LeRoy Hansen Financial Disclosure Report for 2009

8/3/2019 LeRoy Hansen Financial Disclosure Report for 2009

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I M P O R T A N T N O T E S : The instructions accompanying thls form must be followed Complete all parts,checking the NO NE b ox far each part where you have no reportable information. Sign on last pag~

[Z] N O N E ( N o reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

I.

~ N O N E ~ o reportable a~eemen~.)~ PARSES AND TE~S

I.

2o


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FINANCIAL DISCLOSURE REPORTPage 2 of 7 I ~ A r ~ S E N , L e R O V 0 4 / Z g / Z 0 ~ 0

I II . N O N - IN V E S T M E N T IN C O M E . 0~ o ,a ~gA, Filers Non-Investment Income

N O N E ~0 reportable non-inv~tment income.)~ SOURCE AND TYPE ~COME~ou~, ~t spo~es)

1.2.3.4.

B . S p o u s e s N o n - In v e s tm e n t I n c o m e - i f y o u were marred during any portion of the reporting )war, complete thor sectio~(Dollar amount no t required except for honoraria.)[~] N O N E ( N o reportable non- investment income.)

D A TE SOURCE AND TYPE1.2.3.4.

I V . R E I M B U R S E M E N T S -,,,~pon,~o,~ to~ foo,~ e~tert*~m e~(lnclude~ those to spouse and dependent children; see pp, 2J-27 of ftling lnJtructions.)

N O N E ( N o reportable reimbursements.)SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.5.


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Name of Peraon Report~n~ Date of Reper!PageFINANC IAL 3 of 7 DISCLO SURE RE PORT [ ItANSE N, LeROY 0 4 / 2 9 / 2 0 1 0

~ N O N E ~ o reportable g~s.)S O U R C E DESCRIPTION ~LU~

I.2.3.4.5.

V I . L I A B I L I T I E S . o ~ t ~ ~ o ~ o / ~ r o ~ ,, ~ d o ~ d ~ t chtMrtn; sit p p . 3 2 - 3 3 of fding Instruction~)~-] N O N E ( N o reportable liabilities.)

C R E D I T O R DESCRIPTION V A L U E C O D EI.2.3.4.5.


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F I NA N C I A L D IS C L O S U R E R E P O R TPage 4 of 7 n A n S E N , L e R O Y 0 4 / 2 9 f 2 0 1 0

VII. I N V E S T M E N T S a nd T R U S TS -N O N E ~ o reportable income, assets, or tra~actio~.)

~ B, C. D.D~n of As~ ~me d~ng(i~duding ~st ~m) ~g p~i~ of ~ng0 ) ( 2 ) O) (2) O) : ( 2 ) ( 3 ) ( 4 ) (5)

P l ~ " ~ ) " ~ e r ~ c h ~ t ~o~t T ~ ( e . g . V a l ~ V ~ u e T ~ ( e ~ . , D a ~ V ~ u = ~ I d ~ f i W o f~x~t ~m prior di~l~ ~ I ~v, ~% C ~ e 2 M~ ~ , ~ I I , ~d~ ~e 2 ~e t b u y ~ / ~ l l ~( A - ~ o r ~ t ) ( J - D ~o 3 ~pfi~) (J-P)(A-~ (if private(~ ~)

1. New York Life Whole Life Policies N o n e K T2. L and in E stancia, N M N o ne J W3. IRA D lnt./Div. M T4. -AIM International Gro wth F und Sold 06/04/09 J A5. -Davis New York Venture FD Sold 12/14/09 J( ~ a r t )6. -Ivy Global Natural Resourced FD7. - DWS Dreman High R~urn Equity FD8. -Matthews Asia Pacific Fund9. -Federated K aufmann Small Cap Fund

1 0 . -First American Small Cap Select FundI 1 . -Cohen & Steers Intl Realty Fund Sold 1 2 / 1 4 1 0 9 J1 2 . -ARTIO Glo bal lntl Eq Fd II (formerlyArtio Intl Eq Fd II)1 3 . -Thomburg Invst Income Builder Fund1 4 . -ING Glob al Dividend & Premium OpptyFund1 5 . -Wncho via Capital Trust1 6 . -iShares S&P U.S. Preferred Stock IndexE TF1 7 . .-GE Cap Corp 6 .50 PFD Intemotes

Il . lncomcGti~.Cod~" " "(See Co[unmS ~ ~ It~ D4) P ~ $ 5 0 O O ~ - $ I 0 0 0 0 0 G - , $ I ~ , 0 0 i - $ 1 , O 0 0 , O 0 0 H I - $ I , I ~ 0 ~ , 0 0 1 . $ 5 , 0 0 0 . 0 0 0 H2=Morethan$~,O00,OOO 2.ValucCodcs " ." J~$1S,l~O o rle~s K .-$15 ,00.1 - ~00~0- L-,SS.0,001-$100,000 M= ~I~O .001-$2~0,000 . ( s ~ ~t~ C ~ i ~ ~ ) rr,,s~o oo~ - s ~ o o . o o oo~s~oo, .oo~ "- ~.ooo.ooo ~ ,,st,ooo,oo~: ss,ooo,ooo,.s~.,ooo,oo~. s~,ooo,ooo " " . P . ~ = $ 2 5 o 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0~ . v i t a e M ~ t h ~ d ~ Q = A m x t i m l R = C o s t ( R ~ d ~ . ~ a t ~ O ~ y ) S - A s s i s t a n t ~ , - C * ~ M , ~ k e t( S e e C o lm m a C 2 ) U


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FINANCIAL DISCLOSURE REPORT I Name of P .... Reporting Date of I]eportPage 5 of 7 [ o_~s~r~, L~tOV0 4 1 2 9 / 2 o 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - l , c o , , ~ , ~t~, , ~,~,acno,~ an ctudes those of spou se and de penden t chi ldren; set rP. 34-60 off ing instruct ion)N O N E ~ o reportable income, ~se~, or tra~actio~.)

~ B. C. D.~ption of A~ ~m d~g ~s~ v~ a~ ~d T~n~o~ d~g ~g0ncl~g ~ ~e~) r~ p~ offing

0) (2) 0) ~) O) ( 2 ) ( 3 ) ( 4 ) ( S )PI~ "~" a~ ~h ~ Amour T~ (e.g., V~ue V~ue T~ (e.g., Da~ V~ ~n Id~ ofexert from pfi~ ~1o~ ~ ~ 1 ~v. ~ C~e 2 Me~ buy, sell, ~ ~ C~2 ~ 1 buy~/~II~

1 8 . -Tamarack Prlme MM FD CL INV (Y)1 9 . -Western Assert/Claymore Inflation LK D B uy 04/2Z /09 JOPP & INC Fund20. -N ati Rural Utils Co op F in Co rp CF C Buy 04/22/09 JIntemotes21. -Cohen & Steers Select Utility F und Bu y 06104/09 J22. -Govt N atq MTG Assn SER 2009-062 Class Bu y 07/23109 J23 . -Suntrust BK Atlanta GA C/D Bu y I 0/13/09 J24. Brok erage Aect (Y)25 . -Tamarack Prime MM FD CL INV (Y)


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FINANCIAL DISCLOSURE REPORT [ r~ , ~ e o f to r s o . R e p o ~ I ) . , o f ~ , p o ~Page 6 of 7

[ HANSEN, LeROY04/29/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T] H A N S E N , L e R OY

04/29/2010age 7 of 7I X. C E R T I F I C A T I O N .

I certify that all information given above ( including information pertaining to m y spo use and minor or dependent children, If any) isaccurate, true, and complete to th e best of my know ledge and belief, and that any information not repo rted was withh eld because it met applicable statutoryprovisions p ermitting non-dlsclosure.I further certify that earned Incom e from outside empio)Taent and ho noraria and the acceptance of gifts which have been repo rted are incomp liance with the pro~lo ns of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353 , and Judicial Conference regulations.

N O T E : A N Y I N D M D U AL W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S TO F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LAND C R IMINAL SAN C TIONS (5 U. S. C. a pp. I04)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Com mittee on F inancia l DisclosureAdm inistrative O ffice of the U nited States Cou rtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

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LeRoy Hansen Financial Disclosure Report for 2009