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LCA of ICT solutions: environmental impacts and challenges of assessment Yevgeniya Arushanyan Licentiate thesis in Planning and Decision Analysis with specialisation in Environmental Strategic Analysis KTH, Royal Institute of Technology School of Architecture and the Built Environment Department of Sustainable Development, Environmental Science and Engineering Division of Environmental Strategies Research – fms and Centre for Sustainable Communications Stockholm, Sweden 2013

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Page 1: LCA of ICT solutions: environmental impacts and challenges of …678260/FULLTEXT02.pdf · 2014-01-14 · reviewing published LCAs on ICT solutions and conducting a case study of online

LCA of ICT solutions:

environmental impacts and challenges of assessment

Yevgeniya Arushanyan

Licentiate thesis in Planning and Decision Analysis with specialisation in Environmental Strategic Analysis

KTH, Royal Institute of Technology School of Architecture and the Built Environment

Department of Sustainable Development, Environmental Science and Engineering Division of Environmental Strategies Research – fms

and Centre for Sustainable Communications

Stockholm, Sweden 2013

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Table of Contents

Abstract ..................................................................................................................................... 2

Sammanfattning ........................................................................................................................ 3

Резюме (Summary in Russian) ............................................................................................... 4

Acknowledgments .................................................................................................................... 6

List of papers included ............................................................................................................. 7

1. Introduction ...................................................................................................................... 8

1.1 Background ................................................................................................................. 8

1.2 Aim and objectives ................................................................................................... 10

1.3 Scope ......................................................................................................................... 10

1.4 Outline of the thesis ................................................................................................. 13

2. Scientific framework and methodological approaches ............................................... 13

2.1 Definition of ICT solutions ....................................................................................... 13

2.2 Life Cycle Assessment .............................................................................................. 15

3. Summary of results and discussion ............................................................................... 18

3.1 The environmental impacts of ICT solutions and their causes ............................ 18

3.2 Challenges of LCA application on ICT solutions .................................................... 23

3.2.1 Data type, quality and availability ................................................................... 23

3.2.2 Methodological choices .................................................................................... 24

3.2.3 User profile ........................................................................................................ 29

4. Conclusions ..................................................................................................................... 30

5. Further research ............................................................................................................. 32

References ............................................................................................................................... 34

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Abstract

Information and communication technology (ICT) is playing an important role in modern

society, contributing to economic growth and affecting society and people’s lifestyles. There are

high expectations on ICT to contribute to sustainable development, e.g. through greenhouse gas

emissions reductions. ICT solutions (ICT products and services) are often perceived as having

low or no environmental impacts compared with conventional alternatives. In order to

determine the potential of ICT to reduce environmental impacts, environmental assessments of

ICT solutions compared with other alternatives are needed. A number of studies have already

assessed the environmental impacts of individual ICT solutions and the ICT sector. However,

more research is needed, covering different types of impacts (primary, secondary, rebound, etc.)

in a variety of impact categories (e.g. climate change, ozone depletion, eutrophication, human

and ecotoxicity, etc.). The findings then need to be systematised in order to identify hot-spots

and draw generic conclusions. As the area is rather new and fast-developing, assessment

methods need to be critically appraised in order to identify challenges and developments

necessary for high quality assessments.

This thesis aims to contribute to the knowledge on the direct life cycle environmental impacts of

ICT solutions and to investigate and analyse the challenges of applying Life Cycle Assessment

(LCA) as a tool for environmental assessment of ICT solutions. Two research questions: “What

life cycle environmental impacts and their causes can be identified for ICT solutions?” and “What

are the methodological challenges of assessing the ICT solutions using LCA?” were analysed by

reviewing published LCAs on ICT solutions and conducting a case study of online and printed

newspapers. The literature review helped identify hotspots in the life cycle of ICT solutions,

draw generic conclusions concerning environmental impacts and their causes, and identify

major challenges to LCA application. The case study assessed the environmental impacts of

traditional and new media solutions and provided information on methodological challenges.

The results show that impacts other than climate change potential and energy use are not well-

studied in the ICT sector, creating a risk of possible sub-optimisation and problem shifting.

Manufacturing and the use phase are concluded to be the most environmentally intense life cycle

stages of ICT products in many studies. However, transportation and end-of-life treatment

should not be omitted in the assessments, although their impacts appear lower, as uncertainty

and lack of data might be a reason for underestimations.

As ICT is under constant and rapid development, environmental assessment of ICT solutions

faces challenges regarding e.g. data quality and availability; choice of data type; methodological

choices (e.g. choice of functional unit, scope definition and allocation); and assumptions on user

behaviour. These affect the final results and thus need to be carefully considered by LCA

practitioners.

The outcomes of this thesis can benefit practitioners and decision-makers, improving knowledge

on the environmental impacts of ICT solutions and challenges in applying LCA for assessment of

ICT solutions, and providing improved grounds for more informed decision-making. Areas for

further research regarding methodology development and filling knowledge gaps are also

identified.

Keywords: Information and communication technology (ICT), Life cycle assessment (LCA),

environmental impacts, online newspaper, methodological challenges

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Sammanfattning

Informations-och kommunikationsteknik (IKT) spelar en viktig roll i dagens samhälle genom att

bidra till ekonomisk tillväxt, påverka samhällstrukturer och människors livsstil. Det finns höga

förväntningar på att IKT skulle kunna bidra till hållbar utveckling, bland annat genom minskade

utsläpp av växthusgaser. Miljöpåverkan från IKT-lösningar (produkter och tjänster) anses ofta

vara obefintlig eller mycket lägre än konventionella alternativ. Men för att uppskatta vilken

potential IKT har för att minska miljöpåverkan, behöver miljöbedömningar göras. Ett flertal

studier har också genomförts för att bedöma miljöpåverkan av specifika IKT-lösningar och av

branschen i sin helhet. Fortfarande behövs mer forskning som ger ökad kunskap om olika typer

av påverkan (direkt, indirekt, rebound, etc.) och om olika slags miljöeffekter (t.ex. övergödning,

toxiska effekter, markanvändning och biodiversitet. De resultat som redan finns kan också

sammanställas för att identifiera de betydande aspekterna och för att dra generella slutsatser.

Eftersom miljöbedömning av IKT-lösningar är relativt nytt och eftersom sektorn och dess

produkter och tjänster utvecklas snabbt behöver metodiken analyseras, diskuteras och

vidareutvecklas.

Avhandlingens syfte är att bidra med ökad kunskap om IKT-lösningars direkta miljöpåverkan

sett ur ett livscykelperspektiv, samt att identifiera och diskutera olika utmaningar med att

använda livscykelanalys (LCA) som verktyg för miljöbedömning av IKT-lösningar. Två

forskningsfrågor besvaras: ”Vilken miljöpåverkan har IKT-lösningar, sett ur ett

livscykelperspektiv, och vad orsakar denna påverkan?” samt ”Vilka är de metodmässiga

utmaningarna vid bedömningar av IKT -lösningar med hjälp av LCA?”. Genom en litteraturstudie

över livscykelanalyser av IKT-lösningar identifieras betydande aspekter och generella slutsatser

gällande miljöpåverkan och dess orsaker dras. Dessutom identifieras och diskuteras metodik-

utmaningar. En fallstudie av online- och tryckta tidningar exemplifierar miljöpåverkan från

traditionella och nya medielösningar med IKT, och ger dessutom underlag för diskussion om

metodmässiga utmaningar.

Avhandlingen visar att annan miljöpåverkan än klimatpåverkan och energianvändning inte är

särskilt väl studerade inom IKT-sektorn. Detta kan leda till suboptimering och att problem

överförs från en typ av miljöpåverkan till en annan. Generellt gäller att det är i tillverknings- och

användningsfaserna som den största miljöpåverkan uppkommer. Transporter och

avfallshantering visar inte särskilt hög miljöpåverkan i de studier som utförts och

sammanställts. Transporter och avfallshantering bör ändå fortsatt inkluderas vid

miljöbedömning av IKT-lösningar, eftersom osäkerhet och brist på data kan vara en orsak till

resultaten.

Eftersom IKT är under ständig och snabb utveckling kommer det fortsatt att vara en utmaning

att göra miljöbedömningar av IKT-lösningar. Datakvalitet och -tillgänglighet, typ av data, olika

metodval såsom val av funktionell enhet, systemgränser och allokering samt antaganden om

användarnas beteende påverkar de slutliga resultaten och måste övervägas noga under en

livscykelanalys.

Resultaten från avhandlingen kan vara till nytta både för praktiker och för beslutsfattare. De kan

bidra till ökad kunskap om miljöpåverkan från IKT-lösningar och utmaningar när det gäller att

använda LCA på detta område och ger därmed en bättre grund för mer välunderbyggda beslut

kopplade till IKT lösningar. Avhandlingen identifierar även områden för vidare forskning om

metodutveckling.

Nyckelord: Informations-och kommunikationsteknik (IKT), livscykelanalys (LCA),

miljöpåverkan, online media, LCA metodik

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Резюме (Summary in Russian)

Информационно-коммуникационные технологии (ИКТ) играют важную роль в

современном обществе, внося свой вклад в экономический рост и оказывая влияние на

общество и стиль жизни людей. Большие надежды возлагаются на вклад ИКТ в

устойчивое развитие, например, посредством уменьшения выбросов парниковых газов.

Часто предполагается, что ИКТ решения имеют меньшее негативное воздействие на

окружающую среду (ВОС) по сравнению с традиционными решениями, или не имеют его

вообще. Для того, чтобы определить потенциал ИКТ в уменьшении ВОС, необходима

оценка воздействия на окружающую среду ИКТ по сравнению с другими альтернативами.

Уже опубликовано довольно большое количество работ, оценивающих ВОС отдельных

ИКТ и ИКТ сектора в целом. Не смотря на это, необходимо больше исследований,

охватывающих различные виды воздействий (первичные, вторичные, т.д.) в различных

категориях (например, изменение климата, разрушение озонового слоя, токсичность и

т.д.). Затем результаты необходимо систематизировать для того, чтобы определить так

называемые «проблемные точки» и сделать общие выводы. Поскольку эта сфера

довольно нова и развивается быстро, методы анализа также необходимо подвергнуть

критической оценке для того, чтобы определить возможные трудности, а также

усовершенствования, необходимые для проведения последующих анализов высокого

качества.

Цель этой работы - пополнить базу знаний о воздействии на окружающую среду

жизненного цикла ИКТ, а также изучить и проанализировать трудности, возникающие

при применении Оценки Жизненного Цикла (ОЖЦ) как метода анализа ИКТ решений

относительно их экологического воздействия. Два вопроса были изучены в этой работе:

«Каково воздействие на окружающую среду жизненного цикла ИКТ решений и каковы

его причины?» и «Каковы методологические трудности в оценке ИКТ решений с

использованием ОЖЦ?». Для того, чтобы ответить на эти вопросы был сделан обзор

опубликованых работ по ОЖЦ ИКТ решений, а также проведена ОЖЦ интернет газет и их

печатных аналогов. Обзор опубликованных работ помог определить «проблемные

точки» в жизненном цикле ИКТ решений, сделать общие выводы касательно ВОС и его

причин, а также определить главные трудности в применении ОЖЦ. При проведении

ОЖЦ интернет газет и их печатных аналогов было оценено ВОС традиционных и новых

видов медиа решений и собрана информация о методологических трудностях.

Результаты показали что различные виды экологического воздействия ИКТ сектора

(кроме влияния на изменение климата или энергопотребления) мало изучены, что

создает риск возможной суб-оптимизации и переноса проблем из одной сферы в другую.

Производство и фаза использования во многих исследованиях были выявлены как

стадии жизненного цикла, имеющие наибольшее экологическое воздействие. Однако,

нельзя пренебрегать такими стадиями жизненного цикла, как транспортировка и

утилизация отходов, даже если их ВОС кажется небольшим, т.к. это может быть

обусловлено недостатком данных для оценки.

Поскольку ИКТ быстро развивается, при оценке экологического воздействия ИКТ

решений легко столкнуться с трудностями касающимися, например, качества данных и

их доступности; выбора типа данных; методологических решений (выбор

функциональной единицы, определение границ исследования, т.д.); предположений по

поводу поведения пользователя. Все это влияет на окончательные результаты и поэтому

должно быть учтено ОЖЦ специалистами.

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Результаты этой работы вносят вклад в усовершенствование знаний об экологическом

воздействии ИКТ решений и трудностях применения ОЖЦ для анализа ИКТ решений, а

также предоставляют улучшенную базу для более информированного принятия

решений, а следовально могут быть полезны практикующим исследователям и лицам,

ответственным за принятие решений. В работе так же обозначены направления

дальнейших исследований: изучение методологии, пополнение недостающих знаний.

Ключевые слова: Информационно-коммуникационные технологии (ИКТ), Оценка

жизненного цикла (ОЖЦ), воздействие на окружающую среду (ВОС), интернет газета,

методологические трудности

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Acknowledgments

I am sincerely grateful to all the people who made this work possible in one way or another.

Financial support from CESC Centre for Sustainable Communications is greatly appreciated. I

would like to thank Alma Media for providing grounds and funding for the LCA study that

provided the basis for two articles of this thesis.

This work started much earlier than I officially started my licentiate studies, so I would like to

express my deepest gratitude to Åsa Moberg, Anna Björklund and Göran Finnveden for

introducing me to the exciting world of research, guiding me through it, constantly inspiring

with their own examples and believing in me. All of this helped me grow not only professionally

but personally too. Thank you, Åsa and Anna, for keeping on doing this when becoming my

supervisors. And special thanks to Åsa for all your help and support when working on papers

together and through our weekly supervision meetings.

I am grateful to Mattias Höjer and Åsa Moberg for giving me the opportunity to do the licentiate

studies.

I would like to thank my co-authors Elisabeth Ekener-Petersen, Göran Finnveden, Åsa Moberg,

Minna Nors (VTT), Catharina Hohenthal (VTT) and Hanna Pihkola (VTT) for fruitful

collaboration.

I am thankful to all my colleagues and friends at the division of Environmental strategies

research (fms) and CESC for creating a great working environment, for interesting and enriching

discussions during fikas, lunches and seminars, and for all the fun times outside work.

Great thanks to my friends in different parts of the world, who supported me in this hard work.

Special thanks to Sofiia Miliutenko and Elena Tatarchenko for all the encouraging words and

Ukrainian-Russian-speaking lunch breaks that helped me take my mind off research and get a

fresh look at it after. Thanks to Reynaldo Boulogne for believing in me and helping me find

inspiration and new perspectives when I was getting stuck. Thanks to Olexander Panasiuk for

custom-making a nice and informative picture for the cover of this thesis.

Last but not least, I address my deepest gratitude to my mom and dad for their endless support

and encouragement and to my brother for being a great inspiration for me. Спасибо, мои самые

дорогие!

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List of papers included

Paper I

Arushanyan, Y., Ekener-Petersen, E., Finnveden, G. Lessons learned – review of LCAs for ICT

products and services. Computers in Industry, in press.

Paper II

Arushanyan, Y., Moberg, Å., Nors, M., Hohenthal, C. Media content provided on different

platforms – Environmental performance of online and printed versions of Alma Media

newspapers. Submitted to Journal of Print Media Technology Research.

Paper III

Arushanyan, Y., Moberg, Å., Nors, M., Hohenthal, C., Pihkola, H. Environmental assessment of new

media solutions – challenges experienced in case studies of Alma Media newspapers. Submitted

to Journal of Cleaner Production.

Contribution of the author

Paper I: Elisabeth Ekener-Petersen and I were equally responsible for reviewing the literature, analysing it and

writing most of the article. Göran Finnveden contributed ideas, supervision, and written input to the discussion and

conclusions.

Paper II: I was responsible for writing the main structure of the article, with contribution and feedback from other

authors. The article was built on the project report, where Åsa Moberg and I were responsible for data collection,

modelling, analysis concerning content production for both printed and online newspapers, and online newspaper

assessment. Minna Nors and Catharina Hohenthal were responsible for the assessment of printed newspapers.

Discussion and conclusions were written in collaboration between authors, in accordance with the order of the

authors.

Paper III: I was responsible for writing the main structure of the article, with contribution and feedback from other

authors. Discussion and conclusions were written in collaboration between authors, in accordance with the order of

the authors. The article was built on the project report, where Åsa Moberg and I were responsible for data collection,

modelling, analysis concerning content production for both printed and online newspapers, and online newspapers

assessment. Minna Nors and Catharina Hohenthal were responsible for the assessment of printed newspapers. Hanna

Pihkola contributed written input to the discussion and conclusions.

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1. Introduction

1.1 Background

Information and communication technology (ICT) is developing and contributing to

economic growth and affecting the lifestyles of society (Plepys, 2002; Berkhout and

Hertin, 2004; OECD, 2011). High expectations are being placed on the ICT regarding its

role in sustainable development (Plepys, 2002; GeSI, 2012). A report from Global e-

Sustainability Initiative (GeSI) suggests that ICT solutions have the potential for

decreasing overall greenhouse gas (GHG) emissions by up to 16.5% (of the projected

total GHG emissions in 2020, taking into account ICT sector expansion) through

applications in various areas, such as energy, transportation, agriculture and land use,

buildings, manufacturing, consumer and service (GeSI, 2012). This reduction in

emissions could be achieved for example through ICT solutions (ICT products and

services) creating a more dynamic power market, enabling integration of renewable

energy, increased efficiency in logistics, smarter design of buildings, power supply,

online trade, etc. (GeSI, 2012). On the other hand, Plepys (2002) makes a parallel with

the energy sector, saying that better efficiency does not necessarily lead to a decrease in

overall consumption. This implies that when estimating the potential role of ICT in

sustainable development, not only direct and indirect effects but also rebound effects

should be taken into account. When assessing the environmental impacts of ICT,

different types of impacts can be addressed. As defined by Berkhout and Hertin (2004),

the potential environmental effects of ICT can be divided into direct effects, indirect

effects and structural/behavioural effects. Direct effects are those arising from the

manufacturing, use and end-of-life disposal of ICT products and these are exclusively

negative effects. Indirect effects (positive and negative) are those related to de-

materialisation (e.g. as regards access to information, music, etc.) or to improved

efficiency of production processes (e.g. through computer-aided design, increased

production speed, better control of production processes). Structural/behavioural

effects are positive or negative effects on structural and lifestyles changes (e.g. shift from

industrial economy to service economy), including rebound effects (e.g. efficiency gains

stimulating growing demand). A similar grouping of the potential ICT effects on the

environment was made by Hilty et al. (2006) into “first order”, “second order” and “third

order”. According to GeSI (2012), the potential indirect (or second order) positive

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effects of ICT largely outweigh its potential negative direct (or first order) effects.

However third order effects, such as rebound effects, are not taken into account in that

assessment of ICT potential.

Given the high expectations for ICT in general, it is often assumed that new ICT solutions

have a lower environmental impact than their conventional counterparts. For instance,

online newspapers may be perceived to have low or no environmental impact in

comparison with printed newspapers. The number of studies assessing the

environmental performance of new technologies is increasing in pace with technological

development. ICT is addressed in a number of environmental assessment studies

looking at various kinds of ICT solutions and their potential impacts. A number of

studies have examined the environmental impacts of specific ICT products, such as

desktops, laptops, screens, phones, etc. (Williams, 2004; Choi et al., 2006; Eugster et al.,

2007; Bergelin, 2008). Media products have also been addressed: online and printed

newspapers, magazines and books (Gard and Keoleian, 2002; Kozak and Keoleian, 2003;

Kronqvist et al., 2010; Moberg et al., 2010, 2011; Ahmadi Achachlouei, 2013). A number

of overviews of the sector have been made, looking at the different assessments carried

out and trying to draw generic conclusions (James and Hopkinson, 2009; Andrae and

Andersen, 2010; Williams, 2011; Teehan and Kandikar, 2012). However, there is still a

lack of knowledge on the environmental impacts of specific types of ICT solutions and of

the ICT sector as a whole, taking into account different types of effects (e.g. direct,

indirect, rebound, etc.) and a large range of impacts (e.g. human toxicity, ecotoxicity,

etc.) in a life cycle perspective. In order to discuss the positive role of ICT and use ICT in

the best way possible to contribute to sustainable development, e.g. as a solution to

environmental problems, it is important to have a more complete picture of the direct

environmental impacts of ICT solutions and their use. Some studies (e.g. Malmodin et al.,

2010; GeSI, 2012) address ICT on a more general level and provide a systematised

overview of the environmental impacts and potentials of ICT, but those studies only

assess energy use and carbon footprint and do not take into account other potential

impacts.

In order to have a better understanding of the potential positive and negative impacts of

ICT more research is needed in this area, providing more case studies looking at the full

range of environmental impacts of specific solutions. The findings then need to be

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systematised as regards the hot-spots identified and the lessons learned. The methods

applied for assessing the environmental impacts of ICT solutions also need to be

examined to identify the potential challenges in assessment and the kind of background

information necessary to make good-quality assessments. This knowledge would benefit

practitioners by providing better grounds for future assessments and decision makers

by providing data support for more informed decision making.

1.2 Aim and objectives

The aim of this thesis was to provide new knowledge on the direct life cycle

environmental impacts of ICT solutions, and to identify and discuss the challenges of

using Life Cycle Assessment (LCA) for environmental assessments of ICT solutions.

In order to fulfil this aim, the following research questions were examined:

A. What life cycle environmental impacts and their causes can be identified for ICT

solutions based on research and case studies performed so far?

B. What are the methodological challenges of assessing the ICT solutions using LCA?

These research questions were dealt with in Papers I-III, following these specific

objectives:

To review published LCA studies on ICT solutions in order to draw generic

conclusions about the life cycle impacts of ICT solutions and their causes (Paper

I)

To identify the life cycle environmental impacts of ICT solutions and their causes

(Paper I)

To assess the life cycle environmental impacts of traditional (printed) and new

(online) media solutions using the example of a newspaper (Paper II).

To identify and discuss challenges in inventorying, modelling, communicating

and acting on the results arising in the process of performing LCA on ICT

solutions, based on a case study and examples from the literature (Papers I and

III).

1.3 Scope

The scope of this thesis was assessment of the life cycle environmental impacts of ICT

solutions. These may include a broad range of direct (first order), indirect (second

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order) and structural/behavioural e.g. rebound (third order) effects (Berkhout and

Hertin, 2004; Hilty et al., 2006). The work in the thesis was limited to the assessment of

negative direct impacts from manufacturing, transportation, use and end-of-life and

associated processes of ICT solutions. However, it also touched on the positive/negative

indirect environmental effects when discussing substitution of traditional solutions with

the new, ICT-based solutions. The ICT solutions considered in this thesis included ICT

products and services. The way in which Papers I-III contributed to answering the

research questions A and B is illustrated in Figure 1 and described below.

Figure 1. Contribution of Papers I-III to research questions (q) A and B.

Paper I is a literature review of LCA studies performed on ICT solutions and published in

scientific journals from 2000 to 2012. The aim was to summarise the lessons learned

from a number of LCAs performed on ICT products and services and attempt to answer

the following questions:

Which are the most researched ICT products/services?

Which are the most researched types of environmental impacts?

What are the main findings concerning the causes of the environmental impacts,

important parameters, assumptions, results and their consistency?

Which methodological issues need further attention?

Paper I addressed the first and second research objectives and helped to answer

research questions A and B to some extent. The findings concerned the types of

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environmental impacts, their occurrence in the life cycle, as well as the methodological

issues and challenges of performing LCA on ICT solutions.

Paper II examined the environmental impacts of two printed and online Finnish Alma

Media newspapers (the morning newspaper Aamulehti and Aamulehti.fi, and the

evening newspaper Iltalehti and Iltalehti.fi) and compared the potential environmental

impacts of online and printed systems. The newspapers differ significantly in several

important ways, e.g. number of readers, number of readers per copy, the maturity level

of the online version, the time spent on reading, etc. (see Table 1 in Paper II). The whole

life cycle, including content production, was covered for both printed and online

versions of the newspapers. Content production is performed jointly for online and

printed versions and thus was allocated between these.

Paper II addressed the third research objective and thus helped to answer research

question A concerning the environmental impacts of ICT solutions and their causes. It

also fed into research question B, providing the basis for the methodological challenges

discussion in Paper III.

Paper III identified and discussed potential challenges in assessing, comparing,

communicating and acting on the results of an LCA study of the traditional (printed) and

new (online) media solutions, based on three case studies of different printed and online

newspapers. Paper III was a reflection on the experience of conducting an LCA and was

based on Paper II and Hohenthal et al. (2013). Based on the experience of performing

the LCA case study on online and printed newspapers, Paper III discussed the

complexity of assessing and comparing those products due to the differences in the

products, their functions and characteristics, differences in choice and availability of

data (specific and generic data, data gaps and quality), methodological choices

(functional unit, allocation, scope), assumptions on reader profile or other. The

differences in impacts (type of impacts and geographical distribution) between the

online and printed Alma Media newspapers and the challenges of communicating and

acting on the results were analysed and discussed. Paper III thus addressed the final

research objective and contributed to answering research question B on the

methodological challenges of ICT assessments using LCA.

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1.4 Outline of the thesis

The thesis consists of this cover essay and Papers I-III, which are appended. The cover

essay summarises the papers and places them into context. The background, scope and

aim of the thesis are described in this introductory Chapter 1. Chapter 2 presents the

scientific and methodological framework explaining the main methods used in the work.

Chapter 3 summarises the results of Papers I-III and discusses these results in relation

to research questions A and B and other research. Conclusions are drawn in Chapter 4

and further research needs and the applicability of the thesis findings in further

research are presented in Chapter 5.

2. Scientific framework and methodological approaches

This chapter describes the scientific context of the thesis, presenting the definitions of

ICT solutions (subject of the study) and the methodology applied.

2.1 Definition of ICT solutions

As used in this thesis, the term ‘ICT solutions’ covers ICT goods and services. Some other

sources refer to these as ‘ICT products’. For example, the Organization for Economic

Cooperation and Development (OECD) uses the term ICT products and defines these in

order to assist in compiling statistics for economic analysis (OECD, 2011). Its definition

covers ICT goods and services and includes the following categories (OECD, 2011):

- “Computers and peripheral equipment (e.g. computers, scanners, printers, ATMs,

etc.)

- Communication equipment (e.g. alarms, transmission apparatus, TV cameras,

telephones, etc.)

- Consumer electronic equipment (game consoles, video camera recorders,

microphones, radio broadcast receivers, television receivers, monitors and

projectors, etc.)

- Miscellaneous ICT components and goods (sound, video processing machines,

printed circuits, diodes, transistors, etc.)

- Manufacturing services for ICT equipment

- Business and productivity software and licensing services (operating systems,

network software, database management software, etc.)

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- Information technology consultancy and services (IT consulting/support/design

and development services, website hosting services, etc.)

- Telecommunications services (fixed/mobile telephone services, data

transmission services, etc.)

- Leasing or rental services for ICT equipment

- Other ICT services (including measuring, checking, testing and navigating

equipment).”

The GeSI reports (GeSI, 2008, 2012) also use the term ‘ICT products’ when discussing

the potential of ICT for future sustainability, but the scope of their definition of ICT

products is narrower and includes end-user devices (PCs, mobile devices, peripherals),

telecommunication networks (fixed line, wireless), and data centres (servers, storage

systems, cooling systems). European statistics (Eurostat, 2013) uses the term ‘ICT’ and

defines this as all technical means (i.e. computer and network hardware and their

software) used for handling information and supporting communication.

Malmodin et al. (2010) define the ‘ICT sector’ as that covering fixed telecom, mobile

telecom, PCs, data centres, enterprise networks and transport networks.

The term ‘ICT solutions’ was used in this thesis work, as it was considered to be

narrower than ‘ICT’, but broader and clearer than ‘ICT products’. It can be used

interchangeably with ‘ICT products and services’. ICT solutions as considered in this

thesis cover end-user devices, telecommunication networks, data centres and the

services provided with the use of these products, being non-material by themselves but

creating environmental impact due to content production, such as electronic newspaper,

electronic magazine, e-book, electronic invoicing, teleconferencing, etc. This definition of

ICT solutions covers those ICT products and services that were the focus of the

assessments reviewed in Paper I and were chosen as the focus of this thesis. The ICT

solutions covered in the thesis are presented in Figure 2. Special attention was given to

online newspapers.

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Figure 2. Scope of the thesis: ICT solutions covered.

2.2 Life Cycle Assessment

Life Cycle Assessment (LCA) is a tool for assessing the potential environmental impacts

of a product or service over its whole life cycle, i.e. from raw material extraction,

through production, transportation and use, to end-of-life disposal (ISO, 2006a). LCA can

be performed on a single product/service or used to compare two or more

products/services fulfilling similar functions. The procedure of performing an LCA

covers four stages – goal and scope definition, inventory analysis, impact assessment

and interpretation (ISO, 2006a). The methodology of LCA has undergone rapid

development over recent decades and is now rather well-established and standardised

(ISO 2006a, 2006b; ILCD, 2010). However, there are still methodological choices left for

the LCA practitioner to make. Those of particular importance for the scope of this thesis

are the system boundaries, scope, functional unit and method of impact assessment.

Functional unit

All the calculations (inputs and outputs) are related to the so-called functional unit – a

quantitative value of the service performance. It is especially important to have one

common functional unit when conducting an LCA of two products in order to make an

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adequate comparison (Baumann and Tillman, 2004). The choice of functional unit

affects the results of a study and might be problematic in the case of multiple functions

of a product or a comparison that is not straight-forward. Cooper (2003) and Reap et al.

(2008) point out that multi-functionality, difficult-to-quantify functions and strict

functionality comparisons could become sources of probable errors arising from

functional unit definition. In some cases, making an assessment using more than one

functional unit could be a solution (e.g. Reichart and Hishier, 2003). The functional unit

is a subject of concern for many ICT assessments, as ICT products are becoming

increasingly multi-functional. It is also an issue when comparing ICT solutions with their

traditional counterparts, as their functions might not be exactly the same.

System boundaries

System boundaries can be set geographically and in time, and concerning the processes

that are included in the system. Geographical system boundaries are important to

consider, as the different life cycle phases may occur in different regions and thus the

systems/processes included (e.g. electricity production, transportation, etc.) might differ

significantly between the life cycle phases. The sensitivity of the environment to

pollutants may also vary depending on the geographical area, which would affect the

results of the assessment (Baumann and Tillman, 2004). This is highly relevant when

assessing ICT products, as their manufacturing and use usually occur in different parts

of the world.

When considering landfilling (including that of mining residues), the time scope should

be set. Emissions from landfill can occur over a very long period of time (thousands of

years). Different time boundaries are used by different practitioners when modelling

this kind of emissions (Finnveden et al., 2009). Including long-term emissions can lead

to different kinds of results being obtained than when only short-term emissions are

included (e.g. Hellweg et al., 2003). This could be solved by calculating short-term and

long-term emissions separately, as done by Finnveden et al. (1995). The issue of long-

term emissions is important to consider when the system includes mining, residues

from which might be toxic for humans and/or the environment. This is the case for

assessments of ICT products due to residues from gold mining used in the production of

integrated circuits (ICs).

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Allocation

When the product or process under study serves several functions and thus is shared

between a number of product systems, allocation is necessary. Allocation is defined by

ISO 14040 as “partitioning the input or output flows of a process to the product system

under study” (ISO, 2006a). There are several types of allocation problems (Finnveden et

al., 2009) and the ways of solving these are widely discussed (Weidema, 2001; Ekvall

and Finnveden, 2001; Curran, 2007; Hejiungs and Guinee, 2007). ISO 14044

recommends avoiding allocation whenever possible through increasing the level of

model detail or system expansion (ISO, 2006b). System expansion is applied for example

when considering the benefits of recycling, i.e. taking into account the benefit of the

recycled material substituting for virgin raw material. When allocation cannot be

avoided, the partitioning should be done based on underlying physical relationships or,

if this is not possible, on some other relationship between products (e.g. economic

value) (ISO, 2006b). In the case of ICT assessment, allocation of the impact often needs

to be done due to multi-functionality of ICT products, e.g. computer use for various

purposes, internet use for different services. The allocation can be done in different

ways in these cases, e.g. based on time of active use of computers and amount of data

transmitted (MB) over the internet.

Impact assessment

A number of impact assessment methods have been developed over the years, with e.g.

CML (Hejiungs et al., 1992), Ecoindicator (Goedkoop and Spriensma, 2001) and ReCiPe

(Goedkoop et al., 2009) being among the most widely used. The ReCiPe impact

assessment method was used in the case study described in Paper II of this thesis.

ReCiPe is an impact assessment method assessing the impacts in 18 impact categories.

For the case study performed in Paper II, 13 impact categories were chosen for the

assessment, data for which were available and considered more reliable. These were:

Climate change

Ozone depletion

Human toxicity

Photochemical oxidant formation

Particulate matter formation

Terrestrial acidification

Freshwater eutrophication

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Marine eutrophication

Terrestrial ecotoxicity

Freshwater ecotoxicity

Marine ecotoxicity

Mineral resource depletion (a.k.a. metal depletion)

Fossil depletion

Impact categories excluded were: ionising radiation, agricultural land occupation, urban

land occupation, natural land transformation and water depletion. The lack of data in

these impact categories in the dataset applied did not permit their inclusion.

3. Summary of results and discussion

This chapter presents a summary of the results of Papers I-III and discusses these in

relation to research questions A and B.

3.1 The environmental impacts of ICT solutions and their causes

Research question A: What life cycle environmental impacts of ICT solutions and their

causes can be identified based on research and case studies performed so far? is discussed

in this section based on the summary of relevant results from the appended papers. The

research question was directly addressed in Papers I and II, following the first three

research objectives (see section 1.2 and Figure 1). This involved looking at the life cycle

environmental impacts of ICT solutions, their scale, where in the life cycle impacts occur,

the causes of these impacts and the important processes and components.

Types of impacts

When performing an LCA, several different types of environmental impacts are assessed.

The choice of impact categories might differ depending on the method chosen. However,

as discussed in Paper I, a rather high number of studies (around 40%) assessing ICT

products and services have looked only at climate change potential and/or energy use.

The reasons stated for focusing on these impact categories are the importance of those

for the contemporary society and relatively better data availability and therefore more

certainty in the results. According to some studies, the relative share of CO2-eq

emissions from ICT in total global emissions ranges from 1.5% (Gartner, 2007) to 2%

(Buttazzoni, 2008; GeSi, 2008). Malmodin et al. (2010) estimate the direct life cycle CO2-

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eq emissions of the ICT sector to be 1.3% of global emissions and of the entertainment

and media sector to be 1.7%, compared with, for example, a 2.8% contribution from the

waste and wastewater treatment sector or 25.9% from the energy supply sector (IPCC,

2007). Assessing only energy use and potential impact on climate change might lead to a

risk of sub-optimisation. The results from the case study described in Paper II and

Hohenthal et al. (2013) demonstrate the importance of impacts in other impact

categories. Normalisation results (Hohenthal et al., 2013) showed that the highest

relative impact for the online newspapers Aamulehti.fi and Iltalehti.fi occurs in the

human toxicity, marine and freshwater ecotoxicity and freshwater eutrophication

impact categories resulting from the impact of user device manufacture. Normalised

climate change potential impact appeared to be about one-tenth of that. Even though the

toxicity impacts are regarded as uncertain, this still indicates their potential importance.

There is even less knowledge on some other impacts, e.g. on land use, as it is not often

addressed in ICT assessments (Paper I) and is often excluded due to lack of data (e.g. in

Paper II).

Paper II demonstrates the potential environmental impacts of the online newspaper as

an ICT solution. According to the normalisation results, the impact of reading an online

newspaper during a year does not exceed 0.25% of the impact of one European citizen,

even in the impact category with the highest normalised impact (human toxicity)

(Hohenthal et al., 2013). This might seem a small impact, but then again it is an impact

caused by a rather small part of daily life.

To put it in another context, the impact of reading an online newspaper for a year

constitutes from 0.16% (human toxicity for Aamulehti.fi) to 0.92% (marine

eutrophication for Kauppalehti.fi) of the impact of manufacturing one laptop (Hohenthal

et al., 2013). When judging how large or small this impact is, the context should be

considered. Whether this impact is generated by reading an online newspaper that

replaces a printed newspaper or complements a printed newspaper would make a

difference. Also, the additional indirect and rebound effects should be taken into

account, e.g. whether reading a newspaper online leads to additional activities, such as

surfing other websites, starting from links in the newspaper.

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Where in the life cycle do the impacts occur?

Trying to understand the causes of the environmental impacts of ICT solutions comes

down to the following questions: Where in the life cycle do the impacts occur? and What

are the specific processes that cause the environmental impacts? The literature review in

Paper I showed that there is much discussion around whether the manufacturing or use

phase of ICT products is more important in terms of environmental impacts. The use

phase seems to be the dominant contributor to energy consumption and global warming

potential for many ICT products, but for others, especially energy-efficient products with

low weight, manufacturing may dominate. For some ICT products the answer is rather

straight-forward, e.g. manufacturing is the main contributor to the environmental

impact of mobile phones, while the use phase is important for servers and data centres.

For other ICT products, for example computers, there is no one answer. As Paper I

points out, the importance of one or another life cycle stage for the environmental

impact depends on many parameters and assumptions of the environmental assessment

– the location (and thus electricity mix), user profile (total use of the device, life span,

etc.) and the system boundaries (e.g. including or excluding a screen in the PC

assessment). It is clear that regardless of whether the manufacturing or use phase has

the higher environmental impact, both life cycle stages deserve attention in attempts to

lower the environmental impact.

Looking at the other life cycle stages, it was observed that transportation has a rather

low impact in the life cycle environmental impacts of many ICT products, except for the

products with low weight, such as mobile phones. However, some studies note that

transportation in the life cycle of ICT products is rather uncertain and therefore might

be underestimated. The end-of-life phase of ICT products is also rather uncertain. Many

studies highlight the potential improvement of environmental performance due to

recycling. On the other hand, there is a definite lack of data on the real waste flows of

electronic devices and therefore probable underestimation of its environmental impact.

The results of Paper II show the importance of various life cycle stages of the Alma

Media online newspapers as an example of an ICT product. The main cause of the

environmental impact of the two online newspapers considered in the case study was

manufacturing of the user device (mix of laptops and desktops), which contributed more

than 50% to most of the impact categories (Figure 3 and Figure 4).

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Figure 3. Environmental impact potential of the online morning newspaper Aamulehti.fi per year.

Percentage share of life cycle stages (source: Fig. 8 in Paper II).

Figure 4. Environmental impact potential of the online evening newspaper Iltalehti.fi per year.

Percentage share of life cycle stages (source: Fig. 9 in Paper II).

The second most important contributor to the environmental impact was electronic

distribution and content production. The relative share of those depended on the

newspaper characteristics, i.e. number of readers of an online version, size of the

website content and thus download, etc. This is shown in Paper II for the examples of

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Content

production

Electronic

distribution

User electricity

consumption

User device

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20%

30%

40%

50%

60%

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80%

90%

100%

Content production

Online distribution

User electricity

consumption

User device

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two different newspapers – the morning newspaper Aamulehti.fi and the evening

newspaper Iltalehti.fi. Aamulehti.fi has an emerging online version and thus a rather low

number of readers and light website content. Consequently, the impact from online

distribution is rather low and the share of content production is rather high, since this

work is split over lower number of readers. Iltalehti.fi, on the other hand, has heavy

content on the website, with videos and photos, which leads to intensive downloads by

readers and thereby higher energy consumption by the electronic distribution.

Furthermore, Iltalehti.fi has a significantly higher number of readers than Aamulehti.fi

and thus the content production was split between more readers and had a lower share

in the overall environmental impact. Electricity use by the user device was also

important, especially for Iltalehti.fi, where readers spend more time reading the online

newspaper and thus energy use by the device is higher.

The type of the device used for reading an online newspaper is also important. As

defined by the scope of Paper II, only laptops and desktops were considered as user

devices. However, newer devices, such as smartphones and tablets, are being used

increasingly for this kind of purpose. As shown by Arushanyan and Moberg (2012), the

potential climate change of online newspaper reading from a tablet is significantly lower

than that of reading from a computer (mix of laptop and desktop). According to Schien et

al. (2013) the lowest energy consumption for an online newspaper reading is when read

from a smartphone with cellular wireless connection. However, the overall impact also

depends on the total overall device use and the geographical location of the user (due to

electricity mix).

In contrast to many other studies assessing these types of products, the content

production was assessed in detail for both the online and printed newspaper versions in

Paper II. The results indicate that the main contributors to the environmental impacts of

content production, depending on the impact category, are electronic equipment,

business trips, electricity and heat used in offices. As shown for Aamulehti.fi, content

production might be a large part of the overall environmental impact and thus its

importance for the overall results should not be underestimated.

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Important processes and components

What are the processes that have the highest environmental impact? When talking about

device manufacturing, the most environmentally intense processes can be pointed out

for various products. Production of the motherboard, i.e. integrated circuits (IC), is the

main contributor to most of the environmental impacts according to Paper II and the

studies reviewed in Paper I. For displays, glass for the CRT tube and LCD module is the

main cause of the environmental impacts (Hohenthal et al., 2013; Paper I and Paper II).

Production of power supply (for PC) and charger (for mobile phone) have been

identified as being among the processes significantly contributing to the environmental

impact by several studies (Paper I). Gold production is concluded to be important for the

environmental impact of mobile phones and computers.

3.2 Challenges of LCA application on ICT solutions

Research question B: What are the methodological challenges of assessing the ICT

solutions using LCA? is discussed in this section based on the summary of relevant

results from the appended papers. The research question was directly addressed in

Papers I and III, following the last research objective (see section 1.2 and Figure 1), by

identifying and discussing possible methodological challenges that arise when

performing LCA on ICT solutions.

3.2.1 Data type, quality and availability

Data availability, data quality and types of data applied in the assessment are the focus

of discussion for many LCA studies. Since the ICT sector is rather new and the

environmental assessment of ICT solutions does not have a long tradition as yet, the

problem with data accessibility and choice is very relevant here. It is pointed out in

Paper I that many of the studies reviewed mention the problem of lack of relevant data

for environmental assessment of ICT products. Technological development and the

requirement for pure chemicals and materials make the generally available data less

relevant and lead to different kinds of uncertain extrapolations and scaling.

Furthermore, a lot of secondary data are used, which increases the risk of errors and

makes it more difficult to identify errors, since many studies use the same data.

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The type of data to be used – generic or specific – can be debated when performing an

LCA. As discussed in Paper III, either generic or specific data can be the best choice,

depending on the type of product assessed and the quality of available data. However,

both specific and generic data have their flaws. Specific data give a better picture of a

specific process or product, but are often less comprehensive (e.g. do not include all

processes or all emissions). As mentioned in Section 2, some impact categories were not

covered in the specific data used in the case study in Paper II. Generic data, on the other

hand, give a view of an average process but are more comprehensive. In the case of ICT,

there is a lack of up-to-date generic and specific data, so research aimed specifically at

collecting data is needed to provide a good basis for improved assessments.

3.2.2 Methodological choices

When performing an LCA, methodological choices such as allocation and defining the

system boundaries, time scope and functional unit have to be made.

Functional unit

The choice of functional unit is crucial, as all the impacts are related to it. It is especially

important when comparing two or more products. As illustrated in the example of the

case study (Papers II & III), the choice of functional unit can affect the results and

conclusions of the comparison.

Any comparison between printed and online newspapers is not straight-forward, since

they serve different functions and people read them in different ways. In an attempt to

address this difference, we opted to compare the results for printed and online

newspapers based on two functional units – “reader and week” and “reading hour”. The

results differed depending on the functional unit chosen (Figure 5 and Figure 6).

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Figure 5. Environmental impact potential of Aamulehti.fi and printed Aamulehti (including

supplement) per reader and week. Printed version set to 100% (source: Figure 10 in Paper II).

Figure 6. Environmental impact potential of Aamulehti.fi and printed Aamulehti (including

supplement) per reading hour. Online version set to 100% (source: Fig. 12 in Paper II).

The difference in the results when applying various functional units demonstrates that

the comparison between print and online newspapers is not a clear-cut, as they are used

in a different way and serve slightly different functions. The printed newspapers are

read for about 30 minutes/day (according to Alma Media surveys), while the online

0%

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100%

Climate change Terrestrial

acidification

Freshwater

eutrophication

Marine

eutrophication

Particulate

matter formation

Metal depletion Fossil depletion

Online Print

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180%

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acidification

Freshwater

eutrophication

Marine

eutrophication

Particulate

matter formation

Metal depletion Fossil depletion

Online Print

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newspapers are browsed for about 9-15 minutes per week. The environmental impact of

the printed newspaper is not directly related to the time spent on its reading, while for

the online newspaper the overall environmental impact depends on the reading time.

When assessing the impact per reader and week, we considered 7 copies of the printed

Aamulehti split between 2.3 readers on average and 9 minutes reading of Aamulehti.fi.

In terms of impact, this meant a rather high environmental impact of production of

about 3 copies of a newspaper per person during a week and rather low energy

consumption from just 9 minutes of computer use. When assessing the impact per

reading hour the pattern was the reverse, since 1 hour of reading an online newspaper

would consume a significant amount of energy for computer use, while this would be

equivalent to production of about 0.9 copies of a newspaper. One hour of reading for a

printed newspaper corresponds to 2 days of reading (30 min per day as mentioned

above), i.e. 2 copies. Two copies are split between 2.3 readers and thus one reading hour

corresponds to 0.9 copy/ reader.

Functional unit as used in the case study attempts to capture user behaviour, reflecting

the way each of the newspapers is “consumed” and how much benefit is obtained by a

reader. The function provided by the online and printed newspapers differs, since they

provide different kinds of service – with perhaps more detailed information in the

printed newspaper and more entertainment (e.g. photos, videos) in the online

newspaper. As in Reichart and Hischier (2003), a functionality comparison is given

along with an attempt to reflect the actual situation of the different platform use.

In cases where only one product is assessed, the right choice and a clear description of a

functional unit make it easier to use the results of the study and apply the conclusions

when looking at other cases. As discussed in Paper I, it is rather difficult to draw general

conclusions concerning the environmental impacts of a certain type of product when the

choice of functional unit is not transparent, or when it differs from study to study. In

these cases providing data and a transparent description is helpful for comparison of the

results. However, one should be careful with comparing different studies as not only

functional unit, but also the methodological choices might differ.

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Scope definition

Scope definition is another methodological decision that has to be made at the beginning

of an LCA. As well as defining the system boundaries, the time scope has to be defined

too. This defines the period for which the emissions are considered (including or

excluding long-term emissions). Paper III discusses the importance of these issues,

illustrating the difference in the results it may give (Figure 7).

Figure 7. Sensitivity analysis including and excluding long-term emissions. Reference scenario

(including long-term emissions) is set to 100% (source: Figure 4 in Paper III).

As demonstrated in Figure 7, including or excluding long-term emissions can lead to

different results in some impact categories, e.g. human toxicity, freshwater and marine

ecotoxicity, freshwater and marine eutrophication. These are the impacts mainly caused

by leaching from the residues when mining raw materials necessary for IC circuit

production, e.g. gold.

Another example found in the literature (Moberg et al., submitted) and described in

Paper I confirms that including or excluding long-term emissions may lead to different

results and conclusions when assessing ICT products. There is no consensus among the

experts on whether long-term emissions should be considered or not. On the one hand,

including long-term emissions gives a more complete picture of the environmental

impacts, but on the other it adds uncertainty (Finnveden et al., 2009).

0%

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Allocation

The problem that many LCA studies face when one process is shared between several

activities is that of allocation. This issue is especially important for ICT products, as

many of them serve a number of functions and it is not always easy to allocate the

impacts to a respective function. This concerns for example allocation of environmental

impacts of computers. The allocation of manufacturing, transportation and end-of-life

emissions from the user devices to the online newspaper reading was of concern in the

case study described in Paper II. The allocation in that case was based on the time of

active use of the device. One of the sensitivity analyses presented in Paper II

demonstrates the influence of the overall device use on the environmental impact of

online newspaper reading (Figure 8).

Figure 8. Sensitivity analysis for Iltalehti.fi: reference case and increased use time of the user device.

Reference case set to 100% (source: Figure 15 in Paper II).

User device in the case study is represented by a mix of desktops and laptops used in

offices and at home. For the sensitivity analysis, only home use of desktops/laptops was

varied. The overall use of the home device in the reference case corresponded to 900

hours/year (according to Finnish statistics), while in the sensitivity analysis this time

was increased to 3600 hours/year. The results of the sensitivity analysis demonstrated

that the higher the overall use, the lower the share of impact from manufacturing

0%

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reference

increased use

time

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allocated to newspaper reading. This means that sharing the device between two or

more people or using it both for work tasks and personal use for various types of

activities would decrease the environmental impact allocated to the online newspaper

reading through the increased overall use of the device.

Another example of allocation raised in Paper II is allocation of content production

between printed and online newspapers. The content for both printed and online

versions is produced jointly and it is not known exactly how this is divided. As discussed

earlier, content production might represent a significant share of the overall

environmental impact of the online newspaper, and therefore allocation choice might

affect the results. Allocation of content production in the case study was done based on

the number of employees working with the respective newspaper version, i.e. based on

time spent on its production. An alternative way of allocation could be based on the

volume of information included in each version, which would reflect their function of

providing information.

3.2.3 User profile

User profile (assumptions on user behaviour) proved to be of crucial importance in

many of the studies reviewed (Paper I) and in the case study (Papers II and III). When

talking about ICT solutions, user profile may include a number of issues, such as total

active use of the device, device service life, time spent on reading an online newspaper,

magazine, etc., sharing the device with other users, using a device from home or office,

geographical location of the user, which defines electricity mix, and end-of-life treatment

of the device. All these parameters proved to highly affect the results on environmental

impacts of various ICT solutions. In this way, for example, longer service life of a device

decreases its overall environmental impact per functional unit; longer time spent on

reading an online newspaper increases the impact from device manufacturing allocated

to the online newspaper and energy use; and a reader in Finland (studied in Paper II)

would have a lower impact from the use phase than an average European citizen due to

the differences in electricity mix (Paper II; Arushanyan and Moberg, 2012).

When assessing ICT solutions the importance of user behaviour should not be

underestimated. The assumptions on user profile in these studies usually describe an

average user (Papers I and II) based on statistics. It can be discussed whether it is better

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to assess an average user or several examples of extreme users. Since no-one is an

average user, it can be argued that average user assumptions do not represent the

reality. Furthermore, describing a number of extreme users (e.g. with very high intensity

of use, very low intensity of use, shared use, very short or very long service life, etc.)

might give a better picture of potential environmental impacts.

The user behaviour is also important to take into account when considering substitution

in the assessments of e.g. new ICT solutions compared with the traditional solutions (e.g.

online versus printed newspaper, book versus e-book, etc.). In the case of Paper II as

well as some papers reviewed in Paper I, the comparisons usually consider full

substitution of a traditional solution by a digital one (e.g. book by e-book, printed

magazine by online magazine, etc.). However, this might not be the case in reality. These

two types of products might complement each other instead of substituting for each

other, resulting in a combined environmental impact, instead of an assumed decreased

impact.

4. Conclusions

In an effort to improve current knowledge on the life cycle environmental impacts of ICT

solutions and contribute to a better understanding of the challenges in assessment of

ICT solutions, this thesis reviews the lessons learned from previous ICT LCAs, presents a

case study of an ICT product and discusses the challenges of LCA application when

assessing ICT solutions.

Impacts other than climate change potential and energy use are usually not as well

studied and often omitted due to less interest and lack of good data. This poses the risk

of sub-optimisation and problem shifting, as the environmental impacts of ICT solutions

represent a large range of impact categories and the causes of these are not the same as

the causes of, for example, climate change potential.

Manufacturing and the use phase were identified as the most important life cycle stages

for the environmental impacts of ICT products. The use phase often dominates for many

ICT products when assessing climate change potential and energy consumption, but for

energy-efficient products, manufacturing is most likely to dominate the environmental

impact. Important components contributing significantly to the impact from

manufacturing were identified as being IC circuits, metals, plastic, LCD module and

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power supply unit. For many devices the manufacturing or use phase does not clearly

dominate depending on the assumptions made regarding electricity mix and user

profile. Therefore improving the environmental performance of both the manufacturing

and use phase is advised. Other life cycle stages, such as transportation and end-of-life

disposal, although having a lower impact, should not be overlooked. These two life cycle

phases of ICT products are associated with large uncertainty and need better data on the

actual flows. This especially concerns end-of-life treatment, since the well-functioning

waste treatment process normally assumed in assessments differs significantly from

possible informal recycling processes in reality. More information on actual electronic

waste flows and treatment is required.

In the case of online newspapers, manufacturing of laptops, desktops and screens

appears to be the key contributor to the environmental impacts. The use phase, i.e.

electricity consumption when using the devices, had a lower impact in the present case

study. However, this outcome might be different in assessments of the environmental

impacts of reading an online newspaper in another country or region with another

electricity mix. Content production and electronic distribution were identified as

important life cycle stages of the online newspaper, but their contribution to the overall

environmental impact is dependent on the number of readers, newspaper

characteristics and reader practices.

ICT is constantly developing and therefore environmental assessment of ICT solutions

presents certain challenges. Data availability is a problem due to: rapid technological

development; the requirement for high purity materials, making data for ordinary

materials unsuitable for this kind of assessment; the small pool of primary data,

resulting in reuse of the same data; and lack of data or uncertainty in the data. Choice of

data type is an issue to consider. The observations made based on the case study

showed that both generic and specific data can be useful for LCA of ICT solutions, but

both also have drawbacks. Specific data describe the conditions specific for a country or

a company, giving a picture close to the real situation, but may not include all the

relevant processes or emissions since the process of data collection is resource-

demanding. Generic data, on the other hand, can often be more comprehensive, covering

more of the relevant processes and emissions, but describe a generic situation that is not

always close to the specific case being studied. The preferred choice of one data type or

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another depends on the product assessed and the quality of the data available. Up-to-

date generic and specific data of better quality are needed to allow better assessment of

a wider range of environmental impacts on different levels.

Methodological choices are challenging for any type of LCA, but the questions of

functional unit, time scope and allocation seem to be especially important for ICT

solutions. The choice of functional unit proved very important for the overall results in

the case study performed. When there are difficulties in comparing two products due to

their functional difference or different ways of providing the function, presenting the

results through two or more functional units helps to demonstrate the complexity. Time

scope definition, i.e. including or excluding long-term emissions, proved to have a

significant impact on the overall impact of the online newspaper. The consideration of

long-term emissions could significantly affect the environmental impacts in some impact

categories (e.g. toxicity) due to the residues from mining precious metals necessary for

production of the internal circuits included in every electronic device. Allocation

appeared to be challenging and important to consider when assessing ICT solutions due

to rather common multi-functionality of electronic devices.

User behaviour was identified as important in this thesis. User practices can affect the

overall impact of many ICT solutions and comparisons with non-ICT alternatives.

Parameters such as geographical location of the reader, type of device used, total use of

device, life span of the device, etc. should be taken into consideration. Assumptions on

substitution effects should be considered carefully when comparing ICT solutions with

more traditional products (e.g. online and printed newspaper, e-book and book, etc.).

Better data on user behaviour are necessary for improved assessments.

5. Further research

Better knowledge of potential environmental impacts of ICT solutions in the life cycle

perspective is crucial. With the current intense discussion concerning the role of ICT in

sustainable development, it is important to have a clear understanding of the potential

environmental impacts of ICT itself in order to avoid problem shifting.

As this thesis shows, more work is needed to provide good quality, up-to-date specific

and generic data for future assessments. More research is also necessary concerning the

environmental impacts of specific ICT solutions using good data and taking into account

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secondary and rebound effects. Furthermore, better knowledge of user behaviour is

needed.

The future research planned as a continuation of this thesis work aims to assess the

environmental impacts of information society in a number of future scenarios. The

results presented in this thesis can serve as background knowledge on the potential

environmental impacts of ICT solutions and the hot-spots in their life cycle.

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