let f be continuous on [0, ) and let , , .k n Then ,x a we have
(20) ( )( ) ( ) ( ) ,
nk
C nkkF D f t iks F f s
Re( ) 0.s
Proof: Using the definition of Fourier Transform and equation (4) in the LHS of equation (20), we have
1
( )1( ) [ ( ) ( ) ] .
( )
ntC ist nkk
ak
F D f t e t y f y dy dtk nk
By using Fubini's theorem and substituting t y z and isz
1
( )
0 0
( )( ) ( ) ( ) .
( )
nk n
C isy n kk
k
isF D f t e f y e d dy
k nk
Using equation (1) and the definition of Fourier Transform, we get (20).
THEOREM 2.16. Let f be continuous on [0, ) and let , ,k n . Then 0,x a
(21) ( )( ) ( ) [ ( ) ],n
nkH kM D f t sk M f x
Re( ) 0.s
Proof: Using the definition of Mellin Transform and equation (6) in the LHS of the equation (21), we have
1
1 ( )
0
1( ) [ (log ) ( ) ] .
( )
nxs nk
H ka
k
x dyM D f t x f y dx
k nk y y
By using Fubini's theorem and substituting logx
uy
1
1 ( )
0 0
1( ) ( ) ( )[ ( ) ] .
( )
ns n suk
H k
k
M D f t y f y u e du dyk nk
By substituting su z
1
1 ( )
0 0
( )( ) ( ) ( )[ ( ) ] .
( )
nk n
s n zkH k
k
sM D f t y f y z e dz dy
k nk
Using equation (1) and the definition of Mellin Transform, we get required result.
EXAMPLE 2.17. Consider the differential equation
3
2 [ ( )] ( ) 0, 0.D f x bf x x a
with initial condition
1
2[ ( )] .x aD f x A
This can be solved by taking 2, 2, 3k n and using equation (21) and then by taking the inverse Mellin
Transform.
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J. Appl. Environ. Biol. Sci., 8(1)225-231, 2018
3. DISCUSSIONS AND CONCLUSIONS
The objective of this work is to introduce the Hadamard Caputo type k -fractional derivative and discuss some
properties of k -fractional derivatives. Integral transforms of the k -fractional derivatives are found. Discussion is
concluded by hoping that these results of -fractional derivatives will be extended for complex numbers by analytical
continuation in near future.
4. RECOMMENDATIONS
The authors recommend that reader should have sound knowledge of fractional derivatives before studying and
applying the above discussed results.
5. ACKNOWLEGEMENTS
The authors would like to thank the referees for their careful assessment and fruitful suggestions to improve the
paper.
REFERENCES
[1] Azam, M. K., Ahmad, A. & Sarikaya, M. Z., 2016. Applications of Integral Transforms on some k-fractional
Integrals, J. Appl. Environ. Biol. Sci., 6(12): 127-132.
[2] Azam, M. K. & Rehman, M. A., 2017. Study of Generalized type k-Fractional Derivatives, Advances in Diff. Eqs.
: 2017:249.
[3] Azam, M. K., Rehman, M. A., Ahmad, F., Farid, G. & Hussain, S., 2016. Applications of k-weyl fractional integral,
Sci. Int. (Lahore), 28(4): 3369-3372.
[4] Azam, M. K., Rehman, M. A., Ahmad, F., Imran, M. & Yaqoob, M. T., 2016. Integral transforms of k-weyl
fractional integrals, Sci. Int. (Lahore), 28(4): 3287-3290.
[5] Sarikaya, M. Z., Dahmani, Z., Kiris, M. E. & Ahmad, F., 2016. (k,s) -Riemann-Liouville fractional integral and
applications, Hacettepe J. Math. & Stat., 45(1): 1-13.
[6] Azam, M. K., Zaffar, F., Rehman, M. A., Ahmad, F. & S. Qaisar, 2018. Study of Extended k-Weyl Fractional
Integral via chebyshev inequalities, Italian J. of Pure and Appl. Math., 39: 785-796.
[7] Azam, M. K., Zaffar, F., Rehman, M. A., Ahmad, F. & S. Qaisar, S., 2018. Study of Extended k-Hadamard
Fractional Integral, J. Appl. Environ. Biol. Sci., 7(7): 180-188.
[8] Diaz, R. & Pariguan, E., 2007. On hypergeometric functions and Pochhammer k -symbol, Divulg. Mat., 15: 179-
192.
[9] Farid, G. & Habibullah, G. M., 2015. An Extension of Hadamard Fractional Integral, Int. J. Math. Anal., Vol. 9,
10: 471-482.
[10] Mubeen, S. & Habibullah, G. M., 2012. k -Fractional integrals and application, Int. J. of Contemp. Math. Sciences,
7: 89-94.
[11] Cerutti, R. A., 2015. The k-Fractional Logistic Equation with k-Caputo Derivative, Pure Math. Sci., 4(1): 9-15.
[12] Romero, L.G., Luque, L.L., Dorrego, G.A. & Cerutti, R.A., 2013. On the k -Riemann-Liouville Fractional
Derivative, Int. J. Contemp. Math. Sciences, Vol. 8, No. 1: 41-51.
[13] Samko, S. G., Kilbas, A. A. & Marichev, O. I., 1993. Fractional Integrals and Derivatives: Theory and
Applications, Gordon and Breach Science Publishers.
[14] Zemanian, A. H., 1968. Generalized Integral Transformations, (Pure and Appl. Math.), vol. 18, John Wiley and
Sons, New York.
k
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J. Appl. Environ. Biol. Sci., 8(1)232-240, 2018
© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Shafqat H. Memon, Department of Electrical Engineering, Mehran UET Shaheed Zulfiqar Ali Bhutto Campus (SZAB) Khairpur. Mir’s Sindh Pakistan. [email protected]
Voltage Stability and Reactive Power Compensation of 132kv Grid Integrated
50MW Wind Farm Using Statcom
Shafqat H.Memon1*, Zubair A. Memon2, M. Aslam Uqaili3, Shan-E-Farooq4
1Department of Electrical Engineering, Mehran UET Shaheed Zulfiqar Ali Bhutto Campus (SZAB) Khairpur
Mir’s Sindh Pakistan 2, 3Department of Electrical Engineering, Mehran University of Engineering Technology Jamshoro Sindh Pakistan
4Department of Mathematics, University of the Punjab, Lahore, Punjab, Pakistan
Received: November 12, 2017
Accepted: January 23, 2018
ABSTRACT
Wind energy as a clean energy is a viable solution to generate electricity to overcome the energy crises. There are many
challenges in maintaining power quality norms and standards when wind farms are integrated with national grids due its
intermittent nature of input source. So in order to overcome power quality issues, flexible alternating current transmission
(FACTs) plays a vital role. In this work, the behaviour of double fed induction generator (DFIG) based 50MW wind farm
integrated with 132kV is investigated under steady state and during a disturbance i.e. fault conditions. In order to fulfil
reactive power requirement for maintaining voltage profile during fault conditions an IGBT- based static synchronous compensator (STATCOM) with phase locked loop (PLL) control strategy is used. It is found that Grid integrated wind farm
by the use of STATCOM maintains continuity of supply by avoiding the tripping of wind farm, this capacity of wind farm
is said to be low voltage ride through capability (LVRT). Hence, STATCOM improves the transient response and allows
wind farm to remain in operation even during severe grid faults by enhancing LVRT capability.
KEYWORDS: Voltage stability, reactive power compensation, DFIG, STATCOM, LVRT.
1. INTRODUCTION
Due to rapid increase in industry sector, population growth and development in information technology have increased
electricity consumption need that has resulted in gap between supply side and load side demand [1]. So, in order to
overcome this energy gap, it is very much required to utilize the alternate energy resources (renew-able energies) such as
wind, biomass, hydro, co-generation, etc [2]. Being a cheap, clean and abundant source of energy, wind energy has gained
so much popularity. Grid-integrated wind generation potential is increasing at highest rate in electricity production and it is
targeted to meet the 12% global demand of electricity through wind energy generation by 2020 [3].
But the wind energy integration with national grid has introduced a number of challenges [2] due to intermittent
nature of input source and it needs to be considering the power quality aspects [4] because it is systematic regulation and
stability of power (voltage, current, frequency) with defined standards as required by electrical utilities [5,6]. When wind
generators are going to be connected with grid, the power quality problems that mainly arise are voltage fluctuation,
reactive power, harmonics, power peaks and flicker [7,8,9]. The performance operation of wind energy system and its
impact on power quality is assessed by standard specified by IEC-61400 (International Electro technical commission)
[10,11]. The wind energy based generators are not able to supply the voltage and frequency control when particularly
exposed to fault, they absorb greater amount of reactive power [2,12]. Due to this, wind farm with low voltage ride through
capability (LVRT) are going to be tripped from connected grid.
Hence, High LVRT capacity plays vital role in achieving voltage stability and power quality enhancement during faulted period in grid integrated wind energy system. Therefore to enhance LVRT capacity by providing reactive power
compensation a control strategy is required such as FACT’s controller (SVC and STATCOM). But STATCOM
performance is much better as compared to SVC in terms dynamic reactive power compensation and voltage stability [13].
Hence, STATCOM is preferred as reactive power compensator with phase locked loop (PLL) control strategy during fault
condition and will continue to provide reactive power till fault is cleared so that continuity, reliability and stability of grid
connected wind energy should be assured.
2. Wind Farm Using DFIG In this work, the wind farm using double fed induction generator is taken into account. The three phase stator
windings of DFIG are directly linked with grid and its three phase rotor winding is linked to rotor converter (Crotor).The
rotor converter of the DFIG contains rotor-side converter (RSC) and grid-side converter (GSC), both are interlinked in back-to-back through a dc-link capacitor as shown in fig. 1.[4].The RSC is used for controlling the power output of wind
turbine as well as controlling the voltage (or reactive power) where as GSC is used for maintaining the dc link capacitor
voltage .
During steady state operation, wind farms should have ability for controlling voltage or reactive power to achieve a
constant voltage profile at the point where wind power is injected to the grid and avoiding voltage instability that has
happened due to faults [12]. During the faulted periods, the RSC is blocked because to avoid damaging itself due to the
high fault currents. When the RSC is blocked, GSC has not sufficient capacity to provide the required reactive power at the
PCC to regulate the voltage and avoid tripping the wind farm.
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Memon et al., 2018
Fig. 1. Schematic diagram of Double fed induction generator [4].
Therefore control scheme is required in grid connected DFIG-based wind farm to maintain continuous operation even
during contingencies (i.e. faulted conditions) which is connected at the point of interconnection to regulate voltage by
reactive power compensation and preventing the under voltage protection from disconnecting the wind farm [8]. If this
control scheme is not applied, the voltage instability occurs at the PCC and voltage will fall below 0.75 (under voltage
protection limit) and DFIG’s based wind farm will not be able to remain connected with grid due to low fault ride through capacity.
3. Voltage Stability
The term voltage stability defines the ability of power system to maintain the constant voltage profile among all the buses
when being subjected to the disturbance [14].
A system is affected by the condition of voltage instability (i.e. drop in voltage) when it is exposed to contingencies, load
demand growth or variation in operating conditions. The distribution system is not capable to fulfil the need for reactive
power which is mainly responsible for unacceptable voltage profiles (i.e. voltage dips and voltage sags. [16]. The LVRT
capacity is most significant parameter in terms of voltage stability of grid integrated wind farm.
4. LVRT Capability
The low voltage ride through capability of wind turbines make them able to continuously remain connected with grid even during severe voltage sags produced at fault conditions for particular period of time as specified by grid codes [3].
As per requirement of NEPRA grid codes, wind farm must be capable f withstanding the voltage dip down to 30% of
rated voltage for 80msec at least for normal clearing case and 180msec for struck breaker contingency event [9]. There are
following methods to increase the LVRT capability of wind farm [3] as shown below in fig. 2. In this work STATCOM as
a FACT’s controller is chosen for LVRT enhancement.
Fig. 2. LVRT improvement methods [3].
5. Static Synchronous Compensator (STATCOM)
STATCOM is a shunt connected static device whose output current (inductive or capacitive) can be regulated irrespective
of system AC voltage [14]. The reactive power compensation (generation or absorption) of STATCOM is based on
electronic processing of voltage and current in a Voltage Source Converter (VSC) implemented on the secondary of
coupling transformer [16]. The VSC contains forced commutated power electronic devices (IGBT’s, GTO’s) for obtaining voltage V2 from dc source.
In this work, an IGBT-based STATCOM model is used with phase locked loop control strategy. The operating principle
of STATCOM is shown in fig. 3.[4] and the control system of STATCOM can be seen in following fig. 4.[4] By means of
VSC, the STACOM is able to inject reactive power to the connected bus at PCC, thus regulate the bus voltage by reactive
power compensation.
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Fig. 3. Operating principle of STATCOM
Fig. 4. One line diagram of STATCOM with its control strategy [4].
6. System Description
The test system used for this case study can be represented through one line diagram shown in fig. 5. The test system
includes integration of 50 MW wind power plant to 132kv grid. The 132kV grid is feeding a distribution system of 22kV at
50Hz through 132/22 kV, step down transformer of 60 MVA, which feeds a 660V system through 22kV/660V, with step
down transformer of 60MVA. The wind farm consisting of 20 wind turbines each has rating of 2.5 MW (total 50 MW).
Also it has a protective system implemented at Bus660 used for monitoring of current, bus voltages, speed of turbine and
DC link capacitor voltage. The GSC in DFIG is used to regulate the dc link capacitor voltage of constant (i.e 1200V)
during steady state operation. The STATCOM is shunt connected at the bus (B22kV) for the purpose of dynamic reactive
power compensation and improvement in voltage profile.
Fig. 5. Integration of 50MW wind farm with 132kV grid.
7. Simulation Results and Discussion
The simulation work is performed using MATLAB/SIMULINK software for test system of Grid connected wind energy
system. The steady state and transient response (i.e. under different fault conditions) is analyzed, where mainly the effect of
different fault conditions on voltage stability and reactive power requirement is taken into account. The FACT’s controller STATCOM is used to enhance voltage profile and to compensate reactive to improve the transient response of Grid
integrated wind farm.
7.1. Response of system at steady state conditions
A step profile of wind speed is injected with initial value of wind speed at 8m/s and then wind speed reaches up to 14m/s as
shown in fig. 6. The wind farm block was operated at control parameters where voltage regulation mode is set with
reference voltage of 1pu with respect to generator base rating (20*2.5MW and V=660V) at bus B660.During steady state
condition voltage is maintained at 1pu and current increases and finally maintained at 0.82pu as shown in figs. 8 and 9
respectively. The generated active power is started to increase smoothly and reached at its nominal value of 50MW as
shown in fig. 7. During this time, speed of turbine also starts from 0.8pu and reaches up to 1.21pu as shown in fig. 11. The
voltage at B660 is maintained to 1p.u at PCC by controlling the reactive power. The wind farm has equivalent dc link voltage of 1200V as shown in fig. 12.
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Memon et al., 2018
Fig.6. Profile of wind speed
Fig. 7. Active power generated (MW)
Fig. 8. Voltage at PCC (B660)
Fig. 9. Current at PCC (B660)
Fig. 10. Reactive power generated (Mvar)
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Fig. 11. Turbine speed
Fig. 12. Dc link equivalent voltage
7.2 Response of the system at injection of single line to ground fault
7.2.1 Response of the system at injection of single line to ground fault without compensation
When wind farm is exposed to single line to ground fault, voltage at PCC drops during faulted period which results in over
current in rotor circuit of DFIG, fluctuations in dc link capacitor voltage and change in speed. In order to avoid this, RSC
must be blocked so that rotor circuit should not be damaged due to high fault currents.
When single to ground fault is injected temporary at the bus (B22kv), the RSC of DFIG is blocked by making the control
mode to var regulation at Qref command equal to zero hence no more exchange of reactive power is possible between
DFIG and power system. Besides this DFIG based wind farm is equipped with suitable protection scheme which is responsible to disconnect the wind farm from the connected grid when its voltage at PCC falls below 0.75pu.
During faulted period, voltage at PCC falls below to 0.7pu as shown in fig. 13. Hence, tripping of wind farm is
performed by its designed protective scheme. Besides this, the power out of wind farm becomes zero as shown in fig. 14.
Fig. 13. Voltage at PCC during SLG fault
without compensation
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Memon et al., 2018
Fig. 14. Active power generated during SLG
without compensation
Fig. 15. Reactive power generated during SLG
without compensation
7.2.2 Response of the system at injection of single line to ground fault with STATCOM compensation
When Static synchronous compensator is implemented at bus3 in grid connected wind farm for maintaining voltage profile
at PCC above under voltage protection limit (i.e 0.75pu) as shown in fig. 16. It will make able the wind farm to remain
connected with grid by compensation of reactive power, hence the tripping of wind farm is avoided and continuity of service is maintained.
During SLG fault, RSC is blocked and GSC has not capability to provide required reactive power, hence 10 MVA
STATCOM is used for injecting reactive power of 3Mvar as shown in fig. 17. and hence voltage profile is improved and
continuity of wind farm is maintained.
Fig. 16. Voltage at PCC during SLG fault
with STATCOM compensation
Fig. 17. Reactive power generated during SLG
with STATCOM compensation.
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Fig. 18. Reactive power generated by
STATCOM during SLG
7.3 Response of the system at injection of line to line fault
7.3.1 Response of the system at injection of line to line fault without compensation
When line to line fault is injected temporary the bus (B22kv), by keeping the control mode to Var regulation at Qref
command equal to zero hence the RSC of DFIG is blocked now there will be no more exchange of reactive power is
possible between DFIG and power system. When system is exposed to line to line fault, it is observed that voltage at PCC
falls below up to 0.5pu as shown in below fig. 19. The wind farm is tripped by protective system because voltage sag
produced is increased beyond its limit of under voltage protection 0.75pu.
Hence it can be seen from drop in voltage that voltage sag produced by line to line is more severe than produced by single
line to ground fault.
Fig. 19. Voltage at PCC during L-L fault
without compensation
Fig. 20. Reactive power generated (Mvar)
during L-L fault without compensation
7.3.2 Response of the system at injection of line to line fault with STATCOM compensation
When line to line fault was injected, the voltage at (B660) at PCC drops to 0.45 so order to maintain the voltage profile to 0.75pu as shown in fig. 21, STATCOM is implemented for providing compensation of reactive power so that tripping of
wind farm should be avoided. Hence 15MVA STATCOM is used.
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Memon et al., 2018
Fig. 21. Voltage at PCC during L-L fault
with STATCOM compensation
Fig. 22. Reactive power generated during L-L fault
with STATCOM compensation
8. CONCLUSION
The steady state and transient response analysis of 132kV grid integrated 50MW wind power plant is investigated through
Matlab/simulink software and following conclusions were observed.
For stable and continuous operation of grid connected wind energy system during faulted period, voltage stability
is necessary because voltage instability during fault conditions in terms of voltage dips/voltage sags is responsible for disconnection of wind farm from connected grid which can also lead to cascaded tripping and occurrence of
blackouts.
This can be avoided by implementing reactive power compensator (i.e STATCOM) at the point of common
coupling that will enhance LVRT capacity of grid integrated wind farm by providing reactive power
compensation, hence bus voltage at PCC will be regulated within acceptable limits and power quality will also be
enhanced.
Nomenclatures
Crotor
Qref
Abbreviations DFIG
FACT’s
GSC
GTO
IGBT
L-L
LVRT
NEPRA
PCC
PLL
RSC
SLG STATCOM
SVC
VSC
Rotor convertor
Reference reactive power
Double fed induction generator Flexible alternating current transmission
Grid side convertor
Gate turn off thyristor
Insulated gate bipolar junction transistor
Line to line
Low voltage ride through capability
National electrical power regulatory authority
Point of common coupling
Phase locked loop
Rotor side convertor
Single line to ground Static synchronous compensator
Static var compensator
Voltage source convertor
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J. Appl. Environ. Biol. Sci., 8(1)232-240, 2018
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connected wind turbine energy system. IEEE Transactions on Industry Applications, 53(3), 2495-2505.
3. Gatavi, E.; Hellany, A.; Nagrial, M.; and Rizk, J. (2016, October). Low voltage ride-through enhancement in DFIG-
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4. Touhami, A.; Ahmed, Z. S.; and Samir, H. (2016, November). Control of a wind energy conversion system equipped
by a STACOM for power quality improvement. 8th International Conference on Modelling, Identification and
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5. Amalorpavaraj, R. A. J.; Palanisamy, K.; Umashankar, S.; and Thirumoorthy, A. D. (2016). Power quality
improvement of grid connected wind farms through voltage restoration using dynamic voltage restorer. International
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6. Memon, Z. A.; Uqaili, M. A.; and Soomro, M. A. (2011). Experimental Analysis of Harmonic Mitigation Effects on
Three Phase Six Pulse Converter by Using Shunt Passive Filter. Mehran University Research Journal of Engineering
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7. Chourasia, A. K.; Mishra, A.; and Sharma, D. (2013). A simulation of a statcom-control for grid connected wind
energy system for power quality improvement. power, 3(4), 1207-1214.
8. Shanthini, K.; and Verappan, N. (2012, December). Power quality enhancement of wind generators connected to grid.
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9. Kadam, D.P; and Kushare, B.E. (2013). Mitigation of Voltage Sag in Grid Connected Large Scale Wind Farm.
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engineering,1(5), 172-175.
10. Patel, D. M.; Nagera, A. R.; and Roy, K. C. (2012, March). Application of static compensator to improve the power
quality of grid connected induction generator based wind farm. IEEE- International Conference on Advances in
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12. Saqib, M. A.; and Saleem, A. Z. (2015). Power-quality issues and the need for reactive-power compensation in the
grid integration of wind power. Renewable and Sustainable Energy Reviews, 43, 51-64.
13. Heetun, K. Z.; Abdel Aleem, S. H.; and Zobaa, A. F. (2016). Voltage stability analysis of grid-connected wind farms
with FACTS: Static and dynamic analysis., Energy and Policy Research, 3(1), 1-12.
14. Bhumkittipich, K.; and Jan-Ngurn, C. (2013). Study of Voltage Stability for 22kV Power System Connected with
Lamtakhong Wind Power Plant, Thailand. Energy procedia, 34, 951-963.
15. Chuong, T. T. (2008). Voltage stability investigation of grid connected wind farm. World Academy of Science,
Engineering and Technology International Journal of Electrical and Computer Engineering, 2(6), 1163-1167
16. SINGH, S. K.; and PRAKASH, S. (2014). Improvement of Voltage Stability and Reactive Power of Wind Farm Load
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© 2018, TextRoad Publication
ISSN: 2090-4274
Journal of Applied Environmental
and Biological Sciences www.textroad.com
*Corresponding Author: Farooq Ahmad, Professor of Mathematics and Dean of Sciences, Punjab Higher Education Department, Govt. Islamia College Civil Lines, Lahore. Email: [email protected]; [email protected]
Stresses and Power Consumption Analysis of Mixing Flow in Cylindrical
Shaped Container
Saeed Ahmed Memon1, Rafique Ahmed Memon2, Muhammad Anwar Solangi3, Farooq Ahmad4
1Research Scholar, Department of Basic Sciences and Related Studies, MUET, Jamshoro, Pakistan. 2Associate Professor, Department of Basic Sciences and Related Studies, MUET, SZAB Campus,
Khairpur Mir’s, Pakistan. 3Professor, Department of Basic Sciences and Related Studies, MUET, Jamshoro, Pakistan.
4Professor of Mathematics and Dean of Sciences, Punjab Higher Education Department, Govt. Islamia College Civil Lines, Lahore.
Received: November 1, 2017
Accepted: January 3, 2018
ABSTRACT
The paper in hand is the part of our previous study of rotating mixing flow in cylindrical container. A pair of co–
rotating stirrers has been considered for the computational analysis, the stirrers are rotating in same direction of the container and fixed eccentrically. The two-dimensional complex industrial mixing flow of Newtonian fluid is
analyzed. A semi-implicit time-stepping Taylor-Galerkin/pressure-correction finite element multi stepping scheme
adopted as numerical method, posed in a cylindrical coordinate system. Effects of inertia on hoop, radial differences and rate of work done are the core interest of the study. The numerical predicted results have shown a
good behavior with the actual industrial mixing process.
KEY WORDS: Finite Element Method, Effects of inertia, Newtonian fluid, hoop and radial stresses
1. INTRODUCTION
Improvement of the design of mixers and process products are considered major application of this research. This research is concerned with mixing industry such as powder mixing process, chemical process application and
mixing of paper pulp in paper industry and others too. This research will be instrumented in reducing power
consumption through optimization of the mixer designs and enhancing the level of work- done in the mixers.
The outline of the rotational blending in a mixed vessel to foresee power utilization is of modern significance, by
and large mechanical issues are trying to bargain, especially in the field of substance procedure applications, for
example, powder blending forms[1] , blending of butter in a food tackling industry granular blending ,and paper mesh blending in paper industry and various other mechanical based techniques. In numerous blending forms the
convoluting components are the utilization of instigators with stirrer in certainty that the fomenter might be worked
in the transitional administration, the utilization of the liquids which shows exceptionally complex rheological conduct and the rotational bearing and speed of stirrers.
The principle target of this examination is to build up a two-dimensional numerical model for stream between an
external pivoting round and hollow vessel divider and stationary and turning twofold tube shaped stirrers in co-
turning. Stirrers are situated on the blending vessel top, and being set in whimsical position, as vessel under two dimensional suspicions, as vessel originally will be taken as interminable stature. Somewhere else, the limited vessel
issue in three-measurements [2-6] will be viewed as furthermore diverse numbers and sorts of stirrers [7, 8] will
dissect.
As far as recent exploration is concerned, is almost within 20 years, great advances has been made , especially it
encompass semi Taylor–Galerkin Pressure–Correction plan that has developed and refined . This plan, at first imagined in successive structure [9] and in this manner in parallel style [10-12], is suitable for the recreation of incompressible Newtonian and non-Newtonian.
The re-enactment strategy addresses the numerical arrangement of the two-dimensional force conditions for
incompressible streams. A galerkin spatial discretization immediate ensured by fleeting discretization in a taylor
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Memon et al., 2018
arrangement and finally it entails a supposed time walking Taylor-Galerkin limited component plan. A semi
verifiable treatment for dissemination is utilized to address direct dependability requirements. The stream is demonstrated as incompressible by means of a weight revision plane
The present work is focused on the investigations for effects of variation in inertia and stirrer’s speed on the overall flow patterns, work-done rate and consumption of power .The dough kneading applications are primarily focus of this research and could be achieved through development of new material structure and maximizing the rate of
work-done per unit power. Newtonian fluids have used in the computations.
2. PROBLEM SPECIFICATION
Mostly the food industry comprises the non-Newtonian fluids. In present work, investigations are made for 2D
mixing flows of Newtonian fluids. practically the fluid in industrial processes, rotation of lid of vessels drives the fluid causing mixing and the stirrers are attached with the vessel lid. Eccentrically configured double stirrers have
used with fixed and rotating movements. Initially, analysis of problem was made for rotating flow between rotating
cylindrical vessel and stationary stirrers to validate the predictions of finite element calculations for this cylindrical polar co-ordinate system by comparing the results against findings of previous research [13, 14]. Subsequently, co-rotational direction of stirrers is also investigated against stationary stirrers in a rotating cylindrical vessel.
This research study includes various parameters shear stress, shear rate, contour plots of velocity gradients, hoop and
radial stress difference and power are submitted and perceived as solution fields of interest the spatial integral of the rate of work may be defined power, where as invariant of rate of deformation tensor is I2 ,and work-done per total
time as w, v , tn and vr are components in radial ‘r’ and azimuthal ‘θ’direction respectively and ω is domain of
interest in two dimensional polar coordinate.
Effects of increasing inertia on stresses and power consumption for co-rotating stirrers will be analyzed. Numerical simulations of all fields of interest, difference of stresses( hoop and radial) and rate of work-done will be presented
through contour plots of velocity gradient with increasing Reynolds numbers for generalized Newtonian fluids.
Speed of rotating stirrers will be considered at half, same and double against the speed of outer container. Finally the differences of all the addressed variables will be discussed in terms of comparative study between results available in literature and predicted results of generalized Newtonian fluids.
FIGURE–1: Finite Element Meshed Geometry of Double stirred-Eccentric Rotating Cylinder flow.
Figure–1 shows the computational domain along with finite element mesh to solve the selected problem. The mesh contains 8960 total number of elements, 18223 nodes and 40057 degrees-of-freedom. Further details about the
convergence of mesh along with initial and boundary conditions are available in our previous investigations [15–
17]. In present work, contour plots of velocity and other variables of interest are presented as solution fields.
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J. Appl. Environ. Biol. Sci., 8(1)241-248, 2018
3. GOVERNING EQUATIONS AND PROPOSED NUMERICAL SCHEME
A system consisting of conservation of mass, generalization of momentum transport and Newtonian constitutive
equations can be modelled of two dimensional isothermal flow of incompressible Newtonian fluid. Domain is
taken over by coordinate system from of two dimensional cylindrical components.
· u = 0,
(1) The conservation of momentum transport equation, as
puuut
u
.
Re
1 2
(2)
Whereas is considered as the spatial differential operator, p denote isotropic fluid pressure and
is taken as fluid
velocity vector.
Relevant non dimensional Reynolds number is defined as
VR
Re (3)
Since V is considered to be rotational speed of the vessel,
is denoted by fluid density and
is characterized by
zero shear- rate viscosity and R is characteristic length scale is the radius.
In this research solutions through contour plots of stream function and pressure will be investigated. Other area of
interest considered for solution is power and rate of work done and shear stress. The spatial component of the amount of work done is called perceived as power.
These quantities are defined in Table -1.
Table 1: Definitions of various parameters.
Sr. No. Parameter Mathematical definitions
1 Shear-rate
22I&
2 Local rate-of-work done u :Tw&
3 Power
dt,wtP )()( x&&
4 Total work done T
dttPW )(&
W and p are represented by local rate of work done and pressure respectively. 2 is the second invariant of rate of
deformation tensor.
Relevant non-dimensional Reynolds number is defined as:
Re = ν−1VcR,
Where kinematic viscosity ν = μcρ−1;
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Memon et al., 2018
Vc is the characteristic velocity, considered as speed of the vessel .R, is radius the characteristic scale. c denotes
zero shear- rate viscosity. Suitable scaling takes the form in each variable R
Vpp cc*
, R
Vc* && and
2
2
R
VWW cc* &&
.
At a 50 rpm of characteristic rotational speed and zero shear viscosity of 105 Pa s, scaling yields dimensional
variables p = 2444 p*, &
= 23.28 & * and W
&= 56894W& *, with shear-rates O(102)s−1.
4. RESULTS AND DISCUSSION
The predicted solutions are analyzed in co-rotating rotational direction for various speed of the stirrers. The minimum values to maximum values of a variable in a range are plotted as contours. The solutions of equations are
analyzed numerically through plots of work-done with respect to time interval and consumption of power. The
comparative study is also carried out.
Different levels of zero-shear viscosities μo in increasing order are considered and then Reynolds number calculations are made as discussed above. At zero shear viscosities are μo = 1.05 Pa s, μo = 10.5 Pa s and μo= 105.0
Pa s the corresponding calculated Reynolds Numbers are Re=8.0, Re=0.8 and Re=0.08 respectively. These levels are actually simulating the material properties in the form of model fluid to model dough to actual dough respectively.
4.1 Contours of hoop and radial stress difference (N1)
The figure–2 shows the symmetric behavior on both stirrers with equal magnitude but when we reaches upto inertial level 8.0 the symmetry in isobars change to asymmetry at half velocity
(v ) =0.5. and extrema remaining at same position as upper and lower of stirrers between narrow gap and in fig(3)
at same velocity v =1.0 and same Reynolds Numbers no any change seemed in symmetry as shown in previous
case but extrema shifted from narrow to wide gap and also extrema shifted their position from up to down. and at
inertial level 0.8 same thing is happened and also circular region is observed and at Reynolds number 8.0, extrema twisted from narrow to wide gap. In fig(4), at double speed and Re=0.08, there is no change in symmetry as shown
in previous case but once again extrema shifted from wide to narrow gap and circular region is also observed at
narrow gap and on stirrers , at Re=0.8 also same symmetry is seemed as in figure–3 but only difference is that
extrema shows also in narrow gap and no change at inertial level 8.0.
Now we define the RWd contour figures at different Reynolds Numbers and velocities i.e., (0.08, 0.8 and 8.0) at half
velocity in figure–2 the symmetry is seemed out in contours from inertial level 0.08 to 0.8 maxima is shown on
stirrers between narrow gap and wall of vessel and minima is shown near the outer wall of vessel between stirrers in wide range and asymmetry is seemed at Re=8.0 just only maxima moved towards center of wide range. In figure–2
symmetric structure is viewed but only maxima twisted from narrow gap to wide gap range at inertial level 0.08 and
0.8 at same speed i.e (v =1.0) finally in figure–4 also same symmetry observed just only maxima shifted from
narrow gap to wide gap range at inertial levels 0.08 and 0.8 at double speed i.e(v =2.0).
Contours with asymmetric nature are observed with increase of inertia from Re=0.08 to Re=8.0. At Re=0.08 with
double rotational speed of stirrers, influence of comparable equilibrium have been observed through the variants of
geometry from minima to maxima on N 1 and RWd. Similar magnitude in non-dimensional negative and positive
extrema on both sides (lower and upper) was observed along with symmetrical contours at narrow gap of both sides
as shown in Fig. 4.The increase of stirrers’ speed (from half to double) against the vessel speed affected the all
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J. Appl. Environ. Biol. Sci., 8(1)241-248, 2018
depended variables which are listed in Table 2.For all the cases of both inertial values, an increase in the maxima
and minima have observed with the increase in speed of stirrers. The symmetrical velocity gradients were observed with respect to geometry from minimum(half) to
maximum(double)the speed of stirrers for the inertial values of Re=0.08 and Re=0.8. Whereas the asymmetrical
trends were in velocity gradients with increase in minima and maxima with increase of Reynolds Number i.e. Re=8.0.Doubling the speed of stirrers shows no effect on consumption of power at minima however at maxima it increase upto 25%.
At first, the vessel flow is driven with very high work-done. Later, a rapid decrease in work-done was observed and
reaches at some uniformity for getting steady-state solution for half speed with co-rotating stirrers but this solution is changed further of doubling the speed with a gradual decrease in work-done.
Re = 0.08 Re = 0.8 Re = 8.0
(a) Hoop and radial stress differences (N1)
(a) Rate of Work done (RWd)
Figure–2: Effects of inertia on hoop and radial differences (N1) and Rate of Work done (RWd) when velocity
is fixed at Vθ= 0.5
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Memon et al., 2018
Re = 0.08 Re = 0.8 Re = 8.0
(a) Hoop and radial stresses differences (N1)
(a) Rate of Work done (RWd)
Figure–3: Effects of inertia on hoop and radial differences (N1) and Rate of Work done (RWd) when velocity
is fixed at Vθ= 1.0
Re = 0.08 Re = 0.8 Re = 8.0
(a) Hoop and radial differences (N1)
(a) Rate of Work done (RWd)
Figure–4: Effects of inertia on hoop and radial differences (N1) and Rate of Work done (RWd) when velocity
is fixed at Vθ= 2.0
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J. Appl. Environ. Biol. Sci., 8(1)241-248, 2018
5. CONCLUSIONS
The performance of industrial problem associated with mixing was successfully predicted with the help of numerical
flow simulator. Realistic simulations were successfully developed for complex mixing process for Newtonian fluids.
The co-rotating twin stirrer case was investigated with increasing inertia (Reynolds no.) from 0.08 to 8.0. Increase in the speed of stirrers for co-rotating stirrers case, an increase in all medium values of inertia. The symmetrical
velocity gradients were observed with respect to geometry from minimum (half) to maximum (double) the speed of
stirrers for small and medium inertial values (Re=0.08 and 8.0). Whereas the asymmetrical trends were in velocity
gradients with increases in minima and maxima with increase of Reynolds Number i.e. Re=8.0. Power consumption has no effect at minima on doubling the speed of the stirrers. The optimized mixer designs could be developed for
completing dough mixing processes with robust predictive capability of numerical solutions.
The future work may be directed for the in-depth investigations of rotation of concentric configured two co-rotating
stirrers with Newtonian fluids and agitators.
6. ACKNOWLEDGEMENT
The authors are greatly acknowledged to the Mehran University of Engineering and Technology, Jamshoro and Shaheed Z. A. Bhutto campus for supporting and providing computational facility.
REFERENCES
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Mixing Flow within a Container’, Sindh University Research Journal (Science Series), 47 (1), 45–48, 2015.
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10. Binding, D. M., Couch, M. A., Sujatha, K. S., Webster, M. F., ‘Experimental and numerical simulation of
dough kneading in filled geometries’, J. Foods Eng., 57, 1–13, 2002.
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Journal of Non-Newtonian Fluid Mechanics, 50(2), 253-287, 1993.
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15. Baloch A., Solangi M. A., Memon G. M., ‘Simulation of Rotational Flows in Cylindrical Vessel with Rotating
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