Kathleen McDonald OMalley Financial Disclosure Report for 2009

8/3/2019 Kathleen McDonald OMalley Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/kathleen-mcdonald-omalley-financial-disclosure-report-for-2009 1/12

, ~ o t o [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y t h e E t h ic sin Government Act of 1978

Rev. 1/~0t0 [ FOR CALENDAR YEAR 2009 (5 U.S.C. ap p. f f f f 101-111)

I. person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of R e p o r t

O’Malley, Kathleen M. U.S. District Court, N.D. Ohio 5/I 3/2010

4. Title (Arficlc I|I judges indicate activ e or senior status; 5a. Report Type (check appropriate type) 6. Report ing Periodmagistrate judges indicate full- or pan-time)

[] Nomination, Date 0 1 /0 1 /2 0 0 9

U.S. District Judge, Active [] Initial [] Annual [] Final to

12/31/2009

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my op inion, in compliance

801 W. Superior Avenuewith applicable laws and regulations.

Rm I6A

Cleveland, OH 44113-1840Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . (Repor t ing i n d i v i d t t a l only; see p p . 9 - 1 3 of filing i n s t r u c t i o n ~ )

[-~ N ON E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY"

1. Chair Judges’ Com mittee, Federal Circuit B ar A ssociation

2. M em ber U S Judicial Conferer~ce Committee on S pace & Facilities

3. M em ber S ixth Circuit Judicial Conference S pace & Facilitie s Com miltee

4. M em ber Sixth Circuit Judicial Conference District Judge’s Committee

5. Chair U.S. D istrict Court, Northern District of Ohio, Space & Facilities Committee

6. Advisor U.S. D istrict Court, Northern District of Ohio, Local Patent Rules Committee

7. M ember N ational Academies, Committee on the D evelopment of the Third E dition of theReference M anual on S cientif ic Evidence

8. A dv isory B oard M ember U niversity of M aryland School of L aw, Intellectual P roperty Advisory B oard

9. Advisory Board Membe r Sedona Conference

1 0 . M ember Case L aw S chool, D ean’s A dvisory Comm ittee

1 1 . M em ber Case Law School, Society of Be nchers

~ ~-~~ , . , . , , . . ,1 2 . Master Bencher Anthony J. Celebrezze Inn o f Court

N O N E ~ o reportable agreements.)



FINANCIAL DISCLOSURE REPORT

| O’Malley, Kathleenage 2 of 7

D A T E P A R T IE S A N D T E R M S



FIN A N C IA L D ISC L O SU R E R E PO R TI n~orP

...... Reporting DateofReport

Page 3 of 7] O’M alley, K a t h l e e n M .

5 / 1 3 / 2 0 ~ 0

II1. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions’.)

A. Fi ler ’ s Non-Investment Income

N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE INCOME

(yours, not spouse’s)

I.

B. Spolise~s N o n - I n v e s t m e n t In c o m e - If you were ma rr ied dur ing any por t ion of the repor t lng year , com ple te this sec t ion.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t fo r h o n o r o r i a . )

[---] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1 . 2 0 0 9 Covington & Buffing, LLP

. I V . R E I M B U R S E M E N T S - t ra ns p o r ta t i on , l odging, f ood , ~n te r ta i . .. . ~

(/tlclude~ those to spouse ond dependent children." s~:e !~p. 25-27 of filing ir~tructions..)

~ N O N E ( N o reportabIe reimbursements.)

SOURCE DATES LOCATION P L F R P O S E ITEMS PAID OR PROVIDED

1 . Intellectual Properly Owners A pril 1 6-A pril 22, W ashington, D C Educational/Faculty registration, transportalion, mealsEducation Foundation 2009

2. Federal Circuit Bar June 18-21, 2009 Charleston, SC Annual Conference registration, transportation, lodging,Association meals

3. American College of Trial October 7-11, 2009 Boston, MA Annual Meeting transportation, lodging, mealsLawyers

4. American Intellectual October 15-17, 2009 W ashington, D C Annual M ee tin,w’S peaker registration; ground transportation, mealsProperty Law Association



F IN A N C I A L D I S C L O S U R E R E P O R T N ~ . ~ o f e ,r ~ o ~ ~ o r a ~ g

Page 4 of 7 o’~.lalley, K a t h le e n M . 5/13/2010

~ N O N E (No repor table gi f ts ,)

~L~CE D E S C R I P T I O N

I.

2.

3.

4,

5,

~] N O N E ( N o reportable l iabil i t ies’ . )

C R E D I T O R D ESCRIPTION V AL U E COD E

I.

2.

3.

4,

5.



N .... f P~rson ReportingF IN A NC IA L D IS C LO S UR E R E P O R T

] O’Malley, Kathleen M .age 5 of 7 ~ a 3 , , ~ 0 ~ o

V I I . I N V E S T M E N T S a n d T R U S T S - i,,.o,~e. ~ . ~ . . , t r . . . . . t i o n s a , , c t o a e s , ~ o s e o f s r . . .. .. a depe.den, chUdren; see pp. 34~0 of f i l ing instr ,ct io~v.)

N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s, o r t r a n s a c t i o n s . )

D.

D es cr ip r io n ~ f As s e~ s ~ Income during Gross ~alue at end Transactions during reposing

(including trust assets) re~ing ~riod of repoging period

Pla ce "{X) " a f t er ea ch a s s ¢ l A~um T~e {e.g., Value V alue T~e (e.g, ~ Date VMu¢ Gain

Code 1i m~d~ C~e2 [Codexempt from prior disclosure div., rent, Code 2 Mcth~ ~ buy, sell,

(A-H) orint.) ( J - P) Code3 ’: redemption) ! {J-P) ~(A-H)

.......................................................................(~W)

~

1 .

2.

11 .

1 2 .

1 3 .

t4 .

[5 .

1 6 .

1 7 .



FINANCIAL DISCLOSURE R EPORT JUDGE I(ATHLEEN O’MALLEY

FOR THE PERIOD 1/1/09 - 12/31/09

A. B. C. D

Description of Assets Income during ( 3 r o s s V a l u e a t e n d o f Transactions during reporting period(Includinp~ trust a ssets) reposing period reporting period

(i) (2} !(I) i(2) (1) (2) (3) (4) (S)

Place an (X) after ’each asset Amount 1"ype (e.g. iValue Calue Type (e.g. Date V a l u e Gain Identity of

exempt from prior disclosure Code 1 div., int., Code 2 Method buy, sell, Month- C o d e 2 C o d e 2 buyer/seller

[A-H) rent) ( J - P ) Code 3 redemption) Day ( J - P ) ( A - H ) (if private

(Q-W) l ~ r a n s a c t i o n )

I CITIBANK D Int. O T

2 CASTLE HARLAN AFFILIATES IV-A ,LLP D DIST K U

3 CASTLE HARLAND AFF ILIATES V, LLP A DIV&INT I( W

4 MID-ATLANTIC FUND OF

5 FUNDS II LP A DIV&INT K W

6 THE DINNER CLUB I, LLC A INT K W

7i DINNER CLUB I, LLC B DIST K U

8i MID-ATLANTIC FUND OF FUNDS E DtST K U

9: Brokerage Account #1

10 ONE BEACON INS A DIV J T

11 WHITE MTN INS A DIV SELL 9/15

12 WHITE MTN INS A DIV SELL 10/6

13 :WHITE MTN INS A DIV SELL 10 /8

14 BROWN & BROWN A DIV J T

15 LEGG MASON STOCK A DIV !SEEL 2/13

16 MDC HO LDINGS (Y)

17 MARTIN MARIE~I-A MTLS A DIV J T

18 MOODY’S CORP (Y)

19 ODYSSEY RE HOLDGS A DIV SELL 2/6

20 ODYSSEY RE HOLDGS A DIV SELL 2/9

21 ODYSSEY RE HOLDGS A DIV SELL 2 /11

22 ODYSSEY RE HOLDGS A DIV SELL 10/’27

23 MOHAWK INDUSTRIES NONE SELL 1 / 2 7

24 MOHAWK INDUSTRIES NONE SELL 1/28

25 MOHAWK INDUSTRIES NONE SELL 2/26

Page 1



FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN O’MALLEY

FOR THE PERIOD 1/1/ 09 - 12/3 1/09

VII

A. B. C. D

Description of Assets Income du r ing Gross Value a t end of Transa ct ions du ring report ing period(Including trust assets) reporUn~ period repo~tin~ period

(1) (2) (:I) (2) (1) (2) (3) (4) (5)

Place an (X) after each asset Amou nt Type le . g . Value Value Type (e.g . Da te Value Gain Identity of

exem pt from prior disclosure Code I div., int., Code 2 Method buy , sell, Month- Code 2 Code 2, buyer/seller

[A-H) rent) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q - W ) transact ion)

26 MOHAW K INDUSTRIES NONE S E L L 3 /4 J A

27 MOHAW K INDUSTRIES NONE S E L L 3 / 10 J A

28 RESERVE FUND INTERSTATE TAX EX (Y)

29 VANGUARD PRIME MONEY MKT A INT J T

30 BURLINGTON NORTHERN SANTA FE A DIV J T

31 FAIRFAX FINANCIAL A DIV J T BUY 9/11 J

32 FASTENAL CO A DIV J T

33 LEUCADIA NATIONAL CORP NONE J T

34 U.S, BANCORP DELCOM NEW A DIV J T

3S VULCAN MATERIALS CO A DIV J T

36 AMERICCREDIT CORP NONE J T BUY 10/27 J

37 BUY 10/28! J

38 B U Y 12/3 J

39 BUY 12 /4 J

40 B U Y 12 /8 J

41 BUY 12/17 J

42 B U Y 12/18 J

43 BERKSHIRE HATHAW AY INC CL B NONE J T B U Y 6/22 J

44 JPMORGAN CHASE & CO A DIV J T

45 YUM BRANDS INC A DIV J T BUY 2/27 J

46 ARCH CAPITAL GROUP LTD NONE J T BUY 12 /17 J

47 B U Y 12 /18 J

48 Brokerage Account #2

49 UST STRIP INT A INT J T S E L L 5/15

50 UST STRIP INT A INT J T S E L L 7/17

P a g e 2




FOR THE PERIOD 1/1/09 - 12/32/09

V II

A, B. C. D

Description of Assets Income during Gross Value at end of Transactions durin8 reportin8 p e r i o d(Including trust assets) re po rtin g pe rio d re po rtin g pe rio d

(I) (2) (1) !(2) (1) (2) (3) (4) (5)

Place an (X) af ter each asset Amount Type (e.g. Va lue Va lue T y p e ( e .g . Date V a l u e Gain Identity of

exempt from prior disclosure C o d e I div., int., Code 2 Method b u y , s e l l, Month- Code 2 Code I buyer/seller

(A-H) rent) ( J - P ) Code 3 redemption) Day ( J - P ) ( A - H ) (if private

( Q - W ) transaction)

51 RESERVE FUN D INTERSTATE TAX EX (Y )

52 V A N G U A R D P R I M E M O N E Y M K T A IN T K T

53 J.P. M O R G A N C H A S E & C O B U Y 4/14 J

54 S E L L 7/17 J A

55FAIRFAX FINANCIAL HLDGS LTD B U Y 9/11 J

56 B U Y 10/29 J

57 S E L L 10/29 J A

58 IRA #1

.5 9 BROW N & BROW N A DIV J T

60 LEGG MASON STOCK A DIV S E L L 2/ 9 J A

62 S E L L 2/10 J A

62 S E L L 2/12 J A

63 S E L L 2/12 J A

64 S E L L 2/13 J A

65 MDC HOLDINGS (Y)

66 MARTIN MARIETTA MAT’LS A DIV J T

67 MOHAW K INDUSTRIES NONE S E L L 1/27 J A

68 S E L L 1/28 J A

69 ~ S E L L 2/26 J A

70 S E L L 3 /4 J A

71 S E L L 3 / 10 J A

72 MOODY’S CORP A DIV J T

73 ODYSSEY RE HLDGS A DIV S E L L 10/27 K E

74 ONE BEACON INS (Y)

75 W HITE MTN INS GROUP A DIV S E L L 10/6 J A

P a g e 3



FINANCIAL DISCLOSURE REPORT JUDGE KA THLEEN O’MALLEY

FOR THE PERIOD 1/1/09- 12/31/09

VII

A. B. C, D

Description of Assets Income during Gross Value at end of Transactions during reporting period(Including trust assets) re po rtin g pe rio d re po rtin g pe rio d

(1) (2) (1) (2) (1) (2) (3) (4) (5)

Place an (X) af ter each asset Amount ] -ype (e.8. ~Value Value T y p e ( e .8 - Date Value Gain Identity of

!exempt from prior disclosure C o d e I div., int., Code 2 Method b u y , s e l F , Month- C o d e 2 Code 1 buyer/seller

(A-H) rent) ( J - P ) Code 3 redemption) Day ( J - P ) ( A - H ) (if private

(Q-W) transaction)

76 YUM! BRANDS IND A DIV K T

77 NVR INC A DIV J T

78BERKSHIRE HATHAW AY NONE J T

79 B URLINGTON NORTHERN A DIV J T BUY 1/14 J

80 BUY 1 /22 J

81 BUY 1 /23 J

82FAIRFAX FINANCIAL HLDGS B DIV L T BUY 5/20 J

83 BUY 5/21 J

84 BUY 9/8 K

85 FASTENAL CO A DIV J T BUY 8/27

86 LEUCADIA NAT’L CORP NONE J T

87 US BANCORP DEL A DIV J T BUY 1/14 J

88 BUY 1 / 15 J

89 BUY 2/9 J

90 BUY 2 /11 J

91 V ULCAN MATERIALS CO A DIV J T

92 AMERICCREDIT CORP NONE J T BUY

93 JPMORGAN CHASE & CO A DIV J T BUY 4/14i J

9 4 MARKEL CORP HOLDING CO NONE J T BUY 3/16 J

95 MCDONALDS CORP A DIV J T BUY 8/26 J

96 SYSCO CORP A DIV J T BUY 5/11 J

97 ARCH CAPITAL GROUP LTD NONE J T

98 US GOV’T MONEY MARKET (X) A INT J T

99 VANGUARD PRIME MONEY MKT (X ) A INT K T

100 Char les Schwab 401k #1

101 V ANGUARD INST INEX C DIV M T

102 RAINIER SMALL/MIDCAP EQUITY A DIV K T

1 03 SCHW AB MNG RET TRUST-201 0 NONE M T

Page4




FOR THE PERIOD 1/I/09 - 12/3 1/09

Vl l

A, B. C. D

Description of Assets Income du r ing Gross Value a t end of Transact ions du ring report ing period(Including trust assets) reporting period reporting period

(1) !(2) 1(1) !(2) (I) (2) (3) (4) (5)

Place an (X) after each asset Amount IType (e.g. lva)ue ~Value Type (e.g. Date Va l u e Gain Identi~ of

exem pt from prior disclosure Code 1 div., int., Code 2 Method buy, sell, ’Month- Code 2 C o d e : I. buyer/se l ler

(A-H) rent) (J-P) Code 3 redem pt ion) Day (J-P) (A-H) (if private

( Q - W ) t ransact ion)

104 SCHW AB MNG. I~ET TRUST-2020 N O N E K T

~ . 0 5 SCHW AB MNG RET T R U S T - 2030 NONE K T

106 VANGUARD W ELLINGTON ADM C DIV L T

107 COVINGTON PENSION PLAN CASH

: ~ 0 8 BALANCE ACCT E INT O T

109 COVINGTON & B U R L I N G PT N R S H P L L P D IN T O W

P a g e 5



N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r t

P a g e F I N A N C I A L 6 o f 7 D I S C L O S U R E R E P O R T o ’ M ~ n e y . K a t h l e en M . 5 / 1 3 / 2 0 1 0

VIII. ADDITIONAL INFORM ATION O R EX PLANATIONS. ~/~dlca,ep~ o!R~,o~.~

P a r t I . 2003-present Advisory Board Member Sedona Conference

Part II l (B) 200 8 Non-lrtvestment lneome at Covington & Burling, L L P



F I N A N C I A L D IS C L O S U R E R E P O R T r ~ , . ~ o ~ P . . . . R ~ p o r t ~ n g O ~ , f R ~ p o ~ t ]

[age 7 of 7 o ’ ~ a t ic y , K a t h l e e n ~ , ~ I . 5 / t 3 / 2 0 1 0

IX . CER TIFICA TIO N.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent childreu, if any) isaccurate, true, ana complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitti~g non-dlsclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C, app, § 56! et, seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L ~ " F A L S 1 F I IAND C R IM INAL SAN C TIONS (5 U ~.C . app . § 1 0 4)

F I L IN G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the U nited States CourtsSuite 2-301One Columbus Circle , N.E .W ashington, D .C. 20544

Documents

Kathleen McDonald OMalley Financial Disclosure Report for 2009