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July 2009 AUDIT WIRE
I I A H O U S T O N M A R C H 2 0 1 1
Page 1
AUDIT WIRE
Presidentrsquos Message
1
Luncheon and Registration
2-4
New Credential Holders
5
New Members 6
IIA Annual Golf Tournament
8
Gleim Chapter Discount
10
CAP Update 11
Job Postings 12
MON THLY
INSIGHTS
2nd Annual IIA Conference
7
UH IASA Program
9
Presidentrsquos Message Dear Houston Chapter Members Fall is in the air I just love this time of year Not just because I love the change of pace with the cooling weather or the approaching holidays but also because it is a time when we stop to consider the things that we are thankful for And I would be remiss if I didnt take the opportunity to address in this newsletter a couple of the things that I am very thankful for as it relates to the Chapter This may sound a little crazy but I am thankful for the profession of internal auditing There are a couple of reasons why I feel this way One because of the value internal au-dit adds to any organization in fulfilling its assurance role and 2) because it is a fun and exciting job Who could possibly have a better job than we do Who else in your organi-zation gets to see so many different parts of your operations Who else has an avenue directly to the primary stakeholders to provide information that helps improve the opera-tions and mitigate risk However I firmly believe that with this opportunity and privilege comes a responsibility to do our absolute best in fulfilling this role Here is a quote from Colin Powell that I think is right on point ldquoIf you are going to achieve excellence in big things you develop the habit in little matters Excellence is not an exception it is a prevailing attituderdquo This attitude of excellence should be reflected in all aspects of what we do (If yoursquod like to dwell on this a little more and I encourage you to do so see the link below to an inter-nal audit blog on the subject) Besides being thankful for the profession I am also thankful for the people who work in the profession And there is a very special group that I am especially thankful for I really want to express my appreciation to and thankfulness for all of the amazing volunteers in the Chapter who commit their time energy and talents to keep our chapter running to pro-vide support to our members and to reach out to the next generation of auditors If I tried to name them all I would forget someone which I would hate to do But you know who you are so let me say to you Thank you for all that you do Happy Thanksgiving httpwwwtheiiaorgblogsjackaindexcfmpostThe20Light20at20the20End20of20the20Tunnel20of20the20Epiphany Best wishes Faye Stallings Houston Chapter President
Presidentrsquos Message Dear Houston Chapter Members Fall is in the air I just love this time of year Not just because I love the change of pace with the cooling weather or the approaching holidays but also because it is a time when we stop to consider the things that we are thankful for And I would be remiss if I didnt take the opportunity to address in this newsletter a couple of the things that I am very thankful for as it relates to the Chapter This may sound a little crazy but I am thankful for the profession of internal auditing There are a couple of reasons why I feel this way One because of the value internal au-dit adds to any organization in fulfilling its assurance role and 2) because it is a fun and exciting job Who could possibly have a better job than we do Who else in your organi-zation gets to see so many different parts of your operations Who else has an avenue directly to the primary stakeholders to provide information that helps improve the opera-tions and mitigate risk However I firmly believe that with this opportunity and privilege comes a responsibility to do our absolute best in fulfilling this role Here is a quote from Colin Powell that I think is right on point ldquoIf you are going to achieve excellence in big things you develop the habit in little matters Excellence is not an exception it is a prevailing attituderdquo This attitude of excellence should be reflected in all aspects of what we do (If yoursquod like to dwell on this a little more and I encourage you to do so see the link below to an inter-nal audit blog on the subject) Besides being thankful for the profession I am also thankful for the people who work in the profession And there is a very special group that I am especially thankful for I really want to express my appreciation to and thankfulness for all of the amazing volunteers in the Chapter who commit their time energy and talents to keep our chapter running to vide support to our members and to reach out to the next generation of auditors If I tried to name them all I would forget someone which I would hate to do But you know who you are so let me say to you Thank you for all that you do Happy Thanksgiving httpwwwtheiiaorgblogsjackaindexcfmpostThe20Light20at20the20End20of20the20Tunnel20of20the20Epiphany Best wishes Faye Stallings Houston Chapter President
Presidentrsquos Message
Can you believe how time flies Itrsquos March already Before you know it another five years will have come and gone When it does will you be ready The Institute of Internal Auditors Research Foundation (IIARF) pub-lished in February its fourth component of the Common Body of Knowledge (CBOK) study conducted in 2010 The fourth section of the CBOK study addresses ldquoWhatrsquos Next for Internal Auditingrdquo Based on responses from more than 13500 participants in over 107 countries the IIARFrsquos analysis shows that the top five areas of emphasis over the next five years will be
1 Corporate governance reviews 2 Audits of enterprise risk management processes 3 Reviews addressing linkage of strategy and company performance 4 Ethics audits 5 Migration to International Financial Reporting Standards
Will you be ready What are you doing to prepare yourself to be proficient in these evolving ar-eas (Hint You could attend the Houston Chapterrsquos 2nd Annual Conference to participate in various sessions that will be targeted to enrich your thinking in some of these strategic areas) If yoursquod like to learn more about the results of the study go to the IIA website and download the complete study Itrsquos free to members You might also be interested in the fifth component of CBOK study also issued in February ldquoImperatives for Change The IIArsquos Global Internal Audit Survey in Actionrdquo This report builds upon the key themes found in the first four components of the CBOK study and identifies impera-tives for the internal auditing activity to meet organizationsrsquo fast changing needs and stakeholder expectations to strategically position the profession for the long term Each imperative is accom-panied by recommended action steps for internal audit professionals to consider This is also free to members at the IIA website The link to both the fourth and fifth components are below I think yoursquoll find the information in these research papers to be of value to you personally and to your organizationrsquos audit function Take the time to understand the anticipated changes that will affect our profession and prepare yourself for the change Link to Whatrsquos Next for Internal Auditing CBOK Component IV httpwwwtheiiaorgbookstoredownloadsfreetomembers1177940_50104-Whats20Next20for20Internal20Auditing-webpdf Link to the Imperatives for Change The IIArsquos Global Internal Audit Survey in Action CBOK Component V httpwwwtheiiaorgbookstoredownloadsfreetomembers1177940_Global20Internal20Survey20Report20V20Web20Versionpdf
Best wishes Faye Stallings Houston Chapter President Page 1
July 2009 AUDIT WIRE
I I A H O U S T O N M A R C H 2 0 1 1
Page 2
Luncheon Topic and Speaker Information
Topic Delivering the Dollars Benefits of Auditing Dependent HealthCare Eligibility Objective The objective of this presentation is to communicate the initiative devel-oped by Continental Airlines around Dependent Health Care Eligibility Speaker Sharon Grant CPA CIA (Managing Director-Corporate Audit United Air-lines Inc)
About the Speaker Sharon is currently the Managing Director of Corporate Audits at United Airlines where she is responsible for the financial and operational audits She began her career with Continental Airlines in 1993 in the Internal Audit department where she has managed the Corporate IT and Field related audits and has worked in the Marketing Controllerrsquos and Financial Planning divisions Sharon began her career at Coopers amp Lybrand in Houston Texas
Sharon is actively involved with the Institute of Internal Auditors (IIA) at the interna-tional level where she is starting a new term with the Academic Relations Committee after serving several years on the Professional Conferences Committee She has pre-viously served in various roles in the IIA Houston Chapter including President Vice President-Seminars and Marketing Co-Chair for the 2006 International Conference in Houston She is also past Chairman of the Executive Board of the International Asso-ciation of Airline Internal Auditors (IAAIA) A native of Chicago Sharon graduated with a Bachelor of Science in Accounting from Bradley University and is a Certified Internal Auditor as well as Certified Public Ac-countant Sharon resides just outside of Houston Texas with her husband and four children
Content Five years have passed since the full scale audit of Dependent Health Care Eligibility and the return on investment keeps growing Sharon will provide highlights of the process and benefits for reviewing this key area Areas of focus will include
bull Evaluating Existing Policies amp Controls Honor System vs Verification bull Implementing a Communication amp Disclosure Process Self-Certification amp
Amnesty bull Coordinating amp Auditing Verification Information Legitimacy amp Authenticity bull Quantifying amp Remediating Exceptions Eliminate Unnecessary Health
Care Expense bull Developing amp Monitoring An Ongoing Assessment Process Continual Con-
trols amp Savings
Learning hours 1 hr
I IA- HOUTON CHA PTER
O F F I C E R S 2 0 1 1
PRESIDENT Faye Stallings El Paso VP ADMINISTRATION Chow Yu Waste Management VP COMMUNICATIONS John Harris Jefferson Wells VP ACADEMIC RELATIONS Rumy Jaleel-Khan Deloitte VP FINANCE Damon Ott Continental VP SEMINARS Dan Ramey PKF Texas VP MEMBERSHIP Larry Abston Anadarko SECRETARY Angela Butler UHY NEWSLETTER EDITORS
Greg Bone Deloitte Eric Murray Deloitte
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Directions and Information
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 3
Day of Meeting
Registration Begins at 1130 am
Speaker Begins at Noon
Meeting Location The Houston Club
811 Rusk 713-225-1661
Pricing
Pre-Registered IIA Member $3000
Non-MemberMember Walk-
In $3500
Valet Parking $800
Upcoming SpeakersUpcoming SpeakersUpcoming Speakers
Date Speaker Topic
April - Cancelled
May 2 2011 Sharon Grant
No - Luncheon due to 2nd Annual Conference
Delivering the Dollars Benefits of Auditing Dependent
HealthCare Eligibility
June 6 2011 Mike Trauffler (Internal Audit Director at HP) Marshall Craven (Internal Audit Manager at HP)
Transforming Internal Audit at HP
A quick roundup of our upcoming speakers More information is available on our website
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Benefits of Pre-Registration
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
As auditors our schedule can be unpredictable at times and at a last minutersquos notice we could be sent to work on a special assignment somewhere outside of Houston or even outside of the country Because of that you may hesitate to pre-register for an event just in case your sched-ule changes Whenever possible I would encourage our Chapter members to sign up by Wednesday before each meeting Here are some good reasons why you should pre-register for the event 1 Members get a $5 discount if they pre-register for the meeting In light of our economy and companiesrsquo focus on cost reduction every $1 counts 2 Only individuals pre-registered before the cut-off are entered into the drawing If your name is not in the drawing your chance of winning is zero If your name is in your odds are about 1 to lt200 to win not so bad when compared to other games of luck 3 Pre-registered members get their certification ribbons on their name tag You get to show off your achievement 4 On the day of event you can check in quicker and save time Bring your barcode to scan and within seconds you will be in You can use the time saved to network with your peers 5 You can avoid the long line for walk-ins and possibility of miskeying your name or email address and not getting your CPE certificate Not good when that one credit hour would make a difference 6 Lastly you can help make your and other attendeesrsquo experience at the event more pleasant Right now headcount has to be estimated to account for walk-ins and committed to the Houston Club two days before each event Significant unexpected number of walk-ins poses challenges for the facility personnel to serve all attendees timely We want everyone to be able to sit down relax eat and listen to the speaker when the meeting begins
Page 4
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Congratulations to our New Credential Holders
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 5
Please join us in congratulating our newest members who have recently obtained certifications
CIA David Favret Eddie Case
Ginny Morrison Ikechukwu Obudulu
Kanal Van Gaston Marah Banks
Matthew Easton Matthew Kozlowski
Ricardo Acevedo Zheyu Wang
CCSA
Christina Stockton
CGAP David Favret
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
I I A H O U S T O N M A R C H 2 0 1 1
Page 2
Luncheon Topic and Speaker Information
Topic Delivering the Dollars Benefits of Auditing Dependent HealthCare Eligibility Objective The objective of this presentation is to communicate the initiative devel-oped by Continental Airlines around Dependent Health Care Eligibility Speaker Sharon Grant CPA CIA (Managing Director-Corporate Audit United Air-lines Inc)
About the Speaker Sharon is currently the Managing Director of Corporate Audits at United Airlines where she is responsible for the financial and operational audits She began her career with Continental Airlines in 1993 in the Internal Audit department where she has managed the Corporate IT and Field related audits and has worked in the Marketing Controllerrsquos and Financial Planning divisions Sharon began her career at Coopers amp Lybrand in Houston Texas
Sharon is actively involved with the Institute of Internal Auditors (IIA) at the interna-tional level where she is starting a new term with the Academic Relations Committee after serving several years on the Professional Conferences Committee She has pre-viously served in various roles in the IIA Houston Chapter including President Vice President-Seminars and Marketing Co-Chair for the 2006 International Conference in Houston She is also past Chairman of the Executive Board of the International Asso-ciation of Airline Internal Auditors (IAAIA) A native of Chicago Sharon graduated with a Bachelor of Science in Accounting from Bradley University and is a Certified Internal Auditor as well as Certified Public Ac-countant Sharon resides just outside of Houston Texas with her husband and four children
Content Five years have passed since the full scale audit of Dependent Health Care Eligibility and the return on investment keeps growing Sharon will provide highlights of the process and benefits for reviewing this key area Areas of focus will include
bull Evaluating Existing Policies amp Controls Honor System vs Verification bull Implementing a Communication amp Disclosure Process Self-Certification amp
Amnesty bull Coordinating amp Auditing Verification Information Legitimacy amp Authenticity bull Quantifying amp Remediating Exceptions Eliminate Unnecessary Health
Care Expense bull Developing amp Monitoring An Ongoing Assessment Process Continual Con-
trols amp Savings
Learning hours 1 hr
I IA- HOUTON CHA PTER
O F F I C E R S 2 0 1 1
PRESIDENT Faye Stallings El Paso VP ADMINISTRATION Chow Yu Waste Management VP COMMUNICATIONS John Harris Jefferson Wells VP ACADEMIC RELATIONS Rumy Jaleel-Khan Deloitte VP FINANCE Damon Ott Continental VP SEMINARS Dan Ramey PKF Texas VP MEMBERSHIP Larry Abston Anadarko SECRETARY Angela Butler UHY NEWSLETTER EDITORS
Greg Bone Deloitte Eric Murray Deloitte
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Directions and Information
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 3
Day of Meeting
Registration Begins at 1130 am
Speaker Begins at Noon
Meeting Location The Houston Club
811 Rusk 713-225-1661
Pricing
Pre-Registered IIA Member $3000
Non-MemberMember Walk-
In $3500
Valet Parking $800
Upcoming SpeakersUpcoming SpeakersUpcoming Speakers
Date Speaker Topic
April - Cancelled
May 2 2011 Sharon Grant
No - Luncheon due to 2nd Annual Conference
Delivering the Dollars Benefits of Auditing Dependent
HealthCare Eligibility
June 6 2011 Mike Trauffler (Internal Audit Director at HP) Marshall Craven (Internal Audit Manager at HP)
Transforming Internal Audit at HP
A quick roundup of our upcoming speakers More information is available on our website
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Benefits of Pre-Registration
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
As auditors our schedule can be unpredictable at times and at a last minutersquos notice we could be sent to work on a special assignment somewhere outside of Houston or even outside of the country Because of that you may hesitate to pre-register for an event just in case your sched-ule changes Whenever possible I would encourage our Chapter members to sign up by Wednesday before each meeting Here are some good reasons why you should pre-register for the event 1 Members get a $5 discount if they pre-register for the meeting In light of our economy and companiesrsquo focus on cost reduction every $1 counts 2 Only individuals pre-registered before the cut-off are entered into the drawing If your name is not in the drawing your chance of winning is zero If your name is in your odds are about 1 to lt200 to win not so bad when compared to other games of luck 3 Pre-registered members get their certification ribbons on their name tag You get to show off your achievement 4 On the day of event you can check in quicker and save time Bring your barcode to scan and within seconds you will be in You can use the time saved to network with your peers 5 You can avoid the long line for walk-ins and possibility of miskeying your name or email address and not getting your CPE certificate Not good when that one credit hour would make a difference 6 Lastly you can help make your and other attendeesrsquo experience at the event more pleasant Right now headcount has to be estimated to account for walk-ins and committed to the Houston Club two days before each event Significant unexpected number of walk-ins poses challenges for the facility personnel to serve all attendees timely We want everyone to be able to sit down relax eat and listen to the speaker when the meeting begins
Page 4
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Congratulations to our New Credential Holders
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 5
Please join us in congratulating our newest members who have recently obtained certifications
CIA David Favret Eddie Case
Ginny Morrison Ikechukwu Obudulu
Kanal Van Gaston Marah Banks
Matthew Easton Matthew Kozlowski
Ricardo Acevedo Zheyu Wang
CCSA
Christina Stockton
CGAP David Favret
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Directions and Information
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 3
Day of Meeting
Registration Begins at 1130 am
Speaker Begins at Noon
Meeting Location The Houston Club
811 Rusk 713-225-1661
Pricing
Pre-Registered IIA Member $3000
Non-MemberMember Walk-
In $3500
Valet Parking $800
Upcoming SpeakersUpcoming SpeakersUpcoming Speakers
Date Speaker Topic
April - Cancelled
May 2 2011 Sharon Grant
No - Luncheon due to 2nd Annual Conference
Delivering the Dollars Benefits of Auditing Dependent
HealthCare Eligibility
June 6 2011 Mike Trauffler (Internal Audit Director at HP) Marshall Craven (Internal Audit Manager at HP)
Transforming Internal Audit at HP
A quick roundup of our upcoming speakers More information is available on our website
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Benefits of Pre-Registration
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
As auditors our schedule can be unpredictable at times and at a last minutersquos notice we could be sent to work on a special assignment somewhere outside of Houston or even outside of the country Because of that you may hesitate to pre-register for an event just in case your sched-ule changes Whenever possible I would encourage our Chapter members to sign up by Wednesday before each meeting Here are some good reasons why you should pre-register for the event 1 Members get a $5 discount if they pre-register for the meeting In light of our economy and companiesrsquo focus on cost reduction every $1 counts 2 Only individuals pre-registered before the cut-off are entered into the drawing If your name is not in the drawing your chance of winning is zero If your name is in your odds are about 1 to lt200 to win not so bad when compared to other games of luck 3 Pre-registered members get their certification ribbons on their name tag You get to show off your achievement 4 On the day of event you can check in quicker and save time Bring your barcode to scan and within seconds you will be in You can use the time saved to network with your peers 5 You can avoid the long line for walk-ins and possibility of miskeying your name or email address and not getting your CPE certificate Not good when that one credit hour would make a difference 6 Lastly you can help make your and other attendeesrsquo experience at the event more pleasant Right now headcount has to be estimated to account for walk-ins and committed to the Houston Club two days before each event Significant unexpected number of walk-ins poses challenges for the facility personnel to serve all attendees timely We want everyone to be able to sit down relax eat and listen to the speaker when the meeting begins
Page 4
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Congratulations to our New Credential Holders
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 5
Please join us in congratulating our newest members who have recently obtained certifications
CIA David Favret Eddie Case
Ginny Morrison Ikechukwu Obudulu
Kanal Van Gaston Marah Banks
Matthew Easton Matthew Kozlowski
Ricardo Acevedo Zheyu Wang
CCSA
Christina Stockton
CGAP David Favret
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Luncheon Benefits of Pre-Registration
Date Speaker Topic
February 1 2010 Joe Oringel (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
As auditors our schedule can be unpredictable at times and at a last minutersquos notice we could be sent to work on a special assignment somewhere outside of Houston or even outside of the country Because of that you may hesitate to pre-register for an event just in case your sched-ule changes Whenever possible I would encourage our Chapter members to sign up by Wednesday before each meeting Here are some good reasons why you should pre-register for the event 1 Members get a $5 discount if they pre-register for the meeting In light of our economy and companiesrsquo focus on cost reduction every $1 counts 2 Only individuals pre-registered before the cut-off are entered into the drawing If your name is not in the drawing your chance of winning is zero If your name is in your odds are about 1 to lt200 to win not so bad when compared to other games of luck 3 Pre-registered members get their certification ribbons on their name tag You get to show off your achievement 4 On the day of event you can check in quicker and save time Bring your barcode to scan and within seconds you will be in You can use the time saved to network with your peers 5 You can avoid the long line for walk-ins and possibility of miskeying your name or email address and not getting your CPE certificate Not good when that one credit hour would make a difference 6 Lastly you can help make your and other attendeesrsquo experience at the event more pleasant Right now headcount has to be estimated to account for walk-ins and committed to the Houston Club two days before each event Significant unexpected number of walk-ins poses challenges for the facility personnel to serve all attendees timely We want everyone to be able to sit down relax eat and listen to the speaker when the meeting begins
Page 4
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Congratulations to our New Credential Holders
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 5
Please join us in congratulating our newest members who have recently obtained certifications
CIA David Favret Eddie Case
Ginny Morrison Ikechukwu Obudulu
Kanal Van Gaston Marah Banks
Matthew Easton Matthew Kozlowski
Ricardo Acevedo Zheyu Wang
CCSA
Christina Stockton
CGAP David Favret
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Congratulations to our New Credential Holders
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 5
Please join us in congratulating our newest members who have recently obtained certifications
CIA David Favret Eddie Case
Ginny Morrison Ikechukwu Obudulu
Kanal Van Gaston Marah Banks
Matthew Easton Matthew Kozlowski
Ricardo Acevedo Zheyu Wang
CCSA
Christina Stockton
CGAP David Favret
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Welcome to Our New Members
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Page 6
We would like to extend a warm welcome to our new members If you see these people at the monthly luncheon please be sure to introduce yourself
Afton Booker (CenterPoint Energy) Alex Soules (Newpark Resources Inc)
Anthony Davis Audrey Robertson (Amec Paragon)
Chilobe Kalambo (Cooper Industries Inc) Ciera Hodge (CITGO Petroleum Corporation)
Clinton Santos David Baszile (City of Houston)
Dennis Nguyen Devon Deckard
Ginger Harris (Marathon Oil Company) Hayrelyn De Jesus (Deloitte amp Touche LLP)
Hope Pond (National Oilwell Varco) Ian Smith (Transocean)
Jasmin Ambriz Avila Jeff Slaughter (Connolly Consulting Associates Inc)
Jorge Rodriguez Kelli Garner (National Oilwell Varco)
Larry Douglas (Newpark Resources Inc) Lisa Escobedo (CenterPoint Energy)
Mary Madden (Huntsman LLC) Michelle Gilbert (Stewart amp Stevenson LLC)
Mike Silva (Lyondell Basell Industries) Mike Van Chau (MEI Technologies Inc)
Mikhail Khorana (Essential Advisory Services) Millard McQueen (Stewart Title Guaranty Company)
Nandini Kandolha (Dresser-Rand) Natalia Caroll (Exterran Energy Solutions LP)
Nathan Lopez (Cooper Industries Inc) Richard Mai
Rodrigo Tejeda (Transocean) Sarah Bruns (CenterPoint Energy Inc)
Scott Kohler Shawn Magee (PwC)
Shelly Jeffrey (Transocean) Tami Clare (Stewart Title Guaranty Company)
Theresa DiRenzo (BP America Inc LP) Wanda Johnson (Stewart Title Guaranty Company)
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Houston IIA Annual Conference
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Highlights The 2nd Annual Conference of the Houston IIA will be held on April 18 2011 at the Reliant Center Donrsquot miss out on this spectacular event We have keynote speakers from the IIA and a Fortune 500 Company You will hear session speakers sharing their tools and techniques in an innovative and creative manner Whether you want to learn the inside track to complex audits upgrade your IT auditing skills increase your fraud awareness improve your leadership success or enhance your soft skills look no further We have something for everyone Visit our website wwwhoustoniiaorg for the complete conference brochure and to register
bull General Session by Richard Chambers President and CEO of the Institute of Internal Auditors bull Luncheon Session by Janet Clark Executive Vice President and CFO of Marathon Oil Corporation Janet
was also named Forbes One Hundred Most Powerful Women In The World in 2009 bull 8 hours of CPE with 20 break-out sessions bull Breakfast lunch and a post‐conference networking reception bull Vendor booths and an opportunity to network with conference sponsors bull Additional details to follow via email Schedule bull Registration is from 730 AM ndash 815 AM bull Training sessions are from 815 AM ndash 445 PM bull Networking reception is from 445 PM ndash 600 PM
All early registrants are eligible to win two First class domestic roundtrip tickets
For SponsorExhibitor Opportunities Please contact Larry Davis at ldavisstewartcom for more details
For Volunteer Opportunities
Please contact Angel Butler at abutleruhy-uscom for more details
50 off per person for groups of five or more from the same organization Page 7
Registration Fees Early Registration After 15-Mar
Member of Houston IIA $250 $300
Non-member $350 $400
Members who are educators retirees FT students or unemployed $75 $100
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
2011 Houston Audit Challenge Golf Tournament
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Register by April 22nd The 14th Annual Houston Audit Challenge Golf Tournament is set for Friday May 20 2011 The event will be held once again at the wonderful Wildcat Golf Club with an 830 am shotgun start with lunch and the award ceremony to follow Last year 97 golfers participated in the Houston Audit Challenge and a great time was had by all The field is expected to be larger this year so it will be a great opportunity to get out of the office for a fun day of golf camaraderie and networking with your friends clients and colleagues The event utilizes a scramble format so golfers of all skill levels may participate
Those who wish to play but do not have a full team of four can register as individuals and players will be matched to complete a full team of four Please help us make this yearrsquos event better than ever before by spreading the word to your friends and colleagues to participate in this yearrsquos challenge Prizes - The large Houston Audit Challenge travelling trophy that will be up for grabs In addition there will be door prizes fun contest prizes hole-in-one prizes and individual and team trophies All will be presented at the award ceremony with lunch following play Registration - The deadline to complete registration is Friday May 13 2011 If you register before April 22 2011 fees are $100 per player or $360 if you register a full team of four If you register after April 22 2011 fees are $120 per player or $420 if you register a full team of four If you experience difficulties with registration or would like to solidify team pairings please contact Greg Bone at gbonedeloittecom Please register at httphoustoniiaorgindexphpoption=contentamptask=viewampid=117 Volunteers - Even if yoursquore not a golfer you can still take advantage of a wonderful networking opportunity by volunteering to help with this fun filled event Most of the activities on the day of the event will require only a short shift and we can match your interest and availability with the various tasks Please contact Eric Murray at ermurraydeloittecom for details or to volunteer Sponsors - Tournament proceeds will benefit a general scholarship fund to assist students pursuing a career in the internal audit profession Please visit httpwwwhoustoniiaorg to see how you can sponsor a great cause For additional information regarding sponsorship opportunities please contact Sean Atchison at seanatchisonadamsharriscom for details
Page 8
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
U of H Internal Audit Student Association
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
February was an exciting month at UH The Internal Audit Program (IAP) and Internal Audit Student Association (IASA) held several events which helped connect students to the profession Our weekly IAP Colloquiums provide students with an opportunity to learn about internal audit career paths in in-dustry and public accounting Thank you to Houston IIA members and IAP Colloquium sponsors for providing UH students with in-ternship opportunities for Summer 2011 If chapter members are looking to fill internship or full-time positions please consider UH candidates Feel free to contact Dr Michael Newman at (713) 743-4857 or MichaelNUHedu with your needs Also IASA held a ldquoMeet an Internal Auditorrdquo event with Jim Garcia of Targa Resources in February He was kind enough to share his personal experiences as an internal auditor and a leader of the profes-sion Jim made the event a lot of fun for students in attendance We are finalizing plans for another ldquoMeet an Internal Auditorrdquo event in March
If IIA-Houston Chapter members are interested in sharing your personal experiences in Internal Audit with students please contact Jimmy Huynh at iasapresidentgmailcom or 832-372-6659 Finally UH internal audit students are excited to serve as volunteers at the upcoming conference in April We were able to meet the Houston IIArsquos student volunteer needs in just two weeks We look forward to working with Houston IIA members in preparation for the event
Thank you for allowing UH students to share in the wonderful events held by the IIA-Houston Chapter
Page 9
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Discounted CIA Exam Study Materials
Your Houston IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam Working together we will provide you the necessary study tools to prepare for this difficult exam Gleim provides an extensive self-study course for the CIA exam Our most suc-cessful candidates use the Gleim CIA Review System with Gleim Online This system combines Review Books Test Prep software Test Prep for Windows Mobile audio reviews Gleim Online and a Personal Counselor to maximize your available study time Because Gleim identifies and focuses on your weak areas you will not spend any more time preparing than is necessary to guarantee suc-cess The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time We are here to save you time and money exam As a member of the chapter you are eligible for 20 off all Gleims CIA Review materials as well as Gleim CPE To take advantage of the reduced prices and to place your order log into the Members Only section of the Chapter website Please contact our Gleim representative Melissa Leonard with any questions regarding the Gleim materials or discounts available Call her at 8008745346 ext 131 or via email melissaleonardgleimcom Melissa Leonard Gleim Chapter Coordinator
Gleim Chapter Discount
Page 10
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Chapter Achievement Points (CAP)
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Calling All CAP Points Have you spoken to a group of students or auditors outside of your company lately Have you submitted or published an article or blog about internal audit Have you participated in a Junior Achievement Event or Bowl-A-Thon Then let the chapter know Your achievements to further the profession can help our chapter gain recognition as a Platinum Level chapter
What Can I Do First keep participating in all of the educational events we provide ndash from the luncheons to the seminars to the roundtable discussions You can also help by letting us know when you speak about the profes-sion to others outside of your company (without receiving a fee) Provide Cat Hasley with the date of the speech the topic the audience and the length of the speech You can also help by letting us know if you have articles published anywhere Send Cat an email at Catherynehasleylivenationcom with the article name the date of publication and the publication name What Else Can I Do Want to get more involved Contact Chapter President Faye Stallings to see other opportunities for involvement Thanks for your help
Page 11
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
July 2009 AUDIT WIRE
Page 15
I I A H O U S T O N M A R C H 2 0 1 1
Job Posting Swift Energy - Internal Audit Director
Date Speaker Topic
February 1 2010 Joe el (Visual Risk IQ) Continuous Auditing
March 1 2010 Jeff Gardner (PWC) Sustainability What is Internal Auditrsquos Role
Swift Energy - Internal Auditor Director Company Information Swift Energy Company is an independent oil and natural gas company engaged in the development exploration acquisition and operation of oil and gas properties Swift Energy prides itself on sustained growth and a strong focus on people
Swift Energy is looking for a Director of Internal Audit to provide oversight and direction of the Internal Audit Department including financial compliance management vendor and information technology au-dits The selected candidate will also report on compliance with the Companyrsquos systems and controls in order for management to opine on the effectiveness of its internal controls over financial reporting as required by the Sarbanes-Oxley Act of 2002
Position Internal Auditor Director Key Experience Requirements
bull Bachelorrsquos Degree in Accounting or Finance
bull Certified Public Accountant required Certified Internal Auditor preferred
bull Audit experience at Big 4 accounting firm or similar environment
bull Minimum 10 years of related supervisor experience required
bull Strong Excel Skills
bull Understanding of
diams Sarbanes-Oxley Act of 2002
diams International Standards for the Professional Practice of Internal Auditing
diams GAAP
Compensation commensurate with experience Submit resumes to hrswiftenergycom
Swift Energy is an equal opportunity employer and does not discriminate against otherwise qualified ap-plicants on the basis of race color creed religion ancestry age sex marital status national origin disability or handicap or veteran status
Page 12
